0001680359-21-000183.txt : 20210831 0001680359-21-000183.hdr.sgml : 20210831 20210831172840 ACCESSION NUMBER: 0001680359-21-000183 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 EFFECTIVENESS DATE: 20210831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dimensional ETF Trust CENTRAL INDEX KEY: 0001816125 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23580 FILM NUMBER: 211227873 BUSINESS ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-306-7400 MAIL ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 0001816125 S000069432 Dimensional US Core Equity Market ETF C000221547 Dimensional US Core Equity Market ETF DFAU 0001816125 S000069433 Dimensional International Core Equity Market ETF C000221548 Dimensional International Core Equity Market ETF DFAI 0001816125 S000069434 Dimensional Emerging Core Equity Market ETF C000221549 Dimensional Emerging Core Equity Market ETF DFAE 0001816125 S000070901 Dimensional U.S. Targeted Value ETF C000225165 Dimensional U.S. Targeted Value ETF 0001816125 S000070902 Dimensional U.S. Equity ETF C000225166 Dimensional U.S. Equity ETF 0001816125 S000070903 Dimensional U.S. Core Equity 2 ETF C000225167 Dimensional U.S. Core Equity 2 ETF 0001816125 S000070906 Dimensional U.S. Small Cap ETF C000225170 Dimensional U.S. Small Cap ETF N-PX 1 npx811-23580_2.txt ************************* FORM N-PX REPORT ************************** ICA File Number: 811-23580 Reporting Period: 07/01/2020 - 06/30/2021 Dimensional ETF Trust OMB APPROVAL OMB Number: 3235-0582 Expires: May 31, 2021 Estimated average burden hours per response...................7.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23580 DIMENSIONAL ETF TRUST (Exact name of registrant as specified in charter) 6300 Bee Cave Road, Building One, Austin, TX 78746 (Address of principal executive offices) (Zip code) Catherine L. Newell, Esquire, President and General Counsel 6300 Bee Cave Road, Building One, Austin, TX 78746 (Name and address of agent for service) 512-306-7400 Registrant's telephone number, including area code Date of fiscal year end: October 31 Date of reporting period: 07/01/2020 - 06/30/2021 ================= Dimensional Emerging Core Equity Market ETF ================== 11 BIT STUDIOS SA Ticker: 11B Security ID: X5969U105 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Incentive Plan For Against Management 6 Approve Issuance of Series C Warrants For Against Management without Preemptive Rights for Incentive Plan 7 Approve Conditional Increase in Share For Against Management Capital via Issuance of H Series Shares without Preemptive Rights for Purpose of Incentive Plan; Amend Statute Accordingly 8 Approve Registration of Series C For Against Management Warrants and H Series Shares on Central Securities Depository of Poland; Approve Listing of H Series Shares 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- 3S KOREA CO., LTD. Ticker: 060310 Security ID: Y8811G109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Choi Soon-gyu as Outside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lou Jing as Director For For Management 2B Elect Pu Tianruo as Director For Against Management 2C Elect Yang, Hoi Ti Heidi as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For Against Management Connection to Private Placement of Shares 2 Approve Company's Eligibility for For Against Management Private Placement of Shares 3.1 Approve Share Type and Par Value For Against Management 3.2 Approve Issue Manner and Issue Time For Against Management 3.3 Approve Target Subscribers and For Against Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Method 3.5 Approve Issue Size and Amount of For Against Management Raised Funds 3.6 Approve Use of Proceeds For Against Management 3.7 Approve Lock-up Period Arrangement For Against Management 3.8 Approve Listing Location For Against Management 3.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 3.10 Approve Resolution Validity Period For Against Management 4 Approve Plan on Private Placement of For Against Management Shares 5 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 6 Approve Signing of Conditional Share For Against Management Subscription Agreement 7 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Report on the Usage of For Against Management Previously Raised Funds 9 Approve Authorization of Board to For Against Management Handle All Related Matters 10 Amend Management System of Raised Funds For Against Management 11 Elect Hua Jiajun as Supervisor For For Management -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Use of Own Funds to Invest in For Against Management Securities and Financial Products 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary 10 Approve Authorization of Board to For Against Shareholder Handle All Related Matters 11 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 12 Approve Equity Acquisition and Signing For For Shareholder of Equity Transfer Agreement -------------------------------------------------------------------------------- 7-ELEVEN MALAYSIA HOLDINGS BERHAD Ticker: 5250 Security ID: Y76786105 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisitions and For For Management Options -------------------------------------------------------------------------------- A-JIN INDUSTRIAL CO., LTD. Ticker: 013310 Security ID: Y0033J102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Seo Jung-ho as Inside Director For For Management 4 Appoint Son Byeong-il as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- A-LIVING SMART CITY SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New CMIG PM Agreement, For For Management Supplemental Agreement, Second Supplemental Agreement and Related Transactions -------------------------------------------------------------------------------- A-LIVING SMART CITY SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements 4 Approve 2020 Annual Report For For Management 5 Approve 2021 Annual Financial Budget For For Management 6 Approve 2020 Final Dividend and For For Management Special Dividend 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 11 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS, INC. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Au Siu Cheung Albert as Director For For Management 3b Elect Kwok Lam Kwong Larry as Director For For Management 3c Elect Wu Ingrid Chun Yuan as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AAG ENERGY HOLDINGS LIMITED Ticker: 2686 Security ID: G00037104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ming Zaiyuan as Director For For Management 3b Elect Yan Danhua as Director For For Management 3c Elect Liu Xiaofeng as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Specific Mandate to Issue For Against Management Shares Under the Post-IPO Restricted Share Unit Scheme -------------------------------------------------------------------------------- AB SA Ticker: ABE Security ID: X0006U101 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Elect Members of Vote Counting For For Management Commission 4 Acknowledge Proper Convening of Meeting None None Management 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Consolidated and Standalone None None Management Financial Statements 8 Receive Supervisory Board Report None None Management 9.1 Approve Supervisory Board Report For For Management 9.2 Approve Management Board Report on For For Management Company's Operations and Financial Statements 9.3 Approve Management Board Report on For For Management Group's Operations and Consolidated Financial Statements 9.4 Approve Allocation of Income and For For Management Dividends of PLN 0.44 per Share 9.5a Approve Discharge of Andrzej Przybylo For For Management (CEO) 9.5b Approve Discharge of Zbigniew Madry For For Management (Management Board Member) 9.5c Approve Discharge of Grzegorz Ochedzan For For Management (Management Board Member) 9.5d Approve Discharge of Krzysztof For For Management Kucharski (Management Board Member) 9.5e Approve Discharge of Iwona Przybylo For For Management (Supervisory Board Chairwoman) 9.5f Approve Discharge of Jacek Lapinski For For Management (Supervisory Board Member) 9.5g Approve Discharge of Andrzej Grabinski For For Management (Supervisory Board Member) 9.5h Approve Discharge of Jakub Biegunski For For Management (Supervisory Board Member) 9.5i Approve Discharge of Jerzy Baranowski For For Management (Supervisory Board Member) 9.5j Approve Discharge of Marek Cwir For For Management (Supervisory Board Member) 9.6a Elect Jacek Lapinski as Supervisory For For Management Board Member 9.6b Elect Jerzy Baranowski as Supervisory For For Management Board Member 9.6c Elect Jakub Biegunski as Supervisory For For Management Board Member 9.6d Elect Marek Cwir as Supervisory Board For For Management Member 9.6e Elect Wojciech Niesyto as Supervisory For For Management Board Member 9.7 Amend Statute For For Management 10 Receive Management Board Report on None None Management Share Repurchase Program 11 Transact Other Business For Against Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- ABOV SEMICONDUCTOR CO., LTD. Ticker: 102120 Security ID: Y0019S100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Choi Won as Inside Director For For Management 3 Appoint Chae Jae-ho as Internal Auditor For For Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Ranesh Hariparsad as the Designated Auditor 2 Appoint KPMG Inc as Auditors with For For Management Heather Berrange as the Designated Auditor 3.1 Re-elect Alex Darko as Director For For Management 3.2 Re-elect Daisy Naidoo as Director For For Management 3.3 Re-elect Francis Okomo-Okello as For For Management Director 3.4 Re-elect Sipho Pityana as Director For For Management 3.5 Re-elect Tasneem Abdool-Samad as For For Management Director 4.1 Elect Fulvio Tonelli as Director For For Management 4.2 Re-elect Rene van Wyk as Director For For Management 4.3 Elect Nonhlanhla Mjoli-Mncube as For For Management Director 5.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 5.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 5.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 5.4 Re-elect Swithin Munyantwali as Member For For Management of the Group Audit and Compliance Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For For Management Report 9 Approve Remuneration of Non-executive For For Management Directors 10 Authorise Repurchase of Issued Share For For Management Capital 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For Against Management 6 Approve Profit Distribution For For Management 7 Approve Credit Business For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Services Agreement For Against Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Personal Accident Insurance 11 Approve 2017 Repurchase and For For Management Cancellation of Performance Shares (I) 12 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares (I) 13 Approve 2017 Repurchase and For For Management Cancellation of Performance Shares (II) 14 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares (II) 15 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Unfulfilled Performance For For Management Commitments and Compensation Plan 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ADTECHNOLOGY CO., LTD. Ticker: 200710 Security ID: Y0R15Q109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Company Address Change) 2.2 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 2.3 Amend Articles of Incorporation (Stock For For Management Options) 2.4 Amend Articles of Incorporation For For Management (Record Date) 2.5 Amend Articles of Incorporation For For Management (Record Date) 2.6 Amend Articles of Incorporation For For Management (Issuance of Convertible Bonds) 2.7 Amend Articles of Incorporation For For Management (Convention of Shareholder Meetings) 2.8 Amend Articles of Incorporation For For Management (Number of Directors) 2.9 Amend Articles of Incorporation For For Management (Election/Dismissal of Directors) 2.10 Amend Articles of Incorporation For For Management (Directors' Term of Office) 2.11 Amend Articles of Incorporation For Against Management (Remuneration and Severance Payment of Directors) 2.12 Amend Articles of Incorporation For For Management (Election/Dismissal of Auditors) 2.13 Amend Articles of Incorporation For For Management (Financial Statement) 2.14 Amend Articles of Incorporation For For Management (Appropriation of Income) 2.15 Amend Articles of Incorporation For For Management (Miscellaneous) 3 Approve Terms of Retirement Pay For Against Management 4 Appoint Gong Jong-seong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- ADVANCED DIGITAL CHIPS, INC. Ticker: 054630 Security ID: Y0014Q109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kim Mi-seon as Inside Director For For Management 3.2 Elect Lee Hye-su as Inside Director For For Management 3.3 Elect Kim Gwang-hyeon as Outside For For Management Director 3.4 Elect Jeong Tae-seon as Outside For For Management Director 4 Appoint Jeon Jeong-woo as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ADVANCED NANO PRODUCTS CO., LTD. Ticker: 121600 Security ID: Y0488E103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Jang-woo as Inside Director For For Management 3.2 Elect Kim Mi-gyeong as Inside Director For For Management 4 Appoint Jeon Won-il as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Stock Option Grants For For Management 8 Approve Terms of Bonus Pay For For Management -------------------------------------------------------------------------------- ADVANCED PROCESS SYSTEMS CORP. Ticker: 265520 Security ID: Y0R1B8128 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Junfeng as Director For For Management 1.2 Elect Bi Linsheng as Director For For Management 1.3 Elect Zhang Jianwu as Director For For Management 1.4 Elect Wang Shejiao as Director For For Management 1.5 Elect Zhao Dongliang as Director For For Management 1.6 Elect Yu Xiaojun as Director For For Management 2.1 Elect Liu Zhaonian as Director For For Management 2.2 Elect Zhou Liguo as Director For For Management 2.3 Elect Yang Songling as Director For For Management 3.1 Elect Tang Jianxin as Supervisor For For Management 3.2 Elect Jin Ge as Supervisor For For Management -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Asset Impairment and Write-off For Against Management Management System 7 Approve Daily Operating Related Party For For Management Transaction 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- ADVTECH LTD. Ticker: ADH Security ID: S0065B115 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Elect Clive Thomson as Director For For Management 3 Elect Monde Nkosi as Director For For Management 4 Re-elect Shirley Zinn as Director For For Management 5 Re-elect Keith Warburton as Chairman For For Management of the Audit and Risk Committee 6 Re-elect Dr Jacqueline Chimhanzi as For For Management Member of the Audit and Risk Committee 7 Re-elect Konehali Gugushe as Member of For For Management the Audit and Risk Committee 8 Elect Clive Thomson as Member of the For For Management Audit and Risk Committee 9 Appoint Ernst & Young Incorporated as For For Management Auditors with C Trollope as the Designated Audit Partner 10 Authorise Board to Issue Shares for For For Management Cash 11 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Related Loans For For Management 3 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Usage of Raised Funds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve to Sign the Agreement on For For Management Issuance of Shares to Purchase Assets 9 Approve Conditional Shares For For Management Subscription Agreement with Target Subscribers in Connection to the Private Placement 10 Approve Signing of Assets Purchase For For Management Agreement 11 Approve Related Party Transactions in For For Management Connection to Private Placement 12 Approve Relevant Audit Reports and For For Management Asset Appraisal Reports 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Elect Yang Xianfeng as For For Management Non-Independnent Director -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 1.3 Approve Lock-up Period Arrangement For For Management 1.4 Approve Use of Proceeds For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 4 Approve Signing of Supplementary For For Management Agreement to the Acquisition of Assets by Issuance of Shares in Connection to the Private Placement 5 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 6 Approve Signing of Termination For For Management Agreement of the Share Subscription Agreement with Beijing Guofa Aviation Engine Industry Investment Fund Center (Limited Partnership) 7 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Relevant Audit Report in For For Management Connection to the Private Placement -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For Against Management 2 Approve External Guarantee For For Management 3 Approve Financing Application and For For Management Signing Related Agreements 4 Approve Related Party Transaction in For For Shareholder Connection to Capital Injection Agreement -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Sen as Non-Independent For For Shareholder Director 1.2 Elect Yan Jianxing as Non-Independent For For Shareholder Director 1.3 Elect Zhang Zi as Non-Independent For For Shareholder Director 1.4 Elect Li Jun as Non-Independent For For Shareholder Director 1.5 Elect Sun Hongwei as Non-Independent For For Shareholder Director 1.6 Elect Jia Dafeng as Non-Independent For For Shareholder Director 1.7 Elect Yang Xianfeng as Non-Independent For For Shareholder Director 2.1 Elect Li Jinlin as Independent Director For For Shareholder 2.2 Elect Liu Zhimeng as Independent For For Shareholder Director 2.3 Elect Wang Zhanxue as Independent For For Shareholder Director 2.4 Elect Du Jian as Independent Director For For Shareholder 3.1 Elect Mou Xin as Supervisor For For Shareholder 3.2 Elect Wang Lutang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Election of Members of the For For Management Professional Committee of the Board of Directors 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Related Party Transaction For Against Management 9 Approve Issuance of Shares and Raising For For Management Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds 10 Approve Remuneration of Directors For For Management 11 Approve Financial Budget For For Management 12 Approve Signing of Related Party For Against Management Transaction Framework Agreement 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For Against Management Management -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management 2 Elect Zhao Liang as Non-independent For For Shareholder Director and Member of Strategy Committee -------------------------------------------------------------------------------- AECI LTD. Ticker: AFE Security ID: S00660118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors with Patrick Ndlovu as the Designated Individual Audit Partner 2.1 Re-elect Fikile De Buck as Director For For Management 2.2 Re-elect Godfrey Gomwe as Director For For Management 2.3 Re-elect Philisiwe Sibiya as Director For For Management 3 Elect Marna Roets as Director For For Management 4 Re-elect Mark Dytor as Director For For Management 5.1 Re-elect Fikile De Buck as Member of For For Management the Audit Committee 5.2 Re-elect Godfrey Gomwe as Member of For For Management the Audit Committee 5.3 Elect Marna Roets as Member of the For For Management Audit Committee 5.4 Re-elect Philisiwe Sibiya as Member of For For Management the Audit Committee 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation of Remuneration For Against Management Policy 1.1 Approve Fees of Board Chairman For For Management 1.2 Approve Fees of Non-Executive Directors For For Management 1.3 Approve Fees of Audit Committee For For Management Chairman 1.4 Approve Fees of Audit Committee Members For For Management 1.5 Approve Fees of Other Board For For Management Committees' Chairman 1.6 Approve Fees of Other Board For For Management Committees' Members 1.7 Approve Meeting Attendance Fee For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- AEKYUNG INDUSTRIAL CO., LTD. Ticker: 018250 Security ID: Y0R190102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Song Gi-bok as Inside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AEKYUNG PETROCHEMICAL CO., LTD. Ticker: 161000 Security ID: Y0016S129 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Directors (Bundled) For For Management 3 Approve Stock Option Grants For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- AEON CO. (M) BHD. Ticker: 6599 Security ID: Y00187107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Approve Directors' Benefits For Did Not Vote Management 4 Elect Iskandar bin Sarudin as Director For Did Not Vote Management 5 Elect Shafie bin Shamsuddin as Director For Did Not Vote Management 6 Elect Ahmad Helmy bin Syed Ahmad as For Did Not Vote Management Director 7 Elect Badlishah Ibni Tunku Annuar as For Did Not Vote Management Director 8 Elect Abdul Rahim bin Abdul Hamid as For Did Not Vote Management Director 9 Elect Chong Swee Ying as Director For Did Not Vote Management 10 Elect Soichi Okazaki as Director For Did Not Vote Management 11 Elect Tsutomu Motomura as Director For Did Not Vote Management 12 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 13 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AEON CREDIT SERVICE (M) BERHAD Ticker: 5139 Security ID: Y0018E102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Approve Directors' Benefits Payable For Did Not Vote Management 4 Elect Ng Eng Kiat as Director For Did Not Vote Management 5 Elect Tomokatsu Yoshitoshi as Director For Did Not Vote Management 6 Elect S Sunthara Moorthy A/L S For Did Not Vote Management Subramaniam as Director 7 Elect Adinan bin Maning as Director For Did Not Vote Management 8 Elect Khoo Pek Ling as Director For Did Not Vote Management 9 Elect Yasmin Ahmad Merican as Director For Did Not Vote Management 10 Elect Rashidah binti Abu Bakar as For Did Not Vote Management Director 11 Elect Lee Tyan Jen as Director For Did Not Vote Management 12 Approve Deloitte PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 14 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Handling of Deposit Business For Against Management Risks 2 Elect Wang Xiaolong as Supervisor For For Shareholder 3 Approve Extension of Implementation of For For Shareholder Commitment -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Related Party Transactions For Against Management 7 Approve Comprehensive Budget Proposal For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Signing of Financial For Against Management Cooperation Agreement 10 Approve Related Financial Services For Against Management such as Deposits and Loans -------------------------------------------------------------------------------- AEROSPACE TECHNOLOGY OF KOREA, INC. Ticker: 067390 Security ID: Y0R18U107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Park Jae-gu as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: APR 23, 2021 Meeting Type: Annual/Special Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Dividend Policy For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Expenses and Activities 7 Approve Remuneration of Directors and For For Management Advisers 8 Appoint Auditors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish For For Management Announcements 12 Other Business For Against Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Interim Dividends of USD 0.005 For For Management per Share 4 Change Company Name to AES Andes S.A.; For For Management Amend Article 1 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Transfer All For Did Not Vote Management Company's Shares to AES Brasil Energia S.A. (AES Brasil) 2 Approve Transfer of All Company's For Did Not Vote Management Shares to AES Brasil Energia S.A. (AES Brasil) with Waiver of the Installation of the Independent Committee 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 4 Ratify Acquisition of Ventus Holding For Did Not Vote Management de Energia Eolica Ltda. and Shares Representing 51 Percent of the Social Capital of Brasventos Eolo Geradora de Energia S.A., Rei dos Ventos 3 Geradora de Energia S.A. and Brasventos Miassaba 3 Geradora de Energia S.A. 5 Ratify the Granting of Power of For Did Not Vote Management Attorney to the SPEs -------------------------------------------------------------------------------- AFREECATV CO., LTD. Ticker: 067160 Security ID: Y63806106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Issuance of Preferred Share) 2.2 Amend Articles of Incorporation (Stock For For Management Option Grant) 2.3 Amend Articles of Incorporation (Amend For For Management Record Date) 2.4 Amend Articles of Incorporation For For Management Transfer Agent 2.5 Amend Articles of Incorporation For For Management (Amendments Relating to Fiscal Year) 2.6 Amend Articles of Incorporation For For Management (Issuance of Convertible Bonds) 2.7 Amend Articles of Incorporation For For Management (Issuance of Bonds with Warrants) 2.8 Amend Articles of Incorporation For For Management (Appointment of External Auditor) 3 Approve Stock Option Grants For For Management 4 Elect Jeong Jae-min as Outside Director For For Management 5 Appoint Kim Seong-woo as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AGABANG & CO. Ticker: 013990 Security ID: Y0018N102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Sang-guk as Inside Director For For Management 3.2 Elect Shin Dong-gi as Outside Director For For Management 4 Appoint Jeon Tae-hong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chen Zhuo Lin as Director For For Management 4 Elect Luk Sin Fong, Fion as Director For For Management 5 Elect Chan Cheuk Nam as Director For For Management 6 Elect Cheng Hon Kwan as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AGORA SA Ticker: AGO Security ID: X00216105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For Did Not Vote Management 2 Approve Agenda of Meeting For Did Not Vote Management 3 Elect Members of Vote Counting For Did Not Vote Management Commission 4 Receive Management Board Reports on None None Management Company's and Group's Operations, Financial Statements, and Consolidated Financial Statements 5 Receive Supervisory Board Resolution None None Management on Financial Statements, Allocation of Income and Dividends, and Proposal of Discharge of Management Board Members 6 Approve Financial Statements and For Did Not Vote Management Management Board Report on Company's Operations 7 Approve Consolidated Financial For Did Not Vote Management Statements and Management Board Report on Group's Operations 8 Receive Supervisory Board Report on None None Management Company's Standing 9 Receive Supervisory Board Report on None None Management Its Activities 10 Receive Management Board Proposal on None None Management Allocation of Treatment of Net Loss 11 Approve Treatment of Net Loss For Did Not Vote Management 12.1 Approve Discharge of Andrzej Szlezak For Did Not Vote Management (Supervisory Board Chairman) 12.2 Approve Discharge of Dariusz Formela For Did Not Vote Management (Supervisory Board Member) 12.3 Approve Discharge of Tomasz Karusewicz For Did Not Vote Management (Supervisory Board Member) 12.4 Approve Discharge of Wanda Rapaczynski For Did Not Vote Management (Supervisory Board Member) 12.5 Approve Discharge of Tomasz Sielicki For Did Not Vote Management (Supervisory Board Member) 12.6 Approve Discharge of Maciej Wisniewski For Did Not Vote Management (Supervisory Board Member) 13.1 Approve Discharge of Bartosz Hojka For Did Not Vote Management (CEO) 13.2 Approve Discharge of Tomasz Jagiello For Did Not Vote Management (Management Board Member) 13.3 Approve Discharge of Grzegorz Kania For Did Not Vote Management (Management Board Member) 13.4 Approve Discharge of Anna For Did Not Vote Management Krynska-Godlewska (Management Board Member) 13.5 Approve Discharge of Agnieszka For Did Not Vote Management Sadowska (Management Board Member) 14 Elect Management Board Member For Did Not Vote Management 15 Approve Remuneration Report For Did Not Vote Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Accounts For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 6 Elect Lin Li as Director For For Management 7 Approve Fixed Assets Investment Budget For For Management for 2021 8 To Listen to the 2020 Work Report of None None Management Independent Directors of the Bank 9 To Listen to the 2020 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 10 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA LIMITED Ticker: 1288 Security ID: Y00289119 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Additional Budget for Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AHN-GOOK PHARMACEUTICAL CO., LTD. Ticker: 001540 Security ID: Y0027H104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Eo Jin as Inside Director For Against Management 3.2 Elec Park In-cheol as Inside Director For For Management 3.3 Elect Kang Gyeong-su as Outside For For Management Director 3.4 Elect Ban Seong-hwan as Outside For Against Management Director 4 Approve Terms of Retirement Pay For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AHNLAB, INC. Ticker: 053800 Security ID: Y0027T108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Gi-in as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For Against Management 9 Approve Increase in Registered Capital For For Management and Amendments to Articles of Association 10.1 Approve Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10.2 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10.3 Approve Working System for Independent For Against Management Directors 10.4 Approve Management System for For Against Management Providing External Guarantees 10.5 Approve Management System for For Against Management Providing External Investments 10.6 Approve Related-Party Transaction For Against Management Management System 10.7 Approve Information Disclosure For Against Management Management System 10.8 Approve Management System of Raised For Against Management Funds 11 Approve Application of Bank Credit For For Management Lines 12 Approve Report of the Board of For For Management Supervisors 13 Approve Remuneration of Supervisors For Against Management 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15.1 Approve Criteria to Select Plan For Against Management Participants 15.2 Approve Source, Number and Allocation For Against Management of Underlying Stocks 15.3 Approve Duration, Grant Date, Limited For Against Management Sale Period, Unlocking the Restricted Period Arrangement, and Lock-up period 15.4 Approve Grant Price and Price-setting For Against Management Basis 15.5 Approve Conditions for Granting and For Against Management Unlocking 15.6 Approve Methods and Procedures to For Against Management Adjust the Incentive Plan 15.7 Approve Accounting Treatment For Against Management 15.8 Approve Implementation Procedure For Against Management 15.9 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 15.10 Approve How to Implement the For Against Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 15.11 Approve Resolution Mechanism of For Against Management Related disputes between the Company and the Incentive Object 15.12 Approve Principle of Restricted Stock For Against Management Repurchase Cancellation 16 Approve Methods to Assess the For Against Management Performance of Plan Participants 17 Approve Authorization of the Board to For Against Management Handle All Related Matters 18 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Basis and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Special Deposit Account for For For Management Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements 4 Approve 2020 Profit Distribution For For Management Proposal 5 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 6 Amend Articles of Association For For Management 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0050G106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction in For For Management Connection to Loan Provision 7 Approve Adjustment on 2020 Related For For Management Party Transactions 8 Approve 2021 Related Party Transactions For For Management 9 Elect Yang Jiawei as Non-independent For For Management Director 10 Elect Shi Qi as Supervisor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AJ NETWORKS CO., LTD. Ticker: 095570 Security ID: Y0R6T2105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Articles of Incorporation For Against Management 3 Approve Appropriation of Income For For Management 4 Elect Four Inside Directors and Two For For Management Outside Directors (Bundled) 5 Appoint Hwang In-sang as Internal For For Management Auditor 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AJU CAPITAL CO., LTD. Ticker: 033660 Security ID: Y00344104 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Park Gyeong-hun as Inside For For Management Director 1.2 Elect Lee Seok-tae as Non-Independent For For Management Non-Executive Director 2.1 Elect Lim Young-hak as Outside For For Management Director to Serve as an Audit Committee Member 2.2 Elect Lee Ji-yoon as Outside Director For For Management to Serve as an Audit Committee Member 3 Amend Articles of Incorporation For Against Management -------------------------------------------------------------------------------- AK HOLDINGS, INC. Ticker: 006840 Security ID: Y0016S103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Chae Hyeong-seok as Inside For For Management Director 4.2 Elect Chae Dong-seok as For For Management Non-Independent Non-Executive Director 4.3 Elect Lee Sam-gyu as Outside Director For For Management 5 Elect Lee Sang-min as Outside Director For For Management to Serve as an Audit Committee Member 6 Elect Lee Sam-gyu as a Member of Audit For For Management Committee 7 Approve Stock Option Grants For For Management 8 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Zhijiang as Director For For Management 3b Elect Zhang Bin as Director For For Management 3c Elect Eric Wang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 3e Elect Wang David Guowei as Director For For Management 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AL ABDULLATIF INDUSTRIAL INVESTMENT CO. Ticker: 2340 Security ID: M0397E114 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 6 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Wholesale Sales of Carpet and Carpet Products 7 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Warehouse Lease Contract 8 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Providing Subsistence and Housing Services 9 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Logistical Services 10 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Housing Lease Contracts 11 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Lease Contracts for Warehouses and Sales Centers 12 Approve Related Party Transactions For Did Not Vote Management with Al Abdullatif Furniture Company Re: Services and Benefits 13 Approve Related Party Transactions Re: For Did Not Vote Management Natural Gas Distribution Company 14 Approve Remuneration of Directors of For Did Not Vote Management SAR 100,000 Per Director for FY 2020 15 Approve Discharge of Directors for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- AL JOUF CEMENT CO. Ticker: 3091 Security ID: M0843T103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Approve Related Party Transactions Re: For Did Not Vote Management Above The Sky for Construction 7 Approve Related Party Transactions Re: For Did Not Vote Management Marsh Insurance & Reinsurance Brokers 8 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Elect Abdulwahab Abid as Member of For Did Not Vote Management Audit Committee 10 Elect Othman Al Suweih as Director For Did Not Vote Management 11 Amend Remuneration Policy of Board For Did Not Vote Management Members, Committees, and Executive Management -------------------------------------------------------------------------------- AL KHALEEJ TRAINING & EDUCATION CO. Ticker: 4290 Security ID: M08529105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abdulazeez Al Bleihid as Director None Abstain Management 1.2 Elect Abdulazeez Al Rashid as Director None Abstain Management 1.3 Elect Ahmed Al Shadwi as Director None Abstain Management 1.4 Elect Al Waleed Al Dureiaan as None Abstain Management Director 1.5 Elect Abdullah Al Husseini as Director None Abstain Management 1.6 Elect Abdulamlik Al Sheikh as Director None Abstain Management 1.7 Elect Abdullah Bin Jibreen as Director None Abstain Management 1.8 Elect Ali Al Qarni as Director None Abstain Management 1.9 Elect Khalid Al Khudheiri as Director None Abstain Management 1.10 Elect Saad Al Haqeel as Director None Abstain Management 1.11 Elect Abdullah Al Fifi as Director None Abstain Management 1.12 Elect Muqrin Al Dalbahi as Director None Abstain Management 1.13 Elect Turki Al Oteibi as Director None Abstain Management 1.14 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.15 Elect Mohammed Al Sakeet as Director None Abstain Management 1.16 Elect Mohammed Al Harbi as Director None Abstain Management 1.17 Elect Yassir Al Aqeel as Director None Abstain Management 1.18 Elect Hussam Al Deen Sadaqah as None Abstain Management Director 1.19 Elect Azeez Al Qahtani as Director None Abstain Management 1.20 Elect Thamir Al Wadee as Director None Abstain Management 1.21 Elect Nabeel Bin Minqash as Director None Abstain Management 1.22 Elect Mazin Abdulsalam as Director None Abstain Management 1.23 Elect Khalid Al Murshad as Director None Abstain Management 1.24 Elect Fayiz Al Zaydi as Director None Abstain Management 1.25 Elect Fahad Al Naheet as Director None Abstain Management 1.26 Elect Abdulazeez Al Fadhl as Director None Abstain Management 1.27 Elect Fahad Al Hussein as Director None Abstain Management 1.28 Elect Bashaar Al Eidi as Director None Abstain Management 1.29 Elect Ali Al Ghamdi as Director None Abstain Management 1.30 Elect Khalid Al Nuweisir as Director None Abstain Management 1.31 Elect Talal Al Moammar as Director None Abstain Management 1.32 Elect Khuloud Al Wabil as Director None Abstain Management 1.33 Elect Saad Al Moussa as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- AL YAMAMAH STEEL INDUSTRIES CO. Ticker: 1304 Security ID: M0R68J104 Meeting Date: FEB 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2021 and Q1 of FY 2022 6 Approve Dividends of SAR 1 Per Share For For Management for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 2,060,000 for FY 2020 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Approve Related Party Transactions Re: For For Management Al Mojel Trading and Contracting Company 10 Approve Related Party Transactions Re: For For Management Masdar Building Materials 11 Approve Related Party Transactions Re: For For Management Thabat Construction Company Limited 12 Approve Related Party Transactions Re: For For Management Masdar Technical Supplies Company 13 Approve Related Party Transactions Re: For For Management Masdar Hardware Company 14 Approve Related Party Transactions Re: For For Management Al Muhanna Trading Company 15 Approve Related Party Transactions Re: For For Management Al Muhanna Group for Steel 16 Approve Related Party Transactions Re: For For Management Al Rashed Building Materials 17 Approve Related Party Transactions Re: For For Management Saudi Services for Electro Mechanical Works Company 18 Approve Related Party Transactions Re: For For Management Al Rashed Fasteners 19 Approve Related Party Transactions Re: For For Management Rashed Abdul Rahman Al Rashed & Sons Company 20 Approve Related Party Transactions Re: For For Management Madar Building Materials -------------------------------------------------------------------------------- AL-JOUF AGRICULTURAL DEVELOPMENT CO. Ticker: 6070 Security ID: M07354109 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rasheed Bin Owein as Director None Did Not Vote Management 1.2 Elect Abdulrahman Al Yamani as Director None Did Not Vote Management 1.3 Elect Mazrou Al Mazrou as Director None Did Not Vote Management 1.4 Elect Omar Al Humeidan as Director None Did Not Vote Management 1.5 Elect Yassir Abdrabouh as Director None Did Not Vote Management 1.6 Elect Ali Al Humeidan as Director None Did Not Vote Management 1.7 Elect Mohammed Fateehi as Director None Did Not Vote Management 1.8 Elect Mazin Badaoud as Director None Did Not Vote Management 1.9 Elect Talal Al Moammar as Director None Did Not Vote Management 1.10 Elect Salih Al Yami as Director None Did Not Vote Management 1.11 Elect Turki Al Qahtani as Director None Did Not Vote Management 1.12 Elect Khalid Al Khudheiri as Director None Did Not Vote Management 1.13 Elect Mohammed Al Maashouq as Director None Did Not Vote Management 1.14 Elect Heitham Al Seef as Director None Did Not Vote Management 1.15 Elect Fayiz Al Zaydi as Director None Did Not Vote Management 1.16 Elect Mohammed Al Sakeet as Director None Did Not Vote Management 1.17 Elect Mohammed Bin Ali as Director None Did Not Vote Management 1.18 Elect Moqead Al Khamees as Director None Did Not Vote Management 1.19 Elect Abdulazeez Al Aoud as Director None Did Not Vote Management 1.20 Elect Omar Makharish as Director None Did Not Vote Management 1.21 Elect Ahmed Murad as Director None Did Not Vote Management 1.22 Elect Fahad Al Hussein as Director None Did Not Vote Management 1.23 Elect Ahmed Heejan as Director None Did Not Vote Management 1.24 Elect Feisal Al Ahmari as Director None Did Not Vote Management 1.25 Elect Ghassan Kashmiri as Director None Did Not Vote Management 1.26 Elect Khalid Al Nuweisir as Director None Did Not Vote Management 1.27 Elect Khalid Al Areefi as Director None Did Not Vote Management 1.28 Elect Nawar Al Bahli as Director None Did Not Vote Management 1.29 Elect Majid Al Suweigh as Director None Did Not Vote Management 1.30 Elect Badr Al Oujan as Director None Did Not Vote Management 1.31 Elect Abdulwahab Abou Kweek as Director None Did Not Vote Management 2 Elect Members of Audit Committee, For Did Not Vote Management Approve its Charter and Remuneration of Its Members 3 Elect Rasheed Bin Owein as Member of For Did Not Vote Management Audit Committee till 21 March 2021 -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Annual Cap Under the For For Management Technical Services Framework Agreement -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2022 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2022 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2022 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Approve 2022 Framework Technical For For Management Services Agreement, Proposed Annual Cap and Related Transactions 5 Authorize the Board to Deal with All For For Management Related Matters in Relation to Resolutions 1 to 4 -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, New For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALLIANZ MALAYSIA BERHAD Ticker: 1163 Security ID: Y59057102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees for the For Did Not Vote Management Financial Year Ended December 31 2020 2 Approve Directors' Fees Effective For Did Not Vote Management January 1, 2021 until the Next AGM 3 Approve Directors' Benefits For Did Not Vote Management 4 Elect Solmaz Altin as Director For Did Not Vote Management 5 Elect Goh Ching Yin as Director For Did Not Vote Management 6 Elect Gerard Lim Kim Meng as Director For Did Not Vote Management 7 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Allianz SE Group 9 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Rapidpro Consulting Sdn Bhd -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and Cash For Did Not Vote Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairman of Audit For Did Not Vote Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For Did Not Vote Management 5 Approve Minutes of Meeting For Did Not Vote Management -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Working System for Independent For For Management Directors 2 Amend Management System of Raised Funds For For Management 3 Amend Management System for Providing For For Management External Guarantees 4 Approve Credit Line and Provision of For For Management Guarantee 5 Approve Adjustment of Raised Funds For For Management Investment Plan -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Adjust the Investment Plan For For Management of Raised Funds, Change the Implementation Methods of Partial Raised Funds Investment Projects and Use Raised Funds to Replenish Working Capital 7 Approve to Appoint Auditor For For Management 8 Approve to Adjust the Allowance of For For Management Company's Non-executive Directors -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ALPHA HOLDINGS, INC. (KOREA) Ticker: 117670 Security ID: Y00952104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jong-in as Inside Director For For Management 3.2 Elect Park Jeong-hwan as Inside For For Management Director 3.3 Elect Kim Dong-gyun as Outside Director For Against Management 3.4 Elect Kim Gyeong-rok as Outside For For Management Director 4 Elect Kim Geon-woo as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ALPHA SERVICES & HOLDINGS SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For Did Not Vote Management -------------------------------------------------------------------------------- ALTEOGEN, INC. Ticker: 196170 Security ID: Y0R93X109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Seung-ju as Inside Director For For Management 2.2 Elect Kang Sang-woo as Inside Director For For Management 2.3 Elect Kim Yang-woo as Non-Independent For For Management Non-Executive Director 3.1 Elect Choi Jong-in as Outside Director For For Management 3.2 Elect Ko In-young as Outside Director For For Management 4 Appoint Lee Byeong-gyu as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7.1 Approve Stock Option Grants For For Management 7.2 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- ALUKO CO., LTD. Ticker: 001780 Security ID: Y2099W100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2020 Loss Recovery Plan For For Management 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve 2021 Remuneration of Directors For For Management and Supervisors 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Domestic Bonds For For Management 11 Approve Issuance of Overseas Bonds For For Management 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 13.1 Elect Liu Jianping as Director For For Shareholder 13.2 Elect Jiang Tao as Director For For Shareholder 13.3 Elect Ou Xiaowu as Director For For Shareholder 13.4 Elect Zhang Jilong as Director For For Shareholder 14.1 Elect Qiu Guanzhou as Director For For Shareholder 14.2 Elect Yu Jinsong as Director For For Shareholder 14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder -------------------------------------------------------------------------------- AMICOGEN, INC. Ticker: 092040 Security ID: Y0R76Q105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 3 Appoint Min In-gi as Internal Auditor For For Management 4 Amend Articles of Incorporation For Against Management 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AMINOLOGICS CO., LTD. Ticker: 074430 Security ID: Y0093N100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Kim Mi-gyeong as Internal For Against Management Auditor 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AMOREPACIFIC CORP. Ticker: 090430 Security ID: Y01258105 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Gyeong-bae as Inside Director For For Management 3.2 Elect Ahn Se-hong as Inside Director For For Management 3.3 Elect Lee Dong-soon as Inside Director For For Management 4 Elect Cho Seong-jin as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Terms of Retirement Pay For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMOREPACIFIC GROUP, INC. Ticker: 002790 Security ID: Y0126C105 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Seo Gyeong-bae as Inside Director For For Management 4 Approve Terms of Retirement Pay For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMOTECH CO., LTD. Ticker: 052710 Security ID: Y01245102 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Jun-hwan as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AMREST HOLDINGS SE Ticker: EAT Security ID: E0525G105 Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers as For Did Not Vote Management Auditor 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantees to For For Management Xinjiang Lu'an Xiexin Zhundong Energy Co., Ltd. 9 Approve Provision of Guarantees to For For Management Shanxi Luguang Power Generation Co., Ltd. 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12.1 Elect Li Ming as Director For For Management 12.2 Elect Luo Taizhong as Director For For Management 12.3 Elect Shi Dafu as Director For For Management 12.4 Elect Liu Yacheng as Director For For Management 12.5 Elect Liao Xuesong as Director For For Management 12.6 Elect Fang Shiqing as Director For For Management 13.1 Elect Zhang Yunyan as Director For For Management 13.2 Elect Xie Jingdong as Director For For Management 13.3 Elect Yao Wangxin as Director For For Management 14.1 Elect Shao Dehui as Supervisors For For Management 14.2 Elect Chen Xinyi as Supervisors For For Management -------------------------------------------------------------------------------- ANAM ELECTRONICS CO., LTD. Ticker: 008700 Security ID: Y01253106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-su as Inside Director For For Management 3.2 Elect Yoo Seong-jun as Inside Director For For Management 3.3 Elect Lee Seung-su as Inside Director For For Management 3.4 Elect Jeong Hwan as Outside Director For For Management 4 Appoint Jeong Hun-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ANANTI, INC. Ticker: 025980 Security ID: Y7026J106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Young-woo as Inside Director For For Management 3.2 Elect Lee Dae-hyeon as Inside Director For For Management 4 Appoint Kim Yoo-don as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For Against Management Incentive Scheme of A Shares of the Company (Draft) and Its Summary 2 Approve Performance Appraisal Measures For Against Management for the 2020 Restricted Share Incentive Scheme of A Shares 3 Approve Management Measures of the For Against Management 2020 Share Incentive Scheme of A Shares 4 Authorize Board to Deal with All For Against Management Matters in Relation to the 2020 Restricted Share Incentive Scheme of A Shares of the Company -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 2 Approve Spin-off of Subsidiary on the For For Management ChiNext 3.1 Approve Background, Purpose and For For Management Commercial Rationality of Spin-off Listing 3.2 Approve Listing Location For For Management 3.3 Approve Issue Type For For Management 3.4 Approve Par Value For For Management 3.5 Approve Target Parties For For Management 3.6 Approve Listing Period For For Management 3.7 Approve Issue Manner For For Management 3.8 Approve Issue Scale For For Management 3.9 Approve Pricing Basis For For Management 3.10 Approve Other Matters Related to For For Management Issuance 4 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Explanation of Fluctuation of For For Management the Company's Stock Price Does Not Meet Relevant Standards in Article 5 of the Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Yeast Green Production Base For For Management Construction Project 12 Approve Intelligent Chemical Factory For For Management for Healthy Food Raw Materials 13 Approve Adjustment to the 2,000 Tons For For Management of Yeast Product Green Manufacturing Project 14 Approve Change in Accounting Standard For For Management Currency of Overseas Subsidiary -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Management Method of the For Against Management Performance Shares Incentive Plan 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Approve Investment in Hongyu Packaging For For Management Materials with Annual Output of 23,000 Tons of Functional Packaging New Materials Project 6 Approve Investment in Hongyu Packaging For For Management Materials with Annual Output of 30,000 Tons of Health Product Packaging Materials Factory Phase II Project -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Carry-out Financial Leasing For For Management Business 10 Approve Foreign Exchange Risk and For For Management Interest Rate Risk Management Business 11 Approve Non-financial Corporate Debt For For Management Financing Instruments 12 Approve Bill Pool Business For Against Management 13 Approve Yeast Extract Green For For Management Manufacturing Project 14 Approve Green Manufacturing Project of For For Management High Nucleic Acid Yeast Products Project 15 Approve Amendments to Articles of For Against Management Association 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 17 Approve Directors and Senior For For Management Management Remuneration Appraisal Plan 18 Approve Internal Control Evaluation For For Management Report 19 Approve Social Responsibility Report For For Management 20.1 Elect Wang Xishan as Director For For Management -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Adjustment of Provision of For Against Management Guarantee -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nombulelo Moholi as Director For For Management 1.2 Re-elect Stephen Pearce as Director For For Management 2.2 Elect Thabi Leoka as Director For For Management 2.3 Elect Roger Dixon as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Reappoint PricewaterhouseCoopers (PwC) For For Management as Auditors with JFM Kotze as Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: S04255196 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Alan Ferguson as Director For For Management 1.2 Re-elect Christine Ramon as Director For For Management 1.3 Re-elect Jochen Tilk as Director For For Management 2 Elect Dr Kojo Busia as Director For For Management 3.1 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.3 Elect Nelisiwe Magubane as Member of For For Management the Audit and Risk Committee 3.4 Re-elect Maria Richter as Member of For For Management the Audit and Risk Committee 3.5 Re-elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 7 Approve Remuneration of Non-Executive For For Management Directors 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaorong as Director For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve Profit Appropriation Proposal For For Management and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Elect Wang Cheng as Director For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Investment Plan For For Management 8 Approve Use of Idle Own Funds to For Against Management Purchase Short-term Financial Products 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee to For Against Management Subsidiary 11 Approve Provision of Guarantee to For Against Management Controlled Subsidiaries and Related Party Transactions 12 Approve Estimate Related Party For For Management Transaction 13 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- ANHUI GUANGXIN AGROCHEMICAL CO., LTD. Ticker: 603599 Security ID: Y0137E108 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shou Wangge as Non-Independent For For Management Director -------------------------------------------------------------------------------- ANHUI GUANGXIN AGROCHEMICAL CO., LTD. Ticker: 603599 Security ID: Y0137E108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Shareholder Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Internal Control For For Management Self-Evaluation Report and Internal Control Audit Report 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management 11 Approve Profit Distribution For For Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Amendments to Articles of For For Management Association 14 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Performance For For Management Commitment -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 600971 Security ID: Y013A3124 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Daily Related-party For For Management Transactions 6 Approve Financial Service Agreement For Against Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Elect Zhang Lei as Supervisor For For Shareholder 11.1 Elect Fu Kunlan as Director For For Shareholder 11.2 Elect Chen Jiaxuan as Director For For Shareholder -------------------------------------------------------------------------------- ANHUI JIANGNAN CHEMICAL INDUSTRY CO., LTD. Ticker: 002226 Security ID: Y013A4106 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For Against Management by Issuance of Shares and Related Party Transactions Complies with Relevant Laws and Regulations 2 Approve Transaction Constitute as For Against Management Related-Party Transaction 3.1 Approve Overall Plan For Against Management 3.2 Approve Issue Type and Par Value For Against Management 3.3 Approve Issue Manner and Target Parties For Against Management 3.4 Approve Target Asset and Transaction For Against Management Parties 3.5 Approve Transaction Price and Pricing For Against Management Basis 3.6 Approve Pricing Basis, Pricing For Against Management Reference Date and Issue Price 3.7 Approve Issue Scale For Against Management 3.8 Approve Lock-up Period Arrangement For Against Management 3.9 Approve Performance Commitment and For Against Management Compensation Arrangements 3.10 Approve Attribution of Profit and Loss For Against Management During the Transition Period 3.11 Approve Distribution Arrangement of For Against Management Undistributed Earnings 3.12 Approve Listing Location For Against Management 3.13 Approve Resolution Validity Period For Against Management 4 Approve Transaction Does Not Comply For Against Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 5 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For Against Management Article 39 Measures for the Administration of Securities Issuance of Listed Companies 8 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Issuance of Shares and Related Party Transactions 9 Approve Signing of Conditional For Against Management Supplemental Agreement to the Issuance of Shares to Purchase Assets Agreement 10 Approve Signing of Performance For Against Management Commitment Compensation Agreement 11 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Audit Report, Pro Forma For Against Management Consolidated Financial Statements Review Report and Appraisal Report of the Transaction 13 Approve Explanation of Fairness and For Against Management Reasonableness of Basis of Transaction Pricing 14 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve White Wash Waiver For Against Management 17 Approve Special Explanation on the For Against Management Operating Performance of the Reorganized Target Assets Affected by the New Corona Virus 18 Approve Authorization of the Board to For Against Management Handle All Related Matters 19 Approve Signing of Agreement on For Against Management Issuance of Shares to Purchase Assets with Effective Conditions 20 Approve Stock Price Volatility Does For Against Management Not Reach the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties -------------------------------------------------------------------------------- ANHUI JIANGNAN CHEMICAL INDUSTRY CO., LTD. Ticker: 002226 Security ID: Y013A4106 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Amendments to Articles of For Against Management Association 11.1 Elect Pu Jiashun as Director For For Management 11.2 Elect Shen Yuehua as Director For For Management 11.3 Elect Li Hongwei as Director For For Management 11.4 Elect Guo Xiaokang as Director For For Management 11.5 Elect Fang Xiao as Director For For Management 11.6 Elect Yu Bo as Director For For Management 12.1 Elect Wang Shouyang as Director For For Management 12.2 Elect Zhang Hongmei as Director For For Management 12.3 Elect Zheng Wanqing as Director For For Management 13.1 Elect Chen Xianhe as Supervisor For For Management 13.2 Elect Tong Yanjun as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI JIANGNAN CHEMICAL INDUSTRY CO., LTD. Ticker: 002226 Security ID: Y013A4106 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhenguo as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ANHUI JIANGNAN CHEMICAL INDUSTRY CO., LTD. Ticker: 002226 Security ID: Y013A4106 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI JINHE INDUSTRIAL CO., LTD. Ticker: 002597 Security ID: Y013AK100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Daily Related Party Transaction For For Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Provision of Guarantee For For Management 13 Amend Articles of Association For For Management 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For Against Management Application 2 Approve Foreign Exchange Forward For For Management Transactions and Foreign Exchange Options Business 3 Approve External Guarantee For Against Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Terms for Downward Adjustment For Against Management of Conversion Price of Convertible Bonds -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Liu Tiantian as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANHUI TRANSPORT CONSULTING & DESIGN INSTITUTE CO., LTD. Ticker: 603357 Security ID: Y013C4104 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Su Xinguo as Non-Independent For For Management Director -------------------------------------------------------------------------------- ANHUI TRANSPORT CONSULTING & DESIGN INSTITUTE CO., LTD. Ticker: 603357 Security ID: Y013C4104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For Against Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Special Audit Report on the For For Management Occupation of Non-operating Funds and Other Related Fund Transactions 10 Approve Daily Related Party For For Management Transactions 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Shareholder Return Plan For Against Management 13 Approve Amendments to Articles of For Against Management Association 14 Elect Shen Guodong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ANHUI TRUCHUM ADVANCED MATERIALS & TECHNOLOGY CO., LTD. Ticker: 002171 Security ID: Y013A2100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Replacement of Partial Raised For For Management Funds by Wholly-Owned Subsidiary with Its Own Funds and Changes in Usage of Raised Funds by Listed Companies 2 Approve Related Party Transaction in For For Management Connection to Capital Increase and Share Expansion 3 Approve the Implementation of Equity For Against Management Incentives 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Elect Liu Ruiqing as Independent For For Management Director 6 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI TRUCHUM ADVANCED MATERIALS & TECHNOLOGY CO., LTD. Ticker: 002171 Security ID: Y013A2100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget and Business For For Management Plan 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Authorization of Chairman of For For Management the Board 10 Approve Related Party Transaction For For Management 11 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- ANHUI XINHUA MEDIA CO., LTD. Ticker: 601801 Security ID: Y013AD106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Daily Related Party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Amendments to Articles of For For Management Association 10 Approve Changes in Accounting Policies For For Management 11 Approve Appointment of Auditor For For Management 12 Approve Application of Credit Lines For For Management 13 Approve Foreign Exchange Hedging For For Management Business 14 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management 15 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LIMITED Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ding Shijia as Director For For Management 4 Elect Zheng Jie as Director For For Management 5 Elect Yiu Kin Wah Stephen as Director For For Management 6 Elect Lai Hin Wing Henry Stephen as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ANTEROGEN CO., LTD. Ticker: 065660 Security ID: Y0R5RZ106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Mi-hyeong as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approval of Reduction of Capital For For Management Reserve 6 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- ANTON OILFIELD SERVICES GROUP Ticker: 3337 Security ID: G03999102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pi Zhifeng as Director For For Management 3 Elect Huang Song as Director For For Management 4 Elect Zhang Yongyi as Director For For Management 5 Elect Zhu Xiaoping as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- APACT CO., LTD. Ticker: 200470 Security ID: Y3R2BW101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- APATOR SA Ticker: APT Security ID: X0170K103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 6 Approve Standalone and Consolidated For Did Not Vote Management Financial Statements 7.1 Approve Discharge of Miroslaw Klepacki For Did Not Vote Management (CEO) 7.2 Approve Discharge of Arkadiusz For Did Not Vote Management Chmielewski (Management Board Member) 7.3 Approve Discharge of Tomasz Latka For Did Not Vote Management (Management Board Member) 8 Approve Supervisory Board Report For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10.1 Approve Discharge of Janusz For Did Not Vote Management Niedzwiecki (Supervisory Board Chairman) 10.2 Approve Discharge of Mariusz Lewicki For Did Not Vote Management (Supervisory Board Deputy Chairman) 10.3 Approve Discharge of Janusz For Did Not Vote Management Marzyglinski (Supervisory Board Member) 10.4 Approve Discharge of Danuta Guzowska For Did Not Vote Management (Supervisory Board Member) 10.5 Approve Discharge of Kazimierz For Did Not Vote Management Piotrowski (Supervisory Board Member) 10.6 Approve Discharge of Marcin Murawski For Did Not Vote Management (Supervisory Board Member) 10.7 Approve Discharge of Tadeusz Sosgornik For Did Not Vote Management (Supervisory Board Member) 11 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 1.2 per Share 12 Cancel Share Repurchase Program For Did Not Vote Management 13 Approve Cancellation of Repurchased For Did Not Vote Management Shares 14 Approve Reduction in Share Capital; For Did Not Vote Management Amend Statute to Reflect Changes in Capital 15 Amend Statute to Reflect Changes in For Did Not Vote Management Capital 16 Approve Consolidated Text of Statute For Did Not Vote Management 17 Authorize Share Repurchase Program for For Did Not Vote Management Subsequent Cancellation; Approve Creation of Reserve Capital for Purpose of Share Repurchase Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- APELOA PHARMACEUTICAL CO., LTD. Ticker: 000739 Security ID: Y71710100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantees to For For Management Subsidiaries 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds for For Against Management Financial Investment 10 Elect Qian Juanping as Independent For For Management Director 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: JAN 09, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- APS HOLDINGS CORP. Ticker: 054620 Security ID: Y4S36C130 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lee Seok-geun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ARABIAN CEMENT CO. Ticker: 3010 Security ID: M1R20A108 Meeting Date: DEC 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Saoud Al Suleiman as Director None Abstain Management 1.2 Elect Moataz Al Azawi as Director None Abstain Management 1.3 Elect Al Waleed Al Dureiaan as Director None Abstain Management 1.4 Elect Turki Al Rajhi as Director None Abstain Management 1.5 Elect Fahad Al Issa as Director None Abstain Management 1.6 Elect Abdullah Raheemi as Director None Abstain Management 1.7 Elect Abdulateef Al Seef as Director None Abstain Management 1.8 Elect Youssef Abalkheil as Director None Abstain Management 1.9 Elect Mohammed Al Kaleebi as Director None Abstain Management 1.10 Elect Ahmed Murad as Director None Abstain Management 1.11 Elect Turki Al Badeen as Director None Abstain Management 1.12 Elect Thamir Al Wadee as Director None Abstain Management 1.13 Elect Jamal Omar as Director None Abstain Management 1.14 Elect Hamad Al Fouzan as Director None Abstain Management 1.15 Elect Khalid Al Khudheiri as Director None Abstain Management 1.16 Elect Saad Al Haqeel as Director None Abstain Management 1.17 Elect Saad Al Ajlan as Director None Abstain Management 1.18 Elect Abdullah Al Fifi as Director None Abstain Management 1.19 Elect Abdullah Al Nimri as Director None Abstain Management 1.20 Elect Azeez Al Qahtani as Director None Abstain Management 1.21 Elect Fahad Al Shamri as Director None Abstain Management 1.22 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.23 Elect Mohammed Al Sakeet as Director None Abstain Management 1.24 Elect Mureea Habbash as Director None Abstain Management 1.25 Elect Nabeel Bin Minqash as Director None Abstain Management 1.26 Elect Natheer Khashaqji Director None Abstain Management 1.27 Elect Khalid Al Nuweisir as Director None Abstain Management 1.28 Elect Fahad Al Sameeh as Director None Abstain Management 1.29 Elect Fawaz Al Qahtani as Director None Abstain Management 1.30 Elect Fayiz Al Zaydi as Director None Abstain Management 1.31 Elect Abdulmajeed Al Bahrani as None Abstain Management Director 1.32 Elect Ahmed Bakhsh as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 3 Approve Competitive Business Standards For For Management Charter -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS.E Security ID: M1501H100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Accept Board Report For Did Not Vote Management 3 Accept Audit Report For Did Not Vote Management 4 Accept Financial Statements For Did Not Vote Management 5 Approve Discharge of Board For Did Not Vote Management 6 Approve Allocation of Income For Did Not Vote Management 7 Elect Directors For Did Not Vote Management 8 Approve Director Remuneration For Did Not Vote Management 9 Ratify External Auditors For Did Not Vote Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Did Not Vote Management 2021 13 Approve Upper Limit of Sponsorships to For Did Not Vote Management Be Made in 2021 14 Grant Permission for Board Members to For Did Not Vote Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ASIA CEMENT (CHINA) HOLDINGS CORPORATION Ticker: 743 Security ID: G0539C106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chang, Tsai-hsiung as Director For For Management 3b Elect Chang, Chen-kuen as Director For For Management 3c Elect Wu, Ling-ling as Director For Against Management 3d Elect Tsim, Tak-lung Dominic as For Against Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ASIA CEMENT CO., LTD. Ticker: 183190 Security ID: Y0R15P101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Hun-beom as Inside Director For For Management 3.2 Elect Yang Seung-jo as Inside Director For For Management 3.3 Elect Kim Woong-jong as Inside Director For For Management 3.4 Elect Choi Byeong-jun as Inside For For Management Director 3.5 Elect Park Jin-won as Outside Director For For Management 3.6 Elect Shin Young-sik as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ASIA PAPER MANUFACTURING CO., LTD. Ticker: 002310 Security ID: Y0371F100 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee In-beom as Inside Director For For Management 3.2 Elect Yoo Seung-hwan as Inside Director For For Management 3.3 Elect Kim Dong-hun as Outside Director For For Management 3.4 Elect Lee Bong-jae as Outside Director For Against Management 4 Appoint Hong Jun-pyo as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ASIA UNITED BANK CORPORATION Ticker: AUB Security ID: Y0392K104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Abraham T. Co as Director For Did Not Vote Management 1.1.2 Elect Ramon Y. Sy as Director For Did Not Vote Management 1.1.3 Elect Manuel A. Gomez as Director For Did Not Vote Management 1.1.4 Elect Jacob C. Ng as Director For Did Not Vote Management 1.1.5 Elect Lily K. Gruba as Director For Did Not Vote Management 1.1.6 Elect Adolfo S. Azcuna as Director For Did Not Vote Management 1.1.7 Elect Romero Federico S. Quimbo as For Did Not Vote Management Director 1.1.8 Elect Maria Gracia M. Pulido Tan as For Did Not Vote Management Director 2 Approve Minutes of Previous Annual For Did Not Vote Management Stockholders' Meeting 3 Approve President's 2020 Annual Report For Did Not Vote Management with the Audited Financial Statements 4 Ratify All Acts and Resolutions of the For Did Not Vote Management Board of Directors and Management from Date of Last Stockholders' Meeting to June 25, 2021 5 Appoint SyCip Gorres Velayo & Co. as For Did Not Vote Management External Auditor 6 Approve Other Matters For Did Not Vote Management -------------------------------------------------------------------------------- ASTRAL FOODS LTD. Ticker: ARL Security ID: S0752H102 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2.1 Re-elect Diederik Fouche as Director For For Management 2.2 Re-elect Saleh Mayet as Director For For Management 3.1 Re-elect Diederik Fouche as Member of For For Management the Audit and Risk Management Committee 3.2 Re-elect Saleh Mayet as Member of the For For Management Audit and Risk Management Committee 3.3 Re-elect Tshepo Shabangu as Member of For For Management the Audit and Risk Management Committee 4.1 Elect Tshepo Shabangu as Member of the For For Management Social and Ethics Committee 4.2 Re-elect Dr Theunis Eloff as Member of For For Management the Social and Ethics Committee 4.3 Re-elect Gary Arnold as Member of the For For Management Social and Ethics Committee 4.4 Re-elect Len Hansen as Member of the For For Management Social and Ethics Committee 5 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors with EJ Gerryts as the Individual Designated Auditor 6 Authorise the Audit and Risk For For Management Management Committee to Fix Remuneration of Auditors 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Authorise Ratification of Approved For For Management Resolutions 10 Approve Fees Payable to Non-executive For For Management Directors 11 Approve Financial Assistance to For For Management Related and Inter-related Companies 12 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASTRO MALAYSIA HOLDINGS BERHAD Ticker: 6399 Security ID: Y04323104 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Elect Zaki bin Tun Azmi as Director For Did Not Vote Management 3 Elect Lim Ghee Keong as Director For Did Not Vote Management 4 Elect Kenneth Shen as Director For Did Not Vote Management 5 Approve Directors' Fees and Benefits For Did Not Vote Management 6 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Zaki bin Tun Azmi to Continue For Did Not Vote Management Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ordinary Shares For Did Not Vote Management Under the Dividend Reinvestment Plan 10 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn Bhd and/or its Affiliates 11 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Berhad and/or its Affiliates 12 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its Affiliates 13 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Holdings Sdn Bhd and/or its Affiliates 14 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Sun TV Network Limited and/or its Affiliates 15 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with GS Home Shopping Inc. and/or its Affiliates 16 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn Bhd and/or its Affiliates 17 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions with Ultimate Capital Sdn Bhd, Ultimate Technologies Sdn Bhd, Kotamar Holdings Sdn Bhd and/or Hussamuddin bin Haji Yaacub and/or Their Respective Affiliates -------------------------------------------------------------------------------- ATEC CO., LTD. Ticker: 045660 Security ID: Y04339100 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kang Dong-ju as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ATHENS WATER SUPPLY & SEWAGE CO. SA Ticker: EYDAP Security ID: X0257L107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 3 Approve Dividends For Did Not Vote Management 4 Approve Distribution of Share Premium For Did Not Vote Management Account 5 Approve Director Remuneration For Did Not Vote Management 6 Approve Remuneration of Chairman, CEO, For Did Not Vote Management and Vice CEO 7 Advisory Vote on Remuneration Report For Did Not Vote Management 8 Approve Remuneration Policy For Did Not Vote Management 9 Approve Suitability Policy for For Did Not Vote Management Directors 10 Indicate Aggelos Amditis as For Did Not Vote Management Independent Board Member 11 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 12 Receive Information on Activities of None None Management the Audit Committee 13 Various Announcements None None Management -------------------------------------------------------------------------------- AUSNUTRIA DAIRY CORPORATION LTD Ticker: 1717 Security ID: G06318102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ng Siu Hung as Director For Against Management 2.2 Elect Shi Liang as Director For Against Management 2.3 Elect Qiao Baijun as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Final Dividend For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AUSTEM CO., LTD. Ticker: 031510 Security ID: Y0453Q115 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Lee Dong-hwan as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AUTECH CORP. Ticker: 067170 Security ID: Y0483C102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Seong-hui as Inside Director For For Management 2.2 Elect So Nam-young as Inside Director For Against Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AVACO CO., LTD. Ticker: 083930 Security ID: Y0485S105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Gwang-hyeon as Inside For For Management Director 3.2 Elect Wi Ji-myeong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- AVARY HOLDING (SHENZHEN) CO., LTD. Ticker: 002938 Security ID: Y0R9JY100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AXA COOPERATIVE INSURANCE CO. Ticker: 8250 Security ID: M15635101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Approve Remuneration of Directors of For Did Not Vote Management SAR 1,100,000 for FY 2020 7 Approve Related Party Transactions Re: For Did Not Vote Management Yusuf bin Ahmed Kanoo Company 8 Approve Related Party Transactions Re: For Did Not Vote Management Yusuf bin Ahmed Kanoo Company 9 Approve Related Party Transactions Re: For Did Not Vote Management Al Jeraisy Group Company 10 Approve Related Party Transactions Re: For Did Not Vote Management AXA Group 11 Approve Related Party Transactions Re: For Did Not Vote Management AXA Group 12 Approve Related Party Transactions Re: For Did Not Vote Management AXA Group 13 Approve Related Party Transactions Re: For Did Not Vote Management AXA Group -------------------------------------------------------------------------------- AXIATA GROUP BERHAD Ticker: 6888 Security ID: Y0488A101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thayaparan S Sangarapillai as For Did Not Vote Management Director 2 Elect Khoo Gaik Bee as Director For Did Not Vote Management 3 Elect Halim Shafie as Director For Did Not Vote Management 4 Elect Ali Syed Salem Alsagoff as For Did Not Vote Management Director 5 Elect Ong King How as Director For Did Not Vote Management 6 Approve Directors' Fees and Benefits For Did Not Vote Management Payable by the Company 7 Approve Directors' Fees and Benefits For Did Not Vote Management Payable by the Subsidiaries 8 Revise Accrued Fees of the NEC and NED For Did Not Vote Management of the Board Risk & Compliance Committee 9 Approve Accrued Payment of Travel For Did Not Vote Management Allowance Benefit Payable to Non-Resident Non-Executive Directors for Attending Meetings of the Board of the Company and Board of Subsidiaries Virtually 10 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Approve Award of Axiata Shares to Mohd For Did Not Vote Management Izzaddin Idris Under the Long-Term Incentive Plan (LTIP) -------------------------------------------------------------------------------- AXTEL SAB DE CV Ticker: AXTELCPO Security ID: P0606P105 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income; Set For Did Not Vote Management Maximum Amount of Share Repurchase Reserve 3 Elect Directors; Elect Chairman of For Did Not Vote Management Audit and Corporate Practices Committee; Fix Their Remunerations 4 Appoint Legal Representatives For Did Not Vote Management 5 Approve Minutes of Meeting For Did Not Vote Management -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Methods of Raised Funds Investment Project and Smart Health Technology Production Industrialization Base 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Credit Lines For For Management 9 Approve Financial Audit Report For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11.4 Amend Working System for Independent For Against Management Directors 11.5 Amend Information Disclosure For Against Management Management System 11.6 Amend Management System of Raised Funds For Against Management 11.7 Amend Related-Party Transaction For Against Management Management System 11.8 Amend Management System for Providing For Against Management External Guarantees 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For Did Not Vote Management Without Cancellation of Shares and Amend Article 5 Accordingly 2 Approve Agreement for Partial Spin-Off For Did Not Vote Management of Lojas Americanas S.A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets 3 Ratify XP Investimentos Corretora de For Did Not Vote Management Cambio, Titulos e Valores Mobiliarios S.A. as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For Did Not Vote Management 5 Approve Related Party Transaction: For Did Not Vote Management Partial Spin-Off of Lojas Americanas S. A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets With Capital Increase and Issuance of Shares 6 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 7 Change Company Name to Americanas S.A. For Did Not Vote Management and Amend Article 1 Accordingly 8 Amend Article 3 Re: Corporate Purpose For Did Not Vote Management 9 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 5 Accordingly 10 Consolidate Bylaws For Did Not Vote Management 11 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Did Not Vote Management 2 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Eduardo Saggioro Garcia as Director 4.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Carlos Alberto da Veiga Sicupira as Director 4.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Claudio Moniz Barreto Garcia as Director 4.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Paulo Alberto Lemann as Director 4.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Mauro Muratorio Not as Independent Director 4.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Sidney Victor da Costa Breyer as Independent Director 4.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Vanessa Claro Lopes as Independent Director 5 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Amend Article 23 For Did Not Vote Management 8 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Technology License For For Management Agreement -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Exclusive Platform For For Management Structure License Agreement -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Daily Related Party For Against Management Transactions 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10.1 Elect Gu Xin as Director For For Shareholder 10.2 Elect Zheng Zheng as Director For For Shareholder 11.1 Elect Sun Zhihua as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 4.1 Elect Dai Kangwei as Director For For Shareholder 4.2 Elect Hu Yong as Director For For Shareholder -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Deyi as Director For For Management 1.2 Elect Liao Zhenbo as Director For For Management 1.3 Elect Chen Hongliang as Director For For Management 1.4 Elect Hu Hanjun as Director For For Management 1.5 Elect Huang Wenbing as Director For For Management 1.6 Elect Ye Qian as Director For For Management 1.7 Elect Ge Songlin as Director For For Management 1.8 Elect Yin Yuanping as Director For For Management 1.9 Elect Xu Xiangyang as Director For For Management 1.10 Elect Tangjun as Director For For Management 1.11 Elect Edmund Sit as Director For For Management 1.12 Elect Hubertus Troska as Director For For Management 1.13 Elect Harald Emil Wilhelm as Director For For Management 1.14 Elect Jin Wei as Director For For Management 1.15 Elect Sun Li as Director For For Management 2 Approve Remuneration of Independent For For Management Non-Executive Directors 3.1 Elect Sun Zhihua as Supervisor For For Management 3.2 Elect Zhou Xuehui as Supervisor For For Management 3.3 Elect Qiao Yufei as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Approve Provision of Facility For For Management Guarantee to BAIC HK 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Gu Tiemin as Director For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 2.18 Per Share c Approve Remuneration of Directors For For Management d Elect Director For Against Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 700 Per Share c Elect Jorge Becerra Urbano as Director For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors' Committee f Receive 2020 Report on Activities from For For Management Directors' Committee g Receive Report Regarding Related-Party For For Management Transactions h Appoint Auditors For For Management i Designate Risk Assessment Companies For For Management j Designate Newspaper to Publish Meeting For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor a.1 Authorize Capitalization of CLP 206.56 For For Management Billion via Bonus Stock Issuance a.2 Authorize Capitalization of CLP 27,320 For For Management Without Bonus Stock Issuance b Amend Articles to Reflect Changes in For Against Management Capital c Adopt Necessary Agreements to Legalize For Against Management and Execute Amendments to Articles Approved by this General Meeting -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Andre Guilherme Brandao as For For Management Director 1.2 Elect Fabio Augusto Cantizani Barbosa For For Management as Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Guilherme Brandao as Director 3.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Augusto Cantizani Barbosa as Director 4 Elect Lucas Pedreira do Couto Ferraz For For Management as Fiscal Council Member 5 Approve Agreement to Absorb BESC For For Management Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) 6 Ratify Investor Consulting Partners For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Absorption of BESC For For Management Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) 9 Approve Capital Increase in Connection For For Management with the Transaction and Amend Article 7 Accordingly 10 Approve Issuance of Shares in For For Management Connection with the Transaction for Bescval's Minority Shareholders 11 Approve Cancellation of Treasury Shares For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Amend Articles 7 and 8 For For Management 14 Amend Articles 9 and 10 For For Management 15 Amend Articles 11 and 16 For For Management 16 Amend Articles For For Management 17 Amend Articles For For Management 18 Amend Articles 33 and 34 For For Management 19 Amend Articles For For Management 20 Amend Articles 47 and 48 For For Management 21 Amend Article 50 For For Management 22 Amend Articles For For Management 23 Amend Article 63 For Against Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG155 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Carlos Henrique Carneiro de For Did Not Vote Management Medeiros as Independent Director and Ratify the Current Board Term 2.1 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 2.2 Amend Article 10 For Did Not Vote Management 2.3 Amend Articles Re: Audit Committee For Did Not Vote Management 2.4 Amend Article 14 For Did Not Vote Management 2.5 Amend Articles 36, 39 and 41 For Did Not Vote Management 2.6 Amend Article 39 For Did Not Vote Management 2.7 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG155 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 6 Accordingly 2 Amend Article 41 Re: Increase in For Did Not Vote Management Number of Executives 3 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 1.65 Per Share 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 7 Receive Report Regarding Related-Party None None Management Transactions 8 Other Business None None Management -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Audit Committee Charter For For Management 2 Amend Remuneration and Nomination For For Management Committee Charter 3 Elect Khaleefah Al Milhim as Director For For Management 4 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 5 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 6 Amend Directors, Committees, and For For Management Executives Remuneration Policy 7 Approve Allocation of SAR 68 Million For For Management From General Reserve to Retained Earnings 8 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 9 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 10 Amend Article 5 of Bylaws Re: For For Management Company's Headquarters and Other Branches 11 Amend Article 6 of Bylaws Re: For For Management Company's Term 12 Amend Article 7 of Bylaws Re: Issued For For Management Capital 13 Amend Article 8 of Bylaws Re: Issuance For For Management of Shares 14 Amend Article 9 of Bylaws Re: Transfer For For Management of Shares 15 Amend Article 10 of Bylaws Re: For For Management Transferring Records 16 Amend Article 11 of Bylaws Re: Trading For For Management of Shares 17 Amend Article 12 of Bylaws Re: For For Management Reserving and Selling of Reserved Shares 18 Amend Article 13 of Bylaws Re: Capital For For Management Increase 19 Amend Article 14 of Bylaws Re: Capital For For Management Decrease 20 Amend Article 17 of Bylaws Re: Board For For Management of Directors 21 Amend Article 18 of Bylaws Re: For For Management Expiration of Board Membership 22 Amend Article 19 of Bylaws Re: Board For For Management Powers 23 Amend Article 20 of Bylaws Re: For For Management Executive Committee 24 Amend Article 21 of Bylaws Re: Audit For For Management Committee 25 Amend Article 22 of Bylaws Re: Board For For Management Remuneration 26 Amend Article 24 of Bylaws Re: Board For For Management Meetings 27 Adopt New Article 26 Re: Disclosing of For For Management Personal Interests and Company Competition 28 Amend Article 28 of Bylaws Re: For For Management Shareholders Meetings 29 Amend Article 29 of Bylaws Re: General For For Management Meetings Attendance 30 Amend Article 31 of Bylaws Re: For For Management Ordinary General Meetings 31 Amend Article 32 of Bylaws Re: For For Management Extraordinary General Meetings 32 Amend Article 33 of Bylaws Re: General For For Management Meetings 33 Amend Article 37 of Bylaws Re: Voting For For Management Rights 34 Amend Article 38 of Bylaws Re: For For Management Conditions of Shareholders Meetings Decisions 35 Amend Article 39 of Bylaws Re: For For Management Shareholders Rights in Asking Questions at the General Meetings 36 Amend Article 46 of Bylaws Re: For For Management Allocation of Dividends 37 Amend Article 48 of Bylaws Re: For For Management Conflicts 38 Amend Article 49 of Bylaws Re: For For Management Dissolution and Liquidation of the Company 39 Amend Article 51 of Bylaws Re: For For Management Commitment in Maintaining Confidentiality -------------------------------------------------------------------------------- BANK OCHRONY SRODOWISKA SA Ticker: BOS Security ID: X0543K103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Meeting Secretary For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Financial Statements None None Management 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Receive Report on Amendments of None None Management Documents, Declarations and Information Submitted Upon Election of Supervisory Board Member 11.1 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 11.2 Approve Financial Statements For Did Not Vote Management 11.3 Approve Consolidated Financial For Did Not Vote Management Statements 11.4 Approve Allocation of Supplementary For Did Not Vote Management Capital to Cover Costs 11.5 Approve Treatment of Net Loss For Did Not Vote Management 12.1 Approve Discharge of Adam Bialowas For Did Not Vote Management (CEO) 12.2 Approve Discharge of Arkadiusz For Did Not Vote Management Garbarczyk (Deputy CEO) 12.3 Approve Discharge of Jerzy Waclaw For Did Not Vote Management Zania (Deputy CEO) 12.4 Approve Discharge of Emil Stanislaw For Did Not Vote Management Slazak (CEO) 12.5 Approve Discharge of Wojciech Jozef For Did Not Vote Management (Deputy CEO) 12.6 Approve Discharge of Maria Koczut For Did Not Vote Management (Management Board Member) 13 Approve Supervisory Board Report For Did Not Vote Management 14.1 Approve Discharge of Wojciech Piotr For Did Not Vote Management Wardacki (Supervisory Board Chairman) 14.2 Approve Discharge of Katarzyna For Did Not Vote Management Lewandowska (Supervisory Board Deputy Chairman) 14.3 Approve Discharge of Andrzej Matysiak For Did Not Vote Management (Supervisory Board Secretary) 14.4 Approve Discharge of Iwona Duda For Did Not Vote Management (Supervisory Board Member) 14.5 Approve Discharge of Janina Goss For Did Not Vote Management (Supervisory Board Member) 14.6 Approve Discharge of Ireneusz Purgacz For Did Not Vote Management (Supervisory Board Member and Deputy Chairman) 14.7 Approve Discharge of Radoslaw Rasala For Did Not Vote Management (Supervisory Board Member) 14.8 Approve Discharge of Piotr Sadownik For Did Not Vote Management (Supervisory Board Member) 14.9 Approve Discharge of Pawel Salek For Did Not Vote Management (Supervisory Board Member) 14.10 Approve Discharge of Emil Slazak For Did Not Vote Management (Supervisory Board Member) 14.11 Approve Discharge of Piotr Adam Wrobel For Did Not Vote Management (Supervisory Board Member) 14.12 Approve Discharge of Przemyslaw For Did Not Vote Management Bednarski (Supervisory Board Member) 14.13 Approve Discharge of Marcin Adam For Did Not Vote Management Jastrzebski (Supervisory Board Member) 14.14 Approve Discharge of Marzena Maria For Did Not Vote Management Koczut (Supervisory Board Member) 14.15 Approve Discharge of Leszek Jerzy For Did Not Vote Management Banaszak (Supervisory Board Member) 14.16 Approve Discharge of Robert Krzysztof For Did Not Vote Management Czarnecki (Supervisory Board Member) 15 Approve Remuneration Report For Did Not Vote Management 16.1 Recall Supervisory Board Member For Did Not Vote Management 16.2 Elect Supervisory Board Member For Did Not Vote Management 17 Approve Suitability of Supervisory For Did Not Vote Management Board Members 18 Approve Company's Compliance with Best For Did Not Vote Management Practice for WSE Listed Companies 2021 19 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 20 Close Meeting None None Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qian Huajie as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Granting of Credit Lines to For For Management Beijing State-owned Assets Management Co., Ltd. 8 Approve Granting of Credit Lines to For For Management Beijing Energy Group Co., Ltd. 9 Approve Granting of Credit Lines to For For Management China Three Gorges Group Co., Ltd. 10 Approve Granting of Credit Lines to For For Management Beiyin Financial Leasing Co., Ltd. 11 Approve Special Report on For Against Management Related-party Transactions -------------------------------------------------------------------------------- BANK OF CHANGSHA CO., LTD. Ticker: 601577 Security ID: Y0R95D101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Elect He Yi as Non-independent Director For For Management 10 Approve to Adjust the Allowance of For For Management Directors 11 Approve to Adjust the Allowance of For For Management Supervisors 12 Approve Performance Evaluation Report For For Management of Directors 13 Approve Performance Evaluation Report For For Management of Supervisors 14 Approve Performance Evaluation Report For For Management of Senior Management Members -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 8.1 Approve Issue Type For For Management 8.2 Approve Issue Scale For For Management 8.3 Approve Par Value and Issue Price For For Management 8.4 Approve Bond Maturity For For Management 8.5 Approve Interest Rate For For Management 8.6 Approve Repayment Period and Manner of For For Management Interest 8.7 Approve Conversion Period For For Management 8.8 Approve Determination and Adjustment For For Management of Conversion Price 8.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 8.10 Approve Determination of Number of For For Management Conversion Shares 8.11 Approve Dividend Distribution Post For For Management Conversion 8.12 Approve Terms of Redemption For For Management 8.13 Approve Terms of Sell-Back For For Management 8.14 Approve Issue Manner and Target Parties For For Management 8.15 Approve Placing Arrangement for For For Management Shareholders 8.16 Approve Bondholders and Meetings of For For Management Bondholders 8.17 Approve Usage of Raised Funds For For Management 8.18 Approve Guarantee Matters For For Management 8.19 Approve Resolution Validity Period For For Management 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Company's Capital Management For For Management Planning 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Keqiu as Supervisor For For Management 2 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 3 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Supervisors and Shareholder Representative Supervisors -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of Board of For For Management Directors 2 Approve 2020 Work Report of Board of For For Management Supervisors 3 Approve 2020 Annual Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Annual Budget for Fixed For For Management Assets Investment 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Remuneration Distribution For For Management Plan of Supervisors 8 Elect Liu Liange as Director For For Management 9 Elect Liu Jin as Director For For Management 10 Elect Lin Jingzhen as Director For For Management 11 Elect Jiang Guohua as Director For For Management 12 Approve the Application for For For Management Provisional Authorization of Outbound Donations 13 Approve the Bond Issuance Plan For For Management 14 Approve the Issuance of Write-down For For Management Undated Capital Bonds 15 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Budget Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Financial Budget Plan For Against Management 6 Approve 2020 Annual Report and For For Management Highlights 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Elect Zhong Xian as Director For For Management 9 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Management 10 Approve Estimated Annual Cap for Daily For Against Management Connected Transactions for 2021 11 Approve 2021 Investment Plan For Against Management 12 Approve Funding of the Establishment For Against Management of Technology Innovation Center 13 Amend Administrative Measures for For Against Management Connected Transactions 14.01 Approve Type of Securities to be Issued For For Management 14.02 Approve Issue Size For For Management 14.03 Approve Par Value and Issue Price For For Management 14.04 Approve Term For For Management 14.05 Approve Interest Rate For For Management 14.06 Approve Timing and Method of Interest For For Management Payment 14.07 Approve Conversion Period For For Management 14.08 Approve Determination and Adjustment For For Management of the CB Conversion Price 14.09 Approve Downward Adjustment to the CB For For Management Conversion Price 14.10 Approve Method for Determining the For For Management Number of Shares for Conversion 14.11 Approve Dividend Rights of the Year of For For Management Conversion 14.12 Approve Terms of Redemption For For Management 14.13 Approve Terms of Sale Back For For Management 14.14 Approve Method of Issuance and Target For For Management Investors 14.15 Approve Subscription Arrangement for For For Management the Existing Shareholders 14.16 Approve Matters Related to the CB For For Management Holders' Meeting 14.17 Approve Use of Proceeds For For Management 14.18 Approve Guarantee and Securities For For Management 14.19 Approve Validity Period of the For For Management Resolution 15 Approve Fulfilling the Conditions for For For Management the Public Issuance of A Share Convertible Corporate Bonds 16 Approve Feasibility Report of the Use For For Management of Proceeds from the Public Issuance of A Share Convertible Corporate Bonds 17 Approve Report Regarding the Use of For For Management Proceeds Previously Raised 18 Approve Dilution of Immediate Returns For For Management and Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds 19 Approve Authorization to be Granted by For For Management the General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds 20 Approve Preliminary Proposal for the For For Management Public Issuance of A Share Convertible Corporate Bonds 21 Approve Rules of A Share Convertible For For Management Corporate Bondholders' Meeting -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Securities to be Issued For For Management 1.2 Approve Issue Size For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Term For For Management 1.5 Approve Interest Rate For For Management 1.6 Approve Timing and Method of Interest For For Management Payment 1.7 Approve Conversion Period For For Management 1.8 Approve Determination and Adjustment For For Management of the CB Conversion Price 1.9 Approve Downward Adjustment to the CB For For Management Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Dividend Rights of the Year of For For Management Conversion 1.12 Approve Terms of Redemption For For Management 1.13 Approve Terms of Sale Back For For Management 1.14 Approve Method of Issuance and Target For For Management Investors 1.15 Approve Subscription Arrangement for For For Management the Existing Shareholders 1.16 Approve Matters Related to the CB For For Management Holders' Meeting 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Securities For For Management 1.19 Approve Validity Period of the For For Management Resolution 2 Approve Fulfilling the Conditions for For For Management the Public Issuance of A Share Convertible Corporate Bonds 3 Approve Feasibility Report of the Use For For Management of Proceeds from the Public Issuance of A Share Convertible Corporate Bonds 4 Approve Report Regarding the Use of For For Management Proceeds Previously Raised 5 Approve Dilution of Immediate Returns For For Management and Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds 6 Approve Authorization to be Granted by For For Management the General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds 7 Approve Preliminary Proposal for the For For Management Public Issuance of A Share Convertible Corporate Bonds 8 Approve Rules of A Share Convertible For For Management Corporate Bondholders' Meeting -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Management Plan (2021 For For Management - 2025) 2 Approve Issuance of Qualified For For Management Write-down Tier 2 Capital Bonds and Related Transactions -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Assets Investment Plan For For Management 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Special Report on Related For Against Management Party Transactions 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Issuance of Tier 2 Capital For For Management Bonds and Special Authorizations 9 Approve Issuance of Green Financial For For Management Bonds and Special Authorizations 10 Elect Shen Ming as Non-independent For For Management Director -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve 2021 Daily Related-party For For Management Transaction 10 Approve to Appoint Auditor For For Management 11 Approve Adjustment of Authorization For Against Management Plan of the Board of Directors -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiachun as Supervisor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Financial Budget Report 2 Approve Profit Distribution For For Management 3 Approve Special Report on Related For For Management Party Transactions 4 Approve Related Party Transaction For For Management 5 Approve to Appoint Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Capital Planning For For Management 8 Approve Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve Issuance of Financial Bonds For For Management 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Directors and Senior Management Members 13 Approve Evaluation Report on the For For Management Performance Report of the Supervisors -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Subscription For For Management Method 3.3 Approve Base, Proportion and Number of For For Management Shares 3.4 Approve Issue Price and Pricing Basis For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.7 Approve Scale and Use of Proceeds For For Management 3.8 Approve Issue Time For For Management 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Rights Issue For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report For For Management 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve 2020 Implementation of Related For For Management Party Transactions and 2021 Work Plan 7 Elect Zhu Nianhui as Non-Independent For For Management Director 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Remuneration Measures for For For Management Chairman and Vice Chairman 10 Amend Remuneration Measures for the For For Management Chairman of the Board of Supervisors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Performance Evaluation Report For For Management of the Board of Directors and Directors 13 Approve Performance Evaluation Report For For Management of the Board of Supervisors and Supervisors 14 Approve Performance Evaluation Report For For Management of the Senior Management and Senior Management Members 15 Approve Capital Management Performance For For Management Evaluation Report -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Yu as Non-independent For For Management Director 1.2 Elect Zhu Jian as Non-independent For For Management Director 1.3 Elect Shi Hongmin as Non-independent For For Management Director 1.4 Elect Ye Jun as Non-independent For For Management Director 1.5 Elect Ying Xiaoming as Non-independent For For Management Director 1.6 Elect Gu Jinshan as Non-independent For For Management Director 1.7 Elect Kong Xuhong as Non-independent For For Management Director 1.8 Elect Du Juan as Non-independent For For Management Director 1.9 Elect Tao Hongjun as Non-independent For For Management Director 1.10 Elect Zhuang Zhe as Non-independent For For Management Director 1.11 Elect Guo Xizhi as Non-independent For For Management Director 1.12 Elect Gan Xiangnan as Non-independent For For Management Director 1.13 Elect Li Zhengqiang as Independent For For Management Director 1.14 Elect Yang Dehong as Independent For For Management Director 1.15 Elect Sun Zheng as Independent Director For For Management 1.16 Elect Xue Yunkui as Independent For For Management Director 1.17 Elect Xiao Wei as Independent Director For For Management 1.18 Elect Gong Fangxiong as Independent For For Management Director 2.1 Elect Jia Ruijun as Supervisor For For Management 2.2 Elect Ge Ming as Supervisor For For Management 2.3 Elect Yuan Zhigang as Supervisor For For Management 2.4 Elect Tang Weijun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Performance Evaluation Report For For Management of Senior Managers 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sheng Genghong as For For Management Non-Independent Director 1.2 Elect Zhou Xuedong as Non-Independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Appointment of Independent For For Management Accountant and Internal Control Auditor 9 Approve Issuance of Bonds For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Zou Jixin as Director For For Management 12.2 Elect Hou Angui as Director For For Management 12.3 Elect Sheng Genghong as Director For For Management 12.4 Elect Yao Linlong as Director For For Management 12.5 Elect Zhou Xuedong as Director For For Management 12.6 Elect Luo Jianchuan as Director For For Management 13.1 Elect Zhang Kehua as Director For For Management 13.2 Elect Lu Xiongwen as Director For For Management 13.3 Elect Xie Rong as Director For For Management 13.4 Elect Bai Yanchun as Director For For Management 13.5 Elect Tian Yong as Director For For Management 14.1 Elect Zhu Yonghong as Supervisor For For Management 14.2 Elect Yu Hansheng as Supervisor For For Management 14.3 Elect Zhu Hanming as Supervisor For For Management 14.4 Elect Wang Zhen as Supervisor For For Management -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Re-elect Hester Hickey as Director For For Management 3 Re-elect Nomavuso Mnxasana as Director For For Management 4 Re-elect Peter Schmid as Director For For Management 5 Elect Hester Hickey as Chairman of the For For Management Audit and Risk Committee 6 Re-elect Michael Lynch-Bell as Member For For Management of the Audit and Risk Committee 7 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit and Risk Committee 8 Elect Hugh Molotsi as Member of the For For Management Audit and Risk Committee 9 Reappoint Ernst & Young as Auditors For For Management with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit and Risk Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit and Risk Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit and Risk Committee 1.7 Approve Fees for the Non-resident For For Management Chairman of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.9 Approve Fees for the Resident Chairman For For Management of the Social, Ethics and Transformation Committee 1.10 Approve Fees for the Resident Chairman For For Management of the Strategy and Investment Committee 1.11 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.12 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other than Audit and Risk Committee 1.13 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees Other than Audit and Risk Committee 2.1 Approve Fees for the Resident Chairman For For Management of the Ad hoc Committee 2.2 Approve Fees for the Resident Member For For Management of the Ad hoc Committee 2.3 Approve Fees for the Non-resident For For Management Chairman of the Ad hoc Committee 2.4 Approve Fees for the Non-resident For For Management Member of the Ad hoc Committee 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BATU KAWAN BERHAD Ticker: 1899 Security ID: Y07476107 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Oi Hian as Director For Did Not Vote Management 2 Elect Rastam bin Mohd Isa as Director For Did Not Vote Management 3 Approve Directors' Fees For Did Not Vote Management 4 Approve Directors' Benefits (Other For Did Not Vote Management Than Directors' Fees) 5 Approve BDO PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For Did Not Vote Management 7 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 8 Approve Issuance of New Ordinary For Did Not Vote Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- BAWAN CO. Ticker: 1302 Security ID: M1995W118 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For Did Not Vote Management 2020 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Ratify Distributed Dividends of SAR 1 For Did Not Vote Management per Share for the First and Second Half of FY 2020 7 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 8 Authorize Share Repurchase Program Up For Did Not Vote Management to 3,000,000 of Company's Shares to be Retained as Treasury Shares and Authorize the Board to Ratify and Execute the Approved Resolution 9 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions For Did Not Vote Management With Madar Building Materials Company Re: Selling and Providing Commercial Services 11 Approve Related Party Transactions For Did Not Vote Management with Masdar Building Materials Company Re: Selling and Providing Commercial Services 12 Approve Related Party Transactions Re: For Did Not Vote Management Thabat Contracting Company 13 Approve Related Party Transactions Re: For Did Not Vote Management Almarai Company 14 Approve Related Party Transactions Re: For Did Not Vote Management Building Construction Company 15 Approve Related Party Transactions For Did Not Vote Management With Madar Building Materials Company Re: Selling Products 16 Approve Related Party Transactions Re: For Did Not Vote Management Al Latifiya Trading and Contracting Company 17 Approve Related Party Transactions Re: For Did Not Vote Management Projects and Supplies Company AUVA 18 Approve Related Party Transactions Re: For Did Not Vote Management Nesaj Real Estate Development Company 19 Approve Related Party Transactions For Did Not Vote Management With Madar Hardware Company Re: Selling and Providing Commercial Services 20 Approve Related Party Transactions For Did Not Vote Management With Masdar Building Materials Company Re: Selling Products 21 Approve Related Party Transactions Re: For Did Not Vote Management Al-Mehbaaj AlShamiah Trading Company 22 Approve Related Party Transactions Re: For Did Not Vote Management Al-Romansiah Company 23 Approve Related Party Transactions Re: For Did Not Vote Management Panda Retail Company 24 Approve Related Party Transactions Re: For Did Not Vote Management Madar Electrical Materials Company 25 Approve Related Party Transactions For Did Not Vote Management With Madar Building Materials Company Re: Selling and Providing Commercial Services 26 Approve Related Party Transactions For Did Not Vote Management With Masdar Building Materials Company Re: Selling and Providing Commercial Services 27 Approve Related Party Transactions For Did Not Vote Management With Madar Hardware Company Re: Buying Materials 28 Approve Related Party Transactions For Did Not Vote Management With Madar Hardware Company Re: Selling and Providing Commercial Services 29 Approve Related Party Transactions Re: For Did Not Vote Management Emdad Company 30 Approve Related Party Transactions For Did Not Vote Management Madar Building Materials Company Re: Buying Materials 31 Approve Related Party Transactions Re: For Did Not Vote Management Masdar Technical Services Industry Company 32 Approve Related Party Transactions Re: For Did Not Vote Management Masdar Technical Supplies Company 33 Approve Related Party Transactions Re: For Did Not Vote Management Madar Electrical Materials Company 34 Approve Related Party Transactions Re: For Did Not Vote Management Springs Water Factory Company 35 Approve Related Party Transactions Re: For Did Not Vote Management Integrated Distribution Solution Company 36 Approve Related Party Transactions Re: For Did Not Vote Management Gulf Riyadah Company 37 Approve Related Party Transactions Re: For Did Not Vote Management Saudi Industrial Machinery Company 38 Approve Related Party Transactions Re: For Did Not Vote Management Al Oula Real Estate Development Company 39 Approve Related Party Transactions Re: For Did Not Vote Management Blom Investment Saudi Company 40 Allow Abdullah Al Fouzan to Be For Did Not Vote Management Involved with Competitor Companies 41 Allow Issam Al Muheidib to Be Involved For Did Not Vote Management with Competitor Companies 42 Allow Fouzan Al Fouzan to Be Involved For Did Not Vote Management with Competitor Companies 43 Allow Raed Al Mudeihin to Be Involved For Did Not Vote Management with Competitor Companies -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Jiang Yingwu as Director For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Board 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve 2020 Remuneration Plan of For For Management Directors 7 Approve 2021 Guarantee Authorization For For Management to Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Remuneration Standard of For For Management Directors 10 Approve Remuneration Standard of For For Management Supervisors 11.01 Elect Zeng Jin as Director For For Management 11.02 Elect Jiang Yingwu as Director For For Management 11.03 Elect Wu Dong as Director For For Management 11.04 Elect Zheng Baojin as Director For For Management 11.05 Elect Gu Tiemin as Director For For Management 12.01 Elect Yu Fei as Director For For Management 12.02 Elect Liu Taigang as Director For For Management 12.03 Elect Li Xiaohui as Director For For Management 12.04 Elect Hong Yongmiao as Director For For Management 12.05 Elect Tam Kin Fong as Director For For Management 13.01 Elect Guo Yanming as Supervisor For For Management 13.02 Elect Zhang Qicheng as Supervisor For For Management 13.03 Elect Gao Junhua as Supervisor For For Management 13.04 Elect Yu Kaijun as Supervisor For For Management -------------------------------------------------------------------------------- BCWORLD PHARM. CO., LTD. Ticker: 200780 Security ID: Y0R7W4105 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hong Seong-han as Inside Director For For Management 3.2 Elect Lee Seung-cheol as Inside For For Management Director 3.3 Elect Kwon Gi-hyeong as Outside For For Management Director 4 Elect Yang Byeong-guk as Outside For For Management Director to Serve as a Member of Audit Committee 5 Elect Kwon Gi-hyeong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Comprehensive For For Management Carbon Four Utilization Project 2 Approve Loan of Subsidiary and For For Management Provision of Guarantee 3 Approve Change in Registered Address, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision of Guarantee For Against Management 6.1 Approve Related Party Transactions For For Management with Zhonghai Liqing Company Limited 6.2 Approve Related Party Transactions For For Management with Various Companies 6.3 Approve Related Party Transactions For For Management with Shandong Highpower New Energy Technology Co., Ltd. 6.4 Approve Related Party Transactions For For Management with Binzhou Lingang Industrial Park Co., Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Asset Investment Plan For For Management 2 Approve Debt Financing Plan For For Management 3 Approve Provision of Guarantee For For Management 4 Approve Related Party Transaction For For Management 5 Approve to Adjust the Allowance of For For Management Directors, Supervisors and Senior Managers 6 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting 7 Amend Implementing Rules for For For Management Cumulative Voting System 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Financial Statements and For For Management Financial Budget Report 8 Approve Appointment of Auditor For For Management 9 Approve Application of Government For For Management Special Bond Funds and Related Party Transactions 10 Amend Articles of Association For For Management 11 Amend Measures for the Administration For For Management of the Use of Raised Funds 12 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 13.1 Elect Li Yanqiang as Director For For Shareholder 13.2 Elect Huang Baoyuan as Director For For Shareholder 13.3 Elect Chen Silu as Director For For Shareholder 13.4 Elect Mo Nu as Director For For Shareholder 13.5 Elect Zhu Jingrong as Director For For Shareholder 13.6 Elect Hong Jun as Director For For Shareholder 14.1 Elect Qin Jianwen as Director For For Shareholder 14.2 Elect Ling Bin as Director For For Shareholder 14.3 Elect Ye Zhifeng as Director For For Shareholder 15.1 Elect Huang Shengji as Supervisor For For Shareholder 15.2 Elect Liang Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING AOSAIKANG PHARMACEUTICAL CO., LTD. Ticker: 002755 Security ID: Y0R7Z6107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Elect Zhou Suling as Non-independent For For Management Director -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Non-Financial For Against Management Guarantee 2 Approve Provision of Domestic For For Management Guarantees and External Loan 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Company's Eligibility for For For Management Corporate Bond Issuance 10.1 Approve Issue Size For For Management 10.2 Approve Par Value and Issue Price For For Management 10.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 10.4 Approve Type and Bond Maturity For For Management 10.5 Approve Bond Interest Rate and Method For For Management for the Repayment of Interest 10.6 Approve Issue Manner For For Management 10.7 Approve Matter of Guarantee For For Management 10.8 Approve Use of Proceeds For For Management 10.9 Approve Arrangement of Listing of the For For Management Bonds 10.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 10.11 Approve Lead Underwriter For For Management 10.12 Approve Underwriting Manner For For Management 10.13 Approve Resolution Validity Period For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Registration and Issuance of For For Management Super-short-term Commercial Papers 13 Approve Registration and Issuance of For For Management Perpetual Medium-term Notes 14 Approve Registration and Issuance of For For Management Medium-term Notes -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change and Completion of For For Management Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2.1 Elect Liu Yongzheng as Director For For Shareholder 2.2 Elect Cao Guoxian as Director For For Shareholder 2.3 Elect Deng Wenbin as Director For For Shareholder 2.4 Elect Zhang Meng as Director For For Shareholder 2.5 Elect Tang Yanan as Director For For Shareholder 2.6 Elect Shi Xiangchen as Director For For Shareholder 2.7 Elect Li Fujing as Director For For Shareholder 3.1 Elect Meng Yan as Director For For Shareholder 3.2 Elect Che Pizhao as Director For For Shareholder 3.3 Elect Liu Qiao as Director For For Shareholder 3.4 Elect Xu Zuxin as Director For For Shareholder 4.1 Elect Li Zhang as Supervisor For For Shareholder 4.2 Elect Liu Huibin as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, Stock For For Management Name, Business Scope and Amend Articles of Association 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Application of Loan Extension For For Management 3 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Loan Guarantee to For For Management Beijing Zhongkai Yingtai Real Estate Development Co., Ltd. 5 Approve Provision of For For Management Counter-Guarantees to Beijing Shoucheng Real Estate Co., Ltd. 6 Approve Development of Supply Chain For For Management Asset Securitization Financing Business -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control Audit Report For For Management 8 Approve Social Responsibility Report For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Payment of Guarantee Fees For For Management 11 Approve Related Party Transaction For For Management 12 Approve Authorization of Guarantee For For Management Matters 13 Approve Authorization of Debt For For Management Financing Matters 14 Amend Articles of Association For For Shareholder 15 Approve Company's Eligibility for For For Shareholder Corporate Bond Issuance 16 Approve Corporate Bond Issuance For For Shareholder 17 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Independent Auditors' Report 4 Approve Profit Distribution Proposal For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Arrangements in For For Management Respect of Public Issuance of Corporate Bonds in the PRC 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Domestic Corporate Bonds 3 Approve Measures to be Implemented in For For Management the Event of Expected Inability to Repay the Principal or Interests of the Domestic Corporate Bonds as Scheduled or the Company is Unable to Repay the Past Due Principal or Interests of the Domestic Corporate Bonds -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Baojie as Director For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Issuance of Corporate For For Management Bonds in the PRC 2 Authorize Board to Deal with All For For Management Relevant Matters Relating to the Issuance of Domestic Corporate Bonds 3 Approve Measures to be Implemented in For For Management the Event of Expected Inability to Repay Principal or Interests of the Domestic Corporate Bonds or the Company is Unable to Repay the Past Due Principal or Interests of the Domestic Corporate Bonds -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Auditors' Report 4 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Changle Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. 2 Approve Guarantee Provision for For For Management Huludao Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. 3 Approve Guarantee Provision for For For Management Qingdao Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees by For For Management Subsidiaries to Clients 2 Approve Provision of Guarantees to For For Management Associate Company -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Authorization to the Chairman For Against Management of the Board 9 Approve Provision of Guarantees to For Against Management Controlled Subsidiary 10 Approve Continued Use of Own Idle For Against Management Funds to Purchase Low-risk Financial Products 11 Approve Guarantee Provision to For For Management Associate Company and Related Transaction 12 Approve Commodity Futures Hedging For For Management Business -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Merger by Absorption For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Amend Articles of Association For For Management 5 Approve Review and Handle Business For For Management Registration Changes 6.1 Elect Li Yongjun as Non-Independent For For Shareholder Director 6.2 Elect Yang Xinchen as Non-Independent For For Shareholder Director 6.3 Elect Xu Zhonghua as Non-Independent For For Shareholder Director 6.4 Elect Wang Yan as Non-Independent For For Shareholder Director 6.5 Elect Gao Hui as Non-Independent For For Management Director 6.6 Elect Yan Fang as Non-Independent For For Management Director 7.1 Elect Lyu Benfu as Independent Director For For Management 7.2 Elect Wu Jinmei as Independent Director For For Management 7.3 Elect Li Shangrong as Independent For For Management Director 8.1 Elect Guo Jian as Supervisor For For Management 8.2 Elect Song Chentao as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Profit Distribution For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Company's Eligibility for For For Management Corporate Bond Issuance 9.1 Approve Issue Size For For Management 9.2 Approve Issue Manner For For Management 9.3 Approve Bond Maturity and Type For For Management 9.4 Approve Par Value and Issue Price For For Management 9.5 Approve Bond Interest Rate and Method For For Management of Determination 9.6 Approve Use of Proceeds For For Management 9.7 Approve Listing Exchange For For Management 9.8 Approve Resolution Validity Period For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management 12 Approve Handling of Business For For Management Registration Changes -------------------------------------------------------------------------------- BEIJING ENERGY INTERNATIONAL HOLDING CO., LTD. Ticker: 686 Security ID: G1146K101 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deposit Services Under the For Against Management Financial Services Framework Agreement and Proposed Annual Caps 2 Elect Jin Xinbin as Director and For For Management Authorize Board to Fix Her Remuneration -------------------------------------------------------------------------------- BEIJING ENERGY INTERNATIONAL HOLDING CO., LTD. Ticker: 686 Security ID: G1146K101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions 2 Elect Zhao Bing as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- BEIJING ENERGY INTERNATIONAL HOLDING CO., LTD. Ticker: 686 Security ID: G1146K101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2.1 Elect Xu Jianjun as Director For For Management 2.2 Elect Li Hao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Capital Increase Agreement, For For Management Equity Interest Transfer Agreement and Related Transactions -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Draft and Summary on Employee For For Management Share Purchase Plan 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Amendments to Articles of For Against Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 16 Amend Working System of Independent For Against Management Directors 17 Amend Related Party Transaction For Against Management Management System 18 Amend Financing and External Guarantee For Against Management Management System 19 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- BEIJING ENTERPRISES CLEAN ENERGY GROUP LIMITED Ticker: 1250 Security ID: G1146W105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Hu Xiaoyong as Director For For Management 2a2 Elect Shi Xiaobei as Director For Against Management 2a3 Elect Li Fujun as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Proposed Update to the Terms For Against Management of the Share Option Scheme -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Xiaodong as Director For For Management 3.2 Elect Dai Xiaofeng as Director For For Management 3.3 Elect Xiong Bin as Director For For Management 3.4 Elect Tam Chun Fai as Director For For Management 3.5 Elect Yu Sun Say as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Li Yongcheng as Director For For Management 3a2 Elect Li Haifeng as Director For For Management 3a3 Elect Ke Jian as Director For For Management 3a4 Elect Tung Woon Cheung Eric as Director For For Management 3a5 Elect Zhao Feng as Director For For Management 3a6 Elect Shea Chun Lok Quadrant as For For Management Director 3a7 Elect Chau On Ta Yuen as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of the For Against Management Shareholding Plan of Controlled Subsidiary 2 Approve Directors and Senior For Against Management Executives to Hold Shares in Controlled Subsidiary and Related Party Transctions 3 Approve Authorization of Board to For Against Management Handle Matters Related to the Shareholding Plan 4 Elect Meng Lingjun as Non-independent For For Management Director 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING GAS BLUE SKY HOLDINGS LIMITED Ticker: 6828 Security ID: G09587109 Meeting Date: MAY 05, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Agreement, Annual Caps For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Weicheng as Non-independent For For Shareholder Director 1.2 Elect Yuan Hongyong as Non-independent For For Shareholder Director 1.3 Elect Xing Xiaorui as Non-independent For For Shareholder Director 1.4 Elect Zhang Chengliang as For For Shareholder Non-independent Director 1.5 Elect Lei Yong as Non-independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Hao as Supervisor For For Shareholder 1.2 Elect Yan Yuhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Estimate Related Party For For Management Transaction 8 Approve Credit Line Application For For Management 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Subsidiaries -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Adjustment of Performance For For Management Commitment Compensation Method and Signing of Supplementary Agreement of Equity Transfer Agreement -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Loan Application and Related For For Management Party Transactions 11 Elect Zhu Ge as Supervisor For For Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Manners For For Management 2.4 Approve the Pricing Basis and For For Management Transaction Price of the Target Asset 2.5 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.6 Approve Personnel Placement For For Management 2.7 Approve Delivery For For Management 2.8 Approve Transaction Price Payment and For For Management Source of Funds 2.9 Approve Impairment Testing and For For Management Compensation for Asset Impairment 2.10 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 5 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition and Related Party Transactions 8 Approve Conditional Asset Purchase For For Management Agreement by Cash Payment 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 11 Approve the Verification Report on the For For Management Difference between the Transaction Standards, the Report on the Implementation of Agreed Procedures, the Valuation Report and Other Documents 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 16 Approve Appointment of Securities For For Management Service Agency for this Transaction 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management 2 Approve Authorization of the Board to For For Management Handle Matters Related to Debt Financing Plan -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3.1 Approve Report of Zhao Baoqing For For Management 3.2 Approve Report of Chen Hao For For Management 3.3 Approve Report of Xue Lei For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Shareholder Return Plan For For Management 10 Approve Change of Company Name For For Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jie as Non-independent For For Management Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO. Ticker: 000786 Security ID: Y07708103 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Payment of Remuneration and For For Management Appointment of Auditor 6 Approve Related Party Transaction For For Management 7 Approve Financing Application For For Management 8 Approve Provision of External For For Management Guarantees 9 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments 10 Amend External Guarantee Management For For Management System 11 Amend Related Party Transaction For For Management Management System 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0770G105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization in Relation to For For Management Provision of Guarantee 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3 Approve Grant of General Mandate for For For Management Issuance of Debt Financing Instruments 4 Approve Registration and Issuance of For For Management Perpetual Medium Term Notes 5 Approve Registration and Issuance of For For Management Medium Term Notes 6 Approve 2020 Financial Report For For Management 7 Approve 2020 Report of the Board of For For Management Directors 8 Approve 2020 Report of the Supervisory For For Management Committee 9 Approve 2020 Profit Distribution For For Management Scheme and Capital Reserve Fund Conversion 10 Approve Dividend Distribution Plan for For For Management Shareholders (2021-2023) 11a Elect Li Wei-Dong as Director For For Management 11b Elect Li Yun as Director For For Management 11c Elect Chen De-Qi as Director For For Management 11d Elect Zhang Wen-Lei as Director For For Management 11e Elect Guo Chuan as Director For For Management 12a Elect Chow Wing-Kin, Anthony as For For Shareholder Director 12b Elect Gan Pei-Zhong as Director For For Shareholder 12c Elect Chen De-Qiu as Director For For Shareholder 13 Approve Remuneration of Directors For For Management 14a Elect Li Xue-Mei as Supervisor For For Management 14b Elect Mo Fei as Supervisor For For Management 14c Elect Du Yan as Supervisor For For Management 15 Approve Remuneration of Supervisors For For Management 16 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 17 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- BEIJING ORIENT LANDSCAPE & ENVIRONMENT CO., LTD. Ticker: 002310 Security ID: Y0772D100 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING ORIENT LANDSCAPE & ENVIRONMENT CO., LTD. Ticker: 002310 Security ID: Y0772D100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Report For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Provision of External For Against Management Guarantees 9 Approve Application of Credit Lines For For Management 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management a Green Building New Material Production Base Project 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Draft and Summary of Employee For For Management Share Purchase Plan 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Employee Share Purchase Plan For For Shareholder Intent to Raise Funds through Financing and Securities Lending -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by the Subsidiary 12 Approve Provision of External Guarantee For For Management 13 Approve Increase in Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wholly-owned For For Management Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Bishuiyuan Broad Water Technology Co., Ltd. 2 Approve Provision of Guarantee for For For Management Chishui Bishui Qingyuan Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Yuanjiang Bishuiyuan Environmental Protection Technology Co., Ltd. 4 Approve Provision of Guarantee for For For Management Beijing Jiu'an Construction Investment Group Co., Ltd. 5 Approve Early Termination of Provision For For Management of Guarantee for Beijing Deqingyuan Agricultural Technology Co., Ltd. 6 Approve Provision of Guarantee for For For Shareholder Anshun Liangchen Guangqi Cultural Tourism Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issuance Method and Time For For Management 1.3 Approve Target Parties and For For Management Subscription Manner 1.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.5 Approve Issue Size For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 1.8 Approve Amount and Usage of Raised For For Management Funds 1.9 Approve Listing Location For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Parties 3 Approve Plan on Issuance of Shares to For For Management Specific Parties 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Contract 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Adjustment to the Provision of For For Management Guarantee to the Application of Financial Lease from Related Party 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Provision of Guarantee for For For Management Yiyang Guokai Bishuiyuan Water Co., Ltd. 2 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishuiyuan Broad Water Technology Co., Ltd. 3 Approve Early Termination of Provision For For Management of Guarantee for Inner Mongolia Dongyuan Water Technology Development Co., Ltd. 4 Approve Loan from Controlling For For Management Shareholder and Related Party Transactions -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wen Jianping as Director For For Shareholder 1.2 Elect Liu Tao as Director For For Shareholder 1.3 Elect Kong Weijian as Director For For Shareholder 1.4 Elect Liu Xiaodan as Director For For Shareholder 1.5 Elect Du Xiaoming as Director For For Shareholder 1.6 Elect Gao Dehui as Director For For Shareholder 2.1 Elect Wang Kaijun as Director For For Shareholder 2.2 Elect Wang Yueyong as Director For For Shareholder 2.3 Elect Fu Tao as Director For For Shareholder 3.1 Elect Li Jie as Supervisor For For Shareholder 3.2 Elect Zheng Guangfeng as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Provision of Guarantee for For For Management Mile Bishuiyuan Environmental Protection Technology Co., Ltd. 6 Approve Provision of Counter Guarantee For For Management 7 Approve Provision of Guarantee for For For Management Taiyuan Bishuiyuan Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with China Communications Construction Group Co., Ltd. 6.2 Approve Daily Related Party For For Management Transactions with Tianjin Bihai Haimian Chengshi Co., Ltd. 6.3 Approve Daily Related Party For For Management Transactions with Jilin Bishuiyuan Water Technology Co., Ltd. 6.4 Approve Daily Related Party For For Management Transactions with Zhejiang Bishuiyuan Environmental Technology Co., Ltd. 6.5 Approve Daily Related Party For For Management Transactions with Fujian Zhangfa Bishuiyuan Technology Co., Ltd. 6.6 Approve Daily Related Party For For Management Transactions with Guangdong Haiyuan Environmental Protection Technology Co. , Ltd. 6.7 Approve Daily Related Party For For Management Transactions with Xinjiang Bishuiyuan Environmental Resources Co., Ltd. 6.8 Approve Daily Related Party For For Management Transactions with Qingdao Water Bishuiyuan Technology Development Co., Ltd. 6.9 Approve Daily Related Party For For Management Transactions with Xi'an Biyuan Water Co., Ltd. 6.10 Approve Daily Related Party For For Management Transactions with Xinjiang Kunlun New Water Source Technology Co., Ltd. 6.11 Approve Daily Related Party For For Management Transactions with Deyang Jinghui Investment Co., Ltd. 6.12 Approve Daily Related Party For For Management Transactions with Tianjin Kaiying Technology Development Co., Ltd. 6.13 Approve Daily Related Party For For Management Transactions with Bixing Wulian Technology (Shenzhen) Co., Ltd. 6.14 Approve Daily Related Party For For Management Transactions with Gerui Dadongli Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Adjustment on Performance For For Management Commitment Compensation 9 Approve Provision of Guarantee to For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. 10 Approve Provision of Guarantee to For For Management Xi'an Biyuan Water Co., Ltd. 11 Approve Termination on Guarantee For For Management Provision to Alukerqin Qi Bishuiyuan Water Co., Ltd -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Bishuiyuan Environmental Technology Co., Ltd. 2 Approve Signing of Strategic For For Management Cooperation Agreement and Related Party Transactions 3 Approve Provision of Guarantee for For For Management Landsky Technology Group Co., Ltd. 4 Approve Early Termination of Guarantee For For Management for Taiyuan Bishuiyuan Water Co., Ltd. 5 Approve Early Termination of Guarantee For For Management for Urumqi Kefa Tongyuan Environmental Protection Technology Co., Ltd. 6 Approve Early Termination of Guarantee For For Management for Urumqi Midong Kefa Reclaimed Water Co., Ltd. 7 Approve Early Termination of Guarantee For For Management for Urumqi Kefa Industrial Water Treatment Co., Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Detailed Rules for Online For Against Management Voting of the Shareholders General Meeting 5 Amend Working System for Independent For Against Management Directors 6 Amend Management System for Allowance For For Management Independent Directors 7 Amend Cash Dividends Management System For Against Management 8 Amend Management System of Raised Funds For Against Management 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Accounting Policies and For Against Management Accounting Estimations 11 Approve Implementing Rules for For Against Management Cumulative Voting System 12 Approve External Guarantee Management For Against Management Regulations 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve Provision of Guarantee For For Management 15 Approve Acceptance of Financial For For Shareholder Assistance -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhuang Zhuoran as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds to Purchase For Against Management Financial Products 8 Approve Remuneration of Senior For For Management Management Members -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overview of the Transaction For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Asset Acquisition For For Management 2.4 Approve Basis of Pricing and For For Management Transaction Price 2.5 Approve Share Type and Par Value For For Management 2.6 Approve Issue Manner and Target For For Management Subscribers 2.7 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Profit and Loss During the For For Management Transition Period 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Share Type and Par Value For For Management 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.17 Approve Issue Size For For Management 2.18 Approve Lock-Up Period Arrangement For For Management 2.19 Approve Use of Raising Funds For For Management 2.20 Approve Listing Exchange For For Management 2.21 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.22 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 7 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Relevant Audit Reports, Review For For Management Report and Evaluation Report of this Transaction 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Amend Management System of Raised Funds For For Management 18 Approve Change in Commitments For For Shareholder -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related-party Transactions For For Management 9 Approve to Conduct Financial Business For Against Management with Finance Company 10 Approve Financial Service Agreement For Against Management for the Financial Business 11.1 Elect Liang Wangnan as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Elect Xu Meng as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING SINNET TECHNOLOGY CO., LTD. Ticker: 300383 Security ID: Y0R7V6101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Remuneration Incentive System For For Management for Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8.1 Approve Amendments to Articles of For For Management Association 8.