-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvECyAlb1OVsD7Um3e8egHQ6k7jebBVuN2Lkrnmw4yrwRa8Xx6n0BUWFczaTo1o4 1NzuyJp50cWOumUv/hwAjA== 0000018172-08-000076.txt : 20081126 0000018172-08-000076.hdr.sgml : 20081126 20081126091844 ACCESSION NUMBER: 0000018172-08-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080324 FILED AS OF DATE: 20081126 DATE AS OF CHANGE: 20081126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 081215685 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 pjhphantomstock24nov2008_ex.xml X0303 4 2008-03-24 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Phantom Stock 2008-03-24 4 A 0 115.473 25.98 A Common Stock 115.473 18451.724 D Phantom Stock 2008-05-09 4 A 0 161.655 30.93 A Common Stock 161.655 18613.379 D Phantom Stock 2008-08-11 4 A 0 287.644 19.99 A Common Stock 287.644 18901.023 D Phantom Stock 2008-11-24 4 A 0 616.523 8.11 A Common Stock 616.523 19786.332 D Conversion is on a 1 for 1 basis. Phantom Stock acquired under the Issuer's Directors' Deferred Compensation Plan. These shares will become payable, in cash or common stock, at the election of the reporting person upon the reporting person's departure from the Board or otherwise per the reporting person's election made at the time of the election to defer compensation. Balance includes 53.746 shares acquired on March 7, 2008 pursuant to an automatic dividend reinvestment feature under the Issuer's Directors' Deferred Compensation Plan. Balance includes 34.223 shares acquired on May 22, 2008, 53.432 shares acquired on August 21, 2008, and 181.132 shares acquired on November 20, 2008 pursuant to an automatic dividend reinvestment feature under the Issuer's Directors' Deferred Compensation Plan. Mr. Herbert's power of attorney naming Robert J. Perna and Suzanne Garrison, each of them singly, as attorney in fact, is attached as an exhibit to this filing. Robert J. Perna, Attorney-In-Fact 2008-11-26 EX-24 2 pjhpoa10nov2008.htm POWER OF ATTORNEY FOR PATRICK J. HERBERT

POWER OF ATTORNEY

 

Know by all these presents, that the undersigned hereby constitute and appointed each of Robert J. Perna and Suzanne Garrison, signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

Execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of A. M. Castle & Co. (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 

 

2)

Do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

 

3)

Take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of November, 2008.

 

 

/s/ Patrick J. Herbert III

 

Patrick J. Herbert III

 

 

 

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