-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FiRrGGYA9v/qq6Us5t+6k3fD8pgTvoOpEewSde74cB6enxmches3KbOQZp6EL2X8 ub2/EdSkmXpIUwyeawnMcQ== 0000018172-07-000052.txt : 20070620 0000018172-07-000052.hdr.sgml : 20070620 20070620151717 ACCESSION NUMBER: 0000018172-07-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070620 FILED AS OF DATE: 20070620 DATE AS OF CHANGE: 20070620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 07931207 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-06-20 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 11250 D Phantom Stock 2007-06-20 5 A 0 E 4022.559 A Common Stock 4022.559 17600.305 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 3500 3500 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 12.3125 2001-06-01 2010-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 13 2002-06-01 2011-06-01 Common Stock 5000 5000 D Stock Options (Right to buy) 14.22 2006-06-01 2015-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 15.0625 2000-06-01 2009-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 22.4375 1999-06-01 2008-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 28.25 1997-06-03 2006-06-03 Common Stock 1000 1000 D Each share of Phantom stock is the economic equivalent of one share of Common stock. The share of Phantom stock becomes payable in cash or Common stock, at the election of the reporting person, upon the reporting person's termination of service as a Director. Mr. Herbert is considered a 10% owner due to his control in an entity owning significant Castle stock. The amounts shown on this form are the only ones in which he has a pecuniary interest. Sherry L. Holland 2007-06-20 -----END PRIVACY-ENHANCED MESSAGE-----