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 8.3 Amend Working System for Independent For Against Management Directors 8.4 Amend Management System for Providing For Against Management External Guarantees 8.5 Amend Management System for Providing For Against Management External Investments 8.6 Amend Related-Party Transaction For Against Management Management System 8.7 Amend Management System of Usage of For Against Management Raised Funds 9 Approve Signing of Supplemental For For Management Agreement of Capital Injection Agreement -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Investment in Short-Term Risk For Against Management Investment 9 Approve Change in Registered Address, For For Management Amendments to Articles of Association 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13.1 Elect Xu Mingbo as Director For For Management 13.2 Elect Chen Yulin as Director For For Management 13.3 Elect Liang Shujie as Director For For Management 13.4 Elect Wang Wenxin as Director For For Management 14.1 Elect Qian Lingjia as Director For For Management 14.2 Elect Cheng Longyun as Director For For Management 15.1 Elect Zhang Chunlei as Supervisor For For Management 15.2 Elect Qi Yanming as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SPC ENVIRONMENT PROTECTION TECH CO., LTD. Ticker: 002573 Security ID: Y0773P102 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- BEIJING SPC ENVIRONMENT PROTECTION TECH CO., LTD. Ticker: 002573 Security ID: Y0773P102 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SPC ENVIRONMENT PROTECTION TECH CO., LTD. Ticker: 002573 Security ID: Y0773P102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Financial Leasing Business For For Management 8 Approve Application for Bank Credit For For Management Business 9 Approve Application for Foreign For For Management Currency Loan -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Annual Reward Plan of the For For Management Company's Management 9 Approve Cancellation of Repurchased For For Shareholder Company Shares 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Lin as Non-Independent For For Management Director 1.2 Elect Ren Gang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of For For Management Non-Independent Directors 6.2 Approve Remuneration of Independent For For Management Directors 7.1 Approve Remuneration of Fan Jiaojiao For For Management 7.2 Approve Remuneration of Wang Zhen For For Management 7.3 Approve Remuneration of Gong Wei For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD. Ticker: 600161 Security ID: Y0770S109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision for Asset Impairment For For Management and Asset Retirement 9 Approve Daily Related Party For Against Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Adjustment of Allowance of For For Management Independent Directors and External Supervisor 8 Amend Articles of Association For Against Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10.1 Elect Di Shubing as Director For For Management 10.2 Elect Zang Yi as Director For For Management 10.3 Elect Liu Baigang as Director For For Management 10.4 Elect Man Jie as Director For For Management 10.5 Elect Jia Zetao as Director For For Management 10.6 Elect Wen Kaiting as Director For For Management 10.7 Elect Zhang Zhaohua as Director For For Management 11.1 Elect Qiao Yanjiang as Director For For Management 11.2 Elect Tan Hongxu as Director For For Management 11.3 Elect Wang Guihua as Director For For Management 11.4 Elect Wang Zhao as Director For For Management 12.1 Elect Mao Fuguo as Supervisor For For Management 12.2 Elect Wang Jixiong as Supervisor For For Management 12.3 Elect Kong Weiping as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Equity Disposal Agreement and For For Management Related Party Transactions 3 Approve Provision of Guarantee and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Transfer and Repurchase For For Management and Related Party Transaction -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Guo Xinping as Director For For Shareholder 3.2 Elect Wu Yue as Director For For Shareholder 3.3 Elect Wang Zhiqiang as Director For For Shareholder 3.4 Elect Wang Chongxiang as Director For For Shareholder 3.5 Elect Sun Jiugang as Director For For Shareholder 3.6 Elect Li Zhansen as Director For For Shareholder 4.1 Elect Yan Zhongwen as Director For For Shareholder 4.2 Elect Jin Yongjun as Director For For Shareholder 4.3 Elect Gao Zhuo as Director For For Shareholder 5.1 Elect Hou Hongmei as Supervisor For For Shareholder 5.2 Elect Chen Xiaomin as Supervisor For For Shareholder 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD. Ticker: 000729 Security ID: Y0771Z102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING ZHONG KE SAN HUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial Auditor For For Management and Internal Control 9 Elect Wang Yanchao as Independent For For Management Director -------------------------------------------------------------------------------- BEIJING ZHONG KE SAN HUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue Scheme 2.1 Approve Abbreviation and Code of For For Management Domestic Listed Stocks and Listing Place 2.2 Approve Type and Par Value of For For Management Securities Issuance 2.3 Approve Issue Manner For For Management 2.4 Approve Base, Proportion and Number of For For Management Shares 2.5 Approve Pricing Principle and Rights For For Management Issue Price 2.6 Approve Placing Targets For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Issue Time For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Special Account Storage for For For Management Raised Funds 2.13 Approve Listing and Circulation of For For Management Securities Issued 3 Approve Plan on Company's Rights Issue For For Management Scheme 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BENEFIT SYSTEMS SA Ticker: BFT Security ID: X071AA119 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Approve Incentive Plan For Against Management 7 Approve Issuance of Warrants without For Against Management Preemptive Rights to Subscribe to Series G Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of G Series Shares without Preemptive Rights; Amend Statute Accordingly 8 Transact Other Business For Against Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- BENEFIT SYSTEMS SA Ticker: BFT Security ID: X071AA119 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For Did Not Vote Management Commission 5 Approve Agenda of Meeting For Did Not Vote Management 6.a Receive Supervisory Board Opinion on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 6.b Receive Supervisory Board Report on None None Management Its Activities 7 Approve Supervisory Board Report For Did Not Vote Management 8 Approve Financial Statements For Did Not Vote Management 9 Approve Management Board Report on For Did Not Vote Management Company's Operations 10 Approve Supervisory Board Report on For Did Not Vote Management Management Board Report on Group's Operations and Consolidated Financial Statements 11 Approve Consolidated Financial For Did Not Vote Management Statements 12 Approve Management Board Report on For Did Not Vote Management Group's Operations 13 Approve Treatment of Net Loss For Did Not Vote Management 14.1 Approve Discharge of Emilia Rogalewicz For Did Not Vote Management (Management Board Member) 14.2 Approve Discharge of Adam Radzki For Did Not Vote Management (Management Board Member) 14.3 Approve Discharge of Wojciech Szwarc For Did Not Vote Management (Management Board Member) 14.4 Approve Discharge of Bartosz Jozefiak For Did Not Vote Management (Management Board Member) 15.1 Approve Discharge of James Van Bergh For Did Not Vote Management (Supervisory Board Chairman) 15.2 Approve Discharge of Marcin Marczuk For Did Not Vote Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Artur Osuchowski For Did Not Vote Management (Supervisory Board Member) 15.4 Approve Discharge of Michael Rohde For Did Not Vote Management Pedersen (Supervisory Board Member) 15.5 Approve Discharge of Michael Sanderson For Did Not Vote Management (Supervisory Board Member) 16 Approve Remuneration Report For Did Not Vote Management 17 Amend Statute For Did Not Vote Management 18 Amend June 25, 2019, AGM, Resolution For Did Not Vote Management Re: Authorize Share Repurchase Program and Cancellation of Repurchased Shares 19 Close Meeting None None Management -------------------------------------------------------------------------------- BENOHOLDINGS, INC. Ticker: 206400 Security ID: Y4S991104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seung-woo as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BERA HOLDING AS Ticker: BERA.E Security ID: M6379T102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Accept Board Report For Did Not Vote Management 3 Accept Audit Report For Did Not Vote Management 4 Accept Financial Statements For Did Not Vote Management 5 Approve Discharge of Board For Did Not Vote Management 6 Approve Allocation of Income For Did Not Vote Management 7 Elect Directors For Did Not Vote Management 8 Ratify External Auditors For Did Not Vote Management 9 Receive Information on Donations Made None None Management in 2020 10 Approve Upper Limit of Donations for For Did Not Vote Management 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Did Not Vote Management 13 Grant Permission for Board Members to For Did Not Vote Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- BERJAYA CORPORATION BERHAD Ticker: 3395 Security ID: Y08366125 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 3 Elect Chan Kien Sing as Director For Against Management 4 Elect Robin Tan Yeong Ching as Director For For Management 5 Elect Robert Yong Kuen Loke as Director For For Management 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Authorize Share Repurchase Program For For Management 10 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director 11 Approve Jayanthi Naidu G. Danasamy to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- BESALCO SA Ticker: BESALCO Security ID: P1663V100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 10 Per Share 3 Approve Dividend Policy For For Management 4 Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee 5 Receive Directors' Committee Report For For Management 6 Appoint Auditors and Risk Assessment For For Management Companies 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- BESTSUN ENERGY CO., LTD. Ticker: 600681 Security ID: Y9714R101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Financial Budget Report For For Management 11 Approve Daily Related Party Transaction For For Management 12 Approve Financing Application For For Management 13 Approve External Guarantee For For Management 14 Approve to Appoint Auditor For For Management 15 Elect Li Weilin as Independent Director For For Management 16 Approve Change in the Usage of For For Management Repurchased Shares 17 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BESTWAY GLOBAL HOLDING INC. Ticker: 3358 Security ID: G1069R109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yao Zhixian as Director For For Management 3b Elect Zhu Qiang as Director For For Management 3c Elect Liu Feng as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Yi as Non-Independent For For Management Director -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Ji'an Xintiandi For For Management Project -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BF UTILITIES LIMITED Ticker: 532430 Security ID: Y08804125 Meeting Date: DEC 30, 2020 Meeting Type: Annual Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect B. N. Kalyani as Director For Against Management 3 Elect Aarti A. Sathe as Director For Against Management -------------------------------------------------------------------------------- BGF RETAIL CO., LTD. Ticker: 282330 Security ID: Y0R8SQ109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Ahn Gi-seong as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- BH CO., LTD. Ticker: 090460 Security ID: Y0886Q104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Amendments Relating to Changes in Legislation) 2.3 Amend Articles of Incorporation For Against Management (Issuance of Convertible Bonds) 3 Elect Song Young-jung as Outside For For Management Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BHARAT RASAYAN LIMITED Ticker: 590021 Security ID: Y0883U116 Meeting Date: FEB 16, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management Through Tender Offer Route -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Bimal Dayal as Director For For Management 3 Approve Appointment and Remuneration For For Management of Bimal Dayal as Managing Director & Chief Executive Officer (CEO) -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Meeting Minutes 2 Approve Special Dividend For For Management 3 Receive Information on Share None None Management Repurchase Program 4 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- BINEX CO., LTD. Ticker: 053030 Security ID: Y0887T107 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Jeong Myeong-ho as Inside For For Management Director 4 Appoint Choi Jin-soon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BINGGRAE CO., LTD. Ticker: 005180 Security ID: Y0887G105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Gang-hun as Inside Director For For Management 3.2 Elect Kang Myeong-gil as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- BIOSMART CO., LTD. Ticker: 038460 Security ID: Y45937102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Ho-gwon as Inside Director For For Management 3.2 Elect Jeong Jin-hun as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BIOTOXTECH CO., LTD. Ticker: 086040 Security ID: Y09079107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Dong-il as Inside Director For For Management 3 Appoint Kim Won-bae as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BIT COMPUTER CO., LTD. Ticker: 032850 Security ID: Y0906J106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Hyeon-jeong as Inside For For Management Director 2.2 Elect Jeon Jin-ock as Inside Director For For Management 2.3 Elect Yoon Jung-gu as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Bank Credit and For For Management Related Authorization 3 Approve Guarantee Provision Plan For For Management 4 Approve Investment in Financial For Against Management Products 5 Approve Investment in the Construction For For Management of 20 Billion pieces/year High-end Health Protection Nitrile Gloves Project -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Target Company of Major Asset For For Management Restructuring and the Cumulative Profit Commitment 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10.1 Approve Remuneration of For For Management Non-independent Directors 10.2 Approve Remuneration of Independent For For Management Directors 10.3 Approve Remuneration of Supervisors For For Management 10.4 Approve Remuneration of Senior For For Management Management Members 11 Approve Formulation of Shareholder For For Management Return Plan 12 Approve Provision for Goodwill For For Management Impairment 13 Approve Performance Compensation Plan For For Management for Major Asset Restructuring Targets 14 Approve Authorization of the Board to For For Management Handle All Subsequent Matters Related to Performance Compensation for Major Asset Restructuring Targets -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Project For For Management 2 Elect Gui Zhenhua as Non-Independent For For Management Director 3 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Authorization of the Board to For For Management Handle Matters on Issuance of Shares to Specific Targets 9 Approve Change in Business Scope For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Management System for Providing For Against Management External Guarantees 13 Amend Related-Party Transaction For Against Management Management System 14 Amend Management System for Providing For Against Management External Investments 15 Amend Management System of Raised Funds For Against Management 16 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 17 Approve Methods to Assess the For Against Management Performance of Plan Participants 18 Approve Authorization of the Board to For Against Management Handle All Related Matters 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Financial Asset Disposal -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Gi-young as Outside For For Management Director 3.2 Elect Yoo Jeong-jun as Outside Director For For Management 3.3 Elect Heo Jin-ho as Outside Director For For Management 3.4 Elect Lee Tae-seop as Outside Director For For Management 3.5 Elect Park Woo-shin as Outside Director For For Management 4 Elect Choi Gyeong-su as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 5.2 Elect Lee Tae-seop as a Member of For For Management Audit Committee 5.3 Elect Park Woo-shin as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BODITECH MED, INC. Ticker: 206640 Security ID: Y04333103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Ui-yeol as Inside Director For For Management 3.2 Elect Kim Gang-oh as Inside Director For For Management 3.3 Elect Seo In-beom as Outside Director For For Management 3.4 Elect Park Sang-gyu as Outside Director For For Management 4 Elect Byeon Yong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Seo In-beom as a Member of Audit For For Management Committee 5.2 Elect Park Sang-gyu as a Member of For For Management Audit Committee 6 Elect Byeon Yong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Subscription Agreement and For For Management Related Party Transactions 6 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Relevant Audit Report and For For Management Asset Evaluation Report Related to the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products and Structure Deposits 8 Approve Appointment of Auditor For For Management 9 Elect Zhang Xinmin as Independent For For Management Director -------------------------------------------------------------------------------- BOHAE BREWERY CO., LTD. Ticker: 000890 Security ID: Y0919V104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Lim Jong-wook as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y0927Y108 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y0927Y108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Related Party Transaction For For Management 9 Approve Loan Amount For For Management 10 Approve Guarantee Amount For For Management 11 Approve Derivatives Trading For For Management 12 Approve Allowance of Directors and For For Management Supervisors 13.1 Elect Jin Chuan as Director For For Shareholder 13.2 Elect Ma Weihua as Director For For Shareholder 13.3 Elect Zhuo Yiqun as Director For For Shareholder 13.4 Elect Li Tiemin as Director For For Shareholder 13.5 Elect Wang Jingran as Director For For Shareholder 13.6 Elect Liu Wenji as Director For For Shareholder 14.1 Elect Zhuang Qishan as Director For For Management 14.2 Elect Ma Chunhua as Director For For Management 14.3 Elect Liu Chao as Director For For Management 15.1 Elect Zhou Peixuan as Supervisor For For Shareholder 15.2 Elect Ma Li as Supervisor For For Shareholder -------------------------------------------------------------------------------- BOKWANG INDUSTRY CO., LTD. Ticker: 225530 Security ID: Y0R8DR103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5.1 Elect Kim Yoon-su as Inside Director For For Management 5.2 Elect Park Cheol-woong as Inside For For Management Director 5.3 Elect Choi Jae-hyeok as Outside For For Management Director 5.4 Elect Jeong Won-chun as Outside For For Management Director -------------------------------------------------------------------------------- BOLAK CO., LTD. Ticker: 002760 Security ID: Y09205108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Gyu-sang as Outside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BOOKOOK SECURITIES CO., LTD. Ticker: 001270 Security ID: Y0930S106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors (Bundled) For For Management 3 Elect Two Outside Directors to Serve For For Management as an Audit Committee Member (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- BORYUNG PHARMACEUTICAL CO., LTD. Ticker: 003850 Security ID: Y0931W106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Eun-seon as Inside Director For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BOSUNG POWER TECHNOLOGY CO., LTD. Ticker: 006910 Security ID: Y09421101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lim Jae-hwang as Inside Director For For Management 4 Appoint Hong Gye-hwa as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BOUSTEAD HOLDINGS BERHAD Ticker: 2771 Security ID: Y09612105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fadzil Mokhtar as Director For Did Not Vote Management 2 Elect Nonee Ashirin Dato' Mohd Radzi For Did Not Vote Management as Director 3 Elect Mohammed Sahzalli Ramly as For Did Not Vote Management Director 4 Elect Zurainah Musa as Director For Did Not Vote Management 5 Elect Abu Bakar Haji Abdullah as For Did Not Vote Management Director 6 Approve Directors' Fees, Allowances For Did Not Vote Management and Benefits 7 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 9 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 10 Approve Additional Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- BOUSTEAD PLANTATIONS BERHAD Ticker: 5254 Security ID: Y096AR100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohzani Abdul Wahab as Director For Did Not Vote Management 2 Elect Ismail Haji Lasim as Director For Did Not Vote Management 3 Elect Shah Headan Ayoob Hussain Shah For Did Not Vote Management as Director 4 Elect Abdul Aziz Julkarnain as Director For Did Not Vote Management 5 Elect Mustaffar Kamal Haji Ab Hamid as For Did Not Vote Management Director 6 Elect Izaddeen Daud as Director For Did Not Vote Management 7 Elect Fahmy Ismail as Director For Did Not Vote Management 8 Elect Ahmad Shahredzuan Mohd Shariff For Did Not Vote Management as Director 9 Approve Directors' Fees, Allowances For Did Not Vote Management and Other Benefits 10 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 12 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Approve Share Matching Plan For For Management 3 Approve Restricted Stock Plan For For Management 4 Authorize Board to Increase the Number For Against Management of Shares Granted under the Performance Shares Plan in 2020 and 2021 -------------------------------------------------------------------------------- BRASILAGRO CIA BRASILEIRA DE PROPRIEDADES AGRICOLAS Ticker: AGRO3 Security ID: P18023104 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Agropecuaria For Did Not Vote Management Acres del Sud S.A., Ombu Agropecuaria S.A., Yatay Agropecuaria S.A. and Yuchan Agropecuarian S.A. 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y0970V100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Profit Distribution Policy and For For Management Shareholder Return Plan 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Share Subscription For For Management Agreement 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Independent For For Management Directors 12 Approve Report of the Board of For For Management Supervisors 13 Approve Financial Statements and For For Management Financial Budget Report 14 Approve Profit Distribution For For Management 15 Approve Daily Related Party Transaction For For Management 16 Approve Appointment of Financial For For Management Auditor 17 Approve Appointment of Internal For For Management Control Auditor 18 Approve Amendments to Articles of For For Management Association 19 Elect Jin Jianshan as Supervisor For For Shareholder -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Payment of Allowance to For For Management Independent Directors 11 Approve Supply Chain Asset-backed For For Management Securities Business (ABS) 12 Approve Supply Chain Asset-backed For For Management Notes Business (ABN) 13 Approve Application for Registration For For Management and Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Huachen Purchase Framework For For Management Agreement, Huachen Sale Framework Agreement, Huachen Non-Exempted Proposed Caps and Related Transactions -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: FEB 15, 2021 Meeting Type: Court Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Loan Application For For Management 10 Approve Provision of Financial For Against Management Assistance to Controlled Subsidiaries 11 Approve Financial Assistance from For For Management Controlling Shareholder 12 Approve Daily Related Party For For Management Transactions with Controlling Shareholder 13 Approve Daily Related Party For For Management Transactions with Second Largest Shareholder 14 Approve Remuneration of Director Yuan For For Management Shouyuan -------------------------------------------------------------------------------- BUBANG CO., LTD. Ticker: 014470 Security ID: Y09875116 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jung-hui as Inside Director For For Management 3.2 Elect Hwang Seong-yong as Inside For For Management Director 3.3 Elect Park Seok-beom as Outside For For Management Director 4 Elect Park Seok-beom as a Member of For For Management Audit Committee 5 Elect Lee Pyeong-hui as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BUKWANG PHARMACEUTICAL CO., LTD. Ticker: 003000 Security ID: Y1001U103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors (Bundled) For For Management 4 Elect Kang Moon-seong as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Elect Nigel Sullivan as Director For Did Not Vote Management 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 and Q1 of FY 2022 6 Approve Remuneration of Directors of For Did Not Vote Management SAR 3,828,000 for FY 2020 7 Approve Discharge of Directors For Did Not Vote Management 8 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 9 Authorize Share Repurchase Program up For Did Not Vote Management to SAR 21,240,542 to be Allocated to Employees' Long-Term Incentive Plan 10 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Dividends of SAR 3.40 per For Did Not Vote Management Share for FY 2020 12 Approve Updating Corporate Governance For Did Not Vote Management Code 13 Approve Updating Board of Directors For Did Not Vote Management Charter 14 Approve Updating Executive Committee For Did Not Vote Management Charter 15 Approve Updating Investments Committee For Did Not Vote Management Charter 16 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Insurance Limited 17 Approve Related Party Transactions Re: For Did Not Vote Management My Clinic International Medical Company Limited 18 Approve Related Party Transactions Re: For Did Not Vote Management Nazer Medical Clinics 19 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Investments Overseas Limited 20 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Investments Overseas Limited 21 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Insurance Limited 22 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Middle East Holdings Two W.L.L. 23 Approve Related Party Transactions Re: For Did Not Vote Management Bupa Arabia for Cooperative Insurance Company 24 Approve Related Party Transactions Re: For Did Not Vote Management Nazer Group Limited 25 Approve Related Party Transactions Re: For Did Not Vote Management Nazer Medical Clinics Company and Nazer Pharmacies businesses 26 Approve Related Party Transactions Re: For Did Not Vote Management Nazer for Dialysis and Advanced Health Services Limited 27 Approve Related Party Transactions Re: For Did Not Vote Management Nawah Healthcare Company 28 Approve Related Party Transactions Re: For Did Not Vote Management Nazer Medical Clinics Company 29 Approve Related Party Transactions Re: For Did Not Vote Management National Commercial Bank 30 Approve Related Party Transactions Re: For Did Not Vote Management Gulf International Bank 31 Approve Related Party Transactions Re: For Did Not Vote Management Etihad Etisalat Company 32 Approve Related Party Transactions Re: For Did Not Vote Management Saudi Arabian Mining Company 33 Approve Related Party Transactions Re: For Did Not Vote Management Bawan Wood Industries Company 34 Approve Related Party Transactions Re: For Did Not Vote Management Bawan Metal Industries Company 35 Approve Related Party Transactions Re: For Did Not Vote Management Al Rajhi Bank 36 Approve Related Party Transactions Re: For Did Not Vote Management Riyadh Cables Group Company 37 Approve Related Party Transactions Re: For Did Not Vote Management Careem 38 Approve Related Party Transactions Re: For Did Not Vote Management Saudi Steel Pipe Company 39 Approve Related Party Transactions Re: For Did Not Vote Management Ahmed Mohammed Baeshen Company -------------------------------------------------------------------------------- BUSAN CITY GAS CO., LTD. Ticker: 015350 Security ID: Y7163Q103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income 1.2 Approve Allocation of Income (KRW Against Against Shareholder 5,000) (Shareholder Proposal) 2 Reduction in Capital for Cancellation Against Against Shareholder of Treasury Stocks (Shareholder Proposal) 3.1 Elect Cho Myeong-sang as Inside For Against Management Director 3.2 Elect Choi Jeong-seok as For Against Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8.1 Elect Guan Lianping as Director For For Management 8.2 Elect Huo Weiping as Director For For Management 8.3 Elect Jin Zhenghao as Director For For Management 9.1 Elect Li Zhengning as Director For For Management 9.2 Elect Liang Junjiao as Director For For Management 9.3 Elect Li Kan as Director For For Management 10 Elect Chang Zhigang as Supervisor For For Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BUSINESSON COMMUNICATION CO., LTD. Ticker: 138580 Security ID: Y1R43F107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect So Seong-mo as Outside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- BY-HEALTH CO., LTD. Ticker: 300146 Security ID: Y2924V103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Change of Business Scope and For For Management Amend Articles of Association 8 Approve to Appoint Auditor For For Management 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Shareholders' For For Management Deposits Limit -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Annual Reports and Its For For Management Summary 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 11 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 12 Approve Increase of Shareholders' For For Management Deposits Limit by the Company 13 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 3 Approve Proposal of the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 4 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with "Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing" 5 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation 7 Approve Affirmation of Capability of For For Management BYD Semiconductor Company Limited to Implement Regulated Operation 8 Approve Explanation of the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off 10 Approve Authorization to the Board of For For Management Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing 11 Approve Share Option Scheme of BYD For Against Management Semiconductor Company Limited -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Nian-qiang as Director For For Management 5 Elect Wang Bo as Director For For Management 6 Elect Qian Jing-jie as Director For For Management 7 Elect Antony Francis Mampilly as For For Management Director 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement and Annual For For Management Caps -------------------------------------------------------------------------------- BYON CO., LTD. Ticker: 032980 Security ID: Y7064L104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Byeong-jun as Inside Director For For Management 2.2 Elect Yoon Ji-hui as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- BYUCKSAN CORP. Ticker: 007210 Security ID: Y1024N102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Si-jin as Outside Director For For Management 3.2 Elect Gil Gyeong-hwan as Outside For For Management Director 4 Appoint Yoon Chang-bae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Provision of Guarantee for For For Management Bank Dealer Credit -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Yingzhong as For For Shareholder Non-Independent Director 1.2 Elect Deng Guanbiao as Non-Independent For For Shareholder Director 1.3 Elect Deng Guanjie as Non-Independent For For Shareholder Director 1.4 Elect Dai Zhenji as Non-Independent For For Shareholder Director 1.5 Elect Liu Jinfeng as Non-Independent For For Shareholder Director 1.6 Elect Yue Yong as Non-Independent For For Shareholder Director 2.1 Elect He Haidi as Independent Director For For Shareholder 2.2 Elect He Guoquan as Independent For For Shareholder Director 2.3 Elect Liu Die as Independent Director For For Shareholder 3.1 Elect Liang Yongliang as Supervisor For For Shareholder 3.2 Elect Li Youquan as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Household For For Management Paper Project 2 Approve Use of Idle Funds for National For For Management Bonds Reverse Repurchase Investment -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Peng as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Change of Registered Address For For Management and Amendment of Articles of Association -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Options -------------------------------------------------------------------------------- C.P. POKPHAND CO. LTD. Ticker: 43 Security ID: G71507134 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Soopakij Chearavanont as Director For For Management 3b Elect Suphachai Chearavanont as For Against Management Director 3c Elect Yoichi Ikezoe as Director For For Management 3d Elect Vinai Vittavasgarnvej as Director For For Management 3e Elect Vatchari Vimooktayon as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CAFE24 CORP. Ticker: 042000 Security ID: Y7T37J102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee Chang-hun as Inside Director For For Management 3.2 Elect Yoo Ju-hyeon as Outside Director For For Management 3.3 Elect Kang Young-hye as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Weijian as Director For For Management 1.2 Elect Fang Jinghua as Director For For Management 2.1 Elect Zheng Liansheng as Supervisor For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Confirmation of Related Party For For Management Transaction 7 Approve Estimated Daily Related Party For For Management Transactions 8 Approve Securities Investment For For Management 9.1 Approve Main Subject and Method For For Management 9.2 Approve Type and Issue Scale For For Management 9.3 Approve Term For For Management 9.4 Approve Issuance Price and Interest For For Management Rate 9.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 9.6 Approve Use of Proceeds For For Management 9.7 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 9.8 Approve Appointment of For For Management Issuance-Related Agency and Other Relevant Matters 9.9 Approve Safeguard Measures for Debt For For Management Repayment 9.10 Approve Listing of Debt Financing For For Management Instruments 9.11 Approve Resolution Validity Period For For Management 10 Approve Company's Eligibility for For For Management Rights Issue 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner For For Management 11.3 Approve Base, Proportion and Number of For For Management Shares 11.4 Approve Pricing Basis and Issue Price For For Management 11.5 Approve Placing Subscribers For For Management 11.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 11.7 Approve Issue Time For For Management 11.8 Approve Underwriting Manner For For Management 11.9 Approve Use of Proceeds For For Management 11.10 Approve Resolution Validity Period For For Management 11.11 Approve Listing Exchange For For Management 12 Approve Plan of Company's Rights Issue For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Counter-dilution Measures in For For Management Connection to the Rights Issue 16 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointments of Auditor and For For Management Internal Control Auditor 7 Approve Investment Plan For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related-party For For Management Transactions 11 Approve Five Year Development For For Management Strategic Plan 12 Elect Huang Yunhui as Independent For For Management Director 13 Approve Change in Registered Capital For For Management and Amend Articles of Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Feb. 28, 2021 2 Approve Capital Budget For Did Not Vote Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Approve Remuneration of Company's For Did Not Vote Management Management 5 Install Fiscal Council For Did Not Vote Management 6.1 Elect Marcos Silveira as Fiscal For Did Not Vote Management Council Member and Fernando Cruchaki De Andrade as Alternate 6.2 Elect Maria Elena Cardoso Figueira as For Did Not Vote Management Fiscal Council Member and Maria Cecilia Rossi as Alternate 6.3 Elect Eduardo Augusto Rocha Pocetti as For Did Not Vote Management Fiscal Council Member and Ademir Jose Scarpin as Alternate 7 As an Ordinary Shareholder, Would You None Did Not Vote Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 Elect Marcos Silveira as Fiscal None Did Not Vote Shareholder Council Member and Fernando Cruchaki De Andrade as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Did Not Vote Management 2 Consolidate Bylaws For Did Not Vote Management 3 Approve Stock Option Plan For Did Not Vote Management 4 Approve Indemnification Agreement For Did Not Vote Management between the Company and the Company's Management -------------------------------------------------------------------------------- CAMMSYS CORP. Ticker: 050110 Security ID: Y8309J102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Split-Off Agreement For For Management 3 Elect Park Young-tae as Inside Director For For Management 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CAMUS ENGINEERING & CONSTRUCTION, INC. Ticker: 013700 Security ID: Y7492Y108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Son Byeong-jae as Inside Director For For Management 3.2 Elect Lee Eun-gyu as Inside Director For For Management 4.1 Elect Lee Cheol-hwan as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Hong Soon-ju as Outside Director For For Management to Serve as an Audit Committee Member 4.3 Elect Hwang Young-seon as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Bill Pool Business For Against Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Use of Own Funds to Purchase For Against Management Financial Products 8 Approve Sale and Revitalization of For For Management Real Estate 9 Approve Profit Distribution For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- CAP SA Ticker: CAP Security ID: P25625107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, Company Status Report and Auditor's Report 2 Approve Dividends of USD 0.69 Per For For Management Share and Interim Dividends of USD 1 per Share; Approve Dividend Policy 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Approve Annual Report, Remuneration For For Management and Budget of Directors' Committee 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish Meeting For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- CAPITAL ENVIRONMENT HOLDINGS LIMITED Ticker: 3989 Security ID: G1941T109 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Increase in Authorized Share For For Management Capital 1b Approve Re-Classification of For For Management Authorized Share Capital by Creation of Preference Shares with Rights and Privileges 1c Authorize Board to Deal with All For For Management Matters in Relation to the Increase in Authorized Share Capital -------------------------------------------------------------------------------- CAPITAL ENVIRONMENT HOLDINGS LIMITED Ticker: 3989 Security ID: G1941T109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Hao Chunmei as Director For For Management 2.2 Elect Xiao Yukun as Director For For Management 2.3 Elect Pao Ping Wing as Director For For Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young Certified Public For For Management Accountants as Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Daniel Meintjes as Director For For Management 2 Re-elect Petrus Mouton as Director For For Management 3 Re-elect Jean Pierre Verster as For For Management Director 4 Elect Cora Fernandez as Director For For Management 5 Elect Stan du Plessis as Director For For Management 6 Elect Vusi Mahlangu as Director For For Management 7 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 8 Reappoint Deloitte & Touche as Auditors For For Management 9 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For For Management 12 Approve Implementation Report of For Against Management Remuneration Policy 13 Amend Share Trust Deed For For Management 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CAPRO CORP. Ticker: 006380 Security ID: Y1101Z101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Bong-gyu as Outside Director For For Management 3.2 Elect as Cho Chung-hwan as Outside For For Management Director 3.3 Elect Ju Pil-eun as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CAXTON & CTP PUBLISHERS & PRINTERS LTD. Ticker: CAT Security ID: S20020137 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Minority Interests For For Management in Octotel and RSAWeb 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- CB INDUSTRIAL PRODUCT HOLDING BERHAD Ticker: 7076 Security ID: Y1228S105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yusof Bin Basiran as Director For Did Not Vote Management 2 Elect Lim Chai Huat as Director For Did Not Vote Management 3 Approve Remuneration of Directors For Did Not Vote Management 4 Approve Crowe Malaysia PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase Program For Did Not Vote Management 7 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 8 Approve Yusof Bin Basiran to Continue For Did Not Vote Management Office as Independent Non-Executive Director 9 Approve Wong Chee Beng to Continue For Did Not Vote Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Reports on None None Management Company's and Group's Operations and Standalone and Consolidated Financial Statements 6.1 Receive Supervisory Board Report on None None Management Its Activities 6.2 Receive Supervisory Board Report on None None Management Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company's and Group's Operations 7 Approve Financial Statements and For Did Not Vote Management Management Board Report on Company's Operations 8 Approve Consolidated Financial For Did Not Vote Management Statements and Management Board Report on Group's Operations 9 Approve Treatment of Net Loss For Did Not Vote Management 10.1 Approve Discharge of Marcin Czyczerski For Did Not Vote Management (CEO) 10.2 Approve Discharge of Mariusz Gnych For Did Not Vote Management (Deputy CEO) 10.3 Approve Discharge of Karol Poltorak For Did Not Vote Management (Deputy CEO) 11.1 Approve Discharge of Dariusz Milek For Did Not Vote Management (Supervisory Board Chairman) 11.2 Approve Discharge of Wieslaw Oles For Did Not Vote Management (Supervisory Board Deputy Chairman) 11.3 Approve Discharge of Waldemar For Did Not Vote Management Jurkiewicz (Supervisory Board Member) 11.4 Approve Discharge of Filip Gorczyca For Did Not Vote Management (Supervisory Board Member) 11.5 Approve Discharge of Zofia Dzik For Did Not Vote Management (Supervisory Board Member) 11.6 Approve Discharge of Henry McGovern For Did Not Vote Management (Supervisory Board Member) 12 Approve Remuneration Report For Did Not Vote Management 13 Approve Regulations on Supervisory For Did Not Vote Management Board 14 Amend Remuneration Policy For Did Not Vote Management 15 Amend Terms of Remuneration of For Did Not Vote Management Supervisory Board Members 16 Amend Statute Re: Management Board For Did Not Vote Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Hui as Non-Independent For For Management Director 2.1 Approve Daily Related Party For For Management Transactions with HNA Commercial Holdings Co., Ltd. 2.2 Approve Daily Related Party For For Management Transactions with New Cooperation Trade Chain Group Co., Ltd. -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Additional Guarantee Amount For For Management and Guaranteed Object 3 Approve Provision of Counter Guarantee For For Management 4 Elect Geng Hongmei as Supervisor For For Management 5.1 Elect Li Fugen as Non-Independent For For Management Director 5.2 Elect Wang Xingyun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve External Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Appointment of Financial For For Management Report Auditor 12 Approve Appointment of Internal For For Management Control Auditor 13 Approve Derivatives Investment Business For Against Management 14 Approve Stock Option Incentive Plan For Against Management and Its Summary 15 Approve Methods to Assess the For Against Management Performance of Plan Participants 16 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- CEBU LANDMASTERS, INC. Ticker: CLI Security ID: Y1313P107 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Previous Minutes For Did Not Vote Management 2A Approve Increase in Authorized Capital For Did Not Vote Management Stock and Amend Article Seventh of the Amended Articles of Incorporation to Reflect the Increase in Authorized Capital Stock 2B Authorize President, Treasurer, For Did Not Vote Management Corporate Secretary and Their Respective Assistants and/or Substitutes to File the Necessary Documents to Accomplish the Increase of the Authorized Capital Stock and the Amendment of the Articles of Incorporation 2C Approve Declaration of Stock Dividends For Did Not Vote Management 3 Approve Other Matters For Did Not Vote Management 4 Adjournment For Did Not Vote Management -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Zhengwu as Non-Independent For For Management Director 2 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 3 Approve Management Method of the Stock For Against Management Option Incentive Plan 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Daily Related Party For Against Management Transactions 8 Approve Additional Guarantee For Against Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Annual Report and Summary For For Management 11 Approve Internal Control For For Management Self-Evaluation Report 12 Approve Remuneration of Directors For For Management 13 Approve Usage of Raised Funds to For For Management Replenish Working Capital 14 Approve to Appoint Financial and For For Management Internal Control Auditor 15.1 Elect Cao Huabin as Director For For Management 15.2 Elect Zhang Huixue as Director For For Management 15.3 Elect Xie Zhengwu as Director For For Management 15.4 Elect Qi Lianpeng as Director For For Management 15.5 Elect Bu Jitian as Director For For Management 15.6 Elect Chen Zhongyi as Director For For Management 16.1 Elect An Liansuo as Director For For Management 16.2 Elect Liu Jipeng as Director For For Management 16.3 Elect Lu Jianping as Director For For Management 17.1 Elect Dang Hongggang as Supervisor For For Management 17.2 Elect Zhu Zuohong as Supervisor For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Equity Incentive Management For Against Management Measures 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5.1 Elect Liu Shaojing as Non-independent For For Management Director -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Initial Conversion Price For For Management 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination of Number of For For Management Conversion Shares 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Deposit Account for Raised For For Management Funds 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Principles of Bondholders For For Management Meeting 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Management Method of For Against Management Performance Shares Incentive Plan 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 2 Approve Adjustment on Plan on Issuance For For Management of Convertible Bonds 3 Approve Issuance of Convertible Bonds For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Increase in Registered Capital For For Management 4 Amend Articles of Association For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For Against Management 9 Approve Investment Plan For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Application For For Management 12 Approve Provision of Guarantee For For Management 13 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- CELL BIOTECH CO., LTD. Ticker: 049960 Security ID: Y1233N109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CELLTRION HEALTHCARE CO., LTD. Ticker: 091990 Security ID: Y6S3BE101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Separate Financial Statements For For Management 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Jun-seok as Inside Director For For Management 3.2 Elect Lee Han-gi as Inside Director For For Management 3.3 Elect Lee Jung-jae as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Appropriation of Income (Stock For For Management Dividends) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CELLTRION PHARM INC. Ticker: 068760 Security ID: Y1243L101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Seo Jin-seok as Inside Director For For Management 3.2 Elect Lee Wang-don as Outside Director For For Management 3.3 Elect Song Tae-young as Outside For For Management Director 3.4 Elect Yang Sang-woo as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CELLTRION, INC. Ticker: 068270 Security ID: Y1242A106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Seo Jin-seok as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 23, 2021 Meeting Type: Annual/Special Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For Against Management Dividends of CLP 28 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management a Amend Articles Re: Compliance Committee For For Management b Authorize Share Repurchase Program For Against Management c Set Aggregate Nominal Amount of Share For Against Management Repurchase Program d Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CENTRAL CHINA REAL ESTATE LIMITED Ticker: 832 Security ID: G20768100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wang Jun as Director For For Management 3B Elect Cheung Shek Lun as Director For For Management 3C Elect Xin Luo Lin as Director For For Management 3D Elect Chen Ying as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Commitments Related For For Management to Horizontal Competition -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Amend Working System for Independent For For Management Directors 3 Amend Management System for External For For Management Guarantees 4 Amend Rules and Procedures Regarding For For Management Investment Decision-making 5 Amend Special System for Selecting and For For Management Hiring Accounting Firms 6 Amend Related Party Transaction For For Management Decision-making System 7 Approve Changes in Accounting Policies For For Management 8 Approve Related Party Transaction in For For Management Connection to the Lease and Sale of Public Rental Housing -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 1.2 Receive Supervisory Board Report None None Management 1.3 Receive Audit Committee Report None None Management 2 Receive Report on Group's Development None None Management Plans 3.1 Approve Financial Statements For Did Not Vote Management 3.2 Approve Consolidated Financial For Did Not Vote Management Statements 3.3 Approve Financial Statements of CEZ For Did Not Vote Management Korporatni sluzby s.r.o 4 Approve Allocation of Income and For Did Not Vote Management Dividends of CZK 52 per Share 5.1 Ratify Ernst & Young Audit s.r.o. as For Did Not Vote Management Auditor 5.2 Ratify Deloitte Audit s.r.o. as Auditor For Did Not Vote Management 6 Approve Volume of Charitable Donations For Did Not Vote Management 7 Recall and Elect Supervisory Board For Did Not Vote Management Members 8 Recall and Elect Members of Audit For Did Not Vote Management Committee 9 Approve Remuneration Report For Did Not Vote Management -------------------------------------------------------------------------------- CGN NEW ENERGY HOLDINGS CO., LTD. Ticker: 1811 Security ID: G20298108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of the Financial For Against Management Services (CGNPC Huasheng) Framework Agreement 2 Approve Renewal of the Financial For Against Management Services (CGN Finance) Framework Agreement 3 Approve Renewal of the Operation and For For Management Management Services (Solar Energy) Framework Agreement 4 Approve Renewal of the Operation and For For Management Management Services (Wind Energy) Framework Agreement 5 Approve Renewal of the Operation and For For Management Management Services (CGN Energy) Framework Agreement 6 Approve Renewal of the Operation and For For Management Management Services (Huamei Holding) Framework Agreement 7 Approve Financial Services Annual Caps For Against Management 8 Approve Operation and Management For For Management Services Annual Caps 9 Approve Rudong Entrusted Construction For For Management Management Contract 10 Approve Shengsi Entrusted Construction For For Management Management Contract -------------------------------------------------------------------------------- CGN NEW ENERGY HOLDINGS CO., LTD. Ticker: 1811 Security ID: G20298108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xia Linquan as Director For For Management 3b Elect Wang Minhao as Director For For Management 3c Elect Leung Chi Ching Frederick as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management 2 Approve Exemptions from Partial For For Management Commitments of Defective Real Estate in Major Asset Restructure -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Xiaoyan as Independent For For Management Director -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ren Liyong as Non-Independent For For Shareholder Director 2 Elect Liu Yangping as Supervisor For For Shareholder 3 Approve Provision of Guarantee For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Financial Statements For For Management 8 Approve Budget and Investment Plan For For Management 9 Approve Profit Distribution For For Management 10 Approve Credit and Financing Plan For Against Management 11 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHA BIOTECH CO., LTD. Ticker: 085660 Security ID: Y1292F104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Yoon-sang as Inside Director For For Management 3.2 Elect Kang Il-mo as Outside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters 3 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Completion of Raised Funds For For Management Project and Transfer of Remaining Raised Funds to Raised Funds Account 8 Approve Daily Related-Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Use of Raised Funds to For For Management Purchase Financial Products 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Use of Own Funds to Invest in For Against Management Financial Products 13 Approve Provision of Guarantee For For Management 14 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yongchuan as Supervisor For For Management -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Ji as Director For For Shareholder 1.2 Elect Jiang Yuntao as Director For For Shareholder 1.3 Elect Ye Peng as Director For For Shareholder 1.4 Elect Wang Zhigang as Director For For Shareholder 1.5 Elect Zhu Xianchao as Director For For Shareholder 1.6 Elect Zhang Yuzhi as Director For For Shareholder 2.1 Elect Li Chunhao as Director For For Management 2.2 Elect Zhang Chunying as Director For For Management 2.3 Elect Zhang Weiming as Director For For Management 3.1 Elect Liu Yongchuan as Supervisor For For Shareholder 3.2 Elect Zhao Shuping as Supervisor For For Shareholder 4 Approve Signing of License Cooperation For For Management Agreement -------------------------------------------------------------------------------- CHANGHAE ETHANOL CO., LTD. Ticker: 004650 Security ID: Y1R95C101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Yeon-hui as Inside Director For For Management 3 Appoint Lim Chang-gyu as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Semi-annual Risk Control For For Management Indicator Report 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Related Party Transaction with For For Management Guohua Life Insurance Co., Ltd. and Related Enterprises 7.2 Approve Related Party Transaction with For For Management Three Gorges Capital Holdings Co., Ltd. and Related Enterprises 7.3 Approve Related Party Transaction with For For Management Changxin Fund Management Co., Ltd. and Related Enterprises 7.4 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve Risk Control Index Report For For Management 9 Approve Risk Appetite Authorization For For Management 10 Approve Remuneration and Assessment of For For Management Directors 11 Approve Remuneration and Assessment of For For Management Supervisors 12 Approve Performance Appraisal and For For Management Remuneration of Company's Management 13 Elect Hao Wei as Non-independent For For Management Director 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Own Funds for Cash For Against Management Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisor For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Fan Lin as Independent Director For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Waiver of Pre-emptive Right For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Amend Company System For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Raised Funds Management System For Against Management 4 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 7 Amend Working System for Independent For Against Management Directors 8 Amend External Guarantee Management For Against Management System 9 Amend Related Party Transaction For Against Management Management System 10 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Amendments to Articles of For Against Management Association 10 Approve Company's Eligibility for For For Management Share Issuance 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.4 Approve Issue Size For For Management 11.5 Approve Target Subscribers and For For Management Subscription Method 11.6 Approve Lock-up Period For For Management 11.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 11.8 Approve Listing Exchange For For Management 11.9 Approve Amount and Use of Proceeds For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Plan for Issuance of Shares For For Management 13 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHEIL BIO CO., LTD. Ticker: 052670 Security ID: Y1296Y109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Lim Dong-gyun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHEIL WORLDWIDE, INC. Ticker: 030000 Security ID: Y1296G108 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Yoon as Outside Director For For Management 2.2 Elect Kim Jong-hyun as Inside Director For For Management 3 Appoint Lee Hong-sub as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHEMON, INC. Ticker: 217600 Security ID: Y2R37H109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Hyeon-geol as Inside Director For For Management 2.2 Elect Yang Gil-ahn as Non-Independent For For Management Non-Executive Director 2.3 Elect Jang Yang-su as Outside Director For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHEMTRONICS CO., LTD. Ticker: 089010 Security ID: Y1307L104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Gang-seon as Inside Director For For Management 3.2 Elect Kim Eung-su as Inside Director For For Management 3.3 Elect Kim Doh-hyeong as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHEMTROS CO. LTD. Ticker: 220260 Security ID: Y5S770109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Jeon Sang-hyeon as Inside For For Management Director 4 Appoint Kim Gyeong-su as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHENG MEI MATERIALS TECHNOLOGY CORP. Ticker: 4960 Security ID: Y1405C105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For Did Not Vote Management Financial Statements 2 Approve Statement of Profit and Loss For Did Not Vote Management Appropriation 3 Approve Amendments to Articles of For Did Not Vote Management Association 4 Amend Rules and Procedures Regarding For Did Not Vote Management Shareholder's General Meeting 5 Amend Procedures Governing the For Did Not Vote Management Acquisition or Disposal of Assets 6 Amend Procedure for Transactions For Did Not Vote Management between Enterprise Groups, Specific Companies and Related Parties 7 Approve Issuance of Restricted Stocks For Did Not Vote Management 8.1 Elect HE,ZHAO-YANG (Jau-Yang Ho), with For Did Not Vote Management Shareholder No. 00004174, as Non-Independent Director 8.2 Elect LUO,LAI-HUANG (Lai -Huang Lo), For Did Not Vote Management with Shareholder No. 00091971, as Non-Independent Director 8.3 Elect LU,WEI-LUN (Wei-Lun Lu), a For Did Not Vote Management Representative of HENG TAI INTERNATIONAL INVESTMENT HOLDINGS CO. ,LTD., with Shareholder No. 00153100, as Non-Independent Director 8.4 Elect CHEN,QI-WEN (Chi-Wen Chen), a For Did Not Vote Management Representative of ABRAHAM INVESTMENT CO., LTD., with Shareholder No. 00153101, as Non-Independent Director 8.5 Elect GAN,JIAN-FU (Jian-Fu Gan), a For Did Not Vote Management Representative of FOUR SEASON'S LOGISTICS SERVICES INT'L CORP., with Shareholder No. 00077933, as Non-Independent Director 8.6 Elect XIE,CHENG-YUN (Cheng-Yun Hsieh), For Did Not Vote Management a Representative of YANWEN ASSET MANAGEMENT CONSULTING CO., LTD., with Shareholder No. 00128926, as Non-Independent Director 8.7 Elect LIU,WEI-TING (Wei-Ting Liu), For Did Not Vote Management with ID No. D121229XXX, as Independent Director 8.8 Elect HUANG,GUO-SHI (Kuo- Shih Huang), For Did Not Vote Management with ID No. E121694XXX, as Independent Director 8.9 Elect JHANG,ZU-EN (Juu-En Chang), with For Did Not Vote Management ID No. N103009XXX, as Independent Director 9 Approve Release of Restrictions on For Did Not Vote Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of Own Funds to Invest in For For Management Financial Products 10 Approve Termination of Private For For Management Placement of Shares and Withdrawal of Application Documents -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Share Long-term For For Management Incentive Plan and First Phase Implementation Plan (Revised Draft) 2 Approve Management Method of For For Management Performance Share Long-term Incentive Plan 3 Approve Implementation Evaluation For For Management Measures for the First Performance Share Incentive Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Elect Chen Xin as Non-independent For For Management Director 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Song as Director For For Management 1.2 Elect Zhong Kai as Director For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Related Party Transaction with For Against Management China Electronics Technology Finance Co., Ltd. 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Provision of Guarantees to For For Management Chengdu Xingrong Longfeng Environmental Power Generation Co., Ltd. 6 Approve Related Party Transaction in For For Management Connection to Signing of Raw Water Purchase Contract 7 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Budget Report For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CHINA AEROSPACE INTERNATIONAL HOLDINGS LIMITED Ticker: 31 Security ID: Y1373B188 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Zhou Limin as Director For For Management 3A2 Elect Liu Xudong as Director For For Management 3A3 Elect Luo Zhenbang as Director For For Management 3A4 Elect Wang Xiaojun as Director For For Management 3B Approve Payment of Director's Fee, For For Management Allowance of Board Meeting and Committee's Meeting and Remuneration of Other Directors and Members of the Audit Committee, Remuneration Committee, and Environmental, Social and Governance Committee 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Work Report For For Management 2 Approve Report of the Independent For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Capitalization of Capital For For Management Reserves 5 Approve Remuneration of Financial For For Management Auditor 6 Approve Remuneration of Internal For For Management Control Auditor 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Financial Budget Report For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Financial Services Agreement For Against Management 13 Approve Appointment of Financial For For Management Auditor 14 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4a Elect Guo Zi Ning as Director For For Management 4b Elect Chan Ka Yeung Jacky as Director For For Management 4c Elect Tsui King Fai as Director For For Management 4d Elect Chen Zhi Bin as Director For For Management 4e Elect Lee Thomas Kang Bor fas Director For For Management 4f Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Articles of Association For For Management -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Work Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds for Entrusted For Against Management Asset Management 8 Approve Issuance of Medium-term Notes For For Management 9 Elect Xu Biao as Non-independent For For Management Director 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Bo as Non-independent For For Management Director 1.2 Elect Wang Yuhang as Non-independent For For Management Director 1.3 Elect Zhang Fusheng as Non-independent For For Management Director 1.4 Elect Zhang Geling as Non-independent For For Management Director 2.1 Elect Ge Changyin as Independent For For Management Director 2.2 Elect Wang Decheng as Independent For For Management Director 2.3 Elect Li Guoqiang as Independent For For Management Director 3.1 Elect Zhou Yamin as Supervisor For For Management 3.2 Elect Li Wenping as Supervisor For For Management 4 Amend Articles of Association For Against Management 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Application of Bank Credit For Against Management Lines 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Remuneration of Directors For For Management 10 Elect Li Xuhong as Independent Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Onshore Undated For For Management Capital Bonds -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Preference Shares to For For Management be Issued 1.2 Approve Number of Preference Shares to For For Management be Issued and Issue Size 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Maturity For For Management 1.5 Approve Method of Issuance and Target For For Management Investors 1.6 Approve Lock-Up Period For For Management 1.7 Approve Terms of Dividend Distribution For For Management 1.8 Approve Terms of Mandatory Conversion For For Management 1.9 Approve Terms of Conditional Redemption For For Management 1.10 Approve Limited Voting Rights and For For Management Terms of Restoration of Voting Rights 1.11 Approve Order of Priority in For For Management Liquidation and Methods for Liquidation 1.12 Approve Rating Arrangements For For Management 1.13 Approve Security Arrangements For For Management 1.14 Approve Use of Proceeds For For Management 1.15 Approve Listing/Trading Arrangements For For Management 1.16 Approve Validity Period of the For For Management Resolution for the Issuance of Offshore Preference Shares 1.17 Approve Matters Relating to For For Management Authorization -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Preference Shares to For For Management be Issued 1.2 Approve Number of Preference Shares to For For Management be Issued and Issue Size 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Maturity For For Management 1.5 Approve Method of Issuance and Target For For Management Investors 1.6 Approve Lock-Up Period For For Management 1.7 Approve Terms of Dividend Distribution For For Management 1.8 Approve Terms of Mandatory Conversion For For Management 1.9 Approve Terms of Conditional Redemption For For Management 1.10 Approve Limited Voting Rights and For For Management Terms of Restoration of Voting Rights 1.11 Approve Order of Priority in For For Management Liquidation and Methods for Liquidation 1.12 Approve Rating Arrangements For For Management 1.13 Approve Security Arrangements For For Management 1.14 Approve Use of Proceeds For For Management 1.15 Approve Listing/Trading Arrangements For For Management 1.16 Approve Validity Period of the For For Management Resolution for the Issuance of Offshore Preference Shares 1.17 Approve Matters Relating to For For Management Authorization -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration Settlement Scheme For For Management for the Directors 4 Approve Remuneration Settlement Scheme For For Management for the Supervisors 5 Approve Final Financial Account Plan For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget of Investment in For For Management Capital Expenditure 8 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms and Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Hexin as Director For For Management 2 Approve Amendments to Articles of For Against Shareholder Association 3 Approve Formulation of Implementation For For Shareholder Rules for the Accumulative Voting Mechanism -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Engagement of Accounting Firms For For Management and Their Fees 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Director Allowance Policy of For For Management Board of Directors 10 Approve Supervisor Allowance Policy of For For Management Board of Supervisors 11.01 Elect Zhu Hexin as Director For For Management 11.02 Elect Cao Guoqiang as Director For For Management 11.03 Elect Huang Fang as Director For For Management 11.04 Elect Wang Yankang as Director For For Management 12.01 Elect Fang Heying as Director For For Management 12.02 Elect Guo Danghuai as Director For For Management 13.01 Elect He Cao as Director For For Management 13.02 Elect Chen Lihua as Director For For Management 13.03 Elect Qian Jun as Director For For Management 13.04 Elect Yan Lap Kei Isaac as Director For For Management 14.01 Elect Wei Guobin as Supervisor For For Management 14.02 Elect Sun Qixiang as Supervisor For For Management 14.03 Elect Liu Guoling as Supervisor For For Management 15.01 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For For Management the Year 2021 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8 Approve Controlling Shareholder's For For Management Change of Commitments Related to Horizontal Competition 9.01 Elect Wang Shudong as Director For For Management 10.01 Elect Zhang Qiaoqiao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ji Qinying as Director For For Management 3b Elect Li Daming as Director For For Management 3c Elect Chang Zhangli as Director For Against Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiang as Director For For Management 2 Approve Confirmation of the Donations For For Management of Anti-Pandemic Materials Made in 2020 3 Approve Additional Limit on Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget for Fixed Assets For For Management Investment 6 Elect Kenneth Patrick Chung as Director For For Management 7 Elect Leung Kam Chung, Antony as For For Management Director 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Guarantee Provision Plan For Against Management 8.1 Approve Related Party Transaction with For For Management Beijing Gubei Water Town Tourism Co., Ltd. 8.2 Approve Related Party Transaction with For For Management CYTS Hongqi (Hengqin) Fund Management Co., Ltd. 8.3 Approve Related Party Transaction with For For Management CYTS Yaoyue (Beijing) Travel Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Chengdu Qingcheng Mountain Dujiangyan Tourism Co., Ltd. 8.5 Approve Related Party Transaction with For For Management China Everbright Group Corporation and its Subsidiaries 9 Amend Articles of Association For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Hui as Non-independent For For Management Director -------------------------------------------------------------------------------- CHINA DATANG CORP. RENEWABLE POWER CO., LIMITED Ticker: 1798 Security ID: Y1456S108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Independent Auditor's Report For For Management and Audited Financial Report 4 Approve Final Financial Report For For Management 5 Approve Financial Budget Plan For Against Management 6 Approve Profit Distribution Plan For For Management 7 Approve Domestic and Overseas For For Management Accounting Firms and Authorize Board to Fix Their Remuneration 8 Approve Report on Operation and For For Management Investment Plan 9 Approve Financing Plan For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA DEVELOPMENT BANK FINANCIAL LEASING CO., LTD. Ticker: 1606 Security ID: Y1460S102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Profit Distribution Plan For For Management 3 Approve Final Financial Report For For Management 4 Approve Financial Budget Report For For Management 5 Approve Appointment of Accounting Firm For For Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Elect Yang Guifang as Director For For Management 9 Elect Li Xueling as Supervisor For For Management 10 Approve Finance Lease Transaction in None None Management Relation to Sale and Leaseback of Fixed Assets Including Auxiliary Properties of Social Housing 11 Approve General Mandate to Issue Debt For For Management Financing Instruments 12 Approve Issuance of Capital Bonds with For For Management No Fixed Term -------------------------------------------------------------------------------- CHINA DILI GROUP Ticker: 1387 Security ID: G2121J101 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA DILI GROUP Ticker: 1387 Security ID: G2121J101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Qin Xiang as Director For For Management 2b Elect Yin Jianhong as Director For For Management 2c Elect Fan Ren-Da, Anthony as Director For Against Management 2d Elect Leung Chung Ki as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA DYNAMICS (HOLDINGS) LIMITED Ticker: 476 Security ID: G2117G103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Cheung Ngan as Against Against Shareholder Director 2 Approve Removal of Miguel Valldecabres Against Against Shareholder Polop as Director 3 Approve Removal of Chan Francis Ping Against Against Shareholder Kuen as Director 4 Approve Removal of Hu Guang as Director Against Against Shareholder 5 Approve Removal of Tan Yee Boon as Against Against Shareholder Director 6 Approve Removal of Any Director Against Against Shareholder Appointed to the Board During the Period from October 18, 2020 to the Date of the SGM as a Director of the Company with Immediate Effect 7 Elect Zhou Jin Kai as Executive Against Against Shareholder Director 1 Approve Removal of Zhou Jin Kai as Against Against Shareholder Director -------------------------------------------------------------------------------- CHINA DYNAMICS (HOLDINGS) LIMITED Ticker: 476 Security ID: G2117G103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of English Name and For For Management Chinese Name of the Company and Related Transactions -------------------------------------------------------------------------------- CHINA EDUCATION GROUP HOLDINGS LIMITED Ticker: 839 Security ID: G2163M103 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xie Ketao as Director For For Management 3b Elect Gerard A. Postiglione as Director For For Management 3c Elect Rui Meng as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA ENERGY ENGINEERING CORP. LTD. Ticker: 3996 Security ID: Y1475W106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA ENERGY ENGINEERING CORP. LTD. Ticker: 3996 Security ID: Y1475W106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Elect Song Hailiang as Director For For Management 3.2 Elect Sun Hongshui as Director For For Management 3.3 Elect Ma Mingwei as Director For For Management 3.4 Elect Li Shulei as Director For For Management 3.5 Elect Liu Xueshi as Director For Against Management 3.6 Elect Si Xinbo as Director For Against Management 3.7 Elect Zhao Lixin as Director For For Management 3.8 Elect Cheng Niangao as Director For For Management 3.9 Elect Ngai Wai Fung as Director For Against Management 4.1 Elect He Jiansheng as Supervisor For For Management 4.2 Elect Mao Fengfu as Supervisor For For Management 4.3 Elect Lv Shisen as Supervisor For For Management -------------------------------------------------------------------------------- CHINA ENERGY ENGINEERING CORPORATION LIMITED Ticker: 3996 Security ID: Y1475W106 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of CGGC For For Management through Share Swap by the Issuance of A Shares by the Company Meeting the Requirements for Initial Public Offering and Listing 2.1 Approve Summary of the Plan for the For For Management Merger 2.2 Approve Parties to the Merger For For Management 2.3 Approve Method of the Merger For For Management 2.4 Approve Class and Nominal Value of For For Management Shares to be Issued Under Share Swap 2.5 Approve Targets of the Share Swap and For For Management Registration Date of Implementation of the Merger 2.6 Approve Conversion Price and Issue For For Management Price 2.7 Approve Conversion Ratio For For Management 2.8 Approve Number of Shares to be Issued For For Management Under the Share Swap 2.9 Approve Listing and Trading of A For For Management Shares of the Company 2.10 Approve Treatment of Fractional Shares For For Management 2.11 Approve Treatment of CGGC Shares with For For Management Restricted Rights 2.12 Approve Lock-up Period Arrangement For For Management 2.13 Approve Protection Mechanism of Rights For For Management for Dissenting Shareholders 2.14 Approve Disposal of Claims and Debts For For Management and Protection Mechanism of Rights for Creditors in Respect of the Merger 2.15 Approve Arrangements for the For For Management Transitional Period 2.16 Approve Arrangements for the Transfer For For Management or Closing of Related Assets in Respect of the Merger 2.17 Approve Employee Settlement For For Management 2.18 Approve Transfer Arrangement of For For Management Retained Profits 2.19 Approve Validity Period of the For For Management Resolution 3 Approve Report of the Absorption and For For Management Merger of China Gezhouba Group Stock Company Limited Through Share Swap by China Energy Engineering Corporation Limited and Related Transactions (Draft) and Its Summary 4 Approve Entering into the Agreement on For For Management Absorption and Merger Through Share Swap of China Energy Engineering Corporation Limited and China Gezhouba Group Stock Company Limited with Effective Conditions 5 Approve Audit Report Related to the For For Management Merger 6 Approve Confirmation of the Valuation For For Management Report Related to the Merger 7 Approve Independence of the Valuation For For Management Agency, the Reasonableness of Valuation Assumptions, the Relevance of Valuation Methods and Valuation Purposes, and the Fairness of Valuation and Pricing 8 Approve A Share Price Stabilization For For Management Plan of the Company 9 Approve Dividend Distribution Plan for For For Management the Three Years after the Absorption and Merger of China Gezhouba Group Stock Company Limited through Share Swap by the Issuance of A Shares by China Energy Engineering Corporation Limited 10 Approve Dilution of Immediate Returns For For Management by the Merger and Proposed Remedial Measures 11 Approve Relevant Commitments and For For Management Restraint Measures Issued by the Company 12 Approve Amendments to Articles of For Against Management Association (Draft) and Its Appendices Applicable after the Listing of A Shares of the Company 13 Approve Amendments of the For For Management Administrative Measures for External Guarantees of China Energy Engineering Corporation Limited 14 Approve Confirmation of the Related For For Management Transactions during the Reporting Period (the Year 2018, 2019 and 2020) 15 Approve Amendment to the Business For For Management Scope of the Company 16 Approve Self-Inspection Report and For For Management Related Commitments of the Real Estate Business of the Company 17 Authorize Board to Handle All Matters For For Management in Relation to the Merger 18 Approve Self-Evaluation Report of the For For Management Internal Control of the Company -------------------------------------------------------------------------------- CHINA ENERGY ENGINEERING CORPORATION LIMITED Ticker: 3996 Security ID: Y1475W106 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of CGGC For For Management Through Share Swap by the Issuance of A Shares by the Company Meeting the Requirements for Initial Public Offering and Listing 2.1 Approve Summary of the Plan for the For For Management Merger 2.2 Approve Parties to the Merger For For Management 2.3 Approve Method of the Merger For For Management 2.4 Approve Class and Nominal Value of For For Management Shares to be Issued Under Share Swap 2.5 Approve Targets of the Share Swap and For For Management Registration Date of Implementation of the Merger 2.6 Approve Conversion Price and Issue For For Management Price 2.7 Approve Conversion Ratio For For Management 2.8 Approve Number of Shares to be Issued For For Management Under the Share Swap 2.9 Approve Listing and Trading of A For For Management Shares of the Company 2.10 Approve Treatment of Fractional Shares For For Management 2.11 Approve Treatment of CGGC Shares with For For Management Restricted Rights 2.12 Approve Lock-up Period Arrangement For For Management 2.13 Approve Protection Mechanism of Rights For For Management for Dissenting Shareholders 2.14 Approve Disposal of Claims and Debts For For Management and Protection Mechanism of Rights for Creditors in Respect of the Merger 2.15 Approve Arrangements for the For For Management Transitional Period 2.16 Approve Arrangements for the Transfer For For Management or Closing of Related Assets in Respect of the Merger 2.17 Approve Employee Settlement For For Management 2.18 Approve Transfer Arrangement of For For Management Retained Profits 2.19 Approve Validity Period of the For For Management Resolution 3 Approve Entering Into the Agreement on For For Management Absorption and Merger Through Share Swap of China Energy Engineering Corporation Limited and China Gezhouba Group Stock Company Limited with Effective Conditions 4 Amend Articles of Association For Against Management 5 Authorize Board to Handle All Matters For For Management in Relation to the Merger -------------------------------------------------------------------------------- CHINA ENERGY ENGINEERING CORPORATION LIMITED Ticker: 3996 Security ID: Y1475W106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Remuneration Plan for the For For Management Directors 4 Approve Remuneration Plan for the For For Management Supervisors 5 Approve Standards on Remuneration For For Management Payment of the Directors for the Year 2019 6 Approve Standards on Remuneration For For Management Payment of the Supervisors for the Year 2019 7 Approve Final Financial Report For For Management 8 Approve Profit Distribution Plan For For Management 9 Approve Financial Budget Proposal For Against Management 10 Approve Financing External Guarantees For Against Management Plan 11 Approve KPMG and Da Hua Certified For For Management Public Accountants as Auditors and Authorize Board to Fix Their Remuneration 12 Approve General Mandate to Issue For Against Management Domestic and Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Fuling as Director For For Management 2 Elect Liu Shiping as Director For For Management 3 Elect Lu Hong as Supervisor For For Management 1 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Budget Plan of Fixed Asset For For Management Investment 4 Approve Audited Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Elect Li Wei as Director For For Shareholder 1 Approve Issuance of Tier 2 Capital For For Management Bonds -------------------------------------------------------------------------------- CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hu Yanguo as Director For For Management 3.2 Elect Qian Xiaodong as Director For For Management 3.3 Elect Zhai Haitao as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT GREENTECH LTD. Ticker: 1257 Security ID: G2R55E103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Tianyi as Director For Against Management 3a2 Elect Yang Zhiqiang as Director For For Management 3a3 Elect Guo Ying as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Scheme of For Against Management Evergrande Property Services Group Limited 2 Approve Share Option Scheme of For Against Management Evergrande Fairyland Group Limited 3 Approve Share Option Scheme of New For Against Management Gains Group Limited 4 Approve Share Option Scheme of For Against Management Evergrande Charging Technology Co., Ltd. 5 Approve Share Option Scheme of Star For Against Management Network Cloud IoT Technology Co., Ltd. 6 Approve Share Option Scheme of Star For Against Management Network Community Cloud IoT Technology Co., Ltd. -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chau Shing Yim, David as Director For Against Management 4 Elect He Qi as Director For For Management 5 Elect Xie Hongxi as Director For For Management 6 Elect Lai Lixin as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EXPRESS AIRLINES CO., LTD. Ticker: 002928 Security ID: Y1R7E3105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For Against Management 7 Approve Provision of Guarantee For For Management 8 Approve Additional Crude Oil Hedging For For Management Business 9 Approve Additional Foreign Exchange For For Management and Interest Rates Hedging Business 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Hedging Business Management For Against Management System -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Signing of Entrusted Operation For For Management and Management Agreement and Related Party Transactions 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Related Party Transactions For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 COFCO Mutual Provision For For Management Agreement, Annual Caps and Related Transactions 2 Elect Chen Zhigang as Director For For Management -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Shen Peng as Director For For Management 4 Elect Mok Wai Bun, Ben as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Financial Services For Against Management Agreement, Proposed Daily Deposit Cap and Related Transactions -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y1507B104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction for For For Management Deposit and Settlement Transactions 2 Approve Guarantee Plan For Against Management 3 Approve Cancellation of Stock Options For For Management and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y1507B104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisor For For Management 10 Approve Cancellation of Stock Option For For Management and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Plan For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Capital Expenditure Budget For For Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan 9 Approve Remuneration Plan of Chen Jing For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13 Approve Amendments to the Working For For Management Rules for Independent Directors 14 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 15 Approve Amendments to the For For Management Administrative Measures for External Investment 16 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 17 Amend Articles of Association For Against Management 18 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 19.1 Elect Chen Gongyan as Director For For Management 19.2 Elect Chen Liang as Director For For Management 19.3 Elect Liu Dingping as Director For For Management 19.4 Elect Yang Tijun as Director For For Management 19.5 Elect Liu Chang as Director For For Management 19.6 Elect Liu Zhihong as Director For For Management 20.1 Elect Liu Ruizhong as Director For Against Management 20.2 Elect Wang Zhenjun as Director For Against Management 20.3 Elect Liu Chun as Director For Against Management 20.4 Elect Law Cheuk Kin Stephen as Director For Against Management 21.1 Elect Chen Jing as Supervisor For For Management 21.2 Elect Tao Libin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size and Issue Manner For For Management 1.2 Approve Bond Type For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Payment of Capital and Interest For For Management 1.5 Approve Bond Interest Rate and Method For For Management of Determination 1.6 Approve Target Subscribers For For Management 1.7 Approve Placing Arrangement for For For Management Shareholders 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Guarantee Arrangement For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Underwriting Manner For For Management 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization of the Board to For For Management Handle All Related Matters 2 Approve Signing of Financial Services For Against Management Agreement 3 Approve Financing Guarantee Plan For Against Management 4 Approve Signing of Daily Operation For For Management Related Transaction Agreement -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption Merger via Share For For Management Swap and Related Party Transactions Complies with Relevant Laws and Regulations 2.1 Approve Overview of this Merger Plan For For Management 2.2 Approve Merging Parties For For Management 2.3 Approve Method of Merger For For Management 2.4 Approve Type and Par Value For For Management 2.5 Approve Share Swap Target and Merger For For Management Implementation Equity Registration Date 2.6 Approve Conversion Price and Issuance For For Management Price 2.7 Approve Conversion Ratio For For Management 2.8 Approve Number of Shares Issued for For For Management Conversion 2.9 Approve Listing Circulation of A Shares For For Management 2.10 Approve Fractional Shares Processing For For Management Method 2.11 Approve Treatment of Gezhouba Shares For For Management with Restricted Rights 2.12 Approve Lock-Up Period Arrangement For For Management 2.13 Approve the Rights Protection For For Management Mechanism of Dissenting Shareholders 2.14 Approve the Creditor's Rights and Debt For For Management Disposal as well as Creditor's Rights Protection Mechanism Involved in this Merger 2.15 Approve Transitional Arrangements For For Management 2.16 Approve Arrangements for the Transfer For For Management or Delivery of Related Assets Involved in this Merger 2.17 Approve Staff Placement For For Management 2.18 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.19 Approve Resolution Validity Period For For Management 3 Approve Draft Report and Summary on For For Management Absorption Merger via Share Swap and Related Party Transactions 4 Approve Signing of Conditional For For Management Absorption Merger via Share Swap Agreement 5 Approve the Merger Constitutes as For For Management Major Asset Restructuring and Related Party Transactions 6 Approve the Audit Report Related to For For Management this Merger 7 Approve the Relevant Valuation Report For For Management of this Merger 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Does Not For For Management Constitute Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 12 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Special Self-Inspection Report For For Management and Related Commitments of the Company's Real Estate Business 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Annual Report and Summary For For Management 17 Approve Financial Statements For For Management 18 Approve Report of the Board of For For Management Directors 19 Approve Report of the Independent For For Management Directors 20 Approve Report of the Board of For For Management Supervisors 21 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 22 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- CHINA GLASS HOLDINGS LIMITED Ticker: 3300 Security ID: G2111H123 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhou Cheng as Director For For Management 2b Elect Zhang Jinshu as Director For For Management 2c Elect Zhang Baiheng as Director For For Management 2d Elect Lyu Guo as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with Various Companies 6.2 Approve Daily Related Party For For Management Transactions with Great Wall Fund Management Co., Ltd. and Jingshun Great Wall Fund Management Co., Ltd. 6.3 Approve Daily Related Party For For Management Transactions with Shenzhen Energy Group Co., Ltd. 6.4 Approve Daily Related Party For For Management Transactions with Shenzhen New Jiangnan Investment Co., Ltd. 6.5 Approve Daily Related Party For For Management Transactions with Boshi Fund Management Co., Ltd. and China Merchants Bank Co., Ltd. 6.6 Approve Daily Related Party For For Management Transactions with China Merchants Securities Co., Ltd. 6.7 Approve Daily Related Party For For Management Transactions with Hua Xia Bank Co., Ltd. 6.8 Approve Daily Related Party For For Management Transactions with Other Related Legal Persons and Natural Persons 7 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management and Its Summary 2 Approve Management Method of the Stock For Against Management Option Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Amend Articles of Association For Against Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Entrusted Loan from For For Management Controlling Shareholder Involving Guarantee Method and Related Transaction 8 Approve Application of Bank Credit For For Management Lines and Change Guarantee Method 9 Approve Application of Bank Credit For For Management Line by Subsidiary -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jiantang as Non-Independent For For Shareholder Director 1.2 Elect Chen Kuanyi as Non-Independent For For Shareholder Director 2 Approve Continued Use of Part of For For Management State-owned Capital and Related Transactions 3 Approve Related Party Transaction in For For Management Connection to Prerequisites for State-owned Capital Injection to be Used by Companies 4 Approve Credit Line Application of For For Management Subsidiary -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Credit Line and For For Management Provision of Guarantees 8 Approve Guarantee Provision Plan For For Management 9 Approve Use of Idle Own Funds to For Against Management Improve Financial Efficiency and Related Party Transactions 10 Approve Provision of State-owned For For Management Capital for Use by the Company before Capital Injection and Related Party Transactions 11 Approve Adjustment of Deposit and Loan For Against Management Quota and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement and Related Party Transactions 12 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- CHINA HANKING HOLDINGS LIMITED Ticker: 3788 Security ID: G2115G105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Yang Jiye as Director For For Management 3A2 Elect Zheng Xuezhi as Director For For Management 3A3 Elect Ma Qingshan as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HARMONY AUTO HOLDING LIMITED Ticker: 3836 Security ID: G2118N107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Feng Changge as Director For For Management 3b Elect Han Yang as Director For Against Management 3c Elect Wang Nengguang as Director For Against Management 3d Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve Zhonghui Anda CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD. Ticker: 658 Security ID: G2112D105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Hu Jichun as Director For For Management 2b Elect Zhou Zhijin as Director For For Management 2c Elect Fang Jian as Director For For Management 2d Elect Jiang Xihe as Director For For Management 2e Elect Nathan Yu Li as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Comprehensive For Against Management Credit Extension and Conduct Financial Service Transactions such as Deposit Settlement with SDIC Finance Co., Ltd. -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhiquan as Director For For Shareholder 1.2 Elect Lou Silu as Director For For Shareholder 1.3 Elect Zhu Bingqing as Director For For Shareholder 1.4 Elect Hong Mingjun as Director For For Shareholder 1.5 Elect Wang Xiang as Director For For Shareholder 1.6 Elect Chang Zhizhen as Director For For Shareholder 2.1 Elect Zhou Xiaoqin as Director For For Shareholder 2.2 Elect Li Hongwei as Director For For Shareholder 2.3 Elect Gao Yongjun as Director For For Shareholder 3.1 Elect Liu Yang as Supervisor For For Shareholder 3.2 Elect Sa Shuli as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For For Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For For Management 2.5 Elect Zhang Jinglei as Director For For Management 2.6 Elect Li Zimin (Zhang Hao) as Director For For Management 2.7 Elect Sun Dongdong as Director For For Management 2.8 Elect Wen Xianjun as Director For For Management 2.9 Elect Xing Jian as Director For For Management 2.10 Elect Han Benwen as Director For For Management 2.11 Elect Dong Xinyi as Director For For Management 2.12 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA INDUSTRIAL SECURITIES CO. LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7 Approve Authorization of Domestic Debt For Against Management Financing Instruments 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Elect Ye Yuanhang as Non-independent For For Shareholder Director 14 Approve Performance Evaluation and For For Management Remuneration of Directors 15 Approve Performance Evaluation and For For Management Remuneration of Supervisors -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Amendments to the Plan on For For Management Authorization of the Shareholders' General Meeting to the Board of Directors 3 Approve 2020 Work Report of the Board For For Management of Directors 4 Approve 2020 Work Report of the For For Management Supervisory Committee 5 Approve 2020 Annual Report For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 8 Amend Rules of Procedures Regarding For For Management Meetings of Board of Directors 9 Approve the Establishment of the Asset For For Management Management Subsidiary 10.01 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Tan Lixia 10.02 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Duan Wenwu 10.03 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Xiong Lianhua 10.04 Approve Estimated Related-Party For For Management Transactions with Zheshang Jinhui Trust Co., Ltd. 10.05 Approve Estimated Related-Party For For Management Transactions with Other Related Legal Persons 10.06 Approve Estimated Related-Party For For Management Transactions with Other Related Natural Persons -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Further Update on Bank For For Management Facility and Project Guarantee Provided to Subsidiaries of the Company in 2020 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhu Zhiqiang as Director For For Management 1.02 Elect Kong Guoliang as Director For For Management 2 Elect Shi Lan as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management 6 Approve Guarantee Plan of CIMC For Against Management 7 Approve Provision of Guarantees for For Against Management Shenzhen CIMC Industry & City Development Group Co., Ltd. 8 Approve Application for Registration For For Management Issuance of Debt Financing Instrument 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 18, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext with Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 3 Approve Proposal on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 4 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary with Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Spin-off and Listing of the For For Management Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation of the Company 7 Approve Capability of CIMC-TianDa For For Management Holdings Company Limited to Implement Regulated Operation 8 Approve Explanation on the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Handle Matters Relating to the Spin-off and Listing -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Capitalization of Capital For For Management Reserves 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8.1 Approve Related Party Transaction with For For Management CNBM International Corporation 8.2 Approve Related Party Transaction with For For Management Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd. 8.3 Approve Related Party Transaction with For For Management Beixin Group Building Materials Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Zhenshi Holding Group Co., Ltd. 8.5 Approve Related Party Transaction with For For Management Zhejiang Hengshi Fiber Foundation Co., Ltd. 9 Approve Authorization of Company and For For Management Subsidiaries for Financing Credit 10 Approve Provision of Guarantees For Against Management 11 Approve Issuance of Corporate Bonds For Against Management and Debt Financing Instruments 12 Approve Forward Foreign Exchange For Against Management Settlement and Sale, Currency Interest Rate Swap and Precious Metals Futures Trading 13 Approve Technical Transformation For For Management Project of Glass Fiber Kiln Drawing Production Line 14 Approve Technical Transformation For For Management Project of High Performance Glass Fiber Kiln Drawing Production Line 15 Approve Adjustment on the Construction For For Management Plan for Production Line of Electronic Cloth 16 Approve Construction Project of Glass For For Management Fiber Chopped Strand Production Line 17 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Luo Jianfeng as Director For For Management 3b Elect Lin Dewei as Director For For Management 3c Elect Lan Fang as Director For For Management 3d Elect Tao Zhigang as Director For For Management 3e Elect Lu Jiandong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LILANG LTD. Ticker: 1234 Security ID: G21141109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3.1 Elect Wang Dong Xing as Director For For Management 3.2 Elect Cai Rong Hua as Director For Against Management 3.3 Elect Pan Rong Bin as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LOGISTICS PROPERTY HOLDINGS CO., LTD Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Cheuk Shun Wah as Director None None Management 3 Elect Shi Lianghua as Director For For Management 4 Elect Wu Guozhou as Director For For Management 5 Elect Fu Bing as Director For For Management 6 Elect Guo Jingbin as Director For For Management 7 Elect Wang Tianye as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement for For For Management Purchase and Sale of Comprehensive Products and Services and Proposed Annual Caps -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Shaolin as Director For For Management 2 Elect Shao Junjie as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory Board For For Management 3 Approve Independent Auditor's Report For For Management and Audited Financial Statements 4 Approve Final Financial Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Financial Budget Plan For Against Management 7 Elect Tang Jian as Director For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments Overseas 12 Approve General Mandate to Carry Out For For Management Financial Derivative Business 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongjun as Director For For Management 2 Elect Tang Chaoxiong as Director For For Management -------------------------------------------------------------------------------- CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LIMITED Ticker: 1317 Security ID: G21151116 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jingxia Zhang as Director For For Management 2b Elect James William Beeke as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MEDICAL & HEALTHCARE GROUP LTD. Ticker: 383 Security ID: G2133H101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Chong Sok Un as Director For Against Management 2.1b Elect Guo Meibao as Director For For Management 2.1c Elect Zheng Zhen as Director For For Management 2.1d Elect Lai Hin Wing Henry Stephen as For For Management Director 2.1e Elect Xia Xiaoning as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3.1 Elect Zhang Jian as Director and For Against Management Approve Continuous Appointment as Independent Non-Executive Director 3.2 Authorize Board to Fix Zhang Jian's For For Management Remuneration 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Yanling as Director For For Management 3b Elect Leung Chong Shun as Director For For Management 3c Elect Luo, Laura Ying as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yadong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees For Against Management 9 Approve Appointment of Auditor For For Management 10 Elect Tong Chaoyin as Non-independent For For Shareholder Director 11 Approve Daily Related Party For Against Management Transactions 12 Approve Application of Credit Lines For For Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Wang Michael Chou as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Niu Gensheng as Director and For For Management Authorize Board to Fix His Remuneration 3b Elect Yau Ka Chi as Director and For Against Management Authorize Board to Fix His Remuneration 3c Elect Simon Dominic Stevens as For For Management Director and Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration 7 Approve Related Party Transaction For For Management Report 8 Elect Li Chaoxian as Director For For Management 9 Elect Shi Yongdong as Director For For Management 10 Elect Guo Xikun as Supervisor For For Shareholder 11 Approve Medium-Term Capital Management For For Management Plan for 2021-2023 12 Approve Redemption of Capital Bonds For For Management 13 Approve Authorization to Issue Capital For For Management Bonds 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Huang Junlong as Director For Against Management 2b Elect Liu Ning as Director For For Management 2c Elect Wong King Yuen as Director For For Management 2d Elect Shi Xinping as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Issued Share For For Management Capital 4c Authorize Reissuance of Repurchased For Against Management Shares 5a Approve Final Dividends For For Management 5b Authorize Board to Handle All Matters For For Management in Relation to the Payment of Final Dividend -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Liu Weiwu as Director For For Management 3Ab Elect Xiong Xianliang as Director For For Management 3Ac Elect Ge Lefu as Director For For Management 3Ad Elect Wang Zhixian as Director For For Management 3Ae Elect Zheng Shaoping as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Duty Report of Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Final Accounts Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget for Proprietary For For Management Investment 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Internal Control Auditor and Authorize Board to Fix Their Remuneration 9.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries 9.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 9.03 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China Merchants Group Limited 9.04 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited and Its Associates 9.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China COSCO Shipping Corporation Limited 9.06 Approve Contemplated Ordinary Related For For Management Party Transactions with The People's Insurance Company (Group) of China Limited and Its Related Parties 9.07 Approve Contemplated Ordinary Related For For Management Party Transactions with the Directors, Supervisors and Senior Management of the Company 9.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Natural Persons 9.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 10 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries 11 Approve Shareholders' Return Plan For For Management 12 Elect Liu Weiwu as Director For For Shareholder 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Leaseback Financial For For Management Leasing Business Constitute as Related Transaction and Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve General Authorization to Issue For For Management Bond Products 9 Approve Deposit and Loan Transactions For For Management 10 Approve Provision of Guarantees for For Against Management Controlled Subsidiaries 11 Approve Provision of Guarantees for For For Management Joint Ventures Company 12 Approve Financial Assistance Provision For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Financial Services Agreement For Against Management 15 Approve Charitable Donations For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Guijun as Director For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Administrative Measures of For For Management Related Party Transactions 5 Approve Capital Management Plan for For For Management 2021 to 2023 -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Final Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Annual Budgets For For Management 5 Approve Work Report of the Board For For Management 6 Approve Work Report of the Board of For For Management Supervisors 7 Approve Report of Remuneration of For For Management Directors 8 Approve Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MODERN DAIRY HOLDINGS LTD. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Gao Lina as Director For For Management 3B Elect Zhao Jiejun as Director For For Management 3C Elect Li Shengli as Director For For Management 3D Elect Lee Kong Wai, Conway as Director For Against Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MODERN DAIRY HOLDINGS LTD. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions 2 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Budget Report For For Management 2 Approve 2020 Financial Report and For For Management Financial Statements 3 Approve Appointment of 2021 External For For Management Auditor 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Report of the Board of For For Management Directors 6 Approve 2020 Report of the Supervisory For For Management Committee 7 Approve 2020 Annual Report For For Management 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Fund 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Supply Chain For For Management Financing Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers 12 Approve Provision of Financing For For Management Guarantee to a Joint Venture of the Company 13 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 14 Approve Purchasing Liability Insurance For For Management for Directors, Supervisors and Senior Management 15a Elect Sun Ruiwen as Director For For Management 15b Elect Li Chaochun as Director For For Management 15c Elect Yuan Honglin as Director For For Management 15d Elect Guo Yimin as Director For For Management 15e Elect Cheng Yunlei as Director For For Management 15f Elect Wang Gerry Yougui as Director For For Management 15g Elect Yan Ye as Director For For Management 15h Elect Li Shuhua as Director For For Management 16a Elect Zhang Zhenhao as Supervisor For For Management 16b Elect Kou Youmin as Supervisor For For Management 17 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 18 Amend Articles of Association and For For Management Other Internal Management Systems 19 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2013 20 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 22 Authorize Repurchase of Issued H Share For For Management Capital 23 Approve 2021 First Phase of the For For Shareholder Employee Share Ownership Plan of the Company (Draft) and Its Summary 24 Approve Administrative Measures for For For Shareholder the 2021 First Phase of the Employee Share Ownership Plan of the Company 25 Authorize Board to Deal with All For For Shareholder Matters in Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CNBM Indicative Agreement, For For Management CNBM Supplemental Agreement, Restructuring and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2020 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares 8 Approve Issuance of Debt Financing For Against Management Instruments and Related Transactions 9a Amend Articles of Association For For Management 9b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Entrusted Loan For For Management from Controlled Subsidiary 8 Approve Credit Line Application For Against Management 9 Approve Issuance of Internal Loan to For Against Management Wholly-Owned Subsidiaries and Controlled Subsidiaries 10 Approve Issuance of Internal Loan to For Against Management Controlled Subsidiary Beijing Tianxing Puxin Bio-Pharmaceutical Co., Ltd and Related Party Transaction 11 Approve Issuance of Internal Loan to For Against Management Controlled Subsidiary Beijing Medical Technology Co., Ltd and Related Party Transaction 12 Approve Provision of Guarantees For For Management 13 Approve Financial Service Agreement For For Management 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Internal Control Audit Report For For Management and Company's Internal Control Self-Evaluation Report 16 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA NEW HIGHER EDUCATION GROUP LIMITED Ticker: 2001 Security ID: G2163K107 Meeting Date: JAN 22, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Li Xiaoxuan as Director For For Management 3 Elect Shen Chunmei as Director For For Management 4 Elect Hu Jianbo as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Da Hua CPAs as For For Management Financial and Internal Control Auditor -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Supplemental For Against Management Agreement of the Financial Services Agreement -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Daily Related-Party Transaction For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yu as Non-Independent For For Shareholder Director 2 Elect Wen Xiaoli as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y1500E105 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Adjust the Company's Business Scope 2 Amend Financial Guarantee Management For Against Management Measures -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y1500E105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Investment Plan For Against Management 8 Approve Profit Distribution For For Management 9 Approve Daily Related Party For Against Management Transactions 10 Approve Signing of Rare Earth For For Management Concentrate Supply Contract 11 Approve Application of Credit Lines For For Management 12 Approve Provision of Guarantee For Against Management 13 Approve Appointment of Auditor For For Management 14 Approve Acquisition of Equity For For Management 15 Elect Qu Yedong as Non-Independent For For Shareholder Director 16 Elect Du Ying as Independent Director For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Statements and For For Management Statutory Reports 2 Approve 2020 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2020 Report of the Directors For For Management 4 Approve 2020 Report of the Supervisory For For Management Committee 5 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Elect Chiu Lai Kuen, Susanna as For For Management Director 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LIMITED Ticker: 81 Security ID: Y1505S117 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement and the For For Management JV Transactions 2 Approve New Master Engagement For For Management Agreement, the Construction Works Transactions and the New Construction Works Caps 3 Approve Framework Agreement, the For For Management Supply of Materials Transactions and the Supply of Materials Caps -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LIMITED Ticker: 81 Security ID: Y1505S117 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Lin as Director For For Management 3b Elect Guo Guanghui as Director For For Management 3c Elect Yung Kwok Kee, Billy as Director For For Management 3d Elect Lam Kin Fung, Jeffrey as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yan Jianguo as Director For For Management 3b Elect Luo Liang as Director For For Management 3c Elect Chang Ying as Director For For Management 3d Elect Chan Ka Keung, Ceajer as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Reports For For Management 4 Approve 2020 Financial Statements and For For Management Report 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 7 Approve 2020 Due Diligence Report For For Management 8 Approve 2020 Report on Performance of For For Management Independent Directors 9 Approve 2021 Donations For For Management 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect He Xi as Director For For Management 4 Elect Zhou Jie as Director For For Management 5 Elect Li Fang as Director For For Management 6 Elect Hui Hon Chung, Stanley as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 9A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9B Authorize Repurchase of Issued Share For For Management Capital 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Onshore Construction EPC For For Management Agreement, the Offshore Construction EPC Agreement, Preliminary Development and Technical Consultancy Agreement, Construction Engineering Survey Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mao Yuansheng as Non-Independent For For Management Director 1.2 Elect Zhang Jichen as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors and For Against Management Supervisors 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve External Guarantee Provision For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Use of Idle Own Funds and Idle For Against Management Raised Funds to Conduct Entrusted Asset Management 13 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Guo Yonghong as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Financial Report For For Management 5 Approve Profits Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP and For For Management Baker Tilly China Certified Public Accountants as Financial Statements Auditors and Ernst & Young Hua Ming LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Issuance of Short-term For For Management Commercial Papers 8 Approve Use of Temporary Idle Funds to For Against Management Purchase Short-Term Low Risk Financial Products 9.1 Elect Li Jianping as Director For For Shareholder 9.2 Elect Bai Huitao as Director For For Shareholder -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiong Lianhua as Supervisor For For Management 2 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhuang Qianzhi as Director For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Financial Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Investment Budget for Fixed For For Management Assets 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA RENAISSANCE HOLDINGS LIMITED Ticker: 1911 Security ID: G21215101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Bao Fan as Director For For Management 3a2 Elect Wang Lixing as Director For For Management 3a3 Elect Liu Xing as Director For For Management 3a4 Elect Yao Jue as Director For For Management 3a5 Elect Ye Junying as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve JV Agreement and Related For For Management Transactions 1b Approve Authorization of the Provision For For Management of Additional Capital Commitment, Shareholder's Loans and/or Guarantee by the Group Pursuant to the JV Agreement 1c Approve Relocation Compensation For For Management Agreement and Related Transactions 1d Approve New Relocation Compensation For For Management Agreement and Related Transactions 1e Approve Construction Agreement and For For Management Related Transactions 1f Authorize Board to Handle All Matters For For Management in Relation to the JV Agreement, the Relocation Compensation Agreement, the New Relocation Compensation Agreement and the Construction Agreement 2 Elect Richard Raymond Weissend as For For Management Director -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lai Ni Hium as Director For For Management 3.2 Elect Houang Tai Ninh as Director For For Management 3.3 Elect Chan Bernard Charnwut as Director For For Management 3.4 Elect Siu Kwing Chue, Gordon as For For Management Director 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Fuli as Director For For Management 3.2 Elect Chen Ying as Director For For Management 3.3 Elect Wang Yan as Director For Against Management 3.4 Elect Wan Suet Fei as Director For For Management 3.5 Elect Jing Shiqing as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Business Scope For For Management 2 Amend Articles of Association For For Management 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Bank Credit For For Management Lines and Loans -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ge Bin as Director For Against Management 3.2 Elect Wan Suet Fei as Director For For Management 3.3 Elect Yang Yuchuan as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Rong as Director For For Management 3.2 Elect Wang Yan as Director For For Management 3.3 Elect Li Xin as Director For For Management 3.4 Elect Guo Shiqing as Director For For Management 3.5 Elect Wan Kam To, Peter as Director For Against Management 3.6 Elect Yan Y. Andrew as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED Ticker: 1515 Security ID: G2133W108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Song Qing as Director For For Management 4 Elect Wu Ting Yuk, Anthony as Director For Against Management 5 Elect Ren Yuan as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuncheng as Director For Against Management 3.2 Elect Yu Zhongliang as Director For For Management 3.3 Elect Hou Bo as Director For For Management 3.4 Elect Qing Mei Ping Cuo as Director For For Management 3.5 Elect Fu Tingmei as Director For For Management 3.6 Elect Zhang Kejian as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Tang Yong as Director For For Management 3.2 Elect Wang Xiao Bin as Director For For Management 3.3 Elect Ch'ien K.F., Raymond as Director For For Management 3.4 Elect Leung Oi-sie, Elsie as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Independent For For Management Directors 7.1 Elect Wang Chuncheng as Director For For Shareholder 7.2 Elect Han Yuewei as Director For For Shareholder 7.3 Elect Wei Xing as Director For For Shareholder 7.4 Elect Guo Wei as Director For For Shareholder 7.5 Elect Deng Ronghui as Director For For Shareholder 7.6 Elect Qiu Huawei as Director For For Management 7.7 Elect Zhou Hui as Director For For Management 8.1 Elect Yao Xingtian as Director For For Management 8.2 Elect Tu Pengfei as Director For For Management 8.3 Elect Xu Fang as Director For For Management 8.4 Elect Liu Junyong as Director For For Management 9.1 Elect Tao Ran as Supervisor For For Shareholder 9.2 Elect Weng Jingwen as Supervisor For For Shareholder 9.3 Elect Tang Na as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SANJIANG FINE CHEMICALS COMPANY LIMITED Ticker: 2198 Security ID: G21186104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Xing Xing Steam Supply For For Management Agreement, Annual Caps and Related Transactions 2 Approve Sanjiang Chemical Steam Supply For For Management Agreement, Annual Caps and Related Transactions 3 Approve Sanjiang New Material Steam For For Management Supply Agreement, Annual Caps and Related Transactions 4 Approve Sanjiang Haojia Steam Supply For For Management Agreement, Annual Caps and Related Transactions 5 Approve Sanjiang Chemical Ethylene For For Management Sales Agreement, Annual Caps and Related Transactions 6 Approve Xing Xing Port and Storage For For Management Services Agreement, Annual Caps and Related Transactions 7 Approve Sanjiang Chemical Port and For For Management Storage Services Agreement, Annual Caps and Related Transactions 8 Approve Sanjiang New Material Port and For For Management Storage Services Agreement, Annual Caps and Related Transactions 9 Approve Sanjiang Haojia Port and For For Management Storage Services Agreement, Annual Caps and Related Transactions 10 Approve Sanjiang Chemical and Jiahua For For Management Energy Storage Services Agreement, Annual Caps and Related Transactions 11 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA SANJIANG FINE CHEMICALS COMPANY LIMITED Ticker: 2198 Security ID: G21186104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Rao Huotao as Director For For Management 3b Elect Pei Yu as Director For For Management 3c Elect Kong Liang as Director For Against Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SCE GROUP HOLDINGS LIMITED Ticker: 1966 Security ID: G21190106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Yuanlai as Director For For Management 3b Elect Huang Youquan as Director For For Management 3c Elect Ting Leung Huel Stephen as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SCIENCE PUBLISHING & MEDIA LTD. Ticker: 601858 Security ID: Y1R11S107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA SHANSHUI CEMENT GROUP LIMITED Ticker: 691 Security ID: G2116M101 Meeting Date: MAY 29, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Li Jianwei as Director For For Management 2.2 Elect Hsu You-yuan as Director For For Management 2.3 Authorize Board to Fix Remuneration of For For Management Directors 3 Elect Hou Jianguo as Director and For Against Shareholder Authorize Board to Fix His Remuneration 4 Approve Moore Stephens CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENGMU ORGANIC MILK LIMITED Ticker: 1432 Security ID: G2117U102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 3a Elect Zhang Jiawang as Director For For Management 3b Elect Sun Qian as Director For For Management 3c Elect Zhang Ping as Director For For Management 3d Elect Wang Liyan as Director For For Management 3e Elect Wu Liang as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 7 Approve 2021-2023 Financial Services For Against Management Agreement with China Energy Finance Co. , Ltd., Proposed Annual Caps and Related Transactions 8 Elect Yang Rongming as Director For For Management 9 Approve Decrease of Registered Capital For Against Management and Amend Articles of Association 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHUIFA SINGYES ENERGY HOLDINGS LIMITED Ticker: 750 Security ID: G2161E111 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Liu Hongwei as Director For For Management 3.2 Elect Li Li as Director For For Management 3.3 Elect Tan Hongwei as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Share Premium Cancellation, For For Management Transfer of the Credit Arising Therefrom to the Contributed Surplus Account and Related Transactions -------------------------------------------------------------------------------- CHINA SILVER GROUP LIMITED Ticker: 815 Security ID: G21177103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Chen Wantian as Director For For Management 2b Elect Song Guosheng as Director For For Management 2c Elect Zeng Yilong as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Moore Stephens CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SOUTH PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 601098 Security ID: Y15174108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Statements For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Financial Services Agreement For Against Management 11 Approve Related Party Transaction For Against Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13.1 Elect Yang Zhuang as Director For For Management -------------------------------------------------------------------------------- CHINA SUNSHINE PAPER HOLDINGS COMPANY LIMITED Ticker: 2002 Security ID: G215A0105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Limited Partnership Agreement, For For Management Equity Investment Agreement, Related Transactions, and Authorize Board to Deal with All Matters in Relation to the Agreements -------------------------------------------------------------------------------- CHINA SUNSHINE PAPER HOLDINGS COMPANY LIMITED Ticker: 2002 Security ID: G215A0105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Changhai as Director For For Management 3 Elect Zhang Zengguo as Director For For Management 4 Elect Ci Xiaolei as Director For For Management 5 Elect Wang Zefeng as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for the Non-Public Issuance of A Shares 2.1 Approve Class and Par Value of the For For Management Shares to be Issued 2.2 Approve Method and Time of the Issuance For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 2.5 Approve Number of Shares to be Issued For For Management 2.6 Approve Arrangements for Lock-Up Period For For Management 2.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-public Issuance 2.8 Approve Place of Listing of Shares For For Management Under the Issuance 2.9 Approve Amount to be Raised and Use of For For Management Proceeds 2.10 Approve Effective Period of the For For Management Resolution 3 Approve Proposal for Non-Public For For Management Issuance of A Shares 4 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Report on the Use of the For For Management Previously-Raised Proceeds 7 Approve Dilution of Current Returns, For For Management Adoption of Remedial Measures and Related Subject Undertakings of the Non-Public Issuance of A Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) of the Non-Public Issuance 9 Authorize Board to Handle Matters in For For Management Relation to the Non-Public Issuance of A Shares 10 Approve Specific Mandate For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Approve Amendments to the Policy on For For Management Management of Provision of External Guarantees 15 Approve Renewal of the Asset Financing For For Management Services Framework Agreement -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of the Issuance For For Management 1.3 Approve Target Subscriber and For For Management Subscription Method 1.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Arrangements for Lock-Up Period For For Management 1.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-public Issuance 1.8 Approve Place of Listing of Shares For For Management Under the Issuance 1.9 Approve Amount to be Raised and Use of For For Management Proceeds 1.10 Approve Effective Period for the For For Management Resolution 2 Approve Proposal for Non-Public For For Management Issuance of A Shares 3 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 4 Authorize Board to Handle Matters in For For Management Relation to the Non-Public Issuance of A Shares 5 Approve Specific Mandate For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for the Non-Public Issuance of A Shares by the Company 2.1 Approve Class and Par Value of Shares For For Management to be Issued 2.2 Approve Method and Time of the Issuance For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 2.5 Approve Number of Shares to be Issued For For Management 2.6 Approve Arrangements for Lock-Up Period For For Management 2.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-Public Issuance 2.8 Approve Place of Listing of the Shares For For Management Under the Issuance 2.9 Approve Amount to be Raised and Use of For For Management Proceeds 2.10 Approve Effective Period for this For For Management Resolution on the Non-Public Issuance of Shares 3 Approve Proposal for Non-Public For For Management Issuance of A Shares of the Company 4 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 6 Approve Report on the Use of the For For Management Previously-Raised Proceeds of the Company 7 Approve Dilution of Current Returns, For For Management Adoption of Remedial Measures and Undertakings by Relevant Entities of the Non-Public Issuance of A Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) of the Non-Public Issuance 9 Approve Waiver from the Obligation of For For Management the Controlling Shareholder to Make a General Offer in Respect of its Acquisition of the Shares of the Company 10 Authorize Board to Handle All Matters For For Management in Relation the Non-Public Issuance of A Shares 11 Approve Specific Mandate For For Management -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of Shares For For Management to be Issued 1.2 Approve Method and Time of the Issuance For For Management 1.3 Approve Target Subscriber and For For Management Subscription Method 1.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Arrangements for Lock-Up Period For For Management 1.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-Public Issuance 1.8 Approve Place of Listing of the Shares For For Management Under the Issuance 1.9 Approve Amount to be Raised and Use of For For Management Proceeds 1.10 Approve Effective Period for this For For Management Resolution on the Non-Public Issuance of Shares 2 Approve Proposal for Non-Public For For Management Issuance of A Shares of the Company 3 Approve Conditional Subscription For For Management Agreement and the Connected Transaction between the Company and Hebei Construction & Investment Group Co., Ltd. 4 Authorize Board to Handle All Matters For For Management in Relation the Non-Public Issuance of A Shares 5 Approve Specific Mandate For For Management -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Board of For For Management Supervisors 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Final Accounts Report For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Appointment of Auditors For For Management 8 Approve Report on the Use of Proceeds For For Management Previously Raised 9 Approve Estimated Connected For Against Management Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Approve Provision of Guarantee for For For Shareholder Hebei Suntien Guohua Gas Co., Ltd. -------------------------------------------------------------------------------- CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED Ticker: 966 Security ID: Y1456Z151 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Sidong as Director For For Management 3a2 Elect Yin Zhaojun as Director For For Management 3a3 Elect Hong Bo as Director For For Management 3a4 Elect Xiao Xing as Director For For Management 3a5 Elect Wu Ting Yuk Anthony as Director For Against Management 3a6 Elect Xie Zhichun as Director For For Management 3a7 Elect Law FAN Chiu Fun Fanny as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TIAN LUN GAS HOLDINGS LIMITED Ticker: 1600 Security ID: G84396103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Elect Xian Zhenyuan as Director For For Management 4b Elect Li Tao as Director For For Management 4c Elect Li Liuqing as Director For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TIANRUI GROUP CEMENT COMPANY LIMITED Ticker: 1252 Security ID: G84408106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2.1a Elect Xu Wuxue as Director For For Management 2.1b Elect Li Jiangming as Director For For Management 2.1c Elect Kong Xiangzhong as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors and the Allowance of Independent Directors 2 Approve to Appoint Auditor For For Management 3 Approve Change of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Plan For For Management 8 Elect Wang Xuan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Plan on Usage of Raised Funds For For Management 4 Approve Distribution Arrangement of For For Management Cumulative Earnings 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Elect Ge Ming as Independent Director For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Rules and Procedure of the Audit For For Management Committee of Board of Directors 14 Amend Rules and Procedure of the For For Management Nomination Committee of Board of Directors 15 Amend Rules and Procedure of the For For Management Remuneration and Appraisal Committee of Board of Directors 16 Amend Rules and Procedure of the For For Management Strategy Committee of Board of Directors -------------------------------------------------------------------------------- CHINA TOWER CORPORATION LIMITED Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declaration of Final Dividend 3 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Approve Change in Registered Address For For Management 5 Approve Amendments to Articles of For Against Management Association, Rules of Procedures Regarding Meetings of Board of Directors and Related Transactions 6 Approve Grant of General Mandate to For For Management Issue Debt Financing Instruments Denominated in Local or Foreign Currencies 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Increase in the Registered Capital -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Li Ru as Director For For Management 2a2 Elect Yang Binghua as Director For For Management 2a3 Elect Kui Kaipin as Director For For Management 2a4 Elect Li Weidong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Related Party Transaction For For Management Management System 6 Amend External Guarantee Management For For Management System 7 Amend Investment Management System For For Management 8 Amend Raised Funds Management System For For Management 9 Amend Management System of For For Management Standardization and Related Party Funds 10 Amend Detailed Implementation Rules For For Management for Cumulative Voting 11 Amend Implementation Rules for Online For For Management Voting 12 Amend Remuneration and Assessment For For Management Management System of Directors and Senior Management Members 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve the Company's Compliance with For For Management the Conditions for the Registration of Medium-term Notes 15.1 Approve Total Issuance and Scale For For Management 15.2 Approve Medium-term Notes Maturity For For Management 15.3 Approve Issuance Method For For Management 15.4 Approve Issuance Rate For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Use of Proceeds For For Management 15.7 Approve Resolution Validity Period For For Management 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds for Equity Acquisition -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Comprehensive Credit Line For For Management 6 Approve External Guarantee For Against Management 7.1 Approve Daily Related Party For For Management Transactions with Alibaba Group 7.2 Approve Daily Related Party For For Management Transactions with CCB Trust Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Use of Funds for Foreign For For Management Exchange Hedging Business 10.1 Approve Repurchase and Cancellation of For For Management Performance Shares (August 2020) 10.2 Approve Repurchase and Cancellation of For For Management Performance Shares (October 2020) 10.3 Approve Repurchase and Cancellation of For For Management Performance Shares (March 2021) 11 Approve Amendments to Articles of For For Management Association 12 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 13 Approve Use of Own Funds for For Against Management Investment and Financial Management 14 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA TRAVEL INTERNATIONAL INVESTMENT HONG KONG LIMITED Ticker: 308 Security ID: Y1507D100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lo Sui On as Director For For Management 2b Elect Wu Qiang as Director For For Management 2c Elect Yang Hao as Director For Against Management 2d Elect Tsang Wai Hung as Director For For Management 2e Elect Chen Johnny as Director For For Management 2f Elect Tang Yong as Director For For Management 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 6 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Elect Huang Liping as Director For For Management 9 Approve Dividend Distribution Plan For For Management 10 Approve Scrip Dividend Scheme for H For For Management Shares 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued Share For For Management Capital 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Approve Iterative Non-Property For For Shareholder Development Business Co-Investment Mechanism -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scrip Dividend Scheme for H For For Management Shares 2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VAST INDUSTRIAL URBAN DEVELOPMENT COMPANY LIMITED Ticker: 6166 Security ID: G21630101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Yun as Director and For For Management Authorize Board to Fix Her Remuneration 3b Elect Wang Yagang as Director and For Against Management Authorize Board to Fix His Remuneration 3c Elect Zhao Ying as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA VERED FINANCIAL HOLDING CORPORATION LIMITED Ticker: 245 Security ID: Y14001104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ni Xinguang as Director For For Management 2b Elect Li Wei as Director For For Management 2c Elect Wang Yongli as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- CHINA WORLD TRADE CENTER CO., LTD. Ticker: 600007 Security ID: Y1516H100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Remuneration of Auditor For For Management 5 Approve Annual Report For For Management 6 Approve Remuneration Plan of the For For Management Company's Chairman and Vice Chairman 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Resignation of Chen Yanping as For For Shareholder Non-Independent Director 10 Elect Wu Xiangren as Non-Independent For For Shareholder Director 11 Approve Resignation of Luan Richeng as For For Shareholder Supervisor 12 Elect Yuan Fei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA XINHUA EDUCATION GROUP LTD. Ticker: 2779 Security ID: G21623106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Zhang Ming as Director For For Management 2a2 Elect Lu Zhen as Director For For Management 2a3 Elect Wang Yongkai as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA XLX FERTILISER LTD. Ticker: 1866 Security ID: Y1564X106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Zhang Qingjin as Director For For Management 5 Elect Ong Kian Guan as Director For For Management 6 Elect Li Hongxing as Director For For Management 7 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: G2162W102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Zhigao as Director For For Management 5 Elect Wang Liqun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA YUHUA EDUCATION CORPORATION LIMITED Ticker: 6169 Security ID: G2120K109 Meeting Date: FEB 01, 2021 Meeting Type: Annual Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Li Guangyu as Director For For Management 3a2 Elect Li Hua as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statement Report For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Elect Chen Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Benchmark For Against Management Companies for Stock Option Incentive Plan -------------------------------------------------------------------------------- CHINA ZHESHANG BANK CO., LTD. Ticker: 2016 Security ID: Y1R658106 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Jianhua as Supervisor For For Management 2 Approve Issuance of Write-Down Undated For For Management Capital Bonds -------------------------------------------------------------------------------- CHINA ZHESHANG BANK CO., LTD. Ticker: 2016 Security ID: Y1R658106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report and Its Summary For For Management 4 Approve Final Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Budget Report For Against Management 7 Approve Appointment of Accounting Firms For For Management 8 Approve 2020 Report of Connected For For Management Transaction Management System Implementation and Information of Connected Transactions 9 Approve Estimate 2021 Annual Caps for For For Management Connected Transactions Entered into in the Ordinary Course -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Cumulative Voting System For Against Management 4 Amend the Code of Conduct for For Against Management Shareholders, Controlling Shareholders and Actual Controllers 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Working System for Independent For Against Management Directors 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 8 Amend Remuneration and Performance For For Management Appraisal Management System of Directors, Supervisors and Senior Management Members 9 Amend Management Method of Raised Funds For Against Management 10 Amend Management System for Providing For Against Management External Guarantees 11 Approve Provision of Guarantee to For For Management Foreign Wholly-owned Indirect Subsidiary 12.1 Elect Wu Yanwei as Director For For Shareholder 12.2 Elect Deng Mingchang as Director For For Shareholder 12.3 Elect Lian Wenzhi as Director For For Shareholder 12.4 Elect Xiao Bingbing as Director For For Shareholder 12.5 Elect Song Weimin as Director For For Shareholder 12.6 Elect Liu Zhongchi as Director For For Shareholder 13.1 Elect Zhou Yan as Director For For Shareholder 13.2 Elect Tong Pan as Director For For Shareholder 13.3 Elect Zhuang Weilin as Director For For Shareholder 14.1 Elect Yang Yong as Supervisor For For Shareholder 14.2 Elect Wang Yonggang as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 11 Approve Provision of Guarantee For For Management 12 Approve Related Party Transaction For For Management 13 Approve Testing Report on Asset For For Management Impairment in Connection to Major Asset Restructure 14 Approve Repurchase and Cancellation of For For Shareholder Shares Which Have Not Completed the Performance Commitment in Connection to the Target Assets of the Major Asset Restructure 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Downward Adjustment of For Against Management Conversion Price 3 Approve Authorization of Board to For Against Management Handle All Related Matters of Downward Adjustment of Conversion Price -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Lu Changqing as Director For For Management 2.1b Elect Ma Qingmei as Director For For Management 2.1c Elect Wong Chun Wa as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINASOFT INTERNATIONAL LIMITED Ticker: 354 Security ID: G2110A111 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Gavriella Schuster as Director For For Management 2.2 Elect Mo Lai Lan as Director For For Management 2.3 Elect Lai Guanrong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit 9 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINHUNG INTERNATIONAL, INC. Ticker: 002780 Security ID: Y1521Z103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For Against Management Outside Director (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHIPS & MEDIA, INC. Ticker: 094360 Security ID: Y1R79A105 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Sang-hyeon as Inside Director For For Management 3.2 Elect Lee Ho as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHOA PHARMACEURICAL CO., LTD. Ticker: 034940 Security ID: Y15677100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cho Seong-hwan as Inside Director For For Management 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- CHONG KUN DANG PHARMACEUTICAL CORP. Ticker: 185750 Security ID: Y15863106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Young-joo as Inside Director For For Management 3.2 Elect Kim Seong-gon as Inside Director For For Management 3.3 Elect Koo Ja-min as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHONGKUNDANG HOLDINGS CORP. Ticker: 001630 Security ID: Y1582M108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-young as Inside Director For Against Management 3.2 Elect Choi Jang-won as Inside Director For Against Management 4 Appoint Cho Jung-yong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants (Revised Draft) 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Investment Plan For For Management 5.1 Elect Zhang Bo as Non-Independent For For Shareholder Director 5.2 Elect Liu Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Description 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Daily Related Party For For Management Transaction Framework Agreement and Comprehensive Service Agreement 9 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- CHONGQING FULING ELECTRIC POWER CO., LTD. Ticker: 600452 Security ID: Y21014108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Agreement for For For Management Purchase of Assets by Cash Payment 7 Approve Signing of Supplemental For For Management Agreement to the Agreement for Purchase of Assets by Cash Payment 8 Approve Signing of Performance For For Management Commitment and Compensation Agreement 9 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Commitment from Controlling For For Management Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management 17 Approve 2017-2019 Audit Report For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Management System of Raised Funds For For Management 20 Amend Related-Party Transaction For For Management Management System 21 Approve Additional Amendments to For Against Shareholder Articles of Association -------------------------------------------------------------------------------- CHONGQING FULING ELECTRIC POWER CO., LTD. Ticker: 600452 Security ID: Y21014108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Daily Related Party Transaction For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Binquan as Non-Independent For For Shareholder Director 1.2 Elect Li Jing as Non-Independent For For Shareholder Director 1.3 Elect Zhao Ping as Non-Independent For For Shareholder Director 1.4 Elect Yuan Guosheng as Non-Independent For For Shareholder Director 1.5 Elect Wei Yongsheng as Non-Independent For For Shareholder Director 2.1 Elect Jiang Heti as Independent For For Shareholder Director 2.2 Elect Shi Jinsong as Independent For For Shareholder Director 2.3 Elect Cheng Xianquan as Independent For For Shareholder Director 2.4 Elect Zhang Zhihong as Independent For For Shareholder Director 2.5 Elect Wang Guanqun as Independent For For Shareholder Director 3.1 Elect Xiao Dabo as Supervisor For For Shareholder 3.2 Elect Guan Minghui as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Formulate Management System For For Management for Financial Investments 9 Approve Use of Idle Raised Funds for For For Management to Purchase Financial Product -------------------------------------------------------------------------------- CHONGQING MACHINERY & ELECTRIC CO. LTD. Ticker: 2722 Security ID: Y1593M105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditor's Report 4 Approve Profit Appropriation Proposal For For Management and Declaration of the Final Dividend 5 Approve Annual Budget Report For For Management 6 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Change of Two Non-Executive For Against Shareholder Directors 8 Approve Provision of Guarantee by the For For Management Company for Comprehensive Financing of Holroyd 9 Approve Provision of Guarantee by the For For Management Company for Comprehensive Financing of PTG or PTG Hong Kong or Holroyd 10 Approve Provision of Guarantee by the For For Management Company for Loans of Chongqing General 11 Approve Provision of Guarantee by For For Management Chongqing General for Comprehensive Financing of Chongtong Chengfei 12 Approve Provision of Guarantee by For For Management Chongtong Chengfei for Comprehensive Financing of Chongtong ChengFei Jiangsu Company 13 Approve Provision of Guarantee by the For For Management Company for Comprehensive Financing of Chongqing Water Company 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Financial Final Proposal For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Financial Budget Proposal For For Management 6 Approve 2020 Annual Report For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Fix Their Remuneration 8 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management 10 Elect Chen Xujiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Daily Related-Party For For Management Transactions 7 Approve 2021 Daily Related-Party For For Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Special Report on For For Management Non-operational Fund Occupancy and Related Fund Transactions 10 Approve Report on the Usage of Raised For For Management Funds 11 Approve Appointment of Auditor For For Management 12 Approve Appointment of Internal For For Management Control Auditor 13 Approve Credit Line Bank Application For For Management and Financing Plan 14 Approve Provision of Guarantee For For Management 15 Approve Investment in Financial For Against Management Products 16.1 Approve Provision of Financial For Against Management Assistance to Zongshen Small Loan Company and Zongshen Asset Management Company 16.2 Approve Provision of Financial For Against Management Assistance to Zongshen Factoring Company and Zongshen Financial Leasing Company 17 Approve Provision of Entrusted Loans For Against Management 18 Approve Provision for Credit and Asset For For Management Impairment 19 Approve Forward Foreign Exchange For For Management Transactions 20 Approve Related Party Transaction on For For Management Framework Agreement 21 Approve Financial Services Framework For For Management Agreement 22 Approve Sale of Assets of Subsidiary For For Management -------------------------------------------------------------------------------- CHOONG ANG VACCINE LABORATORY CO., LTD. Ticker: 072020 Security ID: Y15894101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Choi Seung-yong as Internal For For Management Auditor 4 Elect Lee Gyeong-won as Outside For For Management Director 5 Elect Park Seung-yong as Outside For For Management Director 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHOW TAI SENG JEWELRY CO. LTD. Ticker: 002867 Security ID: Y16024104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Annual Report and Summary For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Change of Business Type For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Detailed Rules for Online Voting For Against Management of the Shareholders General Meeting 14.1 Elect Zhou Zongwen as Director For For Management 14.2 Elect Zhou Huazhen as Director For For Management 14.3 Elect Zhou Feiming as Director For For Management 14.4 Elect Xiang Gang as Director For For Management 14.5 Elect Bian Ling as Director For For Management 14.6 Elect Guan Peiwei as Director For For Management 14.7 Elect Xia Hongchuan as Director For For Management 15.1 Elect Chen Shaoxiang as Director For For Management 15.2 Elect Shen Haipeng as Director For For Management 15.3 Elect Ge Dingkun as Director For For Management 15.4 Elect Yi Longxin as Director For For Management 16.1 Elect Dai Yanju as Supervisor For For Management 16.2 Elect Chen Te as Supervisor For For Management -------------------------------------------------------------------------------- CHUNBO CO., LTD. Ticker: 278280 Security ID: Y1R14A103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Sang-yul as Inside Director For For Management 3.2 Elect Seo Ja-won as Inside Director For For Management 3.3 Elect Lee Dong-ho as Inside Director For For Management 3.4 Elect Ko Byeong-ju as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CHUNGDAHM LEARNING, INC. Ticker: 096240 Security ID: Y1611K107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Chung-guk as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CIECH SA Ticker: CIE Security ID: X14305100 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: FEB 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Approve Pledging of Assets for Debt For Did Not Vote Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CIECH SA Ticker: CIE Security ID: X14305100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Supervisory Board Reports None None Management 9 Approve Management Board Report on For Did Not Vote Management Company's, Group's Operations, and Non-Financial Information 10 Approve Financial Statements For Did Not Vote Management 11 Approve Consolidated Financial For Did Not Vote Management Statements 12 Approve Supervisory Board Reports For Did Not Vote Management 13 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 3.00 per Share 14.1 Approve Discharge of Dawid Jakubowicz For Did Not Vote Management (CEO) 14.2 Approve Discharge of Miroslaw Skowron For Did Not Vote Management (Management Board Member) 14.3 Approve Discharge of Jaroslaw For Did Not Vote Management Romanowski (Management Board Member) 15.1 Approve Discharge of Sebastian Kulczyk For Did Not Vote Management (Supervisory Board Chairman) 15.2 Approve Discharge of Marek Kosnik For Did Not Vote Management (Supervisory Board Member) 15.3 Approve Discharge of Lukasz Redziniak For Did Not Vote Management (Supervisory Board Member) 15.4 Approve Discharge of Artur Olech For Did Not Vote Management (Supervisory Board Member) 15.5 Approve Discharge of Martin Laudenbach For Did Not Vote Management (Supervisory Board Member) 15.6 Approve Discharge of Piotr Augustyniak For Did Not Vote Management (Supervisory Board Member) 15.7 Approve Discharge of Tomasz For Did Not Vote Management Mikolajczak (Supervisory Board Deputy Chairman) 15.8 Approve Discharge of Mariusz Nowak For Did Not Vote Management (Supervisory Board Member) 16 Approve Remuneration Report For Did Not Vote Management 17.1 Amend Statute For Did Not Vote Management 17.2 Approve Issuance of Shares without For Did Not Vote Management Preemptive Rights; Amend Statute Accordingly 17.3 Amend Statute For Did Not Vote Management 17.4 Amend Statute Re: Supervisory Board For Did Not Vote Management 17.5 Amend Statute Re: Supervisory Board For Did Not Vote Management 18 Approve Consolidated Text of Statute For Did Not Vote Management 19 Amend Regulations on General Meetings For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For For Management 3.2 Elect Yang Xin as Director For For Management 3.3 Elect Zhang Yongyue as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- CIMC ENRIC HOLDINGS LIMITED Ticker: 3899 Security ID: G2198S109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yu Yuqun as Director For For Management 3.2 Elect Zeng Han as Director For For Management 3.3 Elect Zhang Xueqian as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIMC ENRIC HOLDINGS LIMITED Ticker: 3899 Security ID: G2198S109 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off of CIMC Safeway For For Management Technologies Co., Ltd., Separate Listing of the Shares of CIMC Safeway Technologies Co., Ltd on The Stock Exchange of People's Republic of China and Related Transactions -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Limin as Non-independent For For Shareholder Director 1.2 Elect Zheng Yi as Non-independent For For Shareholder Director 1.3 Elect Liu Shemei as Non-independent For For Shareholder Director 1.4 Elect Zhang Ning as Non-independent For For Shareholder Director 1.5 Elect Chen Yongzhao as Non-independent For For Shareholder Director 1.6 Elect Liang Zhiai as Non-independent For For Shareholder Director 2.1 Elect Liu Hongxia as Independent For For Management Director 2.2 Elect Huo Wenying as Independent For For Management Director 2.3 Elect Lu Taiping as Independent For For Management Director 2.4 Elect Zhong Weiguo as Independent For For Management Director 3.1 Elect Ye Fangming as Supervisor For For Shareholder 3.2 Elect Zhang Wei as Supervisor For For Shareholder 3.3 Elect Li Na as Supervisor For For Management -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve External Guarantee For Against Management Authorization 8 Approve Related Party Transactions for For For Management Debt Reorganization, Entrusted Loans, Trust Loans, Finance Lease, Guaranteed Credit Enhancement, Acquisition and Sale of Assets, Co-Investment and Other Related Transaction Authorizations 9 Approve Special Authorization for For Against Management Related Transactions with Nanyang Commercial Bank 10 Approve the Achievement of the For For Management Company's Major Asset Restructuring Performance Commitments and the Results of the Impairment Test at the End of the Commitment Period 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Guo Wei as Director For For Shareholder 12.2 Elect Mu Hongbo as Director For For Shareholder -------------------------------------------------------------------------------- CISEN PHARMACEUTICAL LTD. Ticker: 603367 Security ID: Y163DA102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Independent For For Management Directors 10 Approve Remuneration of Supervisors For For Management 11 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 12 Approve Use of Own Funds for Entrusted For Against Management Asset Management -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Zhe as Director For For Shareholder 1.2 Elect Xia Guilan as Director For For Shareholder 1.3 Elect Liu Xin as Director For For Shareholder 1.4 Elect Wan Zhong as Director For For Shareholder 2.1 Elect Zeng Huiming as Director For For Management 2.2 Elect Zhang Nengkun as Director For For Management 3.1 Elect Liu Xin as Supervisor For For Shareholder 3.2 Elect Li Xiaoshan as Supervisor For For Shareholder 4 Approve Remuneration of Directors and For For Management Allowance Plan of Independent Directors 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Approve Provision of Call Centre For For Management Services by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.2 Approve Purchase of Commercial For For Management Insurance by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.3 Approve Conducting of Deposit Business For For Management by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.4 Approve Provision of Angola KK Project For For Management Services by Beijing Guoan Information Technology Co., Ltd. 8.5 Approve Purchase of System Integration For For Management Project Equipment by Beijing Guoan Information Technology Co., Ltd. 8.6 Approve Purchase of Equipment for Data For For Management Processing Service Cluster Project of the Broadcasting and Television Planning Institute by Beijing Guoan Information Technology Co., Ltd. 8.7 Approve Purchase of Luzhong Prison and For For Management Other Project Equipment by Beijing Guoan Information Technology Co., Ltd. 8.8 Approve Provision of Technical For For Management Services by Beijing Guoan Guangshi Network Co., Ltd. to Changsha Guoan Broadcasting and Television Broadband Network Co., Ltd. 8.9 Approve Provision of Technical For For Management Services by Beijing Guoan Guangshi Network Co., Ltd. to Liuyang Guoan Broadcasting and TV Broadband Network Co., Ltd. 8.10 Approve Provision of Technical For For Management Services and OTT Value-added Business Services by Beijing Guoan Guangshi Network Co., Ltd. 8.11 Approve Provision of Marketing For For Management Services by Hubei Radio and Television Information Network Co., Ltd. 8.12 Approve Provision of Technical For For Management Operation and Maintenance Services by Changsha Guoan Broadcasting and Television Broadband Network Co., Ltd. 8.13 Approve Provision of Technical For For Management Operation and Maintenance Services by Liuyang Guoan Broadcasting and TV Broadband Network Co., Ltd. 8.14 Approve Loan Business with China CITIC For For Management Bank Co., Ltd. 8.15 Approve Daily Related Party For For Management Transactions with CITIC Group Co., Ltd. and CITIC Guoan Group Co., Ltd. 9 Approve Provision of Guarantee to For Against Management Controlled Subsidiary for its Application of Financing from China Foreign Trade Financial Leasing Co., Ltd. 10 Approve Provision of Guarantee to For Against Management Controlled Subsidiary for its Application of Financing from Far East Horizon (Tianjin) Financial Leasing Co. , Ltd. 11 Approve Provision of Guarantee to For For Management Controlled Subsidiary for its Loan Application 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Xi Guohua as Director For For Management 4 Elect Song Kangle as Director For For Management 5 Elect Liu Zhuyu as Director For For Management 6 Elect Peng Yanxiang as Director For For Management 7 Elect Yu Yang as Director For For Management 8 Elect Liu Zhongyuan as Director For For Management 9 Elect Xu Jinwu as Director For For Management 10 Elect Toshikazu Tagawa as Director For For Management 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITIC RESOURCES HOLDINGS LIMITED Ticker: 1205 Security ID: G2155Y107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sun Yufeng as Director For For Management 2b Elect Chan Kin as Director For For Management 2c Elect Look Andrew as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Authorize Repurchase of Issued Share For For Management Capital 4B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2021 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Approve Amendments to Articles of For Against Management Association 10.01 Approve Issuing Entity, Size of For For Management Issuance and Method of Issuance 10.02 Approve Type of the Debt Financing For For Management Instruments 10.03 Approve Term of the Debt Financing For For Management Instruments 10.04 Approve Interest Rate of the Debt For For Management Financing Instruments 10.05 Approve Security and Other Arrangements For For Management 10.06 Approve Use of Proceeds For For Management 10.07 Approve Issuing Price For For Management 10.08 Approve Targets of Issue and the For For Management Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders 10.09 Approve Listing of the Debt Financing For For Management Instruments 10.10 Approve Resolutions Validity Period For For Management 10.11 Approve Authorization for the For For Management Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 11 Approve Related Party Transactions For For Management Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments by the Company 12 Elect Li Qing as Director For For Management 13 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 14.01 Approve Type and Nominal Value of the For For Management Rights Shares 14.02 Approve Method of Issuance For For Management 14.