0000921895-16-006024.txt : 20161107 0000921895-16-006024.hdr.sgml : 20161107 20161107172758 ACCESSION NUMBER: 0000921895-16-006024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1103 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 161979305 4 1 form407738033b_11042016.xml OWNERSHIP DOCUMENT X0306 4 2016-11-04 1 0000018172 CASTLE A M & CO CAS 0001232602 TRAUB KENNETH H 1420 KENSINGTON ROAD OAK BROOK IL 60523 1 0 0 0 Common Stock, $0.01 par value 2016-11-04 4 D 0 53990 0 D 18888 D Reflects forfeiture of restricted stock in connection with Reporting Person's resignation as a member of the Board of Directors of the Issuer. /s/ Kenneth H. Traub 2016-11-07