-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiHqMfaQO67gB0lI8XD7qk6tG1thLvYVjBmIxyc1+XkG3KFIKkdHE2DphFcRRbF8 cT/VA69SoHb8Wx9OJFiI2g== 0000018172-06-000005.txt : 20060209 0000018172-06-000005.hdr.sgml : 20060209 20060209094357 ACCESSION NUMBER: 0000018172-06-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20060209 DATE AS OF CHANGE: 20060209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 06591074 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 5 1 doc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 7455 D Phantom Stock 0 1988-08-08 1988-08-08 Common Stock 13577.746 13577.746 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 3500 3500 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 12.3125 2001-06-01 2010-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 13 2002-06-01 2011-06-01 Common Stock 5000 5000 D Stock Options (Right to buy) 15.0625 2000-06-01 2009-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 21.875 1998-06-02 2007-06-02 Common Stock 1500 1500 D Stock Options (Right to buy) 22.4375 1999-06-01 2008-06-01 Common Stock 1500 1500 D Stock Options (Right to buy) 28.25 1997-06-03 2006-06-03 Common Stock 1000 1000 D Stock Options (Right to buy) 14.22 2005-06-01 2005-06-01 5 A 0 7500 14.22 A 2006-06-01 2015-06-01 Common Stock 7500 7500 D Jerry M. Aufox 2006-02-09 -----END PRIVACY-ENHANCED MESSAGE-----