-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FY8EEsd7h7kFsaXsNN/i78RCL+TlkLwZowsInzgQJlkvs16A7VviqGJ7sR+kDbTK u7epkfyuNuTdNkcFzvWomg== 0000018172-07-000012.txt : 20070214 0000018172-07-000012.hdr.sgml : 20070214 20070214102452 ACCESSION NUMBER: 0000018172-07-000012 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 07614464 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 5 1 doc.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 0 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Common Stock 2006-06-01 2007-04-25 5 A 0 1773 28.2 A 1773 D Common Stock 10546 I Note 1 Preferred Stock 500 I Note 1 Common Stock 22781 I Note 2 Preferred Stock 375 I Note 2 Common Stock 262433 I Note 3 Common Stock 20992 I Note 4 Common Stock 249368 I Note 5 Preferred Stock 100 I Note 5 Stock Options (Right to buy) 7.05 2003-10-04 2012-10-04 Common Stock 6000 6000 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 10000 10000 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 11 2002-07-26 2011-07-26 Common Stock 10000 10000 D Stock Options (Right to buy) 14.22 2006-07-01 2015-07-01 Common Stock 7500 7500 D Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 3 - Beneficiary under Trust dated 07/26/1972 United States Trust Co., and Patrick J. Herbert, III, Trustee Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 4 - Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee Note 2 - Beneficiary under Trust dated 07/24/1968 United States Trust Co., Trustee Note 1 - Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Jerry M. Aufox 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----