0001104659-21-080925.txt : 20210614
0001104659-21-080925.hdr.sgml : 20210614
20210614185156
ACCESSION NUMBER: 0001104659-21-080925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210610
FILED AS OF DATE: 20210614
DATE AS OF CHANGE: 20210614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyer Matthew
CENTRAL INDEX KEY: 0001856966
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39486
FILM NUMBER: 211016132
MAIL ADDRESS:
STREET 1: C/O QUANTUM-SI INCORPORATED
STREET 2: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quantum-Si Inc
CENTRAL INDEX KEY: 0001816431
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 851388175
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
BUSINESS PHONE: (203) 458-7100
MAIL ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
FORMER COMPANY:
FORMER CONFORMED NAME: HighCape Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200629
4
1
tm2119549-17_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-10
0
0001816431
Quantum-Si Inc
QSI
0001856966
Dyer Matthew
C/O QUANTUM-SI INCORPORATED
530 OLD WHITFIELD STREET
GUILFORD
CT
06437
0
1
0
0
Chief Business Officer
Class A Common Stock
2021-06-10
4
A
0
261743
A
261743
D
Class A Common Stock
2021-06-10
4
A
0
79750
A
341493
D
Stock Option (right to buy)
2.56
2021-06-10
4
A
0
7490
A
2028-01-11
Class A Common Stock
7490
7490
D
Stock Option (right to buy)
3.03
2021-06-10
4
A
0
155021
A
2029-08-23
Class A Common Stock
155021
155021
D
Stock Option (right to buy)
3.03
2021-06-10
4
A
0
239250
A
2029-08-23
Class A Common Stock
239250
239250
D
Stock Option (right to buy)
2.90
2021-06-10
4
A
0
133994
A
2030-05-17
Class A Common Stock
133994
133994
D
In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 328,205 shares of Quantum-Si common stock.
Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on March 12, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for 100,000 RSUs of Quantum-Si.
The shares underlying this option vested as to 25% on December 31, 2018, with the remainder vesting in 36 equal monthly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for a stock option to acquire 9,393 shares of Quantum-Si common stock for $2.04 per share.
The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for a stock option to acquire 194,384 shares of Quantum-Si common stock for $2.41 per share.
The shares underlying this option vest in 48 equal monthly installments beginning on May 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for a stock option to acquire 300,000 shares of Quantum-Si common stock for $2.41 per share.
The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2020, subject to Dr. Dyer's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for a stock option to acquire 168,018 shares of Quantum-Si common stock for $2.31 per share.
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
2021-06-14