-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NQQye1A+o1ykPpW0Vf7jImqyLW1yv7yxqynjtuWlzRmcUrHZjqhaXtRFztq90pw5 jtv+e2xX9N+eEOvHIV6yjQ== 0001140361-10-013106.txt : 20100322 0001140361-10-013106.hdr.sgml : 20100322 20100322164645 ACCESSION NUMBER: 0001140361-10-013106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100318 FILED AS OF DATE: 20100322 DATE AS OF CHANGE: 20100322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG MICHAEL H CENTRAL INDEX KEY: 0001351437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 10696946 MAIL ADDRESS: STREET 1: A M CASTLE & CO STREET 2: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2010-03-18 0 0000018172 CASTLE A M & CO CAS 0001351437 GOLDBERG MICHAEL H 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 0 1 0 0 President & CEO Restricted Stock Units 2010-03-18 4 A 0 25100 0 A Common Stock 25100 25100 D Performance Share Unit 2010-03-18 4 A 0 25100 0 A Common Stock 25100 25100 D Employee Stock Option 12.79 2010-03-18 4 A 0 49100 0 A 2013-03-18 2018-03-17 Common Stock 49100 49100 D Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. (the "Company"). The restricted stock units vest in full on December 31, 2012, provided the reporting person is employed by A. M. Castle & Co. on the vesting date. Each performance share unit (PSU) represents a contingent right to receive one share of A. M. Castle & Co. common stock. The grant amount of 25,100 PSUs assumes 100% vesting. Since payout for PSUs can range from 0% to 200%, the maximum number of shares that could vest and be distributed is 50,200. The PSUs will vest on December 31, 2012, if the reporting person remains employed by the Company over the performance period and the Company determines that it achieved certain total shareholder return ("TSR") performance goals. The performance period begins on January 1, 2010 and ends December 31, 2012. Once vested, payout for PSU's can range from 0% to 200% based on the Company's relative TSR over the performance period as compared to a group of peer companies. TSR is measured generally as the increase or decrease in the market value of Company common stock including the reinvestment of dividends. Robert J. Perna, Attorney-in-Fact 2010-03-22 -----END PRIVACY-ENHANCED MESSAGE-----