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 14.04 Approve Pricing Principle and For For Management Subscription Price 14.05 Approve Target Subscribers for the For For Management Rights Issue 14.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 14.07 Approve Time of Issuance For For Management 14.08 Approve Underwriting Method For For Management 14.09 Approve Use of Proceeds to be Raised For For Management 14.10 Approve Effective Period of the For For Management Resolutions 14.11 Approve Listing of the Rights Share For For Management 15 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 17 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 18 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue 19 Approve Shareholders' Return Plan for For For Management 2021-2023 20 Approve Use of Previous Proceeds For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 2.01 Approve Type and Nominal Value of the For For Management Rights Shares 2.02 Approve Method of Issuance For For Management 2.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 2.04 Approve Pricing Principle and For For Management Subscription Price 2.05 Approve Target Subscribers for the For For Management Rights Issue 2.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 2.07 Approve Time of Issuance For For Management 2.08 Approve Underwriting Method For For Management 2.09 Approve Use of Proceeds to be Raised For For Management Under the Rights Issue 2.10 Approve Effective Period of the For For Management Resolutions in Relation to the Rights Issue 2.11 Approve Listing of the Rights Shares For For Management 3 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 5 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 6 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue -------------------------------------------------------------------------------- CITY LODGE HOTELS LTD. Ticker: CLH Security ID: S1714M114 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dhanisha Nathoo as Director For For Management 1.2 Re-elect Deon Huysamer as Director For For Management 1.3 Re-elect Ndumi Medupe as Director For For Management 1.4 Re-elect Bulelani Ngcuka as Director For For Management 2 Reappoint KPMG Inc as Auditors with For For Management Dwight Thompson as the Designated Partner and Authorise the Audit Committee to Determine the Auditor's Terms of Engagement and Remuneration 3.1 Re-elect Stuart Morris as Chairman of For For Management the Audit Committee 3.2 Re-elect Deon Huysamer as Member of For For Management the Audit Committee 3.3 Re-elect Frank Kilbourn as Member of For For Management the Audit Committee 3.4 Re-elect Ndumi Medupe as Member of the For For Management Audit Committee 4 Authorise Ratification of Approved For For Management Resolutions 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For Against Management Report 6.1 Approve Fees of Chairman of the Board For For Management 6.2 Approve Fees for Services as Lead For For Management Independent Director 6.3 Approve Fees for Services as a Director For For Management 6.4 Approve Fees of Chairman of the Audit For For Management Committee 6.5 Approve Fees of Other Audit Committee For For Management Members 6.6 Approve Fees of Chairman of the For For Management Remuneration and Nominations Committee 6.7 Approve Fees of Other Remuneration and For For Management Nominations Committee Members 6.8 Approve Fees of Chairman of the Risk For For Management Committee 6.9 Approve Fees of Other Risk Committee For For Management Members 6.10 Approve Fees of Chairman of the Social For For Management and Ethics Committee 6.11 Approve Fees of Ad hoc Committee For For Management 7 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Direct or Indirect For For Management Repurchase by the Company 10 Approve Potential Revocation of For For Management Special Resolution 4 in the Event of City Lodge Shareholders Exercising their Appraisal Rights -------------------------------------------------------------------------------- CITYCHAMP WATCH & JEWELLERY GROUP LIMITED Ticker: 256 Security ID: G2161T100 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Sale and Purchase For For Management Agreement and Related Transactions 2 Approve Special Dividend For For Management -------------------------------------------------------------------------------- CITYCHAMP WATCH & JEWELLERY GROUP LIMITED Ticker: 256 Security ID: G2161T100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Shi Tao as Director For For Management 2b Elect Sit Lai Hei as Director For Against Management 2c Elect Teguh Halim as Director For For Management 2d Elect Kwong Chun Wai, Michael as For For Management Director 2e Elect Kam, Eddie Shing Cheuk as For For Management Director 2f Elect Li Ziqing as Director For For Management 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CITYLABS CO., LTD. Ticker: 139050 Security ID: Y5093N109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Han Byeong-jin as Outside For For Management Director 3.2 Elect Woo Yang-tae as Outside Director For For Management 4 Appoint Kim Jin-su as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CJ CGV CO., LTD. Ticker: 079160 Security ID: Y16604103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1.1 Elect Heo Min-hoe as Inside Director For Against Management 3.1.2 Elect Jeong Seung-wook as Inside For Against Management Director 3.2 Elect Kim Se-hyeong as Outside Director For For Management 4 Elect Oh Jun as Outside Director to For For Management Serve as an Audit Committee Member 5 Elect Kim Se-hyeong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ CHEILJEDANG CORP. Ticker: 097950 Security ID: Y16691126 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim So-young as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ CORP. Ticker: 001040 Security ID: Y1848L118 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Sohn Kyung-shik as Inside For For Management Director 2.2 Elect Kim Hong-gi as Inside Director For For Management 2.3 Elect Lim Gyeong-muk as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ ENM CO., LTD. Ticker: 035760 Security ID: Y16608104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Ho-seong as Inside Director For For Management 2.2 Elect Lee Seung-hwa as Inside Director For For Management 2.3 Elect Min Young as Outside Director For For Management 3 Elect Noh Jun-hyeong as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Min Young as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ FRESHWAY CORP. Ticker: 051500 Security ID: Y1659G109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Seong-pil as Inside For For Management Director 4 Elect Kim Yong-gyun as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ LOGISTICS CORP. Ticker: 000120 Security ID: Y166AE100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Shin-ho as Inside Director For For Management 2.2 Elect Shin Young-su as Inside Director For For Management 2.3 Elect Kim Jun-hyeon as Inside Director For For Management 2.4 Elect Jeong Gap-young as Outside For For Management Director 2.5 Elect Song Young-seung as Outside For For Management Director 2.6 Elect Lim Jong-ryong as Outside For For Management Director 3.1 Elect Jeong Gap-young as a Member of For For Management Audit Committee 3.2 Elect Song Young-seung as a Member of For For Management Audit Committee 3.3 Elect Lim Jong-ryong as a Member of For For Management Audit Committee 4 Elect Yeo Mi-suk as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ SEAFOOD CORP. Ticker: 011150 Security ID: Y1671L102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee In-deok as Inside Director For For Management 3 Appoint Park Gi-young as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CKD BIO CORP. Ticker: 063160 Security ID: Y1660L105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Jeong Jin-hyo as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CLASSYS, INC. Ticker: 214150 Security ID: Y49932109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Separate Financial Statements For For Management and Allocation of Income 1.2 Approve Consolidated Financial For For Management Statements and Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CLEAN & SCIENCE CO., LTD. Ticker: 045520 Security ID: Y1661D102 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Choi Jae-ho as Inside Director For For Management 4 Appoint Song Byeong-gi as Internal For For Management Auditor 5 Approve Limit on Remuneration of For For Management Directors 6 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2020 2 Reappoint Ernst & Young Inc as For For Management Auditors with Anthony Cadman as the Individual Registered Auditor 3 Elect Mfundiso Njeke as Director For For Management 4 Re-elect John Bester as Director For For Management 5 Re-elect Bertina Engelbrecht as For For Management Director 6 Re-elect Michael Fleming as Director For For Management 7.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 7.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 7.3 Elect Mfundiso Njeke as Member of the For For Management Audit and Risk Committee 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Repurchase of Issued Share For For Management Capital 11 Approve Directors' Fees For For Management 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 13 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CLIO COSMETICS CO., LTD. Ticker: 237880 Security ID: Y1R6H7105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Elect Kim Hyeon-suk as Outside Director For Against Management 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- CMG PHARMACEUTICAL CO., LTD. Ticker: 058820 Security ID: Y7026M109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Ju-hyeong as Inside Director For For Management 2.2 Elect Kim Sang-gi as Inside Director For For Management 2.3 Elect Park Jong-hwa as Inside Director For For Management 2.4 Elect Park Jong-hyeon as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for CMST For For Management Nanjing Logistics Co., Ltd. 2 Approve Guarantee Provision for China For For Management Chengtong Commodity Trading Co., Ltd. 3 Approve Change of Auditor For For Management 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Management Method of For Against Management Performance Shares Incentive Plan (Revised) 3 Approve Methods to Assess the For Against Management Performance of Plan Participants (Revised) 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report For For Management 6 Approve Financial Statements For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantee For Against Management 9 Approve Application of Credit Lines For For Management 10 Approve Financial Service Agreement For Against Management 11 Amend Related-Party Transaction For For Shareholder Management System -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Liangjie as Supervisor For For Management 2 Approve Related Party Transaction For For Management 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financing Credit Plan For Against Management 6 Approve Provision of Guarantee For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Working System for Independent For Against Management Directors 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xia as Director For For Management 2 Approve Change of Registered Address For For Management and Amendment of Articles of Association -------------------------------------------------------------------------------- COASIA CORP. Ticker: 045970 Security ID: Y09969109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Hui-jun as Inside Director For For Management 2.2 Elect Wi Jong-muk as Inside Director For For Management 2.3 Elect Lee Doh-jun as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- COCA-COLA ICECEK AS Ticker: CCOLA Security ID: M2R39A121 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Approve Dividends For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amendment of Articles of Association For For Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Elect Ren Xiaodong as Non-Independent For For Management Director -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Credit Line 7 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- COFCO JOYCOME FOODS LIMITED Ticker: 1610 Security ID: G22692100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xu Jianong as Director For For Management 3b Elect Cui Guiyong as Director For For Management 3c Elect Ju Jiandong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COGOBUY GROUP Ticker: 400 Security ID: G22537107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kang Jingwei, Jeffrey as Director For For Management 2b Elect Hao Chunyi, Charlie as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Shinewing (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Specific Mandate to For Against Management Issue Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- COLBUN SA Ticker: COLBUN Security ID: P2867K130 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Current Company Standing For For Management Report and Reports of External Auditors and Supervisory Account Inspectors 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of USD 0.004 Per Share 4 Approve Investment and Financing Policy For For Management 5 Approve Dividend Policy and For For Management Distribution Procedures 6 Appoint Auditors For For Management 7 Elect Supervisory Account Inspectors; For For Management Approve their Remunerations 8 Elect Directors For Against Management 9 Approve Remuneration of Directors For For Management 10 Present Report on Activities Carried For For Management Out by Directors' Committee 11 Approve Remuneration and Budget of For For Management Directors' Committee 12 Receive Report Regarding Related-Party For For Management Transactions 13 Designate Newspaper to Publish Meeting For For Management Announcements 14 Other Business For Against Management -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Adopt Scrip Dividend Scheme For For Management 4 Elect Zhu Guogang as Director For For Management 5 Elect Wu Qingbin as Director For For Management 6 Elect Zheng Hongyan as Director For For Management 7 Elect Sun Dongni as Director For For Management 8 Elect Tam Chun Hung, Anthony as For For Management Director 9 Elect Xu Xinmin as Director For For Management 10 Elect Zhu Wuxiang as Director For For Management 11 Authorize Board to Fix the For For Management Remuneration of the Directors 12 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 13 Authorize Repurchase of Issued Share For For Management Capital 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 15 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMARCH SA Ticker: CMR Security ID: X1450R107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Elect Members of Vote Counting None None Management Commission 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Presentation of Supervisory None None Management Board Chairwoman 6 Receive Presentation of CEO None None Management 7 Receive Statutory Reports, Financial None None Management Statements, and Consolidated Financial Statements 8.1 Approve Financial Statements For Did Not Vote Management 8.2 Approve Management Board Report on For Did Not Vote Management Company's Operations 8.3 Approve Consolidated Financial For Did Not Vote Management Statements 8.4 Approve Management Board Report on For Did Not Vote Management Group's Operations 8.5 Approve Supervisory Board Reports For Did Not Vote Management 8.6 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 3.00 per Share 8.7a Approve Discharge of Janusz Filipiak For Did Not Vote Management (CEO) 8.7b Approve Discharge of Pawel Prokop For Did Not Vote Management (Deputy CEO) 8.7c Approve Discharge of Konrad Taranski For Did Not Vote Management (Deputy CEO) 8.7d Approve Discharge of Zbigniew For Did Not Vote Management Rymarczyk (Deputy CEO) 8.7e Approve Discharge of Marcin Warwas For Did Not Vote Management (Deputy CEO) 8.7f Approve Discharge of Andrzej For Did Not Vote Management Przewiezlikowski (Deputy CEO) 8.7g Approve Discharge of Marcin Dabrowski For Did Not Vote Management (Deputy CEO) 8.8a Approve Discharge of Elzbieta Filipiak For Did Not Vote Management (Supervisory Board Chairwoman) 8.8b Approve Discharge of Andrzej Pach For Did Not Vote Management (Supervisory Board Deputy Chairman) 8.8c Approve Discharge of Danuta Drobniak For Did Not Vote Management (Supervisory Board Member) 8.8d Approve Discharge of Anna Pruska For Did Not Vote Management (Supervisory Board Member) 8.8e Approve Discharge of Joanna For Did Not Vote Management Krasodomska (Supervisory Board Member) 8.8f Approve Discharge of Lukasz Kalinowski For Did Not Vote Management (Supervisory Board Member) 8.8g Approve Discharge of Tadeusz Wludyka For Did Not Vote Management (Supervisory Board Member) 8.9 Recall Tadeusz Wludyka as Supervisory For Did Not Vote Management Board Member 8.10 Approve Remuneration Report For Did Not Vote Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- COMBA TELECOM SYSTEMS HOLDINGS LIMITED Ticker: 2342 Security ID: G22972114 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Yue Jun as Director For For Management 2b Elect Xu Huijun as Director For For Management 2c Elect Huo Xinru as Director For For Management 2d Elect Lau Siu Ki, Kevin as Director For Against Management 2e Elect Lin Jin Tong as Director For For Management 2f Elect Ng Yi Kum as Director For Against Management 2g Elect Wong Lok Lam as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMFORT GLOVES BERHAD Ticker: 2127 Security ID: Y1697P103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 3 Elect Khoo Chie Yuan as Director For Did Not Vote Management 4 Elect Lau Eng Guang as Director For Did Not Vote Management 5 Elect Lum Dick Son as Director For Did Not Vote Management 6 Elect Lau Joo Pern as Director For Did Not Vote Management 7 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For Did Not Vote Management 10 Approve Proposed Allocation of Awards For Did Not Vote Management to Lau Eng Guang 11 Approve Proposed Allocation of Awards For Did Not Vote Management to Lau Joo Kien Brian 1 Amend Constitution For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Unidas For Did Not Vote Management Agro Locacao de Veiculos S.A. (Unidas Agro) 2 Ratify Valore Consultoria Empresarial For Did Not Vote Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Absorption of Unidas Agro For Did Not Vote Management Locacao de Veiculos S.A. (Unidas Agro) 5 Ratify Agreement to Acquire ITer For Did Not Vote Management Telecomunicacao Ltda. (ITer) by Agile Gestao de Frotas e Servicos S.A. (Agile) 6 Amend Article 2 Re: Company For Did Not Vote Management Headquarters and Remove Article 55 Accordingly 7 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Company For Did Not Vote Management Headquarters and Remove Article 55 Accordingly 2 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Solange Sobral Targa as For Did Not Vote Management Independent Director -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initiation of Bidding Process For Did Not Vote Management Regarding the Acquisition of Electricity from the Free Contracting Environment (ACL) for Five Units of High Voltage: ETA Rio das Velhas, EAT-2 Vargem das Flores, ETA Rio Manso, ETE Arrudas and EAT-5 Sistema Serra Azul -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS SA Ticker: CCU Security ID: P24905104 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Chairman's Report For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CLP 139.17 per Share 4 Present Dividend Policy and For For Management Distribution Procedures 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Approve Remuneration and Budget of For For Management Audit Committee 9 Appoint Auditors For For Management 10 Designate Risk Assessment Companies For For Management 11 Receive Directors' Committee Report on For For Management Activities 12 Receive Report Regarding Related-Party For For Management Transactions 13 Other Business For Against Management -------------------------------------------------------------------------------- COMPANIA PESQUERA CAMANCHACA SA Ticker: CAMANCHACA Security ID: P3090A105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Elect Directors For Against Management c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee; Receive Directors Committee's Report e Receive Report Regarding Related-Party For For Management Transactions f Appoint Auditors For For Management g Other Business For Against Management -------------------------------------------------------------------------------- COMPANIA SUD AMERICANA DE VAPORES SA Ticker: VAPORES Security ID: P3064M101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Remuneration of Directors for For For Management FY 2021 and Present Their Report on Expenses 4 Approve Remuneration and Budget of For For Management Directors' Committee for FY 2021 and Present Their Report on Activities and Expenses for FY 2020 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Approve Report Regarding Related-Party For For Management Transactions 8 Designate Newspaper to Publish For For Management Announcements 9 Other Business For Against Management -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Gui Kai as Director For For Management 2B Elect Yap Fat Suan, Henry as Director For For Management 2C Elect Huang Jian as Director For For Management 2D Elect Zhang Zhong as Director For For Management 2E Elect Shang Jia as Director For For Management 2F Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rights Transfer Agreement I, For For Management Finance Lease Agreement I and Related Transactions 2 Approve Rights Transfer Agreement II, For For Management Finance Lease Agreement II and Related Transactions -------------------------------------------------------------------------------- CONSUN PHARMACEUTICAL GROUP LIMITED Ticker: 1681 Security ID: G2524A103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhu Quan as Director For For Management 2b Elect Chen Yujun as Director For For Management 2c Elect An Meng as Director For For Management 2d Elect Xu Hanxing as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Adjustment to Allowance of For For Management Independent Directors 10 Approve Related Party Transaction For For Management 11 Approve Guarantee Plan For Against Management 12 Approve Application of Credit Lines For Against Management 13 Approve to Appoint Auditor For For Management 14 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 21st Meeting of the Board of Directors 15 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 28th Meeting of the Board of Directors 16 Amend Articles of Association For For Management 17 Approve Additional Raised Funds For For Management Investment Project and Change in Usage of Raised Funds -------------------------------------------------------------------------------- COOLPAD GROUP LIMITED Ticker: 2369 Security ID: G2418K100 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement For For Management -------------------------------------------------------------------------------- COOLPAD GROUP LIMITED Ticker: 2369 Security ID: G2418K100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Chen Jiajun as Director For For Management 2A2 Elect Lam Ting Fung Freeman as Director For For Management 2A3 Elect Ng Wai Hung as Director For Against Management 2A4 Elect Ma Fei as Director For For Management 2A5 Elect Liang Rui as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COREANA COSMETICS CO., LTD. Ticker: 027050 Security ID: Y1756R107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Hak-su as Inside Director For For Management 3.2 Elect Yoo Sang-ock as Inside Director For For Management 3.3 Elect Park Dong-jin as Outside Director For For Management 4 Appoint Lee Jang-woo as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CORENTEC CO., LTD. Ticker: 104540 Security ID: Y1755S106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seung-hui as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CORESTEM, INC. Ticker: 166480 Security ID: Y1R6E7108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Terms of Retirement Pay For For Management 3 Elect Hong Gwon-hui as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CORONATION FUND MANAGERS LTD. Ticker: CML Security ID: S19537109 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Re-elect Judith February as Director For For Management 1b Re-elect Anton Pillay as Director For For Management 1c Re-elect Jock McKenzie as Director For For Management 2a Elect Neil Brown as Director For For Management 2b Elect Phakamani Hadebe as Director For For Management 2c Elect Saks Ntombela as Director For For Management 3 Appoint KPMG Incorporated as Auditors For For Management with Zola Beseti as the Designated Audit Partner 4a Re-elect Alexandra Watson as Member of For For Management the Audit and Risk Committee 4b Re-elect Lulama Boyce as Member of the For For Management Audit and Risk Committee 4c Re-elect Jock McKenzie as Member of For For Management the Audit and Risk Committee 4d Re-elect Hugo Nelson as Member of the For For Management Audit and Risk Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Policy For For Management Implementation Report 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Remuneration of Non-executive For For Management Directors 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- COSAN LOGISTICA SA Ticker: RLOG3 Security ID: P3R67S106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Add Article 46 Re: Independent Special For For Management Committee 2 Consolidate Bylaws For For Management 3 Approve Agreement to Absorb and For For Management Absorption of Cosan Logistica S.A. by Cosan S.A., Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction and Authorize Executives to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Fix Number of Directors at Nine For For Management 3 Approve Classification of Dan Ioschpe, For For Management Jose Alexandre Scheinkman, Ana Paula Pessoa and Vasco Augusto Pinto da Fonseca Dias Junior as Independent Directors 4 Elect Directors For For Management 5 Approve Agreement to Absorb and For For Management Absorption of Cosan Limited (CZZ), Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction, Approve Issuance of Shares in Connection with the Transaction and Amend Article 5 6 Approve Agreement to Absorb and For For Management Absorption of Cosan Logistica S.A., Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction, Approve Capital Increase in Connection with the Transaction and Amend Article 5 7 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Vessel Leasing Service Master For For Management Agreement -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assignment and Novation For For Management Agreements 2 Approve Adjustment of Caps for For For Management Provisions of Guarantees -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Proposed Mandate and Potential For For Management Capital Increase -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-Public Issuance of A Shares 1.18 Approve Restructuring Constituting a For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management a Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management a Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2 Approve Restructuring Being in For For Management Compliance with the Relevant Laws and Regulations 3 Approve Report on Acquisition of For For Management Assets and Raising Ancillary Funds Through Issuance of Shares and Connected Transaction of COSCO Shipping Development Co., Ltd. (Draft) and Its Summary 4a Approve Acquisition Agreement For For Management 4b Approve Supplemental Agreement For For Management 4c Approve Compensation Agreement For For Management 4d Approve CS Subscription Agreement For For Management 5 Approve Restructuring Complying with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Restructuring Complying with For For Management Article 11 and Article 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 7 Approve Waiver of the Obligation of For For Management COSCO Shipping Investment, China Shipping and Its Concert Parties to Make a General Offer of the Securities of the Company Under the Relevant PRC Laws and Regulations 8 Approve Whitewash Waiver For For Management 9 Approve Dilution on Current Returns For For Management and Remedial Measures of the Company 10 Approve Audit Reports, Pro Forma For For Management Review Report and Asset Valuation Reports in Respect of the Restructuring 11 Approve Independence of Valuation For For Management Agency, Reasonableness of the Assumptions of the Valuation, Correlation Between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration 12 Approve Completeness and Compliance of For For Management the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring 13 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-public Issuance of A Shares 1.18 Approve Restructuring Constituting For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2a Approve Acquisition Agreement For For Management 2b Approve Supplemental Agreement For For Management 2c Approve Compensation Agreement For For Management 2d Approve CS Subscription Agreement For For Management 3 Approve Special Deal For For Management 4 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Annual Report For For Management 6 Approve Profit Distribution Plan and For For Management Final Dividend 7 Approve Remuneration of Directors and For For Management Supervisors 8a Approve ShineWing Certified Public For For Management Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration 8b Approve ShineWing Certified Public For For Management Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8c Approve Ernst & Young, Hong Kong For For Management Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Provisions of Guarantees For Against Management 10 Elect Shao Ruiqing as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Audited Financial Statements For For Management 3 Approve Shareholders' Return Plan for For For Management 2020-2022 4 Approve Final Dividend For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Provision of Guarantees for For For Management the Guaranteed Wholly-Owned Subsidiaries and Related Transactions 10.1 Elect Liu Hanbo as Director For For Shareholder 10.2 Elect Zhu Maijin as Director For For Shareholder 10.3 Elect Zhang Qinghai as Director For For Management 10.4 Elect Liu Zhusheng as Director For For Management 11.1 Elect Teo Siong Seng as Director For For Management 11.2 Elect Victor Huang as Director For Against Management 11.3 Elect Li Runsheng as Director For For Management 11.4 Elect Zhao Jinsong as Director For For Management 11.5 Elect Wang Zuwen as Director For For Management 12.1 Elect Weng Yi as Supervisor For For Shareholder 12.2 Elect Yang Lei as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Statements and For For Management Statutory Report 4 Approve Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- COSMAX NBT, INC. Ticker: 222040 Security ID: Y6S897108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yoon-jong as Non-Independent For For Management Non-Executive Director 3.2 Elect Noh Yeon-hong as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- COSMAX, INC. Ticker: 192820 Security ID: Y1R696106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Sim Sang-bae as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- COSMECCA KOREA CO., LTD. Ticker: 241710 Security ID: Y1R6H9101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- COSMO AM&T CO., LTD. Ticker: 005070 Security ID: Y1782C108 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hong Dong-hwan as Inside Director For For Management 2.2 Elect Ahn Seong-deok as Inside Director For For Management 2.3 Elect Kim Seok-geun as Inside Director For For Management 2.4 Elect Choi Jae-hyeok as Inside Director For For Management 2.5 Elect Yoo Ju-hwan as Inside Director For For Management 2.6 Elect Kim Dong-jeon as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- COSMO CHEMICAL CO., LTD. Ticker: 005420 Security ID: Y1093D100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For For Management 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- COSMO LADY (CHINA) HOLDINGS COMPANY LIMITED Ticker: 2298 Security ID: G24442108 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Shengfeng as Director For For Management 2.2 Elect Lin Zonghong as Director For For Management 2.3 Elect Wen Baoma as Director For For Management 2.4 Elect Chen Zhigang as Director For For Management 2.5 Elect Jiang Bo as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS COMPANY LIMITED Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yeung Kwok Keung as Director For For Management 3a2 Elect Yang Ziying as Director For For Management 3a3 Elect Song Jun as Director For For Management 3a4 Elect Tong Wui Tung as Director For For Management 3a5 Elect Huang Hongyan as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Property Management Services For For Management Framework Agreement, Annual Caps and Related Transactions 2 Approve Sales and Leasing Agency For For Management Services Framework Agreement, Annual Caps and Related Transactions 3 Approve Consultancy and Other Services For For Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Hua as Director For For Management 3a2 Elect Wu Bijun as Director For For Management 3a3 Elect Mei Wenjue as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- COWEAVER CO., LTD. Ticker: 056360 Security ID: Y1769X109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hwang In-hwan as Inside Director For For Management 2.2 Elect Kim Geun-sik as Inside Director For For Management 2.3 Elect Kim Gang-ock as Inside Director For For Management 3 Appoint Hwang Su-ha as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- COWELL FASHION CO., LTD. Ticker: 033290 Security ID: Y6980A101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-seok as Inside Director For For Management 3.2 Elect Lee Soon-seop as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve COFCO Packaging Materials For For Management Agreement, Relevant Annual Caps and Related Transactions 2 Approve ORG Technology Materials For For Management Agreement, Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Zhang Xin as Director For For Management 3b Elect Zhang Ye as Director For For Management 3c Elect Pun Tit Shan as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CREATIVE & INNOVATIVE SYSTEM CORP. Ticker: 222080 Security ID: Y4S992102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Seong-taek as Inside Director For For Management 2.2 Elect Oh Cheon-seong as Inside Director For For Management 2.3 Elect Kim Jong-seok as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2021 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Amend Resolution V.2. of AGM Held on For For Management April 3, 2020 Re: Extend Date of Dividend Payment 4 Ratify Directors; Qualify Independent For For Management Directors; Ratify Members and Chairmen of Audit and Corporate Practices Committees 5 Appoint Legal Representatives For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SAB DE CV SOFOM ER Ticker: CREAL Security ID: P32486105 Meeting Date: JUN 30, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Resolution V.2. of AGM Held on For Did Not Vote Management April 3, 2020 Re: Extend Settlement Date of Dividend Payment 2 Appoint Legal Representatives For Did Not Vote Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- CRETE PLASTICS SA Ticker: PLAKR Security ID: X4529N107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Share Capital Reduction via For Did Not Vote Management Decrease in Par Value 4 Receive Audit Committee's Activity None None Management Report 5 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 6 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 7 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 8 Amend Remuneration Policy For Did Not Vote Management 9 Pre-approve Director Remuneration for For Did Not Vote Management 2021 10 Advisory Vote on Remuneration Report For Did Not Vote Management 11 Elect Member of Audit Committee For Did Not Vote Management 12 Amend Company Articles For Did Not Vote Management 13 Approve Suitability Policy for For Did Not Vote Management Directors 14 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- CS WIND CORP. Ticker: 112610 Security ID: Y1R23X102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Two Inside Directors and Two For For Management Outside Directors to Serve as an Audit Committee Member (Bundled) 4 Elect Park Nam-gyu as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management 2 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Po Wai Kwong as Director For For Management 2 Elect Lai Guanrong as Director For For Management 3 Approve Establishment of Asset For For Management Management Subsidiary 5 Approve Change of Business Scope For For Management 4 Approve Provision of Net Capital For For Management Guarantee Commitment for the Asset Management Subsidiary 6 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Accounts Plan For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report For For Management 6 Elect Zhang Wei as Director For For Shareholder 7 Elect Wang Hua as Director For For Shareholder 8 Approve Amendments to Articles of For Against Management Association 9 Approve Cap on Investment Amount for For For Management Proprietary Business of the Company 10.1 Approve Expected Related Party For For Management Transactions of the Company with Beijing Financial Holdings Group Limited 10.2 Approve Expected Related Party For For Management Transactions of the Company with CITIC Securities 10.3 Approve Expected Related Party For For Management Transactions of the Company with Everbright Group 10.4 Approve Expected Related Party For For Management Transactions of the Company with Evergrowing Bank 11 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Domestic Issue and For For Management the Specific Mandate 2 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Domestic Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated Before the Proposed Domestic Issue 4 Approve Policy for Stabilization of For For Management the Price of the RMB Shares for the Three Years After the Proposed Domestic Issue 5 Approve Profits Distribution Policy For For Management and Dividend Return Plan for the Three Years After the Proposed Domestic Issue 6 Approve Use of Proceeds from the For For Management Proposed Domestic Issue 7 Approve Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the Proposed Domestic Issue 8 Approve Undertakings and Corresponding For For Management Binding Measures in Connection with the Proposed Domestic Issue 9 Adopt Rules and Procedures Regarding For For Management Shareholder's General Meeting 10 Adopt Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Jiang Hao as Director For For Management 11.2 Elect Wang Hongguang as Director For For Management 11.3 Elect Au Chun Kwok Alan as Director For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Cai Dongchen as Director For For Management 3a2 Elect Zhang Cuilong as Director For For Management 3a3 Elect Pan Weidong as Director For For Management 3a4 Elect Li Chunlei as Director For For Management 3a5 Elect Wang Qingxi as Director For For Management 3a6 Elect Law Cheuk Kin Stephen as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For Against Management Transactions 7 Approve Fund Management Business by For Against Management Entrusted Related Parties and Related Party Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Lowering of Transfer Price of For For Management 100% Equity of Jiangnan TTS (Nantong) Ship Equipment Manufacturing Co., Ltd. and Related Party Transactions 10.1 Elect Hu Mingwei as Supervisor For For Management -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Hui as Director For For Management 1.2 Elect Sun Weijun as Director For For Management 1.3 Elect Ren Fangde as Director For For Management 1.4 Elect Gu Yuan as Director For For Management 1.5 Elect Zhou Zhong as Director For For Management 1.6 Elect Zhao Baohua as Director For For Management 2.1 Elect Yan Zhen as Director For For Management 2.2 Elect Shi Donghui as Director For For Management 2.3 Elect Liu Xiangdong as Director For For Management 3.1 Elect Shen Liang as Supervisor For For Management 3.2 Elect Yao Li as Supervisor For For Management 3.3 Elect Hu Mingwei as Supervisor For For Management -------------------------------------------------------------------------------- CTC BIO, INC. Ticker: 060590 Security ID: Y1823B101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seong Gi-hong as Inside Director For For Management 2.2 Elect Hwang Man-soon as For For Management Non-Independent Non-Executive Director 3 Appoint Bae Sang-ho as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CTS INTERNATIONAL LOGISTICS CORP. LTD. Ticker: 603128 Security ID: Y18234107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operational Plan and Financial For Against Management Budget Report 5 Approve Profit Distribution For For Management 6 Approve Financial Services Framework For Against Management Agreement 7 Approve Daily Related Party For Against Management Transactions 8 Elect Lin Shu as Independent Director For For Management 9 Elect Han Gang as Independent Director For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Adjustment on Remuneration of For For Management Independent Directors 12 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CUCKOO HOLDINGS CO., LTD. Ticker: 192400 Security ID: Y1823J104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CUCKOO HOMESYS CO., LTD. Ticker: 284740 Security ID: Y18256100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income (Cash For For Management Dividend) 3 Amend Articles of Incorporation For For Management 4 Elect Ha Dae-young as Outside Director For For Management 5 Elect Ha Dae-young as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CUREXO, INC. Ticker: 060280 Security ID: Y4808P103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Seong-myeon as Inside For For Management Director 3.2 Elect Kim Jeong-ha as Inside Director For For Management 3.3 Elect Gyeong Gi-wook as Outside For For Management Director 4 Appoint Lee Jong-ik as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CURO CO., LTD. Ticker: 015590 Security ID: Y1860M101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Non-Independent For For Management Non-Executive Director and One Outside Director (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CURRO HOLDINGS LTD. Ticker: COH Security ID: S20461109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Themba Baloyi as Director For For Management 2 Re-elect Nan Mankai as Director For For Management 3 Re-elect Tsholo Molefe as Director For For Management 4 Re-elect Santie Botha as Director For For Management 5 Re-elect Nan Mankai as Chairperson of For For Management the Audit and Risk Committee 6 Elect Themba Baloyi as Member of the For For Management Audit and Risk Committee 7 Re-elect Tsholo Molefe as Member of For For Management the Audit and Risk Committee 8 Elect Douglas Ramaphosa as Member of For For Management the Audit and Risk Committee 9 Reappoint PricewaterhouseCoopers Inc For Against Management as Auditors with D de Jager as the Registered Auditor and Partner 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For Against Management 12 Approve Implementation Report on the For For Management Remuneration Policy 13 Adopt Executive Long-Term Incentive For Against Management Scheme 14 Amend the Share Incentive Trust Deed For Against Management 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For Did Not Vote Management -------------------------------------------------------------------------------- CYBERNAUT INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1020 Security ID: G2606Y102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhu Min as Director For For Management 2b Elect Chen Huabei as Director For For Management 2c Elect Lu Yongchao as Director For For Management 2d Elect Yip Sum Yu as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Elite Partners CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CYFROWY POLSAT SA Ticker: CPS Security ID: X1809Y100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4.1 Elect Member of Vote Counting For Did Not Vote Management Commission 4.2 Elect Member of Vote Counting For Did Not Vote Management Commission 4.3 Elect Member of Vote Counting For Did Not Vote Management Commission 5 Approve Agenda of Meeting For Did Not Vote Management 6.1 Receive Management Board Report on None None Management Company's Operations and Financial Statements 6.2 Receive Management Board Report on None None Management Group's Operations and Consolidated Financial Statements 7.1 Receive Supervisory Board Reports on None None Management Its Review of Management Board Report on Company's Operations, Financial Statements, and Management Board Proposal on Allocation of Income 7.2 Receive Remuneration Report None None Management 8 Receive Supervisory Board Report on None None Management Company's Standing and Management Board Activities 9 Approve Management Board Report on For Did Not Vote Management Company's Operations 10 Approve Financial Statements For Did Not Vote Management 11 Approve Management Board Report on For Did Not Vote Management Group's Operations 12 Approve Consolidated Financial For Did Not Vote Management Statements 13 Approve Supervisory Board Report For Did Not Vote Management 14 Approve Remuneration Report For Did Not Vote Management 15.1 Approve Discharge of Miroslaw For Did Not Vote Management Blaszczyk (CEO) 15.2 Approve Discharge of Maciej Stec For Did Not Vote Management (Deputy CEO) 15.3 Approve Discharge of Jacek For Did Not Vote Management Felczykowski (Management Board Member) 15.4 Approve Discharge of Aneta Jaskolska For Did Not Vote Management (Management Board Member) 15.5 Approve Discharge of Agnieszka For Did Not Vote Management Odorowicz (Management Board Member) 15.6 Approve Discharge of Katarzyna For Did Not Vote Management Ostap-Tomann (Management Board Member) 16.1 Approve Discharge of Marek Kapuscinski For Did Not Vote Management (Supervisory Board Chairman) 16.2 Approve Discharge of Tomasz Szelag For Did Not Vote Management (Supervisory Board Member) 16.3 Approve Discharge of Jozef Birka For Did Not Vote Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For Did Not Vote Management Gwiazdowski (Supervisory Board Member) 16.5 Approve Discharge of Marek Grzybowski For Did Not Vote Management (Supervisory Board Member) 16.6 Approve Discharge of Aleksander Myszka For Did Not Vote Management (Supervisory Board Member) 16.7 Approve Discharge of Leszek Reksa For Did Not Vote Management (Supervisory Board Member) 16.8 Approve Discharge of Pawel Ziolkowski For Did Not Vote Management (Supervisory Board Member) 16.9 Approve Discharge of Piotr Zak For Did Not Vote Management (Supervisory Board Member) 17 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 1.20 per Share 18.1 Fix Number of Supervisory Board Members For Did Not Vote Management 18.2 Elect Supervisory Board Member For Did Not Vote Management 18.3 Elect Supervisory Board Member For Did Not Vote Management 18.4 Elect Supervisory Board Member For Did Not Vote Management 18.5 Elect Supervisory Board Member For Did Not Vote Management 18.6 Elect Supervisory Board Member For Did Not Vote Management 18.7 Elect Supervisory Board Member For Did Not Vote Management 18.8 Elect Supervisory Board Member For Did Not Vote Management 18.9 Elect Supervisory Board Member For Did Not Vote Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: FEB 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Options under CYIENT For Did Not Vote Management Associate Stock Option Scheme 2021 to Associates of the Company 2 Approve Grant of Options under CYIENT For Did Not Vote Management Associate Stock Option Scheme 2021 to Associates of the Subsidiary Companies 3 Approve Secondary Acquisition of For Did Not Vote Management Shares Through CYIENT Associate Stock Option Scheme 2021 Trust 4 Approve Provision of Money by Company For Did Not Vote Management for Acquisition of Shares by the Trust -------------------------------------------------------------------------------- CYMECHS, INC. Ticker: 160980 Security ID: Y1R57C107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Eom Ju-yong as Inside Director For For Management 4 Elect Jeong Sang-min as Outside For For Management Director 5 Appoint Choi Chan-myeong as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CYRELA COMMERCIAL PROPERTIES SA EMPREENDIMENTOS E PARTICIPACOES Ticker: CCPR3 Security ID: P34093107 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increases without For Did Not Vote Management Preemptive Rights Approved at the Oct. 28 and Nov. 29, 2019 Board Meetings 2 Ratify Cancellations of Treasury For Did Not Vote Management Shares without Reduction in Share Capital Approved at the Jul. 29 and Nov. 11, 2020 Board Meetings 3 Amend Article 6 to Reflect Changes in For Did Not Vote Management Capital 4 Approve Interim Dividends For Did Not Vote Management -------------------------------------------------------------------------------- D&C MEDIA CO., LTD. Ticker: 263720 Security ID: Y202GG102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Hyeon-ho as Inside Director For For Management 3.2 Elect Lee Wang-ho as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees for For For Management the Financing Business of Controlled Subsidiaries -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Dianhan as Non-Independent For For Shareholder Director 2.1 Elect Zhu Wanyu as Supervisor For For Shareholder 2.2 Elect Hu Teng as Supervisor For For Shareholder -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Indirect Company on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financial Budget Report For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Change of Company Name For For Management 11 Approve Amendments to Articles of For Against Management Association 12 Approve Adjustment to Allowance of For For Management Independent Directors 13 Approve Use of Idle Own Funds to For For Management Invest in Structured Deposits and Principal-Guaranteed Wealth Management Products -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the For For Management Management to Handle All Related Matters of Disposal of Equity -------------------------------------------------------------------------------- DA TECHNOLOGY CO., LTD. Ticker: 196490 Security ID: Y2R219105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jong-wook as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAE HWA PHARM CO., LTD. Ticker: 067080 Security ID: Y1860R100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yang Jae-gwon as Inside Director For For Management 2.2 Elect Jeong Hye-seon as Inside Director For Against Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEA TI CO., LTD. Ticker: 045390 Security ID: Y4084Q106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Il-su as Inside Director For For Management 2.2 Elect Choi Jong-yoon as Inside Director For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEBONGLS CO., LTD. Ticker: 078140 Security ID: Y18586100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Jong-ho as Inside Director For For Management 3.2 Elect Park Jin-oh as Inside Director For For Management 3.3 Elect Lim Jae-yeon as Inside Director For For Management 3.4 Elect Park Tae-won as Outside Director For For Management 4 Appoint Lee Jun-saeng as Internal For Against Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAECHANG CO., LTD. Ticker: 012800 Security ID: Y1868M103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Kim Mu-young as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEDONG INDUSTRIAL CO., LTD. Ticker: 000490 Security ID: Y1858K109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jong-soon as Inside Director For For Management 4 Elect Kim Hyeong-jun as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEDUCK CO., LTD. Ticker: 008060 Security ID: Y1858V105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEHAN NEW PHARM CO., LTD. Ticker: 054670 Security ID: Y18606106 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 2.2 Amend Articles of Incorporation For For Management (Appointment of Internal Auditor) 2.3 Amend Articles of Incorporation For For Management (Supplementary Provisions) 3.1 Elect Lee Wan-jin as Inside Director For For Management 3.2 Elect Lee Won-seok as Inside Director For For Management 3.3 Elect Kwon Oh-gyeong as Outside For For Management Director 4 Appoint Noh Sang-gyu as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEJOO ELECTRONIC MATERIALS CO., LTD. Ticker: 078600 Security ID: Y18617103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Mu-hyeon as Inside Director For For Management 2.2 Elect Lim Il-ji as Inside Director For For Management 2.3 Elect Lim Jung-gyu as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management 6 Amend Articles of Incorporation For Against Management -------------------------------------------------------------------------------- DAEJOO, INC. Ticker: 003310 Security ID: Y1861G103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Seok-won as Inside Director For For Management 3.2 Elect Park Hye-gyeong as For For Management Non-Independent Non-Executive Director 3.3 Elect Kim Yeon-ho as Outside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEJUNG CHEMICALS & METALS CO., LTD. Ticker: 120240 Security ID: Y1862H100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEMYUNG SONOSEASON CO., LTD. Ticker: 007720 Security ID: Y1869Q103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- DAESANG CORP. Ticker: 001680 Security ID: Y7675E101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAESANG HOLDINGS CO., LTD. Ticker: 084690 Security ID: Y1863E106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lim Se-ryeong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAESUNG FINE TEC CO. LTD. Ticker: 104040 Security ID: Y18708100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAESUNG HOLDINGS CO., LTD. Ticker: 016710 Security ID: Y1R70J105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Young-hun as Inside Director For For Management 4 Elect Oh Myeong-jeon as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEWON KANG UP CO., LTD. Ticker: 000430 Security ID: Y1870T104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect One Inside Director and One For For Management Outside Director (Bundled) 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEWON MEDIA CO., LTD. Ticker: 048910 Security ID: Y1963C109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEWON PHARMACEUTICAL CO., LTD. Ticker: 003220 Security ID: Y1872L109 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Son Yeo-won as Outside Director For For Management to Serve as Member of Audit Committee 4.2 Elect Park Yong-ju as Outside Director For For Management to Serve as Member of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEWOO ELECTRONIC COMPONENTS CO., LTD. Ticker: 009320 Security ID: Y1877P105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lee Gyu-sik as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEWOO ENGINEERING & CONSTRUCTION CO. LTD. Ticker: 047040 Security ID: Y1888W107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEWOO ENGINEERING & CONSTRUCTION CO. LTD. Ticker: 047040 Security ID: Y1888W107 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Kim Hyeong as Inside Director For For Management -------------------------------------------------------------------------------- DAEWOONG CO., LTD. Ticker: 003090 Security ID: Y19152100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Park Seong-su as Inside Director For For Management 2.2 Elect Lee Oh-young as Outside Director For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management 6 Approve Allocation of Income (KRW 0. Against Against Shareholder 05) (Shareholder Proposal) -------------------------------------------------------------------------------- DAEWOONG PHARMACEUTICAL CO., LTD. Ticker: 069620 Security ID: Y1915W104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Jeon Seung-ho as Inside Director For For Management 2.2 Elect Yoon Jae-chun as Inside Director For For Management 2.3 Elect Lee Chang-jae as Inside Director For For Management 2.4 Elect Kim Hong-cheol as Outside For For Management Director 2.5 Elect Kim Young-jin as Outside Director For For Management 3 Appoint Lee Geon-haeng as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- DAEYOUNG PACKAGING CO., LTD. Ticker: 014160 Security ID: Y1917P107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Four Inside Directors and Two For For Management Outside Directors (Bundled) 4 Elect Kim Seon-gyu as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Two Members of Audit Committee For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEYU CO., LTD. Ticker: 290380 Security ID: Y1917Y165 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- DAEYU CO., LTD. Ticker: 290380 Security ID: Y1917Y165 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kim Je-park as Inside Director For For Management -------------------------------------------------------------------------------- DAIBOCHI BERHAD Ticker: 8125 Security ID: Y1921E106 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Heng Fu Joe as Director For For Management 5 Elect Low Geoff Jin Wei as Director For For Management 6 Elect Chang Chee Siong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Heng Fu Joe to Continue Office For For Management as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- DAIHAN PHARMACEUTICAL CO., LTD. Ticker: 023910 Security ID: Y1892U105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Yoon-woo as Inside Director For For Management 2.2 Elect Lee Dong-il as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAISHIN INFORMATION & COMMUNICATION CO., LTD. Ticker: 020180 Security ID: Y19526105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jae-won as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAISHIN SECURITIES CO., LTD. Ticker: 003540 Security ID: Y19538100 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 1.2.1 Approve Appropriation of Income For For Management 1.2.2 Approve Allocation of Income (KRW Against Against Shareholder 1,500) (Shareholder Proposal) 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Eo-ryong as Inside Director For For Management 3.2 Elect Kim Byeong-cheol as Outside For For Management Director 3.3 Elect Lee Chang-se as Outside Director For For Management 3.4 Elect Won Yoon-hui as Outside Director For For Management 4 Elect Kim Chang-su as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Kim Byeong-cheol as a Member of For For Management Audit Committee 6.1 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6.2 Approve Total Remuneration of Inside Against For Shareholder Directors and Outside Directors (Shareholder Proposal) -------------------------------------------------------------------------------- DAIYANG METAL CO., LTD. Ticker: 009190 Security ID: Y1962S105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Huang Jiaying as Director For For Management 3e Elect Xu Biying as Director For For Management 3f Elect Hu Xiaoling as Director For For Management 3g Elect Cheng Hanchuan as Director For For Management 3h Elect Liu Xiaobin as Director For For Management 3i Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines and Provision of Guarantee to Subsidiaries 2 Approve Related Party Transaction For For Management 3.1 Elect Tang Ruiming as Independent For For Management Director 3.2 Elect Wang Guofeng as Independent For For Management Director -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DALIAN MY GYM EDUCATION TECHNOLOGY CO., LTD. Ticker: 002621 Security ID: Y1967L105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- DALIAN MY GYM EDUCATION TECHNOLOGY CO., LTD. Ticker: 002621 Security ID: Y1967L105 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- DALIAN MY GYM EDUCATION TECHNOLOGY CO., LTD. Ticker: 002621 Security ID: Y1967L105 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1R69D101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DANAL CO., LTD. Ticker: 064260 Security ID: Y1969G104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Ryu Ik-seon as Inside Director For Against Management 4 Appoint Choi Dong-jin as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DANAWA CO., LTD. Ticker: 119860 Security ID: Y1973L107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Elect Wang Daokuo as Director For For Shareholder 9.1 Elect Hao Shengyue as Director For For Management 10.1 Elect Yu Feng as Supervisor For Against Management -------------------------------------------------------------------------------- DAR AL ARKAN REAL ESTATE DEVELOPMENT CO. Ticker: 4300 Security ID: M2723D109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Related Party Transactions Re: For Did Not Vote Management Saudi Housing Finance 6 Approve Related Party Transactions Re: For Did Not Vote Management Al Khair Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2020 8 Amend Nomination and Remuneration For Did Not Vote Management Committee Charter -------------------------------------------------------------------------------- DARE POWER DEKOR HOME CO., LTD. Ticker: 000910 Security ID: Y44434101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Summary of Audit Work For For Management 8 Approve to Formulate the Shareholder For For Management Return Plan -------------------------------------------------------------------------------- DASAN NETWORKS, INC. Ticker: 039560 Security ID: Y1997R106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoo Chun-yeol as Inside Director For For Management 4 Elect Yoo Gyun as Outside Director For For Management 5 Appoint Song Gwan-ho as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Relevant Commitments For For Management of Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Proposal of Datang For Against Management International as the Parent Company for the Year of 2021 2 Approve Replacement of Financing For Against Management Guarantee of Yuncheng Power Company -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Engagement of Accounting Firms For For Management -------------------------------------------------------------------------------- DATONG COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Company Name and Amend For For Management Articles of Association -------------------------------------------------------------------------------- DAWONSYS CO., LTD. Ticker: 068240 Security ID: Y2040P105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Seon-soon as Inside Director For For Management 2.2 Elect Kim Young-gon as Non-Independent For For Management Non-Executive Director 2.3 Elect Kim Jae-cheol as Inside Director For For Management 2.4 Elect Lee Hae-ryong as Inside Director For For Management 2.5 Elect Lee Cheol-hui as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DAYANG ENTERPRISE HOLDINGS BHD. Ticker: 5141 Security ID: Y202BD104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yusof Bin Tengku Ahmad For Did Not Vote Management Shahruddin as Director 2 Elect Gordon Kab @ Gudan Bin Kab as For Did Not Vote Management Director 3 Elect Jeanita Anak Gamang as Director For Did Not Vote Management 4 Elect Chen King Yu as Director For Did Not Vote Management 5 Approve Directors' Fees For Did Not Vote Management 6 Approve Directors' Meeting Allowance For Did Not Vote Management 7 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 8 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DAYOU PLUS CO., LTD. Ticker: 000300 Security ID: Y2030H113 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Park Jong-moon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DB FINANCIAL INVESTMENT CO., LTD. Ticker: 016610 Security ID: Y20959105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Geon-seop as Outside For For Management Director to Serve as an Audit Committee Member 3.2 Elect Kim Ho-sik as Outside Director For For Management to Serve as an Audit Committee Member 3.3 Elect Han Bong-hui as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DB HITEK CO., LTD. Ticker: 000990 Security ID: Y3R69A103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yang Seung-ju as Inside Director For For Management 4 Elect Kim Jun-dong as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DB INSURANCE CO., LTD. Ticker: 005830 Security ID: Y2096K109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-ho as Outside Director For For Management 3.2 Elect Moon Jeong-suk as Outside For Against Management Director 3.3 Elect Kim Jeong-nam as Inside Director For For Management 3.4 Elect Jeong Jong-pyo as Inside Director For For Management 4 Elect Kim Seong-guk as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Choi Jeong-ho as a Member of For For Management Audit Committee 5.2 Elect Moon Jeong-suk as a Member of For Against Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DB, INC. Ticker: 012030 Security ID: Y2R9ER114 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Nam-ho as Inside Director For For Management 3.2 Elect Moon Deok-sik as Inside Director For For Management 3.3 Elect Kang Woon-sik as Inside Director For For Management 3.4 Elect Lee Dong-hun as Outside Director For For Management 3.5 Elect Noh Hyeong-cheol as Outside For For Management Director 4 Elect Jin Young-wook as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Lee Dong-hun as a Member of For For Management Audit Committee 5.2 Elect Noh Hyeong-cheol as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- DENTIUM CO., LTD. Ticker: 145720 Security ID: Y2R34J108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seo Seung-woo as Inside Director For For Management 2.2 Elect Choi Seong-ho as Outside Director For For Management 3 Elect Cho Seung-ryong as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DEPPON LOGISTICS CO., LTD. Ticker: 603056 Security ID: Y2034J107 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Lai Shiqiang as Director For For Shareholder 3.1 Elect Chen Minmin as Supervisor For For Management -------------------------------------------------------------------------------- DEPPON LOGISTICS CO., LTD. Ticker: 603056 Security ID: Y2034J107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Own Funds for Entrusted For Against Management Asset Management 8 Approve Bank Credit Line and Guarantee For For Management Provision -------------------------------------------------------------------------------- DEUTSCH MOTORS, INC. Ticker: 067990 Security ID: Y1996W106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kwon Oh-su as Inside Director For For Management 3.2 Elect Kwon Hyeok-min as Inside Director For For Management 3.3 Elect Kim Ji-ho as Inside Director For For Management 3.4 Elect Nam Tae-woo as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- DEVELIA SA Ticker: DVL Security ID: X48986107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Supervisory Board Report None None Management 6 Approve Supervisory Board Report For Did Not Vote Management 7 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 8 Approve Financial Statements For Did Not Vote Management 9 Approve Consolidated Financial For Did Not Vote Management Statements 10.1 Approve Discharge of Michal Hulboj For Did Not Vote Management (CEO) 10.2 Approve Discharge of Pawel Ruszczak For Did Not Vote Management (Management Board Member) 10.3 Approve Discharge of Miroslaw Kujawski For Did Not Vote Management (Management Board Member) 10.4 Approve Discharge of Tomasz Wrobel For Did Not Vote Management (Management Board Member) 10.5 Approve Discharge of Andrzej Oslizlo For Did Not Vote Management (CEO) 11.1 Approve Discharge of Michal Hulboj For Did Not Vote Management (Supervisory Board Chairman) 11.2 Approve Discharge of Jacek Osowski For Did Not Vote Management (Supervisory Board Deputy Chairman) 11.3 Approve Discharge of Artur Osuchowski For Did Not Vote Management (Supervisory Board Member) 11.4 Approve Discharge of Pawel Malyska For Did Not Vote Management (Supervisory Board Member) 11.5 Approve Discharge of Grzegorz For Did Not Vote Management Grabowicz (Supervisory Board Member) 11.6 Approve Discharge of Michal Wnorowski For Did Not Vote Management (Supervisory Board Member) 11.7 Approve Discharge of Piotr Kaczmarek For Did Not Vote Management (Supervisory Board Member) 11.8 Approve Discharge of Robert Pietryszyn For Did Not Vote Management (Supervisory Board Member) 11.9 Approve Discharge of Piotr Pinior For Did Not Vote Management (Supervisory Board Member) 11.10 Approve Discharge of Marek Szydlo For Did Not Vote Management (Supervisory Board Member) 11.11 Approve Discharge of Marcin Eckert For Did Not Vote Management (Supervisory Board Member) 12 Receive Management Board Proposal on None None Management Allocation of Income 13 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 0.17 per Share 14.1 Elect Supervisory Board Member For Did Not Vote Management 14.2 Elect Supervisory Board Member For Did Not Vote Management 14.3 Elect Supervisory Board Member For Did Not Vote Management 14.4 Elect Supervisory Board Member For Did Not Vote Management 14.5 Elect Supervisory Board Member For Did Not Vote Management 14.6 Elect Supervisory Board Member For Did Not Vote Management 14.7 Elect Supervisory Board Member For Did Not Vote Management 15 Approve Remuneration Report For Did Not Vote Management 16 Amend Statute Re: Supervisory Board For Did Not Vote Management 17 Amend Regulations on Supervisory Board For Did Not Vote Management 18 Approve Incentive Plan For Did Not Vote Management 19 Approve Conditional Increase in Share For Did Not Vote Management Capital via Issuance of Series K Shares without Preemptive Rights for Purpose of Incentive Plan; Amend Statute Accordingly 20.1 Amend Remuneration Policy For Did Not Vote Management 20.2 Amend Remuneration Policy For Did Not Vote Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- DEXIN CHINA HOLDINGS COMPANY LIMITED Ticker: 2019 Security ID: G2751H102 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Hu Yiping as Director For For Management 2a2 Elect Shan Bei as Director For For Management 2a3 Elect Wong Wing Kuen, Albert as For Against Management Director 2a4 Elect Ding Jiangang as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5a Approve Final Dividend For For Management 5b Authorize Board to Deal with All For For Management Matters in Connection with the Payment of the Final Dividend -------------------------------------------------------------------------------- DEXIN CHINA HOLDINGS COMPANY LIMITED Ticker: 2019 Security ID: G2751H102 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Framework Property For For Management Management Service Agreement 2 Approve New Framework Decoration For For Management Service Agreement 3 Approve New Huzhou Framework For For Management Decoration Service Agreement -------------------------------------------------------------------------------- DEXTER STUDIOS CO., LTD. Ticker: 206560 Security ID: Y0023F102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jeong-ho as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4.1 Amend Articles of Incorporation For For Management (Business Objectives) 4.2 Amend Articles of Incorporation For For Management (Amendment Relating to Changes in Legislation) 4.3 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 4.4 Amend Articles of Incorporation For For Management (Miscellaneous) -------------------------------------------------------------------------------- DGB FINANCIAL GROUP CO., LTD. Ticker: 139130 Security ID: Y2058E109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-oh as Inside Director For For Management 3.2 Elect Lee Sang-yeop as Outside Director For For Management 3.3 Elect Lee Jin-bok as Outside Director For For Management 4 Elect Cho Seon-ho as Outside Director For For Management to Serve as a Member of Audit Committee 5 Elect Lee Jin-bok as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Extension of Resolution For For Management Validity Period 8 Approve Extension of Authorization of For For Management the Board to Handles Matters Related to Private Placement of Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee 2 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- DHP KOREA CO., LTD. Ticker: 131030 Security ID: Y3229M103 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For Against Management 4 Elect Park Young-woon as Inside For For Management Director 5 Appoint Kim Dae-han as Internal Auditor For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DI CORP. Ticker: 003160 Security ID: Y2069Q109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Min Dong-jun as Outside Director For For Management 4 Appoint Jeon In-hak as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DI DONG-IL CORP. Ticker: 001530 Security ID: Y2094Y101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors and Two For For Management Outside Directors (Bundled) 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Controlled For For Management Subsidiary and Introduction of Investors -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantees 9 Approve Daily Related-party For For Management Transactions 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- DIFFER GROUP HOLDING COMPANY LIMITED Ticker: 6878 Security ID: G2760V100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Hong Mingxian as Director For For Management 2b Elect Cai Huatan as Director For For Management 2c Elect Chan Sing Nun as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Guarantee For For Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Digital China Holdings Co., Ltd 1.2 Approve Related Party Transaction with For For Management Digital China Information Services Co. , Ltd -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of M&A Loans For For Management -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Derivative Investment For For Management 9 Approve Securities Investment For Against Management 10 Approve Guarantees For For Management 11.1 Elect Guo Wei as Director For For Shareholder 11.2 Elect Xin Xin as Director For For Shareholder 12.1 Elect Zhu Jinmei as Director For For Shareholder 12.2 Elect Zhang Lianqi as Director For For Shareholder 12.3 Elect Ling Zhenwen as Director For For Shareholder 13.1 Elect Zhang Mei as Supervisor For For Shareholder 13.2 Elect Sun Danmei as Supervisor For For Shareholder -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yin Shiming as Director For For Shareholder 2 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For Against Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8.1 Approve Related Party Transaction with For For Management Shenzhou Holdings 8.2 Approve Related Party Transaction with For For Management Shenzhou Digital 8.3 Approve Related Party Transaction with For For Management Shenzhou Bangbang 9 Approve Change in the Use of Raised For For Management Funds to Replenish Working Capital 10 Amend Articles of Association For For Management 11 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- DIGITAL DAESUNG CO., LTD. Ticker: 068930 Security ID: Y2070S102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Hyeong-seok as Inside For For Management Director 3.2 Elect Kim Jeong-yeol as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- DIGITAL OPTICS CO., LTD. Ticker: 106520 Security ID: Y2R737106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Reverse Stock Split For For Management 4 Approve Reduction in Capital For For Management 5 Appoint Kim Su-gyeong as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DIGITAL POWER COMMUNICATIONS CO., LTD. Ticker: 026890 Security ID: Y2083H101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Overseas Listing in For For Management Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2 Approve Overseas Listing For For Management 3 Approve Full Circulation of Shares For For Management Application 4 Approve Commitment of Upholding the For For Management Independent Listing Status 5 Approve Statement on and Prospect of For For Management the Continuing Profitability 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Adjustment of Allowance of For For Management Independent Directors and Payment Method 7 Approve to Appoint Auditor For For Management 8 Approve Authorization of Management For Against Management and Subsidiaries for Additional Land Reserve 9 Approve Financing Application For Against Management 10 Approve Mortgage and Pledge of Assets For Against Management for Financing 11 Approve Guarantee Provision Plan For Against Management 12 Approve Provision of Guarantee to For For Management Joint Venture 13 Approve Lending Funds to Controlled For For Management and Associate Company 14 Approve Related Party Transaction For For Management 15 Amend Management System for Real For For Management Estate Project 16 Approve Key Management Members For For Management Participate in Real Estate Project and Increase in Related Party Transaction 17 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination and Cancellation For For Management of Stock Option 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIMED SA DISTRIBUIDORA DE MEDICAMENTOS Ticker: PNVL4 Security ID: P7535A109 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For Did Not Vote Management Shares into Common Shares 2 Approve Listing of Company Shares in For Did Not Vote Management Novo Mercado Segment of the Sao Paulo Stock Exchange 3 Approve Listing of Company Shares in For Did Not Vote Management Nivel 2 Listing Segment of the Sao Paulo Stock Exchange 4 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- DIMED SA DISTRIBUIDORA DE MEDICAMENTOS Ticker: PNVL4 Security ID: P7535A109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Compliance of Nivel For Did Not Vote Management 2 Segment Rules and Consolidate Bylaws 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- DIO CORP. Ticker: 039840 Security ID: Y2096C115 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jin-baek as Inside Director For For Management 2.2 Elect Tak Dong-heon as Outside Director For For Management 2.3 Elect Cho Hyeon-ik as Outside Director For For Management 3 Appoint Kim Hyeon-geun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DL HOLDINGS CO., LTD. Ticker: 000210 Security ID: Y1860N109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DMS CO., LTD. Ticker: 068790 Security ID: Y2076E107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income 1.2 Approve Consolidated Financial For For Management Statements and Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Article 8-2) 2.2 Amend Articles of Incorporation For For Management (Articles 12,17, and 56) 2.3 Amend Articles of Incorporation For For Management (Article 47) 2.4 Amend Articles of Incorporation For For Management (Articles 16, 22, and 53) 3 Appoint Cho Young-hwan as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DNF CO., LTD. Ticker: 092070 Security ID: Y2090Q102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Jun-ha as Inside Director For For Management 3.2 Elect Hong Jong-won as Outside Director For For Management 4 Appoint Lee Bong-gi as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DOGUS OTOMOTIV SERVIS VE TICARET AS Ticker: DOAS.E Security ID: M28191100 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Receive Information on Spin-Off None None Management Agreement to be Discussed Under Item 5 3 Receive Information in Accordance to None None Management the Communique on Mergers and Demergers 4 Receive Information on Absence of None None Management Right of Withdrawal 5 Approve Spin-Off Agreement For Did Not Vote Management 6 Wishes None None Management -------------------------------------------------------------------------------- DOHWA ENGINEERING CO., LTD. Ticker: 002150 Security ID: Y2104A101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Seung-woo as Inside Director For Against Management 3.2 Elect Noh Jin-myeong as Inside Director For Against Management 3.3 Elect Kim Deok-gu as Inside Director For For Management 4.1 Elect Kim Tae-hyeon as Outside For Against Management Director to Serve as a Member of Audit Committee 4.2 Elect Park Young-bong as Outside For Against Management Director to Serve as a Member of Audit Committee 4.3 Elect Bae Bo-gyeong as Outside For Against Management Director to Serve as a Member of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DONG WHA PHARM CO., LTD. Ticker: 000020 Security ID: Y20962109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Sang-hui as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DONG YANG STEEL PIPE CO., LTD. Ticker: 008970 Security ID: Y2100A105 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Han Myeong-roh as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONG-A HWA SUNG CO., LTD. Ticker: 041930 Security ID: Y20932102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lee Sang-man as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONG-A ST CO., LTD. Ticker: 170900 Security ID: Y2R94V116 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Eom Dae-sik as Inside Director For For Management 3.2 Elect Han Jong-hyeon as Inside Director For For Management 3.3 Elect Choi Hui-ju as Outside Director For For Management 4 Elect Ryu Jae-sang as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Choi Hui-ju as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DONG-AH GEOLOGICAL ENGINEERING COMPANY LTD. Ticker: 028100 Security ID: Y2112C107 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Du-hoe as Outside Director For For Management 4 Appoint Choi Young-tae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Duty Performance Report of the For For Management Independent Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Investment in Financial For Against Management Products 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect Han Yuewei as Director For For Management 11.2 Elect Wu Jun as Director For For Management 11.3 Elect Weng Jingwen as Director For For Management 11.4 Elect Yue Hu as Director For For Management 11.5 Elect Gao Dengfeng as Director For For Management 11.6 Elect Deng Rong as Director For For Management 12.1 Elect Zhang Yuanxing as Director For For Management 12.2 Elect Wen Guangwei as Director For For Management 12.3 Elect Guo Dean as Director For For Management 13.1 Elect Tao Ran as Supervisor For For Shareholder 13.2 Elect Tang Na as Supervisor For For Shareholder 13.3 Elect Ding Hongyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGBANG TRANSPORT & LOGISTICS CO. LTD. Ticker: 004140 Security ID: Y21038123 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Amend Articles of Incorporation For For Management 3 Elect Two Outside Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGFANG ELECTRONICS CO., LTD. Ticker: 000682 Security ID: Y209AC102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Working System for Independent For For Management Directors 12 Approve Allowance of Independent For For Management Directors 13.1 Elect Yang Hengkun as Director For For Management 13.2 Elect Ding Zhenhua as Director For For Management 13.3 Elect Fang Zhengji as Director For For Management 13.4 Elect Hu Hanyang as Director For For Management 13.5 Elect Lin Peiming as Director For For Management 13.6 Elect Li Xiaobin as Director For For Management 14.1 Elect Du Zhigang as Director For For Management 14.2 Elect Fang Shaokun as Director For For Management 14.3 Elect Wang Gongyong as Director For For Management 15.1 Elect Wang Zheng as Supervisor For For Management 15.2 Elect Liu Minghui as Supervisor For For Management -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Independent Auditor's Report For For Management and Audited Financial Statements 4 Approve Profit Distribution Proposal For For Management and Authorize Board to Deal with Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal with All For For Management Issues in Relation to the Distribution of Interim Dividend 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Elect Huang Wai as Director For For Management 9 Approve Re-Designation of Yang Qing For For Management from Non-Executive Director to Executive Director 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Related Transactions -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y2121H121 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Kan as Director For For Shareholder 1.2 Elect Lin Peifeng as Director For For Shareholder 1.3 Elect Tang Yi as Director For For Shareholder 1.4 Elect Shan Xiaomin as Director For For Shareholder 1.5 Elect Jin Yongfu as Director For For Shareholder 2.1 Elect Li Jinhui as Director For For Management 2.2 Elect Siu Chi Hung as Director For For Management 2.3 Elect Guo Suyi as Director For For Management 3.1 Elect Huang Haiping as Supervisor For For Management 3.2 Elect Jiang Ping as Supervisor For For Shareholder 4 Authorize Board to Determine the For For Management Remuneration of Directors and Supervisory Committee -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y2121H121 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Loan Provided by For For Management Controlling Shareholder to the Company and Related Transactions 2 Approve Estimation of Routine Related For For Management Transactions for 2021 3 Approve Remuneration and Assessment For For Management Plan for the Chairman and Senior Management 4 Approve Performance Appraisal Scheme For For Management for the Chairman and Senior Management 5 Approve Application of Integrated Bank For For Management Credit Facilities for 2021 -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y2121H121 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Its Extract For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Annual Final Financial Report For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Shareholders' Return Plan for For For Management the Next Three Years 8 Approve Extension of Loan Provided by For For Management Controlling Shareholder to the Company and Related Party Transactions 9 Approve Zhongshen Zhonghuan Certified For For Management Public Accountants (Special General Partnership) as Domestic and Internal Control Auditor and Mazars CPA Limited as Overseas Auditor and Authorize the President of the Company to Fix Their Remuneration -------------------------------------------------------------------------------- DONGJIN SEMICHEM CO., LTD. Ticker: 005290 Security ID: Y2121T109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Bu-seop as Inside Director For For Management 4 Appoint Cho Myeong-jae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGKOO BIO & PHARM CO. LTD. Ticker: 006620 Security ID: Y2R96C108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-jun as Inside Director For For Management 3.2 Elect Kim Jong-moon as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- DONGKOOK PHARMACEUTICAL CO., LTD. Ticker: 086450 Security ID: Y2098D103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kwon Gi-beom as Inside Director For For Management 3.2 Elect Yeo Byeong-min as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGKUK INDUSTRIES CO., LTD. Ticker: 005160 Security ID: Y2097F109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Gi-seong as Inside Director For For Management 3.2 Elect Kang Gi-bong as Outside Director For For Management 4 Elect Seo In-yeol as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Kang Gi-bong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DONGKUK STEEL MILL CO., LTD. Ticker: 001230 Security ID: Y20954106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Yeon-geuk as Inside Director For For Management 3.2 Elect Choi Won-chan as Inside Director For For Management 3.3 Elect Min Dong-jun as Outside Director For For Management 3.4 Elect Nam Dong-guk as Outside Director For For Management 3.5 Elect Kim Yong-sang as Outside Director For For Management 3.6 Elect Lee Jong-won as Outside Director For For Management 4 Elect Ju Sang-cheol as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Min Dong-jun as a Member of For For Management Audit Committee 5.2 Elect Nam Dong-guk as a Member of For For Management Audit Committee 5.3 Elect Lee Jong-won as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DONGKUK STRUCTURES & CONSTRUCTION CO., LTD. Ticker: 100130 Security ID: Y20991108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Min Gyeong-won as Outside For For Management Director 4 Appoint Hahm Gwang-nam as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGSUH COS., INC. Ticker: 026960 Security ID: Y2096D105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 2 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGSUNG CORP. Ticker: 102260 Security ID: Y2098G106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Dongsung For For Management Chemical Co., Ltd. -------------------------------------------------------------------------------- DONGSUNG CORP. Ticker: 102260 Security ID: Y2098G106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-bin as Inside Director For For Management 2.2 Elect Jeong Cheol-gil as Outside For For Management Director 2.3 Elect Ock Seung-hwan as Outside For For Management Director 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGSUNG FINETEC CO., LTD. Ticker: 033500 Security ID: Y2493X100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Young-bin as Inside Director For For Management 3.2 Elect Park Cheol-soon as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGSUNG PHARMACEUTICAL CO., LTD. Ticker: 002210 Security ID: Y2095Y100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Yang-gu as Inside Director For For Management 4 Appoint Ko Chan-tae as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGWHA ENTERPRISE CO., LTD. Ticker: 025900 Security ID: Y2097N102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Stock Option Grants For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGWON F&B CO., LTD. Ticker: 049770 Security ID: Y2097E128 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Split-Off Agreement For For Management 4.1 Elect Kim Jae-ock as Inside Director For For Management 4.2 Elect Kim Nam-jeong as Inside Director For For Management 5 Appoint Lee Jeong-woo as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGWON INDUSTRIES CO., LTD. Ticker: 006040 Security ID: Y2097U106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Sang-jin as Inside Director For For Management 4 Appoint Lee Dong-wook as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGWON SYSTEMS CORP. Ticker: 014820 Security ID: Y209A1106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Jeom-geun as Inside Director For For Management 3.2 Elect Song Jong-seon as Inside Director For For Management 3.3 Elect Song Ui-hwan as Inside Director For For Management 3.4 Elect Lee Ji-hwan as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period Arrangement For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Location For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Related Party Transactions For For Management with China Orient Asset Management Co. , Ltd. 4.2 Approve Related Party Transactions For For Management with Other Related Legal Entities 4.3 Approve Related Party Transactions For For Management with Related Natural Persons 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Securities Investment Scale For For Management 8.1 Approve Issuer For Against Management 8.2 Approve Type For Against Management 8.3 Approve Period For Against Management 8.4 Approve Issue Price and Interest Rate For Against Management 8.5 Approve Issue Size For Against Management 8.6 Approve Currency For Against Management 8.7 Approve Guarantees and Other Credit For Against Management Enhancement Arrangements 8.8 Approve Use of Proceeds For Against Management 8.9 Approve Target Subscribers and Placing For Against Management Arrangement for Shareholders 8.10 Approve Safeguard Measures of Debts For Against Management Repayment 8.11 Approve Listing For Against Management 8.12 Approve Authorization of Board to For Against Management Handle All Related Matters 8.13 Approve Resolution Validity Period For Against Management -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- DONGYUE GROUP LIMITED Ticker: 189 Security ID: G2816P107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Fu Kwan as Director For Against Management 2B Elect Zhang Jian as Director For For Management 2C Elect Wang Weidong as Director For For Management 2D Elect Ma Zhizhong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Elite Partners CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DOOSAN BOBCAT, INC. Ticker: 241560 Security ID: Y2103B100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cho Duckje as Inside Director For For Management 4 Elect Cho Whan-bok as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors (Bundled) For For Management 3 Elect Lee Du-hui as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD. Ticker: 034020 Security ID: Y2102C109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Sang-hyun as Inside Director For For Management 3 Elect Bae Jin-han as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD. Ticker: 034020 Security ID: Y2102C109 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Doosan For For Management Infracore Co., Ltd. -------------------------------------------------------------------------------- DOOSAN INFRACORE CO., LTD. Ticker: 042670 Security ID: Y2102E105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Son Dong-yeon as Inside Director For For Management 3 Elect Yoon Seong-su as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN INFRACORE CO., LTD. Ticker: 042670 Security ID: Y2102E105 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with DOOSAN For For Management HEAVY INDUSTRIES & CONSTRUCTION CO.,LTD -------------------------------------------------------------------------------- DOUBLEUGAMES CO., LTD. Ticker: 192080 Security ID: Y2106F108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Ga-ram as Inside Director For For Management 3.2 Elect Park Shin-jeong as Inside For For Management Director 4 Elect Eom Cheol-hyeon as Outside For For Management Director 5 Elect Eom Cheol-hyeon as a Member of For For Management Audit Committee 6 Elect Kwon Jin-hyeong as Outside For For Management Director to Serve as an Audit Committee Member 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOUZONE BIZON CO., LTD. Ticker: 012510 Security ID: Y2197R102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DRB-HICOM BERHAD Ticker: 1619 Security ID: Y21077113 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For Did Not Vote Management 2 Elect Faisal Albar Syed A.R Albar as For Did Not Vote Management Director 3 Elect Ibrahim Taib as Director For Did Not Vote Management 4 Elect Zulkiflee Wan Ariffin as Director For Did Not Vote Management 5 Approve Directors' Fees For Did Not Vote Management 6 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 7 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 8 Approve Ooi Teik Huat to Continue For Did Not Vote Management Office as Independent Director 9 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- DREAMTECH CO., LTD. Ticker: 192650 Security ID: Y2109R117 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- DREAMUS CO. Ticker: 060570 Security ID: Y4179H102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Noh Hwa-wook as Outside Director For For Management 4 Appoint Ko Gwan-pyeong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- DSK CO., LTD. Ticker: 109740 Security ID: Y2125C102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jong-won as Inside Director For For Management 2.2 Elect Choi Hui-gwan as Outside Director For For Management 3.1 Appoint Park Hong-byeong as Internal For For Management Auditor 3.2 Appoint Cheon Gyeong-min as Internal For Against Management Auditor 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DTR AUTOMOTIVE CORP. Ticker: 007340 Security ID: Y2092X105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DUK SAN NEOLUX CO., LTD. Ticker: 213420 Security ID: Y2R14K109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Byeong-su as Outside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DY CORP. Ticker: 013570 Security ID: Y2099Z103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors and One For For Management Outside Director (Bundled) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- DY POWER CORP. Ticker: 210540 Security ID: Y21872109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- DYNAGREEN ENVIRONMENTAL PROTECTION GROUP CO., LTD. Ticker: 1330 Security ID: Y21869105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Approve 2021 Financial Budget For For Management 7 Approve 2021 Provision of Guarantees For Against Management by the Company in Respect of the Fixed Asset Loans and Banking Facilities 8 Approve Appraisal for 2020 and For For Management Remuneration Packages of Directors and Supervisors for 2021 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10.1 Elect Zhong Xia as Director For For Management 10.2 Elect Zhang Zhenhai as Director For For Management 11 Elect Yu Lijun as Supervisor For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DYPNF CO., LTD. Ticker: 104460 Security ID: Y2100T104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Jwa-jin as Inside Director For For Management 3.2 Elect Shin Seung-dae as Inside Director For For Management 3.3 Elect Nam Seung-hyeon as Outside For For Management Director 3.4 Elect Lim Jae-won as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- E-CREDIBLE CO., LTD. Ticker: 092130 Security ID: Y2245H106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Moon-su as Inside Director For For Management 2.2 Elect Kim Gi-beom as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- E-HOUSE (CHINA) ENTERPRISE HOLDINGS LIMITED Ticker: 2048 Security ID: G2955A101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Silong as Director For For Management 3b Elect Zhang Hai as Director For For Management 3c Elect Xie Mei as Director For For Management 3d Elect Huang Haojun as Director For For Management 3e Elect Zhang Bang as Director For Against Management 3f Elect Zhu Hongchao as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- E-MART, INC. Ticker: 139480 Security ID: Y228A3102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Seung-hyeop as Inside For Against Management Director 3.2 Elect Shin Eon-seong as Outside For For Management Director 3.3 Elect Han Sang-lin as Outside Director For For Management 3.4 Elect Seo Jin-wook as Outside Director For Against Management 4 Elect Kim Yeon-mi as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Han Sang-lin as a Member of For For Management Audit Committee 5.2 Elect Shin Eon-seong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- E-WORLD CO., LTD. Ticker: 084680 Security ID: Y2395R102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Soon-bok as Outside Director For For Management 4 Appoint Jeong Soon-doh as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- E.I.D.-PARRY (INDIA) LIMITED Ticker: 500125 Security ID: Y67828163 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Limits of For Against Management Investments, Loans, Guarantees and/or Securities to Other Body Corporate -------------------------------------------------------------------------------- E1 CORP. Ticker: 017940 Security ID: Y2R9C3101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Koo Dong-hwi as Inside Director For For Management 3.2 Elect Cheon Jeong-sik as Inside For For Management Director 4 Elect Park So-ra as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- EAGLE VETERINARY TECHNOLOGY CO., LTD. Ticker: 044960 Security ID: Y21876100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kang Tae-seong as Inside Director For For Management 4 Appoint Kim Young-ja as Internal For Against Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EAGON INDUSTRIAL CO., LTD. Ticker: 008250 Security ID: Y2187B109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Appoint Hong Jin-woo as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Application of Credit Line and For For Management Provision of Guarantees 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend External Investment Management For Against Management System 10.1 Elect Zheng Likun as Director For For Management 10.2 Elect Huang Jianhai as Director For For Management -------------------------------------------------------------------------------- EASTERN PROVINCE CEMENT CO. Ticker: 3080 Security ID: M2R25J102 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mohammed Al Farraj as Director None Abstain Management 1.2 Elect Waleed Al Jaafari as Director None Abstain Management 1.3 Elect Saad Al Moaajil Director None Abstain Management 1.4 Elect Ibrahim Al Ruweiss as Director None Abstain Management 1.5 Elect Zamil Al Muqrin as Director None Abstain Management 1.6 Elect Mohammed Al Harbi as Director None Abstain Management 1.7 Elect Abdulazeez Al Khaneen as Director None Abstain Management 1.8 Elect Ahmed Al Shathri as Director None Abstain Management 1.9 Elect Sheikhah Al Jubeir as Director None Abstain Management 1.10 Elect Majid Al Rajhi as Director None Abstain Management 1.11 Elect Jassim Al Rumeihi as Director None Abstain Management 1.12 Elect Hamad Al Fouzan as Director None Abstain Management 1.13 Elect Ahmed Murad as Director None Abstain Management 1.14 Elect Shakir Al Oteibi as Director None Abstain Management 1.15 Elect Yassir Al Qadhi as Director None Abstain Management 1.16 Elect Ghassan Kashmiri as Director None Abstain Management 1.17 Elect Mohammed Al Anzi as Director None Abstain Management 1.18 Elect Majid Al Suweigh as Director None Abstain Management 1.19 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.20 Elect Mohammed Al Maashouq as Director None Abstain Management -------------------------------------------------------------------------------- EASY HOLDINGS CO., LTD. Ticker: 035810 Security ID: Y2235T102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ji Won-cheol as Inside Director For For Management 3.2 Elect Yoon Hyeon-cheol as Outside For For Management Director 4 Appoint Jeon Won-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Fuxing as Non-independent For For Shareholder Director 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Backed Securitization For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of External For Against Management Guarantees 3 Approve Use of Own Funds for Cash For For Management Management 4 Approve Daily Related Party For For Management Transactions 5 Elect Shi Shun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EBEST INVESTMENT & SECURITIES CO., LTD. Ticker: 078020 Security ID: Y2347H103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Appropriation of Income For For Management 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jeong-ui as Outside Director For For Management to Serve as an Audit Committee Member 4 Elect Nah Yoon-taek as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- ECHO INVESTMENT SA Ticker: ECH Security ID: X1896T105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Prepare List of Shareholders None None Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Management Board Report on None None Management Company's and Group's Operations, Standalone and Consolidated Financial Statements 7 Receive Supervisory Board Report None None Management 8.1 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 8.2 Approve Financial Statements For Did Not Vote Management 8.3 Approve Consolidated Financial For Did Not Vote Management Statements 8.4 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 0.20 per Share 8.5 Approve Transfer from Reserve Capital For Did Not Vote Management to Dividend Pool 8.6a Approve Discharge of Nicklas Lindberg For Did Not Vote Management (CEO) 8.6b Approve Discharge of Maciej Drozd For Did Not Vote Management (Deputy CEO) 8.6c Approve Discharge of Artur Langner For Did Not Vote Management (Deputy CEO) 8.6d Approve Discharge of Waldemar Olbryk For Did Not Vote Management (Management Board Member) 8.6e Approve Discharge of Marcin Materny For Did Not Vote Management (Management Board Member) 8.6f Approve Discharge of Rafal Mazurczak For Did Not Vote Management (Management Board Member) 8.6g Approve Discharge of Malgorzata Turek For Did Not Vote Management (Management Board Member) 8.7a Approve Discharge of Stefan Kawalec For Did Not Vote Management (Supervisory Board Member) 8.7b Approve Discharge of Marek Abramson For Did Not Vote Management (Supervisory Board Member) 8.7c Approve Discharge of Noah Steinberg For Did Not Vote Management (Supervisory Board Chairman) 8.7d Approve Discharge of Tibor Veres For Did Not Vote Management (Supervisory Board Deputy Chairman) 8.7e Approve Discharge of Nebil Senman For Did Not Vote Management (Supervisory Board Member) 8.7f Approve Discharge of Maciej Dyjas For Did Not Vote Management (Supervisory Board Member) 8.7g Approve Discharge of Peter Kocsis For Did Not Vote Management (Supervisory Board Member) 8.7h Approve Discharge of Bence Sass For Did Not Vote Management (Supervisory Board Member) 8.7i Approve Discharge of Margaret Dezse For Did Not Vote Management (Supervisory Board Member) 8.7j Approve Discharge of Slawomir For Did Not Vote Management Jedrzejczyk (Supervisory Board Member) 8.8 Approve Remuneration Report For Did Not Vote Management 9 Transact Other Business For Did Not Vote Management -------------------------------------------------------------------------------- ECHO MARKETING, INC. Ticker: 230360 Security ID: Y2R39G109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Moon Heon-ju as Inside Director For For Management 2.2 Elect Park Min-su as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ECOBIO HOLDINGS CO., LTD. Ticker: 038870 Security ID: Y4216H107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cheon Seung-gyu as Outside For Against Management Director 4 Appoint Ban Gi-roh as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ECOPRO BM CO., LTD. Ticker: 247540 Security ID: Y2243T102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ECOPRO CO., LTD. Ticker: 086520 Security ID: Y22458106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Approve Appropriation of Income (Cash For For Management Dividend) 2.2 Approve Appropriation of Income (Stock For For Management Dividend) 3 Approve Spin-Off Agreement For For Management 4.1 Elect Park Sang-wook as Inside Director For For Management 4.2 Elect Kim Jae-jeong as Inside Director For For Management 5 Approve Terms of Retirement Pay For Against Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Did Not Vote Management 2 Consolidate Bylaws For Did Not Vote Management 3 Fix Number of Directors at Nine For Did Not Vote Management 4 Elect Ana Paula Garrido Pina Marques For Did Not Vote Management as Director 5 Elect Rui Manuel Rodrigues Lopes For Did Not Vote Management Teixeira and Vera de Morais Pinto Pereira Carneiro as Directors 6 Elect Miguel Nuno Simoes Nunes For Did Not Vote Management Ferreira Setas as Board Chairman and Joao Manuel Verissimo Marques da Cruz as Vice-Chairman 7 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 8 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EE-HWA CONSTRUCTION CO., LTD. Ticker: 001840 Security ID: Y2249J108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Sam-gyu as Inside Director For For Management 2.2 Elect Choi Jong-chan as Inside Director For For Management 2.3 Elect Jeong Tae-jin as Inside Director For For Management 3 Appoint Kwon Oh-seok as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ELENTEC CO., LTD. Ticker: 054210 Security ID: Y22863107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoo Young-bok as Outside Director For Against Management 4 Appoint Park Ho-soon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Lease Contract and For For Management Related Party Transactions -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ruifeng as Non-Independent For For Shareholder Director 2 Elect Wang Jin as Independent Director For For Management -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Guarantee Provision Plan For For Management 8 Approve to Appoint Auditor and For For Management Internal Control Auditor 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Elect Zhang Yongchun as For For Management Non-Independent Director 11 Elect Li Xingguo as Independent For For Management Director -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Capital Reduction via For For Management Decrease in Par Value 2 Approve Capital Increase with For For Management Preemptive Rights 3 Removal of Existing Board Directors Against Against Shareholder 4 Elect Directors (Bundled Dissident Against Against Shareholder Slate) 5 Removal of Existing Members of the Against Against Shareholder Audit Committee 6 Elect Members of the Audit Committee Against Against Shareholder -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports and Income Allocation 2 Approve Discharge of Auditors For Did Not Vote Management 3 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 4 Advisory Vote on Remuneration Report For Did Not Vote Management 5 Receive Audit Committee's Activity None None Management Report 6 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 7 Amend Remuneration Policy For Did Not Vote Management 8 Approve Stock Option Plan For Did Not Vote Management 9 Approve Suitability Policy for For Did Not Vote Management Directors 10 Elect Directors (Bundled) For Did Not Vote Management 11 Authorize Share Capital Increase For Did Not Vote Management 12 Announcement of Director Appointment None None Management -------------------------------------------------------------------------------- EM-TECH. CO., LTD. Ticker: 091120 Security ID: Y2295C106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Young-hui as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EMAAR, THE ECONOMIC CITY Ticker: 4220 Security ID: M4018S106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Elect Hani Baothman as Director For Did Not Vote Management 6 Elect Oussama Barayan as Member of For Did Not Vote Management Audit Committee 7 Elect Mazin Al Shorfan as Member of For Did Not Vote Management Audit Committee 8 Elect Abdulmajeed Al Dakheel as Member For Did Not Vote Management of Audit Committee 9 Amend the Audit Committee Charter For Did Not Vote Management 10 Amend the Nomination and Remuneration For Did Not Vote Management Committee Charter 11 Approve Remuneration of Directors of For Did Not Vote Management SAR 4,105,738 for FY 2020 12 Approve Discharge of Directors for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMKOREA CO., LTD. Ticker: 095190 Security ID: Y2R89E129 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Sam-su as Inside Director For For Management 2.2 Elect Kim Dong-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- EMPRESA NACIONAL DE TELECOMUNICACIONES SA Ticker: ENTEL Security ID: P37115105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 139 Per Share 3 Approve Dividend Policy For For Management 4 Approve Investment and Financing Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Appoint Auditors and Account Inspectors For For Management 8 Designate Risk Assessment Companies For For Management 9 Receive Report Regarding Related-Party For For Management Transactions 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 3 For For Management per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.05 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities 6 Appoint PwC as Auditors For For Management 7 Designate Fitch Chile Clasificadora de For For Management Riesgo Limitada and Feller Rate Clasificadora de Riesgo Limitada as Risk Assessment Companies 8 Receive Report Regarding Related-Party None None Management Transactions 9 Other Business None None Management -------------------------------------------------------------------------------- EMPRESAS LIPIGAS SA Ticker: LIPIGAS Security ID: P37150102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 24 Per Share 3 Receive Report of Directors' Committee For For Management 4 Approve Remuneration of Directors and For For Management Approve Remuneration and Budget of Directors' Committee 5 Appoint Auditors; Designate Risk For For Management Assessment Companies 6 Receive Report Regarding Related-Party For For Management Transactions 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Other Business For Against Management -------------------------------------------------------------------------------- ENEA SA Ticker: ENA Security ID: X2232G104 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Recall Supervisory Board Member None Against Shareholder 5.2 Elect Supervisory Board Member None Against Shareholder 6 Approve Decision on Covering Costs of None Against Shareholder Convocation of EGM 7 Receive Information on Results of None None Management Recruitment Procedure for Management Board Members 8 Close Meeting None None Management -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of EGP For For Management Americas SpA 2 Approve Related-Party Transaction Re: For For Management Merger by Absorption of EGP Americas SpA 3 Amend Articles; Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Receive Report Regarding Related-Party None None Management Transactions -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Borja Acha B. as Director For For Management Nominated by Enel S.p.A. 3.b Elect Domingo Cruzat A. as Director For For Management Nominated by Enel S.p.A. 3.c Elect Giulia Genuardi as Director For Withhold Management Nominated by Enel S.p.A. 3.d Elect Patricio Gomez S. as Director For For Management Nominated by Enel S.p.A. 3.e Elect Francesca Gostinelli as Director For Withhold Management Nominated by Enel S.p.A. 3.f Elect Hernan Somerville S. as Director For Withhold Management Nominated by Enel S.p.A. 3.g Elect Jose Antonio Vargas as Director For Withhold Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget for FY 2021 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Herman Chadwick Pinera as For For Management Director Nominated by Enel S.p.A. 3.b Elect Isabella Alessio as Director For For Management Nominated by Enel S.p.A. 3.c Elect Salvatore Bernabei as Director For For Management Nominated by Enel S.p.A. 3.d Elect Monica Girardi as Director For For Management Nominated by Enel S.p.A. 3.e Elect Fernan Gazmuri Plaza as Director For For Management Nominated by Enel S.p.A. 3.f Elect Pablo Cabrera Gaete as Director For For Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 9 Designate Risk Assessment Companies For For Management 10 Approve Investment and Financing Policy For For Management 11 Present Dividend Policy and None None Management Distribution Procedures 12 Receive Report Regarding Related-Party None None Management Transactions 13 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 14 Other Business For Against Management 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENF TECHNOLOGY CO., LTD. Ticker: 102710 Security ID: Y2294G108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Increase Number of For For Management Statutory Executives from Seven to Eight Members -------------------------------------------------------------------------------- ENGIE ENERGIA CHILE SA Ticker: ECL Security ID: P3762T101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of USD 0.05 Per Share 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Present Directors' Committee Report on For For Management Activities and Expenses 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Yusuo as Director For For Management 3a2 Elect Zheng Hongtao as Director For For Management 3a3 Elect Wang Zizheng as Director For For Management 3a4 Elect Ma Zhixiang as Director For For Management 3a5 Elect Yuen Po Kwong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ENPLUS CO., LTD. Ticker: 074610 Security ID: Y22995107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Soon-sang as Inside Director For For Management 3.2 Elect Shin Dong-jae as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ENPLUS CO., LTD. Ticker: 074610 Security ID: Y22995107 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Moon Jeong-sik as Inside Director For For Management 2.2 Elect Lim Su-dong as Inside Director For For Management 2.3 Elect Lee Gang-hyeon as Inside Director For For Management 2.4 Elect Han Young as Inside Director For For Management 3.1 Elect Maeng Dae-young as Outside For For Management Director 3.2 Elect Choi Hyeon-jin as Outside For For Management Director -------------------------------------------------------------------------------- EO TECHNICS CO., LTD. Ticker: 039030 Security ID: Y2297V102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Elect Park Jong-gu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: FEB 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For Did Not Vote Management -------------------------------------------------------------------------------- ESSEX BIO-TECHNOLOGY LTD. Ticker: 1061 Security ID: G31237103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ngiam Mia Je Patrick as Director For For Management 2b Elect Fang Haizhou as Director For For Management 2c Elect Fung Chi Ying as Director For For Management 2d Elect Ngiam Hian Leng Malcolm as For For Management Director 2e Elect Yau Lai Man as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ESTECHPHARMA CO., LTD. Ticker: 041910 Security ID: Y2342Q108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Yoo Hwan-bong as Inside Director For For Management 3.1 Appoint Park Gwang-ju as Internal For For Management Auditor 3.2 Appoint Jeong Gang-hyeon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Lease Application For For Management 2 Approve Accounts Receivable of For For Management Factoring Business Application 3 Approve Provision of Guarantee for For For Management Shenzhen Yiyatong Shendu Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For For Management Shenzhen Yiyatong Logistics Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Private For For Management Placement of Shares 2 Approve Amendment of Private Placement For For Management of Shares 3 Approve Private Placement of Shares For For Management 4 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Guarantee For Against Management 2 Approve Letter of Credit For For Management 3 Approve Provision of Guarantee for For For Management Tariff Guarantee Insurance Coverage of Shanghai Yiyatong Asia Supply Chain Co. , Ltd. 4 Approve Comprehensive Credit Line For For Management Application 5 Approve Comprehensive Credit Line For For Management Application by Hong Kong Wholly-owned Subsidiary 6 Approve Provision of Guarantee for For For Management Lianyi International (Hong Kong) Co., Ltd. and Lianyi Global Sourcing Co., Ltd. 7 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Shanghai Yiyatong Asia Supply Chain Co., Ltd. 8 Approve Credit Line Guarantee For Against Management 9 Approve Provision of Guarantee for For Against Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 10 Approve Provision of Guarantee for For Against Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 11 Approve Provision of Guarantee for For Against Management Fuzhou Shengshi Hanggang Trading Co., Ltd. 12 Approve Provision of Guarantee for For Against Management Shanghai Fengyi Supply Chain Management Co., Ltd. 13 Approve Provision of Guarantee for For For Management Qingdao Chengfa Yiyatong Supply Chain Service Co., Ltd. 14 Approve Provision of Guarantee for For For Management Loan Application of Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 15 Approve Provision of Guarantee for For For Management Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 16 Approve Provision of Guarantee for For Against Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 17 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Xinjiang Jiaheng Supply Chain Management Co., Ltd. 18 Approve Additional Daily Related Party For For Management Transaction for Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 19 Approve Additional Daily Related Party For For Management Transaction for Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 20 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Private For For Management Placement of Shares 2 Amend Plan for Private Placement of For For Management Shares (Revised Draft) 3 Approve Private Placement of Shares For For Management (Second Revision) 4 Approve Signing of Conditional Share For For Management Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transaction with Shandong Jiaoyun Eternal Asia Supply Chain Management Co., Ltd. 2 Approve Daily Related Party For For Management Transaction with Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 3 Approve Provision of Counter-Guarantee For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Provision of Counter-Guarantee For For Management for Associate Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-owned Subsidiary for the Company 2 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Chongqing Gaole Trade Development Co., Ltd. 3 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Chongqing Yifei Liquor Marketing Co., Ltd. 4 Approve Application of Comprehensive For For Management Credit Line from Huishang Bank Co., Ltd. Hefei Huayuan Street Sub-branch and Provision of Guarantees to Anhui Yicheng Deep Supply Chain Management Co., Ltd. 5 Approve Application of Comprehensive For For Management Credit Line from China CITIC Bank Co., Ltd. Hefei Huangshan Building Sub-branch and Provision of Guarantees to Anhui Yicheng Deep Supply Chain Management Co., Ltd. 6 Approve Application of Comprehensive For Against Management Credit Line from Huishang Bank Co., Ltd. Hefei Huayuan Street Sub-branch and Provision of Guarantees to Anhui Haoshun Business Development Co., Ltd. 7 Approve Application of Comprehensive For Against Management Credit Line from China CITIC Bank Co., Ltd. Hefei Huangshan Building Sub-branch and Provision of Guarantees to Anhui Haoshun Business Development Co., Ltd. 8 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. 9 Approve Provision of Counter For For Management Guarantees to Sichuan Gaotou Eternal Asia Supply Chain Management Co., Ltd. for Loan Application from Luzhou Rural Commercial Bank Co., Ltd. High-tech Sub-branch 10 Approve Provision of Counter For For Management Guarantees to Sichuan Gaotou Eternal Asia Supply Chain Management Co., Ltd. for Loan Application from Industrial Bank Co., Ltd. Luzhou Branch 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries for Application of Credit Line 2 Approve Provision of Guarantees to For Against Management Jiangxi Xiangan Trading Co., Ltd. 3 Approve Provision of Guarantees to For Against Management Nanchang Zunmei Trading Co., Ltd. 4 Approve Provision of Guarantees to For Against Management Jiangxi Meixin Trading Company for Application of Credit Line from Bank of Ganzhou Co., Ltd. 5 Approve Provision of Guarantees to For Against Management Jiangxi Meixin Trading Company for Application of Credit Line from China Everbright Bank Co., Ltd. 6 Approve Provision of Guarantees to For Against Management Xiamen Zhonglian Baotian Trading Co., Ltd. 7 Approve Provision of Guarantees to For Against Management Fujian Zhongyinxing Trading Co., Ltd. 8 Approve Provision of Guarantees to For For Management Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. 9 Approve Provision of Guarantees to For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. for Application of Credit Line from International Business Machine Finance Leasing Co., Ltd. 10 Approve Provision of Guarantees to For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. for Application of Bank Guarantee 11 Approve Provision of Guarantees to For For Management Shenzhen Yihui Supply Chain Co., Ltd. 12 Approve Provision of Guarantees to For For Management Anhui Dayu Yiyatong Supply Chain Co., Ltd. 13 Approve Financial Derivatives Trading For For Management 14 Approve Purchase of Low-risk Financial For Against Management Products from Bank -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Provision of Guarantee by Wholly-owned Subsidiary Shenzhen Qianhai Eternal Asia Supply Chain Co., Ltd. 2 Approve Application of Credit Lines by For Against Management Wuhan Dahongyan Supply Chain Management Co., Ltd. and Provision of Guarantee 3 Approve Application of Credit Lines by For Against Management Nantong Xinsheng Supply Chain Management Co., Ltd. and Provision of Guarantee 4 Approve Application of Credit Lines by For Against Management Xinxiang Yifeng Supply Chain Management Co., Ltd. and Provision of Guarantee 5 Approve Application of Credit Lines by For Against Management Henan Yima Food Co., Ltd. and Provision of Guarantee 6 Approve Application of Credit Lines by For For Management Changsha Eternal Asia Supply Chain Co. , Ltd. and Provision of Guarantee 7 Approve Application of Credit Lines by For For Management Guangxi Dongrong Eternal Asia Supply Chain Co., Ltd. and Provision of Guarantee 8 Approve Provision of Guarantee for For For Management Dongguan Port Eternal Asia Supply Chain Management Co., Ltd. 9 Approve Provision of Counter Guarantee For For Management for Tangshan Cultural Tourism Investment Eternal Asia Supply Chain Co., Ltd. 10 Approve Provision of Counter Guarantee For For Management for Henan Xinggang Eternal Asia Supply Chain Service Co., Ltd. -------------------------------------------------------------------------------- EUBIOLOGICS CO., LTD. Ticker: 206650 Security ID: Y2R4AE100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seok-geun as Inside Director For For Management 3.2 Elect Park Young-shin as Inside For Against Management Director 3.3 Elect Lee Ga-ram as Non-Independent For For Management Non-Executive Director 3.4 Elect Bang Sa-ik as Outside Director For For Management 3.5 Elect Jeong Jong-ho as Outside Director For Against Management 4 Appoint Choi Byeong-ho as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- EUGENE INVESTMENT & SECURITIES CO., LTD. Ticker: 001200 Security ID: Y2355H243 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Han Man-hui as Outside Director For For Management to Serve as an Audit Committee Member 3.2 Elect Kim Yong-dae as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- EUGENE TECHNOLOGY CO., LTD. Ticker: 084370 Security ID: Y2347W100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Eom Pyeong-yong as Inside For For Management Director 2.2 Elect Nam Gi-man as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EUSU HOLDINGS CO., LTD. Ticker: 000700 Security ID: Y3053K108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Order of Agenda Items Against Against Shareholder 2.1 Approve Financial Statements For For Management 2.2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Voting Method for the Election For For Management of One Outside Director to Serve as an Audit Committee Member out of Two Nominees (This item will be lapsed if item 1 is approved) 5.1 Elect Kim Seon-woong as Against For Shareholder Non-Independent Non-Executive Director to Serve as an Audit Committee Member (Shareholder Proposal) (This item will be lapsed if item 3 is approved) 5.2 Elect Kim Byeong-ho as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- EVA PRECISION INDUSTRIAL HOLDINGS LIMITED Ticker: 838 Security ID: G32148101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Zhang Jian Hua as Director For For Management 2B Elect Lam Hiu Lo as Director For For Management 2C Elect Ling Kit Sum as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change to Joint-Venture For For Management Investment and Provision of Guarantee 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Passenger Vehicle Lithium-Ion Power Battery Project (Phase II) 2 Approve Provision of Guarantees For Against Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary 5 Approve Authorization of Board to For Against Shareholder Handle All Related Matters 6 Approve Provision of Guarantee for For For Shareholder Yiwei Asia -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Joint Venture For For Management Company -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Audit Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration and Assessment For For Management Plan of Directors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve to Formulate Management System For For Management of External Financial Assistance Provision 12 Approve Report of the Board of For For Management Supervisors 13 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Change of Use of Part of For For Management Raised Funds -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Abolish the Interim For For Management Provisions on Establishing Long-term Incentive and Constraint Mechanisms for Directors, Supervisors and Senior Managers 3 Approve Application of Bank Financing For For Management 4.1 Approve Resignation of Yang Liping as For For Management Supervisor 4.2 Elect Chen Yunzhu as Supervisor For For Management -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Financial Statements For For Management 4.2 Approve Financial Budget For For Management 5.1 Approve Profit Distribution Plan (No For For Management Distribution) 5.2 Approve Capitalization of Capital For For Management Reserves (No Capitalization) 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Amendments to Articles of For For Management Association and Rules and Procedures Regarding General Meetings of Shareholders 8.1 Approve Loans For For Management 8.2 Approve Registration and Issuance of For For Management Asset-backed Notes 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S114 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Expected Ordinary Related For For Management Party (Connected) Transactions in 2021 6 Approve Proposal of Proprietary For For Management Trading Businesses Scale in 2021 7 Approve Adjustment of the Allowances For For Management of the Independent Directors and External Supervisors 8.1 Approve Issuer For For Management 8.2 Approve Type of Debt Financing For For Management Instruments 8.3 Approve Size of Issuance For For Management 8.4 Approve Method of Issuance For For Management 8.5 Approve Term of Debt Financing For For Management Instruments 8.6 Approve Interest Rates of Debt For For Management Financing Instruments 8.7 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 8.8 Approve Purpose of Proceeds For For Management 8.9 Approve Issue Price For For Management 8.10 Approve Target Subscribers and For For Management Arrangements for Placement to the Shareholders of the Company 8.11 Approve Listing of the Debt Financing For For Management Instruments 8.12 Approve Measures for Guaranteeing Debt For For Management Repayment of the Debt Financing Instruments 8.13 Approve Authorization of Matters For For Management Relating to the Issuance of the Onshore and Offshore Debt Financing Instruments of the Company 8.14 Approve Validity Period of the For For Management Resolution 9 Approve to Hear Independent Directors' None None Management 2020 Annual Work Report -------------------------------------------------------------------------------- EWK, INC. Ticker: 258610 Security ID: Y2R68G103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Dong-hu as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EWON COMFORTECH CO., LTD. Ticker: 088290 Security ID: Y2395B107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Chang-su as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EXAX, INC. Ticker: 060230 Security ID: Y2690C115 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Hyeon-pil as Inside Director For For Management 3.2 Elect Lee Gyeong-hun as Outside For Against Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- EXEM CO., LTD. Ticker: 205100 Security ID: Y5058G107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Jong-am as Inside Director For For Management 3.2 Elect Cho Gwang-hyeon as Inside For For Management Director 3.3 Elect Ko Pyeong-seok as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EXICON CO., LTD. Ticker: 092870 Security ID: Y2R8AL105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lee Jang-han as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Likhapha Mbatha as Director For For Management 1.2 Re-elect Isaac Mophatlane as Director For For Management 1.3 Elect Chanda Nxumalo as Director For For Management 1.4 Elect Mandlesilo Msimang as Director For For Management 1.5 Elect Nombasa Tsengwa as Director For For Management 1.6 Elect Mvuleni Qhena as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For Abstain Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 2.5 Elect Chanda Nxumalo as Member of the For For Management Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social, Ethics and Responsibility Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social, Ethics and Responsibility Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social, Ethics and Responsibility Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social, Ethics and Responsibility Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Independent External Auditor 5 Appoint KPMG Consortium as Auditors of For For Management the Company with Safeera Loonat as the Designated Audit Partner 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Amendment to the Deferred For For Management Bonus Plan Rules to include Malus Provisions 8 Approve Amendment to the Long-Term For For Management Incentive Plan Rules to include Malus Provisions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- EZWEL CO., LTD. Ticker: 090850 Security ID: Y2R9HR103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jang Young-soon as Inside For For Management Director 1.2 Elect Park Hong-jin as Inside Director For For Management 1.3 Elect Kim Seong-il as Inside Director For For Management 2 Elect Choi Young-sam as a Member of For For Management Audit Committee 3 Elect Choi Young-sam as Outside For For Management Director -------------------------------------------------------------------------------- EZWEL CO., LTD. Ticker: 090850 Security ID: Y2R9HR103 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Hwang In-tae as Outside Director For For Management 4 Elect Hwang In-tae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- F&F CO., LTD. Ticker: 007700 Security ID: Y3003H106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Amend Articles of Incorporation For Against Management 4 Elect Two Inside Directors, One For For Management Outside Director, and One Non-Independent Non-Executive Director (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Approve Dividends of CLP 5 Per Share For For Management 6 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 7 Approve Dividend Policy For For Management 8 Approve Remuneration of Directors For For Management 9 Appoint Auditors For For Management 10 Designate Risk Assessment Companies For For Management 11 Receive Report Regarding Related-Party For For Management Transactions 12 Receive Directors Committee's Report For For Management 13 Approve Remuneration of Directors' For For Management Committee 14 Approve Budget of Directors' Committee For For Management 15 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FAMUR SA Ticker: FMF Security ID: X2493V105 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Company's Charity Policy For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- FAMUR SA Ticker: FMF Security ID: X2493V105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For Did Not Vote Management Commission 5 Receive Management Board Reports on None None Management Company's and Group's Operations, Financial Statements, and Consolidated Financial Statements 6 Receive Supervisory Board Report None None Management 7 Approve Financial Statements For Did Not Vote Management 8 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10 Approve Consolidated Financial For Did Not Vote Management Statements 11.1 Approve Discharge of Miroslaw Bendzera For Did Not Vote Management (CEO) 11.2 Approve Discharge of Beata Zawiszowska For Did Not Vote Management (Deputy CEO) 11.3 Approve Discharge of Dawid Gruszczyk For Did Not Vote Management (Deputy CEO) 11.4 Approve Discharge of Adam Toborek For Did Not Vote Management (Deputy CEO) 11.5 Approve Discharge of Tomasz Jakubowski For Did Not Vote Management (Deputy CEO) 11.6 Approve Discharge of Ireneusz For Did Not Vote Management Kazimierski (Deputy CEO) 11.7 Approve Discharge of Tomasz Domogala For Did Not Vote Management (Supervisory Board Chairman) 11.8 Approve Discharge of Czeslaw Kisiel For Did Not Vote Management (Supervisory Board Deputy Chairman) 11.9 Approve Discharge of Jacek Leonkiewicz For Did Not Vote Management (Supervisory Board Member) 11.10 Approve Discharge of Magdalena For Did Not Vote Management Zajaczkowska-Ejsymont (Supervisory Board Member) 11.11 Approve Discharge of Dorota For Did Not Vote Management Wyjadlowska (Supervisory Board Member) 11.12 Approve Discharge of Tomasz Kruk For Did Not Vote Management (Supervisory Board Member) 12.1 Elect Supervisory Board Member For Did Not Vote Management 12.2 Elect Supervisory Board Member For Did Not Vote Management 12.3 Elect Supervisory Board Member For Did Not Vote Management 12.4 Elect Supervisory Board Member For Did Not Vote Management 12.5 Elect Supervisory Board Member For Did Not Vote Management 12.6 Elect Supervisory Board Member For Did Not Vote Management 13 Approve Remuneration of Supervisory For Did Not Vote Management Board Members 14 Close Meeting None None Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For Against Management Financial Products -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Application for Comprehensive For For Management Credit Business -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Dang Xijiang as Director For For Shareholder 2.2 Elect Yan Kuixing as Director For For Shareholder 2.3 Elect Huang Zhihua as Director For For Shareholder 2.4 Elect Liu Yinan as Director For For Shareholder 2.5 Elect Xu Zhixin as Director For For Shareholder 2.6 Elect Qiu Yapeng as Director For For Shareholder 2.7 Elect Shu Wenbo as Director For For Shareholder 3.1 Elect Wei Yanheng as Director For For Management 3.2 Elect Wu Li as Director For For Management 3.3 Elect Huang Juan as Director For For Management 3.4 Elect Peng Shuyuan as Director For For Management 4.1 Elect Li Xin as Supervisor For For Management 4.2 Elect Shi Jinhua as Supervisor For For Management 4.3 Elect Lu Lu as Supervisor For For Management -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Incentive Compensation of For For Management Senior Management Members 9 Approve Use of Idle Funds to Invest in For Against Management Financial Products 10 Approve Daily Related Party For For Management Transactions 11 Elect Li Chengsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For Against Management Method 2 Approve Use of Own Funds for For Against Management Securities Investment -------------------------------------------------------------------------------- FANTASIA HOLDINGS GROUP CO. LTD. Ticker: 1777 Security ID: G3311L104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zeng Jie, Baby as Director For For Management 4 Elect Liao Qian as Director For For Management 5 Elect Ho Man as Director For For Management 6 Elect Wong Pui Sze, Priscilla as For For Management Director 7 Elect Guo Shaomu as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FAR EAST HORIZON LTD. