0001752724-24-002663.txt : 20240112
0001752724-24-002663.hdr.sgml : 20240112
20240112164232
ACCESSION NUMBER: 0001752724-24-002663
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20240112
DATE AS OF CHANGE: 20240112
EFFECTIVENESS DATE: 20240112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dimensional ETF Trust
CENTRAL INDEX KEY: 0001816125
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23580
FILM NUMBER: 24532538
BUSINESS ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-306-7400
MAIL ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
0001816125
S000069432
Dimensional US Core Equity Market ETF
C000221547
Dimensional US Core Equity Market ETF
DFAU
0001816125
S000069433
Dimensional International Core Equity Market ETF
C000221548
Dimensional International Core Equity Market ETF
DFAI
0001816125
S000069434
Dimensional Emerging Core Equity Market ETF
C000221549
Dimensional Emerging Core Equity Market ETF
DFAE
0001816125
S000070901
Dimensional U.S. Targeted Value ETF
C000225165
Dimensional U.S. Targeted Value ETF
DFAT
0001816125
S000070902
Dimensional U.S. Equity ETF
C000225166
Dimensional U.S. Equity ETF
DFUS
0001816125
S000070903
Dimensional U.S. Core Equity 2 ETF
C000225167
Dimensional U.S. Core Equity 2 ETF
DFAC
0001816125
S000070904
Dimensional International Value ETF
C000225168
Dimensional International Value ETF
DFIV
0001816125
S000070905
Dimensional World ex U.S. Core Equity 2 ETF
C000225169
Dimensional World ex U.S. Core Equity 2 ETF
DFAX
0001816125
S000070906
Dimensional U.S. Small Cap ETF
C000225170
Dimensional U.S. Small Cap ETF
DFAS
0001816125
S000073559
Dimensional Core Fixed Income ETF
C000230561
Dimensional Core Fixed Income ETF
DFCF
0001816125
S000073560
Dimensional Short-Duration Fixed Income ETF
C000230562
Dimensional Short-Duration Fixed Income ETF
DFSD
0001816125
S000073561
Dimensional Inflation-Protected Securities ETF
C000230563
Dimensional Inflation-Protected Securities ETF
DFIP
0001816125
S000073562
Dimensional National Municipal Bond ETF
C000230564
Dimensional National Municipal Bond ETF
DFNM
0001816125
S000075030
Dimensional US Marketwide Value ETF
C000233732
Dimensional US Marketwide Value ETF
DFUV
0001816125
S000075148
Dimensional US High Profitability ETF
C000233984
Dimensional US High Profitability ETF
DUHP
0001816125
S000075149
Dimensional Emerging Markets Core Equity 2 ETF
C000233985
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
0001816125
S000075150
Dimensional US Real Estate ETF
C000233986
Dimensional US Real Estate ETF
DFAR
0001816125
S000075151
Dimensional US Small Cap Value ETF
C000233987
Dimensional US Small Cap Value ETF
DFSV
0001816125
S000075152
Dimensional International Core Equity 2 ETF
C000233988
Dimensional International Core Equity 2 ETF
DFIC
0001816125
S000075153
Dimensional International Small Cap Value ETF
C000233989
Dimensional International Small Cap Value ETF
DISV
0001816125
S000075154
Dimensional International Small Cap ETF
C000233990
Dimensional International Small Cap ETF
DFIS
0001816125
S000075155
Dimensional International High Profitability ETF
C000233991
Dimensional International High Profitability ETF
DIHP
0001816125
S000075156
Dimensional Emerging Markets High Profitability ETF
C000233992
Dimensional Emerging Markets High Profitability ETF
DEHP
0001816125
S000075157
Dimensional Emerging Markets Value ETF
C000233993
Dimensional Emerging Markets Value ETF
DFEV
0001816125
S000076639
Dimensional US Sustainability Core 1 ETF
C000236632
Dimensional US Sustainability Core 1 ETF
DFSU
0001816125
S000076640
Dimensional International Sustainability Core 1 ETF
C000236633
Dimensional International Sustainability Core 1 ETF
DFSI
0001816125
S000076641
Dimensional Emerging Markets Sustainability Core 1 ETF
C000236634
Dimensional Emerging Markets Sustainability Core 1 ETF
DFSE
0001816125
S000076642
Dimensional Global Sustainability Fixed Income ETF
C000236635
Dimensional Global Sustainability Fixed Income ETF
DFSB
0001816125
S000078987
Dimensional US Large Cap Value ETF
C000239809
Dimensional US Large Cap Value ETF
DFLV
0001816125
S000078988
Dimensional Global Real Estate ETF
C000239810
Dimensional Global Real Estate ETF
DFGR
0001816125
S000080666
Dimensional California Municipal Bond ETF
C000243184
Dimensional California Municipal Bond ETF
DFCA
0001816125
S000081780
Dimensional US Core Equity 1 ETF
C000244774
Dimensional US Core Equity 1 ETF
DCOR
0001816125
S000081781
Dimensional World Equity ETF
C000244775
Dimensional World Equity ETF
DFAW
0001816125
S000081785
Dimensional Ultrashort Fixed Income ETF
C000244779
Dimensional Ultrashort Fixed Income ETF
DSUB
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001816125
XXXXXXXX
811-23580
true
N-1A
S000075154
true
S000075157
true
S000070902
true
S000075153
true
S000076639
true
S000073561
true
S000070905
true
S000075152
true
S000073562
true
S000073559
true
S000075150
true
S000075155
true
S000070906
true
S000070901
true
S000075030
true
S000075151
true
S000069433
true
S000075148
true
S000081785
true
S000081780
true
S000076640
true
S000081781
true
S000069434
true
S000070903
true
S000070904
true
S000073560
true
S000075156
true
S000076642
true
S000075149
true
S000069432
true
S000078987
true
S000078988
true
S000076641
true
S000080666
true
Dimensional ETF Trust
811-23580
0001816125
549300TQ0DPO13B72F34
6300 Bee Cave Road
Building One
Austin
78746
US-TX
US
512-306-7400
Dimensional Fund Advisors LP
6300 Bee Cave Road
Building One
Austin
78746
512-306-7400
Records relating to its function as Investment Advisor
Citi Fund Services Ohio, Inc.
