-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANDmbc+mV58cQlasT55U4t3f1loKjuTYB7PrzLiyvAONa0U0h6jd80agnBqCIb+W QZlVGX28aKNDyd7YTARpPQ== 0001140361-10-025359.txt : 20100614 0001140361-10-025359.hdr.sgml : 20100614 20100614111906 ACCESSION NUMBER: 0001140361-10-025359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100610 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 10894046 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc1.xml FORM 4 X0303 4 2010-06-10 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 2010-06-10 4 M 0 3500 10.00 A 26928 D Common Stock 2010-06-10 4 S 0 2783 12.749 D 24145 D Common Stock 2073 I See Note 2 Employee Stock Option (right to buy) 10.00 2010-06-10 4 M 0 3500 0 D 2001-07-27 2010-07-27 Common Stock 3500 0 D This transaction was executed in multiple trades at prices ranging from $12.73 to $12.803. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Beneficiary under Simpson Estates, Inc. Pension Trust dated 12/28/85. Robert J. Perna, Attorney-in-Fact 2010-06-14 -----END PRIVACY-ENHANCED MESSAGE-----