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Fanxing as Director For For Management 3b Elect Wang Mingzhe as Director For For Management 3c Elect Yang Lin as Director For For Management 3d Elect Liu Haifeng David as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Debt Transfer -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Management Method of For Against Management Performance Share Incentive Plan 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Financial Business For Against Management -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Increase in Registered Capital For For Management 7 Amend Articles of Association For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- FENERBAHCE FUTBOL AS Ticker: FENER Security ID: M42342101 Meeting Date: DEC 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For Against Management 6 Approve Financial Restructuring For For Management Agreement 7 Approve Discharge of Board For Against Management 8 Approve Allocation of Income For For Management 9 Approve Director Remuneration and For Against Management Receive Information on Remuneration Policy 10 Ratify Director Appointments For For Management 11 Ratify External Auditors For For Management 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Approve Upper Limit of Donations for For Against Management 2020, Receive Information on Donation Policy and Donations Made in 2019 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Receive Information on Related Party None None Management Transactions 17 Wishes None None Management -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Guoqing as Non-Independent For For Management Director 1.2 Elect Liu Huiya as Non-Independent For For Management Director 1.3 Elect He Shuping as Non-Independent For For Management Director 1.4 Elect Chen Shanzhi as Non-Independent For For Management Director 1.5 Elect Ge Jun as Non-Independent For For Management Director 1.6 Elect Wang Weihua as Non-Independent For For Management Director 1.7 Elect Tao Jun as Non-Independent For For Management Director 2.1 Elect Tian Zhilong as Independent For For Management Director 2.2 Elect Wang Xiongyuan as Independent For For Management Director 2.3 Elect Guo Yuemei as Independent For For Management Director 2.4 Elect Chen Zhen as Independent Director For For Management 3.1 Elect Yu Shaohua as Supervisor For For Management 3.2 Elect Ding Feng as Supervisor For For Management 3.3 Elect Wu Haibo as Supervisor For For Management 3.4 Elect Zhang Haiyan as Supervisor For For Management -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination in the For For Management Implementation of Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For Against Management of Conversion Price -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Financial Service Agreement For Against Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- FILA HOLDINGS CORP. Ticker: 081660 Security ID: Y2484W103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yoon Myeong-jin as Inside For For Management Director 2.2 Elect Jeong Seung-wook as For For Management Non-Independent Non-Executive Director 2.3 Elect Kim Hae-seong as Outside Director For For Management 2.4 Elect Yoon Young-mi as Outside Director For For Management 3 Appoint Yoon Young-seon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Provision of Guarantees For For Management 7 Approve Additional Financial Aid For For Management 8 Approve Financial Services Agreement For Against Management 9 Approve Related Party Transactions For For Management with Beijing Financial Street Investment (Group) Co., Ltd. 10 Approve Financial Auditor and Internal For For Management Control Auditor 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Working System for Independent For For Management Directors 16 Elect Wang Kaiguo as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FINE SEMITECH CORP. Ticker: 036810 Security ID: Y2493W102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Terms of Retirement Pay For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FINE TECHNIX CO., LTD. Ticker: 106240 Security ID: Y2494Q104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jae-gyu as Inside Director For For Management 3 Elect Kim Young-gon as Outside Director For Against Management 4 Appoint Hong Seung-gi as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- FINETEK CO., LTD. (SOUTH KOREA) Ticker: 131760 Security ID: Y2R9E0113 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Yang Young-jae as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transactions For For Management with Beijing Capital Group Co., Ltd. and Related Parties 6.2 Approve Related Party Transactions For For Management with Huaxi Xinyu Investment Co., Ltd. and Related Parties 6.3 Approve Related Party Transactions For For Management with Zhejiang Hangmin Industry Group Co., Ltd. and Related Parties 6.4 Approve Related Party Transactions For For Management with Yinhua Fund Management Co., Ltd. and Its Subsidiaries within the Scope of Consolidated Statements 6.5 Approve Related Party Transactions For For Management with Other Related Parties 7 Approve Proprietary Investment Scale For For Management Application 8 Approve Issuance of Commercial Papers For For Management 9 Amend Selection and Appointment System For For Management of Accounting Firms 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management 13.1 Elect Liu Xuemin as Director For For Management 13.2 Elect Wang Fang as Director For For Management 13.3 Elect Deng Wenbin as Director For For Management 13.4 Elect Yang Weibin as Director For For Management 13.5 Elect Xu Jian as Director For For Management 13.6 Elect Liang Wangnan as Director For For Management 13.7 Elect Zang Ying as Director For For Management 13.8 Elect Gao Tianxiang as Director For For Management 14.1 Elect Long Yifei as Director For For Management 14.2 Elect Luo Fei as Director For For Management 14.3 Elect Peng Peiran as Director For For Management 14.4 Elect Li Xudong as Director For For Management 14.5 Elect Liu Xiaolei as Director For For Management 15.1 Elect Qian Longhai as Supervisor For For Management 15.2 Elect Li Zhang as Supervisor For For Management 15.3 Elect Chen Zhicheng as Supervisor For For Management 15.4 Elect Wang Xuefeng as Supervisor For For Management -------------------------------------------------------------------------------- FIRST GEN CORPORATION Ticker: FGEN Security ID: Y2518H114 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the 2020 Annual For Did Not Vote Management General Meeting 2 Approve Annual Report and Audited For Did Not Vote Management Consolidated Financial Statements 3 Ratify Acts of the Board of Directors For Did Not Vote Management and Management 4.1 Elect Federico R. Lopez as Director For Did Not Vote Management 4.2 Elect Francis Giles B. Puno as Director For Did Not Vote Management 4.3 Elect Richard Raymond B. Tantoco as For Did Not Vote Management Director 4.4 Elect Peter D. Garrucho Jr. as Director For Did Not Vote Management 4.5 Elect Manuel L. Lopez Jr. as Director For Did Not Vote Management 4.6 Elect Elvira L. Bautista as Director For Did Not Vote Management 4.7 Elect Cielito F. Habito as Director For Did Not Vote Management 4.8 Elect Alicia Rita L. Morales as For Did Not Vote Management Director 4.9 Elect Edgar O. Chua as Director For Did Not Vote Management 5 Appoint SyCip Gorres Velayo & Co. as For Did Not Vote Management External Auditors 6 Other Matters For Did Not Vote Management -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327114 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327114 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds to Purchase For Against Management Financial Products 8 Approve Use of Own Funds for Venture For Against Management Capital 9 Approve Daily Related Party For For Management Transactions 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FOOSUNG CO., LTD. Ticker: 093370 Security ID: Y2574Q107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 3 Amend Articles of Incorporation For For Management 4 Approve Split-Off Agreement For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FORCE MOTORS LIMITED Ticker: 500033 Security ID: Y05481117 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 2 Approve Increase in Borrowing Limits For For Management and Approve Pledging of Assets for Debt -------------------------------------------------------------------------------- FORMOSA PROSONIC INDUSTRIES BERHAD Ticker: 9172 Security ID: Y7100L100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits For Did Not Vote Management 3 Elect Shih Chao Yuan as Director For Did Not Vote Management 4 Elect Lim Chung Yin as Director For Did Not Vote Management 5 Elect Huang Ying Hao as Director For Did Not Vote Management 6 Approve BDO PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For Did Not Vote Management 9 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Approve Leow Ing Seng to Continue For Did Not Vote Management Office as Independent Director 11 Approve Lim Chung Yin to Continue For Did Not Vote Management Office as Independent Director -------------------------------------------------------------------------------- FORMOSA PROSONIC INDUSTRIES BERHAD Ticker: 9172 Security ID: Y7100L100 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Employees' For Did Not Vote Management Share Option Scheme (ESOS) 2 Approve Grant of ESOS Options to Shih For Did Not Vote Management Chao Yuan 3 Approve Grant of ESOS Options to Chen For Did Not Vote Management Ching Sen 4 Approve Grant of ESOS Options to Leow For Did Not Vote Management Ing Seng 5 Approve Grant of ESOS Options to Lim For Did Not Vote Management Chung Yin 6 Approve Grant of ESOS Options to For Did Not Vote Management Huang, Ying-Hao 7 Approve Grant of ESOS Options to Koh For Did Not Vote Management Meng Ching -------------------------------------------------------------------------------- FORUS SA Ticker: FORUS Security ID: P4371J104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income For For Management c Approve Remuneration of Directors for For For Management FY 2021; Present Report on Board's Expenses for FY 2020 d Approve Remuneration of Directors' For For Management Committee for FY 2021; Present Report on Directors' Committee Expenses and Activities for FY 2020 e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Designate Newspaper to Publish Meeting For For Management Announcements h Receive Report Regarding Related-Party For For Management Transactions i Other Business For Against Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Director and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds for For Against Management Entrusted Financial Management 10 Approve Related Party Transactions For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Purchase of For For Management Liability Insurance for Directors, Supervisors and Senior Management Members 2 Approve Remuneration Appraisal Plan For For Management for Directors and Senior Management Members -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Related Party Transaction For For Management 8 Approve Annual Budget Plan For Against Management 9 Approve Continued Use of Own Funds for For Against Management Entrusted Financial Products 10 Approve Loan Application For For Management 11 Approve Formulation of Remuneration of For For Management Supervisors 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Jihong as Supervisor For For Management -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Qunbin as Director For For Management 3b Elect Xu Xiaoliang as Director For For Management 3c Elect Zhang Shengman as Director For For Management 3d Elect David T. Zhang as Director For For Management 3e Elect Zhuang Yuemin as Director For For Management 3f Elect Yu Qingfei as Director For For Management 3g Elect Tsang King Suen Katherine as For For Management Director 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Grant of Specific Mandate to For Against Management Issue New Award Shares to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For Against Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For Against Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For Against Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For Against Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to For Against Management Zhuang Yuemin Under the Share Award Scheme 9g Approve Grant of Award Shares to Yu For Against Management Qingfei Under the Share Award Scheme 9h Approve Grant of Award Shares to Zhang For Against Management Shengman Under the Share Award Scheme 9i Approve Grant of Award Shares to Zhang For Against Management Huaqiao Under the Share Award Scheme 9j Approve Grant of Award Shares to David For Against Management T. Zhang Under the Share Award Scheme 9k Approve Grant of Award Shares to Lee For Against Management Kai-Fu Under the Share Award Scheme 9l Approve Grant of Award Shares to Tsang For Against Management King Suen Katherine Under the Share Award Scheme 9m Approve Grant of Award Shares to Pan For Against Management Donghui Under the Share Award Scheme 9n Approve Grant of Award Shares to Zhang For Against Management Houlin Under the Share Award Scheme 9o Approve Grant of Award Shares to Li For Against Management Tao Under the Share Award Scheme 9p Approve Grant of Award Shares to Jorge For Against Management Magalhaes Correia Under the Share Award Scheme 9q Approve Grant of Award Shares to Wang For Against Management Jiping Under the Share Award Scheme 9r Approve Grant of Award Shares to Yao For Against Management Fang Under the Share Award Scheme 9s Approve Grant of Award Shares to Jin For Against Management Hualong Under the Share Award Scheme 9t Approve Grant of Award Shares to Peng For Against Management Yulong Under the Share Award Scheme 9u Approve Grant of Award Shares to Gao For Against Management Min Under the Share Award Scheme 9v Approve Grant of Award Shares to Shi For Against Management Kun Under the Share Award Scheme 9w Approve Grant of Award Shares to For Against Management Selected Participants, Other Than those Persons Named in Resolutions 9b-9v, Under the Share Award Scheme 9x Authorize Board to Deal With All For Against Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Shinan as Independent For For Shareholder Director 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Performance Appraisal and For For Management Remuneration of Directors 8 Approve Performance Appraisal and For For Management Remuneration of Supervisors 9 Approve Performance Appraisal and For For Management Remuneration of Senior Management Members 10 Approve Application of Credit Lines For For Management 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Increase in Par Value 2 Amend Articles 9, 10, 11, and 16, For For Management Regarding Remote Participation in General Meetings -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Non-Distribution of Dividends For Did Not Vote Management 3 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 4 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 5 Approve Director Remuneration For Did Not Vote Management 6 Amend Remuneration Policy For Did Not Vote Management 7 Advisory Vote on Remuneration Report For Did Not Vote Management 8 Receive Audit Committee's Activity For Did Not Vote Management Report 9 Elect Independent Director For Did Not Vote Management 10 Approve Type, Term and Composition of For Did Not Vote Management the Audit Committee 11 Approve Suitability Policy for For Did Not Vote Management Directors 12 Approve Stock Option Plan For Did Not Vote Management 13 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 19, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Aida binti Md Daud as Director For For Management 3 Elect Faridah binti Abdul Kadir as For For Management Director 4 Elect Mohd Anwar bin Yahya as Director For For Management 5 Elect Tan Fong Sang as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Establishment and For Against Management Implementation of Employees' Grant Plan (SGP2021) -------------------------------------------------------------------------------- FU SHOU YUAN INTERNATIONAL GROUP LIMITED Ticker: 1448 Security ID: G37109108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Tan Leon Li-an as Director For For Management 3B Elect Lu Hesheng as Director For For Management 3C Elect Zhou Lijie as Director For For Management 3D Elect Chen Qunlin as Director For For Management 3E Elect Chen Xin as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FUAN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 300194 Security ID: Y2664L109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For For Management Commitment 2 Elect Xu Peng as Supervisor For For Management -------------------------------------------------------------------------------- FUAN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 300194 Security ID: Y2664L109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUFENG GROUP LIMITED Ticker: 546 Security ID: G36844119 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Guangyu as Director For For Management 3.2 Elect Xu Zheng Hong as Director For For Management 3.3 Elect Zhang Youming as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Division of Level 1 For For Management Qualifications for General Contracting of Municipal Public Works -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price or Pricing Basis 2.5 Approve Subscription Amount and Issue For For Management Size 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Share Subscription Agreement For For Management and Related Transactions 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Employee Share Purchase Plan For Against Management 6 Approve Credit Line Application For Against Management 7 Approve Provision of Guarantee For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 10 Approve Separation of Grade A For For Management Qualifications for Engineering Design and Environmental Engineering 11 Approve Separation of Grade B For For Management Qualifications for Solid Waste in Environmental Engineering Design 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Profit For For Management Distribution Plan for the First Three Quarters of 2020 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Decrease of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Budget Report For Against Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Profit Distribution For For Management 10 Approve Use of Idle Own Funds to For Against Management Invest in Entrusted Financial Products 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association 12 Elect Ding Xiao as Non-independent For For Management Director -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Du Wei as Director For For Management 2b Elect Chow Siu Lui as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement, the For For Management Disposal, Grant of Put Option and Related Transactions -------------------------------------------------------------------------------- FUTURE LIFESTYLE FASHIONS LIMITED Ticker: 536507 Security ID: Y2R8MW108 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Kishore Biyani as Director For For Management 3 Reelect Sharda Agarwal as Director For For Management 4 Elect Vishnuprasad M as Director For For Management 5 Approve Appointment and Remuneration For For Management of Vishnuprasad M as Managing Director 6 Elect Luv Dinesh Parikh as Director For Against Management 7 Elect Chintamani Aniruddha Bhagat as For Against Management Director 8 Elect Rahul Garg as Director For For Management -------------------------------------------------------------------------------- FUTURESTREAM NETWORKS CO., LTD. Ticker: 214270 Security ID: Y4S8CM106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FUTURESTREAM NETWORKS CO., LTD. Ticker: 214270 Security ID: Y4S8CM106 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Seo Jeong-gyo as Inside Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3.01 Elect Cho Tak Wong as Director For For Management 3.02 Elect Tso Fai as Director For For Management 3.03 Elect Ye Shu as Director For For Management 3.04 Elect Chen Xiangming as Director For For Management 3.05 Elect Zhu Dezhen as Director For For Management 3.06 Elect Wu Shinong as Director For For Management 4.01 Elect Cheung Kit Man Alison as Director For For Management 4.02 Elect Liu Jing as Director For For Management 4.03 Elect Qu Wenzhou as Director For For Management 5.01 Elect Ma Weihua as Supervisor For For Shareholder 5.02 Elect Chen Mingsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution 8 Approve 2020 Duty Report of For For Management Independent Non-Executive Directors 9 Approve Formulation of the Dividend For For Management Distribution Plan of Fuyao Glass Industry Group Co., Ltd. for the Shareholders for the Upcoming Three Years (2021-2023) 10 Amend Rules for Management of Related For For Management Transactions 11 Approve Issuance of Ultra Short-Term For For Management Financing Notes by the Company -------------------------------------------------------------------------------- GABIA, INC. Ticker: 079940 Security ID: Y2677J109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1 Elect Kim Hong-guk as Inside Director For For Management 3.2 Elect Kim Bong-oh as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GAMEVIL INC. Ticker: 063080 Security ID: Y2696Q100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yong-guk as Inside Director For For Management 3.2 Elect Cho Seong-wan as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Change the Performance For For Management Period of Horizontal Competition Commitments -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tuo Licheng as Non-Independent For For Shareholder Director 1.2 Elect Fu Jinguang as Non-Independent For For Shareholder Director 1.3 Elect Liu Jibin as Non-Independent For For Shareholder Director 1.4 Elect Cai Junheng as Non-Independent For For Shareholder Director 1.5 Elect Li Shengyu as Non-Independent For For Shareholder Director 1.6 Elect Yang Hu as Non-Independent For For Shareholder Director 2.1 Elect Liu Zhijun as Independent For For Management Director 2.2 Elect Bo Lixin as Independent Director For For Management 2.3 Elect Zhao Xinmin as Independent For For Management Director 3.1 Elect Su Kui as Supervisor For For Shareholder 3.2 Elect Yu Yuehua as Supervisor For For Shareholder 3.3 Elect Deng Yusheng as Supervisor For For Shareholder 3.4 Elect Zhang Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional External Guarantee For For Management Provision -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds for For Against Management Securities Investment -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For Against Management Plan -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Project Investment Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve External Provision of For Against Management Entrusted Loan 7 Approve Report of the Board of For For Management Supervisors 8 Elect Xie Shuorong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GCL NEW ENERGY HOLDINGS LIMITED Ticker: 451 Security ID: G3775G138 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements in Relation to the Second Phase Disposal, Grant of the Second Phase Put Options and Related Transactions 2 Elect Liu Genyu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Liu Genyu -------------------------------------------------------------------------------- GCL NEW ENERGY HOLDINGS LIMITED Ticker: 451 Security ID: G3775G138 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements, Second Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GCL NEW ENERGY HOLDINGS LIMITED Ticker: 451 Security ID: G3775G138 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase Share Purchase For For Management Agreements and Related Transactions -------------------------------------------------------------------------------- GCL NEW ENERGY HOLDINGS LIMITED Ticker: 451 Security ID: G3775G138 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhu Yufeng as Director For For Management 2.2 Elect Hu Xiaoyan as Director For For Management 2.3 Elect Xu Songda as Director For Against Management 2.4 Elect Fang Jiancai as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.2 Authorize Repurchase of Issued Share For For Management Capital 4.3 Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- GCL NEW ENERGY HOLDINGS LIMITED Ticker: 451 Security ID: G3775G138 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three Gorges Second Phase For For Management Share Purchase Agreements, Three Gorges Second Phase Disposals and Related Transactions 2 Approve Weining Third Phase Share For For Management Purchase Agreements, Weining Third Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Chengyong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement 2 Approve Equity Transfer Agreement For For Management 3 Approve Equity Transfer and Capital For For Management Reduction -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Gongshan as Non-Independent For For Management Director 1.2 Elect Luo Xin as Non-Independent For For Management Director 1.3 Elect Sun Wei as Non-Independent For For Management Director 1.4 Elect Sheng Yuxin as Non-Independent For For Management Director 1.5 Elect Dong Fang as Non-Independent For For Management Director 1.6 Elect Hu Zemiao as Non-Independent For For Management Director 2.1 Elect Wang Qing as Independent Director For For Management 2.2 Elect Wang Qingyou as Independent For For Management Director 2.3 Elect Ren Jianbiao as Independent For For Management Director 3.1 Elect Liang Wenzhang as Supervisor For For Management 3.2 Elect Zhang Qiang as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements in Relation to the Second Phase Disposal, Grant of the Second Phase Put Options and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements, Second Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase Share Purchase For For Management Agreements in Relation to the Third Phase Disposal, Grant of the Third Phase Put Options and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three Gorges Second Phase For For Management Share Purchase Agreements in Relation to the Three Gorges Second Phase Disposals and Related Transactions 2 Approve Weining Third Phase Share For For Management Purchase Agreements in Relation to the Weining Third Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Assets For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Liquidation For For Management 2 Approve Changes in Use of Repurchase For For Management of the Company's Shares by Auction Trading 3.1 Approve Purpose of Share Repurchase For For Management 3.2 Approve Type of Share Repurchase For For Management 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Period of the Share Repurchase For For Management 3.5 Approve Price of Share Repurchase For For Management 3.6 Approve Total Amount, Quantity, Usage For For Management and Proportion of the Total Share Capital and Total Capital of the Share Repurchase 3.7 Approve Source of Funds for Share For For Management Repurchase 3.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Application of Financing by For For Management Company's Headquarters 7 Approve Application of Financing For For Management 8 Approve Provision of Guarantees For For Management 9 Approve Daily Related Party For Against Management Transactions -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Reorganization For For Management 2 Approve Capital Injection For For Management 3.1 Elect Liu Guoyue as Director For For Management 3.2 Elect Jia Yanbing as Director For For Management 3.3 Elect Lyu Zhiren as Director For For Management 3.4 Elect Luan Baoxing as Director For For Management 3.5 Elect Yang Qin as Director For For Management 3.6 Elect Liu Yan as Director For For Management 4.1 Elect Wu Ge as Director For For Management 4.2 Elect Lyu Yuegang as Director For For Management 4.3 Elect Liu Chaoan as Director For For Management 5.1 Elect Liu Xuehai as Supervisor For For Management 5.2 Elect Wang Dong as Supervisor For For Management -------------------------------------------------------------------------------- GE T&D INDIA LIMITED Ticker: 522275 Security ID: Y2683R111 Meeting Date: MAR 07, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale / Transfer / Disposal of For Did Not Vote Management the Global Engineering Operations Division (India for Global) to GE India Industrial Private Limited -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master CKDs and Automobile For For Management Components Sales Agreement, Annual Caps and Related Transactions 2 Approve Master CKDs and Automobile For For Management Components Purchase Agreement, Annual Caps and Related Transactions 3 Approve New Powertrain Sales For For Management Agreement, Annual Caps and Related Transactions 4 Approve LYNK & CO Finance Cooperation For For Management Agreement, Annual Caps and Related Transactions 5 Approve Fengsheng Finance Cooperation For For Management Agreement, Annual Caps and Related Transactions 6 Approve Geely Holding Finance For For Management Cooperation Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Gui Sheng Yue as Director For For Management 4 Elect An Cong Hui as Director For For Management 5 Elect Wei Mei as Director For For Management 6 Elect An Qing Heng as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision for For For Management Subsidiaries 3 Approve Application of Bank Credit For Against Management Lines and Guarantee Provision for Subsidiaries 4 Approve Application of Financial For For Management Leasing Business and Guarantee Provision for Subsidiaries 5 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Financial Auditor For For Management 8 Approve Provision of Counter Guarantee For For Management 9 Approve Spin-off of Subsidiary on For For Shareholder ChiNext in Accordance with Relevant Laws and Regulations 10.1 Approve Type and Par Value For For Shareholder 10.2 Approve Issue Amount For For Shareholder 10.3 Approve Target Subscribers For For Shareholder 10.4 Approve Issue Manner For For Shareholder 10.5 Approve Listing Time For For Shareholder 10.6 Approve Manner of Pricing For For Shareholder 10.7 Approve Underwriting Manner For For Shareholder 10.8 Approve Underwriting Expenses For For Shareholder 10.9 Approve Distribution Arrangement For For Shareholder Before Issuance of Cumulative Earnings 10.10 Approve Listing Exchange For For Shareholder 10.11 Approve Resolution Validity Period For For Shareholder 10.12 Other Matter Related to the Transaction For For Shareholder 11 Approve Spin-off of Subsidiary to be For For Shareholder Listed on ChiNext 12 Approve Compliance with Provisions on For For Shareholder Pilot Domestic Listing of Subsidiaries of Listed Companies 13 Approve Listing to Safeguard the For For Shareholder Legitimate Rights and Interests of Shareholders and Creditors 14 Approve Company's Maintaining For For Shareholder Independence and Continuous Operation Ability 15 Approve Corresponding Standard For For Shareholder Operation Ability 16 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve Purpose, Commercial For For Shareholder Rationality, Necessity and Feasibility Analysis of this Transaction 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Preparatory Work for the For For Shareholder Spin-off and Listing 20 Approve Free License to Use of For For Shareholder Registered Trademark 21 Approve Change in the Raised Funds For For Shareholder Investment Project 22 Approve Adjustment of Daily Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Long term Incentive System For For Management Implementation Plan -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bian Xuemei as Non-Independent For For Management Director -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- GEMDALE PROPERTIES & INVESTMENT CORPORATION LIMITED Ticker: 535 Security ID: G3911S103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wei Chuanjun as Director and For For Management Authorize Board to Fix His Remuneration 3B Elect Loh Lian Huat as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Zhang Feiyun as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEMVAXLINK CO., LTD. Ticker: 064800 Security ID: Y2483K100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hwang Jeong-il as Inside Director For For Management 2.2 Elect Lee Wan-seong as Inside Director For For Management 3 Appoint Kim Jae-gwon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GENERAL INSURANCE CORPORATION OF INDIA Ticker: 540755 Security ID: Y2691A100 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Authorize Board to Fix Remuneration of For For Management Joint Statutory Auditors 3 Approve Appointment of Devesh For For Management Srivastava as Chairman and Managing Director 4 Elect Dakshita Das as Director For For Management 5 Elect A. Manimekhalai as Director For For Management 6 Elect Atanu Kumar Das as Director For Against Management 7 Elect Deepak Prasad as Director and For For Management Approve His Appointment as General Manager and Director -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For Against Management Transactions under the 2021 Deposit Service Framework Agreement and Proposed Annual Caps 2 Approve Continuing Connected For For Management Transactions under the 2021 Construction Service Framework Agreement and Proposed Annual Caps 3 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Convertible Bonds, Grant of Unconditional Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Zhiyong as Director For For Management 3b Elect Li Yinquan as Director For Against Management 3c Elect Chow Siu Lui as Director For Against Management 3d Elect Tong Chaoyin as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Overseas For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GENEXINE, INC. Ticker: 095700 Security ID: Y2694D101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seong Young-Cheol as Inside For For Management Director 2.2 Elect Woo Jeong-won as Inside Director For For Management 2.3 Elect Hong Seong-jun as Inside Director For For Management 2.4 Elect Mr. Neil Warma as Outside For For Management Director 2.5 Elect Kim Young-jin as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management 6 Approve Stock Option Grants For For Management 7 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- GENIE MUSIC CORP. Ticker: 043610 Security ID: Y0917X102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Hun as Inside Director For For Management 3.2 Elect Choi Gyu-cheol as For For Management Non-Independent Non-Executive Director 3.3 Elect Lee Seon as Non-Independent For For Management Non-Executive Director 3.4 Elect Choi Yoon-ho as Non-Independent For For Management Non-Executive Director 4 Elect Park Gyo-seon as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of the Performance For For Management Share Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Termination of the Stock For For Management Option Incentive Plan and Cancellation of Granted Stock Options -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Zhifeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Hongda as Non-Independent For For Shareholder Director 1.2 Elect Lan Jia as Non-Independent For For Shareholder Director 1.3 Elect Sun Jing as Non-Independent For For Shareholder Director 1.4 Elect Chen Zhifeng as Non-Independent For For Shareholder Director 2.1 Elect Xu Lianyi as Independent Director For For Management 2.2 Elect Liu Guangfei as Independent For For Management Director 3.1 Elect Xiao Huan as Supervisor For For Shareholder 3.2 Elect Zeng Zhihong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of New Shares 9 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GENOFOCUS, INC. Ticker: 187420 Security ID: Y2R9Q4138 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GENORAY CO., LTD. Ticker: 122310 Security ID: Y2R05H107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Meng Jiange as Director For For Management 2A2 Elect Zhu Li as Director For For Management 2A3 Elect Wang Jiafen as Director For For Management 2A4 Elect Pan Jiuan as Director For For Management 2A5 Elect Wang Xuehai as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Chuanhui as Director For For Management -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Directors' Report For For Management 2 Approve 2020 Supervisory Committee's For For Management Report 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2021 Proprietary Investment For For Management Quota 8 Approve 2021 Expected Daily Related For For Management Party/Connected Transactions -------------------------------------------------------------------------------- GIANT NETWORK GROUP CO. LTD. Ticker: 002558 Security ID: Y1593Y109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Meng Wei as Non-Independent For For Management Director 2 Elect Tang Min as Supervisor For For Management 3 Approve Draft and Summary on Employee For For Management Share Purchase Plan 4 Approve Management Method of Employee For For Management Share Purchase Plan 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Amend Independent Director System For Against Management 7 Amend Related Party Transaction For Against Management Management System 8 Amend Donation Management System For Against Management 9 Amend Raised Funds Management System For Against Management 10 Amend Information Disclosure For Against Management Management System -------------------------------------------------------------------------------- GIANT NETWORK GROUP CO. LTD. Ticker: 002558 Security ID: Y1593Y109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA Ticker: GPW Security ID: X980AG100 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5.1 Recall Supervisory Board Member None Did Not Vote Shareholder 5.2 Elect Supervisory Board Member None Did Not Vote Shareholder 6 Approve Decision on Covering Costs of None Did Not Vote Shareholder Convocation of EGM 7 Close Meeting None None Management -------------------------------------------------------------------------------- GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA Ticker: GPW Security ID: X980AG100 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Report on None None Management Group's and Company's Operations 6 Receive Financial Statements and None None Management Consolidated Financial Statements 7 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 8.a Receive Supervisory Board Report on None None Management Management Board Reports on Company's and Group's Operations 8.b Receive Supervisory Board Report on None None Management Management Board Proposal on Allocation of Income and Dividends 9.a Receive Supervisory Board Report on None None Management Its Activities 9.b Receive Supervisory Board Report on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 9.c Receive Supervisory Board Report on None None Management Group's Standing 10 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 11 Approve Financial Statements For Did Not Vote Management 12 Approve Consolidated Financial For Did Not Vote Management Statements 13 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 2.50 per Share 14 Receive Remuneration Report None None Management 15 Approve Remuneration Report For Did Not Vote Management 16.1 Approve Discharge of Michal Balabanow For Did Not Vote Management (Supervisory Board Member) 16.2 Approve Discharge of Boguslaw Bartczak For Did Not Vote Management (Supervisory Board Member) 16.3 Approve Discharge of Krzysztof Jajuga For Did Not Vote Management (Supervisory Board Member) 16.4 Approve Discharge of Dominik For Did Not Vote Management Kaczmarski (Supervisory Board Member) 16.5 Approve Discharge of Janusz Krawczyk For Did Not Vote Management (Supervisory Board Member) 16.6 Approve Discharge of Jakub For Did Not Vote Management Modrzejewski (Supervisory Board Member) 16.7 Approve Discharge of Filip Paszke For Did Not Vote Management (Supervisory Board Member) 16.8 Approve Discharge of Piotr Prazmo For Did Not Vote Management (Supervisory Board Member) 16.9 Approve Discharge of Eugeniusz For Did Not Vote Management Szumiejko (Supervisory Board Member) 16.10 Approve Discharge of Adam Szyszka For Did Not Vote Management (Supervisory Board Member) 17.1 Approve Discharge of Piotr Borowski For Did Not Vote Management (Management Board Member) 17.2 Approve Discharge of Marek Dietl For Did Not Vote Management (Management Board Member) 17.3 Approve Discharge of Jacek Fotek For Did Not Vote Management (Management Board Member) 17.4 Approve Discharge of Dariusz For Did Not Vote Management Kulakowski (Management Board Member) 17.5 Approve Discharge of Izabela Olszewska For Did Not Vote Management (Management Board Member) 18 Approve Company's Compliance with Best For Did Not Vote Management Practice for WSE Listed Companies 2021 19.1 Recall Supervisory Board Member None Did Not Vote Shareholder 19.2 Elect Supervisory Board Member None Did Not Vote Shareholder 20 Close Meeting None None Management -------------------------------------------------------------------------------- GLOBAL FERRONICKEL HOLDINGS, INC. Ticker: FNI Security ID: Y2715L116 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Annual For For Management Stockholders' Meeting held on June 29, 2019 4 Approve Audited Financial Statements For For Management as of December 31, 2019 5.1 Elect Joseph C. Sy as Director For For Management 5.2 Elect Dante R. Bravo as Director For For Management 5.3 Elect Francis C. Chua as Director For Against Management 5.4 Elect Gu Zhi Fang as Director For Against Management 5.5 Elect Dennis Allan Ang as Director For Against Management 5.6 Elect Mary Belle D. Bituin as Director For Against Management 5.7 Elect Noel B. Lazaro as Director For Against Management 5.8 Elect Jennifer Y. Cong as Director For Against Management 5.9 Elect Sergio R. Ortiz-Luis Jr. as For For Management Director 5.10 Elect Edgardo G. Lacson as Director For For Management 6 Appoint SGV as External Auditor For For Management 7 Appoint Stock and Transfer Agent For For Management -------------------------------------------------------------------------------- GLOBAL STANDARD TECHNOLOGY CO., LTD. Ticker: 083450 Security ID: Y2720W107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Gwang-su as Inside Director For For Management 3.2 Elect Lee Jeong-woo as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For Against Management Guarantees -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Chengbin as Director For For Management 1.2 Elect Ji Penglong as Director For For Management 1.3 Elect Li Yong as Director For For Management 1.4 Elect Jia Runping as Director For For Management 1.5 Elect Zhang Hongxia as Director For For Management 2 Elect Su Changling as Independent For For Management Director 3 Elect Zhang Qian as Supervisor For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 7 Approve Provision of Guarantee For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares -------------------------------------------------------------------------------- GLOBE TRADE CENTRE SA Ticker: GTC Security ID: X3204U113 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Approve Agenda of Meeting; Acknowledge For Did Not Vote Management Proper Convening of Meeting 4 Approve Agenda of Meeting For Did Not Vote Management 5 Approve Financial Statements and For Did Not Vote Management Management Board Report on Company's Operations 6 Approve Consolidated Financial For Did Not Vote Management Statements and Management Board Report on Group's Operations 7 Approve Treatment of Net Loss For Did Not Vote Management 8.1 Approve Discharge of Thomas Kurzmann For Did Not Vote Management (CEO) 8.2 Approve Discharge of Erez Boniel For Did Not Vote Management (Management Board Member) 8.3 Approve Discharge of Yovav Carmi (CEO For Did Not Vote Management and Management Board Member) 8.4 Approve Discharge of Robert Snow For Did Not Vote Management (Management Board Member) 8.5 Approve Discharge of Gyula Nagy For Did Not Vote Management (Management Board Member) 8.6 Approve Discharge of Ariel Alejandro For Did Not Vote Management Ferstman (Management Board Member) 9.1 Approve Discharge of Alexander Hesse For Did Not Vote Management (Supervisory Board Chairman) 9.2 Approve Discharge of Olivier Brahin For Did Not Vote Management (Supervisory Board Member) 9.3 Approve Discharge of Jan Duedden For Did Not Vote Management (Supervisory Board Member) 9.4 Approve Discharge of Patrick Haerle For Did Not Vote Management (Supervisory Board Member) 9.5 Approve Discharge of Mariusz For Did Not Vote Management Grendowicz (Supervisory Board Member) 9.6 Approve Discharge of Christian For Did Not Vote Management Harlander (Supervisory Board Member) 9.7 Approve Discharge of Marcin Murawski For Did Not Vote Management (Supervisory Board Member) 9.8 Approve Discharge of Katharina Schade For Did Not Vote Management (Supervisory Board Member) 9.9 Approve Discharge of Ryszard For Did Not Vote Management Wawryniewicz (Supervisory Board Member) 9.10 Approve Discharge of Zoltan Fekete For Did Not Vote Management (Supervisory Board Member) 9.11 Approve Discharge of Janos Peter For Did Not Vote Management Bartha (Supervisory Board Member) 9.12 Approve Discharge of Balazs Figura For Did Not Vote Management (Supervisory Board Member) 9.13 Approve Discharge of Peter Bozo For Did Not Vote Management (Supervisory Board Member) 9.14 Approve Discharge of Balint Szecsenyi For Did Not Vote Management (Supervisory Board Member) 9.15 Approve Discharge of Lorant Dudas For Did Not Vote Management (Supervisory Board Member) 10 Approve Remuneration Report For Did Not Vote Management 11 1. Approve Increase in Share Capital For Did Not Vote Management via Issuance of Series O Shares without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 12 Close Meeting None None Management -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Independent For For Management Directors 7 Approve Allowance of External For For Management Supervisors 8 Approve Amendments to Articles of For For Management Association 9 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 10 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares 11 Approve to Appoint Auditor For For Management 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Working System for Independent For Against Management Directors 16 Amend Management System for Providing For Against Management External Guarantees 17 Amend Related-Party Transaction For Against Management Management System 18 Amend External Investment Management For Against Management Method 19 Amend Investment Risk Management System For Against Management 20 Amend Management System of Raised Funds For Against Management 21 Amend Information Management and For Against Management Disclosure System -------------------------------------------------------------------------------- GLORIOUS PROPERTY HOLDINGS LIMITED Ticker: 845 Security ID: G3940K105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Xia Jing Hua as Director For For Management 2.2 Elect Liu Tao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GLORY SUN FINANCIAL GROUP LIMITED Ticker: 1282 Security ID: G3997H104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lau Wan Po as Director For For Management 3 Elect Wong Chun Bong as Director For For Management 4 Elect Lee Kwan Hung, Eddie as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GMB KOREA CORP. Ticker: 013870 Security ID: Y2730B101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Heo Jun-young as Outside Director For For Management 3 Elect Heo Jun-young as a Member of For For Management Audit Committee 4 Elect Yoon Hyeong-yoon as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GNCENERGY CO., LTD. Ticker: 119850 Security ID: Y2R31T109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Woon-seok as Inside For For Management Director 3.2 Elect Kim Young-noh as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Change in the Method of Stock Option For For Management Grant -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 2 Approve Loans, Guarantees and/or For Did Not Vote Management Securities in Other Body Corporate -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Financial Derivates For For Management Transactions 10 Approve Guarantee Provision Plan For For Management 11 Approve Provision of Guarantee for For For Management Subsidiaries 12 Approve Amendments to Articles of For For Management Association 13 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 14 Approve Methods to Assess the For For Shareholder Performance of Plan Participants Regarding Employee Share Purchase Plan 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Employee Share Purchase Plan 16 Approve Draft and Summary of Stock For For Shareholder Option Incentive Plan 17 Approve Methods to Assess the For For Shareholder Performance of Plan Participants Regarding Stock Option Incentive Plan 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Stock Option Incentive Plan -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: S31755101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Elect Chris Griffith as Director For For Management 2.2 Elect Philisiwe Sibiya as Director For For Management 2.3 Re-elect Cheryl Carolus as Director For For Management 2.4 Re-elect Steven Reid as Director For For Management 2.5 Re-elect Carmen Letton as Director For For Management 3.1 Re-elect Yunus Suleman as Chairperson For For Management of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 3.4 Elect Philisiwe Sibiya as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LIMITED Ticker: 3308 Security ID: G3958R109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Cooperation Agreement on For For Management Property Lease (Offices) and Proposed Annual Caps 2 Approve 2020 Cooperation Agreement on For For Management Property Lease (Convenience Stores) and Proposed Annual Caps 3 Approve Lease Agreement (7/F, For For Management Xinjiekou Block A) and Proposed Annual Caps 4 Approve Second Supplemental Agreement For For Management to Lease Agreement (Xinjiekou Block B) and Proposed Annual Caps 5 Approve Proposed Annual Caps for the For For Management Zhujiang Tenancy Agreement (as Amended by the First, Second and Third Supplemental Agreements) 6 Approve Proposed Annual Caps for the For For Management Lease Agreement (Golden Eagle Plaza) (as Amended by the First, Second and Third Supplemental Agreements) 7 Approve Yancheng Golden Eagle Outlet For For Management Proposed 2020 Annual Cap and the Proposed Annual Caps for the Lease Agreement (Yancheng Golden Eagle Outlet) 8 Approve Proposed Annual Caps for the For For Management Lease Agreement (Yancheng Tiandi Plaza) 9 Approve Proposed Annual Caps for the For For Management Lease Agreement (Nanjing Jiangning Tiandi Plaza) 10 Approve Proposed Annual Caps for the For For Management Lease Agreement (Ma'anshan Tiandi Plaza) -------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LIMITED Ticker: 3308 Security ID: G3958R109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Lay Danny J as Director For For Management 3B Elect Wong Chi Keung as Director For Against Management 3C Authorize Remuneration Committee to For For Management Fix Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GOLFZON CO., LTD. Ticker: 215000 Security ID: Y2R07U106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jang Cheol-ho as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- GOLFZON NEWDIN HOLDINGS CO., LTD. Ticker: 121440 Security ID: Y2822S103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Park Young-seon as Inside For For Management Director 2.2 Elect Jang Seong-won as For For Management Non-Independent Non-Executive Director 3.1 Elect Cho Gyu-ho as Outside Director For For Management to Serve as an Audit Committee Member 3.2 Elect Lee Min-jae as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- GOME RETAIL HOLDINGS LIMITED Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Huang Xiu Hong as Director For For Management 3 Elect Yu Sing Wong as Director For For Management 4 Elect Liu Hong Yu as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GOOD PEOPLE CO., LTD. Ticker: 033340 Security ID: Y4439R106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Seong-min as Inside Director For For Management 2.2 Elect Jeong Tae-jin as Inside Director For For Management 2.3 Elect Kim Han-yeol as Inside Director For For Management 2.4 Elect Seo Min-ho as Inside Director For For Management 2.5 Elect Jeong Young-jin as Outside For For Management Director 2.6 Elect Cho Gwang-je as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Stock Option Incentive Plan and Cancellation of Related Stock Options 2 Approve Guarantee For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Related Party Transaction For Against Management Decision System 5 Amend External Guarantee System For Against Management -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Chairman of For Abstain Management the Board of Directors Liu Shuangguang 6.2 Approve Remuneration of Director Jia For For Management Youyao 6.3 Approve Remuneration of Director Fang For For Management Yingjie 6.4 Approve Remuneration of Director Kan For For Management Yulun 6.5 Approve Allowance of Independent For For Management Director Niu Yanping 6.6 Approve Allowance of Independent For For Management Director Jiang Bin 6.7 Approve Allowance of Independent For For Management Director Hu Zhiyong 7.1 Approve Remuneration of Chairman of For For Management the Board of Supervisors Huang Haitao 7.2 Approve Remuneration of Supervisor Liu For For Management Yingying 7.3 Approve Remuneration of Supervisor For For Management Zhou Jieying 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Provision of Guarantee For For Management 10 Approve Termination of Implementation For For Management of Performance Share Incentive Plan and Repurchase and Cancellation of Performance Shares 11 Amend Articles of Association For For Management 12 Approve Provision of Guarantee between For For Shareholder Company and Subsidiary Company 13 Approve Unrecovered Losses Reached a For Did Not Vote Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 3 Approve External Investment as well as For For Management Capital Injection 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Provision for Credit and Asset For For Management Impairment 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Credit Line Application For Against Management 9 Approve Guarantee For For Management 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 For Did Not Vote Management 2 Amend Article 25 For Did Not Vote Management 3 Approve Remuneration Policy For Did Not Vote Management 4 Approve Restricted Stock Plan For Did Not Vote Management 5 Amend Stock Option Plan For Did Not Vote Management -------------------------------------------------------------------------------- GRAND BAOXIN AUTO GROUP LIMITED Ticker: 1293 Security ID: G4134L107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lu Wei as Director For For Management 2b Elect Wang Xinming as Director For For Management 2c Elect Lu Ao as Director For For Management 2d Elect Xu Xing as Director For For Management 2e Elect Diao Jianshen as Director For For Management 2f Elect Chan Wan Tsun Adrian Alan as For For Management Director 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GRAND KOREA LEISURE CO., LTD. Ticker: 114090 Security ID: Y2847C109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 4 Elect Cho Gyeong-suk as Outside For For Management Director -------------------------------------------------------------------------------- GRAND KOREA LEISURE CO., LTD. Ticker: 114090 Security ID: Y2847C109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Kim Ae-gyoung as Internal For For Management Auditor -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Issuance of Super Short-term For For Management Commercial Papers 8 Approve Shareholder Return Plan For For Management 9 Elect Wang Weirong as Director For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Scale For For Management 13.2 Approve Par Value and Issue Price For For Management 13.3 Approve Bond Period For For Management 13.4 Approve Interest Rate and For For Management Determination Method 13.5 Approve Target Parties and Issue Manner For For Management 13.6 Approve Placing Arrangement for For For Management Shareholders 13.7 Approve Guarantee Situation For For Management 13.8 Approve Terms of Redemption and Resale For For Management 13.9 Approve Safeguard Measures of Debts For For Management Repayment 13.10 Approve Underwriting Method, Listing For For Management Arrangement and Resolution Validity Period 13.11 Approve Usage of Raised Funds For For Management 14 Approve Plan on Corporate Bond Issuance For For Management 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Wei as Director For For Management 1.2 Elect Liu Yun as Director For For Management -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Application of Loan Credit For For Management Lines 7 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries 8 Approve Provision of Guarantees to For For Management Joint Ventures 9 Approve Provision of External For For Management Financial Assistance 10 Approve Provision of Financial For For Management Assistance to Project Companies 11 Approve Daily Related Party For For Management Transactions for 2021 12 Approve Deposit and Loan Transactions For Against Management with COFCO Finance Co., Ltd. and Related Party Transaction 13 Approve Renewal of Loans from COFCO For For Management Land Management Co., Ltd. and Related Party Transaction 14 Approve Renewal of Loans from Yu Chuan For For Management Co., Ltd. and Related Party Transaction 15 Approve Renewal of Loans from Pengli For For Management International Group Co., Ltd. and Related Party Transaction 16 Approve Application of Credit Lines For For Management and Related Party Transaction 17 Approve Authorization of the Board to For For Management Issue Debt Financing Products 18 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- GREAT NEW WAVE COMING CO., LTD. Ticker: 065060 Security ID: Y2862L109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park So-hyeon as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan for Registration and For For Management Issuance of Super Short-Term Commercial Papers -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Proposal For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Reserved Restricted For For Management Shares to Directors and Connected Transaction -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Audited Financial Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Profit Distribution For For Management Proposal 4 Approve 2020 Annual Report and Its For For Management Summary Report 5 Approve 2020 Report of the Independent For For Management Directors 6 Approve 2020 Report of the Supervisory For For Management Committee 7 Approve 2021 Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2021 Plan of Guarantees to be For Against Management Provided by the Company 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 11 Approve Authorization of the Board to For For Management Repurchase A Shares and H Shares of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Board to For For Management Repurchase A Shares and H Shares of the Company -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Surplus Funds of For For Management Project Company According to the Proportion of Equity of the Company and its Partners -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Financial Assistance Provision For For Management to the Company 8 Approve Purchase of Low-Risk For Against Management Short-Term Structured Deposit Products 9 Approve Securities Investment Plan For Against Management 10 Approve Provision of Guarantee For For Management 11 Approve Completed Fund-raising For For Shareholder Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Chang Fuquan as Director For For Management 3a2 Elect Hong Gang as Director For For Management 3a3 Elect Zhu Jia as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6A Approve the Proposed Amendments to For For Management Existing Amended and Restated Articles of Association 6B Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Foreign Exchange Derivatives For For Management Trading Business 8 Approve Use of Own Idle Funds for For Against Management Investment in Financial Products 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For Against Management Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Social Responsibility Report For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Additional Loan Application For For Management and Credit Line 10 Approve Guarantee For Against Management 11 Approve Additional Provision of For Against Management Guarantee 12 Approve Loan Application to Related For For Management Party 13 Approve External Investment For Against Management 14 Approve Land Acquisition For Against Management 15 Approve Issuance of Debt Financing For For Management Instruments 16 Approve Asset Disposal For Against Management 17 Approve Change in the Usage of Share For For Management Repurchase 18 Approve Amendments to Articles of For For Management Association 19 Approve Formulation of Shareholder For For Management Return Plan 20 Approve Termination of Implementation For For Management and Transfer of Raised Funds Investment Project -------------------------------------------------------------------------------- GREEN CROSS CELL CORP. Ticker: 031390 Security ID: Y4085L130 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Deuk-ju as Inside Director For For Management 2.2 Elect Wang Hui-jeong as Outside For For Management Director 3 Appoint Kim Chang-tae as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GREEN CROSS CORP. Ticker: 006280 Security ID: Y2R8RU107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lim Seung-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GREEN CROSS HOLDINGS CORP. Ticker: 005250 Security ID: Y28840117 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Heo Il-seop as Inside Director For For Management 2.2 Elect Park Yong-tae as Inside Director For For Management 2.3 Elect Heo Yong-jun as Inside Director For For Management 3 Appoint Kim Sang-seop as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GREEN CROSS LAB CELL CORP. Ticker: 144510 Security ID: Y2R8FA104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Dae-woo as Inside Director For For Management 2.2 Elect Park Soon-young as Inside For For Management Director 2.3 Elect Hwang Yoo-gyeong as Inside For For Management Director 2.4 Elect Min Won-gi as Outside Director For For Management 3 Appoint Nam Taek-jin as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GREEN CROSS MEDICAL SCIENCE CORP. Ticker: 142280 Security ID: Y2R8DM100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Ho-rim as Inside Director For For Management 2.2 Elect Song Jeong-han as Outside For Against Management Director 3 Appoint Hwang Sang-soon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Investment Amount of the For Against Management Company's Real Estate Reserves 8 Approve Guarantee Provision For Against Management 9 Elect Hu Xin as Non-independent For For Shareholder Director 10 Elect Yang Lyubo as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Chen Jun as Director For For Management 2B Elect Wu Zhengkui as Director For For Management 2C Elect Wang Xuling as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wu Wende as Director For For Management 3B Elect Geng Zhongqiang as Director For For Management 3C Elect Li Jun as Director For For Management 3D Elect Hong Lei as Director For For Management 3E Elect Jia Shenghua as Director For For Management 3F Elect Hui Wan Fai as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For Against Management 1.2 Approve Target Subscribers and For Against Management Subscription Method 1.3 Approve Scale and Use of Raised Funds For Against Management 2 Approve Plan on Private Placement of For Against Management Shares (Second Revision) 3 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds (Revised) 4 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 5 Approve Related Party Transaction in For Against Management Connection to Private Placement of Shares -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Use of Idle Own Funds for Cash For Against Management Management 10 Approve Change Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GRINDROD LTD. Ticker: GND Security ID: S3302L128 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present the Annual Financial None None Management Statements and Reports for the Year Ended 31 December 2020 2.1.1 Re-elect Mike Hankinson as Director For Against Management 2.1.2 Re-elect Nkululeko Sowazi as Director For For Management 2.1.3 Re-elect Pieter Uys as Director For Against Management 2.2.1 Elect Fathima Ally as Director For For Management 2.3 Re-elect Grant Gelink as Chairman of For For Management the Audit Committee 2.4.1 Re-elect Willem van Wyk as Member of For Against Management the Audit Committee 2.4.2 Re-elect Zimkhitha Zatu as Member of For For Management the Audit Committee 2.5.1 Reappoint Deloitte & Touche as Auditors For For Management 2.5.2 Reappoint Mark Holme as Designated For For Management Audit Partner 2.6 Place Authorised but Unissued Shares For For Management under Control of Directors 2.7 Authorise Board to Issue Shares for For For Management Cash 3.1 Approve Non-executive Directors' Fees For For Management 3.2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3.3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3.4 Authorise Repurchase of Issued Share For For Management Capital 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For Against Management -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Li Yanli as Director For Against Management 11.2 Elect Wang Xingquan as Director For Against Management 11.3 Elect Jiang Xuan as Director For Against Management 11.4 Elect Yang Hai as Director For Against Management 12.1 Elect Wu Ling as Director For Against Management 12.2 Elect Cao Lei as Director For Against Management 12.3 Elect Xia Peng as Director For Against Management 13.1 Elect Liu Xianqing as Supervisor For Against Management 13.2 Elect Yin Jiao as Supervisor For Against Management -------------------------------------------------------------------------------- GRUPA AZOTY SA Ticker: ATT Security ID: X3243A102 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Waive Secrecy of Voting When Electing For For Management Members of Vote Counting Commission 6.1 Elect Members of Vote Counting For For Management Commission 6.2 Resolve Not to Elect Members of Vote For For Management Counting Commission 7.1 Recall Supervisory Board Member None Against Shareholder 7.2 Elect Supervisory Board Member None Against Shareholder 8 Elect Supervisory Board Chairman None Against Shareholder 9 Receive Information on Current Events None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- GRUPA AZOTY SA Ticker: ATT Security ID: X3243A102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Waive Secrecy for Elections of Members For Did Not Vote Management of Vote Counting Commission 6.1 Elect Members of Vote Counting For Did Not Vote Management Commission 6.2 Resolve Not to Elect Members of Vote For Did Not Vote Management Counting Commission 7.1 Receive Supervisory Board Report on None None Management Company's Standing 7.2 Receive Supervisory Board Report on None None Management Its Activities 8 Approve Financial Statements For Did Not Vote Management 9 Approve Consolidated Financial For Did Not Vote Management Statements 10 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 11 Approve Report on Payments to Public For Did Not Vote Management Administration 12 Approve Non-Financial Information For Did Not Vote Management 13 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 14.1 Approve Discharge of Tomasz Hinc (CEO) For Did Not Vote Management 14.2 Approve Discharge of Mariusz Grab For Did Not Vote Management (Deputy CEO) 14.3 Approve Discharge of Filip Grzegorczyk For Did Not Vote Management (Deputy CEO) 14.4 Approve Discharge of Tomasz Hryniewicz For Did Not Vote Management (Deputy CEO) 14.5 Approve Discharge of Grzegorz For Did Not Vote Management Kadzielawski (Deputy CEO) 14.6 Approve Discharge of Witold For Did Not Vote Management Szczypinski (Deputy CEO) 14.7 Approve Discharge of Artur Kopiec For Did Not Vote Management (Management Board Member) 14.8 Approve Discharge of Wojciech Wardacki For Did Not Vote Management (CEO) 14.9 Approve Discharge of Pawel Lapinski For Did Not Vote Management (Deputy CEO) 15.1 Approve Discharge of Wojciech For Did Not Vote Management Krysztofik (Supervisory Board Deputy Chairman) 15.2 Approve Discharge of Monika Fill For Did Not Vote Management (Supervisory Board Member) 15.3 Approve Discharge of Zbigniew Paprocki For Did Not Vote Management (Supervisory Board Secretary) 15.4 Approve Discharge of Bartlomiej For Did Not Vote Management Litwinczuk (Supervisory Board Member) 15.5 Approve Discharge of Marcin Mauer For Did Not Vote Management (Supervisory Board Member) 15.6 Approve Discharge of Michal Maziarka For Did Not Vote Management (Supervisory Board Member) 15.7 Approve Discharge of Robert Kapka For Did Not Vote Management (Supervisory Board Member) 15.8 Approve Discharge of Roman Romaniszyn For Did Not Vote Management (Supervisory Board Member) 15.9 Approve Discharge of Marcin Pawlicki For Did Not Vote Management (Supervisory Board Chairman) 15.10 Approve Discharge of Michal Gabryel For Did Not Vote Management (Supervisory Board Deputy Chairman) 15.11 Approve Discharge of Piotr Czajkowski For Did Not Vote Management (Supervisory Board Member) 15.12 Approve Discharge of Pawel Bielski For Did Not Vote Management (Supervisory Board Member) 16 Approve Remuneration Report For Did Not Vote Management 17 Amend Statute For Did Not Vote Management 18 Amend Remuneration Policy For Did Not Vote Management 19 Receive Information on Current Events None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- GRUPA LOTOS SA Ticker: LTS Security ID: X32440103 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Supervisory Board Report None None Management 9 Receive Management Board Report on None None Management Entertainment Expenses, Legal Expenses, Marketing Costs, Public Relations, Social Communication Expenses, and Management Consultancy Fees in 2019 10 Approve Financial Statements For Did Not Vote Management 11 Approve Consolidated Financial For Did Not Vote Management Statements 12 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 13 Approve Treatment of Net Loss For Did Not Vote Management 14.1 Approve Discharge of Zofia Paryla (CEO) For Did Not Vote Management 14.2 Approve Discharge of Jaroslaw For Did Not Vote Management Wittstock (Deputy CEO) 14.3 Approve Discharge of Piotr Walczak For Did Not Vote Management (Deputy CEO) 14.5 Approve Discharge of Jaroslaw Kawula For Did Not Vote Management (Deputy CEO) 14.6 Approve Discharge of Pawel Majewski For Did Not Vote Management (CEO) 14.7 Approve Discharge of Marian Krzeminski For Did Not Vote Management (Deputy CEO) 14.8 Approve Discharge of Artur Cieslik For Did Not Vote Management (Deputy CEO) 15.1 Approve Discharge of Beata For Did Not Vote Management Kozlowska-Chyla (Supervisory Board Chairwoman) 15.2 Approve Discharge of Piotr Ciach For Did Not Vote Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Katarzyna For Did Not Vote Management Lewandowska (Supervisory Board Secretary) 15.4 Approve Discharge of Dariusz Figura For Did Not Vote Management (Supervisory Board Member) 15.5 Approve Discharge of Adam Lewandowski For Did Not Vote Management (Supervisory Board Member) 15.6 Approve Discharge of Grzegorz Rybicki For Did Not Vote Management (Supervisory Board Member) 15.7 Approve Discharge of Agnieszka For Did Not Vote Management Szklarczyk-Mierzwa (Supervisory Board Member) 16 Amend Statute For Did Not Vote Management 17 Approve Remuneration Report For Did Not Vote Management 18 Approve Purchase of Real Estate For Did Not Vote Management 19 Elect Supervisory Board Member None Did Not Vote Shareholder 20 Close Meeting None None Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: P49530101 Meeting Date: JUN 11, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Series B Shares For Did Not Vote Management to be Held in Treasury to Support Possible Conversion of Series BB Shares 2 Appoint Legal Representatives For Did Not Vote Management -------------------------------------------------------------------------------- GRUPO ENERGIA BOGOTA SA ESP Ticker: GEB Security ID: P37100107 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For Did Not Vote Management 3 Elect Chairman of Meeting For Did Not Vote Management 4 Elect Meeting Approval Committee For Did Not Vote Management 5 Approve Redefinition of Company's For Did Not Vote Management Investments in Emgesa SA ESP and Codensa SA ESP -------------------------------------------------------------------------------- GRUPO SECURITY SA Ticker: SECURITY Security ID: P6808Q106 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 5.25 Per Share 3 Approve Dividend Policy For For Management 4 Approve Remuneration of Directors For For Management 5 Present Report on Board's Expenses For For Management 6 Present Report on Activities Carried For For Management Out and Expenses Incurred by Directors' Committee 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Appoint Auditors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish Company For For Management Announcements 12 Other Business For Against Management -------------------------------------------------------------------------------- GS ENGINEERING & CONSTRUCTION CORP. Ticker: 006360 Security ID: Y2901E108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cho Hui-jin as Outside Director For For Management 4 Elect Cho Hui-jin as a Member of Audit For For Management Committee 5 Elect Lee Hui-guk as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS GLOBAL CORP. Ticker: 001250 Security ID: Y267B1103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Seong-wook as Inside Director For For Management 2.2 Elect Kim Hyeong-guk as For For Management Non-Independent Non-Executive Director 3 Elect Seo Jin-wook as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS HOLDINGS CORP. Ticker: 078930 Security ID: Y2901P103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Hyun Oh-seok as Outside Director For For Management 4 Elect Han Jin-hyeon as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Hyun Oh-seok as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Yoon-seong as Inside Director For For Management 3.1 Amend Articles of Incorporation For For Management (Business Objectives) 3.2 Amend Articles of Incorporation For For Management (Record Date) 3.3 Amend Articles of Incorporation For For Management (Amendment Relating to Changes in Legislation) 3.4 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3.5 Amend Articles of Incorporation For For Management (Miscellaneous) 3.6 Amend Articles of Incorporation (Duty For For Management of CEO) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with GS Home For For Management Shopping, Inc. 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Profit Distribution 4 Approve Business Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association and Its Annexes 8 Approve Employee Share Purchase Plan For Against Management -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Zhenzhen as Non-Independent For For Management Director 2 Elect Ye Lin as Non-Independent For For Management Director 3 Elect Liu Feng as Non-Independent For For Management Director 4 Elect Zou Menghong as Non-Independent For For Management Director 5 Elect Zou Jinkai as Non-Independent For For Management Director 6 Elect Wen Hui as Non-Independent For For Management Director 7 Elect Liu Dacheng as Independent For For Management Director 8 Elect Wu Shinong as Independent For For Management Director 9 Elect Jonathan Jun Yan as Independent For For Management Director 10 Elect Yang Jing as Supervisor For For Management 11 Elect Hu Diyuan as Supervisor For For Management 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association to Change Business Scope 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Report of the Independent Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve to Appoint Auditor For For Management 10 Approve Use of Own Funds to Invest in For Against Management Securities -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Amend Public Information Disclosure For For Management Management System -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Comprehensive Credit Line For For Management Application 3 Approve External Guarantee For For Management 4 Approve Foreign Exchange Hedging For For Management Business 5 Elect Qian Xueqiao as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management 9 Approve Application of Syndicated Loan For For Management and Provision of Guarantees 10 Approve Provision of External For For Management Guarantees 11 Approve to Adjust the Application of For For Management Bank Credit Lines 12 Approve Draft and Summary of Employee For Against Management Share Purchase Plan 13 Approve Draft and Summary of Stock For Against Management Option Incentive Plan (Revised Draft) 14 Approve Methods to Assess the For Against Management Performance of Plan Participants 15 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management 2 Approve Amendment of Horizontal For For Management Competition Commitment by Ultimate Controlling Shareholders and Controlling Shareholders -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financial Auditor and Internal For For Management Control Auditor 9 Approve Provision of Guarantees For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Zhang Hongwei as Director For For Management 12.2 Elect Tang Xinfa as Director For For Management 12.3 Elect Li Yitao as Director For For Management 12.4 Elect Zhang Guangmang as Director For For Management 12.5 Elect Zhong Zhangbao as Director For For Management 12.6 Elect Wang Wenjun as Director For For Management 13.1 Elect Qin Jiwei as Director For For Management 13.2 Elect Xie Juan as Director For For Management 13.3 Elect Fu Hailiang as Director For For Management 14.1 Elect Li Baoliang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7.1 Approve Related Party Transactions For For Management with Ultimate Controlling Shareholder and Its Controlled Companies 7.2 Approve Related Party Transactions For For Management with Associate Company 8 Approve to Authorize the Use of Idle For For Management Own Funds to Invest in Financial Products 9 Amend Management System of Raised Funds For Against Management 10 Amend Related Party Transaction For Against Management Management System -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Plan For Against Management -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wen Yinheng as Director For For Management 3.2 Elect Liang Yuanjuan as Director For For Management 3.3 Elect Lan Runing as Director For For Management 3.4 Elect Feng Qingchun as Director For For Management 3.5 Elect Chan Cho Chak, John as Director For For Management 3.6 Elect Li Man Bun, Brian David as For For Management Director 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Financial For For Management Auditor 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Approve Shareholder Return Plan For For Management 11 Approve Repossession Plan For For Shareholder -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Funds for Low-risk For Against Management Short-term Investment and Financial Management 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO., LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction in For For Management Connection with Handling Deposit and Settlement Business 8 Amend the Remuneration Management For For Management System of Directors, Supervisors and Senior Management Members 9 Amend the Management System of For For Management Employee Share Purchase Plan 10 Amend the Draft and Summary on For Against Management 2018-2023 Employee Share Purchase Plan 11 Approve the Phase 4 Employee Share For Against Management Purchase Plan -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Jiangang as Non-Independent For For Shareholder Director 1.2 Elect Guo Jianqiang as Non-Independent For For Shareholder Director 1.3 Elect Zeng Zhanhui as Non-Independent For For Shareholder Director 1.4 Elect Yang Fangxin as Non-Independent For For Shareholder Director 1.5 Elect Wang Wei as Non-Independent For For Shareholder Director 1.6 Elect Zhu Xiaomei as Non-Independent For For Shareholder Director 2.1 Elect Song Tiebo as Independent For For Management Director 2.2 Elect Cao Xiaodong as Independent For For Management Director 2.3 Elect Tan Youchao as Independent For For Management Director 3.1 Elect Li Yaping as Supervisor For For Management 3.2 Elect Wan Aimin as Supervisor For For Management 4 Approve Allowance of Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management Business 11 Approve Derivatives Investment Business For For Management 12 Approve Remuneration of For For Management Non-independent Directors and Supervisors 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Related Party Transaction For Against Management Management System 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Company Dividend Management For For Management System 3 Amend Shareholder Return Plan For For Management 4 Amend Management System of Raised Funds For Against Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Profit Distribution For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan and Financial For For Management Plan 2 Approve External Guarantee Plan For Against Management 3 Approve Daily Related Party Transaction For Against Management 4 Approve Write-off of Accounts For For Management Receivable 5 Approve External Equity Investment For For Management 6 Approve Provision of Counter Guarantee For For Management 7 Amend Articles of Association For For Management 8 Approve Increase in the Scope of For Against Shareholder Guarantee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and the For For Management 2021 Audit Fee Standard -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profits Distribution Proposal For For Management 5 Approve Financial Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Fix Their Remuneration 7 Approve Removal of Liu Mengshu as For For Shareholder Supervisor 8 Approve Removal of Wang Bin as Director For For Shareholder 9 Approve Removal of Guo Xiangdong as For For Shareholder Director 10 Elect Lei Chunliang as Supervisor For For Shareholder 11.1 Elect Hu Dan as Director For For Shareholder 11.2 Elect Zhou Shangde as Director For Against Shareholder -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Amend Articles of Association For Against Management 8 Approve Provision of Guarantee for For For Management Guangxi Yongsheng 9 Approve Provision of Guarantee for For For Management Guixu Energy Company 10 Approve Provision of Guarantee for For Against Management Xidian Power Company 11 Approve Provision of Guarantee for For For Management Chaochao Xincai 12 Approve Provision of Guarantee for For For Management Minshang Shiye 13 Approve Provide Financial Support For Against Management 14 Approve Daily Related Party Transaction For For Management 15 Approve Loan Application For For Management -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Ruojun as Director For For Shareholder 2.1 Elect Yuan Chunli as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Plan For For Management 2 Approve Financial Budget For For Management 3 Approve Provision of Guarantee For For Management 4 Approve Marketing Business Guarantee For For Management Plan 5.1 Approve Related Party Transaction For For Management Amounting to CNY 1.60 Billion and CNY 61.83 Million 5.2 Approve Related Party Transaction For For Management Amounting to CNY 1.26 Billion and CNY 5.32 Million 5.3 Approve Related Party Transaction For For Management Amounting to CNY 245.23 Million and CNY 24.40 Million 5.4 Approve Related Party Transaction For For Management Amounting to CNY 128.88 Million and CNY 2.11 Million 5.5 Approve Related Party Transaction For For Management Amounting to CNY 767.55 Million and CNY 117.96 Million 6 Approve Loan from Controlling For For Management Shareholder -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exempting the Company's For For Management Controlling Shareholder and Indirect Controlling Shareholder from Fulfilling Relevant Commitments -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 6 Approve Amendments to Articles of For For Management Association 7.1 Approve Related Party Transaction on For For Management Purchase of Goods and Receipt of Labor Amounting to CNY 461.83 Million and Sale of Goods and Provision of Services Amounting to CNY 22.76 Million 7.2 Approve Related Party Transaction on For For Management Purchase of Goods and Receipt of Labor Amounting to CNY 150.97 Million 7.3 Approve Related Party Transaction on For For Management Sale of Goods and Provision of Services Amounting to CNY 2.15 Million 7.4 Approve Related Party Transaction on For For Management Sale of Goods and Provision of Services Amounting to CNY 13.55 Million 8.1 Elect Li Jiaming as Director For For Management 8.2 Elect Chen Xueping as Director For For Management 9 Approve Merger by Absorption Complies For For Shareholder with Relevant Laws and Regulations 10.1 Approve Manner of the Transaction For For Shareholder 10.2 Approve Target Assets and Transaction For For Shareholder Parties 10.3 Approve Transaction Price and Pricing For For Shareholder Basis 10.4 Approve Share Type and Par Value For For Shareholder 10.5 Approve Issue Manner and Target For For Shareholder Subscribers 10.6 Approve Pricing Reference Date For For Shareholder 10.7 Approve Issue Price For For Shareholder 10.8 Approve Issue Size For For Shareholder 10.9 Approve Listing Exchange For For Shareholder 10.10 Approve Lock-Up Period Arrangement For For Shareholder 10.11 Approve Protection Mechanism of For For Shareholder Dissenting Shareholders Involved in the Transaction 10.12 Approve Disposal of Creditor's Rights For For Shareholder and Debts as well as Related Arrangement for the Protection of Creditor's Rights 10.13 Approve Staff Placement For For Shareholder 10.14 Approve Profit and Loss Arrangements For For Shareholder During the Transition Period 10.15 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 10.16 Approve Delivery and Liability for For For Shareholder Breach of Contract of Target Assets 10.17 Approve Performance Commitment and For For Shareholder Compensation Arrangements 10.18 Approve Resolution Validity Period For For Shareholder 11 Approve Transaction Constitute as For For Shareholder Related-party Transaction 12 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 13 Approve Draft and Summary of Merger by For For Shareholder Absorption 14 Approve Signing of Merger by Absorption For For Shareholder 15 Approve Signing of Supplementary For For Shareholder Agreement of Merger by Absorption 16 Approve Performance Commitment For For Shareholder Compensation Agreement 17 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 18 Approve Transaction Complies with For For Shareholder Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 19 Approve Audit Report, Review Report For For Shareholder and Evaluation Report of the Transaction 20 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 21 Approve Fairness and Validity of the For For Shareholder Pricing Basis 22 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 24 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Participation in the Subscription of Private Placement of Shares 2 Amend Related Party Transaction For Against Management Management System 3 Approve Change in the Use of Proceeds For For Management and Related Party Transactions -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Donations Budget For For Management 7 Approve Application of Credit Guarantee For Against Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report and Its For For Management Summary Report 2 Approve 2020 Work Report of the Board For For Management of Directors 3 Approve 2020 Work Report of the For For Management Supervisory Committee 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Formulation of Dividend For For Management Distribution Plan for Shareholders (2021-2023) 9 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue Shares 10 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue Debt Financing Instruments -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve Realization of Asset Swap For For Management Transaction Performance Commitments and Adjustment of Performance Commitment Period 10 Elect Yu Xinhui as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds for For Against Management Low-risk Short-term Financial Product Investment 8 Approve Credit Line Application For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Remuneration of Directors and For Against Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10.1 Approve Purpose and Principle For For Management 10.2 Approve Management Agency For For Management 10.3 Approve Criteria to Select Plan For For Management Participants 10.4 Approve Source, Number and Allocation For For Management of Underlying Stocks 10.5 Approve Time Arrangements For For Management 10.6 Approve Exercise Price and For For Management Price-setting Basis 10.7 Approve Conditions for Granting and For For Management Exercising Rights 10.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 10.9 Approve Accounting Treatment For For Management 10.10 Approve Implementation Procedures For For Management 10.11 Approve Rights and Obligations For For Management 10.12 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2021 7a Elect Li Sze Lim as Director and For For Management Authorize Board to Fix Her Remuneration 7b Elect Zhang Li as Director and For For Management Authorize Board to Fix His Remuneration 7c Elect Ng Yau Wah, Daniel as Director For For Management and Authorize Board to Fix His Remuneration 8 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 9 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 10 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2020 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2021 13 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2021 14 Approve Increase in Registered Capital For For Management and the Proposed Amendments to the Articles of Association -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yiran as Non-Independent For For Management Director 1.2 Elect Huang Zhengcong as For For Management Non-Independent Director 1.3 Elect Yu Wei as Non-Independent For For Management Director 1.4 Elect You Tianyuan as Non-Independent For For Management Director 1.5 Elect Wang Yang as Non-Independent For For Management Director 1.6 Elect Yang Ming as Non-Independent For For Management Director 2.1 Elect Lin Bin as Independent Director For For Management 2.2 Elect Liu Heng as Independent Director For For Management 2.3 Elect Huang Jiwu as Independent For For Management Director 3.1 Elect Ren Rui as Supervisor For For Management 3.2 Elect Lin Weichou as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 11.1 Approve Share Type and Par Value For For Shareholder 11.2 Approve Issue Manner and Issue Time For For Shareholder 11.3 Approve Target Subscribers and For For Shareholder Subscription Method 11.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 11.5 Approve Issue Size For For Shareholder 11.6 Approve Lock-up Period For For Shareholder 11.7 Approve Listing Exchange For For Shareholder 11.8 Approve Use of Proceeds For For Shareholder 11.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 11.10 Approve Resolution Validity Period For For Shareholder 12 Approve Private Placement of Shares For For Shareholder 13 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 14 Approve Report on the Usage of For For Shareholder Previously Raised Funds 15 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For For Shareholder Handle All Related Matters 17 Approve That There is No Punishment or For For Shareholder Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years 18 Approve Shareholder Return Plan For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Formulation of Management For For Management Method for Supporting Innovation and Entrepreneurship -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Application For For Management 9 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Borrowings to Controlling For For Management Shareholder 2 Approve Financial Assistance Provision For Against Management to Yuexiu Financial Capital 3 Approve Financial Assistance Provision For Against Management to Yuexiu Leasing 4 Approve Financial Assistance Provision For For Management to Shanghai Yuexiu Leasing 5 Approve Daily Related Party Transaction For For Management 6 Approve External Guarantee For Against Management 7 Approve Medium-term Notes For For Management 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9 Approve Asset Securitization Instrument For For Management 10 Approve Issuance of Short-term For For Management Commercial Papers 11 Approve Capital Injection For For Management 12 Approve Capital Injection for Shanghai For For Management Yuexiu Leasing -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds for Entrusted For Against Management Asset Management 2 Approve Issuance of Short-term Bond For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Issuance of Offshore Bond For For Management 5 Approve Issuance of Corporate Bond For For Management 6 Approve Securitization of Company's For For Management Accounts Receivable 7 Approve Accounts Receivable For For Management Asset-backed Bill Business 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Kuang Xunhua as For For Management Non-Independent Director and Elect Song Kai as Non-Independent Director -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Property Transfer For For Management Agreement with Related Party 2 Approve Signing of Equity Transfer For For Management Agreement with Related Party -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Appointment of Financial For For Management Auditor and Internal Control Attestation Auditor 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Hongbin as Independent For For Management Director 2 Amend Articles of Association For Against Management 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments of Non-financial Enterprises -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Daily Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUIZHOU PANJIANG REFINED COAL CO., LTD. Ticker: 600395 Security ID: Y2946P100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 3 Supply 1 Industry Water For For Management Supply Transformation Transfer 7 Approve Remuneration of Directors For For Management 8 Approve Profit Distribution For For Management 9 Approve Financial Budget Report For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Signing of Financial Service For Against Management Agreement and Related Party Transaction 12 Approve Investment in Construction of For For Management Panjiang Xinguang Power Generation Project 13 Approve Signing of EPC Contract For For Management 14 Approve Investment Plan For Against Management 15 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 16 Approve Amendments to Articles of For Against Management Association 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 18 Approve Company's Eligibility for For For Management Private Placement of Shares 19.1 Approve Share Type and Par Value For For Management 19.2 Approve Issue Manner and Issue Time For For Management 19.3 Approve Target Subscribers and For For Management Subscription Method 19.4 Approve Issue Size For For Management 19.5 Approve Amount and Use of Proceeds For For Management 19.6 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 19.7 Approve Lock-up Period For For Management 19.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 19.9 Approve Resolution Validity Period For For Management 19.10 Approve Listing Exchange For For Management 20 Approve Plan on Private Placement of For For Management Shares 21 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 22 Approve No Need to Edit a Report on For For Management Previous Usage of Raised Funds 23 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 24 Approve Establishment of Special For For Management Deposit Account for Raised Fund 25 Approve Shareholder Return Plan For For Management 26 Approve Authorization of Board to For For Management Handle All Related Matters 27.1 Elect Bao Qinglin as Director For For Shareholder 28.1 Elect Li Shoubing as Director For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ran as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantees 2 Approve Provision of Financial For For Management Assistance to Subsidiaries 3 Approve Use of Own Funds to Invest in For Against Management Financial Products 4 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transaction with For For Management Yuheng Pharmaceutical and Its Subsidiaries 7.2 Approve Related Party Transaction with For For Management Guangzheng Pharmaceutical and Its Subsidiaries 8 Approve Related Party Transaction in For For Management Connection to External Investment -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Fengping as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Use of Own Funds for For Against Management Securities Investment and Derivatives Trading 6 Approve Acceptance of Financial For For Management Assistance 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUORUI PROPERTIES LIMITED Ticker: 2329 Security ID: G39407104 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Hongtai Guotong, Beijing Guoxing Real Estate Limited and Chongqing Longsha and Related Transactions 2 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Hongtai Guotong and Guangdong Guosha Real Estate Co., Ltd. and Related Transactions 3 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Tianjin Guoxing Real Estate Co. , Ltd. and Tianjin Tianfu Rongsheng Real Estate Development Co., Ltd. and Related Transactions 4 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Guosha Investment and Sanya Jingheng Properties Co., Ltd. and Related Transactions 5 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Shijiazhuang Guorui and Handan Guoxia Real Estate Development Co., Ltd. and Related Transactions 6 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Chongqing Longsha and Chongqing Guosha Real Estate Development Co., Ltd. and Related Transactions 7 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Heshan Tengyue Real Estate Development Co., Ltd., Guangdong Guosha Investment and Jiangmen Yinghuiwan Real Estate Co., Ltd. and Related Transactions 8 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Shijiazhuang Guorui, Shijiazhuang Guosha Real Estate Development Co., Ltd. and Related Transactions -------------------------------------------------------------------------------- GUORUI PROPERTIES LIMITED Ticker: 2329 Security ID: G39407104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Zhang Zhangsun as Director For For Management 2A2 Elect Luo Zhenbang as Director For For Management 2A3 Elect Chen Jingru as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4 Authorize Repurchase of Issued Share For For Management Capital 5 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transaction with For For Management State-owned Assets Supervision and Administration Commission of the People's Government of Shenzhen Municipal, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies 6.2 Approve Related Party Transaction with For For Management China Resources SZITIC Trust Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Yunnan Hehe (Group) Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Penghua Fund Management Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Other Related Parties 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Proprietary Investment Scale For For Management 9 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries 10 Elect Zhang Nasha as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Zhao Cen For Against Management -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Funds to Invest in For Against Management Financial Products 7 Approve to Appoint Auditor For For Management 8 Elect Zheng Xu as Independent Director For For Shareholder -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Proposal For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve Potential Related Party For For Management Transactions Involved in the Issuances of the Onshore and Offshore Debt Financing Instruments and the Asset-Backed Securities 8 Approve Remuneration of Directors and For For Management Supervisors 9.1 Elect He Qing as Director For For Management 9.2 Elect Wang Song as Director For For Management 9.3 Elect Yu Jian as Director For For Management 9.4 Elect Liu Xinyi as Director For For Management 9.5 Elect Guan Wei as Director For For Management 9.6 Elect Zhong Maojun as Director For For Management 9.7 Elect Chen Hua as Director For For Management 9.8 Elect Wang Wenjie as Director For For Management 9.9 Elect Zhang Zhan as Director For For Management 9.10 Elect Fan Renyi as Director For For Management 9.11 Elect An Hongjun as Director For For Management 10.1 Elect Xia Dawei as Director For Against Management 10.2 Elect Ding Wei as Director For For Management 10.3 Elect Li Renjie as Director For For Management 10.4 Elect Bai Wei as Director For For Management 10.5 Elect Zhu Ning as Director For For Management 10.6 Elect Lee Conway Kong Wai as Director For Against Management 11.1 Elect Li Zhongning as Supervisor For For Management 11.2 Elect Zhou Zhaohui as Supervisor For For Management 11.3 Elect Shen Yun as Supervisor For For Management 11.4 Elect Zuo Zhipeng as Supervisor For For Management 12.1 Approve Issuer in Relation to the For For Management Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.2 Approve Size of Issuance in Relation For For Management to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.3 Approve Method of Issuance For For Management 12.4 Approve Type of the Onshore and For For Management Offshore Debt Financing Instruments 12.5 Approve Term of the Onshore and For For Management Offshore Debt Financing Instruments 12.6 Approve Interest Rate of the Onshore For For Management and Offshore Debt Financing Instruments 12.7 Approve Guarantee and Other For For Management Arrangements 12.8 Approve Use of Proceeds in Relation to For For Management the Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.9 Approve Issue Price For For Management 12.10 Approve Targets of Issuance and For For Management Placement Arrangements to Shareholders 12.11 Approve Listing of the Onshore and For For Management Offshore Debt Financing Instruments 12.12 Approve Debt Repayment Protective For For Management Measures for Onshore and Offshore Debt Financing Instruments 12.13 Approve Authorization in Relation to For For Management the Issuance of Onshore and Offshore Debt Financing Instruments 12.14 Approve Validity Period of the For For Management Resolution in Relation to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 13.1 Approve Original Beneficial Owner For For Management 13.2 Approve Issuer in Relation to the For For Management General Mandate to Issue Asset-Backed Securities 13.3 Approve Size of Issuance in Relation For For Management to the General Mandate to Issue Asset-Backed Securities 13.4 Approve Use of Proceeds in Relation to For For Management the General Mandate to Issue Asset-Backed Securities 13.5 Approve Underlying Assets of the For For Management Special Purpose Vehicle 13.6 Approve Validity Period of the Special For For Management Purpose Vehicle 13.7 Approve Expected Yield For For Management 13.8 Approve Listing Venue For For Management 13.9 Approve Guarantee For For Management 13.10 Approve Measures to Ensure Debt For For Management Repayment 13.11 Approve Authorization For For Management 13.12 Approve Validity Period of the For For Management Resolution in Relation to the General Mandate to Issue Asset-Backed Securities 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration and Assessment of For For Management Directors 7 Approve Remuneration and Assessment of For For Management Supervisors 8 Approve Remuneration and Assessment of For For Management Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Cancellation of Value-added For For Management Telecommunications Business License 12 Approve to Appoint Auditor For For Management 13.1 Approve Related Party Transaction with For For Management Anhui Guoyuan Financial Holding Group Co., Ltd. 13.2 Approve Related Party Transaction with For For Management Jian'an Investment Holding Group Co., Ltd. 13.3 Approve Related Party Transaction with For For Management Changsheng Fund Management Co., Ltd. 13.4 Approve Related Party Transaction with For For Management Huishang Bank Co., Ltd. 13.5 Approve Related Party Transaction with For For Management Other Related Parties -------------------------------------------------------------------------------- HAESUNG DS CO., LTD. Ticker: 195870 Security ID: Y6021V106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Dan Woo-young as Inside Director For For Management 3.2 Elect Dan Woo-jun as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HAESUNG INDUSTRIAL CO., LTD. Ticker: 034810 Security ID: Y2980X100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Han-su as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HAICHANG OCEAN PARK HOLDINGS LTD. Ticker: 2255 Security ID: G4231A103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Qu Naijie as Director For For Management 2A2 Elect Chen Guohui as Director For For Management 2A3 Elect Zhang Meng as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Appointment of International For For Management Accounting Standards Auditor for 2020 3 Approve General Mandate for the For For Management Repurchase of H Shares 4.1 Elect Xie Ju Zhi as Director For For Management 4.2 Elect Yu Hon To, David as Director For Against Management 4.3 Elect Eva Li Kam Fun as Director For For Management 5.1 Elect Li Shipeng as Director For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate for the For For Management Repurchase of H Shares -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Statements For For Management 2 Approve 2020 Annual Report and Its For For Management Summary 3 Approve 2020 Report on the Work of the For For Management Board of Directors 4 Approve 2020 Report on the Work of the For For Management Board of Supervisors 5 Approve 2020 Audit Report on Internal For For Management Control 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Anticipated Provision of For For Management Guarantees for Its Subsidiaries in 2021 8 Approve Conduct of Foreign Exchange For For Management Fund Derivatives Business 9 Approve Adjustment of Allowances of For For Management Directors 10 Approve Closing Certain Fund-Raising For For Management Investment Projects from Convertible Corporate Bonds and Permanently Supplementing the Working Capital with the Surplus Funds 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of H Shares 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of D Shares 13 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 14 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Amend External Guarantee Management For For Management System 19 Approve Appointment of PRC Accounting For For Shareholder Standards Auditor 20 Approve Appointment of International For For Shareholder Accounting Standards Auditor 21 Approve Renewal of the Financial For Against Shareholder Services Framework Agreement and Related Transactions 22 Approve A Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 23 Approve H Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 24 Authorize Board to Deal with All For For Shareholder Matters in Relation to the Core Employee Stock Ownership Plan of the Company 25 Approve H Share Restricted Share Unit For Against Shareholder Scheme (2021-2025) (Draft) 26 Authorize Board to Deal with All For Against Shareholder Matters in Relation to the Restricted Share Unit Scheme 27.1 Elect Wu Qi as Director For For Management 28.1 Elect Liu Dalin as Supervisor For For Management 28.2 Elect Ma Yingjie as Supervisor For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 2 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company -------------------------------------------------------------------------------- HAIL CEMENT CO. Ticker: 3001 Security ID: M52474109 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 2 Amend Article 49 of Bylaws Re: For For Management Allocation of Dividends -------------------------------------------------------------------------------- HAIMARROW FOOD SERVICE CO., LTD. Ticker: 220630 Security ID: Y49934105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Dong-jeon as Inside Director For For Management 3.2 Elect Kang Ho-in as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Special Audit Report on the For For Management Usage of Non-operational Funds with Controlling Shareholders and Other Related Parties as well as Funding Transaction with Other Related Parties 7 Approve Guarantee Provision Plan For For Management 8 Approve Debt Financing Plan For Against Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management and Its Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Related Party Transaction For For Management Decision System 6 Approve Management Rules of Profit For For Management Distribution -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Investment Plan For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction For Against Management Continuation 9 Approve Appointment of Auditor For For Management 10 Approve Financing Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Provision for Asset Impairment For For Management 13 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of the For For Management Second-phase Terminal Asset Acquisition Project of the Automobile Passenger and Cargo Ro-ro Terminal in Xinhai Port District 2 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management 2 Approve Amendments to Articles of For For Management Association to Change Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Working System for Independent For Against Management Directors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 7 Amend Fund-raising Management System For Against Management 8 Amend Management System for External For Against Management Guarantees 9 Amend Entrusted Financial Management For Against Management System 10 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Use of Own Funds to Invest in For Against Management Non-Guaranteed Financial Products 8 Approve Use of Own Funds to Invest in For For Management Guaranteed Financial Products 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Transfer of Equity of For For Management Entrusted Asset Shares of Tonghui No. 66 Directional Asset Management Plan and Related Party Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HAITAI CONFECTIONERY & FOODS CO., LTD. Ticker: 101530 Security ID: Y2R83H128 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Myeong-gyo as Inside For For Management Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Framework Agreement, For For Management Related Annual Caps and Related Transactions -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Chen Weiqun as Director and For Against Management Authorize Board to Fix His Remuneration 3 Elect Zhang Bin as Director and For Against Management Authorize Board to Fix His Remuneration 4 Elect Guo Mingguang as Director and For Against Management Authorize Board to Fix His Remuneration 5 Elect Yu Junxian as Director and For For Management Authorize Board to Fix Her Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Appointment of Auditing Firms For For Management 7.01 Approve Related Party Transactions For For Management with Shanghai Guosheng (Group) Co., Ltd. 7.02 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 7.03 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 7.04 Approve Related Party Transaction with For For Management Related Natural Persons 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HALLA CORP. Ticker: 014790 Security ID: Y2R8PN105 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside and Three Outside For For Management Directors (Bundled) 3 Elect Kim Seung-gyu as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For Against Management -------------------------------------------------------------------------------- HALLA HOLDINGS CORP. Ticker: 060980 Security ID: Y5762B105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HALWANI BROS CO. LTD. Ticker: 6001 Security ID: M5247C101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of SAR 1.5 per Share For For Management for FY 2020 2 Elect Ghassan Amoudi as Director For For Management 3 Amend Audit Committee Charter For For Management 4 Amend Remuneration and Nomination For For Management Committee Charter 5 Amend Board Membership Policies, For For Management Standards and Procedures -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Investment For For Management and Financial Management 7 Approve Appointment of Auditor For For Management 8 Approve Use of Raised Funds for Cash For For Management Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Adjustment on Allowance of For For Management Independent Directors 11 Approve Adjustment on Remuneration of For For Management Directors 12.1 Elect Gao Yunfeng as Director For For Management 12.2 Elect Zhang Jianqun as Director For For Management 12.3 Elect Lyu Qitao as Director For For Management 12.4 Elect Hu Dianjun as Director For For Management 12.5 Elect Zhou Huiqiang as Director For For Management 12.6 Elect Chen Junya as Director For For Management 12.7 Elect Zhang Yonglong as Director For For Management 13.1 Elect Xie Jiawei as Director For For Shareholder 13.2 Elect Wang Tianguang as Director For For Shareholder 13.3 Elect Zhou Shengming as Director For For Shareholder 13.4 Elect Zhu Xiaoguo as Director For For Shareholder 14.1 Elect Wang Lei as Supervisor For For Management 14.2 Elect Yang Shuo as Supervisor For For Management -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Won-koo as Outside Director For For Management 3.2 Elect Kim Hong-jin as Outside Director For For Management 3.3 Elect Yang Dong-hoon as Outside For For Management Director 3.4 Elect Heo Yoon as Outside Director For For Management 3.5 Elect Lee Jung-won as Outside Director For For Management 3.6 Elect Kwon Suk-gyo as Outside Director For For Management 3.7 Elect Park Dong-moon as Outside For For Management Director 3.8 Elect Park Seong-ho as Non-Independent For For Management Non-Executive Director 3.9 Elect Kim Jung-tai as Inside Director For For Management 4 Elect Paik Tae-seung as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 5.2 Elect Lee Jung-won as a Member of For For Management Audit Committee 5.3 Elect Park Dong-moon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANA MICRON INC. Ticker: 067310 Security ID: Y2997B109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Sang-muk as Inside Director For For Management 4 Appoint Ahn Jae-geun as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANA PHARM CO., LTD. Ticker: 293480 Security ID: Y2R9WK101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yoon-ha as Inside Director For For Management 3.2 Elect Kim Seon-yeo as Outside Director For For Management 3.3 Elect Cho Sang-su as Outside Director For For Management 4 Appoint Shin Hyeon-chae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANALL BIOPHARMA CO., LTD. Ticker: 009420 Security ID: Y2996X110 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Yoon Jae-chun as Inside Director For For Management 2.2 Elect Jeong Seung-won as Inside For For Management Director 3 Elect Jeong Heon as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANATOUR SERVICE, INC. Ticker: 039130 Security ID: Y2997Y109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approval of Reduction of Capital For For Management Reserve -------------------------------------------------------------------------------- HANCHANG PAPER CO., LTD. Ticker: 009460 Security ID: Y30004108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Seung-han as Inside Director For For Management 4 Appoint Koo Jae-gwan as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANCOM, INC. Ticker: 030520 Security ID: Y29715102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Yeon-su as Inside Director For For Management 3.2 Elect Park Seong-min as For For Management Non-Independent Non-Executive Director 3.3 Elect Kim Jae-yong as Outside Director For For Management 3.4 Elect Hwang Seong-hyeon as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Appraisal Measures of the For For Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Super Performance Incentive For For Management Fund Program (Draft) 5 Approve Management Method of Project For Against Management Partners Co-investment Plan -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Usage Management Method of For For Management Raised Funds 16 Amend Decision-making System for For For Management Providing External Guarantees 17 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares -------------------------------------------------------------------------------- HANDOK, INC. Ticker: 002390 Security ID: Y3R01Q117 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Jeong Jin-yeop as Outside For For Management Director to Serve as an Audit Committee Member 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANDSOME CORP. Ticker: 020000 Security ID: Y3R022101 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Min-deok as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Financial Guarantee For For Management -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Approve the Company's Provision of Guarantees to Controlled Subsidiaries 2 Approve Authorization of Board to For For Management Approve the Company's Provision of Guarantees to Associate Companies -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial For For Management Assistance by Controlled Subsidiary for Its Shareholders 9 Approve Authorization of Board of For For Management Directors in the Provision of Financial Assistance to Associate Company 10 Approve Provision of Financial For For Management Assistance to Associate Company 11 Elect Yu Yongsheng as Independent For For Management Director 12 Approve Special Plan for Asset-backed For For Shareholder Issuance of Final Payment -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Related For For Management Commitments 2 Elect Hua Songyuan as Non-Independent For For Management Director 3 Elect Hu Kaiyan as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Amend Articles of Association For For Management 9 Approve Asset Acquisition For For Shareholder -------------------------------------------------------------------------------- HANGZHOU GREAT STAR INDUSTRIAL CO., LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Bank Credit Line Application For For Management 9 Approve Appointment of Financial For For Management Auditor 10 Approve Related Party Transaction For For Management 11 Approve Foreign Exchange Derivatives For For Management Transactions 12 Approve Financial Assistance Provision For For Management 13 Approve Use of Idle Own Funds for For Against Management Entrusted Financial Management 14 Approve Shareholder Return Plan For For Management 15 Approve Amendments to Articles of For For Management Association 16 Approve to Change the Implementation For For Management Subject and Location of Fundraising Projects, to Adjust the Investment Structure of Fundraising Projects and Extend the Implementation Period 17 Approve to Change the Partial Usage of For For Management the Raised Funds for Equity Acquisition -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Ming as Non-Independent For For Shareholder Director 1.2 Elect Zheng Wei as Non-Independent For For Shareholder Director 1.3 Elect Mao Shaorong as Non-Independent For For Shareholder Director 1.4 Elect Mo Zhaoyang as Non-Independent For For Shareholder Director 1.5 Elect Han Yisong as Non-Independent For For Shareholder Director 1.6 Elect Hua Wei as Non-Independent For For Shareholder Director 2.1 Elect Ren Qilong as Independent For For Management Director 2.2 Elect Guo Bin as Independent Director For For Management 2.3 Elect Liu Jing as Independent Director For For Management 3.1 Elect Zhou Saijun as Supervisor For For Shareholder 3.2 Elect Hu Baozhen as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination of Number of For For Management Conversion Shares 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Bondholders and Matters For For Management Relating to Meetings of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Raised Funds Deposit Account For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Principles of Bondholders For For Management Meeting 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Raised Fund Usage and For Against Management Management System -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Annual Report and Summary For For Management 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Shareholder Return Plan For For Management 12 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Business For For Management Partner Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Business Partner Share Purchase Plan 3 Approve Stock Option Incentive Plan For For Management and Its Summary 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Stock Option Incentive Plan 6 Approve Repurchase of the Company's For For Management Shares 7 Approve Authorization of the Board to For For Management Handle All Related Matters of Share Repurchase 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Idle Funds for For Against Management Investment in Financial Products 8 Approve Application of Bank Credit For For Management Lines 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan on Issuance of For Against Management Shares to Purchase Assets 2.2 Approve Overall Plan on Raising For Against Management Supporting Funds 2.3 Approve Issue Type, Par Value and For Against Management Listing Location 2.4 Approve Issue Manner and Target Parties For Against Management 2.5 Approve Pricing Principle and For Against Management Transaction Price of Underlying Asset 2.6 Approve Method of Payment For Against Management 2.7 Approve Pricing Basis and Issue Price For Against Management 2.8 Approve Issue Scale For Against Management 2.9 Approve Price Adjustment Mechanism For Against Management 2.10 Approve Lock-up Period For Against Management 2.11 Approve Ownership of the Equity of the For Against Management Target Company After Delivery 2.12 Approve Performance Compensation For Against Management Commitment 2.13 Approve Issue Type, Par Value and For Against Management Listing Location Regarding Raising Supporting Funds 2.14 Approve Issue Manner and Target For Against Management Parties Regarding Raising Supporting Funds 2.15 Approve Pricing Basis and Issue Price For Against Management Regarding Raising Supporting Funds 2.16 Approve Issue Scale Regarding Raising For Against Management Supporting Funds 2.17 Approve Lock-up Period Regarding For Against Management Raising Supporting Funds 2.18 Approve Usage of Raised Funds For Against Management 3 Approve Transaction Does Not For Against Management Constitute as Major Adjustment 4 Approve Transaction Constitute as For Against Management Related-Party Transaction 5 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Does Not For Against Management Constitute Stipulations of Article 13 of Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Report (Draft) and Summary on For Against Management Company's Acquisition Issuance of Shares as well as Raising Supporting Funds 8 Approve Signing of Conditional For Against Management Agreement on Issuance of Shares to Purchase Assets 9 Approve Signing of Supplementary For Against Management Conditional Agreement on Issuance of Shares to Purchase Assets 10 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Stock Price Volatility For Against Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 14 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Relevant Audit Report, Review For Against Management Report and Evaluation Report of the Transaction 16 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management with Hangzhou Youwang Electronics Co., Ltd. 7 Approve Related Party Transactions For For Management with Xiamen Silan Jike Microelectronics Co., Ltd. 8 Approve Related Party Transactions For For Management with Xiamen Silan Ming Gallium Compound Semiconductor Co., Ltd. 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Provision of Guarantees For Against Management 12 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- HANIL HOLDINGS CO., LTD. Ticker: 003300 Security ID: Y3050K101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANIL HYUNDAI CEMENT CO., LTD. Ticker: 006390 Security ID: Y3826U102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANJIN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD. Ticker: 097230 Security ID: Y3R52V106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANJIN KAL CORP. Ticker: 180640 Security ID: Y3053L106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Shareholder (Chairman of Board) (Shareholder Proposal) 2.2 Amend Articles of Incorporation (Board For For Shareholder Gender Diversity) (Shareholder Proposal) 2.3 Amend Articles of Incorporation (Board For For Shareholder Committees) (Shareholder Proposal) 2.4 Amend Articles of Incorporation For For Shareholder (Miscellaneous) (Shareholder Proposal) 3.1 Elect Choi Bang-gil as Outside Director For For Management 3.2 Elect Han Jae-jun as Outside Director For For Management 4 Elect Kim Hyo-gwon as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANJIN TRANSPORTATION CO., LTD. Ticker: 002320 Security ID: Y3054B107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Approve Appropriation of Income For For Management 2.2 Approve Allocation of Income (KRW Against Against Shareholder 1,000) (Shareholder Proposal) 3.1 Amend Articles of Incorporation Abstain For Shareholder (Number of Directors) (Shareholder Proposal) 3.2 Amend Articles of Incorporation Abstain For Shareholder (Qualification of Directors) (Shareholder Proposal) 3.3 Amend Articles of Incorporation (Audit Abstain For Shareholder Committee) (Shareholder Proposal) 3.4 Amend Articles of Incorporation Against For Shareholder (Electronic Voting) (Shareholder Proposal) 3.5 Amend Articles of Incorporation Against For Shareholder (Interim Dividend) (Shareholder Proposal) 3.6 Amend Articles of Incorporation Against For Shareholder (Cumulative Voting) (Shareholder Proposal) 4.1 Elect Kim Gyeong-won as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Park Jin as Outside Director to Against Against Shareholder Serve as an Audit Committee Member (Shareholder Proposal) 5 Elect Kim Hyeon-gyeom as Outside Against Against Shareholder Director (Shareholder Proposal) 6 Elect Han Woo-je as Non-Independent Against Against Shareholder Non-Executive Director (Shareholder Proposal) 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANKOOK TIRE & TECHNOLOGY CO., LTD. Ticker: 161390 Security ID: Y3R57J108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1.1 Elect Lee Soo-il as Inside Director For For Management 3.1.2 Elect Cho Hyun-beom as Inside Director For For Management 3.1.3 Elect Park Jong-ho as Inside Director For For Management 3.2 Elect Three Outside Directors (Bundled) For For Management 4 Elect Three Members of Audit Committee For For Management (Bundled) 5 Approve Voting Method for Election of For For Management One Outside Director to Serve as an Audit Committee Member Out of Two Nominees (First-Past-the-Post) 6.1 Elect Lee Mi-ra as Outside Director to For For Management Serve as an Audit Committee Member 6.2 Elect Lee Hye-woong as Outside Against Against Shareholder Director to Serve as an Audit Committee Member (Shareholder Proposal) 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANKUK CARBON CO., LTD. Ticker: 017960 Security ID: Y3058W115 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Myeong-hwa as Inside Director For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HANMI PHARMACEUTICAL CO., LTD. Ticker: 128940 Security ID: Y3063Q103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Lim Jong-yoon as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANMI SCIENCE CO., LTD. Ticker: 008930 Security ID: Y3081U102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANMI SEMICONDUCTOR CO., LTD. Ticker: 042700 Security ID: Y3R62P107 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Appoint Shin Young-tae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANMIGLOBAL CO., LTD. Ticker: 053690 Security ID: Y3067P119 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jong-hun as Inside Director For For Management 3.2 Elect Yoon Yo-hyeon as Inside Director For For Management 3.3 Elect Lee Sang-ho as Inside Director For For Management 3.4 Elect Kwon Doh-yeop as Outside Director For For Management 3.5 Elect Choi Gwang-cheol as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANON SYSTEMS Ticker: 018880 Security ID: Y29874107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Outside Directors and For Against Management Three Non-Independent Non-Executive Directors (Bundled) 3 Elect Ju Hyeon-gi as a Member of Audit For For Management Committee 4 Elect Eom Doh-hui as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- HANSAE CO., LTD. Ticker: 105630 Security ID: Y30637105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ik-hwan as Inside Director For For Management 2.2 Elect Kim Dong-nyeong as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANSAE YES24 HOLDINGS CO., LTD. Ticker: 016450 Security ID: Y3062X109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANSHIN CONSTRUCTION CO., LTD. Ticker: 004960 Security ID: Y3086P108 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For Against Management 4 Elect Two Inside Directors (Bundled) For For Management 5 Elect Beak Moon-il as Outside Director For For Management 6 Appoint Cho Seon-jeong as Internal For For Management Auditor 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANSOL CHEMICAL CO., LTD. Ticker: 014680 Security ID: Y3064E109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Yeon-ju as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANSOL HOLDINGS CO., LTD. Ticker: 004150 Security ID: Y3063K106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approval of Reduction of Capital For For Management Reserve 3.1 Amend Articles of Incorporation (Stock For For Management Option Grants) 3.2 Amend Articles of Incorporation For For Management (Electronic Registration) 3.3 Amend Articles of Incorporation (Duty For For Management of Directors) 3.4 Amend Articles of Incorporation For For Management (Retirement Pay) 3.5 Amend Articles of Incorporation For For Management (Director to Serve as Audit Committee Member) 4.1 Elect Cho Dong-gil as Inside Director For For Management 4.2 Elect Lee Jae-hui as Inside Director For For Management 5 Elect Son Il-tae as Outside Director For For Management to Serve as an Audit committee Member 6 Elect Lee Seung-seop as Outside For For Management Director 7 Elect Lee Seung-seop as a Member of For For Management Audit Committee 8 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 9 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANSOL HOMEDECO CO., LTD. Ticker: 025750 Security ID: Y3063P105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kwon Oh-won as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANSOL PAPER CO., LTD. Ticker: 213500 Security ID: Y3081T105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Stock Option Grants For For Management 4.1 Elect Cho Dong-gil as Inside Director For For Management 4.2 Elect Choi Won-gyeong as Inside For For Management Director 4.3 Elect Noh Bong-guk as Inside Director For For Management 5 Elect Cho Young-je as Outside Director For For Management to Serve as an Audit Committee Member 6 Elect Song Jae-yong as Outside Director For For Management 7 Elect Song Jae-yong as a Member of For For Management Audit Committee 8 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HANSOL TECHNICS CO., LTD. Ticker: 004710 Security ID: Y3067M132 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Dong-gil as Inside Director For For Management 3.2 Elect Han Seok-ju as Inside Director For For Management 3.3 Elect Kim Jong-cheon as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HANSSEM CO., LTD. Ticker: 009240 Security ID: Y30642105 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Elect One Inside Director and Two For For Management Outside Directors (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Elect Members of Audit Committee For For Management (Bundled) 7 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- HANWHA AEROSPACE CO., LTD. Ticker: 012450 Security ID: Y7470L102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Dong-gwan as Inside Director For For Management 2.2 Elect Kim Seung-mo as Non-Independent For For Management Non-Executive Director 2.3 Elect Kim Hyeon-jin as Outside Director For For Management 3 Elect Lee Seon-hui as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Geum Chun-su as Inside Director For For Management 3.2 Elect Kim Seung-mo as Inside Director For For Management 3.3 Elect Kim Maeng-yoon as Inside Director For For Management 3.4 Elect Park Jun-seon as Outside Director For For Management 3.5 Elect Park Sang-mi as Outside Director For For Management 4 Elect Nam Il-ho as Outside Director to For For Management Serve as an Audit Committee Member 5 Elect Park Jun-seon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA GENERAL INSURANCE CO., LTD. Ticker: 000370 Security ID: Y7472M108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and Two For For Management Outside Directors (Bundled) 3 Elect Lee Chang-woo as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA INVESTMENT & SECURITIES CO., LTD. Ticker: 003530 Security ID: Y2562Y104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Hui-baek as Inside Director For For Management 2.2 Elect Kim Min-su as Inside Director For For Management 2.3 Elect Kim Won-yong as Outside Director For For Management 2.4 Elect Seon Woo-hye-jeong as Outside For For Management Director 3 Elect Noh Tae-sik as Outside Director For For Management to Serve to Serve as an Audit Committee Member 4.1 Elect Kim Won-yong as a Member of For For Management Audit Committee 4.2 Elect Seon Woo-hye-jeong as a Member For For Management of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA LIFE INSURANCE CO., LTD. Ticker: 088350 Security ID: Y306AX100 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yeo Seung-ju as Inside Director For For Management 2.2 Elect Hwang Young-gi as Outside For For Management Director 2.3 Elect Lee In-sil as Outside Director For For Management 2.4 Elect Lee Gyeong-geun as Inside For For Management Director 2.5 Elect Kim Jung-won as Inside Director For For Management 3 Elect Cho Hyeon-cheol as Outside For For Management Director to Serve as an Audit Committee Member 4.1 Elect Hwang Young-gi as a Member of For For Management Audit Committee 4.2 Elect Lee In-sil as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- HANWHA SOLUTIONS CORP. Ticker: 009830 Security ID: Y3065K104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Gu-young as Inside Director For For Management 3.2 Elect Kim Eun-su as Inside Director For Against Management 4 Elect Lee Han-ju as Outside Director For Against Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANYANG ENG CO., LTD. Ticker: 045100 Security ID: Y3067B102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Beom-sang as Inside Director For For Management 3.2 Elect Kim Deok-rim as Inside Director For For Management 3.3 Elect Lee Gi-yeon as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HANYANG SECURITIES CO., LTD. Ticker: 001750 Security ID: Y3067V108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Licio Tavares Angelo Cintra as For Did Not Vote Management Director 2 Amend Article 32 For Did Not Vote Management 3 Fix Number of Directors at Nine For Did Not Vote Management 4 Approve Classification of Marcio Luis For Did Not Vote Management Simoes Utsch and Plinio Villares Musetti as Independent Directors 5 Elect Directors For Did Not Vote Management 6 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Candido Pinheiro Koren de Lima as Director 8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jorge Fontoura Pinheiro Koren de Lima as Director 8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Candido Pinheiro Koren de Lima Junior as Director 8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Geraldo Luciano Mattos Junior as Director 8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Licio Tavares Angelo Cintra as Director 8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Irlau Machado Filho as Director 8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Christopher Riley Gordon as Director 8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Marcio Luiz Simoes Utsch as Independent Director 8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Plinio Villares Musetti as Independent Director 9 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HARBIN BANK CO., LTD. Ticker: 6138 Security ID: Y30687100 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Xinquan as Director For For Management 1.2 Elect Lyu Tianjun as Director For For Management 1.3 Elect Sun Feixia as Director For For Management 1.4 Elect Zhao Hongbo as Director For For Management 1.5 Elect Zhang Xianjun as Director For For Management 1.6 Elect Yu Hong as Director For For Management 1.7 Elect Lang Shufeng as Director For For Management 1.8 Elect Sun Yan as Director For For Management 1.9 Elect Zhang Zheng as Director For For Management 1.10 Elect Hou Bojian as Director For For Management 1.11 Elect Jin Qinglu as Director For For Management 2.1 Elect Li Dong as Supervisor For For Management 2.2 Elect Li Zhaohua as Supervisor For For Management 2.3 Elect Sun Yi as Supervisor For For Management 2.4 Elect Yang Xuemei as Supervisor For For Management -------------------------------------------------------------------------------- HARBIN BANK CO., LTD. Ticker: 6138 Security ID: Y30687100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Account Report For For Management 4 Approve 2021 Financial Budgets For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Annual Report For For Management 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP and BDO Limited as External Domestic and International Auditors and Authorize Board to Fix Their Remuneration 8 Approve 2020 Report on the Management For For Management of Related Party Transactions 9 Approve 2020 Remuneration Distribution For For Management Plan for the Executive Directors 10 Approve 2020 Remuneration Distribution For For Management Plan for the Chairman of the Board of Supervisors 11 Approve 2021-2023 Strategic For For Management Development Plan of Harbin Bank (Group) 12 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue H Shares -------------------------------------------------------------------------------- HARBIN BANK CO., LTD. Ticker: 6138 Security ID: Y30687100 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue H Shares -------------------------------------------------------------------------------- HARBIN GLORIA PHARMACEUTICALS CO., LTD. Ticker: 002437 Security ID: Y30688108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Financial Statements For For Management 7 Approve 2020 Remuneration of Directors For For Management and Supervisors 8 Approve 2021 Remuneration of Directors For For Management and Supervisors 9 Approve Unrecovered Losses Reaching For For Management 1/3 of the Total Paid-in Share Capital 10 Amend Related Party Transaction For For Management Management System 11 Approve the Application to Revoke the For For Management Approval Certificate of Foreign-invested Enterprises and Change from a Foreign-invested Company Limited to a Domestic Company Limited 12 Approve Amendments to Articles of For For Management Association 13 Elect Ji Zuozhe as Non-independent For For Shareholder Director 14 Elect Li Haiyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- HARIM CO., LTD. Ticker: 136480 Security ID: Y3R80Q103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Gil-yeon as Inside Director For For Management 3.2 Elect Yoon Seok-chun as Inside Director For For Management 4 Elect Kwon Ho-sang as Outside Director For For Management 5 Elect Kwon Ho-sang as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HARIM HOLDINGS CO., LTD. Ticker: 003380 Security ID: Y4437U101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Hong-guk as Inside Director For For Management 3.2 Elect Yoon Seung-yong as Outside For For Management Director 4 Elect Yoon Seung-yong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HATSUN AGRO PRODUCT LIMITED Ticker: 531531 Security ID: Y3114T122 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to R G For Did Not Vote Management Chandramogan as Chairman and Non-Executive Non-Independent Director 2 Approve Payment of Remuneration to D. For Did Not Vote Management Sathyanarayan as Non-Executive Non-Independent Director -------------------------------------------------------------------------------- HB TECHNOLOGY CO., LTD. Ticker: 078150 Security ID: Y6S18J108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HC GROUP, INC. Ticker: 2280 Security ID: G4364T101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3A Elect Zhang Yonghong as Director For For Management 3B Elect Liu Xiaodong as Director For For Management 3C Elect Lin Dewei as Director For For Management 3D Elect Qi Yan as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HDC HYUNDAI ENGINEERING PLASTICS CO., LTD. Ticker: 089470 Security ID: Y38205103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Chung Mong-gyu as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Zhijun as Director For For Shareholder 1.2 Elect Li Yuanlong as Director For For Shareholder -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Signing of Financial Services For Against Management Framework Agreement 7 Approve Financial and Internal Control For For Management Auditor 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HEALTH AND HAPPINESS (H&H) INTERNATIONAL HOLDINGS LIMITED Ticker: 1112 Security ID: G4387E107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Laetitia Marie Edmee Jehanne For For Management Albertini ep. Garnier as Director 3a2 Elect Wang Yidong as Director For For Management 3a3 Elect Zhang Wenhui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Idle Excess Raised For Against Management Funds and Own Funds for Cash Management 10 Approve Appointment of Auditor For For Management 11 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HEILONGJIANG AGRICULTURE CO., LTD. Ticker: 600598 Security ID: Y3120A109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Budget For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of the Company's For For Management Person in Charge 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Statutory Reports For Did Not Vote Management 2 Accept Financial Statements For Did Not Vote Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Receive Audit Committee's Activity None None Management Report 5 Advisory Vote on Remuneration Report For Did Not Vote Management 6 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 7 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 8.1 Elect Andreas Shiamishis as Director For Did Not Vote Management 8.2 Elect George Alexopoulos as Director For Did Not Vote Management 8.3 Elect Theodoros-Achilleas Vardas as For Did Not Vote Management Director 8.4 Elect Iordanis Aivazis as Independent For Did Not Vote Management Director 8.5 Elect Nikos Vrettos as Independent For Did Not Vote Management Director 8.6 Elect Lorraine Scaramanga as For Did Not Vote Management Independent Director 8.7 Elect Panagiotis Tridimas as For Did Not Vote Management Independent Director 9 Approve Type, Term and Composition of For Did Not Vote Management the Audit Committee 10 Amend Remuneration Policy For Did Not Vote Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports and Income Allocation 2 Receive Audit Committee's Activity None None Management Report 3 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 4 Ratify Auditors For Did Not Vote Management 5 Approve Remuneration of Directors and For Did Not Vote Management Members of Committees 6 Approve Remuneration of Certain Board For Did Not Vote Management Members 7 Advisory Vote on Remuneration Report For Did Not Vote Management 8 Approve Director and Officer Liability For Did Not Vote Management Contracts 9 Announcement on Related Party None None Management Transactions 10 Approve Reduction in Issued Share For Did Not Vote Management Capital 11 Approve Suitability Policy for For Did Not Vote Management Directors 12.1 Elect Michael Tsamaz as Director None Did Not Vote Shareholder 12.2 Elect Charalampos Mazarakis as Director None Did Not Vote Shareholder 12.3 Elect Robert Hauber as Director None Did Not Vote Shareholder 12.4 Elect Kyra Orth as Director None Did Not Vote Shareholder 12.5 Elect Dominique Leroy as Director None Did Not Vote Shareholder 12.6 Elect Michael Wilkens as Director None Did Not Vote Shareholder 12.7 Elect Gregory Zarifopoulos as Director None Did Not Vote Shareholder 12.8 Elect Eelco Blok as Independent None Did Not Vote Shareholder Director 12.9 Elect Dimitris Georgoutsos as None Did Not Vote Shareholder Independent Director 12.10 Elect Catherine Dorlodot as None Did Not Vote Shareholder Independent Director 13 Approve Type, Composition and Tenure None Did Not Vote Shareholder of the Audit Committee 14 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 15 Various Announcements None None Management -------------------------------------------------------------------------------- HENAN LINGRUI PHARMACEUTICAL CO., LTD. Ticker: 600285 Security ID: Y31223103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Implementation Rules of Special For Against Management Committee of the Board of Directors 14 Amend Insider Registration Management For Against Management System 15 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Financial Business Services For Against Management Agreement 8 Approve Annual Report and Summary For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Provision for Credit and Asset For For Management Impairment 11 Approve to Appoint Financial and For For Management Internal Control Auditor 12 Approve Amendments to Articles of For For Management Association 13 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- HENAN REBECCA HAIR PRODUCTS CO., LTD. Ticker: 600439 Security ID: Y3122E125 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Heling as Non-independent For For Management Director 1.2 Elect Cao Hong as Non-independent For For Management Director 1.3 Elect Yang Hongzhao as Non-independent For For Management Director 1.4 Elect Zhao Zhongting as For For Management Non-independent Director 1.5 Elect Zhang Xiaowei as Non-independent For For Management Director 1.6 Elect Chen Xiangyu as Non-independent For For Management Director 2.1 Elect Pei Wenqian as Independent For For Management Director 2.2 Elect Song Gongli as Independent For For Management Director 2.3 Elect Huang Bin as Independent Director For For Management 2.4 Elect Yuan Dalu as Independent Director For For Management 2.5 Elect Li Guangcun as Independent For For Management Director 3.1 Elect Zhang Yuxia as Supervisor For For Management 3.2 Elect Liu Yibin as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Working System for Independent For For Management Directors 8 Amend Information Disclosure For For Management Management System 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For Against Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Extension of Resolution For For Management Validity Period 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Provision for Inventory For For Management Impairment and Asset Impairment 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve Financial Statements For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8.1 Approve Provision of Guarantee to For For Management Henan Xuchang Xinlong Mining Co., Ltd. 8.2 Approve Provision of Guarantee to For For Management Henan Shenhuo Xinglong Mining Co., Ltd. 8.3 Approve Provision of Guarantee to For For Management Henan Shenhuo Power Generation Co., Ltd. 8.4 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Coal and Electricity Co., Ltd. 8.5 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Carbon Products Co., Ltd. 8.6 Approve Provision of Guarantee to For For Management Henan Shenhuo International Trade Co., Ltd. 8.7 Approve Provision of Guarantee to For For Management Shenlong Baoding New Material Co., Ltd. 8.8 Approve Provision of Guarantee to For For Management Shanghai Shenhuo Aluminum Foil Co., Ltd. 8.9 Approve Provision of Guarantee to For For Management Yunnan Shenhuo Aluminum Co., Ltd. 8.10 Approve Provision of Guarantee to For For Management Shanghai Shenhuo International Trade Co., Ltd. 9.1 Approve Sales of Aluminum Products to For For Management Henan Shenhuo Group Co., Ltd. 9.2 Approve Procurement and Sales of For For Management Materials to Henan Shenhuo Group Xinlida Co., Ltd. 9.3 Approve Acceptance of Labor Services For For Management from Henan Shenhuo Construction and Installation Engineering Co., Ltd. 10 Approve Provision of Guarantees from For For Management Controlling Shareholders 11 Approve Annual Report and Summary For For Management 12 Approve Remuneration Plan of Directors For For Management and Supervisors 13 Amend Remuneration Plan for Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Adjustment of Remuneration of For For Management the Chairman of Board of Supervisors -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Remuneration and Remuneration For For Management Plan of Directors and Senior Management Members 11 Approve Provision of Guarantee For For Management 12 Approve Purchase Contract For For Management 13 Approve Supply Contract For For Management 14 Approve Daily Related Party Transaction For For Management 15.1 Elect Yang Anguo as Director For Against Management 15.2 Elect Ren Wenyi as Director For Against Management 15.3 Elect Zhang Xiaoguo as Director For Against Management 15.4 Elect Kong Xiangzheng as Director For Against Management 15.5 Elect Chen Rongliang as Director For Against Management 15.6 Elect Li Xinzhan as Director For Against Management 16.1 Elect Lyu Wendong as Director For Against Management 16.2 Elect Zheng Yuanmin as Director For Against Management 16.3 Elect Zheng Dengjin as Director For Against Management 17.1 Elect Li Wenli as Supervisor For Against Management 17.2 Elect Zhang Zhongzhou as Supervisor For Against Management 17.3 Elect Sun Xinglei as Supervisor For Against Management -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Song Gongli as Independent For For Management Director 1.2 Elect Kang Zhuo as Independent Director For For Management -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in For For Management Zhengzhou-Luoyang Expressway Concession Investor Bid -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Chenzhong as Non-Independent For For Shareholder Director 1.2 Elect Wang Tiejun as Non-Independent For For Shareholder Director 1.3 Elect Wang Hui as Non-Independent For For Shareholder Director 1.4 Elect Chen Wei as Non-Independent For For Shareholder Director 1.5 Elect Meng Jie as Non-Independent For For Shareholder Director 1.6 Elect Guo Benfeng as Non-Independent For For Shareholder Director 1.7 Elect Feng Ke as Non-Independent For For Shareholder Director 2.1 Elect Zhao Hulin as Independent For For Shareholder Director 2.2 Elect Li Huajie as Independent Director For For Shareholder 2.3 Elect Song Gongli as Independent For For Shareholder Director 2.4 Elect Kang Zhuo as Independent Director For For Shareholder 3.1 Elect Wang Yuanzheng as Supervisor For For Shareholder 3.2 Elect Wang Luosheng as Supervisor For For Shareholder 3.3 Elect Liu Jingwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Leasing Business For For Management -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Ching Lau as Director For For Management 4 Elect Xu Da Zuo as Director For For Management 5 Elect Hui Ching Chi as Director For For Management 6 Elect Sze Wong Kim as Director For For Management 7 Elect Ada Ying Kay Wong as Director For Against Management 8 Elect Ho Kwai Ching Mark as Director For Against Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares 14 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- HENGDIAN GROUP DMEGC MAGNETICS CO., LTD. Ticker: 002056 Security ID: Y3158L100 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Adjustment in the Usage of For For Management Remaining Shares in the Company's Repurchase of Special Accounts and Cancellation 10 Approve Shareholder Return Plan For For Management 11 Approve Adjustment of Remuneration of For For Management Directors 12 Approve Adjustment of Remuneration of For For Management Supervisors 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Amend Decision-making System for For Against Management Related Party Transaction 18 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Foreign Exchange Derivatives For For Management Transaction Business 10 Approve Provision of Guarantee For Against Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve to Appoint Auditor For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purposes and the Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.5 Approve Number or the Amount of the For For Management Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Period of the Share Repurchase For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters of the Share Repurchase -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Application of Credit Lines For For Management 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Commodity Futures Hedging For For Management Business 13 Approve Bill Pool Business For Against Management 14 Approve Financial Service Agreement For Against Management 15 Approve Termination of Raised Funds For For Management and Use Remaining Raised Funds to Replenish Working Capital 16 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management 17 Approve to Appoint Auditor For For Management 18 Approve Increase in Registered For For Management Capital, Business Scope and Amendments to Articles of Association 19.1 Elect Qian Jianlin as Director For For Management 19.2 Elect Cui Wei as Director For For Management 19.3 Elect Bao Jicong as Director For For Management 19.4 Elect Yin Jicheng as Director For For Management 19.5 Elect Li Ziwei as Director For For Management 19.6 Elect Sun Yixing as Director For For Management 19.7 Elect Tan Huiliang as Director For For Management 19.8 Elect Zhang Jianfeng as Director For For Management 20.1 Elect Chu Junhao as Director For For Management 20.2 Elect Cai Shaokuan as Director For For Management 20.3 Elect Qiao Jiuhua as Director For For Management 20.4 Elect Yang Junhui as Director For For Management 21.1 Elect Yu Weixing as Supervisor For For Management 21.2 Elect Wu Yan as Supervisor For For Management -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Procurement of Raw Materials For For Management 1.2 Approve Procurement of Fuel, Power and For For Management Commodities 1.3 Approve Sale of Goods and Products For For Management 1.4 Approve Provision of Labor Services For For Management 2 Approve Guarantee and Mutual Guarantee For Against Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Commodity Hedging Business For For Management 5 Approve Provision of Financial Support For For Management 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Investment in the For For Management Establishment of Company -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Performance Commitments and For For Management Performance Compensation Plan in Connection to Acquisition by Issuance of Shares and Related Party Transactions 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11.1 Approve Development of Paper Goods For For Management Trade with Hong Kong Yisheng Co., Ltd. and Hong Kong Yisheng Dahua Co., Ltd. 11.2 Approve Application of Credit Line, For Against Management Various Types of Investment and Financing, Various Derivatives and Other Business 11.3 Approve Provision of Acetic Acid For For Management Products to Yisheng New Materials 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner and Target For For Management Subscribers 3.3 Approve Bond Maturity For For Management 3.4 Approve Bond Interest Rate and Method For For Management of Determination 3.5 Approve Use of Proceeds For For Management 3.6 Approve Underwriting Manner For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Guarantee Matters For For Management 3.9 Approve Guarantee Measures for Bond For For Management Repayment 3.10 Approve Authorization of the Board to For For Management Handle All Related Matters 3.11 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Xin as Non-Independent For For Management Director 1.2 Elect Deng Jianjun as Non-Independent For For Management Director 2 Elect Ma Zhihe as Supervisor For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Financial Business Forecast For Against Management with Finance Company 8 Approve Financial Leasing Business For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Expansion of Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- HESTER BIOSCIENCES LIMITED Ticker: 524669 Security ID: Y3180C102 Meeting Date: MAR 07, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HEUNGKUK FIRE & MARINE INSURANCE CO., LTD. Ticker: 000540 Security ID: Y3180A122 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kwon Jung-won as Inside Director For For Management 3.2 Elect Jang Si-yeol as Outside Director For For Management 4 Elect Lim Ji-bong as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Jang Si-yeol as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HEVEABOARD BERHAD Ticker: 5095 Security ID: Y3180K104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Elect Sundra Moorthi A/L V.M. For Did Not Vote Management Krishnasamy as Director 4 Elect Yoong Hau Chun as Director For Did Not Vote Management 5 Elect Yoong Yan Pin as Director For Did Not Vote Management 6 Approve Baker Tilly Monteiro Heng PLT For Did Not Vote Management as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For Did Not Vote Management 9 Approve Lim Kah Poon to Continue For Did Not Vote Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Use of Idle Funds for Cash For Against Management Management 11 Approve Credit Line and Provision of For Against Management Guarantee -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HFR, INC. Ticker: 230240 Security ID: Y299RL105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors (Bundled) For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HIAP TECK VENTURE BERHAD Ticker: 5072 Security ID: Y3184P109 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Allowances For For Management 3 Approve First and Final Dividend For For Management 4 Elect Abdul Rahman Bin Mamat as For For Management Director 5 Elect Lee Ching Kion as Director For For Management 6 Elect Law Wai Cheong as Director For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Approve Abdul Rahman bin Mamat to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- HIMADRI SPECIALITY CHEMICAL LTD. Ticker: 500184 Security ID: Y3196Z129 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bankey Lal Choudhary as For For Management Director 4 Reelect Shyam Sundar Choudhary as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Shyam Sundar Choudhary as Whole-time Director 7 Approve Reappointment and Remuneration For For Management of Vijay Kumar Choudhary as Whole-time Director -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HIMS CO., LTD. Ticker: 238490 Security ID: Y319AM107 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Co-operation For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Approve Financial Services Agreement, For Against Management Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R105 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Its Summary For For Management 4 Approve Audited Consolidated Financial For For Management Statements 5 Approve Profit Distribution Proposal For For Management 6 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Special Report on the For For Management Commencement of Foreign Exchange Derivatives Business 8 Approve Entrusted Wealth Management of For Against Management Idle Self-Owned Funds 9 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management Members and Authorize Board to Handle Relevant Matters 10.1 Elect Jia Shao Qian as Director and For For Management Authorize Board to Fix His Remuneration 10.2 Elect Lin Lan as Director and For For Management Authorize Board to Fix His Remuneration 10.3 Elect Dai Hui Zhong as Director and For For Management Authorize Board to Fix His Remuneration 10.4 Elect Duan Yue Bin as Director and For For Management Authorize Board to Fix His Remuneration 10.5 Elect Fei Li Cheng as Director and For For Management Authorize Board to Fix His Remuneration 10.6 Elect Xia Zhang Zhua as Director and For For Management Authorize Board to Fix His Remuneration 11.1 Elect Ma Jin Quan as Director and For For Management Authorize Board to Fix His Remuneration 11.2 Elect Zhong Geng Shen as Director and For For Management Authorize Board to Fix His Remuneration 11.3 Elect Cheung Sai Kit as Director and For For Management Authorize Board to Fix His Remuneration 12.1 Elect Liu Zhen Shun as Supervisor and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Sun Jia Hui as Supervisor and For For Management Authorize Board to Fix Her Remuneration -------------------------------------------------------------------------------- HITE JINRO HOLDINGS CO., LTD. Ticker: 000140 Security ID: Y3234H107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and One For For Management Outside Director (Bundled) 3 Elect Yoon Yong-su as a Member of For For Management Audit Committee 4 Elect Hwang Dae-cheol as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HITEJINRO CO., LTD. Ticker: 000080 Security ID: Y3R2AY108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HLB CO., LTD. Ticker: 028300 Security ID: Y5018T108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Dong-geon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HLB LIFE SCIENCE CO., LTD. Ticker: 067630 Security ID: Y2R93J122 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jin Yang-gon as Inside Director For For Management 2.2 Elect Lee Eul-gyu as Inside Director For For Management 2.3 Elect Baek Yoon-gi as Inside Director For For Management 2.4 Elect Choi Su-ja as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HLB POWER CO., LTD Ticker: 043220 Security ID: Y85847104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Nam Sang-woo as Inside Director For For Management 2.2 Elect Maeng Woo-seung as Outside For For Management Director 2.3 Elect Choi Young-sik as Outside For For Management Director 3 Approve Stock Option Grants For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HLSCIENCE CO., LTD. Ticker: 239610 Security ID: Y3R31Y106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Hae-yeon as Inside Director For For Management 4 Elect Choi Dong-woo as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Kim Mu-gyeong as a Member of For For Management Audit Committee 5.2 Elect Jang Gwi-nam as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HMM CO., LTD. Ticker: 011200 Security ID: Y3843P102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Bae Jae-hun as Inside Director For For Management 2.2 Elect Park Jin-gi as Inside Director For For Management 2.3 Elect Yoon Min-hyeon as Outside For For Management Director 2.4 Elect Song Yo-ik as Outside Director For For Management 3 Elect Kim Gyu-bok as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Yoon Min-hyeon as a Member of For For Management Audit Committee 4.2 Elect Song Yo-ik as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- HOLCIM PHILIPPINES, INC. Ticker: HLCM Security ID: Y3232G101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Medel Nera as Director For For Management 2 Approve Proposed Merger of Holcim For For Management Philippines Manufacturing Corporation, Mabini Grinding Mill Corporation and Bulkcem Philippines, Inc. into Holcim Philippines, Inc. 3 Approve Dissolution of the For For Management Subsidiaries of the Company 4 Approve Other Matters For Against Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Yan as Independent Director For For Management 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhen as Non-Independent For For Management Director 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Provision for Asset Impairment For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For For Management 9 Approve Estimated Related Party For For Management Transaction with Controlling Shareholders and Related Party 10 Approve Estimated Related Party For For Management Transaction with Shareholders Holding 5% Shares or More and Related Party 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Issue Size and Amount of For For Management Proceeds 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Arrangement of Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 6 Approve Signing of Conditional Shares For For Management Subscription Agreement 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Transfer of For For Management Equity -------------------------------------------------------------------------------- HOME CENTER HOLDINGS CO., LTD. Ticker: 060560 Security ID: Y20961101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5 Appoint Kim Jeong-su as Internal For For Management Auditor -------------------------------------------------------------------------------- HOMECAST CO., LTD. Ticker: 064240 Security ID: Y22896107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management 2 Approve Extension of Resolution For For Management Validity Period of Private Placement 3 Approve Extended Authorization of For For Management Board to Handle All Related Matters on Private Placement 4 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Change in Registered Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Downward Adjustment of For For Management Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Terms of Bondholders and For For Management Bondholder Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Preservation and Management of For For Management Raised funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve to Formulate the Bondholder For For Management Meeting Rules of the Company's Convertible Corporate Bonds 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution Plan For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 8 Approve Estimate and Confirmation of For For Management Related Party Transaction 9 Approve Application of Comprehensive For For Management Credit Line by Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd. 10 Approve Provision of Guarantee by For Against Management Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd to its Controlled Subsidiary for Applying Comprehensive Credit Line 11 Approve Provision of Loan by For Against Management Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd to Wholly-owned Subsidiary and Controlled Subsidiary 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for For For Management Capital Injection to Implement Raised Funds Investment Project and Related Transaction -------------------------------------------------------------------------------- HONGHUA GROUP LIMITED Ticker: 196 Security ID: G4584R109 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Jin Liliang as Director For For Management 2.1b Elect Zhang Mi as Director For For Management 2.1c Elect Su Mei as Director For For Management 2.1d Elect Poon Chiu Kwok as Director For Against Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Financial Cooperation For Against Management Agreement, Proposed Annual Caps of the Deposit Services, Lending and Other Comprehensive Credit Facilities Services and Related Transactions -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: ADPV50494 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Xie Bao Xin as Director For For Management 3B Elect Bao Wenge as Director For Against Management 3C Elect Zhang Fan as Director For For Management 3D Elect Ching Yu Lung as Director For Against Management 3E Authorize Board to Fix Remuneration of For For Management Directors 3F Elect Ip Wai Lun, William as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: G4600H119 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Framework Agreement, For For Management 2021-2023 Transactions and Related Transactions -------------------------------------------------------------------------------- HORTIFRUT SA Ticker: HF Security ID: P52317107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.05 Per Share For For Management 3 Present Dividend Policy For For Management 4 Approve Remuneration of Directors for For For Management FY 2021; Present Board's Report on Activities and Expenses for FY 2020 5 Approve Remuneration and Budget of For For Management Directors' Committee; Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- HOTEL SHILLA CO., LTD. Ticker: 008770 Security ID: Y3723W102 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Han In-gyu as Inside Director For For Management 3 Elect Ju Hyeong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HS R&A CO., LTD. Ticker: 013520 Security ID: Y3725S109 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2.1 Elect Heo Seong-ryong as Inside For For Management Director 2.2 Elect Lee Seok-hyeon as Inside Director For For Management 2.3 Elect Lee Myeong-sik as Inside Director For For Management 3 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HS R&A CO., LTD. Ticker: 013520 Security ID: Y3725S109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Koo Cheol-hong as Inside Director For For Management 3.2 Elect Yoon Jae-woong as Outside For For Management Director 3.3 Elect Lee Young-ju as Non-Independent For For Management Non-Executive Director 4 Elect Cho Sang-gu as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Yoon Jae-woong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HSD ENGINE CO., LTD. Ticker: 082740 Security ID: Y2170N102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors, Four For For Management Non-Independent Non-Executive Directors, and Three Outside Directors (Bundled) 4 Elect Three Members of Audit Committee For For Management (Bundled) 5 Elect Kim Dong-hoe as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Issuance of Tier 2 Capital For For Management Bonds 8 Approve Report on the Implementation For For Management of the Related Party Transaction Management System and Related Party Transactions 9.1 Approve Related Party Transactions For For Management with Shougang Group Co., Ltd. 9.2 Approve Related Party Transactions For For Management with State Grid Yingda International Holdings Group Co., Ltd. 9.3 Approve Related Party Transactions For For Management with People's Insurance Company of China Co., Ltd. 9.4 Approve Related Party Transactions For For Management with Beijing Infrastructure Investment Co., Ltd. 9.5 Approve Related Party Transactions For For Management with Huaxia Financial Leasing Co., Ltd. 10 Approve Construction of Head Office For For Management Building 11.1 Elect Li Zhuyong as Director For For Management 11.2 Elect Zeng Beichuan as Director For For Management 12 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 13.1 Approve Share Type and Par Value For For Shareholder 13.2 Approve Issue Manner For For Shareholder 13.3 Approve Amount and Use of Proceeds For For Shareholder 13.4 Approve Target Subscribers and For For Shareholder Subscription Method 13.5 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 13.6 Approve Issue Size For For Shareholder 13.7 Approve Lock-up Period For For Shareholder 13.8 Approve Listing Exchange For For Shareholder 13.