-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LthuLJphSAKgNBjw/qpr3A8muRYYW2/1cDZp2Hu2fXtLOfiS9UEyt/oIjRG7YZFH tB1kZmAyjqypjHsU075uNg== 0000018172-02-000006.txt : 20020415 0000018172-02-000006.hdr.sgml : 20020415 ACCESSION NUMBER: 0000018172-02-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 02571645 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] OFFICER IRS NUMBER: 360879160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 3 1 nbr67.htm DICK MEYERS SEC Form 3
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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OMB Number: 3235-0104
Expires: December 31, 2001
Estimated average burden
hours per response. . . . . 0.5
1. Name and Address of Reporting Person*
Meyers, Richard     C.
(Last)                      (First)                      (Middle)
3400 North Wolf Road


(Street)
Franklin Park, IL     60131

(City)                      (State)                      (Zip)

2. Date of Event
    Requiring Statement
   (Month/Day/Year)
February 28, 2002

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Issuer Name and Ticker or Trading Symbol
A. M. Castle & Co.   CAS
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

                        Director                           10% Owner
           X          Officer                             Other

Officer/Other
Description           Vice President - Operations
6. If Amendment, Date of
   Original (Month/Day/Year)


7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Individual Filing
      Joint/Group Filing
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
   (Instr. 4)

2. Amount of Securities Beneficially Owned
    (Instr. 4)
3. Ownership Form :
    (D) Direct
    (I) Indirect     (Instr. 5)
4. Nature of Beneficial Ownership
    (Instr. 5)

Common Stock 4,000.0000
D (1)





Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

(over)
SEC 1473 (3-99)


Meyers, Richard C. - February 2002
Form 3 (continued)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 4)
2. Date Exercisable(DE) and Expiration Date(ED)





  (DE)     |     (ED)  
3. Title and Amount of of Underlying Security
    (Instr. 4)
4. Conversion or
    Exercise Price
5. Ownership
    Form
    (D) Direct
    or
    (I) Indirect
    (Instr. 5)
6. Nature of Indirect
    Beneficial Ownership
    (Instr. 5)
2001 Stock Option
07/26/2002 | 07/26/2011
Common Stock - 18,000.00 $11.00
D
 

         
Explanation of Responses :


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
        See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient,
            See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
________________________________         __________________
** Signature of Reporting Person                         Date


Richard C. Meyers



Page 2
SEC 1473 (3-99)


Meyers, Richard C. - February 2002
Form 3 (continued)
FOOTNOTE Descriptions for A. M. Castle & Co. CAS

Form 3 - February 2002

Richard C. Meyers
3400 North Wolf Road

Franklin Park, IL 60131

Explanation of responses:

(1)   Restricted Stock which vests 33% each year. Significant risk of forfeiture.
Page 3
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