4400 Easton Commons
Suite 200
Columbus
43219
614-470-8000
Records relating to its function as Administrator and Accountant
Citibank, N.A
388 Greenwich Street
New York
10013
813-604-1770
Records relating to its function as Custodian and Transfer Agent
N
N
N-1A
34
Y
Darrell Duffie
N/A
N
David P. Butler
002305298
Y
Douglas W. Diamond
N/A
N
Francis A. Longstaff
N/A
N
Gerard K. O'Reilly
004982644
Y
George M. Constantinides
N/A
N
Heather E. Tookes
N/A
N
Ingrid M. Werner
N/A
N
Reena Aggarwal
N/A
N
Abbie J. Smith
N/A
N
Randy Olson
004817023
6300 Bee Cave Road
Building One
Austin
78746
XXXXXX
N
N
N
N
N
N
DFA Securities LLC
8-27006
000010292
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Dimensional International Small Cap ETF
S000075154
549300OI6PCW5NTSWF76
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
20120062.00769213
624211.09
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London BranchCitibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
293.66000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
10744.33000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1531.28000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1262.71000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2046.78000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
9671.75000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
12466.12000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
140.27000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
865.25000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
12098.11000000
51214.92
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
63573.16000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
464789.56000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
10323872.94000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
61500.94000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
243917745.74000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
59896261.42000000
Barrenjoey Markets Pty Limited
N/A
N/A
984500B5B4F7C8F1EF30
AU
99803.58000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4076385.95000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
132198.41000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2231735.07000000
321363213.94
N
602701793.99000000
Uncommitted
700000000.00000000
N
N
Dimensional Emerging Markets Value ETF
S000075157
549300NVQB3X92GMEB29
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
2722849.28615379
117256.09
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citigroup Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Kuwait Branch
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
26402.44000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
25384.26000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
11732.23000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2187.82000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
30494.04000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
21068.43000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
841.13000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
30793.33000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
12245.05000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
19125.42000000
180712.44000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
200669.44000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
8082399.12000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
3448238.35000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
7844602.12000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
8664220.92000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
286891.75000000
28527021.70000000
N
358999709.27000000
Uncommitted
700000000.00000000
N
N
Dimensional U.S. Equity ETF
S000070902
549300TG4GW6UKRIBD35
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
96779190.29307677
397847.59
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
12454.96000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3409.62000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
1972.26000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
11543.10000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
429.13000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
406.15000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
69.94000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2173.78000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
257.27000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
10257.89000000
42974.10000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
9037988.05000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
501793915.24000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
61459081.89000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
49294200.85000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
6725059.72000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
79180170.61000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
57565474.39000000
765055890.75000000
N
6210981929.41000000
Uncommitted
700000000.00000000
N
N
N
Dimensional California Municipal Bond ETF
S000080666
5493000CYSLO85WR8091
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
0
0
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
Siebert Williams Shank & Co., LLC
008-49877
000042568
254900VTARX8RAY9QK77
11772061.90000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
14222029.50000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
6109760.20000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
36980312.65000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
13172519.55000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
11060911.15000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
15302803.10000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
22058944.25000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
12910413.45000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
5669884.00000000
186915021.20000000
N
101744682.58000000
Uncommitted
700000000.00000000
N
N
N
Dimensional International Small Cap Value ETF
S000075153
549300ASQN7LSEGLJM87
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
21227379.86153836
343811.68
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
333.23000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
184.50000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
2720.80000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2482.42000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1260.56000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
17795.00000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
17881.85000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
3025.15000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
21728.55000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
24194.02000000
91606.08
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
6639511.86000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