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 13.10 Approve Resolution Validity Period For For Shareholder 14 Approve Private Placement of Shares For For Shareholder 15 Approve Report on the Usage of For For Shareholder Previously Raised Funds 16 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 17 Amend Articles of Association For For Shareholder 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters 20 Approve Shareholder Return Plan For For Shareholder 21 Approve Capital Planning For For Shareholder -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Xiao as Independent Director For For Management -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of the For Against Management Conversion Price of Convertible Corporate Bonds -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4.1 Approve Daily Related Party For For Management Transactions with Anhui State-owned Capital Operation Holding Group Co., Ltd. 4.2 Approve Daily Related Party For For Management Transactions with Anhui Publishing Group Co., Ltd. 4.3 Approve Daily Related Party For For Management Transactions with Orient International Venture Co., Ltd. 4.4 Approve Daily Related Party For For Management Transactions with Anhui Wanneng Co., Ltd. 4.5 Approve Daily Related Party For For Management Transactions with Other Related Parties 5 Approve Estimated Scale of the For For Management Company's Self-Operated Business in 2021 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8.1 Approve Type For For Management 8.2 Approve Issue Size For For Management 8.3 Approve Issuer and Issue Manner For For Management 8.4 Approve Maturity of Debt Financing For For Management Instruments 8.5 Approve Interest Rate For For Management 8.6 Approve Guarantees and Other For For Management Arrangements 8.7 Approve Use of Proceeds For For Management 8.8 Approve Issue Price For For Management 8.9 Approve Target Subscribers For For Management 8.10 Approve Listing of Debt Financing For For Management Instruments 8.11 Approve Debt Servicing Safeguards for For For Management Debit Financial Instruments 8.12 Approve Resolution Validity Period For For Management 8.13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhiqiang as Director For For Management 1.2 Elect Li Pengyun as Director For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commercial Factoring Services For For Management Framework Agreement, Continuing Connected Transactions, Relevant Proposed Cap and Related Transactions 2 Approve Ningxia Lingwu Agreement, For For Management Ningxia Heating Agreement and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds 2.1 Approve Target of the Transactions For For Management 2.2 Approve Pricing Method of the Target For For Management of the Transactions 2.3 Payment of the Consideration for the For For Management Target Assets of the Transactions 2.4 Approve Profit or Loss during the For For Management Transition Period and Arrangement for Accumulated Undistributed Profit 2.5 Approve Type, Nominal Value and For For Management Listing Place of the Ordinary Shares to be Issued 2.6 Approve Target Subscriber of the For For Management Issuance of Ordinary Shares 2.7 Approve Pricing Benchmark Date and For For Management Issue Price 2.8 Approve Number of Shares to be Issued For For Management 2.9 Approve Lock-up Period Arrangement of For For Management Ordinary Shares 2.10 Approve Subject and Type of For For Management Convertible Bonds to be Issued 2.11 Approve Target Subscriber of the For For Management Issuance of Convertible Bonds 2.12 Approve Par Value For For Management 2.13 Approve Number of Convertible Bonds to For For Management be Issued 2.14 Approve Term of Convertible Bonds For For Management 2.15 Approve Conversion Period For For Management 2.16 Approve Lock-up Period Arrangement of For For Management Convertible Bonds 2.17 Approve Number of Conversion Shares For For Management 2.18 Approve Conversion Price and For For Management Adjustment Mechanism 2.19 Approve Interest Rate of the For For Management Convertible Bonds and Calculation of Interest 2.20 Approve Redemption upon Maturity of For For Management the Convertible Bonds 2.21 Approve Mandatory Conversion For For Management 2.22 Approve Source of Conversion Shares For For Management 3 Approve Equity Acquisition Agreements For For Management between the Company and the Transferors 4 Approve Equity Acquisition For For Management Supplemental Agreements between the Company and the Transferors 5 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute Related-Party Transactions 6 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed and the Validity of the Submission of Legal Documents Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 7 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 4 of the "Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies" 8 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 11 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 9 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 43 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 10 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute A Major Asset Restructuring and Restructuring for Listing 11 Approve Share Price Fluctuation Not For For Management Reaching the Relevant Benchmark under Article 5 of the "Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties" 12 Approve "Report on the Acquisition of For For Management Assets by Issuance of Ordinary Shares and Convertible Bonds (Draft)" and Its Summary 13 Approve Independence of the Valuer, For For Management Reasonableness of Valuation Assumptions, Relevance Between Valuation Methods And Valuation Purpose, and Fairness of Pricing of the Valuation 14 Approve Relevant Audit Reports, Pro For For Management Forma Review Report and Assets Valuation Reports Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 15 Approve Remedial Measures and Relevant For For Management Undertakings in Respect of Dilution on Returns for the Current Period Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 16 Authorize Board to Deal with Matters For For Management Relating to the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 17 Approve Rules for the Holders' For For Management Meetings of A Share Convertible Corporate Bonds through Non-Public Issuance 18 Approve Shareholders' Return Plan For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Financial For Against Management Financing Instruments 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Supervisory For For Management Committee 5 Approve Audited Financial Reports For For Management 6 Approve Profit Distribution Proposal For For Management 7.1 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 7.2 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8 Approve Performance Report of the For For Management Independent Directors 9 Approve Equity Acquisition Agreements For Against Shareholder and Related Transactions 10 Approve Capital Increase Agreement, For Against Shareholder Assets and Equity Disposal Agreements, and Related Transactions 11.1 Elect Li Menggang as Director For For Management 11.2 Elect Wang Yuesheng as Director For For Management -------------------------------------------------------------------------------- HUADONG MEDICINE CO., LTD. Ticker: 000963 Security ID: Y3740R102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with China Grand Enterprises, Inc. 6.2 Approve Daily Related Party For For Management Transactions with Huadong Medicine Group 6.3 Approve Daily Related Party For For Management Transactions with Other Related-parties 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Provision of Guarantees For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Related-party Transaction For Against Management Management System -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Safeguard Measures of Debts For For Management Repayment 2.8 Approve Listing Arrangements For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction in For For Management Connection to the Application for Change of Commercial Factoring Period 5 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 6 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Rights -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Company For For Management and Subsidiary to Apply for Financing 2 Approve Provision of Guarantee For For Management 3 Approve Credit Lines Application and For For Management Loan Application 4 Approve Authorization of the Company's For Against Management Management Team to Engage in External Investments 5 Approve Provision of Counter Guarantee For For Management 6 Approve Issuance of Super Short-term For For Management Commercial Papers 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Guangning as Director For For Management 1.2 Elect Chen Yin as Director For For Management 1.3 Elect Guo Lingyong as Director For For Management 1.4 Elect Tang Jianjun as Director For For Management 1.5 Elect Yu Weiguo as Director For For Management 1.6 Elect Xie Wei as Director For For Management 1.7 Elect Guo Jin as Director For For Management 1.8 Elect Xu Jili as Director For For Management 1.9 Elect Zhang Yan as Director For For Management 1.10 Elect Zhang Xuebing as Director For For Management 1.11 Elect Wang Yuetang as Director For For Management 1.12 Elect Ding Huang as Director For For Management 1.13 Elect Gao Zicheng as Director For For Management 1.14 Elect Xie Gang as Director For For Management 2.1 Elect Zhou Youfen as Supervisor For For Management 2.2 Elect Chen Zhenhuan as Supervisor For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve Related Party Transactions For For Management with Shenzhen Weiye Decoration Group Co., Ltd. 9 Approve Social Responsibility Report For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantees For For Management 2 Approve External Donations For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commercial Factoring Financing For For Management and Related Party Transaction 2 Approve Capital Injection in Zhuhai For For Management Haichuan Real Estate Co., Ltd. and Related Party Transaction 3 Approve Sale of Commercial Housing and For For Management Related Party Transaction 4 Approve Transfer of Shares of Funds For For Management 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan and For For Management Related Transaction 2 Approve Development of Financing For For Management Business and Related Transaction 3 Approve Development of Letter of For For Management Guarantee Business and Related Transaction -------------------------------------------------------------------------------- HUAFON CHEMICAL CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Provision of Guarantee For For Management 9 Approve Profit Distribution For For Management 10 Approve Bill Pool Business For Against Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Working System for Independent For Against Management Directors 15 Amend System for Providing External For Against Management Guarantees 16 Amend Related Party Transaction For Against Management Decision-making System 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 18 Approve Investment in Construction of For For Management Chemical Spandex Project 19 Approve Company's Eligibility for For For Management Private Placement of Shares 20.1 Approve Share Type and Par Value For For Management 20.2 Approve Issue Manner For For Management 20.3 Approve Target Subscribers and For For Management Subscription Method 20.4 Approve Pricing Basis and Issue Price For For Management 20.5 Approve Issue Size For For Management 20.6 Approve Lock-up Period For For Management 20.7 Approve Use of Proceeds For For Management 20.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 20.9 Approve Listing Exchange For For Management 20.10 Approve Resolution Validity Period For For Management 21 Approve Plan on Private Placement of For For Management Shares 22 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 23 Approve Report on the Usage of For For Management Previously Raised Funds 24 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 25 Approve Shareholder Return Plan For For Management 26 Approve Authorization of Board to For For Management Handle All Related Matters 27.1 Elect You Feiyu as Director For For Shareholder 27.2 Elect Yang Congdeng as Director For For Shareholder 27.3 Elect You Feihuang as Director For For Shareholder 27.4 Elect Ye Qiwei as Director For For Shareholder 27.5 Elect Zhu Xuanxiang as Director For For Shareholder 27.6 Elect Li Yilun as Director For For Shareholder 28.1 Elect Gao Weidong as Director For For Shareholder 28.2 Elect Zhao Min as Director For For Shareholder 28.3 Elect Song Haitao as Director For For Shareholder 29.1 Elect Wang Li as Supervisor For For Management 29.2 Elect Lin Kai as Supervisor For For Management 29.3 Elect Chu Yuxi as Supervisor For For Management -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Social Responsibility Report For For Management 8 Approve Use of Own Funds for For Against Management Investment in Financial Products 9 Approve Application of Bank Credit For For Management Lines and Loans 10 Approve Provision of Guarantees For For Management 11 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Xinqiang as Director For For Shareholder 1.2 Elect Ai Jiao as Director For For Shareholder 1.3 Elect Zhu Songqing as Director For For Shareholder 1.4 Elect Liu Hanshu as Director For For Shareholder 1.5 Elect Tang Jun as Director For For Shareholder 1.6 Elect Xiong Wen as Director For For Shareholder 2.1 Elect Le Rui as Director For For Management 2.2 Elect Du Guoliang as Director For For Management 2.3 Elect Hu Lijun as Director For For Management 3.1 Elect Ding Xiaojuan as Supervisor For For Shareholder 3.2 Elect Zhang Jiguang as Supervisor For For Shareholder 3.3 Elect Lu Ping as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration Plan of Directors For For Management 9 Approve Remuneration Plan of For For Management Supervisors 10 Approve Change of Registered Address For For Management 11 Approve Cancellation Application of For For Management Voluntary Increase in Company Share Commitment 12 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Partnership For For Management Supplementary Agreement by All Partners of Controlling Shareholder 2 Approve Formulation of Special Reward For For Management Measures for the Company's Core Team -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Investment in Financial For Against Management Products 7 Approve to Appoint Auditor For For Management 8 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines and Guarantee Matters 2 Approve Additional Related Party For For Management Transactions 3 Approve Forward Foreign Exchange For For Management Settlement and Sale Business and RMB-to-Forex Option Portfolio -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ke Xiang as Director For For Shareholder 2 Approve General Mandate for the For For Management Domestic and Foreign Debt Financing Instruments 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Restricted Share Incentive For Against Management Scheme of A Shares (Draft) and Its Summary 5 Approve Administrative Measures for For Against Management the Restricted Share Incentive Scheme of A Shares 6 Approve Administrative Measures for For Against Management the Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares 7 Authorize Board to Handle All Matters For Against Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve Estimated Investment Amount For For Management for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Au King-chi as Director For For Management -------------------------------------------------------------------------------- HUAWEN MEDIA GROUP Ticker: 000793 Security ID: Y3R42R108 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Provision for Asset Impairment For For Management 4 Approve Transfer of Equity For For Management 5 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- HUAWEN MEDIA GROUP Ticker: 000793 Security ID: Y3R42R108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report on Provision for Asset For For Management Impairment 6 Approve Annual Report and Summary For For Management 7 Approve to Adjust the Performance For For Management Commitment Related Matters 8 Elect Kong Dalu as Independent Director For For Shareholder -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Performance, Performance For For Management Appraisal and Remuneration of Directors 8 Approve Performance, Performance For For Management Appraisal and Remuneration of Supervisors 9 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Huangshi For For Management Huaxin Green Building Materials Industrial Park Project -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Amendments to Articles of For For Management Association 7.1 Elect Xu Yongmo as Director For For Management 7.2 Elect Li Yeqing as Director For For Management 7.3 Elect Liu Fengshan as Director For For Management 7.4 Elect Geraldine Picaud as Director For For Management 7.5 Elect Luo Zhiguang as Director For For Management 7.6 Elect Chen Tinghui as Director For For Management 8.1 Elect Huang Guanqiu as Director For For Management 8.2 Elect Zhang Jiping as Director For For Management 8.3 Elect Jiang Hong as Director For For Management 9.1 Elect Peng Qingyu as Supervisor For For Management 9.2 Elect Zhang Lin as Supervisor For For Management 9.3 Elect Yang Xiaobing as Supervisor For For Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Chen Hong as Director For For Shareholder 15.2 Elect Wang Xiaoqiu as Director For For Shareholder 15.3 Elect Zhang Haitao as Director For For Shareholder 15.4 Elect Zhang Weijiong as Director For For Shareholder 15.5 Elect Yin Yande as Director For For Shareholder 16.1 Elect Yu Zhuoping as Director For For Shareholder 16.2 Elect Rui Mingjie as Director For For Shareholder 16.3 Elect Lyu Qiuping as Director For For Shareholder 17.1 Elect Zhou Langhui as Supervisor For For Shareholder 17.2 Elect Zhuang Jingxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Payment of Audit Fees of For For Management Financial Auditor and Internal Control Auditor 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Daily Related Party For Against Management Transactions -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Services Agreement For Against Management 10 Approve Deposit and Loan Related For Against Management Transaction 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management Xiangyang (Yicheng) Thermal Power Project 2 Approve Signing of Purchase Order For For Management Contract for the Main Equipment of the Xiangyang Yicheng Thermal Power Project -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For Against Management Supervisors 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUBEI KAILE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600260 Security ID: Y3746Q108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Provision For Against Management Plan 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Shareholder Return Plan For For Management 10 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Allowance of Directors For For Management 6 Approve Allowance of Supervisors For For Management 7 Approve Profit Distribution For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantees For Against Management 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Amend Articles of Association For For Management 12 Amend Working System for Independent For For Management Directors 13 Approve Daily Related Party For For Management Transactions 14.1 Elect Li Guozhang as Director For For Management 14.2 Elect Shu Long as Director For For Management 14.3 Elect Yi Xingguo as Director For For Management 14.4 Elect Yuan Bing as Director For For Management 14.5 Elect Wang Jie as Director For For Management 14.6 Elect Cheng Yali as Director For For Management 14.7 Elect Hu Kunyi as Director For For Management 14.8 Elect Zhang Xiaoyan as Director For For Management 14.9 Elect Miao Xiangshui as Director For For Management 14.10 Elect Cui Daqiao as Director For For Management 14.11 Elect Li Zhonghua as Director For For Management 14.12 Elect Cao Xianjun as Director For For Management 14.13 Elect Jiang Chunqian as Director For For Management 15.1 Elect Wang Xiangsen as Supervisor For For Shareholder 15.2 Elect Chen Fang as Supervisor For For Shareholder 15.3 Elect Gong Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUCHEMS FINE CHEMICAL CORP. Ticker: 069260 Security ID: Y3747D106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For For Management 4.1 Elect Lee Geon-ho as Inside Director For For Management 4.2 Elect Jin Sang-young as For For Management Non-Independent Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HUDACO INDUSTRIES LTD. Ticker: HDC Security ID: S36300101 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Stephen Connelly as Director For For Management 1.2 Re-elect Daisy Naidoo as Director For For Management 1.3 Re-elect Louis Meiring as Director For For Management 2 Reappoint BDO South Africa For For Management Incorporated as Auditors of the Company and Appoint Vianca Pretorius as the Individual Registered Auditor 3.1 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Management Committee 3.2 Re-elect Nyami Mandindi as Member of For For Management the Audit and Risk Management Committee 3.3 Re-elect Mark Thompson as Member of For For Management the Audit and Risk Management Committee 1 Approve Non-executive Directors' For For Management Remuneration 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Financial Assistance to For For Management Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Board to Issue Authorised For For Management but Unissued Ordinary Shares 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HUGEL, INC. Ticker: 145020 Security ID: Y3R47A100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Son Ji-hun as Inside Director For For Management 4 Elect Jeong Byeong-su as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HUIFU PAYMENT LTD. Ticker: 1806 Security ID: G4644R107 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme and the Reduction of For For Management Issued Share Capital 2 Approve Restoration of the Issued For For Management Share Capital and Related Transactions -------------------------------------------------------------------------------- HUIFU PAYMENT LTD. Ticker: 1806 Security ID: G4644R107 Meeting Date: FEB 19, 2021 Meeting Type: Court Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- HUMAX CO., LTD. Ticker: 115160 Security ID: Y3761A129 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management (Business Objectives) 3 Elect Byun Dae-gyu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HUMEDIX CO., LTD. Ticker: 200670 Security ID: Y3761C109 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoon Seong-tae as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, For For Management Securities Abbreviation and Amend Articles of Association 2 Approve Change of Registered Address For For Management and Amend Articles of Association 3 Approve Related Party Transaction in For For Management Connection to Cooperation with Related Parties and Professional Investment Institutions to Establish Industrial Funds -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Xishan as Non-Independent For For Management Director 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2020 Investment Plan and 2021 For For Management Investment Plan Arrangement 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Development of Gold Leasing For For Management Business 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Amendments to Articles of For For Management Association 13 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 14 Approve Provision for Asset Impairment For For Management and Write-off Asset Losses -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xuanxiang as Director For For Shareholder 1.2 Elect Chen Zelyu as Director For For Shareholder 1.3 Elect Li Xishan as Director For For Management 1.4 Elect Li Zhongping as Director For For Management 2.1 Elect Gan Liang as Director For For Management 2.2 Elect Zheng Wusheng as Director For For Management 2.3 Elect Dai Tagen as Director For For Management 3.1 Elect Yin Hao as Supervisor For For Shareholder 3.2 Elect Liu Jinlian as Supervisor For For Shareholder 4 Approve Waiver of Cooperative For For Shareholder Development Entities Opportunities 5 Approve Signing of Industry For For Shareholder Cultivation Agreement -------------------------------------------------------------------------------- HUNAN NEW WELLFUL CO., LTD. Ticker: 600975 Security ID: Y3R67E107 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Issue Price and Pricing For Against Management Principle 2.5 Approve Issue Size For Against Management 2.6 Approve Amount and Usage of Raised For Against Management Funds 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Location For Against Management 2.9 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Related Party Transactions in For Against Management Connection to Private Placement of Shares 4 Approve Signing of Conditional Share For Against Management Subscription Contract 5 Approve Plan on Private Placement of For Against Management Shares 6 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 7 Approve Report on the Usage of For Against Management Previously Raised Funds 8 Approve Shareholder Return Plan For Against Management 9 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve White Wash Waiver and Related For Against Management Transactions 11 Approve Authorization of Board to For Against Management Handle All Related Matters 12 Approve Amendments to Articles of For Against Management Association 13 Approve Related Party Transaction in For For Management Connection to Sow Farm Rental -------------------------------------------------------------------------------- HUNAN NEW WELLFUL CO., LTD. Ticker: 600975 Security ID: Y3R67E107 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Lease of Sow Farm and Fattening Farm 2 Approve Related Party Transaction on For For Management Lease of Sow Farm 3.1 Elect Chen Jihai as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUNAN NEW WELLFUL CO., LTD. Ticker: 600975 Security ID: Y3R67E107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Related Party Transaction For For Management 9 Approve Lease of Pig Farm from Related For For Management Party -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For Against Management Transactions with Hunan Valin Iron and Steel Group Co., Ltd. 7 Approve Fixed Assets Investment Plan For For Management -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and Its For For Management Remuneration 8 Approve Related Party Transaction on For For Management Joint Subscription of Nanjing Xingding Equity Investment Partnership (Limited Partnership) -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Mining Rights For For Management Transfer Proceeds 2 Approve Investment in the Construction For For Management of Photovoltaic Power Generation Demonstration Project 3.1 Elect Liu Fenglei as Supervisor For For Management 3.2 Elect Zhang Xiaodong as Supervisor For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Write-off of Fixed Asset For For Management 2 Approve Provision for Impairment of For For Management Fixed Assets 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment of For For Management the Long-term Equity Investment -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Business Plan For For Management 6 Approve Financial Budget For For Management 7 Approve Investment Plan For For Management 8 Approve Investment in Project For For Management 9 Approve Related Party Transaction For For Management 10 Approve Domestic Factoring Business For For Management 11 Approve Related Party Transaction in For For Management Connection to Handling Factoring Business 12 Approve Related Party Transaction in For For Management Connection to Handling Supply Chain Finance Business 13 Approve Related Party Transaction in For Against Management Connection to Handling Deposit, Credit, Settlement and Other Businesses 14 Approve Asset Pool Business For For Management 15 Approve Application of Bank Credit For For Management Lines 16 Approve to Accept Loans from Related For Against Management Parties 17 Approve Provision of Guarantee For For Management 18 Elect Zuo Xinci as Non-independent For For Management Director 19 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 20 Approve Amendments to Articles of For For Management Association 21 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders -------------------------------------------------------------------------------- HUONS CO., LTD. Ticker: 243070 Security ID: Y3772Y132 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Ko Jae-cheon as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HUONS GLOBAL CO., LTD. Ticker: 084110 Security ID: Y3772Y108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Split-Off Agreement For For Management 4 Elect Yoon Seong-tae as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HUVIS CORP. Ticker: 079980 Security ID: Y3R80E100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kang Chang-hun as Outside For For Management Director to Serve as an Audit Committee Member 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HUVITZ CO., LTD. Ticker: 065510 Security ID: Y3803M107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Seong-sik as Inside Director For For Management 3.1 Elect Kim Ji-hyeon as Outside Director For For Management 3.2 Elect Lee Gyu-bok as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For Against Management -------------------------------------------------------------------------------- HWAIL PHARMACEUTICAL CO., LTD. Ticker: 061250 Security ID: Y3810D108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Park Jeong-geun as Inside For For Management Director 3.2 Elect Han Gyun-hui as Outside Director For For Management 3.3 Elect Kim Dong-hun as Outside Director For For Management 4 Appoint Jang Deok-su as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HWASEUNG ENTERPRISE CO., LTD. Ticker: 241590 Security ID: Y3R07F107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lee Gye-young as Inside Director For For Management 1.2 Elect Lee Chan-ho as Inside Director For For Management 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HWASEUNG INDUSTRIES CO., LTD. Ticker: 006060 Security ID: Y3735B104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hyeon Seung-hun as Inside For For Management Director 1.2 Elect Hyeon Seok-ho as Inside Director For For Management 1.3 Elect Park Jong-woo as Inside Director For For Management 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Li Yang as Supervisor For For Management -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee For For Management 7 Approve Credit Line Application For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HYOSUNG ADVANCED MATERIALS CORP. Ticker: 298050 Security ID: Y3817V101 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HYOSUNG CHEMICAL CORP. Ticker: 298000 Security ID: Y3R1E3104 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HYOSUNG CORP. Ticker: 004800 Security ID: Y3818Y120 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Gyu-young as Inside Director For For Management 3.2.1 Elect Kim Myeong-ja as Outside Director For Against Management 3.2.2 Elect Son Young-rae as Outside Director For Against Management 3.2.3 Elect Jeong Sang-myeong as Outside For Against Management Director 3.2.4 Elect Kwon Oh-gon as Outside Director For Against Management 4 Elect Kim Gi-woong as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Son Young-rae as a Member of For Against Management Audit Committee 5.2 Elect Jeong Sang-myeong as a Member of For Against Management Audit Committee 5.3 Elect Kim Myeong-ja as a Member of For Against Management Audit Committee 5.4 Elect Jeong Dong-chae as a Member of For Against Management Audit Committee 5.5 Elect Kwon Oh-gon as a Member of Audit For Against Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYOSUNG HEAVY INDUSTRIES CORP. Ticker: 298040 Security ID: Y3R1E4102 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yokota Takeshi as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYOSUNG ITX CO., LTD. Ticker: 094280 Security ID: Y38153105 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Gyeong-hwan as Inside For For Management Director 3.2 Elect Hwang Yoon-eon as Inside Director For For Management 3.3 Elect Park Seong-jun as Outside For For Management Director 3.4 Elect Park Seong-hyeok as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HYOSUNG TNC CORP. Ticker: 298020 Security ID: Y374EL100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Moon-seon as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Amazon For Did Not Vote Management Distribuidora de Medicamentos e Produtos Cosmeticos Ltda. (Amazon) 2 Ratify RSM Brasil Auditores For Did Not Vote Management Independentes S/S as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Absorption of Amazon For Did Not Vote Management Distribuidora de Medicamentos e Produtos Cosmeticos Ltda. (Amazon) -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Partial EMS Business For For Management and Related Assets 2 Elect Yu Ping as Non-Independent For For Management Director -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Capital For For Management Injection 2 Approve Capital Injection and Related For For Management Party Transactions 3 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of Board to For Against Management Handle All Related Matters 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on Application of Debt For For Management Financing Issuance to Beijing Financial Assets Exchange -------------------------------------------------------------------------------- HYUNDAI BIOLAND CO., LTD. Ticker: 052260 Security ID: Y0894L105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI BIOSCIENCE CO., LTD. Ticker: 048410 Security ID: Y3855B108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Taek-seong as Inside Director For For Management 2.2 Elect Jeong Young-gwon as Inside For For Management Director 3 Appoint Cho Yong-ho as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- HYUNDAI BNG STEEL CO., LTD. Ticker: 004560 Security ID: Y3826G103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Jeong Il-seon as Inside Director For For Management 3.2 Elect Lee Seon-woo as Inside Director For For Management 3.3 Elect Kim Won-jin as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI CONSTRUCTION EQUIPMENT CO., LTD. Ticker: 267270 Security ID: Y3R40R100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Song Myeong-jun as Inside For For Management Director 4 Elect Park Soon-ae as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI CORP. Ticker: 011760 Security ID: Y38293109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Won-gap as Inside Director For For Management 3.2 Elect Jang Ahn-seok as Inside Director For For Management 4 Elect Choi Gwan as Outside Director to For For Management Serve as an Audit Committee Member 5.1 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5.2 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HYUNDAI DEPARTMENT STORE CO., LTD. Ticker: 069960 Security ID: Y38306109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Gyo-seon as Inside Director For For Management 3.2 Elect Lee Yoon-cheol as Outside For For Management Director 3.3 Elect Jang Jae-young as Outside For For Management Director 4 Elect Lee Yoon-cheol as a Member of For For Management Audit Committee 5 Elect Bang Hyo-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI DEVELOPMENT CO. Ticker: 294870 Security ID: Y3R31Z103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Soon-ho as Inside Director For For Management 2.2 Elect Jung Kyung-ku as Inside Director For For Management 2.3 Elect Ha Won-gi as Inside Director For Against Management 2.4 Elect Kim Dong-su as Outside Director For For Management 3 Elect Kim Dong-su as a Member of Audit For For Management Committee 4 Elect Kim Ju-hyeon as Outside Director For Against Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI ELECTRIC & ENERGY SYSTEMS CO., LTD. Ticker: 267260 Security ID: Y3R1DD103 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Geum Seok-ho as Inside Director For For Management 4 Elect Park Su-hwan as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI ELEVATOR CO., LTD. Ticker: 017800 Security ID: Y3835T104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Song Seung-bong as Inside For For Management Director 3.2 Elect Choi Seok-gyu as Inside Director For For Management 4 Elect Seo Chang-jin as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD. Ticker: 000720 Security ID: Y38382100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Young-jun as Inside Director For For Management 3.2 Elect Lee Won-woo as Inside Director For For Management 3.3 Elect Kim Gwang-pyeong as Inside For For Management Director 4 Elect Cho Hye-gyeong as Outside For For Management Director to Serve as a Member of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI GLOVIS CO., LTD. Ticker: 086280 Security ID: Y27294100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Fiscal year end) 2.3 Amend Articles of Incorporation For For Management (Alternation of Entry) 2.4 Amend Articles of Incorporation For For Management (Shareholder's List) 2.5 Amend Articles of Incorporation For For Management (Record Date) 2.6 Amend Articles of Incorporation For For Management (Electronic Registration of Certificate) 2.7 Amend Articles of Incorporation For For Management (Number of Directors) 2.8 Amend Articles of Incorporation (Audit For For Management Committee) 2.9 Amend Articles of Incorporation For For Management (Miscellaneous) 3.1 Elect Kim Jeong-hun as Inside Director For For Management 3.2 Elect Kim Young-seon as Inside Director For Against Management 3.3 Elect Jeong Jin-woo as Inside Director For Against Management 3.4 Elect Yoon Yoon-jin as Outside Director For For Management 3.5 Elect Lee Ho-geun as Outside Director For For Management 3.6 Elect Cho Myeong-hyeon as Outside For For Management Director 4 Elect Gil Jae-wook as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Yoon Yoon-jin as a Member of For For Management Audit Committee 5.2 Elect Lee Ho-geun as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI GREEN FOOD CO., LTD. Ticker: 005440 Security ID: Y3830W102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Hong-jin as Inside Director For For Management 3.2 Elect Jeong Gyo-seon as Inside Director For For Management 3.3 Elect Jeong Ji-young as Inside Director For For Management 3.4 Elect Shin Su-won as Outside Director For For Management 4 Elect Shin Su-won as a Member of Audit For For Management Committee 5 Elect Yoo Won-gon as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. Ticker: 267250 Security ID: Y3R3C9109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kwon Oh-gap as Inside Director For For Management 4 Elect Hwang Yoon-seong as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI HOME SHOPPING NETWORK CORP. Ticker: 057050 Security ID: Y3822J101 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jung Gyo-sun as Inside Director For For Management 3.2 Elect Han Gwang-young as Inside For For Management Director 3.3 Elect Song Hae-eun as Outside Director For For Management 4 Elect Kim Seong-cheol as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Song Hae-eun as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI LIVART FURNITURE CO., LTD. Ticker: 079430 Security ID: Y3837T102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Min-hui as Inside Director For For Management 3.2 Elect Eom Ik-su as Inside Director For For Management 3.3 Elect Yoon Seung-hyun as Outside For For Management Director 4 Elect Yoon Seung-hyun as a Member of For For Management Audit Committee 5 Elect Kim Hyeong-jung as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MARINE & FIRE INSURANCE CO., LTD. Ticker: 001450 Security ID: Y3842K104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoo Jae-gwon as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR CO., LTD. Ticker: 005380 Security ID: Y38472109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Change in Committee Name) 2.2 Amend Articles of Incorporation For For Management (Establishment of Safety and Health Plans) 2.3 Amend Articles of Incorporation For For Management (Bylaws) 3.1 Elect Sim Dal-hun as Outside Director For For Management 3.2.1 Elect Ha Eon-tae as Inside Director For For Management 3.2.2 Elect Jang Jae-hun as Inside Director For For Management 3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management 4 Elect Lee Ji-yoon as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Sim Dal-hun as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR SECURITIES CO., LTD. Ticker: 001500 Security ID: Y3230Q101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yoon Seok-nam as OutsideDirector For For Management 2.2 Elect Kang Jang-gu as Outside Director For For Management 3 Elect Son In-ock as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Yoon Seok-nam as a Member of For For Management Audit Committee 4.2 Elect Kang Jang-gu as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI ROTEM CO. Ticker: 064350 Security ID: Y3R36Z108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Jeong-hun as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI STEEL CO. Ticker: 004020 Security ID: Y38383108 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Won-jin as Inside Director For For Management 3.2 Elect Kim Sang-yong as Outside Director For For Management 3.3 Elect Yoo Jeong-han as Outside Director For For Management 4 Elect Yoo Jeong-han as a Member of For For Management Audit Committee 5 Elect Jang Geum-ju as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI WIA CORP. Ticker: 011210 Security ID: Y3R394104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Elect Jeong Jae-wook as Inside Director For For Management 3.2 Elect Lee Bong-woo as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Application of Financing and For For Management Authorization 8 Approve Appointment of Auditor For For Management 9 Approve Adjustment on the Use of For For Management Company's Repurchased Shares and Cancellation of Repurchased Shares 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Cash Management System For Against Management -------------------------------------------------------------------------------- HYVISION SYSTEM, INC. Ticker: 126700 Security ID: Y2348E109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Du-won as Inside Director For For Management 3.2 Elect Park Sang-yeop as Inside Director For For Management 3.3 Elect Oh Sang-geun as Inside Director For For Management 3.4 Elect Jang Seung-su as Outside Director For For Management 4 Appoint Ryu Young-sang as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- I-SENS, INC. Ticker: 099190 Security ID: Y4R77D105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cha Geun-sik as Inside Director For For Management 2.2 Elect Nam Hak-hyeon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- I3SYSTEM, INC. Ticker: 214430 Security ID: Y385F3105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5.1 Elect Jeong Han as Inside Director For For Management 5.2 Elect Ahn Jae-deok as Inside Director For For Management 5.3 Elect Kim Byeong-hyeok as Inside For For Management Director 5.4 Elect Lee Hui-cheol as Outside Director For For Management 6 Appoint Yeom Seung-seop as Internal For For Management Auditor -------------------------------------------------------------------------------- IA, INC. (SOUTH KOREA) Ticker: 038880 Security ID: Y1822X104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ICD CO., LTD. Ticker: 040910 Security ID: Y4089S107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Seung-ho as Inside Director For For Management 2.2 Elect Jeong Bu-yong as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ICURE PHARMACEUTICAL INC. Ticker: 175250 Security ID: Y3R57B105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Hyeon-sik as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- IDREAMSKY TECHNOLOGY HOLDINGS LIMITED Ticker: 1119 Security ID: G47081107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Chen Xiangyu as Director For For Management 2a2 Elect Ma Xiaoyi as Director For For Management 2a3 Elect Yao Xiaoguang as Director For For Management 2a4 Elect Chen Yu as Director For For Management 2a5 Elect Li Xintian as Director For For Management 2a6 Elect Mao Rui as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Xijun as Independent For For Shareholder Director 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Approve Company's Eligibility for For Against Management Private Placement of Shares 4.1 Approve Issue Type and Par Value For Against Management 4.2 Approve Issue Manner and Period For Against Management 4.3 Approve Issue Price and Pricing Basis For Against Management 4.4 Approve Issue Scale and Subscription For Against Management Targets 4.5 Approve Restriction Period Arrangement For Against Management 4.6 Approve Listing Location For Against Management 4.7 Approve Amount and Usage of Raised For Against Management Funds 4.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 4.9 Approve Resolution Validity Period For Against Management 5 Approve Plan on Private Placement of For Against Management Shares 6 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 7 Approve Related Party Transactions in For Against Management Connection to Private Placement 8 Approve Signing of Conditional For Against Management Subscription Agreement 9 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For Against Management 11 Approve Authorization of Board to For Against Management Handle All Related Matters 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Approve Completed Raised Fund For For Management Investment Project and Use Its Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- IHQ, INC. Ticker: 003560 Security ID: Y3875E116 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Park Jong-jin as Inside Director For For Management 1.2 Elect Kim Hyeong-cheol as Inside For For Management Director 1.3 Elect Kim Chang-yeol as Inside Director For For Management 1.4 Elect Lee Cheol-hui as Outside Director For For Management 1.5 Elect Kang Nah-ra as Outside Director For For Management 1.6 Elect Jeon Yong-ju as Inside Director For For Management 1.7 Elect Kim Gwang-il as Non-Independent For For Management Non-Executive Director 1.8 Elect Bu Jae-hun as Non-Independent For For Management Non-Executive Director 1.9 Elect Kim Doh-hyeong as Outside For For Management Director 1.10 Elect Ho Dae-seong as Outside Director For For Management 2.1 Elect Kang Nah-ra as a Member of Audit For For Management Committee 2.2 Elect Lee Cheol-hui as a Member of For For Management Audit Committee 2.3 Elect Kim Doh-hyeong as a Member of For For Management Audit Committee 2.4 Elect Ho Dae-seong as a Member of For For Management Audit Committee 3.1 Elect Jeong Hun as Outside Director to For For Management Serve as an Audit Committee Member 3.2 Elect Kim Hyeon-seok as Outside For For Management Director to Serve as an Audit Committee Member -------------------------------------------------------------------------------- IHQ, INC. Ticker: 003560 Security ID: Y3875E116 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For Against Management 4 Approve Stock Option Grants For Against Management -------------------------------------------------------------------------------- IHQ, INC. Ticker: 003560 Security ID: Y3875E116 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Seok-woong as Outside For For Management Director 2 Elect Lee Seok-woong as a Member of For For Management Audit Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- IL-YANG PHARMACEUTICAL CO., LTD. Ticker: 007570 Security ID: Y38863109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ILDONG PHARMACEUTICAL CO., LTD. Ticker: 249420 Security ID: Y3883H143 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seo Jin-sik as Inside Director For For Management 2.2 Elect Kang Gyu-seong as Inside Director For For Management 2.3 Elect Baek Nam-jong as Outside Director For For Management 2.4 Elect Song Min as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- ILJIN DIAMOND CO., LTD. Ticker: 081000 Security ID: Y3878E105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Gwang-seop as Inside For For Management Director 3.2 Elect Yoo Min-ho as Inside Director For For Management 3.3 Elect Park Hui-seop as Inside Director For For Management 3.4 Elect Lee Hyeon-ju as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ILJIN DISPLAY CO., LTD. Ticker: 020760 Security ID: Y38842103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Three Inside Directors and One For For Management Outside Director (Bundled) 4 Appoint Jang Gyeong-seok as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ILJIN HOLDINGS CO., LTD. Ticker: 015860 Security ID: Y38845106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Heo Jeong-seok as Inside Director For For Management 3.2 Elect Lee Shin-il as Inside Director For For Management 3.3 Elect Son Wook as Outside Director For For Management 4 Appoint Koo Jae-wan as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approval of Reduction of Capital For For Management Reserve -------------------------------------------------------------------------------- ILJIN MATERIALS CO., LTD. Ticker: 020150 Security ID: Y3884M109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Heo Jae-myeong as Inside Director For For Management 3.2 Elect Yang Jeom-sik as Inside Director For For Management 3.3 Elect Jeong Byeong-guk as Inside For For Management Director 3.4 Elect Park Hyeon-sik as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ILSHIN STONE CO., LTD. Ticker: 007110 Security ID: Y3884C101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Seon-wook as Non-Independent For For Management Non-Executive Director 4 Appoint Park Jae-hyeong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ILSHINBIOBASE CO., LTD. Ticker: 068330 Security ID: Y3860N105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Kim Ju-in as Internal Auditor For For Management 4.1 Elect Hong Seong-dae as Inside Director For For Management 4.2 Elect Kim Jae-yong as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IMARKET KOREA, INC. Ticker: 122900 Security ID: Y3884J106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Jeong-ho as Non-Independent For For Management Non-Executive Director 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IMAX CHINA HOLDING, INC. Ticker: 1970 Security ID: G47634103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect John Davison as Director For For Management 3b Elect Megan Colligan as Director For For Management 3c Elect Mei-Hui (Jessie) Chou as Director For For Management 3d Elect Edwin Yang Phong Tan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Mandate to Issue New For Against Management Shares Under the Restricted Share Unit Scheme and Related Transactions -------------------------------------------------------------------------------- INBODY CO., LTD. Ticker: 041830 Security ID: Y0894V103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Young-pil as Outside For For Management Director 3.2 Elect Woo Chang-heon as Outside For For Management Director 4 Appoint Lee Jae-won as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INCON CO., LTD. Ticker: 083640 Security ID: Y9585X104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Koo Hui-ho as Outside Director For For Management 3.2 Elect Cho Jeong-young as Inside For For Management Director 4 Appoint Han Gi-won as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INCROSS CO., LTD. Ticker: 216050 Security ID: Y3R041101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Hong-seong as For For Management Non-Independent Non-Executive Director 3.2 Elect Kim Jin-jung as Non-Independent For For Management Non-Executive Director 3.3 Elect Jeong Doh-hui as Non-Independent For For Management Non-Executive Director 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INDIAN ENERGY EXCHANGE LIMITED Ticker: 540750 Security ID: Y39237139 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: JAN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale, Transfer, Disposal or For For Management Divestment of Investments or Shares Held in Indian Gas Exchange Limited 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For Against Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Issuance of Capital Bond For For Management 7 Approve Issuance of Financial Bond For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Capital Management Planning For For Management 10.1 Approve Related Party Transaction with For For Management The People's Insurance Group of China Co., Ltd and its affiliates 10.2 Approve Related Party Transaction with For For Management Fujian Sunshine Group Co., Ltd and its affiliates 11.1 Elect Lyu Jiajin as Non-Independent For For Shareholder Director 11.2 Elect Chen Yichao as Non-Independent For For Shareholder Director 11.3 Elect Li Zhuyong as Non-Independent For For Shareholder Director 11.4 Elect Xiao Hong as Non-Independent For For Shareholder Director 11.5 Elect Lin Tengjiao as Non-Independent For For Shareholder Director 11.6 Elect Tao Yiping as Non-Independent For For Management Director 11.7 Elect Chen Jinguang as Non-Independent For For Management Director 11.8 Elect Chen Xinjian as Non-Independent For For Management Director 11.9 Elect Sun Xiongpeng as Non-Independent For For Management Director 11.10 Elect Su Xijia as Independent Director For For Management 11.11 Elect Chen Guogang as Independent For For Management Director 11.12 Elect Lin Hua as Independent Director For For Management 11.13 Elect Ben Shenglin as Independent For For Management Director 11.14 Elect Xu Lin as Independent Director For For Management 12.1 Elect He Xudong as Supervisor For For Shareholder 12.2 Elect Paul M.Theil as Supervisor For For Management 12.3 Elect Zhu Qing as Supervisor For For Management 12.4 Elect Xia Dawei as Supervisor For For Management 13 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 14.1 Approve Issue Type For For Management 14.2 Approve Issue Size For For Management 14.3 Approve Par Value and Issue Price For For Management 14.4 Approve Bond Maturity For For Management 14.5 Approve Bond Interest Rate For For Management 14.6 Approve Method and Term for the For For Management Repayment of Interest 14.7 Approve Conversion Period For For Management 14.8 Approve Determination and Adjustment For For Management of Conversion Price 14.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 14.10 Approve Method for Determining the For For Management Number of Shares for Conversion 14.11 Approve Dividend Attribution For For Management 14.12 Approve Terms of Redemption For For Management 14.13 Approve Terms of Sell-Back For For Management 14.14 Approve Issue Manner and Target For For Management Subscribers 14.15 Approve Placing Arrangement for For For Management Original Shareholders 14.16 Approve Matters Relating to Meetings For For Management of Convertible Bond Holders 14.17 Approve Use of Proceeds For For Management 14.18 Approve Guarantee Matter For For Management 14.19 Approve Resolution Validity Period For For Management 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Shareholder Return Plan For For Management 18 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INFINITT HEALTHCARE CO., LTD. Ticker: 071200 Security ID: Y4086Q104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Guk Woong as Outside Director For For Management 3 Appoint Cho Chang-yong as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Borrowed Funds from Infore For For Management Holdings Group Co., Ltd. -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Funds for Entrusted For Against Management Asset Management 10 Approve Provision of Guarantee to For For Management Subsidiary 11 Approve Provision of Credit Guarantee For For Management 12 Approve Bill Pool Business For Against Management 13 Approve Application of Bank Credit For For Management Lines and Authorization of the Chairman of the Board to Sign Credit Line Contract 14 Amend Management System of For Against Management Authorization -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Renewal of the Rare Earth Concentrate Related Transaction Agreement 2 Approve Application of Bank Credit For For Management Lines 3 Approve Financial Budget Report For For Management 4.1 Elect Zou Yanchun as Director For For Shareholder 4.2 Elect Xing Liguang as Director For For Shareholder 4.3 Elect Wang Chen as Director For For Shareholder 4.4 Elect Qi Hongtao as Director For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Related Party Transaction For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841127 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Election of Members of the For For Management Professional Committee of the Board of Directors 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Loan Guarantee For For Management 5 Approve Remuneration of Supervisors For For Management 6.1 Elect Wang Zhen as Non-Independent For For Management Director 6.2 Elect Zhao Kui as Non-Independent For For Management Director 6.3 Elect Zhang Yiling as Non-Independent For For Management Director 6.4 Elect Zhang Xiaohui as Non-Independent For For Management Director 6.5 Elect Li Zhongqiu as Non-Independent For For Management Director 6.6 Elect Guo Sheng as Non-Independent For For Management Director 7.1 Elect Kang Xi as Independent Director For For Management 7.2 Elect Shi Zhe as Independent Director For For Management 7.3 Elect Lu Shuqiong as Independent For For Management Director 8.1 Elect Zhao Yufu as Supervisor For For Management 8.2 Elect Liu Guangjun as Supervisor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA ERDOS RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841127 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For Against Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Provision of Guarantee For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Financial Service Agreement For Against Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Working Rules for Independent For For Management Directors 3 Elect Yuan Shihua as Independent For For Management Director -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Management Method of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase of Financial Products 9 Approve Use of Idle Own Funds to For For Management Jointly Invest in Financial Products 10 Approve Daily Related Party For Against Management Transactions 11 Approve Provision of Guarantee For For Management 12 Approve Application of Bank Credit For For Management Lines 13 Approve Extension of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Asset Disposal and Cash Subscription 2 Approve Signing of Supplemental For For Management Agreement on Acquisition by Issuance of Shares and Performance Commitment and Compensation Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Share Subscription Agreement -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Hai as Director For For Management 1.2 Elect Yang Donghai as Director For For Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Investment in Construction of For For Management Green Environmental Protection and Degradable Plastic Recycling Industry Project Phase 1 -------------------------------------------------------------------------------- INNER MONGOLIA MENGDIAN HUANENG THERMAL POWER CORP. LTD. Ticker: 600863 Security ID: Y40842109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Issuance of Debt Financing For For Management Products 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operation Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Provision of Guarantees to For For Management Upstream and Downstream Partners of the Industry Chain 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Provision of Guarantees to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Guarantees to For Against Management Hohhot Yixing Dairy Investment Management Co., Ltd. 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Amendments to Articles of For For Management Association 14 Amend Working System for Independent For Against Management Directors 15 Amend Related-party Transaction For Against Management Management System 16 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangement For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need to Produce a Report on For For Management the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848213 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Suspension of the Yitai For For Management Ganquanbao 2 Mtpa Coal-to-Oil Pilot Project of Yitai Xinjiang Energy Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848213 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Performance Report of the For For Management Independent Directors 5 Approve Profit Distribution Plan For For Management 6 Approve Capital Expenditure For For Management 7 Approve Financial Auditors For For Management 8 Approve Internal Control Auditor For For Management 9 Approve Provision of Guarantee by the For Against Management Company for Its Holding Subsidiaries 10 Approve Provision of Guarantee by the For Against Management Company for Commercial Acceptance Bill Financing Business of Its Certain Wholly-Owned Subsidiaries and Holding Subsidiaries 11 Approve Continuing Connected For For Management Transaction of Provision of Guarantee Services 12 Approve Entrusted Wealth Management For Against Management with Idle Self-Owned Funds 13 Approve Related Transaction for For For Shareholder Acquisition of Equity Interests in Yitai Chemical 14 Approve Amendments to the Coal Mines For For Shareholder Entrusted Management Agreements and Their Supplemental Agreements 15 Elect E Erdun Tao Ketao as Director For For Shareholder 16.1 Approve Types and Issuance Size of For For Management Debt Financing Instruments 16.2 Approve Method of Issuance and Target For For Management Subscribers 16.3 Approve Arrangement on Placement to For For Management the Shareholders of the Company 16.4 Approve Par Value and Issue Price For For Management 16.5 Approve Maturity of the Bonds For For Management 16.6 Approve Use of Proceeds For For Management 16.7 Approve Validity of the Resolution For For Management 16.8 Approve Measures for Guaranteeing the For For Management Repayment 16.9 Authorize Board or Its Authorized For For Management Persons for the Issuance of Domestic Debt Financing Instruments 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Plan of For For Management Repurchase of the Company's Shares -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Daily Related-party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Adjustment of Remuneration of For For Management Directors and Supervisors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Working System for Independent For Against Management Directors 15 Amend Online Voting Management System For Against Management 16 Amend Cumulative Voting Management For Against Management System 17 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Guarantee For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Byeong-moon as For For Management Non-Independent Non-Executive Director 4 Elect Kim Seung-ju as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INNOWIRELESS CO., LTD. Ticker: 073490 Security ID: Y4084C107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For For Management 4 Appoint Choi Su-hui as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Related Party For For Management Transactions -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Super Short-term Commercial Papers 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Formulation of Shareholder For For Management Return Plan 10 Approve Related Party Transactions For Against Management with Inspur Group Finance Co., Ltd. -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Endong as Non-independent For For Management Director 2 Amend Articles of Association For For Management 3 Approve Related Party Transactions For Against Management with Inspur Group Finance Co., Ltd. -------------------------------------------------------------------------------- INSTITUTO DE DIAGNOSTICO SA Ticker: INDISA Security ID: P5622X123 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 12.4 per Share c Approve Dividend Policy For For Management d Receive Report Regarding Related-Party For For Management Transactions e Approve Remuneration of Directors For For Management f Present Directors' Committee Report on For For Management Activities g Approve Remuneration and Budget of For For Management Directors' Committee h Appoint Auditors For For Management i Designate Risk Assessment Companies For For Management j Designate Newspaper to Publish For For Management Announcements k Present Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law l Other Business For Against Management -------------------------------------------------------------------------------- INSUN ENVIRONMENTAL NEW TECHNOLOGY CO., LTD. Ticker: 060150 Security ID: Y40924105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Ui-sik as Inside Director For For Management 2.2 Elect Lee Chan-hui as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For Against Management -------------------------------------------------------------------------------- INTEKPLUS CO., LTD. Ticker: 064290 Security ID: Y4098J106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Ahn Tae-hyeon as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- INTELLIAN TECHNOLOGIES, INC. Ticker: 189300 Security ID: Y4R931101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Yeom Chan-yeop as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- INTELLIGENT DIGITAL INTEGRATED SECURITY CO., LTD. Ticker: 143160 Security ID: Y4092Y109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Jeon Dae-yeol as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For Did Not Vote Management 3 Elect Chairman and Secretary of Meeting For Did Not Vote Management 4 Elect Meeting Approval Committee For Did Not Vote Management 5 Elect Directors For Did Not Vote Management -------------------------------------------------------------------------------- INTERFLEX CO. LTD. Ticker: 051370 Security ID: Y41013106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Hyeong-jin as Inside Director For Against Management 3.2 Elect Koo Sang-heon as Inside Director For Against Management 3.3 Elect Shin Jeong-su as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INTEROJO, INC. Ticker: 119610 Security ID: Y4132R106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cheon Byeong-hyeok as Inside For For Management Director 3.2 Elect Hong Seung-gwon as Inside For For Management Director 3.3 Elect Sim Jae-yoon as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INTERPARK CORP. (SOUTH KOREA) Ticker: 035080 Security ID: Y4165S104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Jeon Gyu-ahn as Outside Director For For Management to Serve as an Audit Committee Member 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INTRON BIOTECHNOLOGY, INC. Ticker: 048530 Security ID: Y0020A106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seong Myeong-hun as Outside For For Management Director 2.2 Elect Yang Yoon-seon as Outside For For Management Director 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INVERSIONES AGUAS METROPOLITANAS SA Ticker: IAM Security ID: P58595102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- INVERSIONES LA CONSTRUCCION SA Ticker: ILC Security ID: P5817R105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Dividends of CLP 280 Per Share For For Management c Approve Dividend Policy For For Management d Elect Directors For Against Management e Approve Remuneration of Directors For For Management f Approve Remuneration and Budget of For For Management Directors' Committee g Appoint Auditors and Designate Risk For For Management Assessment Companies h Receive Report of Directors' Committee For For Management i Receive Report Regarding Related-Party For For Management Transactions j Designate Newspaper to Publish Meeting For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- INZI CONTROLS CO., LTD. Ticker: 023800 Security ID: Y4178A108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Gu-yong as Inside Director For For Management 2.2 Elect Jeong Hye-seung as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- INZI DISPLAY CO., LTD. Ticker: 037330 Security ID: Y4178P105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Appoint Cho Nam-ho as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- IONES CO., LTD. Ticker: 114810 Security ID: Y4R75C109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Oh Jin-gwang as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- IS DONGSEO CO., LTD. Ticker: 010780 Security ID: Y4179C111 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kwon Min-seok as Inside Director For For Management 3.2 Elect Heo Seok-heon as Inside Director For For Management 3.3 Elect Jeong Won-ho as Inside Director For For Management 3.4 Elect Kim Gap-jin as Inside Director For For Management 3.5 Elect Lee Dong-geun as Outside Director For For Management 3.6 Elect Kim Dong-geon as Outside Director For For Management 3.7 Elect Lee Sang-eon as Outside Director For For Management 3.8 Elect Lee Dong-dae as Outside Director For For Management 4.1 Elect Lee Sang-eon as a Member of For For Management Audit Committee 4.2 Elect Lee Dong-dae as a Member of For For Management Audit Committee 5 Elect Park Chang-ha as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- ISC CO., LTD. Ticker: 095340 Security ID: Y4177K107 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- ISC CO., LTD. Ticker: 095340 Security ID: Y4177K107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ISKANDAR WATERFRONT CITY BERHAD Ticker: 1589 Security ID: Y4192S101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Kang Hoo as Director For Did Not Vote Management 2 Elect Lim Keng Guan as Director For Did Not Vote Management 3 Elect Bernard Hilary Lawrence as For Did Not Vote Management Director 4 Approve Directors' Fees, Allowances For Did Not Vote Management and Any Other Benefits Payable 5 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 8 Approve Khoo Boon Ho to Continue For Did Not Vote Management Office as Independent Non-Executive Director 9 Approve Bernard Hilary Lawrence to For Did Not Vote Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- ISU CHEMICAL CO., LTD. Ticker: 005950 Security ID: Y42112105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Kim Hak-bong as Inside Director For Against Management 2.2 Elect Oh In-Cheol as Inside Director For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ISU PETASYS CO., LTD. Ticker: 007660 Security ID: Y42113103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Amend Articles of Incorporation For For Management 3 Elect So Byeong-ho as Inside Director For Against Management 4 Appoint Ko Gwan-sik as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ITAU CORPBANCA Ticker: ITAUCORP Security ID: P5R3QP103 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors and Risk Assessment For For Management Companies 3 Elect Directors For For Management 4 Approve Remuneration of Directors and For For Management Directors' Committee; Approve their Budget 5 Receive Report Regarding Related-Party For For Management Transactions 6 Receive Report from Directors' For For Management Committee and Audit Committee 7 Other Business For Against Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: JAN 31, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For For Management of Itau Unibanco S.A. (Itau Unibanco) and Absorption of Partial Spun-Off Assets 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Partial Spin-Off of Itau For For Management Unibanco S.A. (Itau Unibanco) and Absorption of Partial Spun-Off Assets 5 Approve Agreement for Partial Spin-Off For For Management of the Company and Absorption of Partial Spun-Off Assets by Newco, with Reduction in Share Capital and without Cancellation of Shares, and Amend Article 3 Accordingly 6 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Partial Spin-Off of the For For Management Company and Absorption of Partial Spun-Off Assets by Newco, with Reduction in Share Capital and without Cancellation of Shares, and Amend Article 3 Accordingly 9 Fix Number of Directors of NewCo at For For Management Three 10 Elect Geraldo Jose Carbone as Director For For Management of NewCo 11 Elect Maria Helena dos Santos For For Management Fernandes de Santana as Director of NewCo 12 Elect Roberto Egydio Setubal as For For Management Director of NewCo 13 Approve Remuneration of NewCo's For For Management Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Amend Article 7 Re: Audit Committee For For Management 16 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ITCEN CO., LTD. Ticker: 124500 Security ID: Y4R78Q105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Jin-guk as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JAEYOUNG SOLUTEC CO., LTD. Ticker: 049630 Security ID: Y44795105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Hak-gwon as Inside Director For For Management 3.2 Elect Hyeon Sang-jin as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Determination of Remuneration For For Management for Non-Independent Directors and Senior Management Members for 2020 and Remuneration Plan for 2021 8 Approve Determination of Remuneration For For Management of Independent Directors for 2020 and Remuneration Plan for 2021 9 Approve Determination of Remuneration For For Management of Non-Employee Representative Supervisors for 2020 and Remuneration Plan for 2021 10 Approve Determination of Remuneration For For Management of Employee Representative Supervisors for 2020 and Remuneration Plan for 2021 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JAHWA ELECTRONICS CO., LTD. Ticker: 033240 Security ID: Y4253R109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JAKS RESOURCES BERHAD Ticker: 4723 Security ID: Y4255M108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ang Lam Poah as Director For Did Not Vote Management 2 Elect Ang Lam Aik as Director For Did Not Vote Management 3 Elect Hussin Bin Haji Ismail as For Did Not Vote Management Director 4 Approve Directors' Fees For Did Not Vote Management 5 Approve Directors' Meeting Attendance For Did Not Vote Management Allowances 6 Approve UHY as Auditors and Authorize For Did Not Vote Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 8 Approve Hussin Bin Haji Ismail to For Did Not Vote Management Continue Office as Independent Non-Executive Director 9 Approve Liew Jee Min @ Chong Jee Min For Did Not Vote Management to Continue Office as Independent Non-Executive Director 10 Approve Azman Bin Mahmood to Continue For Did Not Vote Management Office as Independent Non-Executive Director 11 Approve Grant of Awards and Issuance For Did Not Vote Management of Shares to Karim Bin Shaikh Munisar under the Long-Term Incentive Plan 2016 (LTIP) 12 Approve Grant of Awards and Issuance For Did Not Vote Management of Shares to Khor Hun Nee under the Long-Term Incentive Plan 2016 (LTIP) -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Foreign Exchange Forward For For Management Transactions 6 Approve Comprehensive Credit Line For For Management Application and Loan 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Idle Funds for Cash For Against Management Management 9 Approve Provision for Goodwill, For For Management Intangible Assets and Fixed Assets Impairment 10 Approve Annual Report and Summary For For Management 11 Approve Profit Distribution For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JASTECH LTD. Ticker: 090470 Security ID: Y4436N108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Du-yeol as Inside Director For For Management 4 Appoint Park Cheol-hwan as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JASTRZEBSKA SPOLKA WEGLOWA SA Ticker: JSW Security ID: X4038D103 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For Did Not Vote Management Commission 5 Approve Agenda of Meeting For Did Not Vote Management 6 Amend Statute For Did Not Vote Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- JASTRZEBSKA SPOLKA WEGLOWA SA Ticker: JSW Security ID: X4038D103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For Did Not Vote Management Commission 5 Approve Agenda of Meeting For Did Not Vote Management 6.1 Receive Supervisory Board Report on None None Management Management Board Report on Company's and Group's Operations, Financial Statements, Payments to Public Administration, and Management Board Proposal on Allocation of Income 6.2 Receive Supervisory Board Report on None None Management Review of Consolidated Financial Statements 6.3 Receive Supervisory Board Report on None None Management Its Activities, Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit 7.1 Receive Financial Statements None None Management 7.2 Receive Management Board Report on None None Management Company's and Group's Operations 7.3 Receive Consolidated Financial None None Management Statements 7.4 Receive Report on Payments to Public None None Management Administration 7.5 Receive Management Board Proposal on None None Management Allocation of Income 7.6 Receive Management Board Proposal on None None Management Allocation of Income 7.7 Receive Remuneration Report None None Management 8.1 Approve Financial Statements For Did Not Vote Management 8.2 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 8.3 Approve Consolidated Financial For Did Not Vote Management Statements 8.4 Approve Report on Payments to Public For Did Not Vote Management Administration 8.5 Approve Treatment of Net Loss For Did Not Vote Management 8.6 Approve Treatment of Net Loss For Did Not Vote Management 8.7 Approve Remuneration Report For Did Not Vote Management 9.1a Approve Discharge of Wlodzimierz For Did Not Vote Management Herezniak (Management Board Member) 9.1b Approve Discharge of Tomasz Duda For Did Not Vote Management (Management Board Member) 9.1c Approve Discharge of Artur Wojtkow For Did Not Vote Management (Management Board Member) 9.1d Approve Discharge of Artur Dyczko For Did Not Vote Management (Management Board Member) 9.1e Approve Discharge of Rafal Pasieka For Did Not Vote Management (Management Board Member) 9.1f Approve Discharge of Radoslaw For Did Not Vote Management Zalozinski (Management Board Member) 9.2a Approve Discharge of Halina Buk For Did Not Vote Management (Supervisory Board Member) 9.2b Approve Discharge of Robert Kudelski For Did Not Vote Management (Supervisory Board Member) 9.2c Approve Discharge of Pawel Bieszczad For Did Not Vote Management (Supervisory Board Member) 9.2d Approve Discharge of Jolanta Gorska For Did Not Vote Management (Supervisory Board Member) 9.2e Approve Discharge of Izabela For Did Not Vote Management Jonek-Kowalska (Supervisory Board Member) 9.2f Approve Discharge of Tadeusz Kubiczek For Did Not Vote Management (Supervisory Board Member) 9.2g Approve Discharge of Alojzy Nowak For Did Not Vote Management (Supervisory Board Member) 9.2h Approve Discharge of Stanislaw Prusek For Did Not Vote Management (Supervisory Board Member) 9.2i Approve Discharge of Michal Rospedek For Did Not Vote Management (Supervisory Board Member) 9.2j Approve Discharge of Arkadiusz Wypych For Did Not Vote Management (Supervisory Board Member) 9.2k Approve Discharge of Konrad Balcerski For Did Not Vote Management (Supervisory Board Member) 9.2l Approve Discharge of Robert Tomanek For Did Not Vote Management (Supervisory Board Member) 10 Receive Information on Results of None None Management Recruitment Procedure for Management Board Members 11 Amend Statute For Did Not Vote Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- JAYJUN COSMETIC CO., LTD. Ticker: 025620 Security ID: Y77562109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fan Na as Inside Director For For Management 2 Appoint Kwon Gyeong-mi as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- JB FINANCIAL GROUP CO., LTD. Ticker: 175330 Security ID: Y4S2E5104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Gwan-woo as Outside Director For For Management 3.2 Elect Seong Je-hwan as Outside Director For For Management 3.3 Elect Kim Ji-seop as Non-Independent For For Management Non-Executive Director 4 Elect Lee Sang-bok as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Yoo Gwan-woo as a Member of For For Management Audit Committee 5.2 Elect Seong Je-hwan as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JC CHEMICAL CO., LTD. Ticker: 137950 Security ID: Y4432H105 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Su-nam as Inside Director For For Management 3.2 Elect Lee Jong-eung as Inside Director For For Management 3.3 Elect Park Gi-dong as Non-Independent For For Management Non-Executive Director 3.4 Elect Lee Yang-su as Outside Director For For Management 4 Elect Kim Si-hwan as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Park Gi-dong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Ding Hong as Supervisor For For Management 3.1 Elect Xie Li as Director For For Management 3.2 Elect Wang Jinke as Director For For Management -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Shareholder Return Plan For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JCH SYSTEMS, INC. Ticker: 033320 Security ID: Y44335100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cha Hyeon-bae as Inside Director For For Management 4 Appoint Kim Hong-nam as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JCONTENTREE CORP. Ticker: 036420 Security ID: Y4454T102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Nam Jung-gwon as Inside Director For For Management 3.2 Elect Kim Lionel Soo as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JCY INTERNATIONAL BERHAD Ticker: 5161 Security ID: Y4427X107 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits For Did Not Vote Management 3 Elect Goh Chye Kang as Director For Did Not Vote Management 4 Elect Tan Shih Leng as Director For Did Not Vote Management 5 Elect Gouw Kim San as Director For Did Not Vote Management 6 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 7 Approve Rozali Bin Mohamed Ali to For Did Not Vote Management Continue Office as Independent Non-Executive Chairman 8 Approve Chang Wei Ming to Continue For Did Not Vote Management Office as Independent Non-Executive Director 9 Approve Chan Boon Hui to Continue For Did Not Vote Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- JEJU SEMICONDUCTOR CORP. Ticker: 080220 Security ID: Y22899101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Seong-sik as Inside Director For For Management 2.2 Elect Yoo Yeon-hang as Inside Director For For Management 3 Appoint Oh Beum-gu as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD. Ticker: 603708 Security ID: Y443BG107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Related Party Transaction For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Annual Report and Summary For For Management 8 Approve Profit Distribution For For Management 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Guodong as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Li as Independent Director For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Purchase of Office Building For For Management and Related Party Transactions -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees For Against Management Between Company and Controlling Shareholder 9 Approve Provision of Guarantee to For For Management Subsidiary 10 Approve Use of Idle Raised Funds and For Against Management Own Funds to Purchase Financial Products 11 Approve Provision for Goodwill For For Management Impairment 12 Approve Provision for Inventory For For Management Impairment 13 Approve Appointment of Auditor For For Management 14 Approve Internal Control Audit Report For For Management 15.1 Elect Tan Qiang as Director For For Management 15.2 Elect Zhang Gongjun as Director For For Management -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Disposal of Arrangements on For For Management Roll-forward Profits 2.8 Approve Listing Exchange For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Elect Cai Xuehui as Independent For For Management Director -------------------------------------------------------------------------------- JIANGNAN GROUP LIMITED Ticker: 1366 Security ID: G51383100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Xia Yafang as Director For For Management 2b Elect He Zhisong as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management 2 Approve Provision of External Guarantee For Against Management 3 Approve Financial Assistance Provision For Against Management 4 Approve Provision of Differential For For Management Compensation for the Disposal of Power Plant Operation and Maintenance Income 5 Approve Provision of Income Protection For For Shareholder and Balance Compensation for Power Station Disposal 6 Approve External Investment and For For Shareholder Cooperation with Professional Investment Institutions -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Equity Disposal For For Management -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Debt Financing For For Management Credit 2 Approve Guarantee Provision Plan For For Management 3.1 Approve Continued Guarantee Provision For Against Management for Suzhou Akcome Film New Material Co. , Ltd. 3.2 Approve Continued Guarantee Provision For Against Management for Jiangsu Akcome Industrial Group Co. , Ltd. 3.3 Approve Continued Guarantee Provision For For Management for Shanghai Akcome Flora Financial Leasing Co., Ltd. 3.4 Approve Continued Guarantee Provision For For Management for Suzhou Akcome Energy Engineering Technology Co., Ltd. 3.5 Approve Continued Guarantee Provision For For Management for Nantong Akcome Metal Technology Co. , Ltd. 3.6 Approve Continued Guarantee Provision For Against Management for Ganzhou Development Financial Leasing Co., Ltd. 3.7 Approve Continued Counter Guarantee For For Management Provision for Ganzhou Development Investment Holding Group Co., Ltd. 3.8 Approve Continued Guarantee Provision For Against Management for Jiangxi Huigu Supply Chain Management Co., Ltd. 3.9 Approve Continued Guarantee Provision For Against Management for Jiangyin Dakang Photovoltaic New Energy Co., Ltd. 3.10 Approve Continued Guarantee Provision For Against Management for Tangyin Akcome Energy Power Co., Ltd. 3.11 Approve Continued Guarantee Provision For Against Management for Cixian Pinyou Photovoltaic Power Development Co., Ltd. 3.12 Approve Continued Guarantee Provision For For Management for Nanzhao County Zhongji National Power Co., Ltd. 3.13 Approve Continued Guarantee Provision For For Management for Yichuan County Jiakang Power Development Co., Ltd. 3.14 Approve Continued Guarantee Provision For For Management for Wudi Akcome Power Development Co., Ltd. 3.15 Approve Continued Guarantee Provision For For Management for Junan Xinshunfeng Optoelectronics Technology Co., Ltd. 3.16 Approve Continued Guarantee Provision For For Management for Wujiaqu Akcome Electric Power Development Co., Ltd. 3.17 Approve Continued Guarantee Provision For For Management for Fengqing County Akcome Power Co., Ltd. 3.18 Approve Continued Guarantee Provision For For Management for Luquan County Akcome Energy Power Co., Ltd. 3.19 Approve Continued Guarantee Provision For For Management for Xiaoyi Prince Renewable Energy Technology Co., Ltd. 3.20 Approve Continued Guarantee Provision For For Management for Chaoyang Akcome Power New Energy Development Co., Ltd. 3.21 Approve Continued Guarantee Provision For For Management for Jinzhou Zhongkang Electric Power Development Co., Ltd. 3.22 Approve Continued Guarantee Provision For For Management for Daan Akcome New Energy Development Co., Ltd. 3.23 Approve Continued Guarantee Provision For For Management for Jiaxiang Yuhui New Energy Co., Ltd. 3.24 Approve Continued Guarantee Provision For Against Management for Biyang Zhongkang Solar Power Development Co., Ltd. 3.25 Approve Continued Guarantee Provision For Against Management for Xinjiang Akcome Power Development Co., Ltd. 3.26 Approve Continued Guarantee Provision For Against Management for Tex Yuhui Solar Energy Development Co., Ltd. 3.27 Approve Continued Guarantee Provision For Against Management for Xinjiang Juyang Energy Technology Co., Ltd. 3.28 Approve Continued Guarantee Provision For Against Management for Zhejiang Ruixu Investment Co., Ltd. 3.29 Approve Continued Guarantee Provision For Against Management for Jiuzhou Fangyuan Bozhou New Energy Co., Ltd. 3.30 Approve Continued Guarantee Provision For Against Management for Danyang Zhongkang Electric Power Development Co., Ltd. 3.31 Approve Continued Guarantee Provision For Against Management for Xinjiang Yiyang Energy Technology Co., Ltd. 3.32 Approve Continued Guarantee Provision For For Management for Jiuzhou Fangyuan Bole City New Energy Co., Ltd. 3.33 Approve Continued Guarantee Provision For Against Management for Inner Mongolia Siziwangqi Shenguang Energy Development Co., Ltd. 3.34 Approve Guarantee Provision for Dr. For For Management Renewable Energy Material Tech Corporation 4 Elect Zhang Jinjian as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve 9% Equity Repayment and For For Management Related Party Transactions 3 Approve 30% Equity Repayment and For For Management Related Party Transactions 4 Approve 26% Equity Repayment and For For Management Related Party Transactions 5 Approve 100% Equity Repayment and For For Management Related Party Transactions 6 Approve Debt Settlement and Related For For Management Party Transactions -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantees to For For Management Suzhou Zhongkang Power Operation Co., Ltd. 1.2 Approve Provision of Guarantees to For Against Management Suzhou Huihao Metal Material Co., Ltd. 1.3 Approve Provision of Guarantees to For Against Management Jiangsu Zhangjiagang Economic Development Zone Industrial Corporation -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of 100% of Jiangsu Akcome For For Management Real Estate Development Co., Ltd.'s Equity to Offset Debts and Related Party Transaction 10 Approve Use of Lands, Properties and For For Management Other Assets to Offset Debts and Related Party Transaction -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For Against Management Guarantees -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Capital Injection For For Management Plan 2.1 Approve Purpose and Use For For Shareholder 2.2 Approve Manner and Price Range For For Shareholder 2.3 Approve Total Capital and Capital For For Shareholder Source Used for the Share Repurchase 2.4 Approve Type, Number and Proportion of For For Shareholder the Total Share Repurchase 2.5 Approve Implementation Period For For Shareholder 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters 4 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhuang Guangqiang as For For Management Non-Independent Director 1.2 Elect Xue Wen as Non-Independent For For Management Director 1.3 Elect Sun Ming as Non-Independent For For Management Director 1.4 Elect Meng Shihe as Non-Independent For For Management Director 1.5 Elect Yang Yuguang as Non-Independent For For Management Director 1.6 Elect Nie Yuhui as Non-Independent For For Management Director 1.7 Elect Wang Chunhua as Non-Independent For For Management Director 1.8 Elect Zhu Qinbao as Non-Independent For For Management Director 1.9 Elect Dai Xuming as Non-Independent For For Management Director 1.10 Elect Jiang Jiansheng as Independent For For Management Director 1.11 Elect Zhang Helian as Independent For For Management Director 1.12 Elect Yuan Xiuguo as Independent For For Management Director 1.13 Elect Wu Minyan as Independent Director For For Management 1.14 Elect Cai Zexiang as Independent For For Management Director 2.1 Elect Tao Shaofeng as Supervisor For For Management 2.2 Elect Shen Mei as Supervisor For For Management 2.3 Elect Yu Xiaohua as Supervisor For For Management 2.4 Elect Liao Yuansu as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Amend Remuneration Management Measures For Against Management for Directors and Supervisors -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Jianxin as Independent For For Management Director 2 Approve Commodity Hedging Business For For Management 3 Approve Foreign Exchange Derivatives For For Management Trading Business 4 Approve Guarantee Provision Plan For Against Management 5 Approve Related Party Transaction in For For Management Connection to Loan Provision -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimate Related Party For For Management Transaction -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Adjustment of Performance For For Shareholder Commitment Period and Signing of Supplementary Agreement -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management POSM and Polyol Projects -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements and Audit For For Management Report 4 Approve Final Accounting Report For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Final Profit Distribution Plan For For Management and Final Dividend 7 Approve KPMG Huazhen LLP as Auditors For For Management and Internal Control and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management Ultra-Short-Term Notes and Related Transactions 9 Approve Registration and Issuance of For For Management Medium-Term Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management Direct Financing to Provide Loans to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management Direct Financing to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 12 Approve Renewal of Annual Liability For For Management Insurance for Directors, Supervisors and Senior Management and Authorize Yao Yongjia to Handle the Follow-up Related Matters 13.1 Elect Sun Xibin as Director and For For Management Approve the Signing of a Service Contract with Him 13.2 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract with Him 13.3 Elect Yao Yongjia as Director and For For Management Approve the Signing of a Service Contract with Him 13.4 Elect Chen Yanli as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.5 Elect Wang Yingjian as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.6 Elect Wu Xinhua as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.7 Elect Ma Chung Lai, Lawrence as For Against Management Director and Approve the Signing of an Appointment Letter with Him 13.8 Elect Li Xiaoyan as Director and For For Management Approve the Signing of an Appointment Letter with Her 14.1 Elect Lin Hui as Director and Approve For For Management the Signing of a Service Contract with Him 14.2 Elect Zhou Shudong as Director and For For Management Approve the Signing of a Service Contract with Him 14.3 Elect Liu Xiaoxing as Director and For For Management Approve the Signing of a Service Contract with Him 14.4 Elect Xu Guanghua as Director and For For Management Approve the Signing of a Service Contract with Him 14.5 Elect Yu Mingyuan as Director and For For Management Approve the Signing of a Service Contract with Him 15.1 Elect Yang Shiwei as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.2 Elect Ding Guozhen as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.3 Elect Pan Ye as Supervisor and Approve For For Management the Signing of Appointment Letter with Him -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Own Funds to Purchase For For Management Guaranteed Financial Products 3 Approve Forward Foreign Exchange For For Management Settlement and Sale 4 Approve Report on the Usage of For For Management Previously Raised Funds (Revised Draft) -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Equity Acquisition and For For Management Termination of the Previous Change in the Use of Raised Funds 3 Approve Change in Usage of Partial For For Management Raised Funds and to Permanently Supplement Working Capital -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC115 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve to Formulate Shareholder For For Management Return Plan 11 Elect Fang Youtong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor as well as Payment of Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Approve Repurchase and Cancellation of For For Management Equity Incentive Stocks 9 Elect Dong Jiahong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HENGSHUN VINEGAR INDUSTRY CO., LTD. Ticker: 600305 Security ID: Y4446Y102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party For For Management Transactions for 2020 and Expected Daily Related Party Transactions for 2021 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management 10 Amend Related-party Transaction System For Against Management 11 Approve Change of Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Increase in Daily Related For For Management Party Transactions for 2021 14.1 Elect Hang Zhuhong as Director For For Management 14.2 Elect Yin Jun as Director For For Management 14.3 Elect Li Guoquan as Director For For Management 14.4 Elect Wang Zhaoxiang as Director For For Management 14.5 Elect Dong Maoyun as Director For For Management 14.6 Elect Yin Zhengguo as Director For For Management 15.1 Elect Xu Jingchang as Director For For Management 15.2 Elect Mao Jian as Director For For Management 15.3 Elect Shi Liping as Director For For Management 16.1 Elect Chen Yue'e as Supervisor For For Shareholder 16.2 Elect Gu Qirong as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU HOPERUN SOFTWARE CO., LTD. Ticker: 300339 Security ID: Y4S40G101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration (Allowance) of For For Management Directors 8 Approve Remuneration (Allowance) of For For Management Supervisors 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For For Management 11 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- JIANGSU JIANGYIN RURAL COMMERCIAL BANK CO., LTD. Ticker: 002807 Security ID: Y444QB100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2020 Report on Related Party For For Management Transaction 6 Approve Profit Distribution For For Management 7 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Duties by Directors, Supervisors and Senior Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Formulation of Administrative For Against Management Measures for the Remuneration Expenses of Directors 10 Approve Formulation of Administrative For Against Management Measures for the Remuneration Expenses of Supervisors 11.1 Approve Related Party Transaction with For For Management Jiangyin Zhenhong Printing and Dyeing Co., Ltd. 11.2 Approve Related Party Transaction with For For Management Jiangyin Yifei Clothing Co., Ltd. 11.3 Approve Related Party Transaction with For For Management Jiangyin Yuanbo Knitting Garment Co., Ltd. 11.4 Approve Related Party Transaction with For For Management Jiangyin Shuangma Clothing Co., Ltd. 11.5 Approve Related Party Transaction with For For Management Jiangyin Benda Clothing Co., Ltd. 11.6 Approve Related Party Transaction with For For Management Jiangyin Fuxiang Machinery Co., Ltd. 11.7 Approve Related Party Transaction with For For Management Jiangyin Dahong Machinery Manufacturing Co., Ltd. 11.8 Approve Related Party Transaction with For For Management Industrial Bank Co., Ltd. 11.9 Approve Related Party Transaction with For For Management Jiangsu Jingjiang Rural Commercial Bank Co., Ltd. 11.10 Approve Related Party Transaction with For For Management Jiangsu Jiangyan Rural Commercial Bank Co., Ltd. 11.11 Approve Related Party Transaction with For For Management Natural Persons 12 Approve to Appoint Auditor For For Management 13 Approve Issuance of Financial Bonds For For Management 14 Approve Issuance of Capital For For Management Supplemental Bonds 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU KANION PHARMACEUTICAL CO., LTD. Ticker: 600557 Security ID: Y4596E104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Related Party Transaction For For Management 8 Elect Xu Min as Independent Director For For Management -------------------------------------------------------------------------------- JIANGSU LEIKE DEFENSE TECHNOLOGY CO., LTD. Ticker: 002413 Security ID: Y443A2109 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guan Jun as Independent Director For For Management -------------------------------------------------------------------------------- JIANGSU LEIKE DEFENSE TECHNOLOGY CO., LTD. Ticker: 002413 Security ID: Y443A2109 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JIANGSU LEIKE DEFENSE TECHNOLOGY CO., LTD. Ticker: 002413 Security ID: Y443A2109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line and Guarantee For Against Management Amount 7 Approve to Appoint Auditor For For Management 8 Approve Capital Injection For For Shareholder -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Change of Registered Address For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Profit Distribution For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Use of Funds for Cash For For Management Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Amend Articles of Association For Against Management 3 Approve to Change the Implementation For For Management Subject and Implementation Location of Partial Raised Funds Investment Projects -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11.1 Elect Liu Keying as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Counterparties For Against Management 2.2 Approve Target Asset For Against Management 2.3 Approve Pricing Principles and For Against Management Transaction Prices 2.4 Approve Payment Manner For Against Management 2.5 Approve Cash Payment Arrangement For Against Management 2.6 Approve Type and Par Value For Against Management 2.7 Approve Issue Manner and Subscription For Against Management Method 2.8 Approve Target Subscribers For Against Management 2.9 Approve Pricing Reference Date, For Against Management Pricing Basis and Issue Price 2.10 Approve Issue Size For Against Management 2.11 Approve Lock-up Period Arrangement For Against Management 2.12 Approve Listing Location For Against Management 2.13 Approve Transitional Profit and Loss For Against Management Arrangements 2.14 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.15 Approve Contractual Obligations and For Against Management Responsibilities Regarding the Transfer of Ownership of Related Assets 2.16 Approve Profit Commitment and For Against Management Compensation Arrangements 2.17 Approve Resolution Validity Period For Against Management 2.18 Approve Issue Type and Par Value For Against Management 2.19 Approve Issue Manner For Against Management 2.20 Approve Target Parties For Against Management 2.21 Approve Issue Price and Pricing Basis For Against Management 2.22 Approve Amount of Raising Supporting For Against Management Funds and Number of Shares Issued 2.23 Approve Lock-up Period Arrangement For Against Management 2.24 Approve Listing Location For Against Management 2.25 Approve Usage of Raised Funds For Against Management 2.26 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.27 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitutes as For Against Management Related Party Transaction 4 Approve Transaction Constitutes as For Against Management Major Asset Restructure 5 Approve Transaction Does Not Comply For Against Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 9 Approve Relevant Audit Reports, For Against Management Evaluation Reports and Pro Forma Financial Reports 10 Approve Signing of Conditional Asset For Against Management Purchase Agreement and Profit Compensation Agreement 11 Approve Stock Price Volatility For Against Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Basis and Fairness of Price of For Against Management the Transaction 13 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For Against Management Handle All Related Matters 17 Approve Appointment of Intermediary For Against Management Agencies for Major Asset Restructure 18 Approve Issuance of Shares to Purchase For Against Management Assets and Raising Supporting Funds and Adjustment of Related Transaction Plan Constitutes as Major Adjustment to Restructuring Plan 19 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Idle Own Funds for For Against Management Investment in Financial Products 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Estimated Related Party For For Management Transaction 9 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Liandong as For For Management Non-Independent Director 1.2 Elect Zhong Yu as Non-Independent For For Management Director 1.3 Elect Li Minfu as Non-Independent For For Management Director 1.4 Elect Wang Kai as Non-Independent For For Management Director 1.5 Elect Liu Huashuang as Non-Independent For For Management Director 1.6 Elect Cong Xuenian as Non-Independent For For Management Director 1.7 Elect Zhou Xinhu as Non-Independent For For Management Director 2.1 Elect Zhao Shuming as Independent For For Management Director 2.2 Elect Nie Yao as Independent Director For For Management 2.3 Elect Lu Guoping as Independent For For Management Director 2.4 Elect Mao Lingxiao as Independent For For Management Director 3.1 Elect Xu Youheng as Supervisor For For Management 3.2 Elect Xu Lili as Supervisor For For Management 3.3 Elect Chen Taisong as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds for Financial For Against Management Products 8 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed and Termination of For For Management Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Performance Evaluation Report For For Management of Board of Directors on Directors and Senior Management Members 7 Approve Performance Evaluation Report For For Management of Board of Supervisors on Supervisors 8 Approve Performance Evaluation Report For For Management of Board of Supervisors on the Board of Directors, Operating Management and Senior Management Members 9 Approve Special Report of Related For For Management Party Transactions 10.1 Approve Daily Related Party For For Management Transactions with Jiangsu Shagang Group Co., Ltd. 10.2 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Zhishu Gongyou Assets Management Co., Ltd. 10.3 Approve Daily Related Party For For Management Transactions with Zhangjiagang Jinmao Collective Assets Management Center 10.4 Approve Daily Related Party For For Management Transactions with Panhua Group Co., Ltd. 10.5 Approve Daily Related Party For For Management Transactions with Zhangjiagang Baoshui Technology (Group) Co., Ltd. 10.6 Approve Daily Related Party For For Management Transactions with Zhangjiagang Boashuiqu Changyuan Thermal Power Co., Ltd. 10.7 Approve Daily Related Party For For Management Transactions with Suzhou Juzhen Optoelectronics Co., Ltd. 10.8 Approve Daily Related Party For For Management Transactions with Huayou Pipe Industry Co., Ltd. 10.9 Approve Daily Related Party For For Management Transactions with Jiangsu Financial Leasing Co., Ltd. 10.10 Approve Daily Related Party For For Management Transactions with Jiangsu Xinghua Rural Commercial Bank Co., Ltd. 10.11 Approve Daily Related Party For For Management Transactions with Jiangsu Taixing Rural Commercial Bank Co., Ltd. 10.12 Approve Daily Related Party For For Management Transactions with Related Natural Persons 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12.1 Elect Lu Jiangshan as Director For For Management 12.2 Elect Guo Weidong as Director For For Management 13 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization Matters Related For For Management to Financial Assistance 2 Approve Authorization of Daily Related For For Management Party Transactions 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and For For Management Co-Investment 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantees to For For Management Shenyang Zhongnan Yisheng Real Estate Development Co., Ltd, Hangzhou Tengyang Enterprise Management Co., Ltd and Nantong Haiyue Real Estate Development Co., Ltd 1.2 Approve Provision of Guarantees to For For Management Dingzhou Jintai Enterprise Management Co., Ltd 1.3 Approve Provision of Guarantees to For Against Management Jiangsu Ganglong Huayang Real Estate Co., Ltd 1.4 Approve Provision of Guarantees to For Against Management Shandong Zhinan Bang Education and Culture Consulting Co., Ltd -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Zibo Jinmei For For Management Real Estate Co., Ltd and Related Party Transactions 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit and Dividend For For Management Distribution Plan 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Authorization of Entrusted For Against Management Asset Management 9 Approve Provision of Guarantee For For Management 10.1 Elect Hou Qicai as Director For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Financial Statements For For Management 9 Approve Profit Distribution Plan For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Estimate Related Party For For Management Transaction 13 Approve Guarantee Provision for the For Against Management Comprehensive Credit Lines Applied by Controlled Subsidiary 14 Approve Spin-off of Subsidiary in For For Management Accordance with Relevant Laws and Regulations 15.1 Approve Listing Exchange For For Management 15.2 Approve Issue Type For For Management 15.3 Approve Share Par Value For For Management 15.4 Approve Issue Amount and Upper Limit For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Issue Time For For Management 15.7 Approve Issue Manner For For Management 15.8 Approve Basis of Pricing For For Management 15.9 Approve Underwriting Manner For For Management 15.10 Approve Use of Proceeds For For Management 15.11 Approve Other Matter Related to the For For Management Issuance 16 Approve Spin-off of Zhongtian For For Management Technology Submarine Cable Co., Ltd to be Listed on the SSE STAR Market 17 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 18 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 19 Approve Proposal on the Company's For For Management Independence and Sustainability 20 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 21 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 22 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 23 Approve Authorization of the Board to For For Management Handle Matters on Spin-off 24 Approve Changes in Registered Capital For For Management 25 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU ZIJIN RURAL COMMERCIAL BANK CO. LTD. Ticker: 601860 Security ID: Y444MH101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Evaluation Report on the For For Management Performance of Directors, Senior Management and Its Members 7 Approve Evaluation Report in For For Management Supervisor's Performance 8 Approve Report of the Related Party For For Management Transactions 9 Approve Daily Related Party For For Management Transactions 10 Approve to Appoint Auditor For For Management 11 Approve Stable Price Plan For For Management 12 Approve Adjustment on Authorization of For Against Management the Board of Directors 13 Approve Amendments to Articles of For For Management Association 14 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Annual Financial For For Management Statements Report 4 Approve 2021 Financial Budget Plan For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2021 Capital Expenditure Plan For For Management 7 Approve Appointment of Auditors For For Management 8 Approve Remuneration Package for For For Management Independent Directors 9 Approve Remuneration Package for For For Management External Supervisors 10 Elect Yu Minxin as Director For For Management 11 Approve Engagement of Convertible For For Management Negotiated Deposit Business to Replenish Additional Tier-One Capital -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of Convertible For For Management Negotiated Deposit Business to Replenish Additional Tier-One Capital -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Independent Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Supervisory For For Management Committee 6 Approve Audited Financial Report and For For Management Annual Report and Its Summary 7 Approve Profit Distribution For For Management 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and Internal Auditors and Ernst & Young as Overseas Auditors and Authorize Board to Fix Their Remuneration 9 Approve Remuneration Scheme of For For Management Directors 10 Approve Remuneration Scheme of For For Management Supervisors 11.1 Elect Zheng Gaoqing as Director For For Shareholder 11.2 Elect Wang Bo as Director For For Shareholder 11.3 Elect Gao Jian-min as Director For For Shareholder 11.4 Elect Liang Qing as Director For For Shareholder 11.5 Elect Liu Fangyun as Director For For Shareholder 11.6 Elect Yu Tong as Director For For Shareholder 12.1 Elect Liu Erh Fei as Director For For Shareholder 12.2 Elect Liu Xike as Director For For Shareholder 12.3 Elect Zhu Xingwen as Director For For Shareholder 12.4 Elect Wang Feng as Director For For Shareholder 13.1 Elect Guan Yongmin as Supervisor For For Shareholder 13.2 Elect Wu Donghua as Supervisor For For Shareholder 13.3 Elect Zhang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application and Guarantee Authorization -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Daily Related Party For For Shareholder Transactions with Ultimate Controller 5 Approve Daily Related Party For For Shareholder Transactions with Associate Company 6 Approve External Guarantee For Against Shareholder 7 Approve Loan For For Shareholder 8 Approve Total Loan Amount and For Against Shareholder Authorization 9 Amend Articles of Association For For Shareholder 10 Approve Business Partner Plan For Against Shareholder 11 Approve Management Method of Business For Against Shareholder Partner Plan 12 Approve Authorization of Board to For Against Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Shareholder Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 3 Approve Authorization of the Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase Amount of Guarantees For For Management to Subsidiaries -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Capital Injection Agreement For For Management 8 Approve Company's Eligibility for For For Management Issuance of Green Bonds 9 Approve Issuance of Green Bonds For For Management 10 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Green Bonds 11 Approve Issuance of Commercial Papers For For Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Commercial Papers 13 Approve Additional Guarantee For Against Shareholder -------------------------------------------------------------------------------- JIANGZHONG PHARMACEUTICAL CO., LTD. Ticker: 600750 Security ID: Y4442Z103 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Weidong as Independent For For Management Director 2 Approve Investment in Financial For Against Management Products -------------------------------------------------------------------------------- JIANGZHONG PHARMACEUTICAL CO., LTD. Ticker: 600750 Security ID: Y4442Z103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Issuance of Convertible Bonds, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Yi as Director For For Management 3a2 Elect Shen Xiaodong as Director For For Management 3a3 Elect Tai Kwok Leung, Alexander as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of 600MW Photovoltaic Demonstration Project 2 Approve Entrusted Operation Services For For Management with Baishan Thermal Power Co., Ltd. 3 Approve Entrusted Operation Services For For Management with Tonghua Thermal Power Co., Ltd. 4 Approve to Appoint Auditor For For Management 5 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Wind Power Projects 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financing Plan For For Management 7 Approve Investment Plan For For Management 8 Approve Deposits and Loan Transactions For Against Management with State Power Investment Corporation Finance Co., Ltd. 9 Approve Carry Out Leasing Business For For Management with CLP Investment and Financial Leasing Co., Ltd. 10 Approve Carry Out Leasing Business For For Management with China Kangfu International Leasing Co., Ltd. 11 Approve Issuance of Green Corporate For For Management Bond and Medium-term Notes 12.1 Approve Purchasing Coal from Inner For For Management Mongolia Huolinhe Open-pit Coal Industry Co., Ltd. and its Holding Company 12.2 Approve Purchasing Coal from Inner For For Management Mongolia BaiyinHua Coal Industry Co., Ltd. 12.3 Approve Receipt of General Contracting For For Management and Distribution of Materials and Equipment from State Power Investment Materials and Equipment Branch 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- JIN YANG PHARMACEUTICAL CO., LTD. Ticker: 007370 Security ID: Y4446W106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Oh Jae-hyeon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD Ticker: 2362 Security ID: G5138B102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Youda as Director For For Management 2b Elect Wang Qiangzhong as Director For Against Management 2c Elect Yen Yuen Ho, Tony as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Mandate for Issuance For Against Management of Shares Under Share Incentive Scheme -------------------------------------------------------------------------------- JINDAL STAINLESS LIMITED Ticker: 532508 Security ID: Y44440116 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Guarantee For Against Management -------------------------------------------------------------------------------- JINDUICHENG MOLYBDENUM CO., LTD. Ticker: 601958 Security ID: Y44498106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transaction Plan 7 Approve Technological Transformation For For Management and Equipment Renewal Investment Plan 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JINGRUI HOLDINGS LIMITED Ticker: 1862 Security ID: G5138W106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yan Hao as Director For For Management 3a2 Elect Han Jiong as Director For For Management 3a3 Elect Lo Wing Yan William as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee for For For Management Participation in Real Estate Project Company and New Guarantee 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Da as Non-Independent For For Shareholder Director 1.2 Elect Liu Jing as Non-Independent For For Shareholder Director 1.3 Elect Yang Chengjun as Non-Independent For For Shareholder Director 1.4 Elect Yang Liu as Non-Independent For For Shareholder Director 2.1 Elect Zhu Ning as Independent Director For For Shareholder 2.2 Elect Wang Wen as Independent Director For For Shareholder 2.3 Elect Hu Yuntong as Independent For For Shareholder Director 3.1 Elect Liu Zhonghai as Supervisor For For Shareholder 3.2 Elect Liang Zhongtai as Supervisor For For Shareholder 4 Approve Increase the Guarantee Limit For For Management for the Financing of Company and Controlled Subsidiaries -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Guarantee Limit for For For Management Companies Participating in Real Estate Projects 2 Approve Transfer of Surplus Funds in For For Management Subsidiary in Proportion to Equity 3 Approve Provision of Shareholder Loans For For Management to Real Estate Project Companies in Proportion to Equity -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Additional Guarantee For For Shareholder 9 Approve Use of Surplus Funds of For For Shareholder Subsidiary by the Company and its Partners According to Their Shareholding 10 Approve Supply Chain Asset-backed For For Shareholder Securities Business 11 Approve Company's Eligibility for For For Shareholder Issuance of Debt Financing Instruments 12.1 Approve Issue Size For For Shareholder 12.2 Approve Issue Time and Manner For For Shareholder 12.3 Approve Issue Period and Type For For Shareholder 12.4 Approve Use of Proceeds For For Shareholder 12.5 Approve Issuance Cost For For Shareholder 12.6 Approve Resolution Validity Period For For Shareholder 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Jianjun as Non-independent For For Management Director -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Internal Control Audit Report For For Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Authorization of Company For Against Management Management to Implement Entrusted Loans to Subsidiaries 13 Approve Operation and Maintenance For For Management Contract for Third Panel of Tashan Coal Mine of Controlled Subsidiary 14 Approve Provision of Counter Guarantees For For Management 15 Amend Company-related Systems For For Management 16 Elect Wang Cunquan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Allowance of For For Management Independent Directors 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Amend Articles of Association For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5.1 Elect Qin Qingping as Director For For Management 5.2 Elect Shan Yuexin as Director For For Management 5.3 Elect Wang Yongmei as Director For For Management 5.4 Elect Wang Zhongxia as Director For For Management 5.5 Elect Liu Hongwei as Director For For Management 5.6 Elect Yi Guoyong as Director For For Management 5.7 Elect Gu Wenbin as Director For For Management 6.1 Elect Zhang Luyang as Director For For Management 6.2 Elect Hu Yuanmu as Director For For Management 6.3 Elect Huang Zhenwu as Director For For Management 6.4 Elect Sun Hailin as Director For For Management 7.1 Elect Pan Yuan as Supervisor For For Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control For For Management Self-Evaluation Report and Internal Control Audit Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Changes in Accounting Estimates For For Management 11 Approve Financial Budget Report For For Management 12 Approve Application of Bank Credit For For Management Lines 13 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JINSUNG T.E.C. CO., LTD. Ticker: 036890 Security ID: Y4444P103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yoon Jun-su as Inside Director For For Management 2.2 Elect Kim Gap-bu as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JINYU BIO-TECHNOLOGY CO., LTD. Ticker: 600201 Security ID: Y4085H105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Finance Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Financial Services For Against Management -------------------------------------------------------------------------------- JIUGUI LIQUOR CO., LTD. Ticker: 000799 Security ID: Y37688101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIUZHITANG CO., LTD. Ticker: 000989 Security ID: Y3768H101 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhenguo as Non-Independent For For Management Director 1.2 Elect Xu Xiangping as Non-Independent For For Management Director 1.3 Elect Liu Chunfeng as Non-Independent For For Management Director 1.4 Elect Du Weimu as Non-Independent For For Management Director 1.5 Elect Gao Yansong as Non-Independent For For Management Director 1.6 Elect Yu Xinyang as Non-Independent For For Management Director 2.1 Elect Wang Bo as Independent Director For For Management 2.2 Elect Sun Jian as Independent Director For For Management 2.3 Elect Xie Feng as Independent Director For For Management 3.1 ELECT Zhou Lubao as Supervisor For For Management 3.2 ELECT Li Zhongzhao as Supervisor For For Management 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- JIUZHITANG CO., LTD. Ticker: 000989 Security ID: Y3768H101 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIZHONG ENERGY RESOURCES CO., LTD. Ticker: 000937 Security ID: Y4450C103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Additional Related Party For Against Management Transactions 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Financing Amount For For Management -------------------------------------------------------------------------------- JLS CO., LTD. Ticker: 040420 Security ID: Y9695Q106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Young-sik as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JNK HEATERS CO., LTD. Ticker: 126880 Security ID: Y444BS109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Cho Bong-soon as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JOHORE TIN BERHAD Ticker: 7167 Security ID: Y4467D102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits For Did Not Vote Management 3 Elect Edward Goh Swee Wang as Director For Did Not Vote Management 4 Elect Kamaludin Bin Yusoff as Director For Did Not Vote Management 5 Approve Crowe Malaysia PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Approve Kamaludin Bin Yusoff to For Did Not Vote Management Continue Office as Independent Non-Executive Director 8 Authorize Share Repurchase Program For Did Not Vote Management 1 Change Company Name For Did Not Vote Management -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Restructuring For For Management -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Types of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of Share Repurchase For For Management 1.5 Approve Purpose, Quantity, Proportion For For Management of the Company's Total Share Capital and Total Funds of the Share Repurchase 1.6 Approve Price Range and Pricing For For Management Principle of Share Repurchase 1.7 Approve Source of Funds Used for For For Management Repurchase 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Audit Report For For Management 7 Approve Special Audit Report on the For For Management Summary Table of Non-operating Capital Occupation and Other Related Capital Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Postponement of Raised Funds For For Management Investment Project 11 Approve Change in Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Approve Increase of Input Method for For For Management Raised Funds Investment Project 3 Approve Provision of Financing For For Management Guarantee and Counter-Guarantees 4 Approve Medium and Long-term Business For For Management Partner Share Purchase Plan and Its Summary 5 Approve Authorization of the Board to For For Management Handle All Matters Related to Medium and Long-term Business Partner Share Purchase Plan -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Comprehensive For For Management Credit Plans 2 Approve Application of Comprehensive For Against Management Credit Lines and Guarantee Provision 3 Approve Issuance of Accounts For For Management Receivable Asset Securitization Products 4 Approve Use Temporary Idle Funds to For Against Management Entrust Financial Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9.1 Approve Remuneration of Directors and For For Management Senior Management 9.2 Approve Remuneration of Supervisors For For Management 10 Amend Related-party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Repurchase of the Company's For For Shareholder Shares -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Hua as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Gang as Independent Director For For Management -------------------------------------------------------------------------------- JOY CITY PROPERTY LIMITED Ticker: 207 Security ID: G5210S106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect You Wei as Director For For Management 4 Elect Cao Ronggen as Director For For Management 5 Elect Ma Dewei as Director For For Management 6 Elect Liu Yun as Director For For Management 7 Elect Lam Kin Ming, Lawrence as For For Management Director 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Shinewing (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- JOYCITY CORP. Ticker: 067000 Security ID: Y4486C101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-gon as Inside Director For For Management 3.2 Elect Kang Shin-cheol as Outside For For Management Director 4 Elect Ko Won-jang as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 3 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Decrease in Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JSE LTD. Ticker: JSE Security ID: S4254A102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ian Kirk as Director For For Management 2.1 Re-elect Nolitha Fakude as Director For For Management 2.2 Re-elect Dr Mantsika Matooane as For For Management Director 2.3 Re-elect Aarti Takoordeen as Director For For Management 3 Re-elect Nonkululeko Nyembezi as For For Management Director 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Imraan Akoodie as Designated Auditor and Authorise Their Remuneration 5.1 Re-elect Dr Suresh Kana as Chairman of For For Management the Group Audit Committee 5.2 Re-elect Zarina Bassa as Member of the For For Management Group Audit Committee 5.3 Re-elect Siobhan Cleary as Member of For For Management the Group Audit Committee 5.4 Re-elect Faith Khanyile as Member of For For Management the Group Audit Committee 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report For For Management 9 Authorise Repurchase of Issued Share For For Management Capital 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Approve Non-Executive Directors' For For Management Emoluments -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Arrangement of Undistributed For For Management Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Conditional Shares For For Management Subscription Agreement with Guangzhou Pearl River Industrial Group Co., Ltd in Connection to the Plan for Issuance of Shares to Specific Targets 8 Approve Signing of Strategic For For Management Cooperation Agreement with Guangzhou Pearl River Industrial Group Co., Ltd 9 Approve Related Party Transactions in For For Management Connection to the Plan for Issuance of Shares to Specific Targets 10 Approve Shareholder Return Plan For For Management 11 Approve Absence of Penalties or For For Management Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years 12 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Plan for Issuance of Shares to Specific Targets 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds 2 Approve Supplemental Confirmation of For For Management the Investment in Project with Guiyang Xiaowanhe Ecological Environment Co., Ltd and Related Party Transaction 3 Approve Amendments to Articles of For For Management Association 4 Amend Decision-Making System for For Against Management Related-Party Transaction 5 Amend Independent Directors System For Against Management -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve 2021 First Quarter Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line For Against Management Application and Guarantee 9 Approve Provision for Asset Impairment For For Management 10 Approve Related Party Transaction For For Management 11 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 12 Approve Postponement of the Fourth For For Management Session of the Company's Board of Directors 13 Approve Postponement of the Fourth For For Management Session of the Company's Board of Supervisors -------------------------------------------------------------------------------- JU TENG INTERNATIONAL HOLDINGS LIMITED Ticker: 3336 Security ID: G52105106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chiu Hui-Chin as Director For For Management 3b Elect Lin Feng-Chieh as Director For For Management 3c Elect Cherng Chia-Jiun as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Management System of Raised Funds For Against Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Application of Bank Credit For For Management Lines 9 Approve Extension of Raised Funds For For Management Investment Projects for Convertible Bonds 10 Approve Use of Raised Funds for Cash For For Management Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Receive Audit Committee's Activity None None Management Report 3 Ratify Previously Approved Decision on For Did Not Vote Management Distribution of Special Dividend 4 Approve Allocation of Income and For Did Not Vote Management Non-Distribution of Dividends 5 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 6 Approve Remuneration of Certain Board For Did Not Vote Management Members 7 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 8 Advisory Vote on Remuneration Report For Did Not Vote Management 9 Approve Suitability Policy for For Did Not Vote Management Directors 10 Approve Remuneration Policy For Did Not Vote Management 11 Allow Shareholder Meetings to be Held For Did Not Vote Management in Virtual-Only Format 12 Elect Directors (Bundled) For Did Not Vote Management 13 Approve Type and Term of Office of the For Did Not Vote Management Audit Committee -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 6.1 Approve Related Party Transaction with For For Management Shanghai Junyao (Group) Co., Ltd. and Its Related Parties 6.2 Approve Related Party Transaction with For For Management China Eastern Airlines Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Eastern Airlines Logistics Co., Ltd. 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 11 Approve Guarantee Provision Plan For For Management 12 Approve Provision of Guarantee for For For Management Controlled Subsidiary and Its Wholly-owned Subsidiaries -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Joint Investment for For Against Management Establishing Partnership Enterprise and Related Transaction 1.2 Approve Authorization of the Board to For Against Management Handle All Related Matters of External Investment 2 Approve Exemption on Fulfillment of For Against Management Commitment -------------------------------------------------------------------------------- JUSUNG ENGINEERING CO., LTD. Ticker: 036930 Security ID: Y4478R108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Noh Jae-seong as Inside Director For For Management 3.2 Elect Kim Heon-doh as Inside Director For For Management 3.3 Elect Cho Dong-il as Outside Director For For Management 4 Appoint Lee Young-jin as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JVM CO., LTD. Ticker: 054950 Security ID: Y4S785100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yong-hui as Inside Director For For Management 3.2 Elect Lim Jong-hun as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JW HOLDINGS CORP. Ticker: 096760 Security ID: Y4S792106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Han Seong-gwon as Inside Director For For Management 3 Elect Park Seong-woo as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JW LIFE SCIENCE CORP. Ticker: 234080 Security ID: Y4480S102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cha Seong-nam as Inside Director For For Management 2.2 Elect Lee Hyeon-soon as Outside For Against Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- JW PHARMACEUTICAL CORP. Ticker: 001060 Security ID: Y4480F100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Gyeong-ha as Inside Director For For Management 2.2 Elect Kim Jin-suk as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JW SHINYAK CORP. Ticker: 067290 Security ID: Y4481D104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Yong-gwan as Inside Director For For Management 3 Elect Kim Pil-gyu as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JYP ENTERTAINMENT CORP. Ticker: 035900 Security ID: Y4494F104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Ji-young as Inside Director For For Management 3.2 Elect Park Wan as Outside Director For For Management 3.3 Elect Gong Tae-yong as Outside Director For For Management 3.4 Elect Yoon Hyeong-geun as Outside For For Management Director 4.1 Elect Park Wan as a Member of Audit For For Management Committee 4.2 Elect Gong Tae-yong as a Member of For For Management Audit Committee 4.3 Elect Yoon Hyeong-geun as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kwok Ying Shing as Director For For Management 4 Elect Rao Yong as Director For For Management 5 Elect Zhang Yizhao as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KAKAO CORP. Ticker: 035720 Security ID: Y4519H119 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Amendments Relating to Fiscal Year End) 2.3 Amend Articles of Incorporation For For Management (Amendments Relating to Audit Committee) 2.4 Amend Articles of Incorporation For For Management (Miscellaneous) 2.5 Amend Articles of Incorporation (Stock For For Management Split) 3.1 Elect Choi Se-jung as Outside Director For For Management 3.2 Elect Cho Kyu-jin as Outside Director For For Management 3.3 Elect Park Sae-rom as Outside Director For For Management 4 Elect Yun Seok as Outside Director to For For Management Serve as an Audit Committee Member 5.1 Elect Choi Se-jung as a Member of For For Management Audit Committee 5.2 Elect Cho Kyu-jin as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Approve Stock Option Grants For For Management 8 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- KANGDA INTERNATIONAL ENVIRONMENTAL COMPANY LIMITED Ticker: 6136 Security ID: G52154104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Zhao Juanxian as Director For For Management 2a2 Elect Duan, Jerry Linnan as Director For For Management 2a3 Elect Chang Qing as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KANGLIM CO., LTD. Ticker: 014200 Security ID: Y4577R108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Kang Tae-gu as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KANGNAM JEVISCO CO., LTD. Ticker: 000860 Security ID: Y50545105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hwang Ik-jun as Inside Director For For Management 2.2 Elect Kim Jae-hyeon as Inside Director For For Management 2.3 Elect Hwang Eun-ju as Inside Director For For Management 2.4 Elect Choi Gil-young as Outside For For Management Director 2.5 Elect Kim Sang-gi as Outside Director For For Management 3.1 Elect Choi Gil-young as a Member of For For Management Audit Committee 3.2 Elect Kim Sang-gi as a Member of Audit For For Management Committee 4 Elect Choi Won-ho as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KANGSTEM BIOTECH CO., LTD. Ticker: 217730 Security ID: Y4S2EW105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nah Jong-cheon as Inside Director For For Management 3.2 Elect Bae Yo-han as Inside Director For For Management 4 Appoint Lim Seung-won as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Park Gwang-hui as Inside Director For Against Management 1.2 Elect Sim Gyu-ho as Inside Director For For Management 2 Elect Choi Gyeong-sik as Outside For For Management Director 3 Elect Kim Ju-il as Director to Serve For For Management as an Audit Committee Member -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Sam-geol as CEO For For Management 3.1 Elect Kim Tae-ho as Outside Director For For Management 3.2 Elect Lee Sang-jin as Outside Director For For Management 3.3 Elect Han Min-ho as Outside Director For For Management 4 Elect Jang Gyeong-jae as Outside For For Management Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kim Young-su as Inside Director For For Management 2 Elect Kim Young-su as a Member of For Against Management Audit Committee 3 Elect Lee Gwan-hyeong as Outside For For Management Director -------------------------------------------------------------------------------- KAON MEDIA CO., LTD. Ticker: 078890 Security ID: Y4572T109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Jin-seong as Inside Director For For Management 2.2 Elect Sim Soon-seon as Outside Director For For Management 3 Amend Articles of Incorporation For Against Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KAREX BERHAD Ticker: 5247 Security ID: Y458FY102 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- KASEN INTERNATIONAL HOLDINGS LIMITED Ticker: 496 Security ID: G5216Q104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhou Xiaohong as Director For For Management 3 Elect Zhou Lingqiang as Director For For Management 4 Elect Zhang Yuchuan as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KC COTTRELL CO., LTD. Ticker: 119650 Security ID: Y4S0AR104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jong-gyu as Inside Director For Against Management 3.2 Elect Nah Geon-hyeon as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KC GREEN HOLDINGS CO., LTD. Ticker: 009440 Security ID: Y4600S107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Tae-young as Inside Director For For Management 3.2 Elect Kim Jong-gyu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KCTECH CO., LTD. Ticker: 281820 Security ID: Y45968115 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ko Seok-tae as Inside Director For For Management 3.2 Elect Choi Dong-gyu as Inside Director For For Management 3.3 Elect Lim Gwan-taek as Inside Director For For Management 3.4 Elect Ko Sang-geol as Inside Director For For Management 3.5 Elect Ha Seung-han as Inside Director For For Management 3.6 Elect Lim Seung-soon as Outside For For Management Director 3.7 Elect Kim Doh-hui as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KEC CORP. Ticker: 092220 Security ID: Y4590Z103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors and One For For Management Outside Director (Bundled) 3 Appoint Kim Tae-hun as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- KENANGA INVESTMENT BANK BERHAD Ticker: 6483 Security ID: Y459FP125 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zainol Anwar Ibni Syed Putra For Did Not Vote Management Jamalullail as Director 2 Elect Jeremy Nasrulhaq as Director For Did Not Vote Management 3 Elect Norazian Ahmad Tajuddin as For Did Not Vote Management Director 4 Elect Kanagaraj Lorenz as Director For Did Not Vote Management 5 Approve Directors' Fees For Did Not Vote Management 6 Approve Directors' Benefits For Did Not Vote Management 7 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- KEPCO ENGINEERING & CONSTRUCTION CO., INC. Ticker: 052690 Security ID: Y4611U109 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ko Young-hui as Outside Director For For Management -------------------------------------------------------------------------------- KEPCO ENGINEERING & CONSTRUCTION CO., INC. Ticker: 052690 Security ID: Y4611U109 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chu Yeon-chang as Outside For For Management Director -------------------------------------------------------------------------------- KEPCO ENGINEERING & CONSTRUCTION CO., INC. Ticker: 052690 Security ID: Y4611U109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KEPCO ENGINEERING & CONSTRUCTION CO., INC. Ticker: 052690 Security ID: Y4611U109 Meeting Date: MAY 04, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Choi Jae-seok as Outside Director For For Management 2 Elect Kim Seong-ahm as CEO For For Management -------------------------------------------------------------------------------- KEPCO ENGINEERING & CONSTRUCTION CO., INC. Ticker: 052690 Security ID: Y4611U109 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Jeong Il-soon as Internal For For Management Auditor -------------------------------------------------------------------------------- KEPCO PLANT SERVICE & ENGINEERING CO., LTD. Ticker: 051600 Security ID: Y7076A104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Choi Su-mi as Outside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KEPCO PLANT SERVICE & ENGINEERING CO., LTD. Ticker: 051600 Security ID: Y7076A104 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kim Hong-yeon as CEO For For Management -------------------------------------------------------------------------------- KG MOBILIANS CO., LTD. Ticker: 046440 Security ID: Y4S3AW107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ko Gyu-young as Inside Director For For Management 1.2 Elect Gwak Jeong-hyeon as Inside For For Management Director 1.3 Elect Jeon Gwang-woo as Outside For For Management Director 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KGINICIS CO., LTD. Ticker: 035600 Security ID: Y4083K100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KH FEELUX CO., LTD. Ticker: 033180 Security ID: Y2R82V102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Oh Sang-hyeok as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- KH VATEC CO. LTD. Ticker: 060720 Security ID: Y4757K105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Gwang-hui as Inside Director For For Management 3.2 Elect Kim Jong-se as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jun-Young as Inside Director For For Management 3.2 Elect Han Chol-Su as Outside Director For For Management 4 Elect Cho Hwa-soon as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIMBERLY-CLARK DE MEXICO SAB DE CV Ticker: KIMBERA Security ID: P60694117 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 2 Elect or Ratify Principal and For Did Not Vote Management Alternate Members of Board of Directors, Chairman of Audit and Corporate Practices Committee and Secretary; Verify Director's Independence 3 Approve Remuneration of Principal and For Did Not Vote Management Alternate Members of Board of Directors, Board Committees and Secretary 4 Approve Report on Share Repurchase For Did Not Vote Management Policies and Set Maximum Amount of Share Repurchase Reserve 5 Approve Cash Dividends of MXN 1.72 per For Did Not Vote Management Series A and B Shares; Such Dividends Will Be Distributed in Four Installments of MXN 0.43 6 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- KINEMASTER CORP. Ticker: 139670 Security ID: Y6282E108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lim Il-taek as Inside Director For For Management 3 Elect Jeong Jae-won as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KINETIC MINES AND ENERGY LIMITED Ticker: 1277 Security ID: G52593103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhang Liang, Johnson as Director For Against Management 4 Elect Ju Wenzhong as Director For For Management 5 Elect Liu Peilian as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 8.