-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AoFMpYJyYCWfQjdqPP+58M/71xmT1S4y//QIEd7OzQZbgtWXmknOCIE18El6nZLd Z6ksZkwUC4qHnoK75UQ9bg== 0000018172-07-000038.txt : 20070601 0000018172-07-000038.hdr.sgml : 20070601 20070601101156 ACCESSION NUMBER: 0000018172-07-000038 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070601 FILED AS OF DATE: 20070601 DATE AS OF CHANGE: 20070601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 07892714 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 4/A 1 doc.xml PRIMARY DOCUMENT X0202 4/A 2007-06-01 2007-05-30 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Common Stock 2007-06-01 2007-06-01 4 J 0 91496 0 A 94715 D Common Stock 10546 I Note 1 Common Stock 22781 I Note 2 Common Stock 262433 I Note 3 Common Stock 20992 I Note 4 Common Stock 157872 I Note 5 Stock Options (Right to buy) 7.05 2003-10-04 2012-10-04 Common Stock 6000 6000 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 10000 10000 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 11 2002-07-26 2011-07-26 Common Stock 10000 10000 D Stock Options (Right to buy) 14.22 2006-07-01 2015-07-01 Common Stock 7500 7500 D Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 3 - Beneficiary under Trust dated 07/26/1972 United States Trust Co., and Patrick J. Herbert, III, Trustee The adjustment made to the Trust in Note 5 removing the reference to 91,496 shares from the Trust reporting should have added those shares as directly held. Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 4 - Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee Note 2 - Beneficiary under Trust dated 07/24/1968 United States Trust Co., Trustee Note 1 - Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Jerry M. Aufox 2007-06-01 -----END PRIVACY-ENHANCED MESSAGE-----