0001752724-24-035714.txt : 20240223 0001752724-24-035714.hdr.sgml : 20240223 20240223122213 ACCESSION NUMBER: 0001752724-24-035714 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 EFFECTIVENESS DATE: 20240223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dimensional ETF Trust CENTRAL INDEX KEY: 0001816125 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-23580 FILM NUMBER: 24668596 BUSINESS ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-306-7400 MAIL ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 0001816125 S000069432 Dimensional US Core Equity Market ETF C000221547 Dimensional US Core Equity Market ETF DFAU 0001816125 S000069433 Dimensional International Core Equity Market ETF C000221548 Dimensional International Core Equity Market ETF DFAI 0001816125 S000069434 Dimensional Emerging Core Equity Market ETF C000221549 Dimensional Emerging Core Equity Market ETF DFAE 0001816125 S000070901 Dimensional U.S. Targeted Value ETF C000225165 Dimensional U.S. Targeted Value ETF DFAT 0001816125 S000070902 Dimensional U.S. Equity ETF C000225166 Dimensional U.S. Equity ETF DFUS 0001816125 S000070903 Dimensional U.S. Core Equity 2 ETF C000225167 Dimensional U.S. Core Equity 2 ETF DFAC 0001816125 S000070904 Dimensional International Value ETF C000225168 Dimensional International Value ETF DFIV 0001816125 S000070905 Dimensional World ex U.S. Core Equity 2 ETF C000225169 Dimensional World ex U.S. Core Equity 2 ETF DFAX 0001816125 S000070906 Dimensional U.S. Small Cap ETF C000225170 Dimensional U.S. Small Cap ETF DFAS 0001816125 S000073559 Dimensional Core Fixed Income ETF C000230561 Dimensional Core Fixed Income ETF DFCF 0001816125 S000073560 Dimensional Short-Duration Fixed Income ETF C000230562 Dimensional Short-Duration Fixed Income ETF DFSD 0001816125 S000073561 Dimensional Inflation-Protected Securities ETF C000230563 Dimensional Inflation-Protected Securities ETF DFIP 0001816125 S000073562 Dimensional National Municipal Bond ETF C000230564 Dimensional National Municipal Bond ETF DFNM 0001816125 S000075030 Dimensional US Marketwide Value ETF C000233732 Dimensional US Marketwide Value ETF DFUV 0001816125 S000075148 Dimensional US High Profitability ETF C000233984 Dimensional US High Profitability ETF DUHP 0001816125 S000075149 Dimensional Emerging Markets Core Equity 2 ETF C000233985 Dimensional Emerging Markets Core Equity 2 ETF DFEM 0001816125 S000075150 Dimensional US Real Estate ETF C000233986 Dimensional US Real Estate ETF DFAR 0001816125 S000075151 Dimensional US Small Cap Value ETF C000233987 Dimensional US Small Cap Value ETF DFSV 0001816125 S000075152 Dimensional International Core Equity 2 ETF C000233988 Dimensional International Core Equity 2 ETF DFIC 0001816125 S000075153 Dimensional International Small Cap Value ETF C000233989 Dimensional International Small Cap Value ETF DISV 0001816125 S000075154 Dimensional International Small Cap ETF C000233990 Dimensional International Small Cap ETF DFIS 0001816125 S000075155 Dimensional International High Profitability ETF C000233991 Dimensional International High Profitability ETF DIHP 0001816125 S000075156 Dimensional Emerging Markets High Profitability ETF C000233992 Dimensional Emerging Markets High Profitability ETF DEHP 0001816125 S000075157 Dimensional Emerging Markets Value ETF C000233993 Dimensional Emerging Markets Value ETF DFEV N-CEN/A 1 primary_doc.xml X0404 N-CEN/A 0001752724-23-002765 LIVE 0001816125 XXXXXXXX 811-23580 true N-1A S000075154 true S000075157 true S000070902 true S000075153 true S000073561 true S000070905 true S000075152 true S000073562 true S000073559 true S000075150 true S000075155 true S000070906 true S000070901 true S000075030 true S000075151 true S000069433 true S000075148 true S000069434 true S000070903 true S000070904 true S000073560 true S000075156 true S000075149 true S000069432 true Dimensional ETF Trust 811-23580 0001816125 549300TQ0DPO13B72F34 6300 Bee Cave Road Building One Austin 78746 US-TX US 512-306-7400 Citibank, N.A 388 Greenwich Street New York 10013 813-604-1770 Records relating to its function as Custodian and Transfer Agent Citi Fund Services Ohio, Inc. 4400 Easton Commons Suite 200 Columbus 43219 614-470-8000 Records relating to its function as Administrator and Accountant Dimensional Fund Advisors LP 6300 Bee Cave Road Building One Austin 78746 512-306-7400 Records relating to its function as Investment Advisor N N N-1A 24 Y Reena Aggarwal N/A N Abbie J. 