0001752724-22-003260.txt : 20220114
0001752724-22-003260.hdr.sgml : 20220114
20220114151244
ACCESSION NUMBER: 0001752724-22-003260
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20211031
FILED AS OF DATE: 20220114
DATE AS OF CHANGE: 20220114
EFFECTIVENESS DATE: 20220114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dimensional ETF Trust
CENTRAL INDEX KEY: 0001816125
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23580
FILM NUMBER: 22531726
BUSINESS ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-306-7400
MAIL ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
0001816125
S000069432
Dimensional US Core Equity Market ETF
C000221547
Dimensional US Core Equity Market ETF
DFAU
0001816125
S000069433
Dimensional International Core Equity Market ETF
C000221548
Dimensional International Core Equity Market ETF
DFAI
0001816125
S000069434
Dimensional Emerging Core Equity Market ETF
C000221549
Dimensional Emerging Core Equity Market ETF
DFAE
0001816125
S000070901
Dimensional U.S. Targeted Value ETF
C000225165
Dimensional U.S. Targeted Value ETF
DFAT
0001816125
S000070902
Dimensional U.S. Equity ETF
C000225166
Dimensional U.S. Equity ETF
DFUS
0001816125
S000070903
Dimensional U.S. Core Equity 2 ETF
C000225167
Dimensional U.S. Core Equity 2 ETF
DFAC
0001816125
S000070904
Dimensional International Value ETF
C000225168
Dimensional International Value ETF
DFIV
0001816125
S000070905
Dimensional World ex U.S. Core Equity 2 ETF
C000225169
Dimensional World ex U.S. Core Equity 2 ETF
DFAX
0001816125
S000070906
Dimensional U.S. Small Cap ETF
C000225170
Dimensional U.S. Small Cap ETF
DFAS
N-CEN
1
primary_doc.xml
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811-23580
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S000070905
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S000070906
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S000070901
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S000069433
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Dimensional ETF Trust
811-23580
0001816125
549300TQ0DPO13B72F34
6300 Bee Cave Road
Building One
Austin
78746
US-TX
US
512-306-7400
Dimensional Fund Advisors LP
6300 Bee Cave Road
Building One
Austin
78746
512-306-7400
Records relating to its function as Investment Advisor
Citi Fund Services Ohio, Inc.
4400 Easton Commons
Suite 200
Columbus
43219
614-470-8000
Records relating to its function as Administrator and Accountant
Citibank, N.A
388 Greenwich Street
New York
10013
813-604-1770
Records relating to its function as Custodian and Transfer Agent
Y
N
N-1A
9
Y
Darrell Duffie
000000000
N
Myron S. Scholes
000000000
N
Roger G. Ibbotson
004393768
N
Douglas W. Diamond
000000000
N
David G. Booth
001031000
Y
Abbie J. Smith
000000000
N
Ingrid M. Werner
000000000
N
George M. Constantinides
000000000
N
Randy Olson
004817023
6300 Bee Cave Road
Building One
Austin
78746
XXXXXX
N
N
N
N
N
N
DFA Securities LLC
8-27006
000010292
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Dimensional U.S. Equity ETF
S000070902
549300TG4GW6UKRIBD35
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
85816224.59
151185.24
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-8 (17 CFR 270.17a-8)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
Y
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
35.21000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
596.10000000
JEFFERIES LLC
008-15074
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58PU97L1C0WSRCWADL48
2361.71000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
3321.17000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
3.56000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
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PERSHING LLC
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21.12000000
JONESTRADING INSTITUTIONAL SERVICES LLC
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Knight Securities
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8NAV47T0Y26Q87Y0QP81
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Conversion
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000301524
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Knight Securities
008-68193
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STATE STREET GLOBAL MARKETS, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
253566210.55000000
336558647.71000000
N
5257339720.75000000
Uncommitted
700000000
N
N
N
Dimensional World ex U.S. Core Equity 2 ETF
S000070905
549300BQCVVATR5RKZ27
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
103200906.10
2229214.03
Rule 17a-7 (17 CFR 270.17a-7)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-8 (17 CFR 270.17a-8)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
5757.69
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
1194.08
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
2810.36
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
7263.47
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
87524.76
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3981.04
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
69387.52
SG AMERICAS SECURITIES, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
135421.13
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
1681.55
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
110859.19
427170.74
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
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Conversion
N/A
000301524
549300OVO8MRA4KTCJ44
11326785.73
BOFA SECURITIES, INC.
008-69787
000283942
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HAMBRECTH & QUIST
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MACQUARIE CAPITAL (USA) INC.
