-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JsKzMuMIuugzcriMGKtf1ZVfdyXB1tj6uIa8m8KDsB9PUyGtVHO+Oa914T2H02dm wqzRmozdCIuLde+VbpZNZg== 0000018172-07-000037.txt : 20070531 0000018172-07-000037.hdr.sgml : 20070531 20070531154232 ACCESSION NUMBER: 0000018172-07-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070530 FILED AS OF DATE: 20070531 DATE AS OF CHANGE: 20070531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 07890852 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-05-30 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 2007-05-30 2007-05-31 4 M 0 1500 21.875 A 10728 D Common Stock 2007-05-30 4 I 0 1446 34.58 A 12174 D Common Stock 2007-05-30 2007-05-31 4 S 0 1 35.5 D 12173 D Common Stock 2007-05-30 2007-05-31 4 S 0 300 35.59 D 11873 D Common Stock 2007-05-30 2007-05-31 4 S 0 100 35.64 D 11773 D Common Stock 2007-05-30 2007-05-31 4 S 0 523 35.68 D 11250 D Phantom Stock 0 1988-08-08 1988-08-08 Common Stock 13577.746 13577.746 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 3500 3500 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 12.3125 2001-06-01 2010-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 13 2002-06-01 2011-06-01 Common Stock 5000 5000 D Stock Options (Right to buy) 14.22 2006-06-01 2015-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 15.0625 2000-06-01 2009-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 22.4375 1999-06-01 2008-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 28.25 1997-06-03 2006-06-03 Common Stock 1000 1000 D Stock Options (Right to buy) 21.875 2007-05-30 2007-05-31 4 M 0 1500 21.875 D 2007-05-30 2007-06-02 Common Stock 1500 0 D Restricted stock awarded to Directors as of April 27, 2007 valued at closing common stock price on April 27, 2007 with one year vesting. Mr. Herbert is considered a 10% owner due to his control in an entity owning significant Castle stock. The amounts shown on this form are the only ones in which he has a pecuniary interest. Jerry M. Aufox 2007-05-31 -----END PRIVACY-ENHANCED MESSAGE-----