-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STgnu5QsKzgNem/1ruPMEYgYKJaDxImocdnU5Gn0wvnShjNBjsIYtAN5jfODj4Qg APzCHyN23GQm/nsK8EpUXw== 0001140361-09-029154.txt : 20091215 0001140361-09-029154.hdr.sgml : 20091215 20091215150434 ACCESSION NUMBER: 0001140361-09-029154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091214 FILED AS OF DATE: 20091215 DATE AS OF CHANGE: 20091215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOKS STEPHEN V CENTRAL INDEX KEY: 0001184779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 091241482 MAIL ADDRESS: STREET 1: 3400 N. WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2009-12-14 0 0000018172 CASTLE A M & CO CAS 0001184779 HOOKS STEPHEN V 3400 NORTH WOLF RD. FRANKLIN PARK IL 60131 0 1 0 0 President, Castle Metals Common Stock 2009-12-14 4 S 0 15000 13.9112 D 64675 D Common Stock 2407.1823 I Through 401(k) Plan Common Stock 589.5688 I Through PAYSOP Plan This transaction was executed in multiple trades at prices ranging from $13.88 to $13.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Between February 24, 2009 and November 30, 2009 the reporting person acquired 14.4523 shares of A. M. Castle & Co. common stock under the A. M. Castle & Co. 401(k) Plan. The information in this report is based on a plan statement dated as of November 30, 2009. Between February 24, 2009 and December 14, 2009 the reporting person acquired 3.9088 shares of A. M. Castle & Co. common stock under the A. M. Castle & Co. PAYSOP Plan. The information in this report is based on a plan statement dated as of December 14, 2009. Robert J. Perna, Attorney-in-Fact 2009-12-15 -----END PRIVACY-ENHANCED MESSAGE-----