0000921895-15-000100.txt : 20150121 0000921895-15-000100.hdr.sgml : 20150121 20150121193009 ACCESSION NUMBER: 0000921895-15-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150116 FILED AS OF DATE: 20150121 DATE AS OF CHANGE: 20150121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 15539950 4 1 form407738033a_01212015.xml OWNERSHIP DOCUMENT X0306 4 2015-01-16 0 0000018172 CASTLE A M & CO CAS 0001232602 TRAUB KENNETH H 90 NASSAU STREET SUITE 500 PRINCETON NJ 08542 0 0 0 1 See Explanation of Responses Common Stock, $0.01 par value 2015-01-16 4 P 0 3585 5.8980 A 7388 D Common Stock, $0.01 par value 2015-01-20 4 P 0 1500 5.7233 A 8888 D Common Stock, $0.01 par value 2015-01-21 4 P 0 10000 5.9500 A 18888 D The Reporting Person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. /s/ Kenneth H. Traub 2015-01-21