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8.2 Authorize Repurchase of Issued Share For For Management Capital 8.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Final Dividend 3A Elect Chang Wing Yiu as Director For For Management 3B Elect Cheung Ka Shing as Director For For Management 3C Elect Chen Maosheng as Director For For Management 3D Elect Chong Kin Ki as Director For For Management 3E Elect Stanley Chung Wai Cheong as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Final Dividend 3A Elect Cheung Kwok Keung as Director For For Management 3B Elect Zhou Pei Feng as Director For For Management 3C Elect Lo Ka Leong as Director For For Management 3D Elect Zhang Lu Fu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Xu Shao Chun as Director For For Management 2B Elect Dong Ming Zhu as Director For Against Management 2C Elect Zhou Bo Wen as Director For Against Management 2D Elect Ni Zheng Dong as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chi Ping Lau as Director For For Management 3.2 Elect Shun Tak Wong as Director For For Management 3.3 Elect David Yuen Kwan Tang as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINX, INC. Ticker: 093320 Security ID: Y4791X105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Elect Kim Ji-wook as Inside Director For For Management 3 Appoint Lim Byeong-hak as Internal For For Management Auditor 4 Approve Appropriation of Income For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KISWIRE LTD. Ticker: 002240 Security ID: Y4813A109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIWOOM SECURITIES CO., LTD. Ticker: 039490 Security ID: Y4801C109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ik-rae as Inside Director For For Management 2.2 Elect Lee Hyeon as Inside Director For For Management 2.3 Elect Kim Dae-sik as Outside Director For For Management 2.4 Elect Kim Jae-sik as Outside Director For For Management 2.5 Elect Lee Seok-hwan as Outside Director For For Management 3 Elect Choi Seon-hwa as Outside For For Management Director to Serve as an Audit Committee Member 4.1 Elect Kim Dae-sik as a Member of Audit For For Management Committee 4.2 Elect Lee Seok-hwan as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Riohold For For Management Papel e Celulose S.A. (Riohold) 4 Approve Absorption of Riohold Papel e For For Management Celulose S.A. (Riohold) and Authorize Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- KM CORP. Ticker: 083550 Security ID: Y9690C102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jae-wook as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KMW, INC. Ticker: 032500 Security ID: Y6137W105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KNM GROUP BERHAD Ticker: 7164 Security ID: Y4810F101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ab Halim Bin Mohyiddin as For Did Not Vote Management Director 2 Elect Gan Siew Liat as Director For Did Not Vote Management 3 Approve Directors' Fees and Benefits For Did Not Vote Management 4 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 5 Approve Khalid Bin Ngah to Continue For Did Not Vote Management Office as Independent Director 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Proposed Allocation of ESOS For Did Not Vote Management Options to Tan Koon Ping -------------------------------------------------------------------------------- KNM GROUP BERHAD Ticker: 7164 Security ID: Y4810F101 Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Private Placement of New For Did Not Vote Management Ordinary Shares -------------------------------------------------------------------------------- KNR CONSTRUCTIONS LIMITED Ticker: 532942 Security ID: Y4808F121 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management 3 Approve Reappointment and Remuneration For Against Management of K Narsimha Reddy as Managing Director 4 Approve Reappointment and Remuneration For Against Management of K Jalandhar Reddy as Executive Director -------------------------------------------------------------------------------- KOH YOUNG TECHNOLOGY, INC. Ticker: 098460 Security ID: Y4810R105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation (Stock For For Management Split) 2.2 Amend Articles of Incorporation For For Management (Others) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOLMAR KOREA CO., LTD. Ticker: 161890 Security ID: Y4920J126 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Elect Yoon Sang-hyeon as Inside For For Management Director 3.2 Elect Kang Hak-hui as Inside Director For For Management 3.3 Elect Heo Hyeon-hang as Inside Director For For Management 3.4 Elect Shin Jong-won as Outside Director For For Management 4 Appoint Hong Jin-su as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOLMAR KOREA HOLDINGS CO., LTD. Ticker: 024720 Security ID: Y4920J100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Elect Jeong Seong-ho as Inside Director For For Management 3.2 Elect Kim Hyeon-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Nam Dong-guk as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOLMARBNH CO., LTD. Ticker: 200130 Security ID: Y604LA106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Hwa-young as Inside For For Management Director 3.2 Elect Yoon Yeo-won as Inside Director For For Management 3.3 Elect Yoo Dong-ho as Inside Director For For Management 3.4 Elect Lee Chan as Outside Director For For Management 3.5 Elect Lim Jeong-bin as Outside Director For For Management 3.6 Elect Kim Hyeon-jun H. as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOLMARBNH CO., LTD. Ticker: 200130 Security ID: Y604LA106 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOLON GLOBAL CORP. Ticker: 003070 Security ID: Y4818P101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Jang Dong-gwon as Inside Director For For Management 3 Elect Seong Si-woong as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOLON INDUSTRIES, INC. Ticker: 120110 Security ID: Y48111101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Hui-gu as Inside Director For For Management 3.2 Elect Yoo Seok-jin as Inside Director For Against Management 4 Elect Lee Je-won as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOLON LIFE SCIENCE, INC. Ticker: 102940 Security ID: Y4S113139 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Woo-seok as Inside Director For Against Management 3.2 Elect Cho Young-woo as Inside Director For For Management 4 Appoint Gwon Hyeok-jin as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOMICO LTD. Ticker: 183300 Security ID: Y4S17T102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Yong-ha as Inside Director For For Management 2.2 Elect Jeon Seon-gyu as Inside Director For For Management 3 Appoint Choi Jong-heon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cai Weibin as Supervisor For For Management 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Provision of Guarantees to For For Management Yibin Konka Wisdom Technology Co., Ltd. 8 Approve Provision of Guarantees to For For Management Yibin Overseas Chinese Town Sanjiang Real Estate Co., Ltd. 9 Approve Provision of Guarantees to For For Management Ningbo Kanghanrui Electric Co., Ltd. 10 Approve Provision of Guarantees to For For Management Suining Konka Industrial Park Development Co., Ltd. 11 Approve Provision of Guarantees to For For Management Chongqing Konka Technology Development Co., Ltd. 12 Approve Provision of Guarantees to For For Management Dongguan Konka Electronics Co., Ltd. 13 Approve Provision of Guarantees to For For Management Liaoyang Kangshun Intelligent Technology Co., Ltd. 14 Approve Provision of Guarantees to For For Management Liaoyang Kangshun Renewable Resources Co., Ltd. 15 Approve Provision of Guarantees to For For Management Konka Core Cloud Semiconductor Technology (Yancheng) Co., Ltd. 16 Approve Provision of Guarantees to For For Management Konka Industry and Trade Technology (Shenzhen) Co., Ltd. 17 Approve Provision of Guarantees to For For Management Boluo Konka Printed Board Co., Ltd. 18 Approve Provision of Guarantees to For For Management Shenzhen Konka Circuit Co., Ltd. 19 Approve Provision of Guarantees to For For Management Sichuan Konka Intelligent Terminal Technology Co., Ltd. -------------------------------------------------------------------------------- KOPLA CO., LTD. Ticker: 126600 Security ID: Y4819V107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yeon-gu as Inside Director For Against Management 3.2 Elect Kim Young-cheol as Outside For Against Management Director 4 Appoint Cha Yoon-ho as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA AEROSPACE INDUSTRIES LTD. Ticker: 047810 Security ID: Y4838Q105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ARLICO PHARM CO., LTD. Ticker: 260660 Security ID: Y482AB107 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Ji-hye as Inside Director For Against Management 3.2 Elect Lee Moon-seong as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA ASSET IN TRUST CO., LTD. Ticker: 123890 Security ID: Y4S1A0101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA CAST IRON PIPE IND. CO., LTD. Ticker: 000970 Security ID: Y4821U105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Gil-chul as Inside Director For For Management 3.2 Elect Kim Hyeong-gyu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA CIRCUIT CO., LTD. Ticker: 007810 Security ID: Y4821Y107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Hui-cheol as Inside For For Management Director 3.2 Elect Sim Il-seon as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA CONTAINER TERMINAL CO., LTD. Ticker: 009070 Security ID: Y4S90F102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA DISTRICT HEATING CORP. Ticker: 071320 Security ID: Y4481W102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeong Sang-cheon as Inside For Against Management Director 2 Elect Two Outside Directors (Bundled) For For Management -------------------------------------------------------------------------------- KOREA DISTRICT HEATING CORP. Ticker: 071320 Security ID: Y4481W102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management 4 Elect Gwak Noh-seon as Outside Director For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Elect Kim Tae-ock as Inside Director For For Management 4 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeong Seung-il as CEO For For Management 2 Elect Park Heon-gyu as Inside Director For For Management 3 Elect Park Hyo-seong as a Member of For For Management Audit Committee -------------------------------------------------------------------------------- KOREA ELECTRIC TERMINAL CO., LTD. Ticker: 025540 Security ID: Y4841B103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Chang-won as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA ELECTRONIC CERTIFICATION AUTHORITY, INC. Ticker: 041460 Security ID: Y4855E100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Jeon Chan-young as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KOREA ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 029960 Security ID: Y48238102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Hwang Sang-cheol as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kim Su-i as Outside Director For For Management 1.2 Elect Jeon Sang-heon as Outside For For Management Director 2 Elect Oh Seon-hui as Outside Director For For Management to Serve as an Audit Committee Member 3 Elect Ahn Hong-bok as a Member of For For Management Audit Committee -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3.1 Elect Kim Young-min as Outside Director For For Management 3.2 Elect Kim Hyeon-jin as Outside Director For For Management 3.3 Elect Song Moon-gyu as Outside Director For For Management -------------------------------------------------------------------------------- KOREA INDUSTRIAL CO., LTD. Ticker: 002140 Security ID: Y4900U109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Outside Directors (Bundled) For For Management 3 Elect Two Members of Audit Committee For For Management (Bundled) 4 Elect Kim Dae-won as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA INVESTMENT HOLDINGS CO., LTD. Ticker: 071050 Security ID: Y4862P106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cheong Young-rok as Outside For For Management Director 1.2 Elect Kim Jung-ki as Outside Director For For Management 1.3 Elect Cho Young-tae as Outside Director For For Management 1.4 Elect Kim Tae-won as Outside Director For For Management 1.5 Elect Hahm Chun-seung as Outside For For Management Director 2 Elect Yoon Dae-hee as Outside Director For For Management to Serve as an Audit Committee Member 3.1 Elect Cheong Young-rok as a Member of For For Management Audit Committee 3.2 Elect Kim Jung-ki as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA LINE CORP. Ticker: 005880 Security ID: Y4925J105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seung-seok as Inside For For Management Director 3.2 Elect Woo Ye-jong as Outside Director For For Management 4 Elect Gil Gi-su as Outside Director to For For Management Serve as an Audit Committee Member 5 Elect Woo Ye-jong as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA PETROCHEMICAL IND CO., LTD. Ticker: 006650 Security ID: Y4S99J105 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kang Gil-soon as Inside Director For For Management 1.2 Elect Yoo Gyu-chang as Outside Director For For Management 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KOREA REAL ESTATE INVESTMENT TRUST CO., LTD. Ticker: 034830 Security ID: Y4941V108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yoon-seong as Inside For For Management Director 3.2 Elect Yoon Hun-yeol as Outside Director For For Management 3.3 Elect Lee Geun-hyeong as Outside For For Management Director 3.4 Elect Song Wan-yong as Outside Director For For Management 4 Elect Kang Young-seo as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Yoon Hun-yeol as a Member of For For Management Audit Committee 5.2 Elect Lee Geun-hyeong as a Member of For For Management Audit Committee 5.3 Elect Song Wan-yong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO., LTD. Ticker: 009540 Security ID: Y3838M106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kwon Oh-gap as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA UNITED PHARM, INC. Ticker: 033270 Security ID: Y4S356100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Deok-yeong as Inside For For Management Director 3.2 Elect Jeong Won-tae as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ZINC CO., LTD. Ticker: 010130 Security ID: Y4960Y108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Chang-geun as Inside For For Management Director 3.2 Elect Noh Jin-su as Inside Director For For Management 3.3 Elect Baek Soon-heum as Inside Director For For Management 3.4 Elect Kim Ui-hwan as Outside Director For For Management 3.5 Elect Kim Bo-young as Outside Director For For Management 4 Elect Han Chol-su as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREAN AIR LINES CO., LTD. Ticker: 003490 Security ID: Y4936S102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Won-tae as Inside Director For For Management 2.2 Elect Lim Chae-min as Outside Director For For Management 2.3 Elect Kim Se-jin as Outside Director For For Management 2.4 Elect Jang Yong-seong as Outside For For Management Director 2.5 Elect Lee Jae-min as Outside Director For For Management 3.1 Elect Lim Chae-min as a Member of For For Management Audit Committee 3.2 Elect Kim Se-jin as a Member of Audit For For Management Committee 3.3 Elect Jang Yong-seong as a Member of For For Management Audit Committee 3.4 Elect Lee Jae-min as a Member of Audit For For Management Committee 4 Elect Kim Dong-jae as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREAN DRUG CO., LTD. Ticker: 014570 Security ID: Y4936Z106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Sang-hun as Inside Director For For Management 4 Appoint Kang Nam-gyu as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KOREAN REINSURANCE CO. Ticker: 003690 Security ID: Y49391108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Won Jong-gyu as Inside Director For For Management 2.2 Elect Won Jong-ik as Inside Director For For Management 2.3 Elect Kim So-hui as Outside Director For For Management 3 Elect Koo Han-seo as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- KOSES CO., LTD. Ticker: 089890 Security ID: Y4914D101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Loan of For For Management Controlling Shareholder to the Company -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financing Credit Limit For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Appointment of Auditor For For Management 11 Elect Deng Kang as Supervisor For For Shareholder 12 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For Against Management Performance of Plan Participants 14 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- KPJ HEALTHCARE BERHAD Ticker: 5878 Security ID: Y4984Y100 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Lease Renewal For Did Not Vote Management -------------------------------------------------------------------------------- KPJ HEALTHCARE BERHAD Ticker: 5878 Security ID: Y4984Y100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christina Foo as Director For Did Not Vote Management 2 Elect Mohd Radzif Bin Mohd Yunus as For Did Not Vote Management Director 3 Elect Yusli Bin Mohamed Yusoff as For Did Not Vote Management Director 4 Elect Mohamed Ridza Bin Mohamed For Did Not Vote Management Abdulla as Director 5 Elect Ahmad Shahizam Bin Mohd Shariff For Did Not Vote Management as Director 6 Approve Directors' Fees For Did Not Vote Management 7 Approve Directors' Remuneration For Did Not Vote Management (Excluding Proposed Directors' Fees) to Non-Executive Directors 8 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- KRETAM HOLDINGS BERHAD Ticker: 1996 Security ID: Y4987V103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Kung Ming as Director For Did Not Vote Management 2 Elect Teo Gim Suan as Director For Did Not Vote Management 3 Elect Ho Sui Ting as Director For Did Not Vote Management 4 Approve Directors' Fees For Did Not Vote Management 5 Approve Directors' Remuneration For Did Not Vote Management (Excluding Directors' Fees) 6 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 7 Approve Tan Kung Ming to Continue For Did Not Vote Management Office as Independent Non-Executive Director 8 Approve Teo Gim Suan to Continue For Did Not Vote Management Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 10 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- KRTNET CORP. Ticker: 065530 Security ID: Y4988T107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Jang Seok-ha as Inside Director For For Management 2.2 Elect Kim Moon-hwan as Inside Director For For Management 2.3 Elect Park Jun-young as Inside Director For For Management 2.4 Elect Kim Jong-bung as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Appoint Lim Tae-yoon as Internal For For Management Auditor 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KSIGN CO., LTD. Ticker: 192250 Security ID: Y4S8C1102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KSS LINE LTD. Ticker: 044450 Security ID: Y4481L106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Two Outside Directors (Bundled) For For Management 4 Elect Jeong Hui-seon as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Three Members of Audit Committee For For Management (Bundled) 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- KT HITEL CO. LTD. Ticker: 036030 Security ID: Y49959102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For For Management 4.1 Elect Jeong Gi-ho as Inside Director For For Management 4.2 Elect Kim Tae-hwan as Inside Director For For Management 4.3 Elect Song Jae-ho as Non-Independent For For Management Non-Executive Director 4.4 Elect Yoon Dong-sik as Non-Independent For For Management Non-Executive Director 4.5 Elect Kim Young-woo as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT HITEL CO. LTD. Ticker: 036030 Security ID: Y49959102 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with KT Mhows For For Management Co.,Ltd 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KT SKYLIFE CO., LTD. Ticker: 053210 Security ID: Y498CM107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Cheol-su as Inside Director For For Management 3.2 Elect Hong Gi-seop as Inside Director For For Management 3.3 Elect Kim Taek-hwan as Outside Director For For Management 3.4 Elect Kim Hun-bae as Non-Independent For For Management Non-Executive Director 3.5 Elect Kim Young-woo as Non-Independent For For Management Non-Executive Director 4 Elect Han Sang-ik as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Terms of Retirement Pay For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT SUBMARINE CO., LTD. Ticker: 060370 Security ID: Y49567103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For Against Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Elect Kim Hyeong-jun as Inside Director For For Management 3.2 Elect Park In-su as Outside Director For For Management 3.3 Elect Lee Sang-il as Non-Independent For For Management Non-Executive Director 3.4 Elect Moon Seong-wook as For For Management Non-Independent Non-Executive Director 4 Elect Song Gyeong-jin as Outside For For Management Director to Serve as a Member of Audit Committee 5.1 Elect Ock Gi-yul as a Member of Audit For For Management Committee 5.2 Elect Park In-su as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Baek Bok-in as CEO For For Management 3 Elect Bang Kyung-man as Inside Director For For Management 4 Elect Lim Min-kyu as Outside Director For For Management 5 Elect Baek Jong-soo as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KTB INVESTMENT & SECURITIES CO., LTD. Ticker: 030210 Security ID: Y498E7108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Kim Hyeong-nam as Inside Director For For Management 4.2 Elect Lee Chang-geun as Inside Director For For Management 4.3 Elect Lee Hyeok as Outside Director For For Management 5 Elect Chung Benny as Outside Director For For Management to Serve as an Audit Committee Member 6 Elect Kim Hyeong-nam as a Member of For Against Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors Who Are Not Members of Audit Committee 8 Approve Total Remuneration of Inside For For Management Directors and Outside Directors Who Are Members of Audit Committee 9 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BERHAD Ticker: 2445 Security ID: Y47153104 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Oi Hian as Director For Did Not Vote Management 2 Elect Yeoh Eng Khoon as Director For Did Not Vote Management 3 Elect Anne Rodrigues as Director For Did Not Vote Management 4 Approve Directors' Fees For Did Not Vote Management 5 Approve Directors' Benefits For Did Not Vote Management 6 Approve BDO PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For Did Not Vote Management 8 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 9 Approve Issuance of New Ordinary For Did Not Vote Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Use of Idle Raised For For Management Funds to Conduct Cash Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Provision of Guarantees For For Management 10 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- KUKDO CHEMICAL CO., LTD. Ticker: 007690 Security ID: Y5016X101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Heo Yeon-jin as Inside Director For For Management 2.2 Elect Song Won as Inside Director For For Management 2.3 Elect Kim Jong-dae as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KUKDONG CORP. Ticker: 005320 Security ID: Y50177107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hwang Sam-cheong as Inside For For Management Director 2.2 Elect Park Soon-ik as Inside Director For For Management 3 Appoint Kang Young-hwan as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KUKJE PHARMA CO., LTD. Ticker: 002720 Security ID: Y5018R102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUKYOUNG G&M CO., LTD. Ticker: 006050 Security ID: Y50206104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Doh-jong as Outside Director For For Management 3 Appoint Lee Gwang-shin as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KUM YANG CO., LTD. Ticker: 001570 Security ID: Y5050N100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Dong-hwi as Inside Director For For Management 3.2 Elect Jeong Suk-gi as Inside Director For For Management 3.3 Elect Nam Jang-sik as Inside Director For For Management 3.4 Elect Jeong Jae-wook as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KUMBA IRON ORE LTD. Ticker: KIO Security ID: S4341C103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Sizwe Masondo as Individual Designated Auditor 2.1 Re-elect Mary Bomela as Director For For Management 2.2 Re-elect Ntombi Langa-Royds as Director For For Management 2.3 Re-elect Buyelwa Sonjica as Director For For Management 3.1 Re-elect Sango Ntsaluba as Member of For For Management the Audit Committee 3.2 Re-elect Terence Goodlace as Member of For For Management the Audit Committee 3.3 Re-elect Mary Bomela as Member of the For For Management Audit Committee 3.4 Re-elect Michelle Jenkins as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of the For Against Management Remuneration Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital 5 Approve Extension of Employee Share For For Management Ownership Scheme -------------------------------------------------------------------------------- KUMHO INDUSTRIAL CO., LTD. Ticker: 002990 Security ID: Y5044R100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cho Wan-seok as Inside Director For For Management 4 Elect Jeong Ji-hun as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KUMHO PETROCHEMICAL CO., LTD. Ticker: 011780 Security ID: Y5S159113 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 1.2.1 Approve Appropriation of Income (KRW For For Management 4,200 for Common Share and KRW 4,250 for Preferred Share) 1.2.2 Allocation of Income (KRW 11,000 for Against Against Shareholder Common Share and KRW 11,050 for Preferred Share) (Shareholder Proposal) 2.1.1 Amend Articles of Incorporation For For Management (Separation of CEO and Chairman) 2.1.2 Amend Articles of Incorporation For For Management (Establishment of Committees) 2.2.1 Amend Articles of Incorporation Against Against Management (Separation of CEO and Chairman) (Shareholder Proposal) 2.2.2 Amend Articles of Incorporation Against Against Management (Establishment of Committees) (Shareholder Proposal) 2.2.3 Amend Articles of Incorporation Against Against Management (Composition of Internal Transaction Committee) (Shareholder Proposal) 2.2.4 Amend Articles of Incorporation Against Against Management (Composition of Remuneration Committee) (Shareholder Proposal) 3.1 Elect Hwang I-seok as Outside Director For For Management to Serve as an Audit Committee Member 3.2 Elect Rhee Byung-nam as Outside Against Against Management Director to Serve as an Audit Committee Member (Shareholder Proposal) 4.1 Elect Baek Jong-hoon as Inside Director For For Management 4.2 Elect Park Chul-whan as Inside Against Against Management Director (Shareholder Proposal) 5.1 Elect Choi Do-soung as Outside Director For For Management 5.2 Elect Lee Jung-mi as Outside Director For For Management 5.3 Elect Park Soon-ae as Outside Director For For Management 5.4 Elect Min John K as Outside Director Against Against Management (Shareholder Proposal) 5.5 Elect Cho Yong-beom as Outside Against Against Management Director (Shareholder Proposal) 5.6 Elect Choi Jung-hyun as Outside Against Against Management Director (Shareholder Proposal) 6.1 Elect Choi Do-soung as a Member of For For Management Audit Committee 6.2 Elect Min John K as a Member of Audit Against Against Management Committee (Shareholder Proposal) 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUMHO PETROCHEMICAL CO., LTD. Ticker: 011780 Security ID: Y5S159113 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ko Young-hun as Inside Director For For Management 1.2 Elect Ko Young-do as Inside Director For For Management -------------------------------------------------------------------------------- KUMHO TIRE CO., INC. Ticker: 073240 Security ID: Y5044V101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KUMHO TIRE CO., INC. Ticker: 073240 Security ID: Y5044V101 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeong Il-taek as Inside Director For Against Management -------------------------------------------------------------------------------- KUMKANG KIND CO., LTD. Ticker: 014280 Security ID: Y50451106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Beom-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4A Elect Fu Bin as Director For For Management 4B Elect Qian Zhijia as Director For For Management 4C Elect Zhou Yuanhong as Director For For Management 4D Elect Miao Yong as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KWANG DONG PHARMACEUTICAL CO., LTD. Ticker: 009290 Security ID: Y5058Z105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Chae-ju as Inside Director For For Management 3 Elect Kang Dae-hui as Outside Director For For Management to Serve as an Audit Comittee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KWANG MYUNG ELECTRIC CO., LTD. Ticker: 017040 Security ID: Y5063K101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jae-gwang as Inside Director For For Management 3.2 Elect Ahn Byeong-woon as Inside For For Management Director 3.3 Elect Lim Gyu-ho as Inside Director For For Management 3.4 Elect Jeong Wang-jin as Outside For For Management Director 4 Appoint Heo Chang-deok as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- KWG GROUP HOLDINGS LIMITED Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jianmin as Director For For Management 3b Elect Cai Fengjia as Director For For Management 3c Elect Lee Ka Sze, Carmelo as Director For Against Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KYE-RYONG CONSTRUCTION INDUSTRIAL CO., LTD. Ticker: 013580 Security ID: Y5074U106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors (Bundled) For For Management 4 Elect Shin Dong-ryeol as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KYOBO SECURITIES CO., LTD. Ticker: 030610 Security ID: Y5075W101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seok-gi as Inside Director For Against Management 4.1 Elect Kim Dong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Yoon Ye-jun as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KYONGBO PHARMACEUTICAL CO., LTD. Ticker: 214390 Security ID: Y5S58G107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-young as Inside Director For For Management 3.2 Elect Hwang Jae-taek as Inside Director For For Management 3.3 Elect Lee Woo-in as Outside Director For For Management 4 Appoint Kim Doh-gyeong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNG DONG NAVIEN CO., LTD. Ticker: 009450 Security ID: Y5095C101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNG NONG CORP. Ticker: 002100 Security ID: Y5108A100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors (Bundled) For For Management 4 Appoint Kim Dong-rak as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNG-IN SYNTHETIC CORP. Ticker: 012610 Security ID: Y51068107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNGBANG CO., LTD. Ticker: 000050 Security ID: Y5093B105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect One Inside Director and One For Against Management Outside Director (Bundled) 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNGDONG CITY GAS CO. LTD. Ticker: 267290 Security ID: Y50946121 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KYUNGNAM PHARM CO., LTD. Ticker: 053950 Security ID: Y3724V103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lim Seung-jae as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- L&C BIO CO., LTD. Ticker: 290650 Security ID: Y5S081101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Gyeong-mi as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management 7 Accumulation of Liability Reserve for For For Management Personal Information Damages -------------------------------------------------------------------------------- L&F CO., LTD. Ticker: 066970 Security ID: Y52747105 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Heo Je-hong as Inside Director For For Management 3.2 Elect Heo Je-hyeon as Inside Director For For Management 3.3 Elect Choi Su-ahn as Inside Director For For Management 4 Elect Kim Jeom-su as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Term of Keshab For Did Not Vote Management Panda as Chief Executive Officer & Managing Director up to March 31, 2021 and Elect Keshab Panda as Director 2 Approve Extension of Term of Amit For Did Not Vote Management Chadha as Deputy Chief Executive Officer & Whole Time Director up to March 31, 2021 and Approve Appointment and Remuneration of Amit Chadha as Chief Executive Officer and Managing Director 3 Elect Chandrasekaran Ramakrishnan as For Did Not Vote Management Director 4 Reelect Sudip Banerjee as Director For Did Not Vote Management -------------------------------------------------------------------------------- LABGENOMICS CO., LTD. Ticker: 084650 Security ID: Y5S73K109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Song Taek-seong as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- LAKE MATERIALS CO., LTD. Ticker: 281740 Security ID: Y209GV104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Song Chang-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LAKSHMI MACHINE WORKS LIMITED Ticker: 500252 Security ID: Y5154R130 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Objects Clause of Memorandum of For Did Not Vote Management Association -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Anastasios Giannitsis as Director For Against Management 1.2 Elect Evangelos Chronis as Director For Against Management 1.3 Elect Odysseas Athanassiou as Director For Against Management 1.4 Elect Fotios Antonatos as Director For Against Management 1.5 Elect Eftychios Vasilakis as Director For Against Management 1.6 Elect George Gerardos as Director For Against Management 1.7 Elect Ioannis Zafiriou as Director For Against Management 1.8 Elect Charitonas Kyriazis as Director For Against Management 1.9 Elect Odysseas Kyriakopoulos as For Against Management Director 1.10 Elect Kalypso Maria Nomikou as Director For Against Management 1.11 Elect Eugenia Paizi as Director For Against Management 1.12 Elect Ioanna Papadopoulou as Director For Against Management 1.13 Elect Aris Serbeti as Director For Against Management 2 Elect Members of Audit Committee For For Management (Bundled) 3 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 3 Ratify Auditors For Did Not Vote Management 4 Amend Remuneration Policy For Did Not Vote Management 5 Approve Director Remuneration For Did Not Vote Management 6 Advisory Vote on Remuneration Report For Did Not Vote Management 7 Approve Suitability Policy for For Did Not Vote Management Directors 8 Authorize Share Repurchase Program For Did Not Vote Management 9 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 10 Receive Audit Committee's Management None None Management Report 11 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- LAUNCH TECH COMPANY LIMITED Ticker: 2488 Security ID: Y5223T109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Zhaohui as Supervisor For For Management -------------------------------------------------------------------------------- LAUNCH TECH COMPANY LIMITED Ticker: 2488 Security ID: Y5223T109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Approve Da Hua Certified Public For For Management Accountants as Independent Auditor and Authorize Board to Fix Their Remuneration 5 Elect Zhang Yan as Director and For Against Management Authorize Board to Fix Her Remuneration 6 Elect Ning Bo as Director and For For Management Authorize Board to Fix His Remuneration 7 Elect Lei Zhiwei as Supervisor and For For Management Authorize Board to Fix His Remuneration 8 Authorize Board to Enter Into a New For For Management Service Contract with the Newly Re-Appointed Directors and Handle All Other Relevant Matters on Behalf of the Company 9 Approve Uncovered Losses Reaching For For Management One-Third of the Total Share Capital S1 Authorize Repurchase of Issued H Share For For Management Capital S2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New H Shares and Domestic Shares -------------------------------------------------------------------------------- LAUNCH TECH COMPANY LIMITED Ticker: 2488 Security ID: Y5223T109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor S1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LB SEMICON CO., LTD. Ticker: 061970 Security ID: Y5206U107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lee Sang-hun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Poon Chung Kwong as Director For For Management 4 Elect Wong Kai Tung Tony as Director For For Management 5 Authorize Board to Approve Terms of For For Management Appointment, Including Remuneration, for Peter A. Davies as Independent Non-Executive Director 6 Authorize Board to Approve Terms of For For Management Appointment, Including Remuneration, for Chau Shing Yim David as Independent Non-Executive Director 7 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2020 8 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2021 9 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEE'S PHARMACEUTICAL HOLDINGS LIMITED Ticker: 950 Security ID: G5438W111 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off of Zhaoke For For Management Ophthalmology Limited and Separate Listing of the New Shares of Zhaoke Ophthalmology on The Stock Exchange of Hong Kong Limited 2 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Spin-Off -------------------------------------------------------------------------------- LEE'S PHARMACEUTICAL HOLDINGS LIMITED Ticker: 950 Security ID: G5438W111 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Leelalertsuphakun Wanee as For Against Management Director 4 Elect Chan Yau Ching, Bob as Director For For Management 5 Elect Tsim Wah Keung, Karl as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve HLM CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Chae-yoon as Inside Director For For Management 3.2 Elect Lee Gap-jun as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements For For Management and Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5.1 Elect Ning Min as Director For For Management 5.2 Elect Li Peng as Director For For Management 5.3 Elect Zhu Linan as Director For For Management 5.4 Elect Zhao John Huan as Director For Against Management 5.5 Elect Suo Jishuan as Director For Against Management 5.6 Elect Yang Jianhua as Director For For Management 5.7 Elect Ma Weihua as Director For Against Management 5.8 Elect Hao Quan as Director For For Management 5.9 Elect Yin Jian'an as Director For For Management 6.1 Elect Luo Cheng as Supervisor For For Management 6.2 Elect Zhang Yong as Supervisor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve PricewaterhouseCoopers as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2021 Medium and Long-Term For Against Management Incentive Plan 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LEGOCHEM BIOSCIENCES, INC. Ticker: 141080 Security ID: Y5S30B101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Stock Option Grants For For Management 4 Approve Stock Option Grants For For Management 5.1 Elect Kim Yong-ju as Inside Director For For Management 5.2 Elect Park Se-jin as Inside Director For For Management 5.3 Elect Cho Young-rak as Inside Director For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance and For For Management Admission of Chinese Depositary Receipts ("CDRs") and the Specific Mandate 2 Authorize Board and Its Authorized For For Management Persons to Deal With All Matters in Relation to the Proposed Issuance and Admission of CDRs 3 Approve Plan for Distribution of For For Management Profits Accumulated and Undistributed Before the Proposed Issuance and Admission of CDRs 4 Approve Price Stabilization Plan of For For Management CDRs for Three Years After the Proposed Issuance and Admission of CDRs 5 Approve Dividend Return Plan for For For Management Shareholders for Three Years After the Proposed Issuance and Admission of CDRs 6 Approve Use of Proceeds from the For For Management Proposed Issuance and Admission of CDRs 7 Approve Risk Alert Regarding Dilution For For Management of Immediate Return by the Public Offering of CDRs and Relevant Recovery Measures 8 Approve Binding Measures on For For Management Non-Performance of Relevant Undertakings in Connection with the Proposed Issuance and Admission of CDRs 9 Adopt Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Adopt Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Articles of Association and For For Management Adopt Amended and Restated Articles of Association -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For Against Management 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of External Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Credit Scale and External For For Management Guarantees -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Wang Xiangrong as Director For For Management 2.2 Elect Wang Zhuangli as Director For For Management 2.3 Elect Zhang Xubo as Director For For Management 2.4 Elect Chen Linfu as Director For For Management 3.1 Elect Wang Chengbin as Director For For Management 3.2 Elect Peng Tao as Director For For Management 3.3 Elect Yuan Yuan as Director For For Management 4.1 Elect Lin Renyong as Supervisor For For Management 4.2 Elect Chen Wenyu as Supervisor For For Management 5 Approve Adjustment on Remuneration of For For Management Independent Directors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Self-examination Report on the For For Management Capital Occupation by Controlling Shareholders and Other Related Parties 8 Approve Summary Report of Audit work For For Management and Appointment of Auditor 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Authorization of Chairman of For For Management the Board to Dispose of Financial Assets 11 Approve Shareholder Return Plan For For Management 12 Approve Termination in the For For Management Participation of Investment and Establishment of M&A Funds and Related Transactions -------------------------------------------------------------------------------- LEONG HUP INTERNATIONAL BERHAD Ticker: 6633 Security ID: Y5259M101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits For Did Not Vote Management 3 Elect Lau Chia Nguang as Director For Did Not Vote Management 4 Elect Lau Joo Han as Director For Did Not Vote Management 5 Elect Goh Wen Ling as Director For Did Not Vote Management 6 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Qihong as Non-Independent For For Shareholder Director 2 Elect Qu Xin as Independent Director For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 10 Approve Initial Public Offering of For For Shareholder Overseas Listed Foreign Shares (H Shares) and Listing Plan 11 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 12 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Shareholdings of Senior For For Shareholder Management Members 15 Approve Employee Share Purchase Plan For Against Shareholder 16 Approve Related Party Transactions in For Against Shareholder Connection to Employee Share Purchase Plan 17 Approve Issuance of Super Short-term For For Shareholder Commercial Papers -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 4 Approve Plan for Issuance of Shares to For For Management Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 8 Approve Amendments to Articles of For For Management Association 9 Approve Related Party Transaction For For Management 10 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cha Dong Seok as Inside Director For Against Management 4 Elect Kim Mun-Su as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For Against Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Amend Articles of Incorporation For For Management 4.1 Elect Koo Gwang-mo as Inside Director For For Management 4.2 Elect Kim Sang-Heon as Outside Director For For Management 5 Elect Lee Su-young as Outside Director For For Management to Serve as an Audit Committee Member 6 Elect Kim Sang-Heon as a Member of For For Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG DISPLAY CO., LTD. Ticker: 034220 Security ID: Y5255T100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Byung-ho as Outside Director For For Management 4 Elect Moon Du-cheol as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG ELECTRONICS, INC. Ticker: 066570 Security ID: Y5275H177 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Bae Doo Yong as Inside Director For For Management 4 Elect Kang Soo Jin as Outside Director For For Management to Serve as a Member of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- LG HAUSYS, LTD. Ticker: 108670 Security ID: Y5277J106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Noh Jin-seo as Non-Independent For For Management Non-Executive Director 2.2 Elect Lee Bong-hwan as Outside Director For For Management 2.3 Elect Ha Young-won as Outside Director For For Management 3 Elect Seo Su-gyeong as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Lee Bong-hwan as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG HAUSYS, LTD. Ticker: 108670 Security ID: Y5277J106 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Incorporation For For Management (Company Name Change) 1.2 Amend Articles of Incorporation For For Management (Business Objectives) -------------------------------------------------------------------------------- LG HELLOVISION CORP. Ticker: 037560 Security ID: Y9T24Z107 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ahn Jae-yong as Inside Director For For Management 3.2 Elect Lee Jae-won as Non-Independent For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Hong-gi as Inside Director For Against Management 3.2 Elect Ha Beom-jong as Non-Independent For Against Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG INNOTEK CO., LTD. Ticker: 011070 Security ID: Y5S54X104 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jung Yeon-chae as For For Management Non-Independent Non-Executive Director 4 Elect Chae Joon as Outside Director to For For Management Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG INTERNATIONAL CORP. Ticker: 001120 Security ID: Y52764100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Min Byeong-il as Inside Director For For Management 3.2 Elect Park Jang-su as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG INTERNATIONAL CORP. Ticker: 001120 Security ID: Y52764100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hwang Hyeon-sik as Inside For For Management Director 3.2 Elect Kwon Young-soo as For For Management Non-Independent Non-Executive Director 3.3 Elect Yoon Seong-su as Outside Director For For Management 3.4 Elect Je Hyeon-ju as Outside Director For For Management 4 Elect Kim Jong-woo as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Yoon Seong-su as a Member of For For Management Audit Committee 5.2 Elect Je Hyeon-ju as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Ning as Director For For Management 3.1b Elect Li Qilin as Director For For Management 3.1c Elect Su Jing Shyh, Samuel as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIANHUA SUPERMARKET HOLDINGS CO., LTD. Ticker: 980 Security ID: Y5279F102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Consolidated Audited Financial For For Management Statements and Report of the International Auditors 4 Approve Profit Distribution Proposal For For Management 5 Approve Shanghai Certified Public For For Management Accountants as PRC Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Elect Chong Xiao-bing as Director For For Management 7 Approve Investment and Wealth For For Management Management Cooperation Framework Agreement Entered into Between the Company and Shanghai Securities Co., Ltd. and Its Proposed Annual Caps -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- LIAONING PORT COMPANY LIMITED Ticker: 2880 Security ID: Y5280Q105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Consolidated Financial For For Management Statements and Auditors' Report 5 Approve Profit Distribution Plan and For For Management Authorize Board to Delegate the Authority to Any Executive Director to Deal with Related Matters 6 Approve Permanent Conversion of For For Management Surplus A Share Proceeds to Replenish Working Capital of the Company 7 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 8.01 Approve Purchase of Goods and Services For For Management Agreement, Annual Caps and Related Transactions 8.02 Approve Supply of Goods and Services For For Management Agreement, Annual Caps and Related Transactions 8.03 Approve Financial Services Agreement, For Against Management Annual Caps and Related Transactions 8.04 Approve Terminal Facilities Design and For For Management Construction Services Agreement, Annual Caps and Related Transactions 8.05 Approve Construction Management and For For Management Supervision Agreement, Annual Caps and Related Transactions 8.06 Approve Lease Agreement, Annual Caps For For Management and Related Transactions 8.07 Approve Bank Financial Services For For Management Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For Against Management 2 Approve Credit Line and Provision of For Against Management Guarantee 3.1 Elect Jin Weidong as Non-independent For For Management Director 3.2 Elect Jacobus Johannes de Heus as For For Management Non-independent Director 3.3 Elect Qiu Jiahui as Non-independent For For Management Director 3.4 Elect Shao Caimei as Non-independent For For Management Director 3.5 Elect Zhao Xin as Non-independent For For Management Director 3.6 Elect Zhang Wenliang as For For Management Non-independent Director 4.1 Elect Zuo Xiaolei as Independent For For Management Director 4.2 Elect Jiang Yan as Independent Director For For Management 4.3 Elect Zhang Shuyi as Independent For For Management Director 5.1 Elect Wang Zhongtao as Supervisor For For Management 5.2 Elect Marcus Leonardus van der Kwaak For For Management as Supervisor 5.3 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2.1 Re-elect Simon Ridley as Director For For Management 2.2 Re-elect Thembisa Skweyiya as Director For For Management 2.3 Re-elect Howard Walker as Director For For Management 2.4 Elect Laura Hartnady as Director For For Management 2.5 Elect Prins Mhlanga as Director For For Management 3 Reappoint PwC Inc as Auditors For For Management 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 7.2 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 7.3 Re-elect Simon Ridley as Member of the For For Management Group Audit and Actuarial Committee 7.4 Re-elect Carol Roskruge Cele as Member For For Management of the Group Audit and Actuarial Committee 7.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7.6 Re-elect Howard Walker as Member of For For Management the Group Audit and Actuarial Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For Against Management 1 Approve Financial Assistance to For For Management Related or Inter-related Company 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIBSTAR HOLDINGS LTD. Ticker: LBR Security ID: S4489V103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anneke Andrews as Director For For Management 2.1 Re-elect Sibongile Masinga as Director For For Management 2.2 Re-elect Sandeep Khanna as Director For For Management 3.1 Re-elect Johannes Landman as Member of For For Management the Audit and Risk Committee 3.2 Elect Anneke Andrews as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Sibongile Masinga as Member For For Management of the Audit and Risk Committee 3.4 Re-elect Sandeep Khanna as Member of For For Management the Audit and Risk Committee 4 Reappoint Moore Cape Town Incorporated For For Management as Auditors of the Company with Alan Billson as the Individual Designated Auditor 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Remuneration of Chairman of For For Management the Board 1.2 Approve Remuneration of Independent For For Management Non-Executive Director 1.3 Approve Remuneration of Chairman of For For Management the Audit and Risk Committee 1.4 Approve Remuneration of Member of the For For Management Audit and Risk Committee 1.5 Approve Remuneration of Chairman of For For Management the Remuneration Committee 1.6 Approve Remuneration of Member of the For For Management Remuneration Committee 1.7 Approve Remuneration of Chairman of For For Management the Nomination Committee 1.8 Approve Remuneration of Member of the For For Management Nomination Committee 1.9 Approve Remuneration of Chairman of For For Management the Social and Ethics Committee 1.10 Approve Remuneration of Member of the For For Management Social and Ethics Committee 1.11 Approve Remuneration of Chairman of For For Management the investment committee 1.12 Approve Remuneration of Member of the For For Management investment committee 2 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche (Deloitte) For For Management as Auditors with Bongisipho Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Elect Victor Litlhakanyane as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect Mahlape Sello as Director For For Management 2.5 Re-elect Royden Vice as Director For For Management 2.6 Elect Peter Wharton-Hood as Director For For Management 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Remuneration Implementation For Against Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIFETECH SCIENTIFIC CORPORATION Ticker: 1302 Security ID: G54872117 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Xie Yuehui as Director For For Management 2.2 Elect Liu Jianxiong as Director For For Management 2.3 Elect Jiang Feng as Director For For Management 2.4 Elect Wang Wansong as Director For For Management 2.5 Elect Zhou Luming as Director For Against Management 2.6 Elect Liang Hsien Tse Joseph as For For Management Director 2.7 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LIG NEX1 CO., LTD. Ticker: 079550 Security ID: Y5277W107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Ji-chan as Inside Director For For Management 3.2 Elect Lee Su-young as Inside Director For Against Management 3.3 Elect Choi Yong-jun as Non-Independent For Against Management Non-Executive Director 3.4 Elect Kim Su-myeong as Outside Director For For Management 4 Elect Kim Heung-geol as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Kim Su-myeong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management 2 Approve External Provision of Counter For For Shareholder Guarantee -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Factoring For For Management Business and Related Party Transaction 2 Elect Xiang Jinhui as Supervisor For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Application of Comprehensive For Against Management Credit Lines 10 Approve Guarantee Provision Plan For For Management 11 Approve Provision of Related Guarantee For For Management 12 Approve Provision for Asset Impairment For For Management 13 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 14 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares 5 Approve Additional Provision of For For Management Guarantee 6 Approve Derivative Commodity Trading For For Management Business Management System 7 Approve Increase of Foreign Exchange For For Management Derivatives Trading Business -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Products of Wholly-Owned Subsidiary 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantees to For For Management Subsidiaries 11 Approve Changes in Registered Capital For For Management and Amend Articles of Association 12.1 Elect Zeng Fangqin as Director For For Management 12.2 Elect Tan Jun as Director For For Management 12.3 Elect Liu Yinqi as Director For For Management 12.4 Elect Jia Shuangyi as Director For For Management 13.1 Elect Kuang Zhiyun as Director For For Management 13.2 Elect Li Dongfang as Director For For Management 13.3 Elect Yu Peng as Director For For Management 14.1 Elect Fan Wei as Supervisor For For Management 14.2 Elect Liu Jianfeng as Supervisor For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Conversion to an Overseas For For Management Fundraising Company 4 Approve Resolution Validity Period For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Plan on Use of Proceeds For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Appointment of Main For For Management Intermediary Institution 9 Approve Distribution Arrangement of For For Management Earnings 10 Approve Amendments to Articles of For For Management Association and Relevant Rules of Procedure in Relation to the Listing of H Shares 11.1 Amend Working System for Independent For For Management Directors (Draft) 11.2 Amend Accounting Firm Selection System For For Management 12 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 13 Amend Working System for Independent For For Management Directors 14 Elect Liu Jiancheng as Independent For For Management Director -------------------------------------------------------------------------------- LION CHEMTECH CO., LTD. Ticker: 171120 Security ID: Y52883108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Lim Chae-hwan as Internal For Against Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- LIONCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 603669 Security ID: Y5288P109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Comprehensive Credit Line and For For Management Provision of Corresponding Guarantee -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the For For Management Implementation Site and Investment Plan of a Sub-Project Under Certain Project Invested with Proceeds 2 Approve Medium to Long-Term Business For Against Management Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary 3 Approve Granting Mandate to the Board For Against Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 4 Approve Increase in Registered Capital For For Management 5 Amend Articles of Association For For Management 6 Approve Provision of Financing For For Management Guarantees to Its Invested Company Zhuhai Sanmed 7 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Framework For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of the First For Against Management Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 2 Approve Administrative Measures of the For Against Management First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Authorize Board to Deal with All For Against Management Matters in Relation to the First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Financial Accounts Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Adjustment to Investment Plans For For Management of Certain Projects Invested with Proceeds 7 Approve 2020 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LOCK & LOCK CO., LTD. Ticker: 115390 Security ID: Y53098102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Seong-hun as Inside Director For For Management 3.2 Elect Kim Seong-tae as Inside Director For For Management 3.3 Elect Lee Jeong-min as Inside Director For For Management 3.4 Elect Park Yeong-taek as For For Management Non-Independent Non-Executive Director 3.5 Elect Choi Hyeon as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LOGAN GROUP CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Zhuobin as Director For For Management 4 Elect Zhong Huihong as Director For For Management 5 Elect Zhang Huaqiao as Director For For Management 6 Elect Liu Ka Ying, Rebecca as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For Did Not Vote Management of Lojas Americanas S.A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets by B2W - Companhia Digital (B2W) 2 Approve Related Party Transaction: For Did Not Vote Management Partial Spin-Off of Lojas Americanas S. A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets by B2W - Companhia Digital (B2W) With Reduction in Share Capital and Without Cancellation of Shares 3 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 4 Consolidate Bylaws For Did Not Vote Management 5 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For For Management 2 Approve Credit Line Bank Application For Against Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Application of Bank Credit For For Management Lines 8 Approve Transfer Shares of Panzhihua For For Management Vanadium and Titanium Resources Equity Investment Center (Limited Partnership) 9 Amend Articles of Association For For Management 10 Approve Profit Distribution for First For For Shareholder Quarter -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, Stock For For Management Name and Amend Articles of Association -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Manner For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Listing Exchange For For Management 3 Approve Conversion to an Overseas For For Management Fundraising Company 4 Approve Application for Registration For For Management as a Non Hong Kong Company 5 Approve Use of Proceeds For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Arrangements on Roll-forward For For Management Profits 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association 10 Approve Formulation of Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Formulation of Related-Party For For Management Transaction System and Process 14 Approve to Appoint Oversea Auditor For For Management 15 Approve Resolution Validity Period For For Management 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment of Daily For For Management Related-Party Transactions 1.2 Approve Adjustment of Daily For For Management Related-Party Transactions with Subsidiary -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6.1 Approve Daily Related Party For For Management Transactions with Ordinary Affiliated Companies 6.2 Approve Daily Related Party For For Management Transactions with Minority Shareholders 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Re-adjustment and Extension of For For Shareholder Performance Commitment -------------------------------------------------------------------------------- LONG YUAN CONSTRUCTION GROUP CO., LTD. Ticker: 600491 Security ID: Y5S25J119 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-party For For Management Transactions 8 Approve Application of Bank Credit For Against Management Lines 9 Approve Bank Financing Amount For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Investment in Infrastructure For For Management Projects 12 Approve Provision of Liquidity Support For Against Management to Associate PPP Project Companies 13 Approve Extension of Resolution For For Management Validity Period in Connection to the Convertible Bond Issuance 14 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Convertible Bond Issuance 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 20 Amend Working Rules for Independent For For Management Directors -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: FEB 16, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Graham Dempster as Director For For Management 2 Reappoint Deloitte and Touche as For For Management Auditors with Stephanie Ronander as the Designated Audit Partner 3.1 Re-elect Tasneem Abdool-Samad as For For Management Chairman of the Audit and Risk Committee 3.2 Re-elect Keneilwe Moloko as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Lionel Jacobs as Member of For For Management the Audit and Risk Committee 4 Approve Remuneration Policy For Against Management 5 Approve Remuneration Implementation For Against Management Report 6 Approve Remuneration of Non-Executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Yi as Director For Against Management 3.2 Elect Frederick Peter Churchouse as For For Management Director 3.3 Elect Zeng Ming as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Raised Funds Project For For Management Completion and Use Remaining Raised Funds for New Projects and Replenish Working Capital 2 Approve Investment in the Construction For For Management of 3GW Monocrystalline Battery Project 3 Approve Related Party Transaction For For Management 4 Approve 2021 Financing Guarantees For For Management 5 Approve 2021 Performance Guarantees For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Credit Line from JP Morgan For For Management Chase and Provision of Guarantee to Wholly-owned Subsidiary 8 Approve Credit Line from Hang Seng For For Management Bank and Provision of Guarantee to Wholly-owned Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line of Subsidiary from ICBC 10 Approve Provision of Guarantee to For For Management Taizhou Longi Leye Photovoltaic Technology Co., Ltd. 11 Approve Provision of Guarantee to For For Management Longi (Hong Kong) Trading Co., Ltd. -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Downward Adjustment of For For Management Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholder For For Management Meetings 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Dividend Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Financial Statements For For Management 13 Approve Annual Report For For Management 14 Approve Report of the Independent For For Management Directors 15 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 16 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 17 Approve Appointment of Auditor For For Management 18 Approve Remuneration of Directors and For For Management Supervisors 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LONGTU KOREA, INC. Ticker: 060240 Security ID: Y2071Q105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Stock Option Grants For For Management 4.1 Elect Yang Shenghui as Inside Director For For Management 4.2 Elect Fang ChunJiang as Inside Director For For Management 4.3 Elect Yu Chen as Inside Director For For Management 4.4 Elect Lee Hyo-jun as Outside Director For For Management 5 Appoint Lee Gwang-ho as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LONKING HOLDINGS LIMITED Ticker: 3339 Security ID: G5636C107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li San Yim as Director For For Management 3.2 Elect Chen Chao as Director For For Management 3.3 Elect Zheng Kewen as Director For For Management 3.4 Elect Yin Kunlun as Director For For Management 3.5 Elect Ngai Ngan Ying as Director For For Management 3.6 Elect Wu Jian Ming as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Qian Shizheng as Director and For Against Management Authorize Board to Fix His Remuneration 5 Elect Yu Taiwei as Director and For For Management Authorize Board to Fix His Remuneration 6 Approve Ernst & Young, Certified For For Management Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOT VACUUM CO., LTD. Ticker: 083310 Security ID: Y5335G102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Ho-sik as Inside Director For For Management 3.2 Elect Son Gye-ryong as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LOTTE CHEMICAL CORP. Ticker: 011170 Security ID: Y5336U100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Three Inside Directors and One For For Management Non-Independent Non-Executive Director (Bundled) 4 Elect Nam Hye-jeong as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE CHILSUNG BEVERAGE CO., LTD. Ticker: 005300 Security ID: Y5345R106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Yoon-gi as Inside Director For For Management 3.2 Elect Song Hyo-jin as Inside Director For For Management 3.3 Elect Lim Gyeong-gu as Outside Director For For Management 3.4 Elect Cho Hyeon-wook as Outside For For Management Director 4.1 Elect Lim Gyeong-gu as a Member of For For Management Audit Committee 4.2 Elect Cho Hyeon-wook as a Member of For For Management Audit Committee 5 Elect Han Bo-hyeong as Outside For Against Management Director to Serve as an Audit Committee Member 6 Approve Terms of Retirement Pay For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LOTTE CONFECTIONERY CO., LTD. Ticker: 280360 Security ID: Y5S336109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Young-gu as Inside Director For For Management 3.2 Elect Kim Jong-jun as Outside Director For Against Management 3.3 Elect Nah Geon as Outside Director For Against Management 4 Elect Son Moon-gi as Outside Director For For Management to Serve as a Member of Audit Committee 5.1 Elect Kim Jong-jun as a Member of For Against Management Audit Committee 5.2 Elect Nah Geon as a Member of Audit For Against Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE CORP. Ticker: 004990 Security ID: Y5353V106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Chu Gwang-sik as Inside Director For For Management 4 Elect Kim Chang-su as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE DATA COMMUNICATION CO. Ticker: 286940 Security ID: Y5S31J111 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Noh Jun-hyeong as Inside Director For For Management 3.2 Elect Ko Du-young as Inside Director For For Management 3.3 Elect Kim Gyeong-yeop as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE FINE CHEMICAL CO., LTD. Ticker: 004000 Security ID: Y7472W106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Woo-chan as Inside Director For For Management 3.2 Elect Ahn Kyung-hyun as Outside For For Management Director 3.3 Elect Jung Boo-ok as Non-Independent For For Management Non-Executive Director 4 Elect Lee Chang-soo as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Ahn Kyung-hyun as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE HIMART CO., LTD. Ticker: 071840 Security ID: Y5S31L108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Appropriation of Income For For Management 3 Elect Four Inside Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- LOTTE NON-LIFE INSURANCE CO., LTD. Ticker: 000400 Security ID: Y5S31K118 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Myeong-jae as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- LOTTE SHOPPING CO., LTD. Ticker: 023530 Security ID: Y5346T119 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Hee-tae as Inside Director For For Management 3.2 Elect Kang Seong-hyeon as Inside For For Management Director 3.3 Elect Choi Young-jun as Inside Director For For Management 3.4 Elect Jeon Mi-young as Outside Director For For Management 4 Elect Kim Doh-seong as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE TOUR DEVELOPMENT CO., LTD. Ticker: 032350 Security ID: Y53351105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Baek Hyeon as Inside Director For For Management 4 Appoint Kim Hong-gu as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LS CABLE & SYSTEM ASIA LTD. Ticker: 229640 Security ID: Y5S4B9102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Baek In-jae as Inside Director For For Management 4 Elect Kim Moon-deok as Outside For For Management Director to serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LS CORP. Ticker: 006260 Security ID: Y5S41B108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Koo Ja-eun as Inside Director For Against Management 3 Elect Jeong Dong-min as Outside For For Management Director to Serve as an Audit Committee Member 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LS ELECTRIC CO., LTD. Ticker: 010120 Security ID: Y5355Q105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Nam Gi-won as Inside Director For For Management 4 Elect Lee Won-chang as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LUBELSKI WEGIEL BOGDANKA SA Ticker: LWB Security ID: X5152C102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Supervisory Board None For Shareholder 6 Close Meeting None None Management -------------------------------------------------------------------------------- LUBELSKI WEGIEL BOGDANKA SA Ticker: LWB Security ID: X5152C102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Report on None None Management Company's and Group's Operations 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Proposal on None None Management Allocation of Income and Dividends 9 Receive Supervisory Board Report None None Management 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11.1 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 11.2 Approve Financial Statements For Did Not Vote Management 11.3 Approve Consolidated Financial For Did Not Vote Management Statements 11.4a Approve Discharge of Artur Wasil For Did Not Vote Management (Management Board Member) 11.4b Approve Discharge of Adam Partyka For Did Not Vote Management (Management Board Member) 11.4c Approve Discharge of Dariusz For Did Not Vote Management Dumkiewicz (Management Board Member) 11.4d Approve Discharge of Artur Wasilewski For Did Not Vote Management (Management Board Member) 11.5 Approve Supervisory Board Report For Did Not Vote Management 11.6a Approve Discharge of Anna Chudek For Did Not Vote Management (Supervisory Board Member) 11.6b Approve Discharge of Marcin Jakubaszek For Did Not Vote Management (Supervisory Board Member) 11.6c Approve Discharge of Szymon Jankowski For Did Not Vote Management (Supervisory Board Member) 11.6d Approve Discharge of Dariusz Batyra For Did Not Vote Management (Supervisory Board Member) 11.6e Approve Discharge of Krzysztof Gigol For Did Not Vote Management (Supervisory Board Member) 11.6f Approve Discharge of Iwona Golden For Did Not Vote Management (Supervisory Board Member) 11.6g Approve Discharge of Bartosz Roznawski For Did Not Vote Management (Supervisory Board Member) 11.6h Approve Discharge of Michal Stopyra For Did Not Vote Management (Supervisory Board Member) 11.6i Approve Discharge of Grzegorz Wrobel For Did Not Vote Management (Supervisory Board Member) 11.6j Approve Discharge of Ewa Nowaczyk For Did Not Vote Management (Supervisory Board Member) 11.6k Approve Discharge of Miroslaw Kowalik For Did Not Vote Management (Supervisory Board Member) 11.6l Approve Discharge of Anna Spoz For Did Not Vote Management (Supervisory Board Member) 11.6m Approve Discharge of Izabela For Did Not Vote Management Antczak-Bogajczyk (Supervisory Board Member) 11.6n Approve Discharge of Mariusz Romanczuk For Did Not Vote Management (Supervisory Board Member) 11.6o Approve Discharge of Kamil Patyra For Did Not Vote Management (Supervisory Board Member) 11.7 Approve Remuneration Report For Did Not Vote Management 11.8 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 12 Transact Other Business For Did Not Vote Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Increase of Cash Dividend Ratio For For Management -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust Total Amount of Profit For For Management Distribution -------------------------------------------------------------------------------- LUMENS CO., LTD. Ticker: 038060 Security ID: Y53465103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Sang-hun as Inside Director For For Management 2.2 Elect Oh Seung-hyeon as Inside Director For For Management 2.3 Elect Kwon Soon-deok as Inside Director For For Management 2.4 Elect Hwang Jeong-geun as Outside For Against Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Adjustment Provision of For For Management Guarantee for Wholly-owned Subsidiary and Provision of Phased Guarantee for Buyers 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUTRONIC CORP. Ticker: 085370 Security ID: Y5363A118 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hwang Hae-ryung as Inside For For Management Director 3.2 Elect Ahn Yang-ho as Outside Director For For Management 3.3 Elect Jeon Su-il as Outside Director For For Management 4 Appoint Lee Won-myeong as Internal For For Management Auditor 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Related Party Transaction For For Management 3 Approve Financial Statements For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application and Additional Direct Financing 7 Approve Report of the Board of For For Management Directors 8 Approve Profit Distribution For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Assistance Provision For For Management 11 Approve Signing of Financial Services For Against Management Framework Agreement 12 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend External Investment Management For Against Management System 10 Approve Provision of Guarantees For For Management 11.1 Elect Wang Laichun as Director For For Management 11.2 Elect Wang Laisheng as Director For For Management 11.3 Elect Li Wei as Director For For Management 11.4 Elect Wang Tao as Director For For Management 12.1 Elect Zhang Ying as Director For For Management 12.2 Elect Liu Zhonghua as Director For For Management 12.3 Elect Song Yuhong as Director For For Management 13.1 Elect Xia Yanrong as Supervisor For For Management 13.2 Elect Mo Rongying as Supervisor For For Management -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Rong Bing as Director For For Management 2b Elect Sun Xin as Director For For Management 2c Elect Lo Yuk Lam as Director For For Management 2d Elect Leung Man Kit as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LUZHOU LAOJIAO CO., LTD. Ticker: 000568 Security ID: Y5347R104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7.1 Elect Liu Miao as Director For For Shareholder 7.2 Elect Lin Feng as Director For For Shareholder 7.3 Elect Wang Hongbo as Director For For Shareholder 7.4 Elect Shen Caihong as Director For For Shareholder 7.5 Elect Qian Xu as Director For For Management 7.6 Elect Ying Hanjie as Director For For Management 8.1 Elect Liu Junhai as Director For For Management 8.2 Elect Chen Youan as Director For For Management 8.3 Elect Sun Dongsheng as Director For For Management 8.4 Elect Lyu Xianpei as Director For For Management 9.1 Elect Yang Ping as Supervisor For For Management 9.2 Elect Lian Jing as Supervisor For For Management 9.3 Elect Guo Shihua as Supervisor For For Management -------------------------------------------------------------------------------- LVGEM (CHINA) REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 95 Security ID: G5727E103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Huang Jingshu as Director For For Management 3 Elect Tang Shouchun as Director For For Management 4 Elect Ye Xingan as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LVMC HOLDINGS CO., LTD. Ticker: 900140 Security ID: G5307W101 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Se-young as Inside Director For For Management 2.2 Elect Kim Jong-bae as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- LX SEMICON CO., LTD. Ticker: 108320 Security ID: Y7935F104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Final Profit Distribution Plan For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Ernst & Young Hua Ming LLP For For Shareholder (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Daily Related Party For For Management Transactions with DLAB Scientific Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Citotest Labware Manufacturing Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Ingram Medical (Hangzhou) Medical Technology Co., Ltd. 8 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 9 Approve Application of Credit Line and For For Management Provision of Guarantees -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve to Sign the Supplementary For For Management Agreement of the Equity Transfer Agreement -------------------------------------------------------------------------------- MAEIL DAIRIES CO., LTD. Ticker: 267980 Security ID: Y5S64J103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Won-jae as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- MAGYAR TELEKOM TELECOMMUNICATIONS PLC Ticker: MTEL Security ID: X5187V109 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management Board Report on None None Management Company's and Group's Operations, Business Policy, and Financial Standing 2 Approve Consolidated Financial None None Management Statements and Statutory Reports 3 Approve Financial Statements and None None Management Statutory Reports 4 Approve Allocation of Income and None None Management Dividends 5.1 Approve Report on Share Repurchase None None Management Program Approved at 2020 AGM 5.2 Authorize Share Repurchase Program None None Management 6 Approve Company's Corporate Governance None None Management Statement 7.1 Approve Discharge of Management Board None None Management for Fiscal 2020 7.2 Approve Discharge of Management Board None None Management for Fiscal 2019 8 Approve Remuneration of Management None None Management Board Members 9 Approve Reduction in Share Capital None None Management 10 Approve PricewaterhouseCoopers None None Management Auditing Ltd. as Auditor and Authorize Board to Fix Its Remuneration -------------------------------------------------------------------------------- MAH SING GROUP BERHAD Ticker: 8583 Security ID: Y5418R108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Diversification of the For For Management Principal Activities of the Company to Include Manufacturing and Trading of Gloves and Related Healthcare Products -------------------------------------------------------------------------------- MAH SING GROUP BERHAD Ticker: 8583 Security ID: Y5418R108 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Elect Leong Hoy Kum as Director For Did Not Vote Management 4 Elect Abd Malik Bin A Rahman as For Did Not Vote Management Director 5 Approve Deloitte PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- MAHARAH HUMAN RESOURCES CO. Ticker: 1831 Security ID: M6414N102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 7 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 8 Approve Related Party Transactions Re: For Did Not Vote Management Atyaf Support Services Company 9 Approve Related Party Transactions Re: For Did Not Vote Management Maharah Travel and Tourism Company 10 Approve Remuneration and Compensation For Did Not Vote Management of Directors of SAR 4,825,500 for FY 2020 -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rebecca Nugent as Director For Did Not Vote Management 2 Elect Amit Raje as Director For Did Not Vote Management -------------------------------------------------------------------------------- MAHINDRA LOGISTICS LTD. Ticker: 540768 Security ID: Y54167104 Meeting Date: MAR 06, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dhananjay N. Mungale as Director For Did Not Vote Management 2 Elect Naveen Raju Kollaickal as For Did Not Vote Management Director 3 Approve Grant of Restricted Stock For Did Not Vote Management Units to V. S. Parthasarathy Under the Mahindra Logistics Employee Restricted Stock Unit Plan 2018 -------------------------------------------------------------------------------- MALAYSIA BUILDING SOCIETY BERHAD Ticker: 1171 Security ID: Y56103107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 4 Elect Azlan bin Mohd Zainol as Director For Did Not Vote Management 5 Elect Sazaliza bin Zainuddin as For Did Not Vote Management Director 6 Elect Loh Leong Hua as Director For Did Not Vote Management 7 Elect Moslim bin Othman as Director For Did Not Vote Management 8 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For Did Not Vote Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MANDO CORP. Ticker: 204320 Security ID: Y5762B113 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Seong-hyeon as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase Agreement for the For For Management Right of Network Communication of TV Program Information 3 Approve Joint Investment Promotion For For Management Framework Agreement 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend External Guarantee System For For Management -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Equity Transfer For For Management 9 Approve the General Election of the For For Management Company's Board of Directors 10 Approve the General Election of the For For Management Company's Board of Supervisors 11.1 Elect Zhang Huali as Director For For Management 11.2 Elect Luo Weixiong as Director For For Management 11.3 Elect Zhang Yong as Director For For Management 11.4 Elect Cai Huaijun as Director For For Management 11.5 Elect Liu Xin as Director For For Management 11.6 Elect Tang Liang as Director For For Management 12.1 Elect Zhong Hongming as Director For For Management 12.2 Elect Xiao Xing as Director For For Management 12.3 Elect Liu Yuhui as Director For For Management 13.1 Elect Yang Yun as Supervisor For For Management 13.2 Elect Li Jiaochun as Supervisor For For Management -------------------------------------------------------------------------------- MANIKER CO., LTD. Ticker: 027740 Security ID: Y57641105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ahn Jeong-won as Inside Director For For Management 3.2 Elect Kim Seon-cheol as Inside Director For For Management 4 Appoint Kim Dae-su as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MAOYAN ENTERTAINMENT Ticker: 1896 Security ID: G5804A107 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Zheng Zhihao as Director For For Management 2a2 Elect Li Xiaoping as Director For For Management 2a3 Elect Wang Jian as Director For For Management 2a4 Elect Chan Charles Sheung Wai as For For Management Director 2a5 Elect Yin Hong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 4D Approve Grant of RSU Annual Mandate to For Against Management Issue Shares Under the RSU Scheme 4E Approve Grant of Options to Zheng For Against Management Zhihao -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension on the Performance For For Management Commitment of Maoye Department Store (China) Co., Ltd and Zhongzhao Investment Management Co., Ltd and Signing of Supplemental Agreement 2 Approve Extension on the Performance For For Management Commitment of Shenzhen Maoye Commercial Building Co., Ltd and Signing of Supplemental Agreement -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management 2 Approve Replacement of Collateral for For For Management Bank Loans -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension Period of the For For Management Company's Employee Share Purchase Plan -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Guarantee Plan For For Management 3 Approve Provision of Guarantee For Against Management 4 Approve Mortgage Loan For For Management 5 Approve Entrusted Asset Management For Against Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kou Weiping as Director For For Management 1.2 Elect Mark Feng as Director For For Management 1.3 Elect Mou Li as Director For For Management 1.4 Elect Zhao Jing as Director For For Management 1.5 Elect Huang Xin as Director For For Management 1.6 Elect Wan Xiangyong as Director For For Management 2.1 Elect Li Wei as Director For For Management 2.2 Elect Shen Jianwen as Director For For Management 2.3 Elect Ma Xiaojun as Director For For Management 3.1 Elect Hou Bing as Supervisor For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditors and Payment of Their Remuneration 7 Approve Appointment of Internal For For Management Control Auditors and Payment of Their Remuneration 8 Approve Report of the Independent For For Management Directors 9 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 10 Approve Amendments to Articles of For For Management Association 11 Approve Shareholder Return Plan For Against Management 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Additional Mortgage Loan For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- MASSMART HOLDINGS LTD. Ticker: MSM Security ID: S4799N122 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect JP Suarez as Director For For Management 2 Re-elect Charles Redfield as Director For For Management 3 Re-elect Olufunke Ighodaro as Director For For Management 4 Reappoint Ernst & Young Inc as For For Management Auditors with Roger Hillen as the Audit Partner 5.1 Re-elect Olufunke Ighodaro as Chairman For For Management of the Audit Committee 5.2 Re-elect Lindiwe Mthimunye as Member For For Management of the Audit Committee 5.3 Re-elect Dr Lulu Gwagwa as Member of For For Management the Audit Committee 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Fees of the Chairman of the For For Management Board 2.2 Approve Fees of the Deputy Chairman of For For Management the Board 2.3 Approve Fees of the Independent For For Management Non-Executive Directors 2.4 Approve Fees of the Audit Committee For For Management Chairman 2.5 Approve Fees of the Risk Committee For For Management Chairman 2.6 Approve Fees of the Remuneration For For Management Committee Chairman 2.7 Approve Fees of the Nominations and For For Management Social and Ethics Committee Chairmen 2.8 Approve Fees of the Audit Committee For For Management Members 2.9 Approve Fees of the Other Board For For Management Committee Members 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- MCNEX CO., LTD. Ticker: 097520 Security ID: Y5S05U100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Min Dong-wook as Inside Director For For Management 3.2 Elect Seo Bo-hong as Inside Director For For Management 3.3 Elect Lee Sang-oh as Outside Director For For Management 4 Elect Lee Eun-young as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Lee Gyeong-hwan as a Member of For For Management Audit Committee 5.2 Elect Lee Sang-oh as a Member of Audit For For Management Committee 6 Approve Delisting from KOSDAQ and For For Management Re-Listing on KOSPI 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ME2ON CO., LTD. Ticker: 201490 Security ID: Y5969G105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Son Chang-wook as Inside Director For For Management 2.2 Elect Lau Ho Ming as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MEDIANA CO., LTD. Ticker: 041920 Security ID: Y5S04H100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Kim Jong-ik as Internal Auditor For For Management 3 Elect Kang Dong-won as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MEDIPOST CO., LTD. Ticker: 078160 Security ID: Y5905J106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income -------------------------------------------------------------------------------- MEDY-TOX, INC. Ticker: 086900 Security ID: Y59079106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3 Amend Articles of Incorporation For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MEERECOMPANY, INC. Ticker: 049950 Security ID: Y5907P100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Electronic Registration) 2.3 Amend Articles of Incorporation For For Management (Record Date) 2.4 Amend Articles of Incorporation For For Management (Record Date) 2.5 Amend Articles of Incorporation For Against Management (Issuance of Convertible Bonds) 2.6 Amend Articles of Incorporation For Against Management (Issuance of Bond with Warrants) 2.7 Amend Articles of Incorporation For For Management (Issuance of Exchangeable Bonds) 2.8 Amend Articles of Incorporation For For Management (Convocation of General Meeting) 2.9 Amend Articles of Incorporation For For Management (Convocation of Board of Directors) 2.10 Amend Articles of Incorporation For For Management (Composition of Audit Committee) 2.11 Amend Articles of Incorporation (Duty For For Management of Audit Committee) 2.12 Amend Articles of Incorporation For For Management (Election of Audit Committee) 2.13 Amend Articles of Incorporation For For Management (Financial Statements) 2.14 Amend Articles of Incorporation For For Management (Record Date) 2.15 Amend Articles of Incorporation For For Management (Interim Dividend) 2.16 Amend Articles of Incorporation For For Management (Miscellaneous) 3 Elect Lee Gwan-su as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Ryu Jae-yeon as Inside Director For For Management 4.2 Elect Kim Jun-gu as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MEGASTUDYEDU CO., LTD. Ticker: 215200 Security ID: Y5933R104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Son Ju-eun as Inside Director For For Management 2.2 Elect Son Seong-eun as Inside Director For For Management 2.3 Elect Lee Jang-hun as Inside Director For For Management 2.4 Elect Kim Seong-oh as Non-Independent For For Management Non-Executive Director 2.5 Elect Son Eun-jin as Non-Independent For For Management Non-Executive Director 2.6 Elect Choi In-ho as Non-Independent For For Management Non-Executive Director 2.7 Elect Choi Jeong-deok as Outside For For Management Director 2.8 Elect Park Myeong-hui as Outside For For Management Director 3 Appoint Nam Seung-yeop as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MEGHMANI ORGANICS LIMITED Ticker: 532865 Security ID: Y5934S127 Meeting Date: JAN 28, 2021 Meeting Type: Court Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of For For Management Arrangement and Amalgamation -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Goodwill For For Management Impairment and Provision for Bad Debts 9 Approve Daily Related Party For For Management Transactions 10 Approve Credit Line Application and For For Management Provision of Guarantee 11 Approve Adjustment of Performance For For Management Commitment 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Working System for Independent For For Management Directors 17 Amend Related Party Transaction For For Management Decision-making and Control System 18 Approve External Guarantee Management For For Management Regulations 19 Amend Investor Relations Management For For Management System -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- MEITU, INC. Ticker: 1357 Security ID: G5966D105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wu Zeyuan as Director For For Management 2b Elect Lai Xiaoling as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MEITUAN Ticker: 3690 Security ID: G59669104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Huiwen as Director For For Management 3 Elect Lau Chi Ping Martin as Director For For Management 4 Elect Neil Nanpeng Shen as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10a Approve Tencent Subscription Agreement For For Management 10b Approve Grant of Specific Mandate to For For Management Issue Tencent Subscription Shares 10c Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Subscription Agreement 11 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- MERCURY CORP. Ticker: 100590 Security ID: Y594EM101 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- MERITZ FINANCIAL GROUP, INC. Ticker: 138040 Security ID: Y59496102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Jeong-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- MERITZ FIRE & MARINE INSURANCE CO., LTD. Ticker: 000060 Security ID: Y5945N109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Yong-beom as Inside Director For For Management 2.2 Elect Lee Beom-jin as Inside Director For For Management 2.3 Elect Seong Hyeon-mo as Outside For For Management Director 3 Elect Kim Myeong-ae as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Seong Hyeon-mo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MERITZ SECURITIES CO., LTD. Ticker: 008560 Security ID: Y594DP360 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Hyeon-wook as Outside For For Management Director 2.2 Elect Lee Sang-cheol as Outside For For Management Director 3 Elect Koo Jeong-han as Outside For For Management Director to Serve as an Audit Committee Member 4.1 Elect Kim Hyeon-wook as a Member of For For Management Audit Committee 4.2 Elect Lee Sang-cheol as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- METAIR INVESTMENTS LTD. Ticker: MTA Security ID: S49280126 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor XXXX Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 December 2020 XXXX Receive the Social and Ethics None None Management Committee Report 1 Re-elect Thandeka Mgoduso as Director For For Management 2 Re-elect Billy Mawasha as Director For For Management 3 Elect Alupheli Sithebe as Director For For Management 4 Elect Peter Giliam as Director For For Management 5 Elect Bridgitte Mathews as Director For For Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with N Ndiweni as the Designated Audit Partner 7i Elect Bridgitte Mathews as Chairman of For For Management the Audit and Risk Committee 7ii Elect Alupheli Sithebe as Member of For For Management the Audit and Risk Committee 7iii Re-elect Billy Mawasha as Member of For For Management the Audit and Risk Committee 8a Approve Remuneration Policy For For Management 8b Approve Remuneration Implementation For Against Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- METALABS CO., LTD. Ticker: 090370 Security ID: Y0486Z108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Choi Jin-oh as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- METALLURGICAL CORPORATION OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Accounts Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Guarantee Plan For Against Management 7 Approve WUYIGE as Auditor and Internal For For Management Control Auditor and Authorize Board to Fix Their Remuneration 8 Approve Adjustment of Annual Caps for For For Management the Routine Connected Transactions/Continuing Connected Transactions for the Years of 2021 and 2022 -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For Did Not Vote Management 2020 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Competing Business Standards For Did Not Vote Management Policy -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital and For Did Not Vote Management Amend Articles of Bylaws 2 Authorize Capital Increase with For Did Not Vote Management Preemptive Rights and Amend Articles of Bylaws -------------------------------------------------------------------------------- METRO TICARI VE MALI YATIRIMLAR HOLDING AS Ticker: METRO.E Security ID: M7S02P103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Authorize Presiding Council to Sign For Did Not Vote Management Minutes of Meeting 3 Accept Statutory Reports For Did Not Vote Management 4 Accept Financial Statements For Did Not Vote Management 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Board For Did Not Vote Management 7 Ratify External Auditors For Did Not Vote Management 8 Elect Directors For Did Not Vote Management 9 Approve Director Remuneration For Did Not Vote Management 10 Receive Information on Profit None None Management Distribution, Remuneration, Donation, and Disclosure Policies 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information on Donations Made None None Management in 2020 13 Receive Information on Related Party None None Management Transactions 14 Receive Information on Share For Did Not Vote Management Repurchases Made in 2020 and Authorize Board to Repurchase Shares in 2021 15 Approve Upper Limit of Donations for For Did Not Vote Management 2021 16 Grant Permission for Board Members to For Did Not Vote Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles and Articles 395-396 of Turkish Commercial Code 18 Wishes None None Management -------------------------------------------------------------------------------- MGAME CORP. Ticker: 058630 Security ID: Y5376B103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MICO LTD. Ticker: 059090 Security ID: Y4820X100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Seok-yoon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MIDDLE EAST HEALTHCARE CO. Ticker: 4009 Security ID: M7002V100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For Did Not Vote Management SAR 1,400,000 for FY 2020 6 Approve Discharge of Directors for FY For Did Not Vote Management 2020 7 Approve Absence of Dividends for FY For Did Not Vote Management 2020 8 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Amend Article 3 of Bylaws Re: For Did Not Vote Management Corporate Purposes 10 Approve Competing Business Standards For Did Not Vote Management Policy 11 Approve Related Party Transactions Re: For Did Not Vote Management Emirates Health Care and Development Company 12 Approve Related Party Transactions Re: For Did Not Vote Management Saudi Yemeni Health Care Company 13 Approve Related Party Transactions Re: For Did Not Vote Management Egyptian Saudi Company for Health Care 14 Approve Related Party Transactions Re: For Did Not Vote Management Humania capital North Africa Holding Company Ltd 15 Approve Related Party Transactions Re: For Did Not Vote Management Hail National Company for Health Services 16 Approve Related Party Transactions Re: For Did Not Vote Management Bait Al-Batterjee Medical Company 17 Approve Related Party Transactions Re: For Did Not Vote Management Bait Al-Batterjee Company for Education and Training 18 Approve Related Party Transactions Re: For Did Not Vote Management Abduljaleel Khalid Batterjee Company For the Maintenance of Medical Devices 19 Approve Related Party Transactions Re: For Did Not Vote Management Bait Al-Batterjee Company for Pharmaceutical Industries 20 Approve Related Party Transactions Re: For Did Not Vote Management Gulf Youth Investment and Real Estate Development Company 21 Approve Related Party Transactions Re: For Did Not Vote Management Bait Al-Batterjee College of Medical Sciences and Technology Company 22 Approve Related Party Transactions Re: For Did Not Vote Management MEGAMIND Company 23 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Restoration and Renewal of Company's Hospitals 24 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction of Medical Tower at the Saudi German Hospital in Aseer 25 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction of the Saudi German Hospital in Makkah 26 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction Staff Housing at SGH Makkah 27 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction Staff Housing at SGH Dammam 28 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction of Outpatient Tower at the Saudi German Hospital in Riyadh 29 Approve Related Party Transactions For Did Not Vote Management With International Hospitals Construction Company Re: Construction of Inpatient Beds Expansion at the Saudi German Hospital in Riyadh 30 Approve Related Party Transactions Re: For Did Not Vote Management Bait Al-Batterjee Fitness Company 31 Approve Related Party Transactions For Did Not Vote Management With Bait Al-Batterjee Medical Company Re: Agreement for Administrative Supervision of the Batterjee Medical City Project in the City of Alexandria in Egypt 32 Approve Related Party Transactions For Did Not Vote Management With Bait Al-Batterjee Medical Company Re: Administrative Supervision Agreements of Sharjah Hospital and Ajman Hospital for Ten Years 33 Approve Related Party Transactions For Did Not Vote Management With Bait Al-Batterjee Medical Company Re: Agreement for Administrative Supervision on four Hospitals in Pakistan 34 Allow Subhi Batterji to Be Involved For Did Not Vote Management with Competitor Companies 35 Allow Makarim Batterji to Be Involved For Did Not Vote Management with Competitor Companies 36 Allow Khalid Batterji to Be Involved For Did Not Vote Management with Competitor Companies 37 Allow Sultan Batterji to Be Involved For Did Not Vote Management with Competitor Companies -------------------------------------------------------------------------------- MIDDLE EAST PAPER CO. Ticker: 1202 Security ID: M7002T105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 3 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 6 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Related Party Transactions Re: For Did Not Vote Management Al Masirah International for Industrial Investments 8 Approve Absence of Dividends for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Provision of Guarantees For Against Management 3 Approve Credit Line Application For Against Management -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appraisal and Remuneration of For For Management Director 8 Approve Appraisal and Remuneration of For For Management Supervisor 9 Approve to Appoint Auditor For For Management 10 Elect Li Yiming as Non-independent For For Management Director 11 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Amount and Use of Proceeds For Against Management 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Exchange For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Signing of Share Subscription For Against Management Agreement 7 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For Against Management 9 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- MINMETALS LAND LIMITED Ticker: 230 Security ID: G6144P101 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- MINMETALS LAND LIMITED Ticker: 230 Security ID: G6144P101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Elect Yang Shangping as Director For For Management 3b Elect He Xiaoli as Director For For Management 3c Elect Selwyn Mar as Director For Against Management 3d Elect Law Fan Chiu Fun, Fanny as For Against Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Fix Maximum Number of Directors at 15 For For Management and Authorize Board to Appoint Additional Directors Up to Such Maximum Number 5 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MINSHENG EDUCATION GROUP COMPANY LIMITED Ticker: 1569 Security ID: G6145R106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zuo Yichen as Director For For Management 3a2 Elect Li Yanping as Director For For Management 3a3 Elect Chan Ngai Sang, Kenny as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MINTH GROUP LIMITED Ticker: 425 Security ID: G6145U109 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CNY Share Issue and the For For Management Specific Mandate 2 Authorize Board to Handle All Matters For For Management in Relation to the CNY Share Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated before the CNY Share Issue 4 Approve Policy for Stabilization of For For Management the Price of the CNY Shares for the Three Years after the CNY Share Issue 5 Approve Profits Distribution Policy For For Management and the Dividend Return Plan for the Three Years after the CNY Share Issue 6 Approve Use of Proceeds from the CNY For For Management Share Issue 7 Approve Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the CNY Share Issue 8 Approve Undertakings and the For For Management Corresponding Binding Measures in Connection with the CNY Share Issue 9 Approve Rules of Procedure for General For For Management Meetings of Shareholders 10 Approve Rules of Procedure for Board For For Management Meetings 11 Authorize Board to Handle All Matters For For Management in Relation to the Ordinary Resolutions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MINTH GROUP LIMITED Ticker: 425 Security ID: G6145U109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Ching as Director and For For Management Approve Continuous Appointment as Independent Non-Executive Director 4 Elect Wu Tak Lung as Director For Against Management 5 Elect Chen Quan Shi as Director For For Management 6 Approve and Confirm the Terms of For For Management Appointment, Including Remuneration, for Wang Ching 7 Approve and Confirm the Terms of For Against Management Appointment, Including Remuneration, for Wu Tak Lung 8 Approve and Confirm the Terms of For For Management Appointment, Including Remuneration, for Chen Quan Shi 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MINWISE CO., LTD. Ticker: 214180 Security ID: Y6S3F5106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Seo Yoon-seong as Outside For For Management Director 4 Appoint Won Seong-jin as Internal For Against Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Hyeon-man as Inside Director For For Management 2.2 Elect Lee Man-yeol as Inside Director For For Management 2.3 Elect Kim Jae-sik as Inside Director For For Management 2.4 Elect Cho Seong-il as Outside Director For For Management 3 Elect Jeong Yong-seon as Outside For For Management Director to Serve as an Audit Committee Member 4.1 Elect Cho Seong-il as a Member of For For Management Audit Committee 4.2 Elect Lee Jem-ma as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MIRAE ASSET LIFE INSURANCE CO., LTD. Ticker: 085620 Security ID: Y604HZ106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Articles of Incorporation For For Management 3 Approve Appropriation of Income For For Management 4.1 Elect Byeon Jae-sang as Inside Director For For Management 4.2 Elect Kim Pyeong-gyu as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management 3 Approve Additional Guarantee for For Against Management Associate Company 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For Against Management 5 Approve Related-party Transactions For For Management 6 Approve No Profit Distribution For For Management 7 Approve Annual Report and Summary For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve to Appoint Financial Auditor For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Haibin as Non-independent For For Management Director 2 Elect Qian Linmei as Supervisor For For Shareholder -------------------------------------------------------------------------------- MIWON COMMERCIAL CO., LTD. Ticker: 002840 Security ID: Y6130U106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Beom-seok as Outside Director For For Management 4 Elect Lee Beom-seok as a Member of For For Management Audit Committee 5 Elect Kwon Se-won as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MIWON SPECIALTY CHEMICAL CO., LTD. Ticker: 268280 Security ID: Y6050J115 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MKH BERHAD Ticker: 6114 Security ID: Y6029U100 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 3 Elect Mohammad bin Maidon as Director For Did Not Vote Management 4 Elect Jeffrey bin Bosra as Director For Did Not Vote Management 5 Approve Deloitte PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For Did Not Vote Management 8 Approve Jeffrey bin Bosra to Continue For Did Not Vote Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Comprehensive Credit Line Bank For For Management Application and Related Authorization 3 Approve Provision of Guarantee For Against Management 4 Approve Provision of Guarantee by For For Management Controlling Shareholders 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Formulation of Transaction For For Management Management System of Securities Investment and Derivatives 9 Approve Finance Lease For For Management 10 Approve Use of Own Funds for Entrusted For Against Management Asset Management 11 Approve External Guarantee For For Management 12 Approve Borrowing Funds from For For Management Controlling Shareholders and Related Transaction 13 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 14 Elect Li Guanqun as Non-Independent For For Management Director -------------------------------------------------------------------------------- MMG LTD. Ticker: 1208 Security ID: Y6133Q102 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Connected For Against Management Award Shares to Up to 12 Connected Incentive Participants Under the Long Term Incentive Equity Plan and Related Transactions -------------------------------------------------------------------------------- MMG LTD. Ticker: 1208 Security ID: Y6133Q102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Shuqiang as Director For For Management 2b Elect Xu Jiqing as Director For For Management 2c Elect Leung Cheuk Yan as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MOBILE APPLIANCE, INC. Ticker: 087260 Security ID: Y6S66U104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Dong-il as Inside Director For For Management 2.2 Elect Lee Myeong-soon as Outside For For Management Director 3 Appoint Kim Tae-hoon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MOBVISTA INC. Ticker: 1860 Security ID: G62268100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Fang Zikai as Director For For Management 2a2 Elect Song Xiaofei as Director For For Management 2a3 Elect Wong Tak-Wai as Director For For Management 2a4 Elect Ying Lei as Director For For Management 2a5 Elect Sun Hongbin as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MODERN LAND (CHINA) CO., LIMITED Ticker: 1107 Security ID: G61822105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Chen Zhiwei as Director For For Management 3B Elect Zeng Qiang as Director For For Management 3C Elect Hui Chun Ho, Eric as Director For For Management 3D Elect Cui Jian as Director For For Management 3E Elect Gao Zhikai as Director For For Management 3F Elect Liu Jiaping as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MODETOUR NETWORK INC. Ticker: 080160 Security ID: Y60818104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Ock-min as Inside Director For For Management 2.2 Elect Hwang In-su as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5.1 Amend Articles of Incorporation (Add For For Management Business Objectives) 5.2 Amend Articles of Incorporation For For Management (Electronic Registration) 5.3 Amend Articles of Incorporation For For Management (Record Date) 5.4 Amend Articles of Incorporation For For Management (Record Date) 5.5 Amend Articles of Incorporation For For Management (Miscellaneous) 5.6 Amend Articles of Incorporation For For Management (Election and Duties of Auditors) 5.7 Amend Articles of Incorporation For For Management (Remove Limit of Employee Stock Options) 5.8 Amend Articles of Incorporation (Add For For Management Method of Board Resolutions) 5.9 Amend Articles of Incorporation For For Management (Miscellaneous) 5.10 Amend Articles of Incorporation For For Management (Authorized Capital) 5.11 Amend Articles of Incorporation For Against Management (Change in Limit of Bonds) -------------------------------------------------------------------------------- MOL HUNGARIAN OIL & GAS PLC Ticker: MOL Security ID: X5S32S129 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone and Consolidated None None Management Financial Statements and Statutory Reports 1.2 Approve Allocation of Income and None None Management Dividends 1.3 Approve Company's Corporate Governance None None Management Statement 2 Approve Discharge of Management Board None None Management 3 Approve Ernst & Young Kft. as Auditor None None Management and Fix Its Remuneration 4.1 Approve Report on Share Repurchase None None Management Program Approved at 2020 AGM 4.2 Authorize Share Repurchase Program None None Management 5 Elect Oszkar Vilagi as Management None None Management Board Member 6.1 Elect Ivan Miklos as Supervisory Board None None Management Member 6.2 Elect Marton Nagy as Supervisory Board None None Management Member 6.3 Elect Peter Kaderjak as Supervisory None None Management Board Member 6.4 Elect Lajos Dorkota as Supervisory None None Management Board Member 6.5 Elect Ivan Miklos as Audit Committee None None Management Member 6.6 Elect Marton Nagy as Audit Committee None None Management Member 7 Approve Remuneration Policy None None Management -------------------------------------------------------------------------------- MONALISA CO., LTD. Ticker: 012690 Security ID: Y6136S105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Hoe-hun as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MONAMI CO., LTD. Ticker: 005360 Security ID: Y61374107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Baek Seong-min as Outside For For Management Director 4 Appoint Cho Young-chan as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For Did Not Vote Management 2 Elect Meeting Chairman and Other For Did Not Vote Management Meeting Officials 3 Approve Acquisition of Shares in Air For Did Not Vote Management Bank and Czech and Slovak Home Credit 4 Approve Increase in Share Capital via For Did Not Vote Management Issuance of Shares without Preemptive Rights -------------------------------------------------------------------------------- MOORIM P&P CO., LTD. Ticker: 009580 Security ID: Y6155S101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Doh-gyun as Inside Director For For Management 4 Elect Kim Il-tae as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- MOTOR OIL (HELLAS) CORINTH REFINERIES SA Ticker: MOH Security ID: X55904100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Income Allocation 2 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 3 Elect Directors (Bundled) For Did Not Vote Management 4 Elect Members of Audit Committee For Did Not Vote Management (Bundled) 5 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 6 Approve Director Remuneration For Did Not Vote Management 7 Approve Pre-Payment of Director For Did Not Vote Management Remuneration 8 Approve Suitability Policy for For Did Not Vote Management Directors 9 Amend Remuneration Policy For Did Not Vote Management 10 Approve Profit Distribution to Board For Did Not Vote Management Members and Management 11 Advisory Vote on Remuneration Report For Did Not Vote Management -------------------------------------------------------------------------------- MPACT LTD Ticker: MPT Security ID: S5310B109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Repurchase of Issued Share For For Management Capital 1 Authorise Ratification of the Special For For Management Resolution -------------------------------------------------------------------------------- MPACT LTD Ticker: MPT Security ID: S5310B109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tony Phillips as Director For For Management 1.2 Re-elect Neo Dongwana as Director For For Management 1.3 Re-elect Sibusiso Luthuli as Director For For Management 2.1 Re-elect Tim Ross as Member of the For For Management Audit and Risk Committee 2.2 Re-elect Andrew Thompson as Member of For For Management the Audit and Risk Committee 2.3 Re-elect Neo Dongwana as Member of the For For Management Audit and Risk Committee 2.4 Re-elect Sibusiso Luthuli as Member of For For Management the Audit and Risk Committee 3 Reappoint Deloitte & Touche as For For Management Auditors with Shelly Nelson as the Designated Audit Partner 4 Authorise Ratification of Approved For For Management Resolutions 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report For For Management 7 Authorise Repurchase of Issued Share For For Management Capital 8 Approve Financial Assistance in Terms For For Management of Section 44 and 45 of the Companies Act 9 Approve Non-Executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- MPLUS CORP. Ticker: 259630 Security ID: Y6S472100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jong-seong as Inside Director For For Management 3.2 Elect Ko Gang-ho as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MR. BLUE CORP. Ticker: 207760 Security ID: Y209FT100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Seung-jin as Inside Director For For Management 2.2 Elect Choi Jin-ah as Inside Director For For Management 2.3 Elect Jeong Jin-young as Inside For For Management Director 2.4 Elect Kim Ju-ho as Outside Director For For Management 3 Appoint Hong Ui-seok as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management 2 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MS AUTOTECH CO., LTD. Ticker: 123040 Security ID: Y613AF108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Park Byeong-su as Outside For For Management Director 4 Appoint Seon Sang-gyun as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MTN GROUP LTD. Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sindi Mabaso-Koyana as Director For For Management 2 Elect Nosipho Molope as Director For For Management 3 Elect Noluthando Gosa as Director For For Management 4 Re-elect Shaygan Kheradpir as Director For For Management 5 Re-elect Paul Hanratty as Director For For Management 6 Re-elect Stanley Miller as Director For For Management 7 Re-elect Nkululeko Sowazi as Director For For Management 8 Elect Tsholofelo Molefe as Director For For Management 9 Elect Sindi Mabaso-Koyana as Member of For For Management the Audit Committee 10 Elect Nosipho Molope as Member of the For For Management Audit Committee 11 Elect Noluthando Gosa as Member of the For For Management Audit Committee 12 Re-elect Swazi Tshabalala as Member of For For Management the Audit Committee 13 Re-elect Vincent Rague as Member of For For Management the Audit Committee 14 Elect Noluthando Gosa as Member of the For For Management Social and Ethics Committee 15 Re-elect Lamido Sanusi as Member of For For Management the Social and Ethics Committee 16 Re-elect Stanley Miller as Member of For For Management the Social and Ethics Committee 17 Re-elect Nkunku Sowazi as Member of For For Management the Social and Ethics Committee 18 Re-elect Khotso Mokhele as Member of For For Management the Social and Ethics Committee 19 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 20 Reappoint Ernst & Young Inc as Auditors For For Management 21 Place Authorised but Unissued Shares For For Management under Control of Directors 22 Authorise Board to Issue Shares for For For Management Cash 23 Approve Remuneration Policy For For Management 24 Approve Remuneration Implementation For Against Management Report 25 Authorise Ratification of Approved For For Management Resolutions 26 Approve Remuneration of Board Local For For Management Chairman 27 Approve Remuneration of Board For For Management International Chairman 28 Approve Remuneration of Board Local For For Management Member 29 Approve Remuneration of Board For For Management International Member 30 Approve Remuneration of Board Local For For Management Lead Independent Director 31 Approve Remuneration of Board For For Management International Lead Independent Director 32 Approve Remuneration of Remuneration For For Management and Human Resources Committee Local Chairman 33 Approve Remuneration of Remuneration For For Management and Human Resources Committee International Chairman 34 Approve Remuneration of Remuneration For For Management and Human Resources Committee Local Member 35 Approve Remuneration of Remuneration For For Management and Human Resources Committee International Member 36 Approve Remuneration of Social and For For Management Ethics Committee Local Chairman 37 Approve Remuneration of Social and For For Management Ethics Committee International Chairman 38 Approve Remuneration of Social and For For Management Ethics Committee Local Member 39 Approve Remuneration of Social and For For Management Ethics Committee International Member 40 Approve Remuneration of Audit For For Management Committee Local Chairman 41 Approve Remuneration of Audit For For Management Committee International Chairman 42 Approve Remuneration of Audit For For Management Committee Local Member 43 Approve Remuneration of Audit For For Management Committee International Member 44 Approve Remuneration of Risk For For Management Management and Compliance Committee Local Chairman 45 Approve Remuneration of Risk For For Management Management and Compliance Committee International Chairman 46 Approve Remuneration of Risk For For Management Management and Compliance Committee Local Member 47 Approve Remuneration of Risk For For Management Management and Compliance Committee International Member 48 Approve Remuneration of Local Member For For Management for Special Assignments or Projects (per day) 49 Approve Remuneration of International For For Management Member for Special Assignments or Projects (per day) 50 Approve Remuneration for Ad Hoc Work For Against Management Performed by Non-executive Directors for Special Projects (hourly rate) 51 Approve Remuneration of Share Trust For For Management (trustees) Local Chairman 52 Approve Remuneration of Share Trust For For Management (trustees) International Chairman 53 Approve Remuneration of Share Trust For For Management (trustees) Local Member 54 Approve Remuneration of Share Trust For For Management (trustees) International Member 55 Approve Remuneration of Sourcing For For Management Committee Local Chairman 56 Approve Remuneration of Sourcing For For Management Committee International Chairman 57 Approve Remuneration of Sourcing For For Management Committee Local Member 58 Approve Remuneration of Sourcing For For Management Committee International Member 59 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee Local Chairman 60 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee International Chairman 61 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee Local Member 62 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee International Member 63 Authorise Repurchase of Issued Share For For Management Capital 64 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 65 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 66 Approve Financial Assistance to MTN For For Management Zakhele Futhi (RF) Limited -------------------------------------------------------------------------------- MUHIBBAH ENGINEERING (M) BHD Ticker: 5703 Security ID: Y6151L100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ooi Sen Eng as Director For Did Not Vote Management 2 Elect Abd Hamid bin Ibrahim as Director For Did Not Vote Management 3 Elect Sobri bin Abu as Director For Did Not Vote Management 4 Elect Khazali bin Haji Ahmad as For Did Not Vote Management Director 5 Approve Directors' Fees and Benefits For Did Not Vote Management 6 Approve Crowe Malaysia PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 7 Approve Zakaria Bin Abdul Hamid to For Did Not Vote Management Continue Office as Independent Non-Executive Director 8 Approve Abd Hamid Bin Ibrahim to For Did Not Vote Management Continue Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For Did Not Vote Management 11 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MULTICAMPUS CORP. Ticker: 067280 Security ID: Y1781P100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Seong-tae as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MULTIEXPORT FOODS SA Ticker: MULTIFOODS Security ID: P6988Z108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Remuneration of Directors For For Management c Approve Remuneration and Budget of For For Management Directors' Committee d Present Directors' Committee Report on For For Management Activities and Expenses e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Receive Report Regarding Related-Party For For Management Transactions h Designate Newspaper to Publish Meeting For For Management Announcements i Other Business For Against Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Validity Period For For Management in Connection to the Convertible Bond Issuance 2 Approve to Adjust the Plan on For For Management Convertible Bond Issuance 3 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to the Convertible Bond Issuance 4 Approve Related Party Transaction For For Management 5 Approve Guarantee Provision Plan For For Management 6 Approve Use of Own Funds for Capital For For Management Injection -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Financial For For Management Auditor 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 13 Amend Articles of Association For For Management 14 Approve Issuance of Super Short-term For For Management Commercial Papers 15 Approve Provision of Guarantee for For For Management Subsidiaries -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Loan For For Management 9 Approve Guarantee Provision Between For Against Management Company and Controlling Shareholder 10 Approve Financial Assistance Provision For Against Management 11.1 Elect Liu Nanxi as Director For For Shareholder 11.2 Approve Remuneration of Liu Nanxi For For Management -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 2 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 3 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Company Article 10 For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Advisory Vote on Remuneration Report For Did Not Vote Management 4 Receive Information on Activities of None None Management the Audit Committee 5 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 6 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 7 Approve Suitability Policy for For Did Not Vote Management Directors 8 Ratify Director Appointment For Did Not Vote Management 9 Elect Director For Did Not Vote Management 10 Approve Type, Term, Number and For Did Not Vote Management Capacity of Members of the Audit Committee 11 Amend Remuneration Policy For Did Not Vote Management 12 Approve Performance Share Plan For Did Not Vote Management 13 Approve Stock Award to Executives For Did Not Vote Management 14 Approve Special Reserve Account For Did Not Vote Management -------------------------------------------------------------------------------- MYUNGMOON PHARM CO., LTD. Ticker: 017180 Security ID: Y6157K106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Koo Hui-ho as Outside Director For For Management 3 Appoint Cho Hang-jun as Internal For For Management Auditor -------------------------------------------------------------------------------- NAM HWA CONSTRUCTION CO., LTD. Ticker: 091590 Security ID: Y6S8AA109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Choi Jae-hun as Inside Director For For Management 3 Elect Yoon Hak-sul as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NAMHAE CHEMICAL CORP. Ticker: 025860 Security ID: Y6200J106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ha Hyeong-su as Inside Director For For Management 2.2 Elect Lee Bok-young as Inside Director For For Management 2.3 Elect Lee Jae-geun as Inside Director For For Management 2.4 Elect Lee Hyeong-gwon as Outside For For Management Director 2.5 Elect Lee Gwang-su as Outside Director For For Management 2.6 Elect Cho Dae-gwon as Outside Director For For Management 2.7 Elect Yoon Byeong-cheol as Outside For For Management Director 2.8 Elect Yeo In-hong as Outside Director For For Management 2.9 Elect Kim Se-je as Outside Director For For Management 2.10 Elect Cho Young-jo as Outside Director For For Management 3.1 Elect Yeo In-hong as a Member of Audit For For Management Committee 3.2 Elect Kim Se-je as a Member of Audit For For Management Committee 3.3 Elect Cho Young-jo as a Member of For For Management Audit Committee 4 Elect Kim Jong-gu as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NAMPAK LTD. Ticker: NPK Security ID: S5326R114 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 September 2020 2 Present the Social, Ethics and None None Management Transformation Committee Report 3.1 Re-elect Kholeka Mzondeki as Director For For Management 3.2 Re-elect Clifford Raphiri as Director For For Management 4.1 Elect Nooraya Khan as Director For For Management 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Jurie de Kock as the Individual Registered Auditor 6.1 Elect Nooraya Khan as Member of the For For Management Audit and Risk Committee 6.2 Re-elect Kholeka Mzondeki as Member of For For Management the Audit and Risk Committee 6.3 Re-elect Simon Ridley as Member of the For For Management Audit and Risk Committee 6.4 Re-elect Lesego Sennelo as Member of For For Management the Audit and Risk Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report on the For For Management Remuneration Policy 9 Approve Remuneration of Non-executive For For Management Directors 10 Authorise Repurchase of Issued Share For For Management Capital 11 Authorise Repurchase of Issued Share For For Management Capital from a Director and/or a Prescribed Officer of the Company -------------------------------------------------------------------------------- NAMSUN ALUMINUM CO., LTD. Ticker: 008350 Security ID: Y6200C101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Woo Oh-hyeon as Inside Director For Against Management 2.2 Elect Jang Gyu-han as Inside Director For Against Management 2.3 Elect Park Chan-hong as Inside Director For Against Management 2.4 Elect Kim Ha-jung as Outside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NAMSUNG CORP. Ticker: 004270 Security ID: Y6200G102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoon Bong-su as Inside Director For For Management 4 Appoint Yoon Bong-cheon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NAMUGA CO., LTD. Ticker: 190510 Security ID: Y61889104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Won Tae-yeon as Inside Director For For Management 3.2 Elect Park Chan-hong as For For Management Non-Independent Non-Executive Director 3.3 Elect Seo Jeong-hwa as Non-Independent For For Management Non-Executive Director 3.4 Elect Shin Jong-min as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NAMUTECH CO., LTD. Ticker: 242040 Security ID: Y507AN105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Su-byeong as Non-Independent For For Management Non-Executive Director 3.2 Elect Jeong Cheol as Inside Director For For Management 3.3 Elect Jeong Woo-sang as Inside Director For For Management 4 Appoint Park Gi-seong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yuxiang as Director For For Management 1.2 Elect Liu Zhen as Director For For Management 1.3 Elect Kong Haibin as Director For For Management 1.4 Elect Yang Xiuqin as Director For For Management 1.5 Elect Shen Jiaming as Director For For Management 1.6 Elect Yu Hanqing as Director For For Management 2.1 Elect Wang Haifeng as Director For For Management 2.2 Elect Wu Xiaoya as Director For For Management 2.3 Elect Ma Weimin as Director For For Management 3.1 Elect Zheng Dingxia as Supervisor For For Management 3.2 Elect Chen Xiaojie as Supervisor For For Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Nangang For For Management Transformation and Upgrade Investment Fund 2 Approve Daily Related Party Transaction For Against Management 3 Approve Provision of Guarantee for For Against Management Wholly-owned and Controlled Subsidiary 4 Approve Provision of Guarantee for For For Management Associate Company 5 Approve Supply Chain Business and For For Management Provision of Guarantee 6 Approve Credit Line Bank Application For For Management 7 Approve Steel Industry Chain Futures For For Management and Derivatives Hedging Business 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9.1 Elect Huang Yixin as Non-Independent For For Management Director 9.2 Elect Zhu Ruirong as Non-Independent For For Management Director 9.3 Elect Yao Yongkuan as Non-Independent For For Management Director 9.4 Elect Qian Shunjiang as For For Management Non-Independent Director 9.5 Elect Zhang Liangsen as For For Management Non-Independent Director 9.6 Elect Chen Chunlin as Non-Independent For For Management Director 10.1 Elect Chen Chuanming as Independent For For Management Director 10.2 Elect Ying Wenlu as Independent For For Management Director 10.3 Elect Wang Cuimin as Independent For For Management Director 11.1 Elect Wang Fang as Supervisor For For Management 11.2 Elect Zheng Zhixiang as Supervisor For For Management 11.3 Elect Liu Hongjun as Supervisor For For Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement For For Management 2 Approve Signing of Equity Transfer For For Management Agreement 3 Approve Signing of Share Subscription For For Management Agreement -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Allowance of Directors, For For Management Supervisors and Independent Directors 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For Against Management 10 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary and Controlled Subsidiaries 11 Approve Guarantee Provision to For For Management Associate Company 12 Approve Adjustment of Idle Raised For For Management Funds for Cash Management 13 Approve Adjustment of Use of Idle Own For Against Management Funds for Financial Products 14 Approve Estimated Related Party For For Management Transaction 15 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD. Ticker: 603707 Security ID: Y619BD109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Line and For For Management Provision of Guarantee 7 Approve Appointment of Auditor For For Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NANJING SAMPLE TECHNOLOGY CO., LTD. Ticker: 1708 Security ID: Y6197E102 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 2 Approve Provision of the Guarantees For For Management -------------------------------------------------------------------------------- NANJING SAMPLE TECHNOLOGY CO., LTD. Ticker: 1708 Security ID: Y6197E102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creditor's Rights Transfer For For Management Agreement I, Creditor's Rights Transfer Agreement II and Related Transactions -------------------------------------------------------------------------------- NANJING SAMPLE TECHNOLOGY CO., LTD. Ticker: 1708 Security ID: Y6197E102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Profit Distribution Plan For For Management 5 Approve BDO China Shu Lun Pan For For Management Certified Public Accounts LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Appropriation of Statutory For For Management Reserve Fund 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Scale of Self-investment For For Management Business 7.1 Approve Daily Related Party For For Management Transactions with Nanjing State-owned Assets Investment Management Holdings (Group) Co., Ltd. and Nanjing Zijin Investment Group Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Nanjing Xingong Investment Group Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Nanjing Transportation Construction Investment Holding (Group) Co., Ltd. 7.4 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Amendments to Articles of For Against Management Association and Rules and Procedures Regarding General Meetings of Shareholders 12 Approve Adjustment to Allowance of For Against Management Independent Directors 13.1 Elect Wu Mengyun as Director For For Management 14.1 Elect Chen Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- NANJING XINJIEKOU DEPARTMENT STORE CO. LTD. Ticker: 600682 Security ID: Y62032100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 2.1 Elect Tan Jiamin as Supervisor For For Management 2.2 Elect Shen Ying as Supervisor For For Management -------------------------------------------------------------------------------- NANJING XINJIEKOU DEPARTMENT STORE CO. LTD. Ticker: 600682 Security ID: Y62032100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor as well as Payment of Remuneration 7 Approve Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Postponement of Performance For For Management Commitments Related to Acquisition by Issuance of Shares -------------------------------------------------------------------------------- NANOENTEK, INC. Ticker: 039860 Security ID: Y2677Y106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Song Jae-seung as For For Management Non-Independent Non-Executive Director 2.2 Elect Hwang Seong-geol as Outside For For Management Director 3 Appoint Kim Yong-jin as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Daily Related Party For Against Management Transactions 9 Approve Entrusted Loan Application For For Management 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For For Management Internal Control Auditor 12 Approve Change in Implementing Entity For For Management of Raised Funds Investment Project 13 Approve Registration and Issuance of For For Management Debt Financing Instruments 14 Approve Company's Eligibility for For For Management Corporate Bond Issuance 15.1 Approve Issuance Scale, Issuance For For Management Manner and Par Value 15.2 Approve Bond Maturity For For Management 15.3 Approve Payment of Capital and Interest For For Management 15.4 Approve Bond Interest Rate and For For Management Determination Method 15.5 Approve Target Subscribers For For Management 15.6 Approve Use of Proceeds For For Management 15.7 Approve Guarantee Arrangement For For Management 15.8 Approve Terms of Redemption or Terms For For Management of Sell-Back 15.9 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 15.10 Approve Listing Arrangement For For Management 15.11 Approve Underwriting Manner For For Management 15.12 Approve Resolution Validity Period For For Management 16 Approve Authorization of the Board to For For Management Handle All Related Matters 17 Approve Amendments to Articles of For For Management Association 18.1 Elect Dou Xiaobo as Director For For Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Jiangyi as Director For For Management 2.1 Elect Zheng Zongqiang as Supervisor For For Management -------------------------------------------------------------------------------- NASMEDIA CO., LTD. Ticker: 089600 Security ID: Y6S10D117 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Gi-ho as Inside Director For For Management 3.2 Elect Kim Hun-bae as Non-Independent For For Management Non-Executive Director 3.3 Elect Choi Gyu-cheol as For For Management Non-Independent Non-Executive Director 4 Elect Park Chan-ho as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Terms of Retirement Pay For For Management 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- NATIONAL CO. FOR GLASS INDUSTRIES Ticker: 2150 Security ID: M7S25K107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports FY 2020 4 Approve Discharge of Directors FY 2020 For Did Not Vote Management 5 Approve Remuneration Policy of Board For Did Not Vote Management Members, Committees, and Executive Management 6 Approve Remuneration of Directors of For Did Not Vote Management SAR 1,600,000 for FY 2020 7 Elect Othman Al Humeidan as Director For Did Not Vote Management 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 -------------------------------------------------------------------------------- NATIONAL GAS & INDUSTRIALIZATION CO. Ticker: 2080 Security ID: M7226N108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For Did Not Vote Management 2020 5 Approve Remuneration of Directors of For Did Not Vote Management SAR 3,275,153 for FY 2020 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 8 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Dividends of SAR 0.5 Per Share For Did Not Vote Management for FY 2020 10 Approve Additional Remuneration of For Did Not Vote Management Auditors Regarding Auditing Q2, Q3 and Annual Statements of FY 2020 and Q1 of FY 2021, Preparation, Presentation of Zakat Declaration and Settlement of Zakat Status with Zakat Tax and Customs Authority -------------------------------------------------------------------------------- NATURE & ENVIRONMENT CO., LTD. Ticker: 043910 Security ID: Y6261M105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun-su as Inside Director For For Management 3.2 Elect Lee Chang-woo as Outside Director For For Management 4 Appoint Park Seung-suk as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NATURECELL CO., LTD. Ticker: 007390 Security ID: Y7T6AF109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ra Jeong-chan as Inside Director For For Management 2.2 Elect Moon Heung-ahn as Outside For For Management Director 2.3 Elect Ko Myeong-jin as Outside Director For For Management 3 Appoint Kim Jin-tae as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Company Address) 2.2 Amend Articles of Incorporation For For Management (Transfer Agent) 2.3 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.4 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.5 Amend Articles of Incorporation For For Management (Directors' Term of Office) 3 Elect Choi In-hyuk as Inside Director For For Management 4 Elect Lee In-moo as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Lee Geon-hyeok as Outside For For Management Director 6 Elect Lee Geon-hyeok as a Member of For For Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For For Management 9 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve No Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NBCC (INDIA) LIMITED Ticker: 534309 Security ID: Y6S14N129 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Baldev Kaur Sokhey as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Pawan Kumar Gupta as For For Management Chairman-cum-Managing Director 6 Elect Kamran Rizvi as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NCC LIMITED Ticker: 500294 Security ID: Y6198W135 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Om Prakash Jagetiya as Director For For Management 2 Approve Issuance of Convertible Equity For For Management Warrants on Preferential Basis to Promoters / Promoter Group -------------------------------------------------------------------------------- NCSOFT CORP. Ticker: 036570 Security ID: Y6258Y104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Taek-jin as Inside Director For For Management 4 Elect Hwang Chan-hyun as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NDFOS CO., LTD. Ticker: 238090 Security ID: Y6S3FS106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kim Jang-ho as Inside Director For For Management 3.2 Elect Kim Seong-jin as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NDFOS CO., LTD. Ticker: 238090 Security ID: Y6S3FS106 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Cho Seo-yong as Inside Director For For Management 2.2 Elect Hahm Yoon-geun as Outside For For Management Director -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Iain Williamson as Director For Abstain Management 1.2 Elect Mike Davis as Director For For Management 2.1 Re-elect Mpho Makwana as Director For For Management 2.2 Re-elect Neo Dongwana as Director For For Management 2.3 Re-elect Mfundo Nkuhlu as Director For For Management 3.1 Reappoint Deloitte & Touche as For For Management Auditors with L Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with F Mohideen as the Designated Registered Auditor 4.1 Re-elect Stanley Subramoney as Member For For Management of the Group Audit Committee 4.2 Re-elect Hubert Brody as Member of the For For Management Group Audit Committee 4.3 Re-elect Neo Dongwana as Member of the For For Management Group Audit Committee 4.4 Re-elect Errol Kruger as Member of the For For Management Group Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For Against Management 6.2 Approve Remuneration Implementation For Against Management Report 1.1 Approve Fees for the Chairman For For Management 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Board Member For For Management 1.4 Approve Fees for the Group Audit For For Management Committee Members 1.5 Approve Fees for the Group Credit For For Management Committee Members 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee Members 1.7 Approve Fees for the Group Information For For Management Technology Committee Members 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee Members 1.9 Approve Fees for the Group For For Management Remuneration Committee Members 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee Members 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee