|
Broker Dealers Record:
1 |
a. Full name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 008-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
2 |
a. Full name | Hedgemark Securities, LLC |
b. SEC file number | 008-69106 |
c. CRD number | 000164503 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
3 |
a. Full name | BNY Mellon Securities Corporation |
b. SEC file number | 008-13801 |
c. CRD number | 000000231 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
4 |
a. Full name | Pershing Advisor Solutions LLC |
b. SEC file number | 008-47425 |
c. CRD number | 000036671 |
d. LEI, if any | 549300KTC63JRN36GZ84 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
5 |
a. Full name | Pershing LLC |
b. SEC file number | 008-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
6 |
a. Full name | BNY Mellon Asset Management Canada Ltd. |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
7 |
a. Full name | BNY Mellon Capital Markets EMEA Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800O5FBGOWU89LN14 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
8 |
a. Full name | BNY Mellon Investment Management Australia Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 2ZQTMYGDRJZ57CRSPU33 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
9 |
a. Full name | BNY Mellon Investment Management EMEA Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800X5NCNIAF9USD75 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
10 |
a. Full name | BNY Mellon Investment Management Hong Kong Limited |
b. SEC file number | 008-00000 |
c. CRD number | 000169689 |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
11 |
a. Full name | BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
12 |
a. Full name | BNY Mellon Wealth Management, Advisory Services, Inc. |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
13 |
a. Full name | Pershing (Channel Islands) Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 2138009CM5DCI2OQW132 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
14 |
a. Full name | Pershing Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800R6YVGU4VP7XK84 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
15 |
a. Full name | Pershing Securities Australia Pty Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 5493008201YNLL3CPG58 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
16 |
a. Full name | Pershing Securities Canada Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 5493000WV47FDC28QG89 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
17 |
a. Full name | Pershing Securities International Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 549300PPJGN9E26TI110 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
18 |
a. Full name | Pershing Securities Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 549300NC3GURN0AEZU06 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
19 |
a. Full name | The Bank of New York Mellon Securities Company Japan Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
20 |
a. Full name | The Bank of New York Mellon, S.A., Institucion de Banca Multiple |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
21 |
a. Full name | BNY Mellon Fund Management (Luxemboug), S.A. |
b. SEC file number | 008-00000 |
c. CRD number | 000283267 |
d. LEI, if any | 5N2ES2M2WGR2TO0Q5G40 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
22 |
a. Full name | Pershing Securities Singapore Private Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |