0001816590-22-000022.txt : 20220331 0001816590-22-000022.hdr.sgml : 20220331 20220331143801 ACCESSION NUMBER: 0001816590-22-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220331 DATE AS OF CHANGE: 20220331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malievskaia Ekaterina CENTRAL INDEX KEY: 0001898326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 22791479 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC, 3RD FLOOR STREET 2: 1 ASHLEY ROAD, ALTRINCHAM CITY: CHESHIRE STATE: X0 ZIP: WA14 2DT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-646-905-3974 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wf-form4_164875186693187.xml FORM 4 X0306 4 2022-02-01 0 0001816590 COMPASS Pathways plc CMPS 0001898326 Malievskaia Ekaterina COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 1 1 1 0 Chief Innovation Officer Ordinary Shares 2022-02-01 4 A 0 13000 0 A 4274569 D Ordinary Shares 2022-03-29 4 S 0 6372 12.48 D 4268197 D Ordinary Shares 2022-02-01 4 A 0 29000 0 A 4290573 I By: Spouse Ordinary Shares 2022-03-29 4 S 0 6372 12.48 D 4284201 I By: Spouse The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting. Shares were sold to satisfy payment of a tax liability upon RSUs vesting. Securities held by George Goldsmith, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company. /s/ Daniel Maalo by Power of Attorney for Ekaterina Malievskaia 2022-03-31