008-47198
000036368
549300670K07JRB5UQ40
1016805.55
98701077.51
N
4189372825.76
Uncommitted
700000000
N
N
Dimensional U.S. Small Cap ETF
S000070906
549300ZX1UG1MY980943
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
197616074.36
578026.99
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-8 (17 CFR 270.17a-8)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
57886.45000000
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
1731.91000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
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NOMURA SECURITIES INTERNATIONAL, INC.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
2521.54000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4263.95000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
1176.33000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1240.31000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
48676.78000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
1639.86000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
56863.37000000
182449.55
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
3331735.78000000
STATE STREET GLOBAL MARKETS, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
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Knight Securities
008-68193
000149823
549300RA02N3BNSWBV74
194251612.96000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
170595641.06000000
919652919.36000000
N
3720986611.45000000
Uncommitted
700000000
N
N
Dimensional U.S. Targeted Value ETF
S000070901
549300V8M6DRTAYL7J91
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
185159946.77
819794.13
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 17a-8 (17 CFR 270.17a-8)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
777.81000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3586.08000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
44033.48000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
46599.51000000
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
1304.88000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
50644.71000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
783.12000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
981.17000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
2558.97000000
NOMURA SECURITIES INTERNATIONAL, INC.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
2932.85000000
156640.97
STATE STREET GLOBAL MARKETS, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
484813929.71000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
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BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
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ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
2166047.88000000
876821828.01000000
N
5500240464.53000000
Uncommitted
700000000
N
N
Dimensional International Core Equity Market ETF
S000069433
54930095KJRG74HDT020
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
4958161.38
44294.39
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
2300.69000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
4844.64000000
HAMBRECTH & QUIST
008-35008
000000079
ZBUT11V806EZRVTWT807
29.17000000
INTERNATIONAL STRATEGY & INVESTMENTS
N/A
000111085
N/A
64.88000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
199.62000000
SG AMERICAS SECURITIES, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
2757.02000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2396.33000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
91.59000000
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1163.41000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
2782.47000000
16678.90
Knight Securities
008-68193
000149823
549300RA02N3BNSWBV74
2902129.27000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
556327560.37000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
9713407.29000000
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
131318924.59000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
4894508.45000000
HAMBRECTH & QUIST
008-35008
000000079
ZBUT11V806EZRVTWT807
2895753.87000000
708052283.84000000
N
340961837.97000000
Uncommitted
700000000
N
N
N
Dimensional Emerging Core Equity Market ETF
S000069434
549300U8W9ABLYGQV397
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
3084504.96
98517.33
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Bloomberg
N/A
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Saudi Arabia
N/A
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
5975.01000000
SG AMERICAS SECURITIES, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
5596.56000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
5014.68000000
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
31430.32000000
HAMBRECTH & QUIST
008-35008
000000079
ZBUT11V806EZRVTWT807
2441.30000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
32.23000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
2989.07000000
INTERNATIONAL STRATEGY & INVESTMENTS
N/A
000111085
N/A
46.78000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
107145.32000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
3186.78000000
163891.01
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
16034683.95000000
HAMBRECTH & QUIST
008-35008
000000079
ZBUT11V806EZRVTWT807
706425.26000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
2401746.94000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
58341156.19000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
1250037.10000000
78734049.44000000
N
215998065.44
Uncommitted
700000000
N
N
N
Dimensional U.S. Core Equity 2 ETF
S000070903
54930056FNVIE1543D41
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
262275647.78
638379.42
Rule 17a-8 (17 CFR 270.17a-8)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
586.88
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
590.35
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
627.48
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
15161.77
MKM PARTNERS LLC
008-53436
000114666
25490041O5W104HFWA62
704.34
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
166.32
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
70.95
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
404.45
Knight Securities
008-68193
000149823
549300RA02N3BNSWBV74
14133.36
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
14101.13
46612.81
STATE STREET GLOBAL MARKETS, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
646505001.96
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
5618052.78
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
316940144.97
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
226992340.86
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
72887681.43
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
10821414.16
1279764636.16
N
12456406812.25
Uncommitted
700000000
N
N
N
Dimensional International Value ETF
S000070904
549300F3EUNKP4DGBS58
N
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
31827472.11
576844.00
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-8 (17 CFR 270.17a-8)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
Bloomberg
N/A
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe plc.
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
N/A
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4511.92000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
78482.49000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
62948.92000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
147.79000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
2645.03000000
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
173.38000000
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
146.79000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
129.36000000
SG AMERICAS SECURITIES, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
55206.17000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
63444.92000000
267844.76
S.G WARBURG & CO., INC.
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
19332094.48000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
19357087.30000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
4829512.76000000
49634892.61000000
N
3226626132.25
Uncommitted
700000000
N
N
Dimensional US Core Equity Market ETF
S000069432
549300O3PQG5V42IUV84
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
3965055.95
9106.14
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
Citibank, N.A.
