0001816590-23-000107.txt : 20230824 0001816590-23-000107.hdr.sgml : 20230824 20230824205127 ACCESSION NUMBER: 0001816590-23-000107 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nath Kabir CENTRAL INDEX KEY: 0001940258 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 231203607 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC STREET 2: 33 BROADWICK STREET CITY: LONDON STATE: X0 ZIP: W1F 0DQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-716-676-6461 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4/A 1 wk-form4a_1692924676.xml FORM 4/A X0508 4/A 2023-08-01 2023-08-03 0 0001816590 COMPASS Pathways plc CMPS 0001940258 Nath Kabir C/O COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 1 1 0 0 Chief Executive Officer 0 Ordinary Shares 2023-08-01 4 F 0 5794 8.95 D 69406 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. This amendment is being filed solely to update the disclosure in Table I, Column 4 and 5 in the Form 4 previously filed on August 3, 2023 by the reporting person. The Form 4 incorrectly reported that 5,000 shares were withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations; the correct amount is 5,794 shares. /s/ Meredith Prithviraj by Power of Attorney for Kabir Nath 2023-08-24