0001816590-22-000020.txt : 20220331
0001816590-22-000020.hdr.sgml : 20220331
20220331142451
ACCESSION NUMBER: 0001816590-22-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220201
FILED AS OF DATE: 20220331
DATE AS OF CHANGE: 20220331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldsmith George Jay
CENTRAL INDEX KEY: 0001843859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39522
FILM NUMBER: 22791388
MAIL ADDRESS:
STREET 1: C/O COMPASS PATHWAYS PLC
STREET 2: 1 ASHLEY ROAD, 3RD FLOOR, ALTRINCHAM
CITY: CHESHIRE
STATE: X0
ZIP: WA14 2DT
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMPASS Pathways plc
CENTRAL INDEX KEY: 0001816590
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3RD FLOOR, 1 ASHLEY ROAD
STREET 2: ALTRINCHAM
CITY: CHESIRE
STATE: X0
ZIP: WA14 2DT
BUSINESS PHONE: 1-646-905-3974
MAIL ADDRESS:
STREET 1: 3RD FLOOR, 1 ASHLEY ROAD
STREET 2: ALTRINCHAM
CITY: CHESIRE
STATE: X0
ZIP: WA14 2DT
FORMER COMPANY:
FORMER CONFORMED NAME: Compass Rx Ltd.
DATE OF NAME CHANGE: 20200701
4
1
wf-form4_164875107525475.xml
FORM 4
X0306
4
2022-02-01
0
0001816590
COMPASS Pathways plc
CMPS
0001843859
Goldsmith George Jay
COMPASS PATHWAYS PLC
33 BROADWICK STREET
LONDON
X0
W1F 0DQ
UNITED KINGDOM
1
1
1
0
Chief Executive Officer
Ordinary Shares
2022-02-01
4
A
0
29000
0
A
4290573
D
Ordinary Shares
2022-03-29
4
S
0
6372
12.48
D
4284201
D
Ordinary Shares
2022-02-01
4
A
0
13000
0
A
4274569
I
By: Spouse
Ordinary Shares
2022-03-29
4
S
0
6372
12.48
D
4268197
I
By: Spouse
The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting.
Shares were sold to satisfy payment of tax liability upon RSUs vesting.
Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.
/s/ Daniel Maalo by Power of Attorney for George Jay Goldsmith
2022-03-31