-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GvHI/xoCy6CEzSpjCapJ1S5rbOqk0PM6laseElZvYE8Nod3Z9pxKFVZvYWeuPdMV 1vpAdWyRFbPPHpAINgCW+g== 0000902595-01-500092.txt : 20010703 0000902595-01-500092.hdr.sgml : 20010703 ACCESSION NUMBER: 0000902595-01-500092 CONFORMED SUBMISSION TYPE: N-8A/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLE FOOD COMPANY INC CENTRAL INDEX KEY: 0000018169 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 990035300 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-8A/A SEC ACT: SEC FILE NUMBER: 001-04455 FILM NUMBER: 1673543 BUSINESS ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8188796600 MAIL ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE & COOKE INC DATE OF NAME CHANGE: 19910731 N-8A/A 1 b936716.txt AMENDMENT NO. 1 ON FORM 8A/A As filed with the Securities and Exchange Commission on July 2, 2001 Registration No. 1-4455 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 on FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 DOLE FOOD COMPANY, INC. (Exact name of registrant as specified in its charter) Delaware 99-0035300 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) One Dole Drive, Westlake Village, 91362-7300 California (Zip Code) (Address of Principal Executive Offices) If this form relates to the If this form relates to the registration of a class of registration of a class of securities pursuant to securities pursuant to Section Section 12(b) of the Exchange 12(g) of the Exchange Act and Act and is effective upon filing is effective pursuant to General pursuant to General Instruction A(d), check the Instruction A(c), check the following box. [ ] following box. [x] Securities to be registered pursuant to Section 12(b) of the Act Title of Each Class Name of Each Exchange on to be so Registered Which Each Class is to be Registered Common Stock, No Par Value New York Stock Exchange, Pacific Exchange Securities to be registered pursuant to Section 12(g) of the Act: (Title of class) EXPLANATORY NOTE Effective 11:59 p.m. (Hawaii time), June 30, 2001, the Registrant was reincorporated in the State of Delaware from the State of Hawaii. The reincorporation was accomplished by merging the existing Hawaiian corporation into a wholly-owned subsidiary, DFCM, Inc., a Delaware corporation. Following the merger, the Delaware corporation was the surviving corporation and its name was changed to "Dole Food Company, Inc." This Amendment No. 1 to Registration Statement on Form 8-A/A amends the Registrant's prior description of its common stock registered under the Securities Exchange Act of 1934 as follows: Item 1. Description of Registrant's Securities to be Registered. GENERAL The Registrant's Certificate of Incorporation authorizes the issuance of 80,000,000 shares of common stock, without par value. COMMON STOCK Voting Rights. Holders of common stock are entitled to one vote for each share held on each matter properly submitted to the stockholders for their vote. Holders of common stock are not entitled to cumulative voting rights. The Registrant's Certificate of Incorporation requires a two-thirds majority of the outstanding shares to amend, repeal or adopt any provision inconsistent with Article Ninth of the Certificate of Incorporation (relating to amendments of the Certificate of Incorporation), certain provisions of Article Fifth (relating to action by written consent and power to cause a special meeting of stockholders to be called), Article Sixth (relating to the determination of the size of the Board, the filling of vacancies on the Board and advance notice of stockholder nominations for the election of directors), Article Seventh (relating to adoption and amendment of the By-Laws) and Article Eighth (relating to limitation of the liability of directors). In all other matters, the Delaware General Corporation Law's rules on necessary majorities will control, including the rules with respect to removal of directors, approval of mergers and amendment of the charter (each requiring the affirmative votes of holders of a simple majority of the outstanding voting stock). Dividends. Holders of common stock may receive dividends when declared by the board of directors. Dividends may be paid in cash, stock or other form. Delaware law generally allows dividends to be paid out of surplus of the Registrant or, if there is no surplus, out of the net profits of the Registrant for the current fiscal year or the prior fiscal year. The directors of the Registrant are prohibited from making distributions to stockholders except in the manner provided by Delaware law. Pursuant to the Registrant's Certificate of Incorporation, the board of directors has the