0001209191-11-027410.txt : 20110510 0001209191-11-027410.hdr.sgml : 20110510 20110510183518 ACCESSION NUMBER: 0001209191-11-027410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110128 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murdock Justin M. CENTRAL INDEX KEY: 0001474864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04455 FILM NUMBER: 11829707 MAIL ADDRESS: STREET 1: C/O DOLE FOOD COMPANY, INC. STREET 2: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLE FOOD CO INC CENTRAL INDEX KEY: 0000018169 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 990035300 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8188796600 MAIL ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: DOLE FOOD COMPANY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE & COOKE INC DATE OF NAME CHANGE: 19910731 4 1 c17008_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-01-28 0000018169 DOLE FOOD CO INC DOLE 0001474864 Murdock Justin M. C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE CA 91362 1 0 0 0 Common Stock 2011-01-28 4 D 0 16875 0 D 0 D Stock Option 12.50 2011-01-28 4 D 0 35333 0 D 2019-10-22 Common Stock 35333 40917 D Stock Option 9.74 2011-01-28 4 D 0 23250 0 D 2020-11-29 Common Stock 23250 17667 D Stock Option 12.50 2011-05-06 4 D 0 17667 13.99 D 2010-10-22 2019-10-22 Common Stock 17667 0 D Justin M. Murdock's restricted stock, all of which was unvested, and all of his unvested stock options, were automatically forfeited upon his January 28, 2011 resignation as an officer and employee of the Company, all in accordance with the Company's 2009 Stock Incentive Plan, as amended. Justin M. Murdock's 17,667 vested stock options were cancelled in exchange for payment by the Company of the spread between the $13.99 per share closing stock price on May 6, 2011 (the first open Window Period day following his resignation as an officer and employee of the Company), and the $12.50 per share exercise price of the options, all in accordance with the Company's 2009 Stock Incentive Plan, as amended, and unanimous action by the Corporate Compensation and Benefits Committee of the Company's Board of Directors. All three of the members of the Corporate Compensation and Benefits Committee are Non-Employee Directors as defined in Rule 16b-3(b)(3). Vesting in two equal annual installments commencing on October 22, 2011. Vesting in three equal annual installments commencing on November 29, 2011. /s/ Jeffrey Conner, attorney-in-fact 2011-05-10