431614745.64000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
45984476.78000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
18220.81000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
276.35000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
482055.33000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
89189279.80000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
37774117.41000000
Shaw and Partners Limited
N/A
N/A
2549006IZSSRYT8L1609
AU
3158.23000000
Barrenjoey Markets Pty Limited
N/A
N/A
984500B5B4F7C8F1EF30
AU
445871.00000000
612151907.47
N
980611055.35000000
Uncommitted
700000000.00000000
N
N
Dimensional Inflation-Protected Securities ETF
S000073561
549300616QJMJHEK1Q12
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
0
0
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
114472692.11
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
62212420.67
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
35767761.95
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
29617413.20
BMO Capital Markets Corp.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
15398469.73
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
8536920.77
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
4728566.27
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
2479782.07
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1438189.52
Nomura Securities International, Inc.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
1230645.90
275882862.19
N
360800848.54
Uncommitted
700000000.00000000
N
N
N
Dimensional World ex U.S. Core Equity 2 ETF
S000070905
549300BQCVVATR5RKZ27
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
170039157.36461503
2823225.12
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Kuwait Branch
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
70134.45000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3410.85000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
6317.55000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
91638.22000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
6166.85000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
100717.44000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
32446.73000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
61207.68000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
4432.66000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
57318.01000000
434476.26000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
248855407.07000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
65203.19000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
74807.15000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
114721332.21000000
Barrenjoey Markets Pty Limited
N/A
N/A
984500B5B4F7C8F1EF30
AU
268429.75000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
217734.78000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
936012.79000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
24906648.36000000
Southey Capital Ltd
N/A
N/A
391200I7WXKQ8VP5OZ49
GB
308091.60000000
Illiquidx Limited
N/A
N/A
213800C6Q14JHU8S2L30
GB
387740.41000000
390788746.84000000
N
5439191819.49000000
Uncommitted
700000000.00000000
N
N
Dimensional International Core Equity 2 ETF
S000075152
549300OGZ7R0ZDQLA455
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
106269070.48615364
1296947.79
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
Y
Y
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank Europe plc, Sweden Branch
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
2073.62000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
37123.60000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
3907.73000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
10503.37000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4748.86000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
33480.49000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
34222.92000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
569.41000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
5442.03000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
38998.40000000
171305.14
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2127716.16000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
794484005.62000000
Barrenjoey Markets Pty Limited
N/A
N/A
984500B5B4F7C8F1EF30
AU
202403.43000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
577061.05000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
650996167.97000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
189927.84000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
127870737.59000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
61189.31000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
807846745.70000000
NUMIS SECURITIES INC.
008-66139
000128471
213800GW3YZJDBPALN37
74362.07000000
2384472086.62
N
3109572328.79000000
Uncommitted
700000000.00000000
N
N
Dimensional National Municipal Bond ETF
S000073562
549300WRYDPS51LRFI57
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
0
0
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
29533776.65000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
22351086.60000000
U.S. Bancorp Investments, Inc.
008-35359
000017868
H85Z6XZP8B10ES0M2G89
17381260.45000000
Fifth Third Bank, National Association
008-02428
000000628
5493003IMO3TYX51WE43
17062153.70000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
53668486.85000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
67437792.15000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
71868414.25000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
30844942.15000000
Headlands Tech Global Markets LLC
008-68677
000154838
549300KWRNDIITFG5S11
20955734.35000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
47897227.80000000
557444737
N
808373072.99000000
Uncommitted
700000000.00000000
N
N
N
Dimensional Global Real Estate ETF
S000078988
549300R2L5S5H4HG1N60
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
6121834.84
24577.33
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisor Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
497.32000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1875.51000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
769.40000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
8778.26000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
6458.36000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
2332.75000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
3609.72000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4689.78000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
9177.56000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
239.47000000
38619.37
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
12790760.64000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
32293072.96000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
12645234.05000000
NUMIS SECURITIES INC.