authority to designate a series of preferred stock, the rights and preferences of which may result in the holders of common stock not receiving dividends until the Registrant has satisfied its obligations to holders of such series of preferred stock. Additionally, certain of the Registrant's debt instruments may restrict the payment of cash dividends under certain circumstances. Fully Paid. All outstanding shares of common stock are fully paid and non-assessable. Other Rights. Holders of common stock are not entitled to preemptive rights. Until such time as any shares of preferred stock are issued, if the Registrant liquidates, dissolves or winds-up its business, either voluntarily or not, holders of common stock will share equally in the assets remaining after the Registrant pays its creditors. Listing. The Registrant's outstanding shares of common stock are listed on the New York Stock Exchange and the Pacific Exchange under the symbol "DOL" DELAWARE LAW AND THE REGISTRANT'S CERTIFICATE OF INCORPORATION AND BY-LAWS There are provisions of the Delaware General Corporation Law and the Registrant's Certificate of Incorporation and By-Laws that may be deemed to have an anti-takeover effect and may discourage, delay or prevent a tender offer or takeover attempt that a stockholder might consider in its best interest, including those attempts that might result in a premium over the market price for the shares held by the Registrant's stockholders. The Registrant is subject to the provisions of Section 203 of the Delaware General Corporation Law. Section 203 prohibits a publicly-held Delaware corporation from engaging in a "business combination" with an "interested stockholder" for a period of three years after the date of the transaction in which the person became an interested stockholder, unless the business combination is approved in a prescribed manner. A "business combination" includes mergers, asset sales and other transactions resulting in a financial benefit to the interested stockholder. Subject to certain exceptions, an "interested stockholder" is a person who, together with affiliates and associates, owns, or within three years did own, 15% or more of the corporation's voting stock. The Registrant's Certificate of Incorporation provides that stockholders may act only at an annual or special meeting of stockholders and not by written consent. The Registrant's Certificate of Incorporation further provides that special meetings of stockholders may only be called by the Chairman of the Board, the Chief Executive Officer or a majority of the then- total number of authorized directors on the Board of Directors (including vacancies in calculating the size of the whole board); stockholders are not permitted to call, or to require that the Board call, a special meeting of stockholders. The Registrant's By-Laws require that for business to be brought before an annual meeting by a stockholder other than by inclusion in the Registrant's proxy statement and proxy card under the Securities and Exchange Commission's Rule 14a-8 or for nominations to the board of directors, the stockholder must have given timely and appropriate notice in writing to the Corporate Secretary of the Registrant. To be timely, a stockholder's notice must be delivered to the Corporate Secretary not less than 45 nor more than 75 days prior to the first anniversary of the date on which the Registrant first mailed its proxy materials for the preceding year's annual meeting of stockholders; provided, that if the date of the annual meeting is advanced more than 30 days prior to or delayed by more than 60 days after the anniversary of the preceding year's annual meeting, notice by the stockholder to be timely must be delivered not later than the close of business on the later of (i) the 120th day prior to the annual meeting or (ii) the 7th day following the day on which public announcement of the date of such meeting is first made. Item 2. Exhibits. The following exhibits are filed as part of this amendment: Exhibit Numbers Description of Document 1 Specimen Common Stock Certificate 2 Certificate of Incorporation (1) 3 By-Laws (2) - ------------- (1) Incorporated by reference from Appendix D to the Registrant's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 25, 2001 (File No. 001-04455). (2) Incorporated by reference from Appendix E to the Registrant's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 25, 2001 (File No. 001-04455). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. DOLE FOOD COMPANY, INC. By: /s/ Kenneth J. Kay Kenneth J. Kay Vice President and Chief Financial Officer Dated: July 1, 2001 -----END PRIVACY-ENHANCED MESSAGE-----