-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EtLYV94wPRgMLQMQ6LCTdFzlEnQNkrkmkUzKv91h8fNT5Zw9OjGcuC/5uNWwPlgK X6kHzW9sT5eVtldiLSnv+A== 0000018172-03-000060.txt : 20031107 0000018172-03-000060.hdr.sgml : 20031107 20031107160431 ACCESSION NUMBER: 0000018172-03-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020603 FILED AS OF DATE: 20031107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER JOHN P CENTRAL INDEX KEY: 0001024512 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 03985316 BUSINESS ADDRESS: STREET 1: C/O OLD KENT FINANCIAL STREET 2: ONE VANDENBERG CENTER CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6167715000 MAIL ADDRESS: STREET 1: 2665 MARL OAK DRI CITY: HIGHLAND PARK STATE: IL ZIP: 60035 4 1 c0001024512d20031107f4f.xml PRIMARY DOCUMENT X0201 42002-06-0300000018172CASTLE A M & CO CAS0001024512KELLER JOHN P3400 NORTH WOLF ROADFRANKLIN PARKIL601311000Common Stock1265DStock Options (Right to buy)102001-07-272010-07-27Common Stock35003500DStock Options (Right to buy)10.352002-06-035A0500010.35A2003-06-032012-06-03Common Stock50005000DStock Options (Right to buy)12.11996-06-012005-06-01Common Stock12501250DStock Options (Right to buy)12.312001-06-012010-06-01Common Stock15001500DStock Options (Right to buy)132002-06-012011-06-01Common Stock50005000DStock Options (Right to buy)15.062000-06-012009-06-01Common Stock15001500DStock Options (Right to buy)21.881998-06-022007-06-01Common Stock15001500DStock Options (Right to buy)22.441999-06-012008-06-01Common Stock15001500DStock Options (Right to buy)28.251997-06-032006-06-02Common Stock10001000DPhantom Stock02003-08-155J017810.1820A1988-08-081988-08-08Common Stock17810.18217810.182DNo Transaction Date - This is a voluntary reporting of a derivative security.Voluntary reporting of SARPhantom stock acquired under a deferred compensation plan - exercise and expiration date will be the insider's retirement date, which is not yet known.John P Keller2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----