008-66139
000128471
213800GW3YZJDBPALN37
215062.87000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
237413370.33000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
717161855.63000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3206688.56000000
1015726045.04
N
508599786.05
Uncommitted
700000000.00000000
N
N
N
Dimensional US Core Equity 1 ETF
S000081780
5493000MTK4HFKSAZE49
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
2474902.55
500.58
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
7.25000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
0.09000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
63.18000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
25.78000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
4.96000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
80.77000000
182.03000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
27528208.37000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
84270103.71000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4975227.12000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
15362144.62000000
132135683.82000000
N
44441690.93000000
Uncommitted
700000000.00000000
N
N
N
Dimensional Core Fixed Income ETF
S000073559
549300UT5CL8M0JR7R22
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
34876687.13769223
288850.5
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
9486190836.30000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
140064831.49000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8760121063.81000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3628382163.83000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
8438869152.28000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
120374051.97000000
Nomura Securities International, Inc.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
84163130.22000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1451795743.10000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
95611923.03000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
158723817.73000000
33051383970.17
N
2693349344.46000000
Uncommitted
700000000.00000000
N
N
N
Dimensional US Real Estate ETF
S000075150
5493008O3YXC72K1RO63
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
12281316.51307690
27761.59
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
165.15000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1560.04000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
26.67000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
4600.47000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
513.08000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
97.70000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
807.33000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2369.50000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
5840.50000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
84.96000000
16065.4
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
73378948.71000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
141956881.61000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
40856829.71000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
301454314.08000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
11331420.36000000
568978394.47
N
575250820.42000000
Uncommitted
700000000.00000000
N
N
N
Dimensional International High Profitability ETF
S000075155
5493002X50DSJ06T1J40
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
38696362.54692302
264041.62
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Y
N
N
Y
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel BranchCitibank, N.A., London Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
648.80000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
3944.50000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
20705.21000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
14116.54000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
20217.65000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
21520.09000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
689.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
243.64000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
3460.85000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2031.86000000
87584.75
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
82675459.76000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
25945946.54000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
6695274.77000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
5979.57000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
448248249.56000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
182879300.25000000
746450210.45
N
1045574173.35000000
Uncommitted
700000000.00000000
N
N
Dimensional U.S. Small Cap ETF
S000070906
549300ZX1UG1MY980943
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
251385685.09230740
914906.67
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
46167.40000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2763.58000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
14539.16000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
63076.33000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
3499.67000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
963.75000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1550.84000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
13826.42000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
47532.61000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
5846.29000000
200673.38000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
227425830.74000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
138780083.48000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
163869729.04000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
939341256.50000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
245009947.82000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
65828190.56000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
972117925.60000000
2752372963.74000000
N
5341338439.76000000
Uncommitted
700000000.00000000
N
N
N
Dimensional U.S. Targeted Value ETF
S000070901
549300V8M6DRTAYL7J91
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
334529770.89769204
1024437.34
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
14660.51000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
19846.05000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1897.72000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
50176.13000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
68726.98000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
50805.24000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
3240.02000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1593.96000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
3239.40000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
341.63000000
214546.55000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
57969348.56000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1797287902.86000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
926775657.27000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
48505503.80000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
147791455.13000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
193731494.97000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
715098977.93000000
3887160340.52000000
N
7894940960.61000000
Uncommitted
700000000.00000000
N
N
Dimensional Ultrashort Fixed Income ETF
S000081785
5493000MU5Q28VUGMA86
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
354196.28
424.54
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
4619477.82000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
4460100.26000000
Millennium Advisors, LLC
008-68349
000151236
254900E1P6Z2XZYSA163
2429100.25000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
21793301.07000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
5779160.00000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
2795503.35000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
5289855.97000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
4703043.55000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1817841.56000000
TD Securities (USA) LLC
008-36747
000018476
SUVUFHICNZMP2WKHG940
1955973.55000000
65519141.10000000
N
28399895.69000000
Uncommitted
700000000.00000000
N
N
N
Dimensional US Sustainability Core 1 ETF
S000076639
549300Z00DLTGVSB2K97
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
6348075.59
19587.90
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-366779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
70.41000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
177.41000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
463.87000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
26.53000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1157.58000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
23.56000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
359.54000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2016.54000000
BTIG, LLC.
008-65473
000122225
549300GTG9PL6WO3EC51
5.67000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
1901.85000000
6203.03
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
313314809.91
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
152194561.62
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
51296988.79
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
32846219.10
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4989796.30
554642375.72
N
341119148.31
Uncommitted
700000000.00000000
N
N
N
Dimensional US Marketwide Value ETF
S000075030
549300304D4BUNFXYI39
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
47606596.78692302
114827.36
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
13530.12000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
10467.31000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
319.99000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
3304.08000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
536.17000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
186.06000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3673.92000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
14899.64000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
141.45000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
52.86000000
47111.60000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
140015747.40000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
905308365.46000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
25289906.55000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
236488567.39000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
940803854.52000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
20457601.05000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1375364666.00000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
151728117.27000000
3795456825.64000000
N
8412722044.61000000
Uncommitted
700000000.00000000
N
N
N
Dimensional US Small Cap Value ETF
S000075151
549300ZODOLXPWC4HS24
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
41488532.47153839
123699.14
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
Y
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
426.43000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
19650.73000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
628.30000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
1040.87000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5058.74000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
22560.95000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
4796.61000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
25193.86000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
352.26000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
206.31000000
79915.06
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1009547081.44000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
120481950.46000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
305201893.79000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
132216123.29000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
113483841.71000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
132787907.08000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
76371834.69000000
1890090632.46
N
1345974195.59000000
Uncommitted
700000000.00000000
N
N
Dimensional International Core Equity Market ETF
S000069433
54930095KJRG74HDT020
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
25484922.25769218
631254.82
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank Europe plc.