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Dimensional International Value ETF S000070904 Y 50000.00000000 12.00447900 28.00000000 87.99552000 28.00000000 13.4927 29.9625 86.5073 29.9625 0.00000000 241.63000000 0.00000000 0.00000000 52.63000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Dimensional Short-Duration Fixed Income ETF S000073560 N 50000.00000000 4.79471100 15.00000000 95.20528800 15.00000000 14.47465400 38.00000000 85.52534600 38.00000000 0.00000000 30.84000000 0.00000000 0.00000000 3250.00000000 0.00000000 0.00000000 5.72000000 0.00000000 0.00000000 1217.26000000 0.00000000 Y Dimensional Emerging Markets High Profitability ETF S000075156 Y 50000.00000000 85.71052300 5.00000000 14.28947600 5.00000000 5.2046 13.1590 94.7954 13.1590 0.00000000 2157.06000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Dimensional Emerging Markets Core Equity 2 ETF S000075149 Y 100000.00000000 85.28783100 4.00000000 14.71216800 4.00000000 6.6074 13.7604 93.3926 13.7604 0.00000000 1738.66000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Dimensional US Core Equity Market ETF S000069432 N 50000.00000000 1.71440800 12.00000000 98.28559100 12.00000000 0.07282600 0.00000000 99.92717300 0.00000000 0.00000000 82.60000000 0.00000000 0.00000000 11.76000000 0.00000000 0.00000000 43.17000000 0.00000000 0.00000000 0.00000000 0.00000000 Y true true INTERNAL CONTROL RPT 2 NCEN_-_ETFs_2022.pdf.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees of The Dimensional ETF Trust and Shareholders of the Funds listed in Appendix A, (hereafter collectively referred to as the "Funds") In planning and performing our audits of the financial statements of the Funds as of and for the year ended October 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting .. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2022. PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800, 2001 Market Street, Philadelphia, PA 19103-7042 T: (267) 330-3000, F: (267) 330-3300, www.pwc.com/us 1 This report is intended solely for the information and use of the Board of Trustees of The Dimensional ETF Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Philadelphia, Pennsylvania December 22, 2022 PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800, 2001 Market Street, Philadelphia, PA 19103-7042 T: (267) 330-3000, F: (267) 330-3300, www.pwc.com/us Appendix A Dimensional US Equity ETF Dimensional U.S. Small Cap ETF Dimensional US Targeted Value ETF Dimensional U.S. Core Equity 2 ETF Dimensional US Marketwide Value ETF Dimensional International Value ETF Dimensional World ex U.S. Core Equity 2 ETF Dimensional US Core Equity Market ETF Dimensional International Core Equity Market ETF Dimensional Emerging Core Equity Market ETF Dimensional US High Profitability ETF* Dimensional US Real Estate ETF* Dimensional US Small Cap Value ETF* Dimensional International Core Equity 2 ETF** Dimensional International Small Cap Value ETF** Dimensional International Small Cap ETF** Dimensional International High Profitability ETF** Dimensional Emerging Markets High Profitability ETF*** Dimensional Emerging Markets Value ETF*** Dimensional Emerging Markets Core Equity 2 ETF*** Dimensional Core Fixed Income ETF**** Dimensional Short-Duration Fixed Income ETF**** Dimensional Inflation-Protected Securities ETF**** Dimensional National Municipal Bond ETF**** *For the period February 23, 2022 (commencement of operations) through October 31, 2022 **For the period March 23, 2022 (commencement of operations) through October 31, 2022 ***For the period April 26, 2022 (commencement of operations) through October 31, 2022 ****For the period November 15, 2021 (commencement of operations) through October 31, 2022 PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800, 2001 Market Street, Philadelphia, PA 19103-7042 T: (267) 330-3000, F: (267) 330-3300, www.pwc.com/us OTHER REQUIRED INFO 3 interfund_lending_cco.txt Certificate of Chief Compliance Officer In regard to the Interfund Lending program, I certify that each Portfolio and the Adviser have established procedures reasonably designed to achieve compliance with the terms and conditions of the exemptive order dated April 2, 2014, pursuant to certain sections of the Investment Company Act of 1940. These procedures, which have been previously approved by the Board of Directors/ Trustees of the Portfolios, include the following objectives: (a) that the Interfund Loan Rate will be higher than the Repo Rate, and, if applicable, the one-day yield on any money market fund in which the lending Portfolio could otherwise invest, but lower than the Bank Loan Rate; (b) compliance with the collateral requirements as set forth in the application for exemptive relief filed on September 5, 2013, and amended on February 18, 2014; (c) compliance with the percentage limitations on interfund borrowing and lending; (d) allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Board; and (e) that the Interfund Loan Rate does not exceed the interest rate on any third-party borrowings of a borrowing Portfolio at the time of the Interfund Loan. ________________________ Randy Olson Chief Compliance Officer January 3, 2023 OTHER REQUIRED INFO 4 Explanatory_Note.txt EXPLANATORY NOTE This amended Form N-CEN filing replaces the registrant's Form N-CEN, as previously filed under accession number 0001752724-23-002765. The statutory exemptions relied on for certain funds have been amended.