-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5pnSTNJQXvGDuv5pGSg+tKR53s7RelWAHyQloJrpi5PGVQy+sprYIQqnt+inPxq NtXFjqastRDgBU1r1LvyTw== 0000892569-02-002109.txt : 20021024 0000892569-02-002109.hdr.sgml : 20021024 20021024080337 ACCESSION NUMBER: 0000892569-02-002109 CONFORMED SUBMISSION TYPE: SC TO-C PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20021024 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOLE FOOD COMPANY INC CENTRAL INDEX KEY: 0000018169 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 990035300 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C SEC ACT: 1934 Act SEC FILE NUMBER: 005-33795 FILM NUMBER: 02796621 BUSINESS ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8188796600 MAIL ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE & COOKE INC DATE OF NAME CHANGE: 19910731 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MURDOCK DAVID H CENTRAL INDEX KEY: 0000875392 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C BUSINESS ADDRESS: STREET 1: 31365 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8188796812 MAIL ADDRESS: STREET 1: 31365 OAK CREST DR CITY: WESTWESTLAKE VILLAGE STATE: CA ZIP: 91361 SC TO-C 1 a84564c2sctovc.htm SCHEDULE TO-C David H. Murdock Schedule TO-C
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE TO

Tender Offer Statement Under
Section 14(d)(1) or 13(e)(1) of the
Securities Exchange Act of 1934

DOLE FOOD COMPANY, INC.

(Name of Subject Company (issuer))

DAVID H. MURDOCK – Offeror
(Name of Filing Persons (identifying status as offeror, issuer or other person))

COMMON STOCK, NO PAR VALUE
(Title of Class of Securities)

256605106
(CUSIP Number of Class of Securities)

Roberta Wieman
10900 Wilshire Boulevard
Los Angeles, California 90024
Telephone: (310) 208-6055
(Name, address, and telephone numbers of person authorized to
receive notices and communications on behalf of filing persons)

Copies to:

Peter J. Tennyson, Esq.
Paul, Hastings, Janofsky & Walker LLP
695 Town Center Drive, Seventeenth Floor
Costa Mesa, California 92626-1924
Telephone: (714) 668-6200

CALCULATION OF FILING FEE

             
    Transaction valuation*   Amount of filing fee    
    N/A   None required.    

*Set forth the amount on which the filing fee is calculated and state how it was determined

[  ]   Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

         
Amount Previously Paid:        
   
   
Form or Registration No.:        
   
   
Filing Party:        
   
   
Date Filed:        
   
   

 


 

[x]   Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transaction to which the statement relates:

  [x]   third-party tender offer subject to Rule 14d-1.
 
  [  ]   issuer tender offer subject to Rule 13e-4.
 
  [x]   going-private transaction subject to Rule 13e-3.
 
  [x]   amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: [  ]

 


 

SCHEDULE 13D

         
CUSIP No.   256605106       Page 2 of 10 Pages
             

1 NAME OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
    DAVID H. MURDOCK

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)        o
(b)       x

3 SEC USE ONLY
         

4 SOURCE OF FUNDS
    PF, BK, WC, AF

5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e)
o
         

6 CITIZENSHIP OR PLACE OF ORGANIZATION
    U.S.

      7   SOLE VOTING POWER
NUMBER OF       13,580,995*
SHARES  
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY       None
EACH  
REPORTING   9   SOLE DISPOSITIVE POWER
PERSON       13,580,995*
WITH  
      10   SHARED DISPOSITIVE POWER
          None

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    13,580,995*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
x
         

13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    24.02%*

14 TYPE OF REPORTING PERSON
    IN


 

*      As of the close of business on October 23, 2002, Mr. Murdock has beneficial ownership of 13,580,995 (approximately 24.02%) of the outstanding shares of Dole Food Company, Inc. Common Stock. Of such shares, 13,086,847 shares (approximately 23.35%) are held by Mr. Murdock, 494,148 shares (less than 1%) may be acquired by Mr. Murdock through the exercise of stock options which are exercisable within sixty (60) days of October 23, 2002, and 81,000 shares (less than 1%) are owned by Mr. Murdock’s sons. As permitted by Rule 13d-4, Mr. Murdock disclaims beneficial ownership within the meaning of Sections 13(d) or 13(g) of the Securities Exchange Act of 1934 (“1934 Act”) of the 81,000 shares of Dole Food Company, Inc. Common Stock owned by his sons.

 


 

This Schedule 13D, as previously amended, relating to the Common Stock of Dole Food Company, Inc. (“Dole”), is hereby further amended with respect to the items set forth below.

Item 6. Contracts, Arrangements, Understandings or Relations With Respect to Securities of the Issuer.

On October 23, 2002, a letter agreement (attached hereto as Exhibit 99.1 and incorporated herein by reference) was entered into between Mr. Murdock and the special committee of independent directors of Dole under which Mr. Murdock agreed, subject to certain exceptions, to give the special committee five business days notice before purchasing additional shares of Dole Common Stock.

Mr. Murdock has also advised the special committee that his offer will expire on November 13, 2002, instead of November 6, 2002, subject to his right to terminate it earlier.

 


 

SIGNATURE

         After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
    Dated: October 23, 2002
 
 
    /s/ David H. Murdock
   
David H. Murdock

 


 

EXHIBIT INDEX

     
Exhibit    
Number   Exhibit Description
     
99.1   Letter from the Special Committee of the Board of Directors of Dole Food Company, Inc. to David H. Murdock

  EX-99.1 3 a84564c2exv99w1.htm EXHIBIT 99.1 Exhibit 99.1

 

Exhibit 99.1

Richard M. Ferry

Mr. David H. Murdock
Chairman of the Board and CEO
Dole Food Company, Inc.
10900 Wilshire Boulevard, 16th Floor
Los Angeles, CA 90024

Re: Proposed Transaction Involving Dole Food Company

Dear David:

The special committee of the Dole board of directors is in the process of considering your proposal to acquire the outstanding Dole shares which are not already owned by you and your family. In the circumstances, we have been advised that it would not be in the best interests of Dole stockholders if you, or any of your affiliates, were to acquire additional shares of Dole common stock while the special committee is considering your proposal and other alternatives.

This letter is to request your legally binding agreement that without the prior written consent of the special committee or, if such consent is not obtained or given, at least five business days prior written notice to the special committee, neither you nor any corporation, partnership, trust, limited liability company or other person or entity (a “Person”) controlled by you (directly or indirectly) will:

  (i)   acquire beneficial ownership (as that term is defined in SEC Rule13d-3) of any additional shares of Dole Common Stock;
 
  (ii)   encourage, assist or provide financing for any such acquisition by any other person; or
 
  (iii)   enter into any agreement for any of the foregoing;

if the number of shares of Dole Common Stock beneficially owned by you, when added to the shares so acquired (or to be acquired) would exceed 25% of the total number of shares of Dole Common Stock Outstanding.

In the event of a tender offer to purchase Dole Common Stock by any person while this letter agreement remains in effect, nothing herein shall be construed to require you to give notice before making a tender offer for Dole Common Stock in response.

This agreement will remain in effect until the earlier to occur of (a) such time as you shall have acquired a majority of Dole’s outstanding Common Stock pursuant to a transaction approved by the special committee and (b) January 30, 2003.

 


 

Please advise if the foregoing is acceptable to you no later than 5:00 p.m., Los Angeles time, Wednesday, October 23. If it is, please indicate your agreement by signing in the space provided below and returning a signed copy of this letter to the special committee’s counsel, Andrew Bogen, by fax at (213) 229-6159.

     
    Sincerely yours,
     
     
    /s/ Richard M. Ferry
   
Richard M. Ferry, Chairman

Accepted and Agreed as set forth Above

/s/ David H. Murdock


David H. Murdock

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