0000902664-18-002504.txt : 20180607 0000902664-18-002504.hdr.sgml : 20180607 20180607174843 ACCESSION NUMBER: 0000902664-18-002504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180605 FILED AS OF DATE: 20180607 DATE AS OF CHANGE: 20180607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 18887585 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER NAME: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 MSF International Ltd. CENTRAL INDEX KEY: 0001308315 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 18887586 BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-1400 MAIL ADDRESS: STREET 1: C/O HEDGESERV (CAYMAN) LTD. STREET 2: WILLOW HOUSE, CRICKET SQUARE 3RD FLOOR CITY: , GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: Highbridge International LLC DATE OF NAME CHANGE: 20041109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 p18-1299form4.xml OWNERSHIP DOCUMENT X0306 4 2018-06-05 0 0000018172 CASTLE A M & CO CTAM 0000919185 HIGHBRIDGE CAPITAL MANAGEMENT LLC 40 WEST 57TH ST. 32ND FLOOR NEW YORK NY 10019 0 0 1 0 0001308315 1992 MSF International Ltd. C/O HEDGESERV (CAYMAN) LTD. WILLOW HOUSE, CRICKET SQUARE 3RD FLOOR GEORGE TOWN, GRAND CAYMAN E9 00000 CAYMAN ISLANDS 0 0 1 0 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 2018-06-05 4 P 0 2278524 2090545.77 A Common Stock, par value $0.01 per share 604720 53991006 I See footnote The Convertible Notes are convertible into shares of Common Stock at an initial conversion rate of 0.2654 shares of Common Stock per $1.00 principal amount of Convertible Notes (subject to adjustment in certain circumstances in accordance with the terms of the Convertible Notes). The Issuer's 5.00% / 7.00% Convertible Senior Secured PIK Toggle Notes due 2022 (the "Convertible Notes") are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2022, the maturity date of the Convertible Notes. Upon conversion of the Convertible Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. Includes $2,053,185 principal amount of Convertible Notes received as payment-in-kind interest. The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Highbridge Capital Management, LLC, By: /s/ John Oliva, its Managing Director 2018-06-07 1992 MSF International Ltd., By: Highbridge Capital Management, LLC, its Trading Manager, By: /s/ John Oliva, its Managing Director 2018-06-07