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
6320.23000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
30661.07000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
45562.78000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
12624.11000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3545.55000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
39983.73000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
37371.93000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
144.47000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
390.41000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
2613.55000000
179237.41000000
BMO Capital Markets Corp.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
28025.21000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
45677361.27000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
101489.86000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
19404.85000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
350414.25000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
21081757.77000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
470506913.97000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
853053607.74000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
30.74000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
141655.39000000
1391046679.30000000
N
3378034779.01000000
Uncommitted
700000000.00000000
N
N
N
Dimensional US High Profitability ETF
S000075148
549300O2I3BZ2KNHPO87
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
21426471.88923076
36243.91
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
62.06000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
33.35000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
2487.26000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1102.06000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
304.44000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2.06000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
3016.18000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2937.06000000
9944.47
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
131667212.17000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
10642983.36000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
60365472.07000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
186159525.88000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
322695449.60000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
127280020.65000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1434635981.49000000
2273446645.22
N
2208239234.24000000
Uncommitted
700000000.00000000
N
N
N
Dimensional Emerging Core Equity Market ETF
S000069434
549300U8W9ABLYGQV397
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
47171235.07923064
1937811.61
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
27065.36000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
35922.69000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
25348.21000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
37523.01000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
161867.76000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
7405.82000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
52092.13000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
50102.33000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
124306.35000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
142990.19000000
665921.04000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
50541202.01000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
40504421.35000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
4822443.41000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1536604.12000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
13159940.81000000
Illiquidx Limited
N/A
N/A
213800C6Q14JHU8S2L30
GB
63601.41000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
33.54000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
16761.31000000
Southey Capital Ltd
N/A
N/A
391200I7WXKQ8VP5OZ49
GB
47160.45000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
46785443.74000000
157477637.67000000
N
2387973512.85000000
Uncommitted
700000000.00000000
N
N
Dimensional U.S. Core Equity 2 ETF
S000070903
54930056FNVIE1543D41
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
454875603.40769194
1592477.25
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1315.64000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
5461.81000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
16489.27000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
19631.19000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
4178.45000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
52611.73000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
77326.74000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
54538.79000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
4304.93000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
397.76000000
236299.21000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
32336900.84000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
823772591.40000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1023384735.29000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
203018575.62000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1641232376.25000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2855590106.10000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
188623352.91000000
6767958638.41000000
N
18860487979.35000000
Uncommitted
700000000.00000000
N
N
Dimensional Emerging Markets Sustainability Core 1 ETF
S000076641
5493005QGGB3DQC24572
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
782475.38692303
44006.40
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
27200.86000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
9836.42000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
13571.86000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
8565.07000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
10836.52000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
226.69000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4732.61000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
5315.80000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
11870.25000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5512.22000000
97746.4
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
7444772.09000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1742520.53000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
21.51000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
3310839.39000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
2372228.14000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1529053.59000000
16399435.25
N
122210947.75000000
Uncommitted
700000000.00000000
N
N
Dimensional International Value ETF
S000070904
549300F3EUNKP4DGBS58
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
125987909.24999991
1413914.46
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
5003.14000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1841.66000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
19484.85000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
96651.61000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4327.85000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
11427.22000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2544.28000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
80452.68000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
100998.65000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
75718.95000000
400506.45000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1316928.16000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
262639693.29000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
196945343.07000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
473228382.32000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
237767291.22000000
1171897638.06000000
N
5135532382.00000000
Uncommitted
700000000.00000000
N
N
Dimensional US Large Cap Value ETF
S000078987
549300SXNHSE4EAYVE43
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
1799331.90
1890.78
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
67.76000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
75.70000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
10.77000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
343.66000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
653.44000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
1568.95000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
3394.19000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
27.79000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1826.75000000
7969.01
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
129126963.42000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
61130235.77000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
276714922.82000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
225536991.77000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
327567700.65000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
23771943.28000000
1043848757.71000000
N
544521415.45
Uncommitted
700000000.00000000
N
N
N
Dimensional Short-Duration Fixed Income ETF
S000073560
5493004GXUIHGBBELJ26
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
13693265.18615380
105949.07
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
N
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
MarketAxess Corporation
008-50727
000044542
GPSMMRI21JE7ZCVYF972
60403745.81000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
34513875.20000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
60728605.59000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
93791160.39000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
244628530.53000000
Nomura Securities International, Inc.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
35875331.88000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
178909440.96000000
TD Securities (USA) LLC
008-36747
000018476
SUVUFHICNZMP2WKHG940
55821434.43000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
111832768.05000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
648375666.78000000
1911807322
N
1213252897.80000000
Uncommitted
700000000.00000000
N
N
N
Dimensional International Sustainability Core 1 ETF
S000076640
549300NOU1PLH124MJ80
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
3412633.49615374
37820.21
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Y
Y
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
428.61000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
4677.03000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
3576.85000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
308.45000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
677.56000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
116.54000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
680.31000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
2882.28000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
4066.22000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
4420.24000000
21842.96
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
36202098.76000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
22187698.17000000
Barrenjoey Markets Pty Limited
N/A
N/A
984500B5B4F7C8F1EF30
AU
1135.30000000
NUMIS SECURITIES INC.