Members 1.12 Approve Fees for the Group Climate For For Management Resilience Committee Members 2.1 Approve Fees for the Acting Group For For Management Chairman 2.2 Approve Fees for the Acting Lead For For Management Independent Director 2.3 Approve Fees for the Acting Committee For For Management Chair 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 5 Amend the Share Option, Matched-share For For Management and Restricted-share Schemes -------------------------------------------------------------------------------- NEMAK SAB DE CV Ticker: NEMAKA Security ID: P71340106 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and Cash For Did Not Vote Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairman of Audit For Did Not Vote Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For Did Not Vote Management 5 Approve Minutes of Meeting For Did Not Vote Management -------------------------------------------------------------------------------- NEOPHARM CO., LTD. Ticker: 092730 Security ID: Y62459105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Yang-su as Inside Director For For Management 2.2 Elect Lim Woo-jae as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEOWIZ CO., LTD. Ticker: 095660 Security ID: Y6250V108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Gi-won as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEPTUNE CO. Ticker: 217270 Security ID: Y21577104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Gi-hong as Non-Independent For For Management Non-Executive Director 3.2 Elect Cho Hyeok-min as Non-Independent For For Management Non-Executive Director 3.3 Elect Han Sang-woo as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NETAS TELEKOMUNIKASYON AS Ticker: NETAS.E Security ID: M7334Y103 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Accept Board Report For Did Not Vote Management 3 Accept Audit Report For Did Not Vote Management 4 Accept Financial Statements For Did Not Vote Management 5 Approve Discharge of Board For Did Not Vote Management 6 Approve Allocation of Income For Did Not Vote Management 7 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 8 Approve Upper Limit of Donations for For Did Not Vote Management 2021 and Receive Information on Donations Made in 2020 9 Receive Information on Related Party None None Management Transactions 10 Ratify External Auditors For Did Not Vote Management 11 Ratify Director Appointment For Did Not Vote Management 12 Approve Director Remuneration For Did Not Vote Management 13 Grant Permission for Board Members to For Did Not Vote Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- NETCARE LTD. Ticker: NTC Security ID: S5507D108 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Bower as Director For For Management 1.2 Re-elect Bukelwa Bulo as Director For For Management 2 Reappoint Deloitte & Touche as Auditors For For Management 3.1 Re-elect Mark Bower as Chairperson of For For Management the Audit Committee 3.2 Re-elect Bukelwa Bulo as Member of the For For Management Audit Committee 3.3 Re-elect David Kneale as Member of the For For Management Audit Committee 4 Authorise Ratification of Approved For For Management Resolutions 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report For For Management 7 Authorise Repurchase of Issued Share For For Management Capital 8 Approve Non-executive Directors' For For Management Remuneration 9 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- NETDRAGON WEBSOFT HOLDINGS LIMITED Ticker: 777 Security ID: G6427W104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Elect Liu Luyuan as Director For For Management 4B Elect Zheng Hui as Director For For Management 4C Elect Lee Kwan Hung, Eddie as Director For Against Management 4D Authorize Board to Fix Remuneration of For For Management Directors 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NETIA SA (POLAND) Ticker: NET Security ID: X58396106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Reports on None None Management Company's and Group's Operations, Standalone and Consolidated Financial Statements, and Supervisory Board Reports 6 Approve Management Board Report on For Did Not Vote Management Company's Operations 7 Approve Management Board Report on For Did Not Vote Management Group's Operations 8 Approve Financial Statements For Did Not Vote Management 9 Approve Consolidated Financial For Did Not Vote Management Statements 10.1 Approve Discharge of Piotr Zak For Did Not Vote Management (Supervisory Board Chairman) 10.2 Approve Discharge of Wojciech Pytel For Did Not Vote Management (Supervisory Board Member) 10.3 Approve Discharge of Stefan For Did Not Vote Management Radziminski (Supervisory Board Member) 10.4 Approve Discharge of Tomasz Szelag For Did Not Vote Management (Supervisory Board Member) 10.5 Approve Discharge of Adam Biedrzycki For Did Not Vote Management (Supervisory Board Member) 10.6 Approve Discharge of Maciej Szwarc For Did Not Vote Management (Supervisory Board Member) 10.7 Approve Discharge of Justyna Kulka For Did Not Vote Management (Supervisory Board Member) 10.8 Approve Discharge of Andrzej Abramczuk For Did Not Vote Management (CEO) 10.9 Approve Discharge of Aster Papazyan For Did Not Vote Management (Management Board Member) 10.10 Approve Discharge of Tomasz Dakowski For Did Not Vote Management (Management Board Member) 10.11 Approve Discharge of Krzysztof For Did Not Vote Management Adaszewski (Management Board Member) 10.12 Approve Discharge of Grzegorz Bartler For Did Not Vote Management (Management Board Member) 11.1 Approve Discharge of Tomasz Dakowski For Did Not Vote Management (Management Board Member) Internetia sp. z o.o. 11.2 Approve Discharge of Marcin Palkowski For Did Not Vote Management (Management Board Member) Internetia sp. z o.o. 11.3 Approve Discharge of Artur Lukasiewicz For Did Not Vote Management (Management Board Member) Internetia sp. z o.o. 11.4 Approve Discharge of Piotr Ermel For Did Not Vote Management (Supervisory Board Member) Internetia sp. z o.o. 11.5 Approve Discharge of Katarzyna Rydz For Did Not Vote Management (Supervisory Board Member) Internetia sp. z o.o. 11.6 Approve Discharge of Katarzyna Szwarc For Did Not Vote Management (Supervisory Board Member) Internetia sp. z o.o. 12 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 13 Approve Treatment of Net Loss of For Did Not Vote Management Internetia sp. z o.o. 14 Approve Remuneration Report For Did Not Vote Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- NETMARBLE CORP. Ticker: 251270 Security ID: Y6S5CG100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- NEUCA SA Ticker: NEU Security ID: X9148Y111 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Elect Members of Vote Counting For Did Not Vote Management Commission 6 Amend May 5, 2020, AGM, Resolution Re: For Did Not Vote Management Share Repurchase Program 7 Amend Oct 9, 2020, EGM, Resolution Re: For Did Not Vote Management Conditional Increase in Share Capital via Issuance of N Series Shares for Purpose of Incentive Plan 8 Eliminate Preemptive Rights with For Did Not Vote Management Regards to N Series Shares for Incentive Plan 9 Amend Oct 9, 2020, EGM, Resolution Re: For Did Not Vote Management Issuance of Series I Warrants without Preemptive Rights for Incentive Plan 10 Eliminate Preemptive Rights with For Did Not Vote Management Regards to I Series Warrants for Incentive Plan 11 Amend Oct 9, 2020, EGM, Resolution Re: For Did Not Vote Management Terms of Incentive Plan 12 Amend Statute Re: Share Capital For Did Not Vote Management 13 Approve Consolidated Text of Statute For Did Not Vote Management 14 Receive Management Board Report on None None Management Share Repurchase Program 15 Close Meeting None None Management -------------------------------------------------------------------------------- NEW CENTURY HEALTHCARE HOLDING CO. LIMITED Ticker: 1518 Security ID: G6446R102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Xu Han as Director For For Management 2a2 Elect Guo Qizhi as Director For For Management 2a3 Elect Wang Siye as Director For For Management 2a4 Elect Cheng Chi-Kong, Adrian as For For Management Director 2a5 Elect Xie Qiang as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Zhibin as Director For For Shareholder -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hong as Director For For Management 2 Elect Liu Debin as Supervisor For For Shareholder 3 Elect Shi Hongyu as Supervisor For For Shareholder 4 Approve Remuneration Standard of the For For Management Executive Director and Vice President -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Its Summary For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration 7 Approve Report of Performance of For For Management Directors 8 Approve Report of Performance of For For Management Independent Non-Executive Directors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Draft and Summary of Employee For Against Management Share Purchase Plan 5 Approve Management Method of Employee For Against Management Share Purchase Plan 6 Approve Authorization of the Board to For Against Management Handle All Related Matters 7 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Financing For For Management Guarantee 8 Approve Signing of Related Transaction For For Management Framework Agreement and Estimated Related Party Transaction 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve Termination of Draft of For For Shareholder Performance Shares Incentive Plan -------------------------------------------------------------------------------- NEW POWER PLASMA CO., LTD. Ticker: 144960 Security ID: Y6S687103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Wi Soon-im as Inside Director For For Management 2.2 Elect Choi Dae-gyu as Inside Director For For Management 2.3 Elect Yang Jae-young as Inside Director For For Management 2.4 Elect Choi Doh-hyeon as Inside Director For For Management 3 Appoint Park Seong-jun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NEWAG SA Ticker: NWG Security ID: X5S9FA105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board and None None Management Supervisory Board Reports, Standalone and Consolidated Financial Statements 6 Approve Financial Statements For Did Not Vote Management 7 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 8 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 1.00 per Share 9 Approve Consolidated Financial For Did Not Vote Management Statements 10.1 Approve Discharge of Zbigniew For Did Not Vote Management Konieczek (CEO) 10.2 Approve Discharge of Bogdan Borek For Did Not Vote Management (Deputy CEO) 10.3 Approve Discharge of Jozef Michalik For Did Not Vote Management (Deputy CEO) 11.1 Approve Discharge of Katarzyna Szwarc For Did Not Vote Management (Supervisory Board Chairwoman) 11.2 Approve Discharge of Agnieszka For Did Not Vote Management Pyszczek (Supervisory Board Secretary) 11.3 Approve Discharge of Piotr For Did Not Vote Management Chajderowski (Supervisory Board Deputy Chairman) 11.4 Approve Discharge of Piotr Palenik For Did Not Vote Management (Supervisory Board Member) 11.5 Approve Discharge of Piotr Wisniewski For Did Not Vote Management (Supervisory Board Member) 12 Approve Remuneration Report For Did Not Vote Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Use For For Management 1.2 Approve Manner and Price Range of For For Management Share Repurchase 1.3 Approve Type, Number and Proportion of For For Management the Total Share Repurchase and Total Capital for the Share Repurchase 1.4 Approve Capital Source Used for the For For Management Share Repurchase 1.5 Approve Implementation Period For For Management 1.6 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Equity Disposal For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Lift the Lock-up Period of For For Management Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares 9 Approve Change in Registered Capital For For Management and Amend Articles of Association 10 Approve Provision of Guarantee to For For Management Subsidiary 11 Approve Provision of External For For Management Financing Guarantee 12.1 Elect Hu Gang as Director For For Management 12.2 Elect Wang Jing as Director For For Management 12.3 Elect Lin Xuejie as Director For For Management 13.1 Elect Xu Yongdong as Director For For Management 13.2 Elect Li Jian as Director For For Management 14.1 Elect Xu Chengjian as Supervisor For For Management 14.2 Elect Chen Jisheng as Supervisor For For Management -------------------------------------------------------------------------------- NEXEN CORP. Ticker: 005720 Security ID: Y6265S108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 1.1 Approve Allocation of Income Against Against Shareholder (Shareholder Proposal) 2.1 Amend Articles of Incorporation For For Management 2.2 Amend Articles of Incorporation (Stock Against Against Shareholder Option) - Shareholder Proposal 3.1 Elect Kang Byeong-jung as Inside For For Management Director 3.2 Elect Kang Ho-chan as Inside Director For For Management 3.3 Elect Hong Gwang-sik as Outside For For Management Director 4 Elect Park Chang-su as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Park Cha-seok as a Member of For For Management Audit Committee 5.2 Elect Hong Gwang-sik as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NEXEN TIRE CORP. Ticker: 002350 Security ID: Y63377116 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4 Elect Yoo Han-ik as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEXON GT CO., LTD. Ticker: 041140 Security ID: Y8240N105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Ji-hwan as Inside Director For For Management 3.2 Elect Kim Myeong-hyeon as Inside For For Management Director 3.3 Elect Kim Dae-hwon as Inside Director For For Management 3.4 Elect Cha Byeong-gil as Outside For For Management Director 4 Appoint Ju Hyeong-hun as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NEXT ENTERTAINMENT WORLD CO., LTD. Ticker: 160550 Security ID: Y6S68F105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Woo-taek as Inside Director For For Management 3.2 Elect Kim Ji-woong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEXTEYE CO., LTD. Ticker: 137940 Security ID: Y6265L103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NH INVESTMENT & SECURITIES CO., LTD. Ticker: 005940 Security ID: Y6S75L806 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeon Hong-yeol as Outside For For Management Director 3.2 Elect Kim Hyeong-shin as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- NHN KCP CORP. Ticker: 060250 Security ID: Y7871J102 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Yeon-hun as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NICE HOLDINGS CO., LTD. Ticker: 034310 Security ID: Y6238U107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Won-woo as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NICE INFORMATION & TELECOMMUNICATION, INC. Ticker: 036800 Security ID: Y6348A108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Yong-guk as Inside Director For For Management 4 Elect Kang Won as Outside Director to For For Management Serve as a Member of Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NICE INFORMATION SERVICE CO., LTD. Ticker: 030190 Security ID: Y6436G108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Sim Ui-young as Inside Director For For Management 2.2 Elect Lee Hyeon-seok as For For Management Non-Independent Non-Executive Director 2.3.1 Elect Kim Il-hwan as Outside Director For For Management 2.3.2 Elect Kim Yong-deok as Outside Director For For Management 2.4 Elect Lee Jae-il as Outside Director For For Management to Serve as an Audit Committee Member 3.1.1 Elect Kim Il-hwan as a Member of Audit For For Management Committee 3.1.2 Elect Kim Yong-deok as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management 6.1 Amend Articles of Incorporation For For Management (Business Objectives) 6.2 Amend Articles of Incorporation (Stock For For Management Option Grants) 6.3 Amend Articles of Incorporation For Against Management (Outside Directors' Term of Office) 6.4 Amend Articles of Incorporation For For Management (Amendments Relating to Changes in Legislation) -------------------------------------------------------------------------------- NICE TOTAL CASH MANAGEMENT CO., LTD. Ticker: 063570 Security ID: Y6435Y100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Beak Seung-yeop as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Amend Articles of Incorporation For For Management 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Recovered Paper and Recycled Pulp Agreement and Related Transactions -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For For Management Expansion 2 Approve Capital Injection and Equity For For Management Transfer 3 Approve Entrusted Management of Zhuhai For For Management Bentu Electronics Co., Ltd. and Related-party Transaction -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yao as Non-independent For For Management Director 2 Approve Allowance of Directors For For Management 3 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For Against Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For Against Management 2.2 Approve Transaction Parties For Against Management 2.3 Approve Transaction Price For Against Management 2.4 Approve Payment Manner and Amount For Against Management 2.5 Approve Share Type, Par Value and For Against Management Listing Exchange 2.6 Approve Manner of Pricing and Issue For Against Management Price 2.7 Approve Lock-Up Period Arrangement For Against Management 2.8 Approve Attribution of Profit and Loss For Against Management During the Transition Period 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Performance Compensation and For Against Management Commitment Arrangement 2.11 Approve Delivery and Liability for For Against Management Breach of Contract of Target Assets 2.12 Approve Resolution Validity Period For Against Management 2.13 Approve Share Type, Par Value and For Against Management Listing Exchange 2.14 Approve Target Subscribers and Issue For Against Management Amount 2.15 Approve Issue Price For Against Management 2.16 Approve Lock-Up Period Arrangement For Against Management 2.17 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.18 Approve Use of Proceeds For Against Management 2.19 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitute as For Against Management Related-Party Transaction 4 Approve Transaction Constitute as For Against Management Major Asset Restructuring and Does Not Constitute as Restructure for Listing 5 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Stock Price Volatility Does For Against Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 8 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 9 Approve Draft and Summary of For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 10 Approve Signing of Acquisition by Cash For Against Management and Issuance of Shares Agreement, Supplementary Agreement of Acquisition by Cash and Issuance of Shares Agreement and Performance Compensation Agreement 11 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Relevant Audit Report, Review For Against Management Report and Evaluation Report of the Transaction 13 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve White Wash Waiver For Against Management 16 Approve Report on the Usage of For Against Management Previously Raised Funds 17 Approve Authorization of Board to For Against Management Handle All Related Matters 18 Approve Appointment of Intermediary For Against Management Institution 19 Approve Provision of Credit Guarantee For For Management 20 Approve Use of Funds for Cash For For Management Management 21 Approve Provision of Credit Guarantee For For Management for Wholly-Owned Subsidiary 22 Approve Financial Derivatives Trading For For Management Business 23 Approve Daily Related Party Transaction For For Management 24 Approve Signing of Supplemental For For Management Agreement of Loan Agreement -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Change Business Scope and For For Management Amend Articles of Association 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINGBO CONSTRUCTION CO., LTD. Ticker: 601789 Security ID: Y6365G103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Long-term Rights Containing Medium-term Notes 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Extension of Equity Transfer For For Shareholder Period -------------------------------------------------------------------------------- NINGBO CONSTRUCTION CO., LTD. Ticker: 601789 Security ID: Y6365G103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line and Guarantee For Against Management Provision 7 Approve Daily Related-party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve External Guarantee Management For Against Management System 10 Approve Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 11 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO., LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Issue Price and Pricing For Against Management Principles 2.4 Approve Issue Size For Against Management 2.5 Approve Target Subscribers and For Against Management Subscription Method 2.6 Approve Lock-up Period For Against Management 2.7 Approve Amount and Use of Proceeds For Against Management 2.8 Approve Listing Exchange For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Counter-dilution Measures in For Against Management Connection to the Private Placement 7 Approve Authorization of Board to For Against Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Signing of Conditional Share For Against Management Subscription Agreement 10 Approve Private Placement of Shares For Against Management Constitutes as Related Party Transactions 11 Approve Whitewash Waiver and Related For Against Management Transactions 12 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO., LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantees and For For Management Authorization of the Board to Handle Related Matters 9 Approve Financing Leases For For Management 10 Approve Change of Raised Fund Project For For Management from Automotive Electronics R&D Center Technical Renovation Project to Changchun Huaxiang Changchun Factory Thermoforming Lightweight Reconstruction and Expansion Project 11 Approve Change of Raised Fund Project For For Management from Natural Fibers for Cars and Other High-performance Composite Material Production Line Technological Transformation Project to Real Wood Parts and Aluminum Trim Production Line Project 12 Approve to Increase or Sell "Fuao For For Management Shares" and Authorization of Chairman of the Board of Directors to Handle Related Matters -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Equity Disposal For For Management 4 Approve Fund-raising Project Transfer For For Management -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Estimate Related Party For For Management Transaction 7 Approve Issuance of Super-short-term For For Management Commercial Papers, Commercial Papers and Medium-term Notes 8 Approve Application of Comprehensive For For Management Credit Line 9 Approve to Appoint Auditor For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Provision of Guarantee After For For Management the Sale of Ningbo Joyson Qunying Automotive Systems Co., Ltd 12.1 Elect Li Junyu as Director For For Management -------------------------------------------------------------------------------- NINGBO ORIENT WIRES & CABLE CO., LTD. Ticker: 603606 Security ID: Y6365U102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Hedging Business of Raw For For Management Material Futures -------------------------------------------------------------------------------- NINGBO ORIENT WIRES & CABLE CO., LTD. Ticker: 603606 Security ID: Y6365U102 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 4 Amend Management System of Raised Funds For Against Management 5 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- NINGBO SANXING MEDICAL ELECTRIC CO., LTD. Ticker: 601567 Security ID: Y6298G105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Elect Guo Su as Non-independent For For Shareholder Director 12 Amend External Investment Management For Against Management Method 13 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Idle Raised Funds For For Management for Entrusted Asset Management 2 Approve Additional Idle Raised Funds For For Management to Replenish Working Capital 3 Approve Capital Injection in For For Management Wholly-owned Subsidiary Hunan Tuopu Auto Parts Co., Ltd. 4 Approve Capital Injection in For For Management Wholly-owned Subsidiary Ningbo Tuopu Automotive Electronics Co., Ltd. 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Credit Line Bank Application For For Management 6 Approve Bill Pool Business For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Related Party Transactions For For Management 11 Approve Estimated Daily Related Party For For Management Transactions 12 Approve Use of Idle Raised Funds for For For Management Entrusted Asset Management 13 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 14 Approve Replenishment of Capital by For For Management Raised Funds 15 Approve Replenishment of Bank For For Management Acceptance Bill by Raised Funds 16 Approve Increase in the Implementation For For Management Subject of Raised Funds Investment Project 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2.1 Elect Ding Songping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Exchange For For Management 2.2 Approve Issue Type For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issue Size For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Other Matters Related to For For Management Issuance 3 Approve Plan on Spin-off of Subsidiary For For Management on the Shanghai Stock Exchange (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Corresponding Standard For For Management Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Plan For For Management 9 Approve Daily Related Party For Against Management Transactions 10 Approve Signing of Financial Framework For Against Management Service Agreement and Related Party Transactions 11 Approve Application of Debt Financing For For Management 12.1 Elect Yu Yongsheng as Director For For Shareholder -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report of the Independent For For Management Directors 8 Approve Financial Budget Report For Against Management 9 Approve Credit Line Plan For For Management 10 Approve Provision of Guarantee For For Management 11 Approve to Reward the Company's For Against Management Chairman and Senior Management 12 Approve Capital Injection of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wind Energy For For Management Development Industry Fund 2 Approve Investment in the Construction For For Management of Wind Power Project 3 Approve Transfer of Equity For For Management 4 Approve Acquisition of All Partnership For For Management Shares of Ningxia Ningbai Industrial Investment Fund (Limited Partnership) Held by Zhejiang Sundan Technology Co. , Ltd. -------------------------------------------------------------------------------- NK CO., LTD. Ticker: 085310 Security ID: Y6388J100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Jeong Hwa-seop as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NONGSHIM CO., LTD. Ticker: 004370 Security ID: Y63472107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Three Inside Directors and Two For For Management Outside Directors (Bundled) 3 Elect Two Members of Audit Committee For For Management (Bundled) 4 Elect Byeon Dong-geol as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NONGSHIM HOLDINGS CO. LTD. Ticker: 072710 Security ID: Y6355X108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 4 Appoint Hong Young-gyu as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NONGWOOBIO CO., LTD. Ticker: 054050 Security ID: Y6364T106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Dong-seop as Inside Director For For Management 3.2 Elect Lee Woo-jong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NOROO PAINT & COATINGS CO., LTD. Ticker: 090350 Security ID: Y6365P103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantees For For Management -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Use of Raised Funds to For For Management Replenish Working Capital 10.1 Elect Ren Yongqiang as Director For For Management 10.2 Elect Xu Xiaojun as Director For For Management 10.3 Elect Sun Shijie as Director For For Management 10.4 Elect Du Bingguang as Director For For Management 10.5 Elect Jin Xiaochen as Director For For Management 10.6 Elect Dong Chenggong as Director For For Management 10.7 Elect Chen Jun as Director For Against Shareholder 11.1 Elect Zhang Liming as Director For For Management 11.2 Elect Jiang Xin as Director For For Management 11.3 Elect Gao Yiyun as Director For For Management 12.1 Elect Wang Weiliang as Supervisor For For Management 12.2 Elect Zhao Xianliang as Supervisor For For Management -------------------------------------------------------------------------------- NORTHAM PLATINUM LTD. Ticker: NHM Security ID: S56540156 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Acquisitions Scheme For For Management 2 Approve Revocation of Special For For Management Resolution 1 if the Share Acquisitions Scheme is Terminated 3 Authorise Specific Repurchase of For For Management Shares from Zambezi Pursuant to the Share Acquisitions Scheme 4 Authorise Specific Repurchase of For For Management Shares from ESOP Pursuant to the Share Acquisitions Scheme 5 Approve Northam Scheme in Terms of For For Management Sections 114(1) and 115(2)(a) of the Companies Act 6 Approve Revocation of Special For For Management Resolution 5 if the Northam Scheme is Terminated 7 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 8 Authorise Specific Issue of For For Management Subscription Shares to BEE Security SPV 9 Authorise Specific Repurchase of For For Management Shares from the BEE Trust 10 Authorise Specific Repurchase of For For Management Shares from Relevant Zambezi Shareholder 1 Amend Northam Share Incentive Plan For Against Management 2 Authorise Specific Issue of For For Management Subscription Shares to HDP Security SPV 3 Approve Subscriptions by Northam for For For Management Zambezi Ordinary Shares 4 Authorise Specific Issue of HDP SPV For For Management Share and BEE SPV Share -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Provision for Asset Impairment For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Application For Against Management 12 Approve Guarantee Provision Plan For Against Management 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 14 Approve Attestation Report on the For For Management Deposit and Usage of Raised Funds 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Approve Repurchase and Cancellation of For For Management Performance Shares and Lifting of Restriction Period of Performance Share Incentive Plan -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Write-off of Assets For For Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issuer For For Management 1.2 Approve Issue Type For For Management 1.3 Approve Issue Size For For Management 1.4 Approve Issue Manner For For Management 1.5 Approve Duration Period For For Management 1.6 Approve Interest Rate For For Management 1.7 Approve Usage of Raised Funds For For Management 1.8 Approve Transfer of Debt Financing For For Management Instrument 1.9 Approve Guarantee and Credit For For Management Enhancement Arrangement 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Authorization of the Board to For For Management Handle All Related Matters 1.12 Approve Resolution Validity Period For For Management 2 Amend Administrative Measures for the For For Management Shares and Changes of the Company's Shares Held by Directors, Supervisors and Senior Management 3 Approve Removal of Tai Ge as For For Shareholder Non-Independent Director 4 Elect Xiang Qian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Formulate the Management For For Management System for External Donations 2 Amend Related Party Transactions System For Against Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Daily Related Party For For Management Transactions with Jilin Yatai (Group) Co., Ltd. and Its Related Legal Persons 7.2 Approve Daily Related Party For For Management Transactions with Jilin Province Trust Co., Ltd. and Its Related Legal Persons 7.3 Approve Daily Related Party For For Management Transactions with Yinhua Fund Management Co., Ltd. 7.4 Approve Daily Related Party For For Management Transactions with Other Related Legal Entities 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NOTION VTEC BERHAD Ticker: 0083 Security ID: Y6372K105 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Diversification of the For For Management Existing Business of the Company and its Subsidiaries to Include the Production and Trading of Gloves -------------------------------------------------------------------------------- NOTION VTEC BERHAD Ticker: 0083 Security ID: Y6372K105 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Choo Wing Onn as Director For Did Not Vote Management 2 Elect Saw Tat Loon as Director For Did Not Vote Management 3 Elect Anita Chew Cheng Im as Director For Did Not Vote Management 4 Approve Directors' Fees and Benefits For Did Not Vote Management 5 Approve Crowe Malaysia PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 6 Approve Saw Tat Loon to Continue For Did Not Vote Management Office as Independent Non-Executive Director 7 Approve Anita Chew Cheng Im to For Did Not Vote Management Continue Office as Independent Non-Executive Director 8 Authorize Share Repurchase Program For Did Not Vote Management 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- NOVAREX CO., LTD. Ticker: 194700 Security ID: Y6S74Z103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1 Elect Kwon Seok-hyeong as Inside For For Management Director 3.2 Elect Park Jong-jin as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NS CO., LTD. Ticker: 217820 Security ID: Y6S82V102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Se-yong as Inside Director For For Management 2.2 Elect Lee Han-woong as Inside Director For For Management 2.3 Elect Lee Yong-woon as Inside Director For For Management 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Amend Management System for Providing For Against Management External Guarantees 6 Amend Related-Party Transaction For Against Management Management System 7 Approve to Appoint Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NSN CO., LTD. Ticker: 031860 Security ID: Y01269102 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For Against Management 2.1 Elect Lee Sang-wook as Inside Director For For Management 2.2 Elect Park Seong-hui as Inside Director For For Management 2.3 Elect Park Eun-il as Inside Director For For Management 2.4 Elect Gil Gyeong-jin as Inside Director For For Management 2.5 Elect Kang Min-gu as Outside Director For For Management 2.6 Elect Yoo Tae-seong as Outside Director For For Management 3 Appoint Jeong Yoon-taek as Internal For For Management Auditor -------------------------------------------------------------------------------- NSN CO., LTD. Ticker: 031860 Security ID: Y01269102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yoo Tae-seong as Inside Director For For Management 2.2 Elect Park Cheol-gyu as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- NUINTEK CO., LTD. Ticker: 012340 Security ID: Y6421E134 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Seo Hyeong-ryeol as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of the For For Management OET Employee Transaction Repurchase Shares from the Oceana Empowerment Trust 2 Approve Revocation of Special For For Management Resolution 1 if the OET Employee Transaction Specific Repurchase is Terminated 3 Approve Financial Assistance in For For Management Respect of the Employee Transaction 4 Authorise Issue of Subscription Shares For For Management to the Employee Trust 5 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Employee Trust 6 Authorise Specific Repurchase of the For For Management OET Stakeholder Transaction Repurchase Shares from the Oceana Empowerment Trust 7 Approve Revocation of Special For For Management Resolution 6 if the OET Stakeholder Transaction Specific Repurchase is Terminated 8 Approve Financial Assistance in For For Management Respect of the Stakeholder Transaction 9 Authorise Issue of Subscription Shares For For Management to the Stakeholder Trust 10 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Stakeholder Trust 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Zarina Bassa as Director For For Management 1.2 Re-elect Mustaq Brey as Director For For Management 1.3 Re-elect Nisaar Pangarker as Director For For Management 1.4 Re-elect Imraan Soomra as Director For For Management 1.5 Elect Hajra Karrim as Director For For Management 2 Appoint PWC as Auditors For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 3.3 Re-elect Saamsoodein Pather as Member For For Management of the Audit Committee 3.4 Re-elect Aboubakar Jakoet as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For For Management 5 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 6 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 7 Approve Non-executive Directors' For For Management Remuneration 8 Authorise Repurchase of Issued Share For For Management Capital 9 Adopt New Memorandum of Incorporation For For Management 10 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- OCEANBRIDGE CO., LTD. Ticker: 241790 Security ID: Y64258109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Seok-gyu as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related-party Transaction in For For Management Connection to Application of Financing -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Assets For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Zhang Jianjun as Non-independent For For Shareholder Director 2.2 Elect Liu Guosheng as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Financing Period For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- OCI CO., LTD. Ticker: 010060 Security ID: Y6435J103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income (Separate) 1.2 Approve Financial Statements For For Management (Consolidated) 2 Amend Articles of Incorporation For For Management 3.1 Elect Baek Woo-seok as Inside Director For For Management 3.2 Elect Lee Woo-hyeon as Inside Director For For Management 3.3 Elect Han Bu-hwan as Outside Director For For Management 4 Elect Jang Gyeong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Han Bu-hwan as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ODAS ELEKTRIK URETIM SANAYI TICARET AS Ticker: ODAS Security ID: M7516T104 Meeting Date: DEC 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Authorize Share Capital Increase For Against Management without Preemptive Rights 12 Receive Information on Location Change None None Management of Headquarters 13 Receive Information on Donations Made None None Management in 2019 14 Approve Upper Limit of Donations for For Against Management 2020 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 17 Receive Information on Related Party None None Management Transactions 18 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 19 Wishes None None Management -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Rede For Did Not Vote Management Dental Operadora de Planos Odontologicos Ltda. (Rede Dental) 2 Ratify PriceWaterhouseCoopers For Did Not Vote Management Auditores Independentes as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Absorption of Rede Dental For Did Not Vote Management Operadora de Planos Odontologicos Ltda. (Rede Dental) 5 Authorize Executives to Ratify and For Did Not Vote Management Execute Approved Resolutions -------------------------------------------------------------------------------- OE SOLUTIONS CO., LTD. Ticker: 138080 Security ID: Y6S19U102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Won-gi as Inside Director For For Management 3.2 Elect Jeong Yoon-cheol as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Provision of For For Management Joint Liability Guarantee 2.1 Elect Yu Yi as Non-Independent Director For For Shareholder 2.2 Elect Wang Zhangling as For For Shareholder Non-Independent Director 2.3 Elect Yang Jinghong as Non-Independent For For Shareholder Director 2.4 Elect Kang Zhuowei as Non-Independent For For Shareholder Director 2.5 Elect Qiu Xiaohua as Independent For For Management Director 2.6 Elect Guo Tao as Independent Director For For Management 2.7 Elect Huang Yongjin as Independent For For Management Director 3.1 Elect Peng Wen Supervisor For For Shareholder 3.2 Elect Che Yonggang Supervisor For For Shareholder -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8.1 Elect Xin Wei as Director For For Management 8.2 Elect Zheng Zhongliang as Director For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit and Guarantee For Against Management Matters (1) 2 Approve Bank Credit and Guarantee For Against Management Matters (2) -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Write-off of Part of the For For Management Accounts Receivable 3 Approve Credit Line and Guarantee For Against Shareholder Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Hongping as Supervisor For For Shareholder -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Assets For For Management 2 Approve Application of Credit Line and For Against Management Provision of Guarantee -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Daily Related Party For For Management Transactions 14 Approve Application of Credit Line and For Against Management Provision of Guarantees -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amendment of Articles of Association 2 Approve Extension of Resolution For For Management Validity Period of Private Placement 3 Approve Extension of Authorization of For For Management the Board on Private Placement 4 Approve Deregistration of Wholly-owned For For Management Subsidiary -------------------------------------------------------------------------------- OKONG CORP. Ticker: 045060 Security ID: Y6472E108 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Remuneration and Retirement Pay of Directors) 2.2 Amend Articles of Incorporation For For Management (Internal Auditor) 3 Appoint Kim Sang-jun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2.1 Re-elect Trevor Manuel as Director For For Management 2.2 Re-elect Itumeleng Kgaboesele as For For Management Director 2.3 Re-elect Marshall Rapiya as Director For For Management 2.4 Elect Brian Armstrong as Director For For Management 2.5 Elect Olufunke Ighodaro as Director For For Management 2.6 Elect Jaco Langner as Director For For Management 2.7 Elect Nomkhita Nqweni as Director For For Management 3.1 Elect Olufunke Ighodaro as Member of For For Management the Audit Committee 3.2 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 3.3 Elect Jaco Langner as Member of Audit For For Management Committee 3.4 Re-elect John Lister as Member of the For For Management Audit Committee 3.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 3.6 Elect Nomkhita Nqweni as Member of For For Management Audit Committee 4.1 Reappoint Deloitte & Touche as Joint For For Management Auditors 4.2 Reappoint KPMG Inc as Joint Auditors For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes -------------------------------------------------------------------------------- OMNIA HOLDINGS LTD. Ticker: OMN Security ID: S58080102 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Oro Agri For For Management 2 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- OMNISYSTEM CO., LTD. Ticker: 057540 Security ID: Y6S243105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Hye-rin as Inside Director For For Management 3.2 Elect Yoon Ho-gwon as Inside Director For For Management 4 Appoint Moon Ho as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OPENBASE, INC. Ticker: 049480 Security ID: Y6490E106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Jin-seop as Inside Director For For Management 2.2 Elect Hwang Cheol-i as Inside Director For For Management 2.3 Elect Hwang Seo-gwang as Outside For Against Management Director 3 Appoint Lee Jin-hwan as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management 7 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- OPPLE LIGHTING CO., LTD. Ticker: 603515 Security ID: Y6440S106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management 7 Approve Use of Idle Own Funds for Cash For Against Management Management 8 Approve External Guarantee For For Management 9 Approve Estimated Related Party For For Management Transactions 10 Approve Factoring and Financial For For Management Leasing Business 11 Approve Appointment of Auditor and For For Management Internal Control Auditor 12 Approve Amendment to Articles of For For Management Association and Change of Business Registration 13 Approve Additional Amendment to For For Management Articles of Association 14.1 Elect Wang Yaohai as Director For For Management 14.2 Elect Ma Xiuhui as Director For For Management 14.3 Elect Ma Zhiwei as Director For For Management 14.4 Elect Gao Zhan as Director For For Management 15.1 Elect Huang Yuchang as Director For For Management 15.2 Elect Liu Jiayong as Director For For Management 15.3 Elect Su Xijia as Director For For Management 16.1 Elect Hu Huifang as Supervisor For For Management 16.2 Elect Chen Jinghua as Supervisor For For Management -------------------------------------------------------------------------------- OPTRONTEC, INC. Ticker: 082210 Security ID: Y3R16K105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OPUS GLOBAL NYRT. Ticker: OPUS Security ID: X6549D100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds None None Management -------------------------------------------------------------------------------- OPUS GLOBAL NYRT. Ticker: OPUS Security ID: X6549D100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and None None Management Statutory Reports 2 Approve Consolidated Financial None None Management Statements and Statutory Reports 3 Approve Annual Report None None Management 4 Approve Allocation of Income and None None Management Omission of Dividends 5 Approve Company's Corporate Governance None None Management Statement 6 Approve Discharge of Board of Directors None None Management 7 Approve Auditor and Authorize Board to None None Management Fix Its Remuneration 8 Approve Resignation of Tamas Halmi and None None Management Zsigmond Jarai as Directors 9.1 Approve Resignation of Dr Orsolya Dr None None Management Egyedne Paricsi from Supervisory Board and Audit Committee 9.2 Elect Tunde Konczne Kondas as None None Management Supervisory Board Member 9.3 Elect Tunde Konczne Kondas as Audit None None Management Committee Member 10 Transact Other Business None None Management -------------------------------------------------------------------------------- ORANGE POLSKA SA Ticker: OPL Security ID: X5984X100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4.1 Receive Financial Statements for None None Management Fiscal 2020 4.2 Receive Management Board Proposal on None None Management Allocation of Income for Fiscal 2020 4.3 Receive Management Board Proposal on None None Management Allocation of Income for Previous Years 4.4 Receive Management Board Report on None None Management Company's and Group's Operations, and Consolidated Financial Statements for Fiscal 2020 4.5 Receive Supervisory Board Reports for None None Management Fiscal 2020 5.1 Approve Financial Statements for For Did Not Vote Management Fiscal 2020 5.2 Approve Allocation of Income For Did Not Vote Management 5.3 Approve Allocation of Income From For Did Not Vote Management Previous Years 5.4 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations in Fiscal 2020 5.5 Approve Consolidated Financial For Did Not Vote Management Statements for Fiscal 2020 5.6 Approve Supervisory Board Report for For Did Not Vote Management Fiscal 2020 5.7a Approve Discharge of CEO For Did Not Vote Management 5.7b Approve Discharge of CEO For Did Not Vote Management 5.7c Approve Discharge of Management Board For Did Not Vote Management Member 5.7d Approve Discharge of Management Board For Did Not Vote Management Member 5.7e Approve Discharge of Management Board For Did Not Vote Management Member 5.7f Approve Discharge of Management Board For Did Not Vote Management Member 5.7g Approve Discharge of Management Board For Did Not Vote Management Member 5.7h Approve Discharge of Management Board For Did Not Vote Management Member 5.7i Approve Discharge of Management Board For Did Not Vote Management Member 5.7j Approve Discharge of Management Board For Did Not Vote Management Member 5.7k Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7l Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7m Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7n Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7o Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7p Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7q Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7r Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7s Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7t Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7u Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7v Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7w Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7x Approve Discharge of Supervisory Board For Did Not Vote Management Member 5.7y Approve Discharge of Supervisory Board For Did Not Vote Management Member 6 Approve Remuneration Report For Did Not Vote Management 7.1 Elect Supervisory Board Member For Did Not Vote Management 7.2 Elect Supervisory Board Member For Did Not Vote Management 7.3 Elect Supervisory Board Member For Did Not Vote Management 7.4 Elect Supervisory Board Member For Did Not Vote Management 7.5 Elect Supervisory Board Member For Did Not Vote Management 7.6 Elect Supervisory Board Member For Did Not Vote Management 7.7 Elect Supervisory Board Member For Did Not Vote Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- ORBITECH CO., LTD. Ticker: 046120 Security ID: Y6S74A124 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yoon Ho-sik as Inside Director For For Management 1.2 Elect Jeong Seong-hyeon as Inside For For Management Director 1.3 Elect Yoon Yeo-gwon as Outside Director For For Management -------------------------------------------------------------------------------- ORBITECH CO., LTD. Ticker: 046120 Security ID: Y6S74A124 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kwon Dong-hyeok as Inside For For Management Director 3.2 Elect Lee Ock-hyeong as Outside For Against Management Director 4 Appoint Oh In-seop as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Amend External Investment Management For Against Management System 3 Elect Zhang Lishang as Independent For For Shareholder Director -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ORGANIZACION CULTIBA SAB DE CV Ticker: CULTIBAB Security ID: P7389J107 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Share Repurchase Reserve For For Management Approved at the June 11, 2020 AGM 2 Approve Extraordinary Dividends of MXN For For Management 1.80 Per Share 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ORIENT GROUP, INC. Ticker: 600811 Security ID: Y6S78T103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Agricultural For For Management Products Supply Chain Financing Business and External Guarantees -------------------------------------------------------------------------------- ORIENT GROUP, INC. Ticker: 600811 Security ID: Y6S78T103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Credit For For Management Impairment and Asset Impairment 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of For For Management Non-independent Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Financing For For Management 11 Approve Provision of Guarantees for For For Management Subsidiary 12 Approve Guarantee For For Management 13.1 Approve Purchase of Goods For For Management 13.2 Approve Sales of Goods For For Management 13.3 Approve Commissioned Processing For For Management 13.4 Approve Lease of Properties and For For Management Equipment 13.5 Approve Provision of Port and Other For For Management Services 13.6 Approve Refactoring of Accounts For For Management Receivable 13.7 Approve Deposit and Loan For For Management 14 Approve Use of Idle Own Funds for For Against Management Purchase of Financial Products 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y2059V100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.01 Elect Song Xuefeng as Director For For Shareholder 2.02 Elect Jin Wenzhong as Director For For Shareholder 2.03 Elect Yu Xuechun as Director For For Shareholder 2.04 Elect Liu Wei as Director For For Shareholder 2.05 Elect Zhou Donghui as Director For For Shareholder 2.06 Elect Cheng Feng as Director For For Shareholder 2.07 Elect Ren Zhixiang as Director For For Shareholder 2.08 Elect Xu Zhiming as Director For For Management 2.09 Elect Jin Qinglu as Director For For Management 2.10 Elect Wu Hong as Director For For Management 2.11 Elect Feng Xingdong as Director For For Management 3.01 Elect Zhang Qian as Supervisor For For Shareholder 3.02 Elect Wu Junhao as Supervisor For For Shareholder 3.03 Elect Zhang Jian as Supervisor For For Shareholder 3.04 Elect Shen Guangjun as Supervisor For For Shareholder 3.05 Elect Tong Jie as Supervisor For For Shareholder 3.06 Elect Xia Lijun as Supervisor For For Management -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y2059V100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of Supervisory For For Management Committee 3 Approve 2020 Final Accounts Report For For Management 4 Approve 2020 Profit Distribution For For Management Proposal 5 Approve 2021 Proprietary Business Scale For For Management 6 Approve 2020 Annual Report For For Management 7.01 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 7.02 Approve Routine Related-Party For For Management Transactions with Other Related Parties 8 Approve 2021 Provision of Guarantees For For Management 9 Elect Luo Xinyu as Director For For Management 10 Approve Allowances for Independent For For Management Supervisors 11 Approve Engagement of Auditing Firms For For Management for the Year 2021 12 Amend Articles of Association For For Management 13.01 Approve Issue Methods For For Management 13.02 Approve Issue Type For For Management 13.03 Approve Issue Size For For Management 13.04 Approve Issuer For For Management 13.05 Approve Issue Term For For Management 13.06 Approve Issue Interest Rate, Way of For For Management Payment and Issue Price 13.07 Approve Security and Other Arrangements For For Management 13.08 Approve Use of Proceeds For For Management 13.09 Approve Target Subscribers For For Management 13.10 Approve Listing of Debt Financing For For Management Instruments 13.11 Approve Authorization of Issuance of For For Management Offshore Debt Financing Instruments 13.12 Approve Validity Period of Resolution For For Management 14 Approve Use of Proceeds from Previous For For Management Fund-Raising Activities 15 Approve Compliance with Requirements For For Management on Rights Issue 16.01 Approve Type and Nominal Value of the For For Management Issued Shares 16.02 Approve Method of the Issuance For For Management 16.03 Approve Base, Proportion and Number of For For Management the Rights Issue 16.04 Approve Pricing Principle and Issuance For For Management Price 16.05 Approve Target Subscribers for the For For Management Issuance 16.06 Approve Distribution Arrangement for For For Management Accumulated Undistributed Profits of the Company Prior to the Issuance Plan 16.07 Approve Time of Issuance For For Management 16.08 Approve Method of Sale For For Management 16.09 Approve Use of Proceeds from the For For Management Rights Issue 16.10 Approve Effective Period of the For For Management Resolutions of the Rights Issue 16.11 Approve Listing of Shares to be Issued For For Management 17 Approve Plan of Public Issuance of For For Management Shares by Way of Rights Issue of the Company 18 Approve Feasibility Analysis Report on For For Management Use of Proceeds to be Raised from Rights Issue by the Company 19 Approve Risk Warning Regarding For For Management Dilution of Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties 20 Authorize Board to Deal with Relevant For For Management Matters In Relation to the Rights Issue -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y2059V100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with Requirements For For Management on Rights Issue 2.01 Approve Type and Nominal Value of the For For Management Issued Shares 2.02 Approve Method of the Issuance For For Management 2.03 Approve Base, Proportion and Number of For For Management the Rights Issue 2.04 Approve Pricing Principle and Issuance For For Management Price 2.05 Approve Target Subscribers for the For For Management Issuance 2.06 Approve Distribution Arrangement for For For Management Accumulated Undistributed Profits of the Company Prior to the Issuance Plan 2.07 Approve Time of Issuance For For Management 2.08 Approve Method of Sale For For Management 2.09 Approve Use of Proceeds For For Management 2.10 Approve Effective Period of the For For Management Resolutions of the Rights Issue 2.11 Approve Listing of Shares to be Issued For For Management 3 Approve Plan of Public Issuance of For For Management Shares by Way of Rights Issue of the Company 4 Approve Feasibility Analysis Report on For For Management Use of Proceeds to be Raised from Rights Issue by the Company 5 Approve Risk Warning Regarding For For Management Dilution of Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties 6 Authorize Board to Deal with Relevant For For Management Matters In Relation to the Rights Issue -------------------------------------------------------------------------------- ORIENTAL PEARL GROUP CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Idle Own Funds for Cash For Against Management Management 10 Approve External Guarantee Plan For For Management 11 Approve Financial Services Agreement For Against Management 12 Approve Remuneration of Directors For For Management 13 Elect Wang Zhiping as Supervisor For For Shareholder 14 Approve Remuneration of Supervisors For For Management 15.1 Elect Song Jiongming as Director For For Shareholder 15.2 Elect Wang Leiqing as Director For For Shareholder 16.1 Elect Su Xijia as Director For For Management 16.2 Elect Chen Qingyang as Director For For Management -------------------------------------------------------------------------------- ORION HOLDINGS CORP. (KOREA) Ticker: 001800 Security ID: Y6S90M110 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Heo In-cheol as Inside Director For For Management 4 Elect Kang Chan-woo as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- OSANGJAIEL CO., LTD. Ticker: 053980 Security ID: Y4254R108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Guk-rae as Inside Director For For Management 3.2 Elect Jeong Nam-hyeon as Inside For For Management Director 4 Appoint Choi Jun-ho as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OSSTEM IMPLANT CO., LTD. Ticker: 048260 Security ID: Y6S027102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hong Seong-jo as Inside Director For For Management 2.2 Elect Kang Du-won as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- OTTOGI CORP. Ticker: 007310 Security ID: Y65883103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hwang Seong-man as Inside For Against Management Director 3.2 Elect Ryu Gi-jun as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Chuang as Independent Director For For Management 2 Elect Chen Hao as Supervisor For For Management -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Working System for Independent For Against Management Directors 9 Amend Related-party Transaction For Against Management Decision-making System 10 Amend Cumulative Voting Implementation For Against Management System 11 Amend Remuneration and Assessment For For Management Management Method of Directors, Supervisors and Senior Management Members 12 Elect Long Yu as Supervisor For For Management -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Shareholder Issuance of Shares 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Increase in Registered Capital For For Management 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Adjustment of Use of Idle Own For Against Management Funds for Medium and Low-risk Investment in Financial Products 11 Approve Repurchase and Cancellation of For For Management 2017 First Grant of Performance Shares 12 Approve Repurchase and Cancellation of For For Management 2017 Reserved Grant of Performance Shares 13 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 14 Amend Some Clauses of the Articles of For For Shareholder Association -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Management System of Raised Funds For Against Management 11 Approve Change Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- PAIK KWANG INDUSTRIAL CO., LTD. Ticker: 001340 Security ID: Y66575104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Seong-hun as Inside Director For For Management 4 Appoint Park Jae-man as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PAN OCEAN CO., LTD. Ticker: 028670 Security ID: Y6720E108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Jeong Hak-su as Outside Director For For Management to Serve as an Audit Committee Member 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve general mandate for interested For For Management person transactions -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Investment Plan For For Management 8 Approve to Appoint Auditor For For Management 9 Amend Related-Party Transaction For For Management Management System 10.1 Elect Yang Huai as Director For For Shareholder 10.2 Elect Du Sihong as Director For For Shareholder -------------------------------------------------------------------------------- PARADISE CO., LTD. Ticker: 034230 Security ID: Y6727J100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chun Phillip as Inside Director For For Management 2.2 Elect Choi Seong-wook as Inside For For Management Director 2.3 Elect Hwang Hyeon-il as Inside Director For For Management 2.4 Elect Kim Seok-min as Outside Director For For Management 2.5 Elect Hong Soon-gye as Outside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- PARK SYSTEMS CORP. Ticker: 140860 Security ID: Y6S06Q106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Sang-il as Inside Director For For Management 3 Appoint Lee Chang-ik as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management 7 Approve Stock Option Grants For For Management 8 Miscellaneous Proposal - For Against Management Company-Specific -------------------------------------------------------------------------------- PARQUE ARAUCO SA Ticker: PARAUCO Security ID: P76328106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Receive Report Regarding Related-Party For For Management Transactions 5 Receive Report Re: Directors' For For Management Committee Activities and Expenses for FY 2020; Fix Their Remuneration and Budget for FY 2021 6 Designate Newspaper to Publish Meeting For For Management Announcements 7 Approve Allocation of Income and For For Management Dividend Policy 8 Approve Remuneration of Directors for For For Management FY 2021 and Accept Their Expense Report for FY 2020 9 Elect Directors For Against Management -------------------------------------------------------------------------------- PARTRON CO., LTD. Ticker: 091700 Security ID: Y6750Z104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Jong-tae as Inside Director For For Management 4 Appoint Lee Seok-jae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PARU CO., LTD. Ticker: 043200 Security ID: Y83636103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- PARU CO., LTD. Ticker: 043200 Security ID: Y83636103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Park Sang-gyu as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PAZ CORP. SA Ticker: PAZ Security ID: P76495103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividends of CLP 17 per Share; For For Management Inform on Dividend Policy c Appoint Auditors; Inform on For For Management Designation of Risk Assessment Companies d Designate Newspaper to Publish For For Management Announcements e Receive Report Regarding Related-Party For For Management Transactions f Approve Remuneration of Directors For For Management g Present Report on Board's Expenses For For Management h Present Report on Activities Carried For For Management Out and Expenses Incurred by Directors' Committee i Approve Remuneration and Budget of For For Management Directors' Committee and its Consultants j Present Report on Processing, For For Management Printing, and Mailing Information Required by Chilean Law k Elect Directors For Against Management l Other Business For Against Management -------------------------------------------------------------------------------- PCI TECHNOLOGY GROUP CO., LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation as For For Management well as Termination of Implementation of Performance Shares -------------------------------------------------------------------------------- PCI TECHNOLOGY GROUP CO., LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For Against Management Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application and Provision of Guarantee 2 Approve Extension of Resolution For Against Shareholder Validity Period of Private Placement of Shares and Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Elect Zhang Lilian as Supervisor For For Shareholder -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Rental Contract and For For Management Related Party Transactions -------------------------------------------------------------------------------- PEARLABYSS CORP. Ticker: 263750 Security ID: Y6803R109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation (Stock For For Management Split) 3 Elect Choi Hyeong-kyu as Outside For For Management Director 4 Appoint Hong Sung-ju as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PENGDU AGRICULTURE & ANIMAL HUSBANDRY CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Related Party Transaction For For Management 6 Approve External Provision of Guarantee For Against Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Elect Dong Yizhe as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- PENTAMASTER CORPORATION BERHAD Ticker: 7160 Security ID: Y6831X102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees for the For Did Not Vote Management Financial Year Ended December 31, 2020 3 Approve Directors' Fees of the For Did Not Vote Management Subsidiary Company from the Financial Year Ending December 31, 2021 Until Otherwise Resolved 4 Approve Directors' Benefits for For Did Not Vote Management Non-Executive Directors from June 12, 2021 Until the Next AGM 5 Approve Directors' Benefits for For Did Not Vote Management Non-Executive Directors of the Subsidiary Company from June 12, 2021 Until the Next AGM 6 Elect Chuah Choon Bin as Director For Did Not Vote Management 7 Elect Loh Nam Hooi as Director For Did Not Vote Management 8 Approve Grant Thornton Malaysia PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Loh Nam Hooi to Continue For Did Not Vote Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 11 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- PEOPLE & TECHNOLOGY, INC. Ticker: 137400 Security ID: Y6S010132 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 1.2 Approve Appropriation of Income For For Management 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun-seop as Inside Director For For Management 3.2 Elect Jeon Deok-ho as Inside Director For For Management 3.3 Elect Lee Ju-heon as Inside Director For For Management 3.4 Elect Lee Gyeong-su as Outside Director For Against Management 4 Elect Lee Gyeong-su as Outside For Against Management Director to Serve as an Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Scheme for For For Management Directors and Supervisors -------------------------------------------------------------------------------- PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Xi as Director For For Management 2 Elect Wang Tingke as Director For For Management 3 Elect Xie Yiqun as Director For For Management 4 Elect Li Zhuyong as Director For For Management 5 Elect Wang Qingjian as Director For For Management 6 Elect Miao Fusheng as Director For For Management 7 Elect Wang Shaoqun as Director For For Management 8 Elect Yu Qiang as Director For For Management 9 Elect Wang Zhibin as Director For For Management 10 Elect Shiu Sin Por as Director For For Management 11 Elect Ko Wing Man as Director For For Management 12 Elect Xu Lina as Director For For Management 13 Elect Cui Li as Director For For Management 14 Elect Chen Wuzhao as Director For For Management 15 Elect Huang Liangbo as Supervisor For For Management 16 Elect Xu Yongxian as Supervisor For For Management 17 Elect Starry Lee Wai King as Supervisor For For Management 18 Approve Planning Outline of the "14th For For Management Five-Year Plan" Development Strategy 19 Approve Report of the Board of For For Management Directors 20 Approve Report of the Board of For For Management Supervisors 21 Approve Final Financial Accounts For For Management 22 Approve Profit Distribution Plan For For Management 23 Approve Fixed Asset Investment Budget For For Management 24 Approve Work Report of the Independent For For Management Directors and Appraisal of Performance -------------------------------------------------------------------------------- PEPKOR HOLDINGS LTD. Ticker: PPH Security ID: S60064102 Meeting Date: FEB 22, 2021 Meeting Type: Written Consent Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of the Pepkor For For Management Consideration Shares to Steinhoff Subsidiaries 1 Authorise Ratification of Special For For Management Resolution 1 -------------------------------------------------------------------------------- PEPKOR HOLDINGS LTD. Ticker: PPH Security ID: S60064102 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor XXX Present Financial Statements and None None Management Statutory Reports for the Year Ended 30 September 2020 1 Re-elect Wendy Luhabe as Director For For Management 2 Re-elect Louis du Preez as Director For For Management 3 Re-elect Johann Cilliers as Director For Abstain Management 4 Re-elect Johann Cilliers as Member of For Abstain Management the Audit and Risk Committee 5 Re-elect Fagmeedah Petersen-Cook as For For Management Member of the Audit and Risk Committee 6 Re-elect Steve Muller as Member of the For For Management Audit and Risk Committee 7 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with D de Jager as Registered Auditor and Partner in the Firm 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report on For Against Management Remuneration Policy 1.1 Approve Remuneration of Chairman For For Management 1.2 Approve Remuneration of Lead For For Management Independent Director 1.3 Approve Remuneration of Board Members For For Management 1.4 Approve Remuneration of Audit and Risk For For Management Committee Chairman 1.5 Approve Remuneration of Audit and Risk For For Management Committee Members 1.6 Approve Remuneration of Human For For Management Resources and Remuneration Committee Chairman 1.7 Approve Remuneration of Human For For Management Resources and Remuneration Committee Members 1.8 Approve Remuneration of Social and For For Management Ethics Committee Chairman 1.9 Approve Remuneration of Social and For For Management Ethics Committee Members 1.10 Approve Remuneration of Nomination For For Management Committee Chairman 1.11 Approve Remuneration of Nomination For For Management Committee Members 1.12 Approve Remuneration for Non-scheduled For For Management Extraordinary Meetings 1.13 Remuneration Paid to the Director For For Management Approved by the Prudential Authority 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PERAK TRANSIT BERHAD Ticker: 0186 Security ID: Y6836T106 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Share Consolidation For For Management -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters 3.1 Elect Chi Yufeng as Non-Independent For For Management Director 3.2 Elect Xiao Hong as Non-Independent For For Management Director 3.3 Elect Lu Xiaoyin as Non-Independent For For Management Director 4.1 Elect Sun Ziqiang as Independent For For Management Director 4.2 Elect Wang Doudou as Independent For For Management Director 5.1 Elect Guan Ying as Supervisor For For Management 5.2 Elect Zhang Dan as Supervisor For For Management 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds for For Against Management Investment in Financial Products 8.1 Approve Related Party Transactions For For Management with Companies Controlled by Ultimate Controlling Shareholder Chi Yufeng 8.2 Approve Related Party Transactions For For Management with Zulong Entertainment Co., Ltd. and Its Subsidiaries 8.3 Approve Related Party Transactions For For Management with SNK Corporation and Its Subsidiaries 9 Approve Application of Credit Line and For For Management Provision of Guarantees 10 Amend Articles of Association For For Management 11 Elect Han Changyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETRON MALAYSIA REFINING & MARKETING BHD. Ticker: 3042 Security ID: Y23187100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Elect Ramon S. Ang as Director For Did Not Vote Management 3 Elect Aurora T. Calderon as Director For Did Not Vote Management 4 Elect Lubin B. Nepomuceno as Director For Did Not Vote Management 5 Approve Zainal Abidin Putih to For Did Not Vote Management Continue Office as Independent Director 6 Approve Directors' Fees and Benefits For Did Not Vote Management 7 Approve PricewaterhouseCoopers as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- PGE POLSKA GRUPA ENERGETYCZNA SA Ticker: PGE Security ID: X6447Z104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Resolve Not to Elect Members of Vote For Did Not Vote Management Counting Commission 6 Approve Financial Statements For Did Not Vote Management 7 Approve Consolidated Financial For Did Not Vote Management Statements 8 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Allocation of Income For Did Not Vote Management 11.1 Approve Discharge of Anna Kowalik For Did Not Vote Management (Supervisory Board Chairman) 11.2 Approve Discharge of Artur Skladanek For Did Not Vote Management (Supervisory Board Vice Chairman) 11.3 Approve Discharge of Grzegorz For Did Not Vote Management Kuczynski (Supervisory Board Secretary) 11.4 Approve Discharge of Janina Goss For Did Not Vote Management (Supervisory Board Member) 11.5 Approve Discharge of Mieczyslaw For Did Not Vote Management Sawaryn (Supervisory Board Member) 11.6 Approve Discharge of Tomasz Hapunowicz For Did Not Vote Management (Supervisory Board Member) 11.7 Approve Discharge of Jerzy Sawicki For Did Not Vote Management (Supervisory Board Member) 11.8 Approve Discharge of Radoslaw For Did Not Vote Management Winiarski (Supervisory Board Member) 11.9 Approve Discharge of Henryk Baranowski For Did Not Vote Management (CEO) 11.10 Approve Discharge of Wojciech For Did Not Vote Management Kowalczyk (Deputy CEO) 11.11 Approve Discharge of Marek Pastuszko For Did Not Vote Management (Deputy CEO) 11.12 Approve Discharge of Pawel Sliwa For Did Not Vote Management (Deputy CEO) 11.13 Approve Discharge of Ryszard Wasilek For Did Not Vote Management (Deputy CEO) 11.14 Approve Discharge of Emil Wojtowicz For Did Not Vote Management (Deputy CEO) 11.15 Approve Discharge of Wojciech For Did Not Vote Management Dabrowski (Board Chairman) 11.16 Approve Discharge of Pawel Cioch For Did Not Vote Management ((Deputy CEO) 11.17 Approve Discharge of Pawel Straczynski For Did Not Vote Management (Deputy CEO) 11.18 Approve Discharge of Wanda Buk (Deputy For Did Not Vote Management CEO) 12 Close Meeting None None Management -------------------------------------------------------------------------------- PHARMA RESEARCH PRODUCTS CO., LTD. Ticker: 214450 Security ID: Y6S297101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For For Management 4 Elect Baek Seung-geol as Inside For For Management Director 5 Elect Bae Ha-seok as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- PHARMICELL CO., LTD. Ticker: 005690 Security ID: Y2475B100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Hyeon-su as Inside Director For For Management 2.2 Elect Jeong Gil-su as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- PHILOPTICS CO., LTD. Ticker: 161580 Security ID: Y6S83X107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Cho Tae-hyeong as Inside Director For For Management 4.2 Elect Cho Sam-yeol as Non-Independent For For Management Non-Executive Director 5 Approve Terms of Retirement Pay For For Management 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PI ADVANCED MATERIALS CO., LTD. Ticker: 178920 Security ID: Y8T6HX101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PI ADVANCED MATERIALS CO., LTD. Ticker: 178920 Security ID: Y8T6HX101 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional De-listing of For For Management Shares from KOSDAQ and listing on KOSPI -------------------------------------------------------------------------------- PI INDUSTRIES LIMITED Ticker: 523642 Security ID: Y6978D141 Meeting Date: FEB 06, 2021 Meeting Type: Court Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- PICC PROPERTY AND CASUALTY COMPANY LIMITED Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Ze as Director For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditor's Report 5 Approve Profit Distribution Plan For For Management 6 Approve Directors' Fees For For Management 7 Approve Supervisors' Fees For For Management 8 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Approve Performance Report and For For Management Performance Evaluation Results of Independent Directors 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure 12 Approve Issuance of Supplementary For For Management Bonds and Authorize Board to Deal with All Matters in Connection with the Bond Issue 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Tina Rookledge as the Designated Audit Partner 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect David Robins as Director For For Management 2.5 Elect Pieter Boone as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.3 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect Mariam Cassim as Member of For For Management the Audit, Risk and Compliance Committee 3.5 Elect Haroon Bhorat as Member of the For For Management Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees For Against Management 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction and For For Management Related Party Transaction Management System Implementation Report 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Elect Sun Dongdong as Independent For For Management Director 10 Approve Capital Management Plan For For Management 11 Approve Issuance of Qualified Tier 2 For For Management Capital Bonds -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Yao Jason Bo as Director For For Management 2a2 Elect Cai Fangfang as Director For For Management 2a3 Elect Liu Xin as Director For For Management 2a4 Elect Chow Wing Kin Anthony as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For For Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For For Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Management Method of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amendment of Articles of Association 2 Amend Articles of Association For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Debt Financing Plan For For Management 5 Approve Production and Operation For For Management Investment Plan 6 Approve Formulation of Working System For For Management for Independent Directors 7.1 Elect Jiang Lian as Director For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8.1 Elect Li Yanhe as Director For For Shareholder 9.1 Elect Zhang Jinchang as Supervisor For For Shareholder 9.2 Elect Wu Yuefeng as Supervisor For For Shareholder 9.3 Elect Yang Zhiqiang as Supervisor For For Shareholder 9.4 Elect Liu Hongwei as Supervisor For For Shareholder 9.5 Elect Zeng Zhaolin as Supervisor For For Shareholder -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Chen Jinwei as Director For For Shareholder -------------------------------------------------------------------------------- PIRAEUS BANK SA Ticker: TPEIR Security ID: X06397222 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement and Related For For Management Formalities 2 Amend Company Articles For For Management 3 Approve Composition of the Audit For For Management Committee -------------------------------------------------------------------------------- PIRAEUS FINANCIAL HOLDINGS SA Ticker: TPEIR Security ID: X06397248 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Income Allocation 2 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors 3 Ratify Auditors For Did Not Vote Management 4 Receive Information on Activities of None None Management the Audit Committee 5 Approve Director Remuneration For Did Not Vote Management 6 Advisory Vote on Remuneration Report For Did Not Vote Management 7 Amend Remuneration Policy For Did Not Vote Management 8 Approve Severance Policy For Did Not Vote Management 9 Approve Suitability Policy for For Did Not Vote Management Directors 10 Approve Treatment of Net Loss For Did Not Vote Management 11 Approve Share Capital Reduction via For Did Not Vote Management Decrease in Par Value 12 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 13 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PKP CARGO SA Ticker: PKP Security ID: X65563102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Prepare List of Shareholders None None Management 3 Elect Meeting Chairman For Did Not Vote Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Supervisory Board Reports None None Management 7 Approve Financial Statements For Did Not Vote Management 8 Approve Consolidated Financial For Did Not Vote Management Statements 9 Approve Management Board Report on For Did Not Vote Management Group's Operations 10 Approve Treatment of Net Loss For Did Not Vote Management 11 Approve Omission of Dividends For Did Not Vote Management 12.1 Approve Discharge of Czeslaw Warsewicz For Did Not Vote Management (CEO) 12.2 Approve Discharge of Witold Bawor For Did Not Vote Management (Management Board Member) 12.3 Approve Discharge of Leszek Borowiec For Did Not Vote Management (Management Board Member) 12.4 Approve Discharge of Grzegorz Fingas For Did Not Vote Management (Management Board Member) 12.5 Approve Discharge of Zenon Kozendra For Did Not Vote Management (Management Board Member) 12.6 Approve Discharge of Piotr Wasaty For Did Not Vote Management (Management Board Member) 13.1 Approve Discharge of Krzysztof For Did Not Vote Management Maminski (Supervisory Board Chairman) 13.2 Approve Discharge of Miroslaw For Did Not Vote Management Antonowicz (Supervisory Board Deputy Chairman) 13.3 Approve Discharge of Krzysztof For Did Not Vote Management Czarnota (Supervisory Board Member) 13.4 Approve Discharge of Antoni Duda For Did Not Vote Management (Supervisory Board Member) 13.5 Approve Discharge of Zofia Dzik For Did Not Vote Management (Supervisory Board Member) 13.6 Approve Discharge of Dariusz Gorski For Did Not Vote Management (Supervisory Board Member) 13.7 Approve Discharge of Malgorzata For Did Not Vote Management Kryszkiewicz (Supervisory Board Member) 13.8 Approve Discharge of Pawel Sosnowski For Did Not Vote Management (Supervisory Board Member) 13.9 Approve Discharge of Jerzy Sosnierz For Did Not Vote Management (Supervisory Board Member) 13.10 Approve Discharge of Tadeusz For Did Not Vote Management Stachaczynski (Supervisory Board Member) 13.11 Approve Discharge of Wladyslaw For Did Not Vote Management Szczepkowski (Supervisory Board Member) 13.12 Approve Discharge of Izabela Wojtyczka For Did Not Vote Management (Supervisory Board Member) 14 Approve Remuneration Report For Did Not Vote Management 15 Amend Remuneration Policy For Did Not Vote Management 16 Amend Statute Re: Management Board For Did Not Vote Management 17 Amend Nov. 16, 2020, EGM, Resolution None Did Not Vote Shareholder Re: Ratify Auditor 18 Transact Other Business For Did Not Vote Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Auditors' Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CLP 2.5 Per Share 4 Approve Dividend Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Present Directors' Committee Report on For For Management Activities 11 Approve Remuneration of Directors' For For Management Committee 12 Approve Budget for Directors' Committee For For Management -------------------------------------------------------------------------------- PNB HOUSING FINANCE LIMITED Ticker: 540173 Security ID: Y6S766105 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted Stock Unit Scheme For Against Management 2020 -------------------------------------------------------------------------------- PNE SOLUTION CO., LTD. Ticker: 131390 Security ID: Y7029Q107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Dong-chan as Inside Director For Against Management 3.2 Elect Lee Byeong-guk as Outside For For Management Director 4 Appoint Kim Hong-gi as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- POINT ENGINEERING CO., LTD. Ticker: 256630 Security ID: Y04349109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Young-seo as Outside For For Management Director to Serve as an Audit Committee Member 3.2 Elect Lim Su-hwan as Outside Director For For Management to Serve as an Audit Committee Member 4 Elect Seo Su-jeong as a Member of For For Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Daily Related Party For For Management Transactions 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Authorization Regarding For For Management Issuance of Domestic Debt Financing Instrument 11 Elect Li Jianqi as Supervisor For For Shareholder -------------------------------------------------------------------------------- POLSKI HOLDING NIERUCHOMOSCI SA Ticker: PHN Security ID: X6650K109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Report on None None Management Company's Operations, Financial Statements, and Management Board Proposal on Allocation of Income 6 Receive Supervisory Board's Review of None None Management Financial Statements, Management Board Report on Company's Operations, and Management Board Proposal on Allocation of Income 7 Receive Management Board Report on None None Management Group's Operations and Consolidated Financial Statements 8 Receive Supervisory Board's Review of None None Management Consolidated Financial Statements and Management Board Report on Group's Operations 9 Receive Supervisory Board Report on None None Management Its Activities 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11.a Approve Financial Statements For Did Not Vote Management 11.b Approve Management Board Report on For Did Not Vote Management Company's Operations 11.c Approve Consolidated Financial For Did Not Vote Management Statements 11.d Approve Management Board Report on For Did Not Vote Management Group's Operations 11.e Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 0.35 per Share 11.fa Approve Discharge of Jacek Gdanski For Did Not Vote Management (Management Board Member) 11.fb Approve Discharge of Marcin Mazurek For Did Not Vote Management (CEO) 11.fc Approve Discharge of Tomasz Gornicki For Did Not Vote Management (Deputy CEO) 11.fd Approve Discharge of Tomasz Sztonyk For Did Not Vote Management (Management Board Member) 11.fe Approve Discharge of Piotr Przednowek For Did Not Vote Management (Management Board Member) 11.ff Approve Discharge of Krzysztof For Did Not Vote Management Zgorzelski (Management Board Member) 11.ga Approve Discharge of Izabela For Did Not Vote Management Felczak-Poturnicka (Supervisory Board Member) 11.gb Approve Discharge of Grazyna For Did Not Vote Management Ciurzynska (Supervisory Board Member) 11.gc Approve Discharge of Kinga Sluzek For Did Not Vote Management (Supervisory Board Member) 11.gd Approve Discharge of Pawel Majewski For Did Not Vote Management (Supervisory Board Member) 11.ge Approve Discharge of Boguslaw Przywora For Did Not Vote Management (Supervisory Board Member) 11.gf Approve Discharge of Lukasz Puchalski For Did Not Vote Management (Supervisory Board Member) 11.gg Approve Discharge of Przemyslaw Stepak For Did Not Vote Management (Supervisory Board Member) 11.gh Approve Discharge of Artur Szostak For Did Not Vote Management (Supervisory Board Member) 11.gi Approve Discharge of Krzysztof For Did Not Vote Management Turkowski (Supervisory Board Member) 11.gj Approve Discharge of Jerzy Wal For Did Not Vote Management (Supervisory Board Member) 11.gk Approve Discharge of Wenanty Plicht For Did Not Vote Management (Supervisory Board Member) 12 Approve Remuneration Report For Did Not Vote Management 13 Approve Terms of Remuneration of For Did Not Vote Shareholder Management Board Members 14 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Approve Financial Statements For Did Not Vote Management 7 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations; and Consolidated Financial Statements 8.1 Approve Discharge of Piotr Wozniak For Did Not Vote Management (CEO) 8.2 Approve Discharge of Lukasz Kroplewski For Did Not Vote Management (Deputy CEO) 8.3 Approve Discharge of Maciej Wozniak For Did Not Vote Management (Deputy CEO) 8.4 Approve Discharge of Robert Perkowski For Did Not Vote Management (Deputy CEO) 8.5 Approve Discharge of Michal Pietrzyk For Did Not Vote Management (Deputy CEO) 8.6 Approve Discharge of Magdalena For Did Not Vote Management Zegarska (Deputy CEO) 8.7 Approve Discharge of Jerzy Kwiecinski For Did Not Vote Management (CEO) 8.8 Approve Discharge of Jaroslaw Wrobel For Did Not Vote Management (Deputy CEO) 8.9 Approve Discharge of Przemyslaw For Did Not Vote Management Waclawski (Deputy CEO) 8.10 Approve Discharge of Arkadiusz For Did Not Vote Management Sekscinski (Deputy CEO) 8.11 Approve Discharge of Pawel Majewski For Did Not Vote Management (CEO) 9.1 Approve Discharge of Bartlomiej Nowak For Did Not Vote Management (Supervisory Board Chairman) 9.2 Approve Discharge of Piotr Sprzaczak For Did Not Vote Management (Supervisory Board Deputy Chairman) 9.3 Approve Discharge of Slawomir Borowiec For Did Not Vote Management (Supervisory Board Secretary) 9.4 Approve Discharge of Piotr Broda For Did Not Vote Management (Supervisory Board Member) 9.5 Approve Discharge of Roman Gabrowski For Did Not Vote Management (Supervisory Board Member) 9.6 Approve Discharge of Andrzej Gonet For Did Not Vote Management (Supervisory Board Member) 9.7 Approve Discharge of Mieczyslaw For Did Not Vote Management Kawecki (Supervisory Board Member) 9.8 Approve Discharge of Stanislaw For Did Not Vote Management Sieradzki (Supervisory Board Member) 9.9 Approve Discharge of Grzegorz Tchorek For Did Not Vote Management (Supervisory Board Member) 10.1 Recall Supervisory Board Member For Did Not Vote Management 10.2 Elect Mieczyslaw Kawecki as For Did Not Vote Management Supervisory Board Member 10.3 Elect Mariusz Gierczak as Supervisory For Did Not Vote Management Board Member 10.4 Elect Tomasz Gabzdyl as Supervisory For Did Not Vote Management Board Member 10.5 Elect Supervisory Board Member For Did Not Vote Management 11 Approve Allocation of Income and For Did Not Vote Management Dividends of PLN 0.21 per Share 12 Approve Remuneration Report For Did Not Vote Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Related Party Transaction For Against Management Decision-making System 4 Amend Dividends Management System For For Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of External For Against Management Guarantees 9 Approve Related Party Transactions For Against Management with Joint Ventures and Other Related Parties 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- POLY MEDICURE LIMITED Ticker: 531768 Security ID: Y7062A142 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- POLY PROPERTY GROUP CO., LIMITED Ticker: 119 Security ID: Y7064G105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhu Weirong as Director For Against Management 3B Elect Ip Chun Chung, Robert as Director For For Management 3C Elect Choy Shu Kwan as Director None None Management 3D Authorize Board to Fix Remuneration of For For Management Directors 3E Elect Fung Chi Kin as Director For For Management 4 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- POONGSAN CORP. Ticker: 103140 Security ID: Y7021M104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Woo-dong as Inside Director For For Management 3.2 Elect Hwang Se-yeon as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POS MALAYSIA BERHAD Ticker: 4634 Security ID: Y7026S106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Ali bin Mohamad Nor as For Did Not Vote Management Director 2 Elect Jezilee bin Mohamad Ramli as For Did Not Vote Management Director 3 Elect Mohamed Sharil bin Mohamed For Did Not Vote Management Tarmizi as Director 4 Elect Sharifah Sofia binti Syed For Did Not Vote Management Mokhtar Shah as Director 5 Elect Ahmad Suhaimi bin Endut as For Did Not Vote Management Director 6 Approve Directors' Fees For Did Not Vote Management 7 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 8 Approve KPMG PLT (KPMG) as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Existing For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Approve New Shareholders' Mandate for For Did Not Vote Management New Recurrent Related Party Transactions -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For For Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POSCO CHEMICAL CO., LTD. Ticker: 003670 Security ID: Y70754109 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Min Gyeong-jun as Inside Director For For Management 3.2 Elect Kim Ju-hyeon as Inside Director For For Management 3.3 Elect Jeong Seok-mo as Non-Independent For For Management Non-Executive Director 3.4 Elect Kim Won-yong as Outside Director For For Management 3.5 Elect Lee Woong-beom as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- POSCO ICT CO., LTD. Ticker: 022100 Security ID: Y7075C101 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Deok-gyun as Inside For For Management Director 3.2 Elect Jeong Sang-gyeong as Inside For For Management Director 3.3 Elect Jeong Chang-hwa as For For Management Non-Independent Non-Executive Director 4 Appoint Seong Nak-yeon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- POSCO INTERNATIONAL CORP. Ticker: 047050 Security ID: Y1911C102 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1.1 Elect Ju Si-bo as Inside Director For For Management 3.1.2 Elect Noh Min-yong as Inside Director For For Management 3.2 Elect Jeong Tak as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Heung-su as Outside Director For For Management 4 Elect Kwon Su-young as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Kim Heung-su as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POSCO M-TECH CO., LTD. Ticker: 009520 Security ID: Y7472C100 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Hui-geun as Inside Director For For Management 3.2 Elect Kang Gyu-bong as Inside Director For For Management 3.3 Elect Kim Won-hui as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- POSITIVO TECNOLOGIA SA Ticker: POSI3 Security ID: P7905T100 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Elect Marcel Martins Malczewski and For For Management Roberto Pedote as Independent Directors 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postal Savings Bank of China's For For Management Satisfaction of the Conditions of the Non-Public Issuance of A Shares 2.1 Approve Class and Nominal Value of For For Management Securities to be Issued 2.2 Approve Method and Time of Issuance For For Management 2.3 Approve Amount and Use of Proceeds For For Management 2.4 Approve Target Subscriber and For For Management Subscription Method 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Number of Shares to be Issued For For Management 2.7 Approve Lock-Up Period of Shares to be For For Management Issued 2.8 Approve Listing Venue For For Management 2.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 4 Approve Report on the Use of For For Management Previously Raised Proceeds 5 Approve Dilution of Immediate Returns For For Management by the Non-Public Issuance of A Shares, Remedial Measures and Commitments of Related Entities 6 Approve Shareholders' Return Plan For For Management 7 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 8 Approve Connected Transaction Relating For For Management to the Non-Public Issuance of A Shares 9 Approve Share Subscription Contract For For Management with Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber 10 Elect Liu Yue as Director For For Management 11 Elect Ding Xiangming as Director For For Management 12 Elect Hu Xiang as Director For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2019 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2019 -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Securities to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Amount and Use of Proceeds For For Management 1.4 Approve Target Subscriber and For For Management Subscription Method 1.5 Approve Issue Price and Pricing For For Management Principles 1.6 Approve Number of Shares to be Issued For For Management 1.7 Approve Lock-Up Period of Shares to be For For Management Issued 1.8 Approve Listing Venue For For Management 1.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 1.10 Approve Validity Period of the For For Management Resolution 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 3 Approve Connected Transaction Relating For For Management to the Non-Public Issuance of A Shares 4 Approve Share Subscription Contract For For Management with Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve the Issuance of Write-down For For Management Eligible Tier 2 Capital Instruments 4 Approve Formulation of the Measures For For Management for Equity Management 5 Elect Han Wenbo as Director For For Management 6 Elect Chen Donghao as Director For For Management 7 Elect Wei Qiang as Director For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget Plan of Fixed Assets For For Management Investment 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 7 Elect Liu Jianjun as Director For For Shareholder 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- POU SHENG INTERNATIONAL (HOLDINGS) LIMITED Ticker: 3813 Security ID: G7208D109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lee, Shao-Wu as Director For For Management 2b Elect Hsieh, Wuei-Jung as Director For For Management 2c Elect Feng Lei Ming as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Asset Securitization Product For For Management Issuance and Credit Enhancement -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Provision of Guarantees For Against Management 8 Approve Daily Related Party For Against Management Transactions and Signing of Daily Related Party Transaction Agreement 9 Approve Financial Auditor and Internal For For Management Control Auditor 10 Approve Asset Securitization Product For For Management Issuance and Credit Enhancement Matters 11 Approve Authorization of the Board to For Against Management Issue Debt Financing Instruments 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POWER LOGICS CO., LTD. Ticker: 047310 Security ID: Y7083X105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Won-nam as Inside Director For For Management 3.2 Elect Seo Myeong-sik as Inside Director For For Management 3.3 Elect Jang Dong-hun as Inside Director For For Management 3.4 Elect Oh Seong-yeol as Outside Director For For Management 3.5 Elect Park Seon-hwan as Outside For For Management Director 4.1 Elect Oh Seong-yeol as a Member of For For Management Audit Committee 4.2 Elect Park Seon-hwan as a Member of For For Management Audit Committee 5 Elect Choi Hwang-taek as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POWERLONG REAL ESTATE HOLDINGS LIMITED Ticker: 1238 Security ID: G72005104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hoi Wa Fong as Director For For Management 4 Elect Zhang Hong Feng as Director For For Management 5 Elect Ding Zu Yu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For Did Not Vote Management 2 Elect Koon Poh Kong as Director For Did Not Vote Management 3 Elect Noor Alina Binti Mohamad Faiz as For Did Not Vote Management Director 4 Elect Susan Yuen Su Min as Director For Did Not Vote Management 5 Elect Yvonne Chia (Yau Ah Lan @ Fara For Did Not Vote Management Yvonne) as Director 6 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries 9 Authorize Share Repurchase Program For Did Not Vote Management 10 Approve Gratuity Payment to Abdul For Did Not Vote Management Rahman Bin Megat Ahmad 11 Approve Gratuity Payment to Tan Heng For Did Not Vote Management Kui 12 Approve Gratuity Payment to Loo Lean For Did Not Vote Management Hock 1 Amend Constitution For Did Not Vote Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of For Against Management Asset(s)/Undertaking(s)/Director or Indirect Interest of the Company -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: JUN 23, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 4.75 Per Share For Did Not Vote Management 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- PROSTEMICS CO., LTD. Ticker: 203690 Security ID: Y4S8CF101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Byeong-soon as Inside For For Management Director 3.2 Elect Choi Eun-wook as Inside Director For For Management 4 Appoint Kim Dong-ju as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PROTEC CO., LTD. Ticker: 053610 Security ID: Y7113G106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PSK, INC. Ticker: 319660 Security ID: Y71195112 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Se-geun as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PT ADHI KARYA (PERSERO) TBK Ticker: ADHI Security ID: Y7115S108 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For Did Not Vote Management -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 08, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For Did Not Vote Management 2 Accept Financial Statement For Did Not Vote Management 3 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Purwantono, Sungkoro & Surja For Did Not Vote Management as Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Changes in the Board of For Did Not Vote Management Directors 4 Approve Remuneration and Tantiem of For Did Not Vote Management Directors and Commissioners 5 Approve Tanudiredja, Wibisana, Rintis For Did Not Vote Management & Rekan as Auditors 6 Approve Payment of Interim Dividend For Did Not Vote Management 7 Approve Revised Recovery Plan For Did Not Vote Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Remuneration and Tantiem of For Did Not Vote Management Directors and Commissioners 4 Appoint Auditors of the Company and For Did Not Vote Management the Partnership and Community Development Program (PCDP) 5 Accept Report on the Use of Proceeds For Did Not Vote Management 6 Amend Articles of Association in For Did Not Vote Management Relation to Shareholder Meeting 7 Approve Affirmation on the For Did Not Vote Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 8 Approve Affirmation on the For Did Not Vote Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 9 Approve Changes in Board of Company For Did Not Vote Management -------------------------------------------------------------------------------- PT BANK MAYBANK INDONESIA TBK Ticker: BNII Security ID: Y7118M389 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Alvin Kossim and Purwantono, For Did Not Vote Management Sungkoro & Surja as Auditors and Authorize Board to Fix Their Remuneration 4/5 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 6 Approve Changes in the Boards of the For Did Not Vote Management Company and Sharia Supervisory Board 7 Approve Delegation of Duties of For Did Not Vote Management Directors 8 Approve Updates on the Company's For Did Not Vote Management Recovery Plan 9 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Affirmation of the Regulations of the For For Management Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 3 Affirmation of the Regulations of the For For Management Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 4 Approve Transfer of Treasury Stock For Against Management 5 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Remuneration and Tantiem of For Did Not Vote Management Directors and Commissioners 4 Appoint Auditors of the Company and For Did Not Vote Management the Partnership and Community Development Program (PCDP) -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For Did Not Vote Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Remuneration and Tantiem of For Did Not Vote Management Directors and Commissioners 4 Appoint Auditors of the Company and For Did Not Vote Management the Partnership and Community Development Program (PCDP) 5 Approve Affirmation on the For Did Not Vote Management Implementation of Regulation of the Minister of State-Owned Enterprises Number PER-11/MBU/11/2020 6 Amend Articles of Association For Did Not Vote Management 7 Accept Report on the Use of Proceeds For Did Not Vote Management 8 Approve Changes in the Composition and For Did Not Vote Management Remuneration of the Company's Sharia Supervisory Board 9 Approve Changes in Boards of Company For Did Not Vote Management -------------------------------------------------------------------------------- PT BEKASI FAJAR INDUSTRIAL ESTATE TBK Ticker: BEST Security ID: Y711C5100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For Did Not Vote Management Reports 2 Accept Financial Statements For Did Not Vote Management 3 Approve Allocation of Income For Did Not Vote Management 4 Approve Auditors For Did Not Vote Management 5 Approve Changes in the Boards of the For Did Not Vote Management Company 6 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 7 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- PT ELANG MAHKOTA TEKNOLOGI TBK Ticker: EMTK Security ID: Y71259108 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 4 of the Articles of the For Did Not Vote Management Association in Connection with Issuance of Equity Shares Without Preemptive Rights -------------------------------------------------------------------------------- PT ERAJAYA SWASEMBADA TBK Ticker: ERAA Security ID: Y712AZ104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split and Amend Articles For Did Not Vote Management of Association in Relation to Stock Split 2 Amend Articles of Association in For Did Not Vote Management Relation to Shareholder Meeting -------------------------------------------------------------------------------- PT GAJAH TUNGGAL TBK Ticker: GJTL Security ID: Y7122F123 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Notes, Pledging For Did Not Vote Management of Assets for Debt and Authorize Board of Directors to Execute Approved Resolutions 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- PT INDOMOBIL SUKSES INTERNASIONAL TBK Ticker: IMAS Security ID: Y712BD110 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Board of Directors' Annual For Did Not Vote Management Report 2 Approve Financial Statements and For Did Not Vote Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For Did Not Vote Management 4 Approve Changes in the Boards of the None Did Not Vote Shareholder Company 5 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 6 Approve Auditors For Did Not Vote Management -------------------------------------------------------------------------------- PT LIPPO KARAWACI TBK Ticker: LPKR Security ID: Y7129W186 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For Did Not Vote Management Omission of Dividend 3 Approve Amir Abadi Jusuf, Aryanto, For Did Not Vote Management Mawar & Rekan as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Changes in the Boards of the For Did Not Vote Management Company 5 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 6 Amend Articles of Association For Did Not Vote Management 7 Accept Report on the Use of Proceeds None None Management -------------------------------------------------------------------------------- PT PACIFIC STRATEGIC FINANCIAL TBK Ticker: APIC Security ID: Y71230141 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Auditors For Did Not Vote Management 4 Approve Remuneration of Directors and For Did Not Vote Management Commissioners -------------------------------------------------------------------------------- PT PACIFIC STRATEGIC FINANCIAL TBK Ticker: APIC Security ID: Y71230141 Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in the Boards of the For Did Not Vote Management Company 2 Approve Pledging of Assets for Debt For Did Not Vote Management 3 Accept Report on the Use of Proceeds For Did Not Vote Management -------------------------------------------------------------------------------- PT PANIN FINANCIAL TBK Ticker: PNLF Security ID: Y7133P193 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For Did Not Vote Management 3 Elect Directors For Did Not Vote Management 4 Approve Changes in the Board of For Did Not Vote Management Commissioners 5 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 6 Approve Auditors For Did Not Vote Management -------------------------------------------------------------------------------- PT PANINVEST TBK Ticker: PNIN Security ID: Y7133J205 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Changes in the Boards of For Did Not Vote Management Company 4 Approve Remuneration of Directors and For Did Not Vote Management Commissioners 5 Approve Auditors For Did Not Vote Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy and Takeover of For Did Not Vote Management Telecommunication Towers from PT Inti Bangun Sejahtera Tbk by PT Tower Bersama, a Company's Subsidiary 2 Approve Cash Dividend For Did Not Vote Management -------------------------------------------------------------------------------- PT TUNAS BARU LAMPUNG TBK Ticker: TBLA Security ID: Y7146X126 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds For Did Not Vote Management 2 Approve Corporate Guarantee and For Did Not Vote Management Pledging Assets for Debt 3 Authorize Board of Directors to For Did Not Vote Management Execute Approved Resolutions -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Jochanan Senf For For Management as Director 2 Approve Resignation of Sri Widowati as For For Management Director 3 Elect Tran Tue Tri as Director For For Management -------------------------------------------------------------------------------- PT WASKITA BETON PRECAST TBK Ticker: WSBP Security ID: Y937G0108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company For Did Not Vote Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares -------------------------------------------------------------------------------- PULMUONE CO., LTD. Ticker: 017810 Security ID: Y7148Y114 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Seung-woo as Non-Independent For For Management Non-Executive Director 3.2 Elect Lee Sang-bu as Inside Director For For Management 3.3 Elect Won Hye-young as Outside Director For For Management 3.4 Elect Kim Deok-gyun as Outside Director For For Management 4.1 Elect Kim Young-hwan as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PULOON TECHNOLOGY, INC. Ticker: 094940 Security ID: Y71486107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Ahn Chun-sang as Internal For For Management Auditor 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- PUNGGUK ETHANOL INDUSTRIAL CO., LTD. Ticker: 023900 Security ID: Y7162R102 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Han-yong as Inside Director For For Management 3.2 Elect Kim Gyu-ho as Inside Director For For Management 4 Appoint Yoon Sang-su as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PVR LIMITED Ticker: 532689 Security ID: Y71626108 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PYEONG HWA AUTOMOTIVE CO., LTD. Ticker: 043370 Security ID: Y7168W105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- Q TECHNOLOGY (GROUP) CO. LTD. Ticker: 1478 Security ID: G7306T105 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect He Ningning as Director For For Management 4 Elect Ng Sui Yin as Director For For Management 5 Elect Fan Fuqiang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- Q.S.I CO., LTD. Ticker: 066310 Security ID: Y7163R101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Dae-hyeon as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- QIANHE CONDIMENT & FOOD CO., LTD. Ticker: 603027 Security ID: Y7166X105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Allowance of Independent For For Management Directors 13 Approve Provision of Guarantee For For Management 14.1 Elect Wu Chaoqun as Director For For Management 14.2 Elect Wu Jianyong as Director For For Management 14.3 Elect Liu Dehua as Director For For Management 14.4 Elect Xu Yi as Director For For Management 14.5 Elect He Tiankui as Director For For Management 14.6 Elect Cao Hong as Director For For Management 15.1 Elect Luo Hong as Director For For Management 15.2 Elect He Zhen as Director For For Management 15.3 Elect Che Zhenming as Director For For Shareholder 16.1 Elect Yang Hong as Supervisor For For Management 16.2 Elect Zheng Ou as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO EAST STEEL TOWER STOCK CO., LTD. Ticker: 002545 Security ID: Y71642105 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Payment Term for For For Management Performance Compensation -------------------------------------------------------------------------------- QINGDAO EAST STEEL TOWER STOCK CO., LTD. Ticker: 002545 Security ID: Y71642105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 9 Approve Use of Idle Own Funds for For Against Management Venture Capital 10 Approve Related Party Transaction For For Management 11 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiankang as Independent For For Management Director -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For Against Management Credit Lines and Guarantee Provision 2 Approve Provision of Repurchase For For Management Guarantee and Related Party Transaction -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Information Disclosure For Against Management Management System 13 Amend External Investment Management For Against Management Method 14 Amend Management System of Raised Funds For Against Management 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- QINGDAO TOPSCOMM COMMUNICATION CO., LTD. Ticker: 603421 Security ID: Y716AG107 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- QINGDAO TOPSCOMM COMMUNICATION CO., LTD. Ticker: 603421 Security ID: Y716AG107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Remuneration Plan of Directors For For Management and Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Appointment of Auditor For For Management 8 Approve Use of Own Funds for Cash For Against Management Management 9 Approve Credit Line For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Fix Their Audit Fees 6 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Fix Their Audit Fees 7 Approve Directors' Annual Remuneration For For Management 8 Approve Supervisors' Annual For For Management Remuneration 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Closing of Investment Projects For For Shareholder Funded by Proceeds from the Issuance of A Shares and Allocation of Surplus Proceeds for Permanent Replenishment of Working Capital -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z102 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Did Not Vote Management Management Approved at the April 30, 2020 AGM -------------------------------------------------------------------------------- QUANTUM FOODS HOLDINGS LTD. Ticker: QFH Security ID: S6S86E103 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with RJ Jacobs as the Individual Auditor and Authorise Their Remuneration 2.1 Re-elect Mohammad Karaan as Director For Abstain Management 2.2 Re-elect Tanya Golden as Director For For Management 3 Elect Larry Riddle as Director For For Management 4 Elect Bob Dobbie, a Shareholder None Against Shareholder Nominee to the Board 5 Elect Fortune Mojapelo, a Shareholder None Against Shareholder Nominee to the Board 6 Elect Gary Vaughan-Smith, a None Against Shareholder Shareholder Nominee to the Board 7 Re-elect Mohammad Karaan as Member of For Abstain Management the Audit and Risk Committee 8 Re-elect Geoffrey Fortuin as Member of For For Management the Audit and Risk Committee 9 Elect Larry Riddle as Member of the For For Management Audit and Risk Committee 10.1 Approve Remuneration Policy For Against Management 10.2 Approve Implementation Report on the For For Management Remuneration Policy 11 Approve Non-executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Manner of Share For For Management Repurchase 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.4 Approve Type, Usage, Total Capital, For For Management Quantity and Proportion of the Company's Total Share Capital 1.5 Approve Source of Funds for Share For For Management Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Peiyin as Non-Independent For For Management Director -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Remuneration of the Chairman For For Management 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- RAJESH EXPORTS LIMITED Ticker: 531500 Security ID: Y7181T147 Meeting Date: DEC 31, 2020 Meeting Type: Annual Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 4 Reelect Rajesh Mehta as Director For For Management 5 Reelect Vijaya Lakhsmi as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rajesh Mehta as Chairman 7 Approve Reappointment and Remuneration For For Management of Prashanth Mehta as Managing Director -------------------------------------------------------------------------------- RANHILL UTILITIES BERHAD Ticker: 5272 Security ID: Y7189E100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Haw Kuang as Director For Did Not Vote Management 2 Elect Leow Peen Fong as Director For Did Not Vote Management 3 Elect Abu Talib Abdul Rahman as For Did Not Vote Management Director 4 Approve Directors' Fees and Benefits For Did Not Vote Management 5 Approve Deloitte PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of New Ordinary For Did Not Vote Management Shares Under the Dividend Reinvestment Plan 8 Authorize Share Repurchase Program For Did Not Vote Management 9 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 10 Approve New Shareholders' Mandate for For Did Not Vote Management Additional Recurrent Related Party Transactions -------------------------------------------------------------------------------- RANHILL UTILITIES BERHAD Ticker: 5272 Security ID: Y7189E100 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Entire For Did Not Vote Management Equity Interest in Ranhill Bersekutu Sdn Bhd from Ranhill Berhad 2 Approve Acquisition of the 51 Percent For Did Not Vote Management Equity Interest in Ranhill Worley Sdn Bhd from Ranhill Group Sdn Bhd 3 Approve Diversification of the For Did Not Vote Management Business Activities of the Company and its Subsidiaries to Include the Business of Infrastructure, Chemicals, Resources and Energy such as Provision of Engineering Services and Project Management 4 Approve Exemption for Hamdan Mohamad For Did Not Vote Management and Any Other Person Acting in Concert with Them from the Obligation to Undertake a Mandatory Take-Over Offer to Acquire the Remaining Ordinary Shares Not Already Owned by Them -------------------------------------------------------------------------------- RASHTRIYA CHEMICALS AND FERTILIZERS LIMITED Ticker: 524230 Security ID: Y7197K114 Meeting Date: DEC 30, 2020 Meeting Type: Annual Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Alka Tiwari as Director For Against Management 4 Reelect K. U. Thankachen as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect S. C. Mudgerikar as Director and For For Management Approve Appointment and Remuneration of S. C. Mudgerikar as Chairman & Managing Director 7 Elect Shashi Bala Bharti as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 10 Elect Aparna S. Sharma as Director For Against Management 11 Approve Borrowing Powers For For Management 12 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Adjustment on Remuneration of For For Management Directors 6 Approve Application of Credit Lines For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Adjustment of Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase of the Employee For For Management Stock Ownership Plan (Draft) of Red Star Macalline Group Corporation Ltd. and Its Extracts 2 Approve Measures for Management of the For For Management Third Phase of the Employee Stock Ownership Plan of Red Star Macalline Group Corporation Ltd. 3 Authorize Board to Deal with All For For Management Matters in Relation to the Third Phase of the Employee Stock Ownership Plan of the Company 4 Elect Chen Chaohui as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Final Account Report For For Management 4 Approve 2021 Financial Budget Report For For Management 5 Approve 2020 Annual Report and Annual For For Management Results 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of External For For Management Auditor and Internal Control Auditor 10 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 11 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 2 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- REDCO PROPERTIES GROUP LIMITED Ticker: 1622 Security ID: G73310131 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tang Chengyong as Director and For For Management Authorize Board to Fix His Remuneration 3b Elect Chau On Ta Yuen as Director and For For Management Authorize Board to Fix His Remuneration 3c Elect Tam Kam Kau as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- RELIGARE ENTERPRISES LIMITED Ticker: 532915 Security ID: Y7237L106 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Siddharth Dinesh Mehta as For For Management Director 3 Approve Grant of Options under For Against Management Religare Enterprises Limited Employee Stock Option Plan 2019 4 Approve Revision of Remuneration of For For Management Rashmi Saluja as Executive Chairperson 5 Approve Sale, Disposal and Leasing of For For Management Assets Exceeding 20 Percent of the Assets of the Material Subsidiary(ies) -------------------------------------------------------------------------------- RENHE PHARMACY CO., LTD. Ticker: 000650 Security ID: Y4444S107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Use of Own Funds For Financial For Against Management Investment 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- REUNERT Ticker: RLO Security ID: S69566156 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohamed Husain as Director For For Management 2 Re-elect John Hulley as Director For For Management 3 Re-elect Sean Jagoe as Director For For Management 4 Re-elect Sarita Martin as Director For For Management 5 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Director 6 Re-elect Mohini Moodley as Director For For Management 7 Re-elect Trevor Munday as Director For For Management 8 Re-elect Pierre Fourie as Member of For For Management the Audit Committee 9 Re-elect Tasneem Abdool-Samad as For For Management Member of the Audit Committee 10 Re-elect Alex Darko as Member of the For For Management Audit Committee 11 Re-elect Sarita Martin as Member of For For Management the Audit Committee 12 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Member of the Audit Committee 13 Reappoint Deloitte & Touche as For For Management Auditors and Authorise Their Remuneration 14 Reappoint Nita Ranchod as the For For Management Individual Designated Auditor 15 Approve Resolutions or Agreements of For For Management Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Implementation For For Management Report 18 Approve Issue of Shares in Terms of For For Management the Reunert 2006 Share Option Scheme 19 Authorise Repurchase of Issued Share For For Management Capital 20 Approve Non-Executive Directors' For For Management Remuneration 21 Approve Non-Executive Directors' For For Management Remuneration for Ad Hoc Assignments 22 Approve Financial Assistance Relating For For Management to Share Repurchases of Reunert's Shares and Share Plans 23 Approve Financial Assistance Relating For For Management to Securities for the Advancement of Commercial Interests 24 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 25 Amend Memorandum of Incorporation For For Management 26 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REYON PHARMACEUTICAL CO., LTD. Ticker: 102460 Security ID: Y7276E104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Hong Taek-gi as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- RFG HOLDINGS LTD. Ticker: RFG Security ID: S6992X104 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pieter Hanekom as Director For For Management 2 Elect Selomane Maitisa as Director For For Management 3 Re-elect Thabo Leeuw as Director For For Management 4 Re-elect Bongiwe Njobe as Director For For Management 5 Re-elect Mark Bower as Director For For Management 6 Re-elect Mark Bower as Member of the For For Management Audit, Risk and Information Technology Committee 7 Re-elect Thabo Leeuw as Member of the For For Management Audit, Risk and Information Technology Committee 8 Elect Selomane Maitisa as Member of For For Management the Audit, Risk and Information Technology Committee 9 Appoint Ernst & Young Inc as Auditors For For Management with L Rolleston as the Individual Registered Auditor and Authorise Their Remuneration 10 Place Authorised but Unissued Shares For Against Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- RFHIC CORP. Ticker: 218410 Security ID: Y04336106 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Gi-su as Non-Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- RFHIC CORP. Ticker: 218410 Security ID: Y04336106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- RFTECH CO., LTD. Ticker: 061040 Security ID: Y7278D104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- RIPLEY CORP. SA Ticker: RIPLEY Security ID: P8130Y104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income; Present For For Management Dividend Policy c Appoint Auditors For For Management d Designate Risk Assessment Companies For For Management e Approve Remuneration of Directors and For For Management Present Report on their Expenses f Approve Remuneration and Budget of For For Management Directors' Committee g Present Directors' Committee Report on For For Management Activities and Expenses h Receive Report Regarding Related-Party For For Management Transactions i Present Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law j Other Business For Against Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor 9 Approve Issuance of Overseas Corporate For For Management Bonds and Related Matters -------------------------------------------------------------------------------- ROBOSTAR CO., LTD. Ticker: 090360 Security ID: Y7333V107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Byeong-seo as Inside Director For Against Management 3.2 Elect Woo Yoo-taek as Inside Director For Against Management 3.3 Elect Jeong Dae-hwa as Non-Independent For Against Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ROBOTIS CO., LTD. Ticker: 108490 Security ID: Y7S17A106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Seung-ho as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Amendments to Articles of For Against Management Association 7 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Financial Assistance For For Management Provision 2 Approve Authorization to Use of For Against Management Short-term Idle Funds to Purchase Financial Product -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7.1 Approve Signing of Purified For For Management Terephthalic Acid (PTA) Purchase and Sale Contract 7.2 Approve Signing of Crude Oil Purchase For For Management and Sale Contract 7.3 Approve Signing of Purchase Contract For For Management 7.4 Approve Signing of Purchase and Sale For For Management Contract of Aromatic Products 7.5 Approve Signing of Purchase and Sale For For Management Contract of Aromatics and Other Products 7.6 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Refined Oil Trading Co., Ltd. 7.7 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Petroleum Comprehensive Energy Sales Co., Ltd. 7.8 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Kunsheng Petrochemical Sales Co., Ltd. 7.9 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Jurong Petrochemical Sales Co. , Ltd. 7.10 Approve Signing of Housing and Parking For For Management Space Contract 7.11 Approve Signing of Cargo For For Management Transportation Contract 7.12 Approve Signing of Purchase Contract For For Management with Suzhou Shenghui Equipment Co., Ltd. 7.13 Approve Handling of Deposit, Credit, For For Management Settlement and Other Businesses 7.14 Approve Loan from the Company's For For Management Controlling Shareholder 8 Approve Guarantee Provision For For Management 9 Approve External Guarantee Provision For Against Management 10 Approve Futures Hedging Business For For Management 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12 Elect Shao Yiping as Independent For For Management Director -------------------------------------------------------------------------------- RONSHINE CHINA HOLDINGS LTD. Ticker: 3301 Security ID: G76368102 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zeng Feiyan as Director For For Management 3a2 Elect Ruan Youzhi as Director For For Management 3a3 Elect Chen Shucui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ROYAL BAFOKENG PLATINUM LTD. Ticker: RBP Security ID: S7097C102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Re-elect Mike Rogers as Director For For Management 3 Re-elect Steve Phiri as Director For For Management 4 Re-elect Zanele Matlala as Director For For Management 5 Appoint KPMG as Auditors of the For For Management Company with Henning Opperman as the Individual Audit Representative 6 Re-elect Louisa Stephens as Chairman For For Management of the Audit and Risk Committee 7 Re-elect Mark Moffett as Member of the For For Management Audit and Risk Committee 8 Re-elect Zanele Matlala as Member of For For Management the Audit and Risk Committee 9 Re-elect Peter Ledger as Member of the For For Management Audit and Risk Committee 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Implementation For Against Management Report 13 Approve Non-executive Directors' Fees For For Management 14 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- RSUPPORT CO., LTD. Ticker: 131370 Security ID: Y458C5108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S&S TECH CORP. Ticker: 101490 Security ID: Y8T37R177 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Su-hong as Inside Director For For Management 3.2 Elect Jeong Seong-hun as Inside For For Management Director 3.3 Elect Yang Geun-sik as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- S&T MOTIV CO., LTD. Ticker: 064960 Security ID: Y8137Y107 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kwon Hyeong-soon as Inside For For Management Director 3.2 Elect Park Chang-je as Outside Director For For Management 4 Appoint Cho Han-wook as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-1 CORP. (KOREA) Ticker: 012750 Security ID: Y75435100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jae-hun as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-CONNECT CO., LTD. Ticker: 096630 Security ID: Y7T78N103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Soon-gwan as Inside Director For For Management 3.2 Elect Kim Chi-won as Inside Director For Against Management 3.3 Elect Kang Dong-gyun as Inside Director For Against Management 4 Appoint Seo Jeong-hae as Internal For For Management Auditor 5 Approve Spin-Off Agreement For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-ENERGY CO., LTD. Ticker: 095910 Security ID: Y7619C104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Cho Hyo-hyeon as Inside Director For Against Management 4 Appoint Cho Seong-jun as Internal For Against Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-ENJOY SERVICE GROUP CO., LIMITED Ticker: 1755 Security ID: G80325106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Services Framework For For Management Agreement, Annual Cap and Related Transactions -------------------------------------------------------------------------------- S-ENJOY SERVICE GROUP CO., LIMITED Ticker: 1755 Security ID: G80325106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Qi Xiaoming as Director For For Management 3a2 Elect Lu Zhongming as Director For For Management 3a3 Elect Zhang Yan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- S-MAC CO., LTD. Ticker: 097780 Security ID: Y7543X109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Min Gyeong-cheol as Internal For For Management Auditor 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- S-OIL CORP. Ticker: 010950 Security ID: Y80710109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Hussain A.Al-Qahtani as Inside For For Management Director 3.2 Elect Mohammed Y.Al-Qahtani as For Against Management Non-Independent Non-Executive Director 3.3 Elect Ziad T.Al-Murshed as For Against Management Non-Independent Non-Executive Director 3.4 Elect S.M.Al-Hereagi as For Against Management Non-Independent Non-Executive Director 3.5 Elect Yahya A.Abushal as For Against Management Non-Independent Non-Executive Director 3.6 Elect Han Deok-su as Outside Director For Against Management 3.7 Elect Lee Jae-hun as Outside Director For Against Management 3.8 Elect Shin Mi-nam as Outside Director For For Management 3.9 Elect Jungsoon Janice Lee as Outside For Against Management Director 3.10 Elect Lee Jeon-hwan as Outside Director For For Management 4 Elect Hwang In-tae as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Lee Jae-hun as a Member of Audit For Against Management Committee 5.2 Elect Shin Mi-nam as a Member of Audit For For Management Committee 5.3 Elect Lee Jeon-hwan as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Products of Wholly-Owned Subsidiary 2 Approve Provision of Guarantees for For For Management Debt Financing Products Issue by Wholly-Owned Subsidiary 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 4.5 Approve Issue Size For For Management 4.6 Approve Lock-up Period For For Management 4.