N/A
E57ODZWZ7FF32TWEFA76
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg
N/A
N
Refinitiv US Holdings, Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
164.10000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
1274.05000000
ROSENTHAL COLLINS GROUP LLC
N/A
N/A
5493001JB5LOVW7VVW14
5.40000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
22.68000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
34.78000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
1219.33000000
NOMURA SECURITIES INTERNATIONAL, INC.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
54.39000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
6.45000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
5.49000000
Knight Securities
N/A
000149823
549300RA02N3BNSWBV74
1288.77000000
4078.45
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
757693942.46000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
49899760.06000000
Knight Securities
008-68193
000149823
549300RA02N3BNSWBV74
411622707.56000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
9925765.64000000
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
16869032.66000000
1246011208.38000000
N
692562649.93000000
Uncommitted
700000000
N
N
N
Dimensional U.S. Equity ETF
S000070902
N
40000.00000000
4.0258
19.9961
95.9742
19.9961
0.0859
0.00000000
99.9141
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Dimensional World ex U.S. Core Equity 2 ETF
S000070905
Y
200000
29.5757
0.1858
70.4243
0.1858
0
0
0
0
0
2415.69
0
0
0
0
0
0
0
0
0
0
Y
Dimensional U.S. Small Cap ETF
S000070906
N
30000.00000000
0.1773
0.1992
99.8227
0.1992
0.2333
0.2913
99.7667
0.2913
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Dimensional U.S. Targeted Value ETF
S000070901
N
50000.00000000
0.4041
0.00000000
99.5959
0.3166
-0.0336
0.00000000
100.0336
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Dimensional International Core Equity Market ETF
S000069433
Y
100000.00000000
4.2606
25.9827
95.7394
10.048
0
0
0
0
0.00000000
126.23000000
0.00000000
0.00000000
0
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Dimensional Emerging Core Equity Market ETF
S000069434
Y
100000.00000000
80.5820
4.6626
19.4180
4.6626
0
0
0
0
0.00000000
3098.83000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Dimensional U.S. Core Equity 2 ETF
S000070903
N
100000
3.3920
17.9367
96.6080
17.9367
0.0088
0.3680
99.9912
0.3680
0
0
0
0
0
0
0
0
0
0
0
0
Y
Dimensional International Value ETF
S000070904
Y
50000
2.8013
0.4688
97.1987
0.4688
0
0
0
0
0
66.28
0
0
0
0
0
0
0
0
0
0
Y
Dimensional US Core Equity Market ETF
S000069432
N
50000
0.1046
0.1363
99.8954
0.1363
0.0975
0.0275
99.9025
0.0275
0
0
0
0
0
0
0
0
0
0
0
0
Y
true
true
OTHER REQUIRED INFO
2
Interfund_lending_CCO_cert.txt
Certificate of Chief Compliance Officer
In regard to the Interfund Lending program, I certify
that each Portfolio and the Adviser have established procedures
reasonably designed to achieve compliance with the terms and
conditions of the exemptive order dated April 2, 2014, pursuant
to certain sections of the Investment Company Act of 1940.
These procedures, which have been previously approved by the
Board of Directors/Trustees of the Portfolios, include the
following objectives:
(a) that the Interfund Loan Rate will be higher than the Repo
Rate, and, if applicable, the oneday yield on any money market
fund in which the lending Portfolio could otherwise invest, but
lower than the Bank Loan Rate;
(b) compliance with the collateral requirements as set forth in
the application for exemptive relief filed on September 5,
2013, and amended on February 18, 2014;
(c) compliance with the percentage limitations on interfund
borrowing and lending;
(d) allocation of interfund borrowing and lending demand in an
equitable manner and in accordance with procedures established
by the Board; and
(e) that the Interfund Loan Rate does not exceed the interest
rate on any third-party borrowings of a borrowing Portfolio at
the time of the Interfund Loan.
Chief Compliance Officer
January 14, 2022
INTERNAL CONTROL RPT
3
PwC_Opinion_Letter.txt
Report of Independent Registered Public Accounting Firm
To the Board of Directors of The Dimensional ETF Trust and
Shareholders of the Funds listed in Appendix A, (hereafter
collectively referred to as the "Funds")
In planning and performing our audits of the financial
statements of the Funds as of and for the year or periods ended
October 31, 2021, in accordance with the standards of the
Public Company Accounting Oversight Board (United States)
(PCAOB), we considered the Funds' internal control over
financial reporting, including controls over safeguarding
securities, as a basis for designing our auditing procedures for
the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on the
effectiveness of the Funds' internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds' internal control over financial
reporting.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A company's internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
company's internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of
the company are being made only in accordance with
authorizations of management and directors of the company; and
(3) provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition of a
company's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility
that a material misstatement of the company's annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However, we
noted no deficiencies in the Funds' internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be a material
weakness as defined above as of October 31, 2021.
This report is intended solely for the information and use of
the Board of Directors of The Dimensional ETF Trust and the
Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified
parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania December 22, 2021
Appendix A
Dimensional International Core Equity Market ETF*
Dimensional Emerging Core Equity Market ETF**
Dimensional US Core Equity Market ETF*
Dimensional U.S. Equity ETF
Dimensional U.S. Small Cap ETF
Dimensional U.S. Targeted Value ETF
Dimensional U.S. Core Equity 2 ETF
Dimensional International Value ETF
Dimensional World ex U.S. Core Equity 2 ETF
*November 17, 2020 (commencement of operations) through October 31, 2021
**December 1, 2020 (commencement of operations) through October 31, 2021