008-66139
000128471
213800GW3YZJDBPALN37
4444.56000000
Canaccord Genuity LLC
008-03271
000001020
WTX5X269IUOQ9YMI7R44
1105.12000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
127676296.67000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
28076.66000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8710942.38000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
22777.98000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
15390808.72000000
210225414.22
N
167478047.89000000
Uncommitted
700000000.00000000
N
N
N
Dimensional World Equity ETF
S000081781
5493000MTSASLNF1JX94
Y
0
0
0
Exchange-Traded Fund
Fund of Funds
N
N
Y
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
0
0
Rule 12d1-4 (17 CFR 270.12d1-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
6.10000000
6.1
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
985835.16000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
20265043.50000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
31255054.59000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
23278402.11000000
75784335.36000000
N
31761662.84
Uncommitted
700000000.00000000
N
N
N
Dimensional Emerging Markets High Profitability ETF
S000075156
549300870JHP32NWNT89
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
1786828.39769229
53841.80
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Kuwait Branch
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
658.16000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2434.43000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
9354.45000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
3852.06000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
4448.74000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
10047.42000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
169.60000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
13197.58000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
7811.58000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
10189.19000000
62245.14000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
5457661.17000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
849013.17000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1742395.28000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
3785191.08000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1072997.44000000
12907258.14000000
N
132526597.79000000
Uncommitted
700000000.00000000
N
N
Dimensional Emerging Markets Core Equity 2 ETF
S000075149
549300ECRLG8UXDG3E82
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
38423690.16615372
1875618.30
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 18f-4 (17 CFR 270.18f-4)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citigroup Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Kuwait Branch
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
83021.36000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
87344.70000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
55479.60000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
11903.63000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
169585.92000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
162288.82000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
73335.63000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
88553.65000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
7307.75000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
230641.56000000
971416.93000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
58221281.51000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
58054088.91000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
38227.74000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
47257.59000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
1139502.81000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
72954495.34000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1386159.52000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
28771449.41000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
6607701.18000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
9704.66000000
227229868.67000000
N
1698097197.77000000
Uncommitted
700000000.00000000
N
N
Dimensional Global Sustainability Fixed Income ETF
S000076642
549300Y8H02GI8V00P53
Y
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
N/A
743186.14307691
9689.30
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
0
HSBC Securities (USA) Inc.
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
7298231.59000000
TD Securities (USA) LLC
008-36747
000018476
SUVUFHICNZMP2WKHG940
5797488.42000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
76002319.35000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
94423163.99000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
6851537.38000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
85486240.14000000
Deutsche Bank Securities Inc.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
7238887.22000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
5864203.61000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
14565332.13000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
200302535.63000000
550585149.68
N
104800395.49000000
Uncommitted
700000000.00000000
N
N
N
Dimensional US Core Equity Market ETF
S000069432
549300O3PQG5V42IUV84
N
0
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
42559201.11692295
251549.69
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
DFA Securities LLC
008-27006
000010292
N/A
0
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
21444.41000000
Rosenblatt Securities Inc.
008-24255
000018377
549300KXQP6H4QO07E91
1086.45000000
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
895.07000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8195.55000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
294.20000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
525.87000000
Instinet, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
15542.66000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
14175.73000000
MKM PARTNERS LLC
008-53436
000114666
25490041O5W104HFWA62
177.92000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5073.82000000
67487.98000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
125290045.12000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
45869472.09000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
138845139.95000000
ABN Amro Securities (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
97643284.60000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
954157092.66000000
