0000018172-20-000027.txt : 20200327 0000018172-20-000027.hdr.sgml : 20200327 20200327171230 ACCESSION NUMBER: 0000018172-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200325 FILED AS OF DATE: 20200327 DATE AS OF CHANGE: 20200327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steele Jeremy T. CENTRAL INDEX KEY: 0001449688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 20752804 MAIL ADDRESS: STREET 1: GARDNER DENVER, INC. STREET 2: 1800 GARDNER EXPRESSWAY CITY: QUINCY STATE: IL ZIP: 62305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A. M. Castle & Co. CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE A M & CO DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158534352685516.xml FORM 4 X0306 4 2020-03-25 0 0000018172 A. M. Castle & Co. CTAM 0001449688 Steele Jeremy T. 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 SVP, General Counsel & Sec. Convertible Notes 3.77 2020-03-25 4 A 0 54728 0 A 2020-03-25 2022-08-30 Common Stock 14519.0 54728 D Represents an aggregate principal amount of $54,728 of 5.00%/7.00% Convertible Senior Secured PIK Toggle Notes due 2022 that were previously granted by the Company and available for reallocation as lapsed incentive awards pursuant to the Company's 2017 Management Incentive Plan. The restricted notes are convertible into 14,519 shares of common stock as of the date of this filing. The Restricted Notes vest in full on August 30, 2022. /s/ Jeremy Steele 2020-03-27