0001816590-23-000097.txt : 20230803 0001816590-23-000097.hdr.sgml : 20230803 20230803185619 ACCESSION NUMBER: 0001816590-23-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230803 DATE AS OF CHANGE: 20230803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malievskaia Ekaterina CENTRAL INDEX KEY: 0001898326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 231141719 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC, 3RD FLOOR STREET 2: 1 ASHLEY ROAD, ALTRINCHAM CITY: CHESHIRE STATE: X0 ZIP: WA14 2DT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-716-676-6461 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wk-form4_1691103369.xml FORM 4 X0508 4 2023-08-01 0 0001816590 COMPASS Pathways plc CMPS 0001898326 Malievskaia Ekaterina COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 1 0 1 0 0 Ordinary Shares 2023-08-01 4 F 0 1526 8.95 D 4268967 D Ordinary Shares 2023-08-01 4 F 0 1470 8.95 D 4271569 I By: Spouse The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. /s/ Meredith Prithviraj by Power of Attorney for Ekaterina Malievskaia 2023-08-03