1361805034.42000000
N
3365029407.75000000
Uncommitted
700000000.00000000
N
N
N
Dimensional International Small Cap ETF
S000075154
Y
100000
19.08232800
34.00000000
80.91767200
34.00000000
0
0
0
0
0.00000000
1001.72000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Emerging Markets Value ETF
S000075157
Y
100000
88.89909300
4.00000000
11.10090700
4.00000000
0
0
0
0
0.00000000
3037.32000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional U.S. Equity ETF
S000070902
N
40000
3.28533200
7.00000000
96.71466800
7.00000000
0.34300100
1.00000000
99.65699900
1.00000000
0.00000000
117.91000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
57.14000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional California Municipal Bond ETF
S000080666
Y
25000
100.00000000
0.00000000
0.00000000
0.00000000
0
0
0
0
0.00000000
0.00000000
0.00000000
0.00000000
1364.41000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International Small Cap Value ETF
S000075153
Y
50000
15.08076600
25.00000000
84.91923400
25.00000000
0.23330800
0.00000000
99.76669200
0.00000000
0.00000000
328.44000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
250.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Sustainability Core 1 ETF
S000076639
N
50000
3.90043900
9.00000000
96.09956100
9.00000000
0.11135700
0.00000000
99.88864300
0.00000000
0.00000000
73.93000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
75.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Inflation-Protected Securities ETF
S000073561
Y
100000
0.05198800
0.00000000
99.94801200
0.00000000
0.13308300
0.00000000
99.86691700
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional World ex U.S. Core Equity 2 ETF
S000070905
Y
200000
45.14411300
24.00000000
54.85588700
24.00000000
0
0
0
0
0.00000000
2522.86000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International Core Equity 2 ETF
S000075152
Y
100000
8.31487800
18.00000000
91.68512200
18.00000000
0
0
0
0
0.00000000
430.47000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional National Municipal Bond ETF
S000073562
Y
25000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
2707.32000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1200.64000000
0.00000000
N
Dimensional Global Real Estate ETF
S000078988
Y
50000
6.23
16
93.77
1.6
3.25
1.5
96.75
1.5
0
146.36
0
43.27
25
0
0
0
0
0
0
0
N
Dimensional US Core Equity 1 ETF
S000081780
N
25000
0.12931900
0.00000000
99.87068100
0.00000000
0.33582100
0.00000000
99.66417900
0.00000000
0.00000000
41.51000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
80.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Core Fixed Income ETF
S000073559
Y
50000
1.98380900
8.00000000
98.01619100
8.00000000
0.50968700
1.00000000
99.49031300
1.00000000
0.00000000
91.01000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
31.99000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Real Estate ETF
S000075150
N
50000
1.45302800
10.00000000
98.54697200
10.00000000
1.70677300
2.00000000
98.29322700
2.00000000
0.00000000
26.37000000
0.00000000
0.00000000
12.50000000
0.00000000
0.00000000
13.21000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International High Profitability ETF
S000075155
Y
50000
12.38526100
29.00000000
87.61473900
29.00000000
0
0
0
0
0.00000000
184.13000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional U.S. Small Cap ETF
S000070906
N
30000
6.76867900
18.00000000
93.23132100
18.00000000
0.39989800
1.00000000
99.60010200
1.00000000
0.00000000
78.63000000
0.00000000
0.00000000
6.90000000
0.00000000
0.00000000
245.67000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional U.S. Targeted Value ETF
S000070901
N
50000
5.10982200
17.00000000
94.89017800
17.00000000
0.66681800
1.00000000
99.33318200
1.00000000
0.00000000
174.95000000
0.00000000
0.00000000
11.25000000
0.00000000
0.00000000
62.69000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Ultrashort Fixed Income ETF
S000081785
Y
50000
81.83812600
32.00000000
18.16187400
32.00000000
0
0
0
0
0.00000000
476.89000000
0.00000000
0.00000000
822.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Marketwide Value ETF
S000075030
N
50000
1.77252700
11.00000000
98.22747300
11.00000000
0.59355500
1.00000000
99.40644500
1.00000000
0.00000000
92.57000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
73.86000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Small Cap Value ETF
S000075151
N
50000
7.72336300
11.00000000
92.27663700
11.00000000
0.88246900
2.00000000
99.11753100
2.00000000
0.00000000
60.17000000
0.00000000
0.00000000
6.15000000
0.00000000
0.00000000
18.91000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International Core Equity Market ETF
S000069433
Y
100000
11.85109600
20.00000000
88.14890400
20.00000000
0
0
0
0
0.00000000
506.24000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US High Profitability ETF
S000075148
N
50000
0.41098100
5.00000000
99.58901900
5.00000000
0.74108400
2.00000000
99.25891600
2.00000000
0.00000000
24.81000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
19.83000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Emerging Core Equity Market ETF
S000069434
Y
100000
87.61611700
4.00000000
12.38388300
4.00000000
0
0
0
0
0.00000000
2737.06000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional U.S. Core Equity 2 ETF
S000070903
N
100000
4.37038400
11.00000000
95.62961600
11.00000000
1.01465900
2.00000000
98.98534100
2.00000000
0.00000000
61.27000000
0.00000000
0.00000000
9.09000000
0.00000000
0.00000000
61.11000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Emerging Markets Sustainability Core 1 ETF
S000076641
Y
100000
89.49628700
4.00000000
10.50371300
4.00000000
0
0
0
0
0.00000000
4238.90000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International Value ETF
S000070904
Y
50000
14.11802100
29.00000000
85.88197900
29.00000000
1.46896800
0.00000000
98.53103200
0.00000000
0.00000000
234.55000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
133.33000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Large Cap Value ETF
S000078987
N
50000
5.55865300
11.00000000
94.44134700
11.00000000
0.80138100
1.00000000
99.19861900
1.00000000
0.00000000
26.60000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
24.23000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Short-Duration Fixed Income ETF
S000073560
Y
50000
0.34565900
2.00000000
99.654341
2.00000000
0
0
0
0
0.00000000
67.24000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional International Sustainability Core 1 ETF
S000076640
Y
100000
10.33296800
27.00000000
89.66703200
27.00000000
0
0
0
0
0.00000000
