8-K 1 d11740d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 4, 2020

 

 

EXECUTIVE NETWORK PARTNERING CORP.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39521   85-1669324

(State or other jurisdiction of

incorporation or organization)

  (Commission File Number)   (I.R.S. Employer
Identification Number)

 

137 Newbury Street, 7th Floor

Boston, Massachusetts

  02116
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (857) 362-9205

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

CAPSTM, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant   ENPC.U   The New York Stock Exchange
Class A common stock, par value $0.0001 per share   ENPC   The New York Stock Exchange
Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75 per share   ENPC WS   The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01. Other Events.

On November 4, 2020, Executive Network Partnering Corporation (the “Company”) announced that the holders of the Company’s CAPSTM (the “CAPSTM”) may elect to separately trade the shares of Class A common stock, par value $0.0001 per share (the “Class A common stock”), and warrants included in the CAPSTM commencing on November 6, 2020. Each CAPSTM consists of one share of Class A common stock and one-fourth of one warrant to purchase one share of Class A common stock. Any CAPSTM not separated will continue to trade on the New York Stock Exchange (the “NYSE”) under the symbol “ENPC.U”. Any underlying shares of Class A common stock and warrants that are separated will trade on the NYSE under the symbols “ENPC” and “ENPC WS,” respectively. No fractional warrants will be issued upon separation of the CAPSTM and only whole warrants will trade. Holders of CAPSTM will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the holders’ CAPSTM into shares of Class A common stock and warrants.

A copy of the press release issued by the Company announcing the separate trading of the securities underlying the CAPSTM is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

 

(d)

Exhibits.

 

99.1

   Press Release, dated November 4, 2020.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: November 4, 2020

 

EXECUTIVE NETWORK PARTNERING CORPORATION
By:   /s/ Alex J. Dunn
Name:   Alex J. Dunn
Title:   Chief Executive Officer