0001816590-23-000135.txt : 20231102 0001816590-23-000135.hdr.sgml : 20231102 20231102090434 ACCESSION NUMBER: 0001816590-23-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldsmith George Jay CENTRAL INDEX KEY: 0001843859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 231370321 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC STREET 2: 1 ASHLEY ROAD, 3RD FLOOR, ALTRINCHAM CITY: CHESHIRE STATE: X0 ZIP: WA14 2DT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-716-676-6461 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wk-form4_1698930258.xml FORM 4 X0508 4 2023-11-01 0 0001816590 COMPASS Pathways plc CMPS 0001843859 Goldsmith George Jay COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 1 0 1 0 0 Ordinary Shares 2023-11-01 4 F 0 1470 5.78 D 4270099 D Ordinary Shares 2023-11-01 4 F 0 1526 5.78 D 4267441 I By: Spouse The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. /s/ Meredith Prithviraj by Power-of-Attorney for George Jay Goldsmith 2023-11-02