1052.55000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional World Equity ETF
S000081781
N
50000
0.28137500
0.00000000
99.71862500
0.00000000
0
0
0
0
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Emerging Markets High Profitability ETF
S000075156
Y
50000
85.42643100
6.00000000
14.57356900
6.00000000
0
0
0
0
0.00000000
1404.27000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Emerging Markets Core Equity 2 ETF
S000075149
Y
100000
86.62596800
4.00000000
13.37403200
4.00000000
0
0
0
0
0.00000000
2795.56000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional Global Sustainability Fixed Income ETF
S000076642
Y
50000
19.81195100
24.00000000
80.18804900
24.00000000
0
0
0
0
0.00000000
2218.94000000
0.00000000
0.00000000
8750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Dimensional US Core Equity Market ETF
S000069432
N
50000
2.04653700
11.00000000
97.95346300
11.00000000
0.53265000
1.00000000
99.46735000
1.00000000
0.00000000
94.32000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
21.98000000
0.00000000
0.00000000
0.00000000
0.00000000
N
true
true
OTHER REQUIRED INFO
2
interfund_lending_cco.txt
Certificate of Chief Compliance Officer
In regard to the Interfund Lending program, I certify that each
Portfolio and the Adviser have established procedures reasonably
designed to achieve compliance with the terms and conditions of
the exemptive order dated April 2, 2014, pursuant to certain
sections of the Investment Company Act of 1940. These procedures,
which have been previously approved by the Board of Directors/
Trustees of the Portfolios, include the following objectives:
(a) that the Interfund Loan Rate will be higher than the Repo
Rate, and, if applicable, the one-day yield on any money market
fund in which the lending Portfolio could otherwise invest, but
lower than the Bank Loan Rate;
(b) compliance with the collateral requirements as set forth in
the application for exemptive relief filed on September 5, 2013,
and amended on February 18, 2014;
(c) compliance with the percentage limitations on interfund
borrowing and lending;
(d) allocation of interfund borrowing and lending demand in an
equitable manner and in accordance with procedures established
by the Board; and
(e) that the Interfund Loan Rate does not exceed the interest rate
on any third-party borrowings of a borrowing Portfolio at the time
of the Interfund Loan.
________________________
Randy Olson
Chief Compliance Officer
January 5, 2024
INTERNAL CONTROL RPT
3
ICL.txt
Report of Independent Registered Public Accounting Firm
To the Board of Trustees of The Dimensional ETF Trust and
Shareholders of the Funds listed in Appendix A, (hereafter
collectively referred to as the "Funds")
In planning and performing our audits of the financial statements
of the Funds as of and for the year ended October 31, 2023, in
accordance with the standards of the Public Company Accounting
Oversight Board (United States) (PCAOB), we considered the Funds'
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on the effectiveness
of the Funds' internal control over financial reporting.
Accordingly, we do not express an opinion on the effectiveness
of the Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by management
are required to assess the expected benefits and related costs of
controls. A company's internal control over financial reporting is a
process designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over
financial reporting includes those policies and procedures that
(1) pertain to the maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and dispositions of
the assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the company are
being made only in accordance with authorizations of management and
directors of the company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized acquisition,
use or disposition of a company's assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of deficiencies
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the company's
annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Funds' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However, we
noted no deficiencies in the Funds' internal control over financial
reporting and its operation, including controls over safeguarding
securities, that we consider to be a material weakness as defined
above as of October 31, 2023.
This report is intended solely for the information and use of the
Board of Trustees of The Dimensional ETF Trust and the Securities
and Exchange Commission and is not intended to be and should not
be used by anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
December 21, 2023
Appendix A
Dimensional US Equity ETF
Dimensional U.S. Small Cap ETF
Dimensional US Targeted Value ETF
Dimensional U.S. Core Equity 2 ETF
Dimensional US Marketwide Value ETF
Dimensional International Value ETF
Dimensional World ex U.S. Core Equity 2 ETF
Dimensional US Core Equity Market ETF
Dimensional International Core Equity Market ETF
Dimensional Emerging Core Equity Market ETF
Dimensional US High Profitability ETF
Dimensional US Real Estate ETF
Dimensional US Small Cap Value ETF
Dimensional International Core Equity 2 ETF
Dimensional International Small Cap Value ETF
Dimensional International Small Cap ETF
Dimensional International High Profitability ETF
Dimensional Emerging Markets High Profitability ETF
Dimensional Emerging Markets Value ETF
Dimensional Emerging Markets Core Equity 2 ETF
Dimensional Core Fixed Income ETF
Dimensional Short-Duration Fixed Income ETF
Dimensional Inflation-Protected Securities ETF
Dimensional National Municipal Bond ETF
Dimensional California Municipal Bond ETF@
Dimensional Global Real Estate ETF**
Dimensional US Large Cap Value ETF**
Dimensional US Core Equity 1 ETF#
Dimensional Ultrashort Fixed Income ETF****
Dimensional World Equity ETF****
Dimensional Emerging Markets Sustainability Core 1 ETF*
Dimensional Global Sustainability Fixed Income ETF***
Dimensional International Sustainability Core 1 ETF*
Dimensional US Sustainability Core 1 ETF*
*For the period November 1, 2022 (commencement of operations)
through October 31, 2023
**For the period December 6, 2022 (commencement of operations)
through October 31, 2023
***For the period November 15, 2022 (commencement of operations)
through October 31, 2023
****For the period September 26, 2023 (commencement of operations)
through October 31, 2023
@For the period June 26, 2023 (commencement of operations)
through October 31, 2023
# For the period September 12, 2023 (commencement of operations)
through October 31, 2023