<SEC-DOCUMENT>0000018172-16-000059-index.html : 20160211 <SEC-HEADER>0000018172-16-000059.hdr.sgml : 20160211 <ACCEPTANCE-DATETIME>20160211114841 ACCESSION NUMBER: 0000018172-16-000059 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20160208 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 161409640 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>casform8-kreearlysettlement.htm <DESCRIPTION>8-K RE NEW NOTES AND SGF AGREEMENT <TEXT> Document 1 - file: casform8-kreearlysettlement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>2 <FILENAME>exhibit42-indenture.htm <DESCRIPTION>EXHIBIT 4.2 INDENTURE, DATED FEBRUARY 8, 2016 <TEXT> Document 2 - file: exhibit42-indenture.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>3 <FILENAME>exhibit104-pledgeandsecuri.htm <DESCRIPTION>EXHIBIT 10.4 PLEDGE AND SECURITY AGREEMENT DATED FEBRUARY 8, 2016 <TEXT> Document 3 - file: exhibit104-pledgeandsecuri.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>4 <FILENAME>exhibit105-amendedandresta.htm <DESCRIPTION>EXHIBIT 10.5 AMENDED AND RESTATED INTERCREDITOR AGRMT <TEXT> Document 4 - file: exhibit105-amendedandresta.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>5 <FILENAME>exhibit106-amendmentno3tol.htm <DESCRIPTION>EXHIBIT 10.6 AMENDMENT NO 3 TO LSA <TEXT> Document 5 - file: exhibit106-amendmentno3tol.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>6 <FILENAME>exhibit107-letteragreement.htm <DESCRIPTION>EXHIBIT 10.7 SGF LETTER AGREEMENT <TEXT> Document 6 - file: exhibit107-letteragreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>exhibit991-pressreleasedat.htm <DESCRIPTION>EXHIBIT 99.1 PRESS RELEASE DATED FEBRUARY 9, 2016 <TEXT> Document 7 - file: exhibit991-pressreleasedat.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>proxylogo2a09.jpg <TEXT> Document 8 - file: proxylogo2a09.jpg
</DOCUMENT> </SEC-DOCUMENT>