0000018172-20-000027.txt : 20200327
0000018172-20-000027.hdr.sgml : 20200327
20200327171230
ACCESSION NUMBER: 0000018172-20-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200325
FILED AS OF DATE: 20200327
DATE AS OF CHANGE: 20200327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steele Jeremy T.
CENTRAL INDEX KEY: 0001449688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 20752804
MAIL ADDRESS:
STREET 1: GARDNER DENVER, INC.
STREET 2: 1800 GARDNER EXPRESSWAY
CITY: QUINCY
STATE: IL
ZIP: 62305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A. M. Castle & Co.
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 8474557111
MAIL ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
FORMER COMPANY:
FORMER CONFORMED NAME: CASTLE A M & CO
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_158534352685516.xml
FORM 4
X0306
4
2020-03-25
0
0000018172
A. M. Castle & Co.
CTAM
0001449688
Steele Jeremy T.
1420 KENSINGTON ROAD
SUITE 220
OAK BROOK
IL
60523
0
1
0
0
SVP, General Counsel & Sec.
Convertible Notes
3.77
2020-03-25
4
A
0
54728
0
A
2020-03-25
2022-08-30
Common Stock
14519.0
54728
D
Represents an aggregate principal amount of $54,728 of 5.00%/7.00% Convertible Senior Secured PIK Toggle Notes due 2022 that were previously granted by the Company and available for reallocation as lapsed incentive awards pursuant to the Company's 2017 Management Incentive Plan. The restricted notes are convertible into 14,519 shares of common stock as of the date of this filing. The Restricted Notes vest in full on August 30, 2022.
/s/ Jeremy Steele
2020-03-27