0001816590-22-000024.txt : 20220406 0001816590-22-000024.hdr.sgml : 20220406 20220406085150 ACCESSION NUMBER: 0001816590-22-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220406 DATE AS OF CHANGE: 20220406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodwin Guy CENTRAL INDEX KEY: 0001898328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 22809497 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC, 3RD FLOOR STREET 2: 1 ASHLEY ROAD, ALTRINCHAM CITY: CHESHIRE STATE: X0 ZIP: WA14 2DT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-646-905-3974 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wf-form4_164924949680437.xml FORM 4 X0306 4 2022-02-01 0 0001816590 COMPASS Pathways plc CMPS 0001898328 Goodwin Guy COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 0 1 0 0 Chief Medical Officer Ordinary Shares 2022-02-01 4 A 0 8000 0 A 8000 D Share Option (Right to Buy) 15.75 2022-02-01 4 A 0 45000 0 A 2032-02-01 Ordinary Shares 45000.0 145000 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and is subject to vesting. The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant. /s/ Daniel Maalo by Power of Attorney for Guy Goodwin 2022-04-06