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.8 Approve Listing Exchange For For Management 4.9 Approve Use of Proceeds For For Management 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Provision For For Management Plan 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Wang Jia as Supervisor For For Management -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Listing of Controlled For For Management Subsidiary in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2 Approve Scheme for Overseas Listing of For For Management Controlled Subsidiary 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Description and Prospects of For For Management Sustained Profitability 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Acquisition of Equity For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- S.M. ENTERTAINMENT CO., LTD. Ticker: 041510 Security ID: Y8067A103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Formulate Shareholder For For Management Return Plan 8 Approve Daily Related Party For For Management Transactions 9 Approve Completion and Termination of For For Management Partial Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Provision of Guarantee to SAIC For Against Management General Motors Finance Co., Ltd. 11 Approve Provision of Guarantees by For For Management Universal Chexiang Car Rental Co., Ltd. to Its Controlled Subsidiaries 12 Approve Provision of Guarantee by SAIC For Against Management Anji Logistics Co., Ltd. to Guangzhou Port Haijia Automobile Terminal Co., Ltd. 13 Approve Provision of Repurchase For For Management Guarantee for Vehicle Sales Business of Commercial Vehicle Company 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Appointment of Financial For For Management Auditor 16 Approve Appointment of Internal For For Management Control Auditor 17 Amend Articles of Association For For Shareholder 18 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 20.1 Elect Chen Hong as Director For For Shareholder 20.2 Elect Wang Xiaoqiu as Director For For Shareholder 20.3 Elect Wang Jian as Director For For Shareholder 21.1 Elect Li Ruoshan as Director For For Shareholder 21.2 Elect Zeng Saixing as Director For For Shareholder 21.3 Elect Chen Naiwei as Director For For Shareholder 22.1 Elect Shen Xiaosu as Supervisor For For Shareholder 22.2 Elect Yi Lian as Supervisor For For Shareholder 22.3 Elect Xia Mingtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management the Third Phase Project -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 7 Approve External Guarantees For Against Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Changes in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SAJO INDUSTRIES CO., LTD. Ticker: 007160 Security ID: Y7455J106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ju Jin-woo as Inside Director For For Management 2.2 Elect Kim Chi-gon as Inside Director For For Management 2.3 Elect Lee In-woo as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAJODAERIM CORP. Ticker: 003960 Security ID: Y7465A111 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Sang-hun as Inside Director For For Management 3.2 Elect Ju Ji-hong as Inside Director For For Management 3.3 Elect Lee In-woo as Inside Director For For Management 3.4 Elect Ju Jin-woo as Non-Independent For For Management Non-Executive Director 3.5 Elect Jeong Jae-nyeon as Outside For For Management Director 4 Elect Jeong Jae-nyeon as a Member of For For Management Audit Committee 5 Elect Lee Bong-jun as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SALFACORP SA Ticker: SALFACORP Security ID: P831B0108 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor a.1 Approve Annual Report For For Management a.2 Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income For For Management c Determine Dividend Policy For For Management d Elect Directors For For Management e Approve Remuneration of Directors For For Management f Approve Remuneration and Budget of For For Management Directors' Committee g Appoint Auditors and Designate Risk For For Management Assessment Companies h.1 Receive Report Regarding Related-Party For For Management Transactions h.2 Receive Board's Resolutions on Types For For Management of Transactions in Accordance with Title XVI of Chilean Companies Act h.3 Receive Report on Board's Expenses For For Management Presented on Annual Report i Designate Newspaper to Publish Meeting For For Management Announcements j Other Business For Against Management -------------------------------------------------------------------------------- SAM CHUN DANG PHARM CO., LTD. Ticker: 000250 Security ID: Y7467T100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeon In-seok as Inside Director For For Management 3.2 Elect Jang Tae-un as Inside Director For For Management 3.3 Elect Kim Yong-gwan as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Merger Agreement Re: Samba For Did Not Vote Management Financial Group and the National Commercial Bank 1.2 Authorize Board or a Delegate of the For Did Not Vote Management Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- SAMBO CORRUGATED BOARD CO., LTD. Ticker: 023600 Security ID: Y74672109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ryu Jin-ho as Inside Director For For Management 3.2 Elect Lee Gyeong-seon as Inside For For Management Director 3.3 Elect Lee Dae-young as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMBON PRECISION & ELECTRONICS CO., LTD. Ticker: 111870 Security ID: Y7467C107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Lim Gi-nam as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMBU ENGINEERING & CONSTRUCTION CO., LTD. Ticker: 001470 Security ID: Y74677108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Six Inside Directors and Two For For Management Outside Directors (Bundled) 4 Appoint Ma Gi-hyeok as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMCHULLY CO., LTD. Ticker: 004690 Security ID: Y7467M105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Chan-ui as Inside Director For For Management 4 Elect Ji Seung-min as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMCHULY BICYCLE CO., LTD. Ticker: 024950 Security ID: Y7467R104 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Dong-ho as Inside Director For For Management 3.2 Elect Cho Hyeon-moon as Inside Director For For Management 4 Appoint Moon Sang-ho as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMHWA PAINTS INDUSTRIAL CO., LTD. Ticker: 000390 Security ID: Y7495Y105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jeong-hun as Outside Director For Against Management 4 Appoint Yeon Heon-mo as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMICK MUSICAL INSTRUMENT CO., LTD. Ticker: 002450 Security ID: Y7469K107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jong-seop as Inside Director For For Management 3.2 Elect Lee Gyeong-hyeong as Outside For For Management Director 4 Appoint Choi Hyeong-wook as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMICK THK CO., LTD. Ticker: 004380 Security ID: Y7472F103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Teramachi Akihiro as For For Management Non-Independent Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMIL PHARMACEUTICAL CO., LTD. Ticker: 000520 Security ID: Y7469P114 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Heo Gang as Inside Director For For Management 3.2 Elect Kim Sang-jin as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMJI ELECTRONICS CO., LTD. Ticker: 037460 Security ID: Y7469S100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Tae-hun as Inside Director For For Management 3.2 Elect Shin Dong-han as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SAMJIN LND CO., LTD. Ticker: 054090 Security ID: Y7471U101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Kim Ik-gyeom as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMJIN PHARMACEUTICAL CO., LTD. Ticker: 005500 Security ID: Y7469V103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seung-ju as Inside Director For For Management 3.2 Elect Cho Ui-hwan as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMKANG M&T CO., LTD. Ticker: 100090 Security ID: Y746A2105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Song Mu-seok as Inside Director For For Management 3.2 Elect Song Jeong-seok as Inside For For Management Director 4 Elect Moon Seok-rok as Outside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMKEE CORP. Ticker: 122350 Security ID: Y3817E109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Koo Hye-young as Inside Director For For Management 2.2 Elect Jang Gun-gi as Inside Director For For Management 2.3 Elect Cho Won-seok as Outside Director For For Management 2.4 Elect Yoo Ji-su as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMKWANG GLASS CO., LTD. Ticker: 005090 Security ID: Y7469X109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of Reduction of Capital For For Management Reserve and Conversion into Retained Earnings -------------------------------------------------------------------------------- SAMKWANG GLASS CO., LTD. Ticker: 005090 Security ID: Y7469X109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Yoo Jeong-seok as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMPYO CEMENT CO., LTD. Ticker: 038500 Security ID: Y2692R102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Doh-won as Inside Director For For Management 3.2 Elect Moon Jong-gu as Inside Director For For Management 3.3 Elect Jeong Dae-hyeon as Inside For For Management Director 3.4 Elect Kim Ock-jin as Inside Director For For Management 3.5 Elect Lee Jong-seok as Inside Director For For Management 3.6 Elect Song Jong-sik as Inside Director For For Management 3.7 Elect Sim Yeon-seok as Inside Director For For Management 3.8 Elect Jeon Gun-pyo as Outside Director For For Management 3.9 Elect Kim Yeol-jung as Outside Director For For Management 3.10 Elect Kim Jong-yeol as Outside Director For For Management 4.1 Elect Jeon Gun-pyo as a Member of For For Management Audit Committee 4.2 Elect Kim Yeol-jung as a Member of For For Management Audit Committee 5 Elect Lee Jeong-seop as Outside For For Management Director to Serve as Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SAMSUNG BIOLOGICS CO., LTD. Ticker: 207940 Security ID: Y7T7DY103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG CARD CO., LTD. Ticker: 029780 Security ID: Y7T70U105 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Gyeong-guk as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRO-MECHANICS CO., LTD. Ticker: 009150 Security ID: Y7470U102 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Doo-young as Inside Director For For Management 3 Elect Kim Yong-gyun as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ENGINEERING CO., LTD. Ticker: 028050 Security ID: Y7472L100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Sung-an as Inside Director For For Management 2.2 Elect Jeong Ju-seong as Inside Director For For Management 3 Elect Park Il-dong as Outside Director For For Management to Serve as a Member of Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Choi Young Moo as Inside Director For For Management 2.1.2 Elect Hong Won-hak as Inside Director For For Management 2.1.3 Elect Hong Seong-woo as Inside Director For For Management 2.2 Elect Kim Sung Jin as Outside Director For For Management 3 Elect Kim Sung Jin as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG HEAVY INDUSTRIES CO., LTD. Ticker: 010140 Security ID: Y7474M106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Jin-taek as Inside Director For For Management 2.2 Elect Yoon Jong-hyeon as Inside For For Management Director 2.3 Elect Lee Gi-gwon as Outside Director For For Management 3 Elect Lee Gi-gwon as a Member of Audit For For Management Committee 4 Elect Choi Gang-sik as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG HEAVY INDUSTRIES CO., LTD. Ticker: 010140 Security ID: Y7474M106 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Capital For For Management 2.1 Amend Articles of Incorporation For For Management (Authorized Capital) 2.2 Amend Articles of Incorporation For For Management (Change in Par Value per Share) 2.3 Amend Articles of Incorporation For For Management (Miscellaneous) -------------------------------------------------------------------------------- SAMSUNG LIFE INSURANCE CO., LTD. Ticker: 032830 Security ID: Y74860100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Kang Yoon-gu as Outside Director For For Management 2.1.2 Elect Cho Bae-suk as Outside Director For For Management 2.2.1 Elect Jang Deok-hui as Inside Director For For Management 3 Elect Cho Bae-suk as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG PHARMACEUTICAL CO., LTD. Ticker: 001360 Security ID: Y74808109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SAMSUNG PUBLISHING CO., LTD. Ticker: 068290 Security ID: Y7471M109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Woo-seok as Inside Director For For Management 3.2 Elect Kim Min-gwon as Inside Director For For Management 3.3 Elect Kim Young-ryeol as Inside For For Management Director 3.4 Elect Hong Yong-geon as Outside For For Management Director 3.5 Elect Park Jong-gu as Outside Director For For Management 4 Elect Kwon Soon-il as Outside Director For For Management 5.1 Elect Hong Yong-geon as a Member of For For Management Audit Committee 5.2 Elect Park Jong-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Hyeok as Inside Director For For Management 2.2 Elect Kim Jong-seong as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDS CO., LTD. Ticker: 018260 Security ID: Y7T72C103 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hwang Sungwoo as Inside Director For For Management 2.2 Elect Koo Hyeong-jun as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SECURITIES CO., LTD. Ticker: 016360 Security ID: Y7486Y106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Jong-ryong as Outside For For Management Director 2.2 Elect Chang Seok-hoon as Inside For For Management Director 3 Elect Lim Jong-ryong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMT CO., LTD. Ticker: 031330 Security ID: Y74913107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Gi-nam as Inside Director For For Management 3.2 Elect Park Du-jin as Inside Director For For Management 3.3 Elect Kang Ho-moon as Outside Director For For Management 4 Appoint Lee Seong-gyu as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMWHA CAPACITOR CO., LTD. Ticker: 001820 Security ID: Y74696108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Young-ju as Inside Director For For Management 2.2 Elect Lee Su-hwi as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMWHA ELECTRIC CO., LTD. Ticker: 009470 Security ID: Y7469A109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Young-ju as Inside Director For For Management 2.2 Elect Park Jong-on as Inside Director For For Management 2.3 Elect Yano Akihiro as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMYANG CORP. Ticker: 145990 Security ID: Y7490S111 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Won as Inside Director For For Management 3.2 Elect Kim Ryang as Inside Director For For Management 3.3 Elect Kang Ho-seong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMYANG FOODS CO., LTD. Ticker: 003230 Security ID: Y7498J105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management 2.2 Amend Articles of Incorporation For For Management 2.3 Amend Articles of Incorporation For For Management 2.4 Amend Articles of Incorporation For For Management 2.5 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jeong-su as Inside Director For Against Management 3.2 Elect Moon Yong-wook as Inside Director For For Management 3.3 Elect Jeong Tae-woon as Inside Director For Against Management 3.4 Elect Jeong Mu-sik as Outside Director For For Management 3.5 Elect Lee Hui-su as Outside Director For For Management 3.6 Elect Kang So-yeop as Outside Director For For Management 4 Elect Hong Cheol-gyu as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Jeong Mu-sik as a Member of For For Management Audit Committee 5.2 Elect Lee Hui-su as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAMYANG PACKAGING CORP. Ticker: 272550 Security ID: Y7498V108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jeong as Inside Director For For Management 3.2 Elect Yoon Seok-hwan as For For Management Non-Independent Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease and Related For For Management Party Transaction 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SANFENG INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300276 Security ID: Y3749X100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Application of Bank Credit For For Management Lines 9 Approve Use of Idle Own Funds to For For Management Purchase Guaranteed Financial Product 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SANFENG INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300276 Security ID: Y3749X100 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANG-A FRONTEC CO., LTD. Ticker: 089980 Security ID: Y7514R107 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Jeong Ji-hong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SANGBO CO., LTD. Ticker: 027580 Security ID: Y7T9AJ121 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For Against Management (Amendments Relating to Changes in Legislation) 3 Elect Ryu Si-gwan as Outside Director For For Management 4 Appoint Choi Seon-jip as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SANGSANGIN CO., LTD. Ticker: 038540 Security ID: Y8592K105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Min-sik as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SANGSIN ENERGY DISPLAY PRECISION CO., LTD. Ticker: 091580 Security ID: Y7500S101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Il-bu as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Reappoint Ernst & Young Inc as Joint For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Reappoint KPMG Inc as Joint Auditors For For Management 4 Elect Nicolaas Kruger as Director For For Management 5.1 Re-elect Mathukana Mokoka as Director For For Management 5.2 Re-elect Karabo Nondumo as Director For For Management 5.3 Re-elect Johan van Zyl as Director For Against Management 6.1 Re-elect Paul Hanratty as Director For For Management 6.2 Elect Abigail Mukhuba as Director For For Management 7.1 Re-elect Andrew Birrell as Member of For For Management the Audit Committee 7.2 Elect Nicolaas Kruger as Member of the For For Management Audit Committee 7.3 Re-elect Mathukana Mokoka as Member of For For Management the Audit Committee 7.4 Re-elect Kobus Moller as Member of the For Against Management Audit Committee 7.5 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2020 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2021 until 30 June 2022 B Authorise Repurchase of Issued Share For For Management Capital C Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act D Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application of Company 2 Approve Comprehensive Credit Line For For Management Application of Fujian Quanzhou Minguang Iron and Steel Co., Ltd. 3 Approve Comprehensive Credit Line For For Management Application of Fujian Luoyuan Minguang Iron and Steel Co., Ltd. 4 Approve Comprehensive Credit Line For For Management Application of Controlled Subsidiary 5 Approve Development of Bill Pool For Against Management Business 6 Approve Guarantee Provision Plan For For Management 7 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Adjustment on Related Party For For Management Transaction -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Investment Plan (Draft) For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction with For For Management Fujian Sangang (Group) Co., Ltd. and Its Subsidiaries 9 Approve Related Party Transaction with For For Management Associate Companies 10 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd. and Its Subsidiaries -------------------------------------------------------------------------------- SANTAM LTD. Ticker: SNT Security ID: S73323115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Chantel van den Heever as the Individual and Designated Auditor 2 Re-elect Monwabisi Fandeso as Director For For Management 3 Re-elect Junior Ngulube as Director For For Management 4 Re-elect Preston Speckmann as Director For For Management 5 Re-elect Dawn Marole as Director For For Management 6 Re-elect Machiel Reyneke as Director For For Management 7 Elect Paul Hanratty as Director For Against Management 8 Elect Abigail Mukhuba as Director For For Management 9 Re-elect Lize Lambrechts as Director For For Management 10 Re-elect Monwabisi Fandeso as Member For For Management of the Audit Committee 11 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 12 Re-elect Machiel Reyneke as Member of For For Management the Audit Committee 13 Approve Remuneration Policy For For Management 14 Approve Implementation Report For For Management 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 631 Security ID: G78163105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Qi Jian as Director For For Management 3 Elect Xiang Wenbo as Director For For Management 4 Elect Poon Chiu Kwok as Director For Against Management 5 Approve Final Dividend For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in 2020 Mortgage and For For Management Financial Leasing Quota and 2021 Forecast Mortgage and Financing Leasing Business 2 Approve Carry Out Deposit, Loan and For For Management Financial Management in Related Banks 3 Approve Related Party Transaction For For Management 4 Approve Provision of Guarantee For Against Management 5 Approve Employee Share Purchase Plan For For Management 6 Approve Management Method of Employee For For Management Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Assessment Plan For For Management of Directors and Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Approve Daily Related Party Transaction For For Management 9 Approve Related Party Transaction in For Against Management Connection to Establishment of Sanyi Jinpiao Supply Chain Collective Fund Trust Plan 10 Approve to Appoint Auditor For For Management 11 Approve Financial Derivates Business For For Management 12 Approve Use of Idle Own Funds for For Against Management Financial Products 13 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Issuance of Debt Financing For For Management Instruments 3 Approve Financial Leasing Business For For Management 4 Approve Provision of Financing For For Management Guarantee to Controlled Subsidiary and Related Transaction 5 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 6 Approve Employee Share Purchase Plan For For Management and Its Summary 7 Approve Management Method of Employee For For Management Share Purchase Plan 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 9 Approve Provision of Guarantee for For For Shareholder Wholly-owned Overseas Subsidiary -------------------------------------------------------------------------------- SAPPI LTD. Ticker: SAP Security ID: S73544108 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended September 2020 2.1 Re-elect Zola Malinga as Director For For Management 2.2 Re-elect Valli Moosa as Director For For Management 2.3 Re-elect Rob Jan Renders as Director For For Management 2.4 Re-elect Sir Nigel Rudd as Director For For Management 3.1 Re-elect Peter Mageza as Chairman of For For Management the Audit and Risk Committee 3.2 Re-elect Zola Malinga as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Dr Boni Mehlomakulu as Member For For Management of the Audit and Risk Committee 3.4 Re-elect Rob Jan Renders as Member of For For Management the Audit and Risk Committee 3.5 Re-elect Janice Stipp as Member of the For For Management Audit and Risk Committee 4 Reappoint KPMG Inc as Auditors with For For Management Coenie Basson as the Designated Registered Auditor 5 Authorise Specific Issue of Ordinary For For Management Shares to the Holders of Convertible Bonds 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Companies 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SARAMIN HR CO., LTD. Ticker: 143240 Security ID: Y7T199106 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kim Yong-hwan as Inside Director For For Management 3.2 Elect Yoon Guk-seop as Inside Director For For Management 3.3 Elect Kim In as Outside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- SARAWAK OIL PALMS BERHAD Ticker: 5126 Security ID: Y7528B106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Approve Directors' Fees for Financial For Did Not Vote Management Year Ended December 31, 2020 3 Approve Directors' Fees for Financial For Did Not Vote Management Year Ending December 31, 2021 4 Approve Directors' Benefits For Did Not Vote Management 5 Elect Ling Chiong Sing as Director For Did Not Vote Management 6 Elect Lai Yew Hock, Dominic as Director For Did Not Vote Management 7 Elect Amar Haji Ahmad Tarmizi Bin Haji None None Management Sulaiman as Director 8 Elect Fong Yoo Kaw @ Fong Yee Kow, For Did Not Vote Management Victor as Director 9 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 10 Approve Lai Yew Hock, Dominic to For Did Not Vote Management Continue Office as Independent Non-Executive Director 11 Approve Renewal and New Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 12 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SAUDI AUTOMOTIVE SERVICES CO. Ticker: 4050 Security ID: M8T36T102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Approve Dividends of SAR 0.20 Per For Did Not Vote Management Share for FY 2020 7 Approve Remuneration of Directors of For Did Not Vote Management SAR 1,800,000 for FY 2020 8 Approve Interim Dividends Semi For Did Not Vote Management Annually or Quarterly for FY 2021 9 Approve Authorization of the Board For Did Not Vote Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions Re: For Did Not Vote Management Nahaz Investment 11 Approve Related Party Transactions Re: For Did Not Vote Management Dakin Advertising Company 12 Approve Related Party Transactions For Did Not Vote Management With Mulkia Investment Company Re: Managing an Investment Portfolio 13 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Nahaz Investment Company Re: Leasing of Station 1 and 2 14 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Al-Madaen Star Group Re: Leasing of Station 8 15 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Al-Madaen Star Group Re: Leasing of Station 10 16 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Al-Madaen Star Group Re: Leasing of Station 11 17 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Nahaz Investment Company Re: Purchasing of Fuel 18 Approve Related Party Transactions For Did Not Vote Management Between Zaiti Petroleum Services Company (Subsidiary) and Al-Madaen Star Group Re: Purchasing of Fuel 19 Approve Related Party Transactions Re: For Did Not Vote Management Zaiti Petroleum Services Company (Subsidiary) and Zawaya Real Estate Company 20 Approve Related Party Transactions Re: For Did Not Vote Management Zaiti Petroleum Services Company (Subsidiary) and Fungate Company 21 Approve Related Party Transactions For Did Not Vote Management With Mulkia Investment Company Re: Water Supply Agreement 22.1 Elect Sultan Abdulsalam as Director None Did Not Vote Management 22.2 Elect Khalid Al Khudeiri as Director None Did Not Vote Management 22.3 Elect Asma Hamdan as Director None Did Not Vote Management 22.4 Elect Abdulazeez Al Sudeis as Director None Did Not Vote Management 22.5 Elect Ahmed Murad as Director None Did Not Vote Management 22.6 Elect Abdulali Al Ajmi as Director None Did Not Vote Management 22.7 Elect Mohammed Al Ghamdi as Director None Did Not Vote Management 22.8 Elect Thamir Al Wadee as Director None Did Not Vote Management 22.9 Elect Mussaab Al Jaeed as Director None Did Not Vote Management 22.10 Elect Majid Al Osseilan as Director None Did Not Vote Management 22.11 Elect Mohammed Al Shamri as Director None Did Not Vote Management 22.12 Elect Abdulmalik Al Smaeel as Director None Did Not Vote Management 22.13 Elect Ibrahim Al Hadeethi as Director None Did Not Vote Management 22.14 Elect Majid Al Othman as Director None Did Not Vote Management 22.15 Elect Sultan Al Hadeethi as Director None Did Not Vote Management 22.16 Elect Riyadh Al Malik as Director None Did Not Vote Management 22.17 Elect Mohammed Shafeea as Director None Did Not Vote Management 22.18 Elect Fahad Al Shamri as Director None Did Not Vote Management 22.19 Elect Abou Bakr Ba Abbad as Director None Did Not Vote Management 22.20 Elect Suleiman Al Zibn as Director None Did Not Vote Management 22.21 Elect Nael Fayiz as Director None Did Not Vote Management 22.22 Elect Youssef Al Youssefi as Director None Did Not Vote Management 22.23 Elect Ali Abalkheil as Director None Did Not Vote Management 22.24 Elect Nassir Al Awfi as Director None Did Not Vote Management 22.25 Elect Fahad Al Shueibi as Director None Did Not Vote Management 22.26 Elect Ahmed Khogeer as Director None Did Not Vote Management 22.27 Elect Fahad Al Huweimani as Director None Did Not Vote Management 22.28 Elect Fawaz Al Rajhi as Director None Did Not Vote Management 22.29 Elect Majid Al Subaie as Director None Did Not Vote Management 22.30 Elect Khalid Al Suleiman as Director None Did Not Vote Management 22.31 Elect Talal Al Moammar as Director None Did Not Vote Management 22.32 Elect Majid Al Suweigh as Director None Did Not Vote Management 22.33 Elect Khalid Al Hajaj as Director None Did Not Vote Management 22.34 Elect Raad Al Qahtani as Director None Did Not Vote Management 22.35 Elect Yazeed Al Mubti as Director None Did Not Vote Management 22.36 Elect Fayiz Al Zaydi as Director None Did Not Vote Management 22.37 Elect Amr Kurdi as Director None Did Not Vote Management 22.38 Elect Sultan Qaramish as Director None Did Not Vote Management 22.39 Elect Wael Al Bassam as Director None Did Not Vote Management 22.40 Elect Awaadh Al Oteibi as Director None Did Not Vote Management 22.41 Elect Jalban Al Jalban as Director None Did Not Vote Management 22.42 Elect Hatim Al Suheibani as Director None Did Not Vote Management 22.43 Elect Mamdooh Al Majid as Director None Did Not Vote Management 23 Elect Members of Audit Committee, For Did Not Vote Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: DEC 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Khalid Al Sultan as Director None Abstain Management 1.2 Elect Rashid Shareef as Director None Abstain Management 1.3 Elect Najm Al Zeid as Director None Abstain Management 1.4 Elect Issam Al Bayat as Director None Abstain Management 1.5 Elect Raed Al Rayis as Director None Abstain Management 1.6 Elect Nabeel Al Naeem as Director None Abstain Management 1.7 Elect Louai Bin Moussa as Director None Abstain Management 1.8 Elect Abdulkareem Al Ghamdi as Director None Abstain Management 1.9 Elect Khalid Al Houshan as Director None Abstain Management 1.10 Elect David Crane as Director None Abstain Management 1.11 Elect Abdulwahab Abou Kweek as Director None Abstain Management 1.12 Elect Fahad Bin Jumaah as Director None Abstain Management 1.13 Elect Mohammed Al Sakeet as Director None Abstain Management 1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.15 Elect Nadheer Khashaqji Director None Abstain Management 1.16 Elect Ahmed Murad as Director None Abstain Management 1.17 Elect Abdullah Al Husseini as Director None Abstain Management 1.18 Elect Muqrin Al Dalbahi as Director None Abstain Management 1.19 Elect Saad Al Haqeel as Director None Abstain Management 1.20 Elect Waleed Shukri as Director None Abstain Management 1.21 Elect Abdulmajeed Al Areeni as Director None Abstain Management 1.22 Elect Nouf Al Haqbani as Director None Abstain Management 1.23 Elect Abdulazeez Al Dreess as Director None Abstain Management 1.24 Elect Fahad Al Sameeh as Director None Abstain Management 1.25 Elect Khalid Al Nuweisir as Director None Abstain Management 1.26 Elect Mubarak Al Omani as Director None Abstain Management 1.27 Elect Fayiz Al Zaydi as Director None Abstain Management 1.28 Elect Noha Suleimani as Director None Abstain Management 1.29 Elect Abdulmajeed Al Bahrani as None Abstain Management Director 1.30 Elect Mohammed Ba Dhareess as Director None Abstain Management 1.31 Elect Waleed Bamaarouf as Director None Abstain Management 1.32 Elect Abdulilah Al Sheikh as Director None Abstain Management 1.33 Elect Abdullah Al Miqbil as Director None Abstain Management 1.34 Elect Rana Al Humeidan as Director None Abstain Management 1.34 Elect Ali Al Maddah as Director None Abstain Management 1.36 Elect Ihssan Makhdoom as Director None Abstain Management 1.37 Elect Jihad Al Naqlah as Director None Abstain Management 1.38 Elect Fahad Al Shamri as Director None Abstain Management 1.39 Elect Fouad Al Shereibi as Director None Abstain Management 1.40 Elect Mansour Al Mudheifir as Director None Abstain Management 1,41 Elect Abdulrahman Al Suheibani as None Abstain Management Director 1.42 Elect Omar Makharish as Director None Abstain Management 1.43 Elect Abdulrahman Al Areeni as Director None Abstain Management 1.44 Elect Salih Al Awaji as Director None Abstain Management 1.45 Elect Khalid Al Khudheiri as Director None Abstain Management 1.46 Elect Thamir Al Wadee as Director None Abstain Management 1.47 Elect Talal Al Moammar as Director None Abstain Management 1.48 Elect Saad Al Dakheel as Director None Abstain Management 1.49 Elect Ali Al Omran as Director None Abstain Management 1.50 Elect Haytham Al Zeid as Director None Abstain Management 1.51 Elect Haytham Al Seef as Director None Abstain Management 1.52 Elect Salih Al Yami as Director None Abstain Management 1.53 Elect Nada Al Harthi as Director None Abstain Management 1.54 Elect Yazeed Al Subaie as Director None Abstain Management 2 Approve Treatment of the Profits of For For Management the Saudi Arabian Oil Company As a Debt in Favor to The Ministry of Finance 3 Approve Establishing and Allocating a For For Management Reserve in Relation to the Speculative Agreement with The Ministry of Finance 4 Authorize Board to Transfer from For For Management Remaining Company Earnings to Establish a New Reserve 5 Authorize Board to Use the Newly For For Management Established Reserve -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 2 Approve Related Party Transactions Re: For For Management The National Commercial Bank 3 Approve Related Party Transactions Re: For For Management Gulf International Bank -------------------------------------------------------------------------------- SAUDI NATIONAL BANK Ticker: 1180 Security ID: M7S2CL107 Meeting Date: JUN 28, 2021 Meeting Type: Ordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Increase of the Audit For Did Not Vote Management Committee Size from 4 to 5 Members by Appointing Abdullah Al Ruweiss as Audit Committee Member -------------------------------------------------------------------------------- SAUDI REAL ESTATE CO. Ticker: 4020 Security ID: M8T58E108 Meeting Date: JUN 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For Did Not Vote Management SAR 1,850,000 for FY 2020 6 Approve Discharge of Directors for FY For Did Not Vote Management 2020 7 Allow Abdulfattah Kurdi to Be Involved For Did Not Vote Management with Competitor Companies 8 Allow Mohammed Bin Daoud to Be For Did Not Vote Management Involved with Competitor Companies -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Wang Shutian as Independent For For Management Director -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Changes in Accounting Policy For For Management 8 Approve Related Party Transaction and For For Management Authorizations 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 10 Approve Foreign Exchange Derivatives For For Management Trading and Authorizations 11 Approve External Guarantee and For For Management Authorizations -------------------------------------------------------------------------------- SCI INFORMATION SERVICE, INC. Ticker: 036120 Security ID: Y7643Q103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Jeong Gi-hun as Inside Director For For Management 4.2 Elect Hwang Il-seong as Inside Director For For Management 4.3 Elect Park Jung-yang as For For Management Non-Independent Non-Executive Director 5.1 Appoint Lim Dong-hun as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SCIENTEX BERHAD Ticker: 4731 Security ID: Y7542A100 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares 2 Approve Issuance of Free Warrants For For Management -------------------------------------------------------------------------------- SCIENTEX BERHAD Ticker: 4731 Security ID: Y7542A100 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Mohd Sheriff Bin Mohd Kassim as For For Management Director 3 Elect Lim Peng Jin as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Wenping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Junli as Independent Director For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Business Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For Against Management Transactions 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SDN CO., LTD. Ticker: 099220 Security ID: Y7642U105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Gi-hyeok as Inside Director For For Management 2.2 Elect Baek Hyeong-geun as Inside For For Management Director 2.3 Elect Jeong Seong-won as Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEAH BESTEEL CORP. Ticker: 001430 Security ID: Y7548M108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Tae-seong as Inside Director For For Management 2.2 Elect Kim Cheol-hui as Inside Director For For Management 2.3 Elect Park Jun-du as Inside Director For For Management 2.4 Elect Kang Cheon-gu as Outside Director For For Management 3 Elect Jeong Jae-hun as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Kang Cheon-gu as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SEAH STEEL CORP. Ticker: 306200 Security ID: Y7T465101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and One For For Management Outside Director (Bundled) 3 Appoint Lim Tae-seop as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SEAH STEEL HOLDINGS CORP. Ticker: 003030 Security ID: Y75491103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For Against Management Outside Director (Bundled) 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chunmei as Non-Independent For For Shareholder Director 1.2 Elect Wang Haihe as Non-Independent For For Shareholder Director 1.3 Elect Wu Zenglin as Non-Independent For For Shareholder Director 1.4 Elect Zhang Jun as Non-Independent For For Shareholder Director 1.5 Elect Lin Guochao as Non-Independent For For Shareholder Director 1.6 Elect Qin Min as Non-Independent For For Shareholder Director 2.1 Elect Ni Shoubin as Independent For For Management Director 2.2 Elect Liu Jinrong as Independent For For Management Director 2.3 Elect Ruan Shuqi as Independent For For Management Director 3.1 Elect Jiang Manping as Supervisor For For Shareholder 3.2 Elect Wang Hongping as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Amend Management System for External For For Management Guarantees 7 Approve Formulation of External For For Management Financial Assistance Provision Management System -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Scale and Use of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management and Risk Limit 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve General Authorization to Issue For For Management Debt Financing Instruments 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SEAZEN GROUP LTD. Ticker: 1030 Security ID: G7956A109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Xiaosong as Director For For Management 3a2 Elect Zhang Shengman as Director For For Management 3a3 Elect Zhong Wei as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters of Private Placement of Shares 3 Amend Articles of Association For For Management 4 Approve Loan Application For For Management 5 Approve Decrease in Capital for For For Management Co-Investment Project Companies -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10.1 Elect Wang Xiaosong as Director For For Management 10.2 Elect Lyu Xiaoping as Director For For Management 10.3 Elect Liang Zhicheng as Director For For Management 10.4 Elect Qu Dejun as Director For For Management 11.1 Elect Chen Songxi as Director For For Management 11.2 Elect Chen Donghua as Director For For Management 11.3 Elect Xu Jiandong as Director For For Management 12.1 Elect Lu Zhongming as Supervisor For For Management 12.2 Elect Tang Guorong as Supervisor For For Management -------------------------------------------------------------------------------- SEEGENE, INC. Ticker: 096530 Security ID: Y7569K106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Cheon Jong-yoon as Inside For For Management Director 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SEERA HOLDING GROUP Ticker: 1810 Security ID: M0854B108 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nabeel Koshk as Director None Abstain Management 1.2 Elect Awadh Al Oteibi as Director None Abstain Management 1.3 Elect Abdulwahab Abou Kweek as Director None Abstain Management 1.4 Elect Bassim Al Saloum as Director None Abstain Management 1.5 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.6 Elect Ghassan Kashmiri as Director None Abstain Management 1.7 Elect Ahmed Murad as Director None Abstain Management 1.8 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.9 Elect Mohammed Al Khaleel as Director None Abstain Management 1.10 Elect Ahmed Al Zaaeem as Director None Abstain Management 1.11 Elect Majid Al Nufaie as Director None Abstain Management 1.12 Elect Mazin Al Jubeir as Director None Abstain Management 1.13 Elect Ibrahim Al Rashid as Director None Abstain Management 1.14 Elect Yazid Al Muheizaa as Director None Abstain Management 1.15 Elect Abdullah Al Daoud as Director None Abstain Management 1.16 Elect Feisal Al Ahmari as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- SEJIN HEAVY INDUSTRIES CO., LTD. Ticker: 075580 Security ID: Y7T73A106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Ji-won as Inside Director For Against Management 3.2 Elect Choi Byeong-hwan as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEJONG INDUSTRIAL CO., LTD. Ticker: 033530 Security ID: Y75774102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For For Management Outside Directors (Bundled) 3 Appoint Bae Jeong-han as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management 7 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Quorum Requirements For For Management 3 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For Did Not Vote Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Quorum Requirements For Did Not Vote Management 3 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- SEKONIX CO., LTD. Ticker: 053450 Security ID: Y7577N100 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Jang Dong-cheol as Inside For For Management Director 3.2 Elect Ahn Seok-gyu as Inside Director For For Management 3.3 Elect Park Seung-han as Outside For For Management Director 3.4 Elect Jeong Young-cheol as Outside For For Management Director 4 Appoint Chae Chan-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOHAN CO., LTD. Ticker: 011370 Security ID: Y7633R103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Jong-su as Inside Director For For Management 2.2 Elect Jeong Woo-pil as Inside Director For For Management 2.3 Elect Kim Eul-young as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOJIN SYSTEM CO., LTD. Ticker: 178320 Security ID: Y7T39S100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Appoint Jeong Jeon-hwan as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOUL PHARMA CO., LTD. Ticker: 018680 Security ID: Y7665E103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Shin Bong-hwan as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOUL SEMICONDUCTOR CO., LTD. Ticker: 046890 Security ID: Y7666J101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Jeong-hun as Inside Director For For Management 2.2 Elect Lee Jae-seong as Inside Director For For Management 3 Elect Park Hyeong-geon as Outside For For Management Director to serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SEOULIN BIOSCIENCE CO., LTD. Ticker: 038070 Security ID: Y7T36W112 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Hwang Eul-moon as Inside Director For For Management 3.2 Elect Kang Mi-ock as Inside Director For For Management 3.3 Elect Nam Chan-woo as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOWON CO., LTD. Ticker: 021050 Security ID: Y7668S109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Gyeong-ho as Inside Director For For Management 2.2 Elect Shin Gak-su as Outside Director For For Management 3 Appoint Seok-Dong-yul as Internal For For Management Auditor 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEOYON CO., LTD. Ticker: 007860 Security ID: Y7668G105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Yang-seok as Inside Director For For Management 3.2 Elect Moon Sang-cheon as Inside For For Management Director 3.3 Elect Oh Bin-young as Inside Director For For Management 3.4 Elect Jeong Dong-chang as Outside For For Management Director 4 Elect Park Yo-chan as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Jeong Dong-chang as a Member of For For Management Audit Committee 6 Approve Terms of Retirement Pay For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SEOYON E-HWA CO., LTD. Ticker: 200880 Security ID: Y3R51S104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Yong-seok as Inside Director For For Management 3.2 Elect Lee Su-ik as Inside Director For For Management 3.3 Elect Moon Sang-cheon as Inside For For Management Director 3.4 Elect Gong Hyeon-mu as Outside Director For For Management 4 Elect Gong Hyeon-mu as a Member of For For Management Audit Committee 5 Elect Noh Sang-doh as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SEQUENT SCIENTIFIC LIMITED Ticker: 512529 Security ID: Y7670U126 Meeting Date: JAN 17, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Neeraj Bharadwaj as Director For For Management 2 Elect Rahul Mukim as Director For For Management 3 Elect Kamal Sharma as Director For For Management 4 Elect Milind Sarwate as Director For For Management 5 Elect Gregory Andrews as Director For For Management 6 Elect Fabian Kausche as Director For For Management 7 Approve Payment of Commission to For Against Management Non-Executive Directors 8 Approve Revision in the Remuneration For For Management of Manish Gupta as Managing Director 9 Approve Sequent Scientific Limited For Against Management Employee Stock Option Plan 2020 and Grant of Stock Options to Employees of the Company under the Plan 10 Approve Grant of Stock Options to For Against Management Employees of the Subsidiaries under the Sequent Scientific Limited Employee Stock Option Plan 2020 11 Approve Grant of Stock Options to For Against Management Manish Gupta as Managing Director under the Sequent Scientific Limited Employee Stock Option Plan 2020 12 Increase Authorized Share Capital For Against Management 13 Amend Articles and Memorandum of For Against Management Association to Reflect Changes in Capital -------------------------------------------------------------------------------- SERBA DINAMIK HOLDINGS BERHAD Ticker: 5279 Security ID: Y7632W103 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Private Placement of For For Management New Ordinary Shares 2 Approve Proposed Placement to Mohd For For Management Abdul Karim Bin Abdullah -------------------------------------------------------------------------------- SEWHA P&C, INC. Ticker: 252500 Security ID: Y385G9101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEWON CELLONTECH CO., LTD. Ticker: 091090 Security ID: Y7675F116 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For Against Management 2.1 Elect Lee Dong-gi as Inside Director For For Management 2.2 Elect Hyeong Jin-woo as Inside Director For For Management 2.3 Elect Lee Su-young as Outside Director For For Management 2.4 Elect Seong Deok-ho as Outside Director For For Management 3 Appoint Lee Ju-yeon as Internal Auditor For For Management -------------------------------------------------------------------------------- SEWON CELLONTECH CO., LTD. Ticker: 091090 Security ID: Y7675F116 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Split-Off Agreement For For Management 3 Elect Ha Man-bong as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEWOO GLOBAL CO., LTD. Ticker: 013000 Security ID: Y7675J100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Shin Dae-ho as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SEWOONMEDICAL CO., LTD. Ticker: 100700 Security ID: Y76750101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Jae-hui as Inside Director For For Management 2.2 Elect Lee Gil-hwan as Inside Director For For Management 2.3 Elect Heo Mong-doh as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SFA ENGINEERING CORP. Ticker: 056190 Security ID: Y7676C104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Young-min as Inside Director For For Management 2.2 Elect Jeong Chan-seon as Inside For For Management Director 2.3 Elect Cho In-hoe as Outside Director For For Management 2.4 Elect Jeong Song as Outside Director For For Management 2.5 Elect Jang Soon-nam as Outside For For Management Director to Serve as an Audit Committee Member 3.1 Elect Cho In-hoe as a Member of Audit For For Management Committee 3.2 Elect Jeong Song as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SFA SEMICON CO., LTD. Ticker: 036540 Security ID: Y8177V104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Young-min as Inside Director For For Management 2.2 Elect Lee Byeong-cheon as Inside For For Management Director 2.3 Elect Ko Beom-sang as Outside Director For For Management 2.4 Elect Jeong Chan-seon as For For Management Non-Independent Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For Against Management -------------------------------------------------------------------------------- SG CORP. (KOREA) Ticker: 004060 Security ID: Y7694R109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Two Inside Directors (Bundled) For For Management 3 Appoint Nah Jin-ha as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Elect Xie Zhixiong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Infrastructure Technology For For Management Reform Project Investment Framework Plan 10 Approve Application of Bank Credit For For Management Lines 11 Approve Financial Derivatives For For Management Investment Plan -------------------------------------------------------------------------------- SH ENERGY & CHEMICAL CO., LTD. Ticker: 002360 Security ID: Y7750X107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chung Kevin Kyubong as Inside For For Management Director 2.2 Elect Lee Gyu-bong as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Renewal of Bank Credit and For For Management Provision of Guarantee -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For Against Management 6 Approve to Appoint Auditor For For Management 7 Approve Cancellation and Repurchase of For For Management Shares 8 Approve Changes in Registered Capital For For Management and Amend Articles of Association 9 Approve Authorization of Board to For For Management Handle All Related Matters of Repurchase and Cancellation of Shares 10 Approve Adjustment of Guarantee For For Management Provision and Guarantee Renewal -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 and 2021 Related Party For For Management Transactions 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 3 Elect Yan Yuheng as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Production and Operation Plan For For Management 7 Approve Fixed Assets Investment Plan For For Management 8 Approve Financial Budget Report For For Management -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Horizontal For For Management Competition Commitment -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Related Party Transaction For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Provision of Guarantee For For Management 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHAN XI HUA YANG GROUP NEW ENERGY CO. LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Distribution of Preferred For For Management Stock Dividends 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Estimated Related Party For Against Management Transactions 9 Approve Report of the Independent For For Management Directors 10 Approve Duty Performance Report of the For For Management Audit Committee of the Board of Directors 11 Approve Internal Control Evaluation For For Management Report 12 Approve Internal Control Audit Report For For Management 13 Approve to Appoint Auditor For For Management 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHAN XI HUA YANG GROUP NEW ENERGY CO. LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For Against Management Transactions -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Report of the Board of For For Management Supervisors 11 Approve Application for Financing and For Against Management Guarantee Provision 12 Approve Allowance Standards of For For Management Directors 13 Approve Allowance Standards of For For Management Supervisors 14 Approve Change to the Company's For For Management Purchase of Office Properties 15 Amend Articles of Association For For Management 16.1 Elect Zhao Tao as Director For For Shareholder 16.2 Elect Zhao Chao as Director For For Shareholder 16.3 Elect Wang Yimin as Director For For Shareholder 16.4 Elect Xue Renhun as Director For For Shareholder 16.5 Elect Li Weijun as Director For For Shareholder 16.6 Elect Pu Xiaoping as Director For For Shareholder 16.7 Elect Zhao Jing as Director For For Shareholder 16.8 Elect Wang Yafeng as Director For For Shareholder 16.9 Elect Gao Yu as Director For For Shareholder 16.10 Elect Li Chunyi as Director For For Shareholder 17.1 Elect Chi Deqiang as Director For For Shareholder 17.2 Elect Wang Yi as Director For For Shareholder 17.3 Elect Cheng Hua as Director For For Shareholder 17.4 Elect Huang Jun as Director For For Shareholder 17.5 Elect Pu Xiaoming as Director For For Shareholder 18.1 Elect Xu Yuhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors, For For Management Special Advisor to the Board, Supervisors and Senior Management 2 Approve Comprehensive Service For For Management Framework Agreement and Confirmation of the Caps of Continuing Connected Transactions During the Years of 2021 to 2023 3.01 Elect Li Guohong as Director For For Management 3.02 Elect Wang Lijun as Director For For Management 3.03 Elect Wang Xiaoling as Director For For Management 3.04 Elect Liu Qin as Director For For Management 3.05 Elect Wang Shuhai as Director For For Management 3.06 Elect Tang Qi as Director For For Management 4.01 Elect Wang Yunmin as Director For For Management 4.02 Elect Liew Fui Kiang as Director For For Management 4.03 Elect Zhao Feng as Director For For Management 5.01 Elect Li Xiaoping as Supervisor For For Management 5.02 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes of Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Final Financial Report For For Management 5 Approve Annual Report and Its Extracts For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision for Impairment of For For Management Assets 8 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Domestic Auditor and ShineWing (HK) CPA Limited as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 10 Approve Appraisal Report on Internal For For Management Control 11 Approve Social Responsibility Report For For Management 12 Approve Special Report on the Deposit For For Management and Use of Proceeds 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 14 Approve Guarantee Facility for the For For Management Hong Kong Subsidiary 15 Approve Change in Registered Capital For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Adjustment of Performance For For Management Commitment Period and Additional Performance Commitments 9 Approve Deposit and Loan For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11 Approve Provision of Financing For For Management Guarantee -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Hubei Jingzhou For For Management Project 2 Approve Investment in Park Gas Power For For Management Platform Project 3 Approve Investment in Syngas For For Management Comprehensive Utilization Project -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Related Party Transactions For For Management 10 Approve Use of Own Funds for For Against Management Structured Deposits 11 Amend the Remuneration Management For For Management System of the Company's Directors, Supervisors and Senior Management 12.1 Elect Chang Huaichun as Director For For Management 12.2 Elect Dong Yan as Director For For Management 12.3 Elect Ding Jiansheng as Director For For Management 12.4 Elect Gao Jinghong as Director For For Management 12.5 Elect Zhuang Guangshan as Director For For Management 12.6 Elect Zhang Chengyong as Director For For Management 12.7 Elect Liu Chengtong as Director For For Management 13.1 Elect Qian Yitai as Director For For Management 13.2 Elect Cao Yiping as Director For For Management 13.3 Elect Lou Hetong as Director For For Management 13.4 Elect Rong Yihao as Director For For Management 14.1 Elect Zhao Jingguo as Supervisor For For Management 14.2 Elect Yang Zhiyong as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Asset For For Management 2 Approve Capital Increase in For For Management Wholly-owned Subsidiary 3 Approve Wholly-owned Subsidiary to For For Management Investment in Establishment of a Subsidiary 4 Amend Articles of Association For For Management 5 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Investment Plan For For Management 9 Approve Capital Budget For For Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Hedging Business For For Management 12 Approve Application of Credit Lines For Against Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Ruqing as Director For For Shareholder -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Business Plan and Financial For For Management Budget Report 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Outline of Medium and Long-term For For Management Development Strategic Plan 2 Approve Investment in Building Factory For For Management and Establishment of Subsidiary -------------------------------------------------------------------------------- SHANDONG LONGDA MEAT FOODSTUFF CO., LTD. Ticker: 002726 Security ID: Y768A0103 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transaction with Longda Food Group Co. , Ltd 2 Approve Daily Related Party For For Management Transaction with Yitengzhong (Qingdao) Co., Ltd 3 Approve Provision of Guarantee For Against Management 4 Approve Loan Application For For Management 5 Approve Cancellation of Stock Option For For Management as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- SHANDONG LONGDA MEAT FOODSTUFF CO., LTD. Ticker: 002726 Security ID: Y768A0103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Approve Change the Nature of the For For Management Company -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Domestic Guarantee Provision For For Management and Foreign Loan Extension for Shandong Nanshan Aluminum Industry Europe Co., Ltd. 2 Approve Domestic Guarantee Provision For For Management and Foreign Loan Extension for Nanshan America Co., Ltd. -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Other Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Signing of Comprehensive For For Management Service Agreement and Daily Related Party Transaction with Nanshan Group Co., Ltd. 11 Approve Signing of Comprehensive For For Management Service Agreement and Daily Related Party Transaction with Xinnanshan International Holdings Co., Ltd. 12 Amend Interim Measures for the For Against Management Management of Fund Transactions 13 Approve Related Party Transaction with For Against Management Finance Company 14 Approve Signing of Amended Schedule of For For Management Comprehensive Service Agreement -------------------------------------------------------------------------------- SHANDONG NEW BEIYANG INFORMATION TECHNOLOGY CO., LTD. Ticker: 002376 Security ID: Y7683U105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8.1 Approve Daily Related Party For For Management Transactions with Weihai Beiyang Electric Group Co., Ltd. and Its Subsidiaries 8.2 Approve Daily Related Party For For Management Transactions with Shandong Hualing Electronics Co., Ltd. 8.3 Approve Daily Related Party For For Management Transactions with Weihai Xingdi Electronics Co., Ltd. 8.4 Approve Daily Related Party For For Management Transactions with Nanjing Centennial Bank Equipment Development Co., Ltd. 8.5 Approve Daily Related Party For For Management Transactions with Beijing Huaxin Chuangyin Technology Co., Ltd. 8.6 Approve Daily Related Party For For Management Transactions with Xiamen Yirong Electromechanical Equipment Co., Ltd. 8.7 Approve Daily Related Party For For Management Transactions with Jiangsu Bainian Banking Equipment Co., Ltd. 8.8 Approve Daily Related Party For For Management Transactions with Shandong Tongda Financial Leasing Co., Ltd. 8.9 Approve Daily Related Party For For Management Transactions with Weihai Youwei Technology Co., Ltd. 8.10 Approve Daily Related Party For For Management Transactions with Weihai Honglin Power Technology Co., Ltd. 9 Approve Appointment of Auditor For For Management 10 Approve Formulation of Shareholder For For Management Return Plan 11 Amend Articles of Association For For Management 12.1 Elect Cong Qiangzi as Director For For Management 12.2 Elect Chen Fuxu as Director For For Management 12.3 Elect Qu Bin as Director For For Management 12.4 Elect Song Sen as Director For For Management 12.5 Elect Rong Bo as Director For For Management 13.1 Elect Qu Guoxia as Director For For Management 13.2 Elect Jiang Aili as Director For For Management 13.3 Elect Ji Zhenzhou as Director For For Management 13.4 Elect Qian Suxin as Director For For Management 14.1 Elect Wang Tao as Supervisor For For Management 14.2 Elect Liu Jundi as Supervisor For For Management 14.3 Elect She Yisheng as Supervisor For For Management 14.4 Elect Nie Rui as Supervisor For For Management 15 Approve Provision of Financing For Against Management Guarantee -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Company's Management Systems For Against Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jidong as Independent For For Shareholder Director and Member of Special Committee of the Board of Directors -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Handle Project Financing For For Management through Establishment of Syndicated Loan 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-party For For Management Transaction with Shandong Sun Plaza International Hotel Co., Ltd. 6.2 Approve Daily Related-party For For Management Transaction with Wanguo Paper Sun White Cardboard Co., Ltd. 6.3 Approve Daily Related-party For For Management Transaction with Shandong International Paper Sun Cardboard Co., Ltd. 6.4 Approve Daily Related-party For For Management Transaction with Shandong Wanguo Sun Food Packaging Materials Co., Ltd. 6.5 Approve Daily Related Party For For Management Transaction with Guangxi Sun Paper Cardboard Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Formulation of Shareholder For For Management Return Plan 12 Amend Working System for Independent For For Management Directors 13 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For Against Management Performance of Plan Participants 15 Approve Authorization of the Board to For Against Management Handle All Related Matters 16 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Share Awards For For Management 2 Amend Articles of Association For For Management 3 Elect Chen Lin as Director For For Management 4 Elect Tang Zheng Peng as Director For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Consolidated Financial For For Management Statements 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Elect Cong Rinan as Director For For Management 8 Elect Lian Xiaoming as Director For For Management 9 Elect Lo Wai Hung Lo as Director For For Management 10 Elect Fu Mingzhong as Director For For Management 11 Elect Wang Jinxia as Director For For Management 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 13 Authorize Repurchase of Issued H Share For For Management Capital 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI 2345 NETWORK HOLDING GROUP CO., LTD. Ticker: 002195 Security ID: Y7683P106 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Guarantee Provision Plan For For Management 9 Approve Shareholder Return Plan For For Management 10 Elect Li Huizhong as Independent For For Management Director and Member of the Strategic Committee of the Board -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the External For For Management Guarantees -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management (Draft) 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Guarantee Provision Plan For Against Management 8 Approve Estimate Related Party For For Management Transaction 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Guarantee Provision Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Luo Lan as Director For For Shareholder 11.2 Elect Zeng Li as Director For For Shareholder 11.3 Elect Chen Jun as Director For For Shareholder 11.4 Elect Wu Hao as Director For For Shareholder 11.5 Elect Xu Jun as Director For For Shareholder 12.1 Elect Jin Yuan as Director For For Shareholder 12.2 Elect Mei Xiangrong as Director For For Shareholder 12.3 Elect Zeng Zhaobin as Director For For Shareholder 13.1 Elect Zhang Songyan as Supervisor For For Shareholder 13.2 Elect Cheng Jia as Supervisor For For Shareholder 13.3 Elect Huang Meng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve External Guarantee For For Management 10 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Raised Funds and For For Management Implementation Method 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Trustee Related Matters For For Management 2.21 Approve Liability for Breach of For For Management Contract 2.22 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 2.1 Approve Overall Plan For Against Management 2.2 Approve the Underlying Asset For Against Management Transaction Price and Pricing Basis 2.3 Approve Share Type and Par Value For Against Management 2.4 Approve Issue Manner and Target For Against Management Subscribers 2.5 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 2.6 Approve Number of Issued Shares For Against Management 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Location For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Attribution of Profit and Loss For Against Management During the Transition Period 2.11 Approve Resolution Validity Period For Against Management 3 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 4 Approve Transaction Constitute as For Against Management Related Party Transaction 5 Approve Signing of Conditional For Against Management Supplementary Agreement with the Counterparty 6 Approve Transaction Complies with For Against Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Against Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not For Against Management Constitute as Major Asset Restructure and Does Not Constitute as Restructure and Listing 10 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Fluctuation of Company's Stock For Against Management Price Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Compliance of the Relevant For Against Management Entities of this Transaction Regarding the Interpretation of Article 13 of the Interim Provisions on Strengthening the Supervision of Abnormal Stock Trading Related to the Material Asset Restructuring of Listed Companies 13 Approve Authorization of the Board to For Against Management Handle All Related Matters 14 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Relevant Audit Reports, Asset For Against Management Evaluation Reports and Pro Forma Review Reports 16 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Basis and Fairness of Pricing For Against Management for This Transaction -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jianhu as Director For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For For Management 7 Approve Related Party Transaction For Against Management 8.1 Elect Jiang Yuxiang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BELLING CO., LTD. Ticker: 600171 Security ID: Y7680P109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Financial Services Cooperation For Against Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of Board to For For Management Handle All Related Matters 11.1 Elect Liu Jun as Director For For Shareholder 11.2 Elect Huang Yun as Director For For Shareholder 12.1 Elect Hu Renyu as Director For For Management 12.2 Elect Chen Lijie as Director For For Management 13.1 Elect Li Gang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gan Pin as Director For For Shareholder 2 Amend Articles of Association For For Management 3 Approve Issuance of Equity or For Against Shareholder Equity-Linked Securities without Preemptive Rights 4 Approve Compliance with the Conditions For For Shareholder of Non-Public Issuance of A Shares 5.1 Approve Class and Par Value of Shares For For Shareholder to be Issued 5.2 Approve Method and Time of Issuance For For Shareholder 5.3 Approve Target Subscribers and For For Shareholder Subscription Method 5.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 5.5 Approve Number of Shares to be Issued For For Shareholder 5.6 Approve Lock-Up Period Arrangement For For Shareholder 5.7 Approve Place of Listing of the New A For For Shareholder Shares to be Issued 5.8 Approve Arrangement of Accumulated For For Shareholder Undistributed Profits 5.9 Approve Validity of the Resolutions in For For Shareholder Respect of the Non-Public Issuance of A Shares 5.10 Approve Use of Proceeds For For Shareholder 6 Approve Plan for the Non-Public For For Shareholder Issuance of A Shares 7 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares 8 Approve Report on the Use of For For Shareholder Previously Raised Proceeds of the Company 9 Approve Remedial Measures for the For For Shareholder Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 10 Approve Plan on Shareholders' Return For For Shareholder for the Upcoming Three Years (2021-2023) 11 Authorize Board and Its Authorized For For Shareholder Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board For For Management 3 Approve Report of the Supervisory For For Management Committee 4 Approve Report of the Financial Results For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Approve Ratification of Emoluments For For Management Paid to the Directors and Supervisors for the Year of 2020 and Approve Emoluments of the Directors and Supervisors for the Year of 2021 8 Approve Renewal of Liability Insurance For For Management for the Directors, Supervisors and Senior Management 9 Approve Provision of External For Against Management Guarantees 10 Elect Cai Xiaoqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For Against Management 7 Approve Provision of Guarantee For Against Management 8 Approve Registration and Issuance For Against Management Multiple Types of Debt Financing Instruments 9 Approve to Appoint Auditor For For Management 10 Elect Xu Ji as Non-independent Director For For Shareholder 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Scale and Use of Proceeds For Against Management 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Exchange For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Special Report on the Usage of For Against Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For Against Management 8 Approve Authorization of the Board to For Against Management Handle All Related Matters 9 Approve Introduction of Strategic For Against Management Investors 10 Approve Signing of Strategic For Against Management Cooperation Agreement with Strategic Investors 11 Approve Conditional Shares For Against Management Subscription Agreement with Controlling Shareholder in Connection to the Private Placement 12 Approve Conditional Shares For Against Management Subscription Agreement with Strategic Investors in Connection to the Private Placement 13.1 Elect Hu Jiandong as Director For For Shareholder 13.2 Elect Wei Juliang as Director For For Shareholder 13.3 Elect Wang Haimin as Director For For Shareholder 13.4 Elect Liu Hongliang as Director For For Shareholder 13.5 Elect Nie Yitao as Director For For Shareholder 13.6 Elect Wang Hao as Director For For Shareholder 13.7 Elect Xu Ji as Director For For Shareholder 13.8 Elect Guo Zhigang as Director For For Shareholder 14.1 Elect Gu Yufang as Director For For Management 14.2 Elect Rui Mingjie as Director For For Management 14.3 Elect Yue Kesheng as Director For For Management 14.4 Elect Tang Yiwen as Director For For Management 14.5 Elect Guo Yongqing as Director For For Management 14.6 Elect Pan Bin as Director For For Management 15.1 Elect Huang Yuntao as Supervisor For For Shareholder 15.2 Elect Qiu Lin as Supervisor For For Shareholder 15.3 Elect Chen Weimin as Supervisor For For Shareholder 15.4 Elect Zhang Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions for 2020 and 2021 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For Against Management 7 Approve Financial Statements and For Against Management Financial Budget 8 Approve Remuneration of Auditor For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Additional Daily Related Party For For Management Transactions for 2021 12 Approve Amendments to Articles of For For Management Association to Change Business Scope 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of the Conditions For For Management for the Non-Public Issuance of A Shares by the Company 2.1 Approve Class and Nominal Value of the For For Management Shares to be Issued 2.2 Approve Method of Issuance For For Management 2.3 Approve Subscribers and Subscription For For Management Method 2.4 Approve Price Determination Date, For For Management Issue Price and Pricing Principles 2.5 Approve Number of the Shares to be For For Management Issued 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-Up Period For For Management 2.8 Approve Place of Listing For For Management 2.9 Approve Arrangements for the For For Management Accumulated Profits of the Company Prior to the Proposed Non-Public Issuance 2.10 Approve Validity Period of the For For Management Resolutions in Relation to the Plan of the Proposed Non-Public Issuance of A Shares 3 Approve Proposal for the Proposed For For Management Non-Public Issuance 4 Approve Feasibility Report on the Use For For Management of Proceeds from the Proposed Non-Public Issuance 5 Approve Report on the Use of For For Management Previously Raised Proceeds 6 Approve Dilution of Immediate Return For For Management Resulting from the Proposed Non-Public Issuance and Its Remedial Measures 7 Approve Undertakings in Relation to For For Management the Remedial Measures for the Dilution of Immediate Return Resulting from the Proposed Non-Public Issuance 8 Approve Shareholders' Return Plan for For For Management the Years 2020-2022 9 Authorize Board to Deal with All For For Management Matters Relating to the Proposed Non-Public Issuance -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Contract and Related For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Work Report of the Board For For Management 3 Approve Work Report of the Supervisory For For Management Committee 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve Appraisal Results and For For Management Remunerations of Executive Directors 8 Approve Estimates of Ongoing Related For For Management Party Transactions of the Group 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Authorization of the For For Management Management to Dispose of the Shares of the Listed Companies Held by the Group 12 Approve Renewed and Additional For For Management Guarantee Quota of the Group 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 14 Authorize Repurchase of Issued H Share For For Management Capital 15 Authorize Repurchase of Issued A Share For For Management Capital 16 Approve Adoption of 2021 Restricted For Against Management Share Incentive Scheme and the Proposed Grant 17 Approve Management Measures for the For Against Management Appraisal System of the 2021 Restricted Share Incentive Scheme 18 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Restricted Share Incentive Scheme 19a Elect Wang Quandi as Director For For Management 19b Elect Yu Tze Shan Hailson as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital 3 Approve Adoption of 2021 Restricted For Against Management Share Incentive Scheme and the Proposed Grant 4 Approve Management Measures for the For Against Management Appraisal System of the 2021 Restricted Share Incentive Scheme 5 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report For For Management 4 Accept 2020 Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 6 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Approve 2020 Remuneration of Directors For For Management and Supervisors and 2021 Relevant Proposal 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 9 Approve Use of Proceeds from the A For For Management Shares Offering 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 11 Approve Draft and Summary of 2021 For Against Management Restrictive Incentive Scheme 12 Approve Assessment Management Measures For Against Management of the 2021 Restrictive Incentive Scheme 13 Approve Authorization of the Board to For Against Management Handle All Matters in Relation to the Restricted Incentive -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 2 Approve Draft and Summary of 2021 For Against Management Restrictive Incentive Scheme 3 Approve Assessment Management Measures For Against Management of the 2021 Restrictive Incentive Scheme 4 Approve Authorization of the Board to For Against Management Handle All Matters in Relation to the Restricted Incentive -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO., LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sales and Distribution For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600748 Security ID: Y7689G100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Elect Xu Xiaobing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL HOLDINGS LIMITED Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Shen Xiao Chu as Director For For Management 3b Elect Xu Bo as Director For For Management 3c Elect Cheng Hoi Chuen, Vincent as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LIMITED Ticker: 563 Security ID: G8065B103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Elect Tang Jun as Director For For Management 3b Elect Ye Weiqi as Director For For Management 3c Elect Fan Ren Da, Anthony as Director For Against Management 3d Elect Li Ka Fai, David as Director For Against Management 3e Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7.1 Elect Zhu Chuanwu as Director For For Shareholder 7.2 Elect Liu Wei as Director For For Shareholder 8.1 Elect Huang Guangye as Supervisor For For Shareholder 8.2 Elect Zhu Ligang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Budget Report For For Management 6 Approve Deposits and Loans from For For Management Related Bank 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For Against Management Performance of Plan Participants and Management Method of the Plan 12 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI JAHWA UNITED CO., LTD. Ticker: 600315 Security ID: Y7685E109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Purchase of Fund For Against Management 9 Approve Financial Investment Plan For Against Management 10 Approve Appointment of Auditor For For Management 11 Amend Articles of Association For For Management 12 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- SHANGHAI JIN JIANG CAPITAL COMPANY LIMITED Ticker: 2006 Security ID: Y7688D108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Approve Profit Distribution Plan and For For Management Final Dividend Distribution Plan 5 Approve PricewaterhouseCoopers, Hong For For Management Kong Certified Public Accountants as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Elect Zhao Qi as Director For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Audit Fees For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Related Party Transaction For Against Management 9 Amend Articles of Association For Against Management 10.1 Elect Zhang Xiaoqiang as Director For For Management 10.2 Elect Zhu Qian as Director For For Management 11.1 Elect Zhang Huiming as Director For For Management -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Commitment, Performance Incentive and Compensation Obligationas 2 Approve Adjustment of M&A Loan Period For For Management and Provision of Guarantees 3 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Application of Credit Lines For Against Management 8 Approve Provision of Guarantees For Against Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Extension of Horizontal For For Management Competition Preventive Performance Period 13 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Financing Amount For For Management 8 Approve Profit Distribution For For Management 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Related Party Transaction in For For Management Connection to Purchase of Trust Products 15 Approve Allowance of Independent For For Management Directors 16.1 Elect Li Jinzhao as Director For For Management 16.2 Elect Xu Erjin as Director For For Management 16.3 Elect Guo Rong as Director For For Management 16.4 Elect Li Zuoqiang as Director For For Management 16.5 Elect Deng Weili as Director For For Management 17.1 Elect Wang Zhong as Director For For Management 17.2 Elect Qiao Wenjun as Director For For Management 17.3 Elect He Wanpeng as Director For For Management 17.4 Elect Huang Feng as Director For For Management 18.1 Elect Shen Xiaoming as Supervisor For For Shareholder 18.2 Elect Li Minkun as Supervisor For For Shareholder 18.3 Elect Xu Haiyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Estimate Related Party For For Management Transaction 7 Approve Financial Budget Report For For Management 8 Approve Remuneration Standard of For Against Management Directors 9 Approve Appointment of Financial For For Management Report and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement and Related Party Transactions 2 Approve Provision of Entrusted Loan For For Management 3 Approve Bank Loan Extension For For Management 4 Approve Application of Comprehensive For For Management Credit Lines from Industrial and Commercial Bank of China Limited 5 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Subsidiary 2 Approve Provision of Guarantee to For For Management Indirect Subsidiary -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Zhang Mingjie as Director For For Management 7.2 Elect Wan Zhongpei as Director For For Management 7.3 Elect Wang Xiaodi as Director For For Management 7.4 Elect Fu Haiying as Director For For Management 7.5 Elect Chen Jiaming as Director For For Management 7.6 Elect Ma Xing as Director For For Management 8.1 Elect Gui Shuifa as Director For For Management 8.2 Elect Li Zhiqiang as Director For For Management 8.3 Elect Xue Shuang as Director For For Management 9.1 Elect Li Min as Supervisor For For Management 9.2 Elect Ding Weigang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Accounts Report and For Against Management Financial Budget 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantees For Against Management 8 Approve Proposed Acquisition in a For For Management Wholly-Owned Subsidiary of a Controlling Shareholder and Related Transactions 9 Approve Issuance of Debt Financing For For Management Products 10 Approve Satisfaction of the Conditions For For Management for Issuing Corporate Bonds 11 Approve Public Issuance of Corporate For For Management Bonds 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANGHAI PHICHEM MATERIAL CO., LTD. Ticker: 300398 Security ID: Y768A4105 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SHANGHAI PHICHEM MATERIAL CO., LTD. Ticker: 300398 Security ID: Y768A4105 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For Against Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- SHANGHAI PHICHEM MATERIAL CO., LTD. Ticker: 300398 Security ID: Y768A4105 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For Against Management -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Guilin as Non-independent For For Management Director 2 Elect Wang Jianping as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Extension of Authorization of For For Management Issuance of Financial Bonds 7 Approve Issuance of Capital Bonds For For Management -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Exclusive Agency Agreement -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 3.4 Approve Issue Size For For Management 3.5 Approve Target Subscribers and For For Management Subscription Method 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for Issuance of Shares For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Share Subscription For For Management Contract 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 12 Approve Shareholder Return Plan For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of General Manager For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve No Profit Distribution For For Management 6 Approve No Capitalization of Capital For For Management Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Purchase of Financial Products For Against Management 9 Approve Provision of Guarantees For Against Management 10 Approve Remuneration of Operators for For For Management 2020 11 Approve Remuneration of Operators for For Against Management 2021 12 Approve to Appoint Auditor For For Management 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Amendments to Articles of For For Management Association to Expand Business Scope 15 Approve Financial Services Agreement For Against Management 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Elect Qu Yuanqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Issuance of Debt Financing For Against Management Instruments 10 Approve Provision of Guarantee For For Management 11 Approve Issuance of Supply Chain For For Management Finance Asset-Backed Notes 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Size For For Management 13.2 Approve Par Value and Issue Price For For Management 13.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 13.4 Approve Bond Maturity and Type For For Management 13.5 Approve Bond Interest Rate and Method For For Management of Determination 13.6 Approve Guarantee Method For For Management 13.7 Approve Issue Manner For For Management 13.8 Approve Use of Proceeds For For Management 13.9 Approve Safeguard Measures of Debts For For Management Repayment 13.10 Approve Listing of the Bonds For For Management 13.11 Approve Authorization Matters For For Management 13.12 Approve Resolution Validity Period For For Management 14 Approve Provision of External Guarantee For For Management 15 Approve Adjustment of Allowance of For For Management Independent Directors 16.1 Elect Xu Rongmao as Director For For Management 16.2 Elect Xu Weiwei as Director For For Management 16.3 Elect Xu Shitan as Director For For Management 16.4 Elect Wu Linghua as Director For For Management 16.5 Elect Wang Ying as Director For For Management 17.1 Elect Wu Sizong as Director For For Management 17.2 Elect Xu Jianxin as Director For For Management 17.3 Elect Qian Xieliang as Director For For Management 17.4 Elect Wang Hongwei as Director For For Management 18.1 Elect Tang Fei as Supervisor For For Management 18.2 Elect Feng Peijie as Supervisor For For Management 18.3 Elect Sun Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHYNDEC PHARMACEUTICAL CO., LTD. Ticker: 600420 Security ID: Y76874117 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Financial Service Agreement For Against Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Continue to Allocate Funds For Against Management Through Entrusted Loans 12 Approve to Appoint Auditor For For Management 13 Elect Liu Yong as Non-independent For For Management Director 14 Elect Wu Fanhong as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI TONGJI SCIENCE & TECHNOLOGY INDUSTRIAL CO., LTD. Ticker: 600846 Security ID: Y7692D102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Investment Plan For For Management 8 Approve Application of Bank Loan For For Management 9 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Report of the Independent For For Management Directors 12 Approve Daily Related Party Transaction For For Shareholder 13 Elect Xu Zhengguang as Non-Independent For For Shareholder Director 14 Elect Wang Sihai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Company's Eligibility for For For Management Corporate Bond Issuance 9.1 Approve Par Value and Issue Size For For Management 9.2 Approve Bond Maturity For For Management 9.3 Approve Bond Interest Rate and Method For For Management and Term for the Repayment of Interest 9.4 Approve Issue Manner For For Management 9.5 Approve Guarantee in Relation to Bond For For Management Issuance 9.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 9.7 Approve Use of Proceeds For For Management 9.8 Approve Target Subscribers and Placing For For Management Arrangement for Original Shareholders 9.9 Approve Underwriting Manner and For For Management Listing of the Bonds 9.10 Approve Bond Creditability and For For Management Safeguard Measures of Debts Repayment 9.11 Approve Resolution Validity Period For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11.1 Elect Tian Sainan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI WAIGAOQIAO FREE TRADE ZONE GROUP CO., LTD. Ticker: 900912 Security ID: Y7688F111 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Implementation of External For Against Management Guarantee and External Guarantee Plan 8 Approve Daily Related Party For Against Management Transactions 9 Approve Appointment of Auditor and For For Management Internal Control Auditor 10 Approve Authorization of Real Estate For Against Management Project Reserves 11 Approve Remuneration of For For Management Non-Independent Directors and Supervisors 12.1 Elect Liu Hong as Director For For Shareholder 12.2 Elect Yu Yong as Director For For Shareholder 12.3 Elect Zhang Hao as Director For For Shareholder 12.4 Elect Li Wei as Director For For Shareholder 12.5 Elect Mo Zhenhui as Director For For Shareholder 13.1 Elect Zong Shu as Director For For Shareholder 13.2 Elect Wu Jian as Director For For Shareholder 13.3 Elect Huang Feng as Director For For Shareholder 13.4 Elect Lyu Wei as Director For For Shareholder 14.1 Elect Tang Weimin as Supervisor For For Shareholder 14.2 Elect Li Ping as Supervisor For For Shareholder 14.3 Elect Xin Liwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI WANYE ENTERPRISES CO., LTD. Ticker: 600641 Security ID: Y7699G108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Adjust the Purpose of Share For For Management Repurchase 12 Approve Employee Share Purchase Plan For For Management 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15.1 Elect Yang Zhengfan as Director For For Shareholder 16.1 Elect Xia Xue as Director For For Shareholder 17.1 Elect Zou Fei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Loan and Provision of Guarantee For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Authorization for Total For Against Management Investment in Composite Real Estate Business 10 Approve 2020 Daily Related Party For Against Management Transactions in Relation to Sales and Purchases of Goods, Provision and Acceptance of Labor Services, Rent and Lease, Deposits and Loans of Related Companies and 2021 Daily Related Party Transactions 11 Approve 2020 Daily Related Party For For Management Transactions Relating to Property Lease and 2021 Daily Related Party Transactions 12 Elect Hao Yuming as Non-Independent For For Management Director 13 Approve Application for Unified For Against Management Registration of Multiple Types of Debt Financing Instruments (DFI) -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: MAY 19, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve Related Party Transaction in For Against Management Connection to Signing of Financial Services Agreement -------------------------------------------------------------------------------- SHANGHAI ZHANGJIANG HI-TECH PARK DEVELOPMENT CO., LTD. Ticker: 600895 Security ID: Y7699D105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Stock Funds Management For For Management 8 Approve Issuance of Debt Financing For For Management Instrument 9 Approve Allowance of Independent For For Management Directors 10.1 Elect Liu Ying as Director For For Management 10.2 Elect He Dajun as Director For For Management 11.1 Elect Li Ting Wei as Director For For Management 11.2 Elect Zhang Ming as Director For For Management 11.3 Elect Lyu Wei as Director For For Management 12.1 Elect Tao Mingchang as Supervisor For For Management 12.2 Elect Fan Jing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZIJIANG ENTERPRISE GROUP CO., LTD. Ticker: 600210 Security ID: Y7699M105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANGRI-LA HOTELS (MALAYSIA) BERHAD Ticker: 5517 Security ID: Y77002106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Directors' Meeting Allowances For Did Not Vote Management 3 Elect A. Razak bin Ramli as Director For Did Not Vote Management 4 Elect Rozina Mohd Amin as Director For Did Not Vote Management 5 Approve KPMG PLT as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Amend Management System of Raised Funds For For Management 3 Approve Financial Service Agreement For Against Management -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHANXI COKING COAL ENERGY GROUP CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Daily Related Party For For Management Transactions 7 Approve 2021 Daily Related Party For For Management Transactions 8 Approve Financial Services Agreement For Against Management 9 Approve Formulation of Shareholder For For Management Dividend Return Plan 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Provision of Guarantee For For Management 13 Approve Provision of Entrusted Loans For For Management -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Support For For Management to Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Wang Zhiqing as Non-Independent For For Shareholder Director 2.2 Elect Wang Qiang as Non-Independent For For Shareholder Director 2.3 Elect Cui Shujiang as Non-Independent For For Shareholder Director 2.4 Elect Lyu Weiyun as Non-Independent For For Shareholder Director 2.5 Elect Mao Yonghong as Non-Independent For For Shareholder Director 2.6 Elect Xu Haidong as Non-Independent For For Shareholder Director 2.7 Elect Li Qinglian as Independent For For Management Director 2.8 Elect Zhao Lixin as Independent For For Management Director 2.9 Elect Wu Huizhong as Independent For For Management Director 3.1 Elect Wu Kebin as Supervisor For For Shareholder 3.2 Elect Ding Dong as Supervisor For For Shareholder 3.3 Elect Wang Yue as Supervisor For For Shareholder 3.4 Elect Li Bingjiang as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Provision of Financial Support For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve to Appoint Auditor For For Management 11 Approve Internal Control Evaluation For For Management Report 12 Approve Internal Control Audit Report For For Management 13 Approve Social Responsibility Report For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of Guarantee for For For Shareholder Feichi Qiche -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Acquisition of Equity of For For Management Shanxi Meijin Group Jinhui Coal Industry Co., Ltd. and Related Party Transaction 2 Approve Mining Rights Evaluation For For Management Report and Asset Evaluation Report on Cash Acquisition of Equity of Shanxi Meijin Group Jinhui Coal Industry Co., Ltd. 3 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method for the For For Management Repayment of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Downward Adjustment of For For Management Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Original Shareholders 2.16 Approve Relevant Terms of the For For Management Bondholder Meeting 2.17 Approve Usage and Method of For For Management Implementation of Raised Funds 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposits and Account for For For Management Raised Funds 2.20 Approve Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Convertible Bonds Issuance 7 Approve to Formulate the Convertible For For Management Corporate Bondholders Meeting Rules 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Amend Management System for Providing For For Management External Guarantees 12 Approve Adjustment of Remuneration of For For Management Directors and Supervisors -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Related-Party Transaction For For Management Management System 6.1 Elect Hou Wei as Non-independent For For Management Director 6.2 Elect Liu Pengfei as Non-independent For For Management Director 6.3 Elect Wang Yili as Non-independent For For Management Director 6.4 Elect Li Xiaoping as Non-independent For For Management Director 6.5 Elect Zhou Jinxiao as Non-independent For For Management Director 6.6 Elect Xia Guisuo as Non-independent For For Management Director 7.1 Elect Xing Huiqiang as Independent For For Management Director 7.2 Elect Zhu Qi as Independent Director For For Management 7.3 Elect Li Haitao as Independent Director For For Management 7.4 Elect Guo Jie as Independent Director For For Management 8.1 Elect Jiao Yang as Supervisor For For Management 8.2 Elect Guo Zhihong as Supervisor For For Management 8.3 Elect Liu Qiwang as Supervisor For For Management 8.4 Elect Wang Yugang as Supervisor For For Management 8.5 Elect Li Guolin as Supervisor For For Management 8.6 Elect Wu Aidong as Supervisor For For Management 8.7 Elect Bai Jingbo as Supervisor For For Management 8.8 Elect Cui Qiusheng as Supervisor For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Related Party Transaction with For For Management Shanxi Financial Investment Holding Group Co., Ltd. 5.2 Approve Related Party Transaction with For For Management Taiyuan Iron and Steel (Group) Co., Ltd. 5.3 Approve Related Party Transaction with For For Management Shanxi International Power Group Co., Ltd. 5.4 Approve Related Party Transaction with For For Management Deutsche Bank AG 5.5 Approve Related Party Transactions For For Management with Those Directly or Indirectly Controlled by Related Natural Persons Under the Circumstances Specified in Article 10.1.5 of the Shenzhen Stock Exchange Stock Listing Rules 5.6 Approve Related Party Transaction with For For Management Legal Persons or Natural Persons Under One of the Circumstances Specified in Article 10.1.3 or 10.1.5 of the "Shenzhen Stock Exchange Stock Listing Rules" 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Remuneration of Senior For For Management Management Members -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Chengwen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Budget For For Management 7 Approve Fixed Asset Investment Budget For For Management Plan 8 Approve Related Party Transaction For Against Management 9 Approve Financial Derivatives Hedging For For Management Scheme 10 Approve Financial Leasing Business For For Management 11 Elect Wang Jianhua as Independent For For Management Director -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Ying as Director For For Shareholder -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Huozhou For For Management Coal and Electricity Group Hejin Tenghui Coal Industry Co., Ltd. 2 Approve Equity Acquisition of Shanxi For For Management Fenxi Mining Group Shuiyu Coal Industry Co., Ltd. -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Operational Plan 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Comprehensive Credit Line For For Management Application 11 Approve Financial Derivatives For For Management Investment Business 12 Approve Guarantee Plan For Against Management 13 Approve Provision of Asset Mortgage For For Management 14 Approve Issuance of Short-term For For Management Commercial Papers and Medium-term Notes 15 Approve Amendments to Articles of For For Management Association 16 Approve Formulation of Responsibility For For Management Target Assessment and Incentive Management Measures -------------------------------------------------------------------------------- SHENERGY CO., LTD. Ticker: 600642 Security ID: Y7T046109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Related Party Transaction on For For Management Financial Leasing 9 Approve Amendments to Articles of For For Management Association 10 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 11 Approve Methods to Assess the For Against Management Performance of Plan Participants 12 Approve Management Measures for the For Against Management Implementation of Performance Share Incentive Plan 13.1 Approve Share Repurchase Purpose For For Management 13.2 Approve Manner of Share Repurchase For For Management 13.3 Approve Price of Repurchased Shares For For Management 13.4 Approve Type, Size and Proportion of For For Management Share Repurchase 13.5 Approve Total Funds and Source of For For Management Funds for Share Repurchase 13.6 Approve Implementation Period for For For Management Share Repurchase 13.7 Approve Resolution Validity Period For For Management 14 Approve Application for Registration For For Management of Issuance of Corporate Bonds 15.1 Approve Authorization of the Board to For Against Management Handle All Matters Related to Performance Share Incentive Plan 15.2 Approve Authorization of the Board and For For Management Board Authorized Person to Handle All Matters Related to Share Repurchase Plan 15.3 Approve Authorization of the Company's For For Management Management Team to Handle All Matters Related to Corporate Bonds Issuance 16 Elect Wu Baijun as Independent Director For For Management -------------------------------------------------------------------------------- SHENG YE CAPITAL LIMITED Ticker: 6069 Security ID: G8116R107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3a Elect Tung Chi Fung as Director For For Management 3b Elect Fong Heng Boo as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENGDA RESOURCES CO., LTD. Ticker: 000603 Security ID: Y2930A101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Zhu Shengli as Director For For Shareholder 9.2 Elect Zhao Qing as Director For For Shareholder 9.3 Elect Wang Xuewu as Director For For Shareholder 9.4 Elect Zhao Min as Director For For Shareholder 9.5 Elect Zhang Kaiyan as Director For For Shareholder 9.6 Elect Zhao Yanquan as Director For For Shareholder 10.1 Elect Ma Xiaodong as Director For For Management 10.2 Elect Zhong Hong as Director For For Management 10.3 Elect Luan Fugui as Director For For Management 11.1 Elect Gao Guodong as Supervisor For For Shareholder 11.2 Elect Dang Zhongqing as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Increase in Asset Custody Fees For For Management and Supplementary Agreements and Related Party Transactions 8 Approve Remuneration of Directors, For For Management Supervisors 9 Approve Provision of Guarantee For For Management 10 Approve Internal Control Evaluation For For Management Report 11 Approve Internal Control Audit Report For For Management 12 Approve Report on the Deposit and For For Management Usage of Raised Funds 13 Approve Provision for Asset Impairment For For Management for Goodwill -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9.1 Approve Daily Related Party For For Management Transactions with Yangzhou Tianqi, Wanrong Technology and Its Affiliated Companies 9.2 Approve Daily Related Party For For Management Transactions with Lianrui New Materials, Shanghai Manku and Jiangsu Manku 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Liu Shufeng as Director For For Management 11.2 Elect Chen Renxi as Director For For Management 11.3 Elect Deng Chunhua as Director For For Management 11.4 Elect Xu Liqun as Director For For Management 11.5 Elect Tang Yingmin as Director For For Management 11.6 Elect Zhu Dan as Director For For Management 11.7 Elect Xie Jingyun as Director For For Management 12.1 Elect Chu Xiaoping as Director For For Management 12.2 Elect Li Junyin as Director For For Management 12.3 Elect Wei Jun as Director For For Management 12.4 Elect Lu Xin as Director For For Management 13.1 Elect Zhuang Dingding as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4110 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Annual Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Annual Report For For Management 6.1 Approve Ordinary Related Party For For Management Transactions with China Jianyin Investment Ltd. and Its Subsidiaries 6.2 Approve Ordinary Related Party For For Management Transactions with Other Related Parties 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 9 Approve Provision of Guarantee for For For Management Hongyuan Hengli (Shanghai) Industrial Co., Ltd. 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively and Authorize Board to Fix Their Remuneration 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Plan of Granting Authorization For For Management by the General Meeting to the Board of Directors 15.1 Elect Chu Xiaoming as Director For For Shareholder 15.2 Elect Yang Wenqing as Director For For Shareholder 15.3 Elect Huang Hao as Director For For Shareholder 15.4 Elect Ge Rongrong as Director For For Shareholder 15.5 Elect Ren Xiaotao as Director For For Shareholder 15.6 Elect Zhang Yigang as Director For For Shareholder 15.7 Elect Zhu Zhilong as Director For For Shareholder 16.1 Elect Yeung Siuman Shirley as Director For For Shareholder 16.2 Elect Wu Changqi as Director For For Shareholder 16.3 Elect Chen Hanwen as Director For For Shareholder 16.4 Elect Zhao Lei as Director For For Shareholder 17.1 Elect Xu Yiyang as Supervisor For For Shareholder 17.2 Elect Chen Yan as Supervisor For For Shareholder 17.3 Elect Jiang Yang as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For Against Management Incentive and Restraint Plan -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Apron Lease For For Management Agreement with Shenzhen Airport (Group) Co., Ltd. and Related Party Transaction 9 Approve Signing of Lease Agreement for For For Management No. 2 International Cargo Terminal with Shenzhen Airport International Cargo Terminal Co., Ltd. and Related Party Transaction 10 Approve Provision of Financial For For Management Assistance by Controlling Shareholder -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application (I) 2 Approve Provision of Guarantee For For Management 3 Approve Additional Comprehensive For For Management Credit Line Application (II) 4 Approve External Investment For For Management -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to the For Against Management Financing of Subsidiary 2 Approve Use of Own Funds for For Against Management Comprehensive Management 3 Approve Application of Credit Lines For Against Management 4 Approve Capital Increase and Signing For For Management of Related Agreement -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Remuneration of Chairman of For For Management the Board and Vice Chairman of the Board 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financing Application For Against Management 7 Approve Guarantee Provision For For Management 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve to Appoint Auditor For For Management 12 Elect Huang Lili as Supervisor For For Management 13.1 Elect Qi Yanbing as Director For For Management 13.2 Elect Ma Ke as Director For For Management 13.3 Elect Huang Ruhua as Director For For Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Nantong Xinzhoubang New Electronic Chemical Project 2 Approve Company's Plan for Major For For Shareholder Assets Acquisition Complies with Relevant Laws and Regulations 3.1 Approve Plan Overview For For Shareholder 3.2 Approve Transaction Parties For For Shareholder 3.3 Approve Target Assets For For Shareholder 3.4 Approve Pricing Basis and Transaction For For Shareholder Consideration of Target Assets 3.5 Approve Form of Consideration For For Shareholder 3.6 Approve Payment For For Shareholder 3.7 Approve Delivery For For Shareholder 3.8 Approve Profit and Loss During the For For Shareholder Transition Period 3.9 Approve Resolution Validity Period For For Shareholder 4 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Acquisition 5 Approve Transaction Complies with For For Shareholder Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Does Not Comply For For Shareholder with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 9 Approve Signing of Equity Transfer For For Shareholder Agreement 10 Approve Signing of Supplementary For For Shareholder Agreement of Equity Transfer Agreement 11 Approve Audit Report, Remarks Review For For Shareholder Report and Evaluation Report of the Transaction 12 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Fairness and Validity of the For For Shareholder Pricing Basis 14 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 17 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Comprehensive Credit Line For For Shareholder Application -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Forward Foreign Exchange For For Management Settlement and Sale Business 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11 Approve Use of Idle Own Funds for Cash For Against Management Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to the Issuance of Shares to Specific Targets 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 17 Amend Working Rules of the Nomination For Against Management Committee of the Board of Directors 18 Amend Working Rules of the For Against Management Remuneration and Appraisal Committee of the Board of Directors 19 Amend Working Rules of the Strategy For Against Management Committee of the Board of Directors 20 Amend Working Rules of the Audit For Against Management Committee of the Board of Directors 21 Amend Working System of Independent For Against Management Directors 22 Amend Related Party Transaction For Against Management Decision-making System 23 Amend Investment Decision-making For Against Management Procedures and Rules 24 Amend External Guarantees Management For Against Management System 25 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Semiconductor Chemicals and Lithium Battery Materials Project 2 Approve External Investment and For For Management Establishment of a Joint Venture Company 3 Approve Investment in the Construction For For Management of Lithium Battery Additive Project -------------------------------------------------------------------------------- SHENZHEN COMIX GROUP CO., LTD. Ticker: 002301 Security ID: Y7740H105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantees For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Shareholder Return Plan For For Management 12 Approve Termination or Completion of For For Management Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 7 Approve Shareholder Return Plan For For Management 8 Approve Creditor's Rights Donated by For For Management Controlling Shareholder -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Provision for Asset Impairment For For Management 12 Amend Asset Depreciation Reserve For Against Management Management System 13 Amend Asset Loss Management System For Against Management 14 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Syndicated Financing For For Management 2 Approve Acquisition of Related For Against Management Guarantee -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Cong as Non-Independent For For Shareholder Director 2 Elect Zhu Tao as Supervisor For For Shareholder 3 Approve Investment in the Construction For For Management of Wind Power Project and Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report and Profit For For Management Distribution 4 Approve Annual Report and Summary For For Management 5 Approve Annual Budget Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Increase in Provision of For Against Management Guarantee 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Foreign Exchange Derivatives For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2021 Budget Report For Against Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8.01 Approve Issue Size and Method For For Management 8.02 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 8.03 Approve Type of the Debentures For For Management 8.04 Approve Maturity of the Debentures For For Management 8.05 Approve Interest Rate For For Management 8.06 Approve Use of Proceeds For For Management 8.07 Approve Listing For For Management 8.08 Approve Guarantee For For Management 8.09 Approve Validity of the Resolution For For Management 8.10 Approve Authorization Arrangement For For Management 9.01 Amend Articles of Association For For Management 9.02 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.01 Approve Type and Nominal Value of For For Management Shares to be Issued 10.02 Approve Method and Timing of Issuance For For Management 10.03 Approve Method of Subscription For For Management 10.04 Approve Target Subscribers For For Management 10.05 Approve Size of the Issuance For For Management 10.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 10.09 Approve Place of Listing For For Management 10.10 Approve Validity Period of the For For Management Resolutions 10.11 Approve Directors Authorization Matters For For Management 11.01 Elect Miao Jun as Director For For Management 11.02 Elect Xu Hua Xiang as Director For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Target Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Directors Authorization Matters For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholders' Return Plan for For For Management 2021-2023 -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yunfu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Formulate Company's For Against Management Long-Term Incentive and Restraint Plan -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Audited Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3.1 Elect Wang Dawei as Non-Independent For For Management Director 3.2 Elect Tang Funan as Non-Independent For For Management Director 3.3 Elect Hu Zumin as Non-Independent For For Management Director 3.4 Elect He Yimeng as Non-Independent For For Management Director 3.5 Elect Long Xiaojing as Non-Independent For For Management Director 3.6 Elect Wei Honghai as Non-Independent For For Management Director 4.1 Elect Wang Yanming as Independent For For Shareholder Director 4.2 Elect Xia Shutao as Independent For For Shareholder Director 4.3 Elect Yuan Guangda as Independent For For Shareholder Director 4.4 Elect Ding Tao as Independent Director For For Shareholder 5.1 Elect Wu Jiannan as Supervisor For For Management 5.2 Elect Yu Yixia as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Chairman Wang For Against Management Dawei 6.2 Approve Remuneration of Director Tang For Against Management Fonan 6.3 Approve Remuneration of Director and For Against Management General Manager Hu Zumin 6.4 Approve Remuneration of Vice Chairman For Against Management and Deputy General Manager Long Xiaojing 6.5 Approve Remuneration of Director Wei For Against Management Honghai 6.6 Approve Remuneration of Director and For Against Management Secretary of the Board He Yimeng 6.7 Approve Remuneration of Independent For Against Management Directors 6.8 Approve Remuneration of Chairman of For Against Management the Supervisory Board Wu Jiannan 6.9 Approve Remuneration of Supervisor Yu For Against Management Yixia 6.10 Approve Remuneration of Employee For Against Management Representative Supervisor He Weidi 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Working System for Independent For Against Management Directors 12 Amend External Guarantee Management For Against Management System 13 Amend External Investment Management For Against Management System 14 Amend Related-party Transaction For Against Management Management System 15 Amend Accounting Firm Selection System For Against Management 16 Amend the Detailed Rules for the For Against Management Implementation of the Cumulative Voting System 17 Approve Appointment of Auditor For For Management 18 Approve Forward Foreign Exchange For For Management Business 19 Approve Extension of Resolution For For Management Validity Period and Authorization Period of the Private Placement of Shares 20 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Zhiquan as Non-Independent For For Management Director 1.2 Elect Ye Jiaming as Non-Independent For For Management Director 1.3 Elect Wang Yang as Non-Independent For For Management Director 1.4 Elect Ye Yuandong as Non-Independent For For Management Director 1.5 Elect Xu Li as Non-Independent Director For For Management 1.6 Elect Pan Genfeng as Non-Independent For For Management Director 2.1 Elect Liu Pingchun as Independent For For Management Director 2.2 Elect Liu Biao as Independent Director For For Management 2.3 Elect Cai Qiang as Independent Director For For Management 3.1 Elect Wang Hongkun as Supervisor For For Management 3.2 Elect Zhou Qing as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Profit Forecast Compensation For For Management Agreement -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Financial Statements For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Financial Auditor For For Management 9 Approve Provision of Guarantees to For For Management Subsidiaries 10 Approve Remuneration of Senior For For Management Management Members 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Use of Idle Own Funds and Idle For Against Management Raised Funds to Purchase Financial Products 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shenzhen Stock Exchange in Accordance with Relevant Laws and Regulations 2 Approve Subsidiary's Initial Public For For Management Offering of RMB Ordinary Shares (A Shares) 3 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shenzhen Stock Exchange (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Shareholdings of Some For For Management Directors and Senior Management Members in the Spin-off of Subsidiary and Related Party Transaction 10 Approve Whether the Stock Price For For Management Volatility Had Achieved the Relevant Standards of Article 5 of Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y7744K104 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic Financial and Internal Control Auditor and Overseas Financial Report Auditor, Respectively, and Authorize Board to Fix Their Remuneration 2.00 Approve Application for Credit Line to For For Management China Guangfa Bank and Industrial Bank and Provision of Guarantees 3.00 Approve Application for Credit to For For Management China Development Bank and Provision of Guarantees 4.00 Approve Credit Line Adjustment of Bank For For Management of China and Provision of Guarantees -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y7744K104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Work Report of the Board of For For Management Directors 2.00 Approve Work Report of the Board of For For Management Supervisors 3.00 Approve Annual Report and Its Summary For For Management 4.00 Approve Final Financial Report For For Management 5.00 Approve Profit Distribution Proposal For For Management 6.00 Approve to Appoint Ernst & Young Hua For For Management Ming LLP and Ernst & Yong as Domestic Financial and Internal Control Auditor and Ernst & Young as Overseas Financial Report Auditor 7.00 Approve Shareholder Return Three-Year For For Management Plan 8.00 Approve Application for Credit Line For For Management and Providing Guarantee to Certain Banks 9.00 Approve Purchase of Wealth Management For For Management Products and Cash Flow Management Using Part of Unemployed H Shares IPO Proceeds 10.00 Elect Zhang Bin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Equity Pledge For For Management Guarantee -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Project Development Investment For For Management Plan 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Plan For For Management 10 Approve Credit Line Application For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- SHENZHEN HIFUTURE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002168 Security ID: Y7743B105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zhida as Non-Independent For For Shareholder Director 1.2 Elect Huang Wei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN HIFUTURE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002168 Security ID: Y7743B105 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 2 Approve Cumulative Number of Company For Against Management Shares Granted in the Equity Incentive Plan Exceeds 1% of the Company's Total Share Capital 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN HIFUTURE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002168 Security ID: Y7743B105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SHENZHEN HIFUTURE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002168 Security ID: Y7743B105 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Industrial For For Management Funds and Related Party Transaction -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Draft and Summary on Long-term For Against Management Incentive Shareholding Plan 8 Approve Management Method of Long-term For Against Management Incentive Shareholding Plan 9 Approve Authorization of the Board to For Against Management Handle All Related Matters 10 Amend Information Disclosure Affairs For Against Management Management System 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 13 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products 14 Approve Amendments to Articles of For Against Management Association 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 17 Amend External Guarantee Management For Against Management System 18 Amend Related Party Transaction For Against Management Decision-making System 19 Amend the Management System for the For Against Management Use of Raised Funds 20.1 Elect Zhu Xingming as Director For For Shareholder 20.2 Elect Li Juntian as Director For For Shareholder 20.3 Elect Song Junen as Director For For Shareholder 20.4 Elect Zhou Bin as Director For For Shareholder 20.5 Elect Liu Yuchuan as Director For For Shareholder 20.6 Elect Zhao Jinrong as Director For For Shareholder 21.1 Elect Zhang Taowei as Director For For Shareholder 21.2 Elect Zhao Jinlin as Director For For Shareholder 21.3 Elect Huang Pei as Director For For Shareholder 22.1 Elect Bai Ziping as Supervisor For For Shareholder 22.2 Elect Lu Songquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Li Haitao as Director For For Management 3.2 Elect Wang Peihang as Director For For Management 3.3 Elect Dai Jingming as Director For For Management 3.4 Elect Hu Wei as Director For For Management 3.5 Elect Zhou Zhiwei as Director For For Management 3.6 Elect Cheng Tai Chiu, Edwin as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT HOLDINGS BAY AREA DEVELOPMENT COMPANY LIMITED Ticker: 737 Security ID: G45995100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhengyu Liu as Director For Against Management 3b Elect Tianliang Zhang as Director For For Management 3c Elect Cheng Wu as Director For Against Management 3d Elect Ji Liu as Director For Against Management 3e Elect Weiguo Zong as Director For For Management 3f Elect Yu Lung Ching as Director For For Management 3g Elect Tony Chung Nin Kan as Director For For Management 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Issued Share For For Management Capital 5b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Wei as Director For For Management 4 Elect Cai Xun as Director For For Management 5 Elect Dong Fang as Director For For Management 6 Elect Wu Wai Chung, Michael as Director For For Management 7 Elect Li Wai Keung as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares 13 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Elect Cao Zheng as Non-independent For For Management Director 5 Approve Formulation of Shareholder For For Management Return Plan 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Completion of Raised Funds For For Management Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Working System for Independent For For Management Directors 15 Amend Related-party Transaction For For Management Decision-making System 16 Amend Directors, Supervisors and For For Management Senior Management's Shareholdings in the Company and Its Changes Management System 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Approve Application of Credit Lines For For Management and Provision of External Guarantee -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Part of Raised For For Management Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Comprehensive For Against Management Cooperative Financial Agreement and Related Party Transactions 2 Elect Chen Zhujiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For Against Management Conversion Price for Jing 20 Convertible Bonds -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For Against Management Provision of Guarantee 7 Approve Provision of Bank Acceptance For For Management Bill Pledge Guarantee -------------------------------------------------------------------------------- SHENZHEN MEGMEET ELECTRICAL CO., LTD. Ticker: 002851 Security ID: Y774C7104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For Against Management 11 Approve Provision of Loan For Against Management 12 Approve Related Party Transaction For For Management 13 Approve Use of Idle Raised Funds for For For Management Cash Management 14 Approve Use of Idle Own Funds for Cash For Against Management Management 15 Approve Pledged Bank Acceptance Bills For Against Management 16 Approve Performance Commitments in For For Management Connection to Acquisition by Cash and Issuance of Shares and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Change of Partial Raised Funds For For Management Investment Project 8 Approve Appointment of Auditor For For Management 9 Elect Liang Huming as Independent For For Management Director 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Change Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13.4 Amend Decision-making System for For Against Management Providing External Investments 13.5 Amend Management System for Providing For Against Management External Guarantees 13.6 Amend Related Party Transaction For Against Management Decision-making System 13.7 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Provision of Guarantees For Against Management 10 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Spin-off of Subsidiary 2 Approve Spin-off of Subsidiary and For For Management Initial Public Offering and Listing on the ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Elect Tian Peijie as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision for For For Management Controlled Subsidiaries 3 Approve Guarantee Provision for For For Management Associate Company -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve External Guarantees For Against Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Credit Line Application For Against Management 6 Approve Loan Application For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Provision of Financial For For Management Assistance to Associate Company 9 Approve Provision of Financial For For Management Assistance 10 Approve Daily Related Party For For Management Transactions 11 Approve to Appoint Auditor For For Management 12 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 13 Elect Supervisor For Against Management -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Elect Zhu Houjia as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Payment of Remuneration 2 Amend Articles of Association For For Management 3 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3.3 Amend Working System for Independent For Against Management Directors 3.4 Amend Related-Party Transaction For Against Management Management System 4 Approve Waiver of Preemptive Rights For Against Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Jinyu as Non-Independent For For Management Director 1.2 Elect Shi Hongyang as Non-Independent For For Management Director 1.3 Elect Li Youyun as Non-Independent For For Management Director 1.4 Elect Yuan Cong as Non-Independent For For Management Director 2.1 Elect Gu Qun as Independent Director For For Management 2.2 Elect Li Xiao as Independent Director For For Management 2.3 Elect Wang Tianguang as Independent For For Management Director 2.4 Elect Lu Xiaoyan as Independent For For Management Director 2.5 Elect Wang Zhan as Independent Director For For Management 3 Elect Huang Ping as Supervisor For For Management 4 Approve Remuneration of Directors and For For Management Supervisors 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Related Party Transaction For For Management 12 Amend Working System for Independent For Against Management Directors 13 Amend Articles of Association For For Management 14 Approve Change of Corporate Form from For For Management Foreign Enterprise to Domestic Enterprise -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 3 Approve Management Rule of Employee For Against Management Share Purchase Plan 4 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantee to Wholly-owned Subsidiary 2 Approve Amendments to Articles of For For Management Association 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Shares to Specific Targets 2 Approve Extension of Authorization of For For Management the Board on Issuance of Shares to Specific Targets 3 Approve Extension of Authorization of For For Management the Relevant Personnel to Handle Related Matters on Issuance of Shares to Specific Targets -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Foreign Exchange Hedging For For Management Business 7 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee 8 Approve Equity Acquisition and Related For For Management Party Transactions 9 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Use of Surplus Funds to For For Management Replenish Working Capital 5 Approve Issuance of Perpetual Bond For For Shareholder 6.1 Elect Song Yang as Director For For Management 6.2 Elect Wang Chao as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Comprehensive Credit Line and For Against Management Guarantee 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 9 Approve Participation in Bidding for a For For Management Renovation Project and Subsequent Project Implementation 10 Elect Sun Huirong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Hefeng as Non-Independent For For Management Director 1.2 Elect Li Qiang as Non-Independent For For Management Director 1.3 Elect Xie Fei as Non-Independent For For Management Director 1.4 Elect Guo Zili as Non-Independent For For Management Director 1.5 Elect Li Dongxia as Non-Independent For For Management Director 1.6 Elect Liu Shui as Non-Independent For For Management Director 2.1 Elect Li Sha as Independent Director For For Management 2.2 Elect Liu Junguo as Independent For For Management Director 2.3 Elect Deng Lei as Independent Director For For Management 3.1 Elect Duan Min as Supervisor For For Management 3.2 Elect Li Fang as Supervisor For For Management 4 Amend Articles of Association For Against Management 5 Approve Change of Company Name and For For Management Stock Name 6 Approve Signing of Financial Services For Against Management Agreement and Related Party Transaction 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Carry Out Factoring Business -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Distribution of Preferred For For Management Stock Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Report of the Board of For For Management Supervisors 10 Approve External Guarantee For Against Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Comprehensive Credit Line For For Management Application 13 Approve Bank Acceptance Draft and For For Management Domestic Letter of Credit Application 14 Approve Comprehensive Credit Line For For Management Application for PPP Project Company 15 Approve Change of Registered Address For For Management 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Project Loan of Wholly-owned For For Management Subsidiary and Guarantee Provision -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Remuneration of For For Management Non-Independent Directors 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Articles of Association 2 Amend Related Party Transaction Fair For For Management Decision-making System -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Raised Funds for For For Management Investment Projects and Equity Disposal -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management 11 Approve Purchase of Liability For For Management Insurance for Supervisors 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For For Management Management 2 Approve Extension of the Raised Funds For For Management Investment Project 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructuring of Controlled For For Management Subsidiary's Shareholding System and Application for Listing on National Equities and Quotations System -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Performance For For Management Commitment of Subsidiary 2 Approve Related Party Transaction For For Management 3 Approve Financial Service Agreement For Against Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Approve to Appoint Auditor For For Management 11 Approve Report of the Board of For For Management Supervisors 12.1 Elect Qin Hui as Director For For Management 12.2 Elect Weng Zhiyi as Director For For Management -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Amend Working System for Independent For Against Management Directors 6 Amend Management System for Providing For Against Management External Investments 7 Amend Management System for Providing For Against Management External Guarantees 8 Amend Related-Party Transaction For Against Management Management System 9 Amend Information Disclosure For Against Management Management System 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For Against Management Share Purchase Plan 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Internal Control For For Management Self-evaluation Report 7 Approve Profit Distribution For For Management 8 Approve Credit Line and Adjustment of For Against Management Guarantee 9 Approve Development of Asset Pooling For Against Management Business 10 Approve Appointment of Auditor For For Management 11 Approve Change in the Usage of For For Management Repurchase Shares and Cancellation 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Daohai as Non-Independent For For Shareholder Director 1.2 Elect Kong Guoliang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transaction -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Hongwei as Director For For Shareholder 1.2 Elect Li Wei as Director For For Shareholder 1.3 Elect Li Jianchun as Director For For Shareholder 1.4 Elect Mao Yongmei as Director For For Shareholder 1.5 Elect Wang Daohai as Director For For Shareholder 1.6 Elect Kong Guoliang as Director For For Shareholder 2.1 Elect Kong Xiangyun as Director For For Management 2.2 Elect Qu Yonghai as Director For For Management 2.3 Elect Chen Yingge as Director For For Management 3.1 Elect Zhang Xiaozhong as Supervisor For For Shareholder 3.2 Elect Huang Xiuzhang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Shareholder Return Plan For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Approve Financial Statements For For Management 8 Approve Profit Distribution For For Management 9 Approve Provision of Guarantees For For Management 10 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve to Formulate the Management For For Management Measures for Remuneration and Appraisal of Directors, Supervisors and Senior Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 9 Approve Application of Credit Lines For For Management 10 Approve Annual Report and Summary For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Guanlin as Director For For Management 4 Elect Ma Renhe as Director For For Management 5 Elect Zhang Bingsheng as Director For For Management 6 Elect Liu Chunhong as Director For For Management 7 Elect Liu Xinggao as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHIJIAZHUANG CHANGSHAN BEIMING TECHNOLOGY CO., LTD. Ticker: 000158 Security ID: Y7789J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Amend Remuneration and Performance For For Management Appraisal Measures of Directors, Supervisors and Senior Management Members 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Adjustment on the Usage of the For For Management Repurchased Shares and Cancellation of Repurchased Shares 3 Approve Amendments to Articles of For For Management Association 4.1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 4.3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4.4 Amend Working System for Independent For Against Management Directors 4.5 Amend Related-Party Transaction For Against Management Management System 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIMAO GROUP HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Hui Sai Tan, Jason as Director For For Management 3.2 Elect Ye Mingjie as Director For For Management 3.3 Elect Lyu Hong Bing as Director For For Management 3.4 Elect Lam Ching Kam as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SHIN HEUNG ENERGY & ELECTRONICS CO., LTD. Ticker: 243840 Security ID: Y7T51W104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Hwa-bong as Inside Director For For Management 3.2 Elect Kim Jeom-yong as Inside Director For For Management 3.3 Elect Hwang Man-yong as Inside Director For For Management 3.4 Elect Kim Gi-rin as Inside Director For For Management 3.5 Elect Jeong Hwa-sik as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SHINDAEYANG PAPER CO., LTD. Ticker: 016590 Security ID: Y77498106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors and Two For For Management Outside Directors (Bundled) 4 Elect Jeong Man-hoe as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Two Members of Audit Committee For For Management (Bundled) 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jin Ok-dong as Non-Independent For Against Management Non-Executive Director 3.2 Elect Park An-soon as Outside Director For Against Management 3.3 Elect Bae Hun as Outside Director For For Management 3.4 Elect Byeon Yang-ho as Outside Director For Against Management 3.5 Elect Sung Jae-ho as Outside Director For Against Management 3.6 Elect Lee Yong-guk as Outside Director For For Management 3.7 Elect Lee Yoon-jae as Outside Director For Against Management 3.8 Elect Choi Kyong-rok as Outside For Against Management Director 3.9 Elect Choi Jae-boong as Outside For For Management Director 3.10 Elect Huh Yong-hak as Outside Director For Against Management 4 Elect Gwak Su-geun as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Sung Jae-ho as a Member of Audit For Against Management Committee 5.2 Elect Lee Yoon-jae as a Member of For Against Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINIL ELECTRONICS CO., LTD. Ticker: 002700 Security ID: Y7751F105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Young as Inside Director For For Management 4 Appoint Kim Jeong-su as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SHINPOONG PAPER MFG CO., LTD. Ticker: 002870 Security ID: Y7752M109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Hak-heon as Inside Director For For Management 3.2 Elect Choi Jong-oh as Inside Director For For Management 3.3 Elect Seo Jeong as Outside Director For For Management 4 Appoint Choi Ahn-seok as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SHINPOONG PHARMACEUTICAL CO., LTD. Ticker: 019170 Security ID: Y7752X105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seung-cheol as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSEGAE CO., LTD. Ticker: 004170 Security ID: Y77538109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Won-sik as Inside Director For Against Management 3.2 Elect Won Jeong-hui as Outside Director For Against Management 3.3 Elect Wi Cheol-hwan as Outside Director For For Management 4 Elect Kang Gyeong-won as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Won Jeong-hui as a Member of For Against Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSEGAE FOOD CO., LTD. Ticker: 031440 Security ID: Y7753W106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Song Hyeon-seok as Inside For For Management Director 3.2 Elect Gong Byeong-cheon as Inside For For Management Director 4 Elect Kang Chan-woo as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSEGAE INTERNATIONAL CO., LTD. Ticker: 031430 Security ID: Y7754C109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Gil-han as Inside Director For For Management 3.2 Elect Ryu Je-hui as Inside Director For For Management 3.3 Elect Koo Hui-gwon as Outside Director For For Management 3.4 Elect Kim Dong-hun as Outside Director For For Management 4 Elect Park Bo-gyun as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Koo Hui-gwon as a Member of For For Management Audit Committee 5.2 Elect Kim Dong-hun as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSUNG DELTA TECH CO., LTD. Ticker: 065350 Security ID: Y7752E107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Koo Ja-cheon as Inside Director For For Management 4 Elect Lee Young-ha as Outside Director For For Management to Serve as an Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSUNG E&G CO., LTD. Ticker: 011930 Security ID: Y7761D108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kang Dae-seok as Outside Director For For Management 4 Appoint Kim Jin-yeop as Internal For For Management Auditor 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINWHA INTERTEK CO., LTD. Ticker: 056700 Security ID: Y7755M106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Hak-tae as Inside Director For For Management 3 Appoint Heo Young-hyeong as Internal For For Management Auditor -------------------------------------------------------------------------------- SHINWON CORP. Ticker: 009270 Security ID: Y7755U108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Nam-woo as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SHOUGANG FUSHAN RESOURCES GROUP LIMITED Ticker: 639 Security ID: Y7760F104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ding Rucai as Director For For Management 3B Elect Choi Wai Yin as Director For For Management 3C Elect Japhet Sebastian Law as Director For For Management 3D Elect Wang Dongming as Director For Against Management 3E Elect Chen Jianxiong as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHOUGANG FUSHAN RESOURCES GROUP LIMITED Ticker: 639 Security ID: Y7760F104 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Master Sales and Purchase For For Management Agreement, Proposed Caps and Related Transactions -------------------------------------------------------------------------------- SHOUHANG HIGH-TECH ENERGY CO., LTD. Ticker: 002665 Security ID: Y0774L100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve to Change the Implementation For For Management Location and Investment Amount of Partial Fund-raising Projects -------------------------------------------------------------------------------- SHOUHANG HIGH-TECH ENERGY CO., LTD. Ticker: 002665 Security ID: Y0774L100 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- SHOWBOX CORP. Ticker: 086980 Security ID: Y5904V100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Sang-yoon as Inside Director For For Management 2.2 Elect Kim Doh-su as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4.1 Amend Articles of Incorporation For For Management 4.2 Amend Articles of Incorporation For For Management 4.3 Amend Articles of Incorporation For For Management 4.4 Amend Articles of Incorporation For For Management 4.5 Amend Articles of Incorporation For For Management 4.6 Amend Articles of Incorporation For For Management 4.7 Amend Articles of Incorporation For For Management 4.8 Amend Articles of Incorporation For For Management 4.9 Amend Articles of Incorporation For For Management 4.10 Amend Articles of Incorporation For For Management 4.11 Amend Articles of Incorporation For For Management 4.12 Amend Articles of Incorporation For For Management 4.13 Amend Articles of Incorporation For For Management 4.14 Amend Articles of Incorporation For For Management 4.15 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: JAN 09, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Advance Loan(s) and/or For Against Management Corporate Guarantee to Company's Subsidiaries, Associates, Group Entities, and Other Person Specified -------------------------------------------------------------------------------- SHUI ON LAND LTD. Ticker: 272 Security ID: G81151113 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Douglas H. H. Sung as Director For For Management 2b Elect Anthony J. L. Nightingale as For Against Management Director 2c Elect Shane S. Tedjarati as Director For For Management 2d Elect Ya Ting Wu as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIASUN ROBOT & AUTOMATION CO., LTD. Ticker: 300024 Security ID: Y7912E104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SIBANYE STILLWATER LTD. Ticker: SSW Security ID: S7627K103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Lance Tomlinson as the Designated Individual Partner 2 Elect Sindiswa Zilwa as Director For For Management 3 Re-elect Rick Menell as Director For For Management 4 Re-elect Keith Rayner as Director For For Management 5 Re-elect Jerry Vilakazi as Director For For Management 6 Re-elect Keith Rayner as Chair of the For For Management Audit Committee 7 Re-elect Timothy Cumming as Member of For For Management the Audit Committee 8 Re-elect Savannah Danson as Member of For For Management the Audit Committee 9 Re-elect Rick Menell as Member of the For For Management Audit Committee 10 Re-elect Nkosemntu Nika as Member of For For Management the Audit Committee 11 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 12 Elect Sindiswa Zilwa as Member of the For For Management Audit Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Authorise Board to Issue Shares for For For Management Cash 15 Approve Remuneration Policy For For Management 16 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Fees of Investment Committee For For Management Members 3 Approve Per Diem Allowance For For Management 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SICHUAN CHUANTOU ENERGY CO., LTD. Ticker: 600674 Security ID: Y7925C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production and Operation Plan For Against Management and Financial Budget Report 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Proposal Report on Reviewing For Against Management the Financing of the Company's Headquarters 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 9 Approve Amendments to Articles of For Against Management Association 10 Approve Equity Acquisition and Related For For Management Party Transactions 11 Approve Temporary Non-acquisition of For For Management Equity 12 Approve to Adjust the Allowances of For Against Management Directors and Supervisors -------------------------------------------------------------------------------- SICHUAN HEBANG BIOTECHNOLOGY CO., LTD. Ticker: 603077 Security ID: Y7931D103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Financial Plan For For Management 7 Approve External Guarantee For For Management 8 Approve Amendments to Articles of For For Management Association 9 Elect Qin Xueling as Non-Independent For For Management Director 10 Approve Grant Allowance of Directors For For Management 11 Approve Grant Allowance of Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing For For Management 2 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments 3 Approve Bill Pool Business For Against Management 4 Approve Guarantee Provision Plan For Against Management 5 Approve Use of Funds to Purchase For Against Management Financial Products 6 Approve Increase of Financial For Against Management Assistance Provision for Sichuan Kelun Botai Pharmaceutical Co., Ltd. 7 Approve Financial Assistance Provision For Against Management for Sichuan Kelun Pharmaceutical Research Institute Co., Ltd. 8 Approve to Adjust the Usage of For For Management Repurchased Shares and Cancellation Matters 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Related Party Transaction with For For Management Shisiyao Group 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Shareholder 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Provision of Financial For Against Management Assistance 13 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 14.1 Approve Type For For Shareholder 14.2 Approve Issue Size For For Shareholder 14.3 Approve Par Value and Issue Price For For Shareholder 14.4 Approve Bond Maturity For For Shareholder 14.5 Approve Bond Interest Rate For For Shareholder 14.6 Approve Period and Manner of Repayment For For Shareholder of Interest 14.7 Approve Guarantee Matters For For Shareholder 14.8 Approve Conversion Period For For Shareholder 14.9 Approve Determination and Adjustment For For Shareholder of Conversion Price 14.10 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 14.11 Approve Method on Handling Fractional For For Shareholder Shares Upon Conversion 14.12 Approve Terms of Redemption For For Shareholder 14.13 Approve Terms of Sell-Back For For Shareholder 14.14 Approve Attribution of Profit and Loss For For Shareholder During the Conversion Period 14.15 Approve Issue Manner and Target For For Shareholder Subscribers 14.16 Approve Placing Arrangement for For For Shareholder Shareholders 14.17 Approve Matters Relating to Meetings For For Shareholder of Bondholders 14.18 Approve Use of Proceeds For For Shareholder 14.19 Approve Deposit Account of Raised Funds For For Shareholder 14.20 Approve Resolution Validity Period For For Shareholder 14.21 Approve Liability for Breach of For For Shareholder Contract 15 Approve Issuance of Convertible Bonds For For Shareholder 16 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 17 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Shareholder 20 Approve Authorization of Board to For For Shareholder Handle All Related Matters 21 Approve Spin-off of Subsidiary on For For Shareholder ChiNext in Accordance with Relevant Laws and Regulations 22 Approve Plan on Spin-off of Subsidiary For For Shareholder on ChiNext 23 Approve Spin-off of Subsidiary on For For Shareholder ChiNext 24 Approve Compliance with Provisions on For For Shareholder Pilot Domestic Listing of Subsidiaries of Listed Companies 25 Approve Listing to Safeguard the For For Shareholder Legitimate Rights and Interests of Shareholders and Creditors 26 Approve Company's Maintaining For For Shareholder Independence and Continuous Operation Ability 27 Approve Corresponding Standard For For Shareholder Operation Ability 28 Approve Purpose, Commercial For For Shareholder Rationality, Necessity and Feasibility Analysis of this Transaction 29 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 30 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Spin-off of Subsidiary on ChiNext 31.1 Elect Liu Gexin as Director For For Shareholder 31.2 Elect Liu Sichuan as Director For For Shareholder 31.3 Elect Wang Jingyi as Director For For Shareholder 31.4 Elect Shao Wenbo as Director For For Shareholder 31.5 Elect He Guosheng as Director For For Shareholder 31.6 Elect Wang Guangji as Director For For Shareholder 32.1 Elect Ren Shichi as Director For For Shareholder 32.2 Elect Gao Jinbo as Director For For Shareholder 32.3 Elect Chen Jie as Director For For Shareholder 33.1 Elect Guo Yunpei as Supervisor For For Shareholder 33.2 Elect Wan Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Zhenggang as Non-Independent For For Management Director 2 Approve Adjustment of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Sichuan For For Management Blu-ray Jiabao Service Group Co., Ltd. -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Additional Guarantee Limit For Against Management 9 Approve Land Investment Plan For Against Management 10 Approve Authorization for Issuance of For For Management Direct Debt Financing Instruments 11 Approve Related Party Transaction in For For Management Connection to Signing Financing Provision and Guarantee Arrangements 12.1 Elect Yang Keng as Director For For Management 12.2 Elect Yang Wuzheng as Director For For Management 12.3 Elect Chi Feng as Director For For Management 12.4 Elect Ou Junming as Director For For Management 12.5 Elect Chen Lei as Director For For Management 12.6 Elect Lyu Zhenggang as Director For For Management 13.1 Elect Huang Yijian as Director For For Management 13.2 Elect Kou Gang as Director For For Management 13.3 Elect He Zhen as Director For For Management 14.1 Elect Wang Xiaoying as Supervisor For For Management 14.2 Elect Jiang Shuping as Supervisor For For Management 15 Approve Allowances of Directors and For For Management Supervisors 16 Approve to Authorize the Approval For Against Management Authority of the Vice Chairman -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Budget Plan For For Management 6 Approve Development Strategy For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SIEYUAN ELECTRIC CO., LTD. Ticker: 002028 Security ID: Y7688J105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.1 Elect Yang Zhihua as Director For For Shareholder 10.2 Elect Wu Shengzhang as Director For For Shareholder -------------------------------------------------------------------------------- SIGDO KOPPERS SA Ticker: SK Security ID: P8675X107 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of USD 0.02 per Share 3 Present Dividend Policy For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Elect Directors For Against Management 7 Approve Remuneration of Directors and For For Management Present Report on their Expenses 8 Approve Remuneration of Directors' For For Management Committee 9 Approve Budget for Directors' Committee For For Management 10 Designate Newspaper to Publish For For Management Announcements 11 Present Directors' Committee Report on For For Management Activities and Actions 12 Receive Report Regarding Related-Party For For Management Transactions 13 Present Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law 14 Other Business For Against Management -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD. Ticker: 460 Security ID: G8162K113 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Jionglong as Director For For Management 3a2 Elect Choi Yiau Chong as Director For For Management 3a3 Elect Chen Yanling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SILICON WORKS CO., LTD. Ticker: 108320 Security ID: Y7935F104 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seong-gwan as Inside For For Management Director 3.2 Elect Noh Jin-seo as Non-Independent For For Management Non-Executive Director 4 Elect Shin Young-su as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SIME DARBY PLANTATION BHD. Ticker: 5285 Security ID: Y7962H106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For Did Not Vote Management 2 Approve Directors' Remuneration For Did Not Vote Management Framework 3 Approve Directors' Benefits For Did Not Vote Management 4 Elect Najmuddin Datuk Seri Dr Haji For Did Not Vote Management Megat Khas as Director 5 Elect Halipah Esa as Director For Did Not Vote Management 6 Elect Mohd Anwar Yahya as Director For Did Not Vote Management 7 Elect Zaiton Mohd Hassan as Director For Did Not Vote Management 8 Elect Mohd Nizam Zainordin as Director For Did Not Vote Management 9 Elect Henry Sackville Barlow as For Did Not Vote Management Director 10 Approve PricewaterhouseCoopers PLT as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIMMTECH CO., LTD. Ticker: 222800 Security ID: Y7986N121 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeon Se-ho as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LIMITED Ticker: 1177 Security ID: G8167W138 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Tse Ping as Director For For Management 4 Elect Li Yi as Director For For Management 5 Elect Li Mingqin as Director For For Management 6 Elect Lu Hong as Director For For Management 7 Elect Zhang Lu Fu as Director For For Management 8 Elect Li Kwok Tung Donald as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cui Hongjie as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Ming and Authorize Board to For For Management Fix His Remuneration 3B Elect Huang Xiumei as Director and For For Management Authorize Board to Fix Her Remuneration 3C Elect Fu Fei as Director and Authorize For For Management Board to Fix His Remuneration 3D Elect Li Liling as Director and For For Management Authorize Board to Fix Her Remuneration 3E Elect Wang Zhifeng as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Remuneration and Allowance of For For Management Directors, Supervisors and Senior Management Members 8 Approve Use of Idle Raised Funds and For Against Management Idle Own Funds for Cash Management 9 Approve Draft and Summary of Employee For For Management Share Purchase Plan 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares 13 Approve Amendments to Articles of For For Management Association 14 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transactions For For Management with Changsha Yongjin (Group) Co., Ltd. , Yongjin Investment Holdings Co., Ltd. , Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder 7.2 Approve Related Party Transactions For For Management with Sinolink Yongfu Assets Management Co., Ltd. and Joint Venture Companies 7.3 Approve Related Party Transactions For For Management with Directors, Supervisors, Senior Managers and Other Related Parties such as Companies in which the Related Natural Persons serves as Directors and Senior Managers 8 Approve Special Explanation on the For For Management Remuneration of Directors 9 Approve Special Explanation on the For For Management Remuneration of Supervisors 10 Approve General Authorization for For For Management Corporate Debt Financing 11 Approve Related Party Transaction in For For Management Connection to Debt Financing 12 Approve Guarantee Provision Plan For For Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset For For Management Management Subsidiary -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Wenguo as Non-Independent For For Shareholder Director 2 Elect Jin Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Auditor and Internal For For Management Control Auditor 2.1 Elect Liu Yan as Non-Independent For For Shareholder Director 2.2 Elect Fu Jinguang as Non-Independent For For Shareholder Director 2.3 Elect Yu Mingqing as Non-Independent For For Shareholder Director 2.4 Elect Yin Zhisong as Non-Independent For For Shareholder Director 2.5 Elect Xia Zhiyun as Non-Independent For For Shareholder Director 2.6 Elect Jiang Zhongwen as For For Shareholder Non-Independent Director 3.1 Elect Zhang Xiaoyan as Independent For For Shareholder Director 3.2 Elect Jiao Dian as Independent Director For For Shareholder 3.3 Elect Zhou Xiaoming as Independent For For Shareholder Director 4.1 Elect Hu Jinyu as Supervisor For For Shareholder 4.2 Elect Xing Wanli As Supervisor For For Shareholder -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Adjustment of Foreign Exchange For For Management Hedging Transaction Quota and Business Varieties 8 Amend Related-Party Transaction For Against Management Management System 9 Approve Shareholder Return Plan For For Management 10 Approve Estimate Related Party For For Management Transaction 11 Approve Expand Business Scope, For For Management Decrease in Registered Capital and Amend Articles of Association -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares 2.1 Approve Counterparties For Against Management 2.2 Approve Underlying Assets For Against Management 2.3 Approve Payment Method For Against Management 2.4 Approve Issue Type and Par Value For Against Management 2.5 Approve Issue Manner For Against Management 2.6 Approve Target Parties and For Against Management Subscription Method 2.7 Approve Issue Price and Pricing Basis For Against Management 2.8 Approve Consideration for Equity For Against Management Transfer of Target Company 2.9 Approve Issue Scale For Against Management 2.10 Approve Lock-up Period For Against Management 2.11 Approve Attribution of Profit and Loss For Against Management During the Transition Period 2.12 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.13 Approve Listing Location For Against Management 2.14 Approve Resolution Validity Period For Against Management 3 Approve Transaction Does Not For Against Management Constitute as Major Asset Reorganization and Reorganization and Listing 4 Approve Cancellation of Raising For Against Management Supporting Funds 5 Approve Cancellation of Raising For Against Management Supporting Funds that Does Not Constitute as Major Adjustment to the Reorganization Plan 6 Approve Issuance of Shares and Payment For Against Management of Cash to Purchase Assets Constitutes as Related Party Transaction 7 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Cash and Issuance of Shares 8 Approve Signing of Agreement to Issue For Against Management Shares and Cash Payment to Purchase Assets and Equity Purchase Agreement with Effective Conditions 9 Approve Signing of Supplemental For Against Management Agreement to Issue Shares and Cash Payment to Purchase Assets and Equity Purchase Agreement with Effective Conditions 10 Approve Audit Report, Review Report For Against Management and Appraisal Report of the Transaction 11 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 13 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Commitment from Controlling For Against Management Shareholders, Directors, Senior Management Regarding Counter-dilution Measures 15 Approve White Wash Waiver For Against Management 16 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 17 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 18 Approve Signing of Performance For Against Management Commitment Compensation Agreement with Effective Conditions 19 Approve Authorization of the Board to For Against Management Handle All Related Matters 20 Approve Increase in External For Against Management Guarantees Due to Reorganization -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Zaiman as Non-Independent For For Management Director 1.2 Elect Zhang Qi as Non-Independent For For Management Director 2 Elect Cao Qinming as Supervisor For For Management 3 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Loan Application and Related For For Management Authorization 8 Approve Change in Guarantee Period For Against Management 9 Approve Issuance of Commercial Papers For For Management 10 Approve Issuance of Green Corporate For For Management Bonds 11 Approve Guarantee and Mutual Guarantees For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Integration of Company's For For Management Lithium Membrane Industry Assets 2 Approve Provision of Guarantee For For Management 3 Elect Yu Mingqing as Non-independent For For Management Director -------------------------------------------------------------------------------- SINOMACH AUTOMOBILE CO., LTD. Ticker: 600335 Security ID: Y8003S101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For Against Management 2 Approve Provision of Guarantees to For For Management Controlled Subsidiaries -------------------------------------------------------------------------------- SINOMACH AUTOMOBILE CO., LTD. Ticker: 600335 Security ID: Y8003S101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Dejun as Director and For For Management Authorize Board to Fix His Remuneration 2 Elect Zhou Yingguan as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board For For Management 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Final Dividend For For Management Distribution Plan 5 Approve 2021 Interim Profit For For Management Distribution Plan 6 Approve 2021 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 8 Elect Zhang Xinming as Supervisor For For Management 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC KANTONS HOLDINGS LIMITED Ticker: 934 Security ID: G8165U100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ren Jiajun as Director For For Management 3B Elect Sang Jinghua as Director For For Management 3C Elect Wong Pui Sze, Priscilla as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy for For For Management Directors and Supervisors 2.01 Elect Chen Xikun as Director For For Management 2.02 Elect Yuan Jianqiang as Director For For Management 2.03 Elect Lu Baoping as Director For For Management 2.04 Elect Fan Zhonghai as Director For For Management 2.05 Elect Wei Ran as Director For For Management 2.06 Elect Zhou Meiyun as Director For For Management 3.01 Elect Chen Weidong as Director For Against Management 3.02 Elect Dong Xiucheng as Director For Against Management 3.03 Elect Zheng Weijun as Director For For Management 4.01 Elect Ma Xiang as Supervisor For For Management 4.02 Elect Du Jiangbo as Supervisor For For Management 4.03 Elect Zhang Qin as Supervisor For For Management 4.04 Elect Zhang Jianbo as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiaries and Joint Venture 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 8 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditors and Ernst & Young as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For Against Management 9 Elect Li Dongjiu as Director, For For Management Authorize Board to Fix His Remuneration and Enter into a Service Contract with Him 10 Elect Guan Xiaohui as Supervisor, For For Management Authorize Supervisory Committee to Fix Her Remuneration and Enter into a Service Contract with Her 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- SINOSOFT TECHNOLOGY GROUP LIMITED Ticker: 1297 Security ID: G81875109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kang Choon Kiat as Director For For Management 4 Elect Zong Ping as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Procedural For Against Management Rules for Meetings of the Board of Directors, Procedural Rules for Meetings of the Supervisory Committee, Working Manual for the Independent Directors and Policy for the Management of Related Party Transactions 2 Approve Financial Services Agreement, For Against Management Proposed Annual Caps and Related Transactions 3 Approve Provision of Financial For For Management Services by China Merchants Bank to the Group 4 Approve Master Services Agreement For For Management (China Merchants), Proposed Annual Caps and Related Transactions 5 Approve Master Lease Agreement, For For Management Proposed Annual Caps and Related Transactions 6 Approve Master Services Agreement For For Management (Sinotrans Shandong Hongzhi), Proposed Annual Caps and Related Transactions 7 Approve Daily Related Party For For Management Transactions Framework Agreement -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2020 Work Report of the Board For For Management of Directors 6 Approve 2020 Work Report of the For For Management Supervisory Committee 7 Approve 2020 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2020 Final Financial Accounts For For Management Report 9 Approve 2020 Annual Report and Its For For Management Summary 10 Approve 2021 Financial Budget For For Management 11 Approve 2020 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15 Approve Adjustment of Business Scope For For Management 16 Approve Amendments to Articles of For For Management Association 17.1 Elect Li Guanpeng as Director For For Management 17.2 Elect Song Rong as Director For For Management 17.3 Elect Song Dexing as Director For For Management 17.4 Elect Liu Weiwu as Director For For Management 17.5 Elect Xiong Xianliang as Director For For Management 17.6 Elect Jiang Jian as Director For For Management 17.7 Elect Jerry Hsu as Director For Against Management 18.1 Elect Wang Taiwen as Director For For Management 18.2 Elect Meng Yan as Director For For Management 18.3 Elect Song Haiqing as Director For For Management 18.4 Elect Li Qian as Director For For Management 19.1 Elect Liu Yingjie as Supervisor For For Management 19.2 Elect Zhou Fangsheng as Supervisor For For Management 19.3 Elect Fan Zhaoping as Supervisor For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Dai Lixin as Director For Against Management 3B Elect Li Shaohua as Director For Against Management 3C Elect Matthias Grundler as Director For For Management 3D Elect Andreas Tostmann as Director For For Management 3E Elect Wang Dengfeng as Director For For Management 3F Elect Zhao Hang as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve 2023 Products Purchase For For Management Agreement, Proposed Annual Caps and Related Transactions 6 Approve 2021 Weichai Parts Purchase For For Management Agreement, Proposed Annual Cap and Related Transactions 7A Elect Li Xia as Director For Against Management 7B Authorize Board to Fix the For For Management Remuneration of Li Xia -------------------------------------------------------------------------------- SINSIN PHARMACEUTICAL CO., LTD. Ticker: 002800 Security ID: Y8022J108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Han-gi as Inside Director For For Management 3.2 Elect Park Noh-seok as Non-Independent For For Management Non-Executive Director 4 Appoint Shin Hwang-cheol as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK CHEMICALS CO. LTD. Ticker: 285130 Security ID: Y80661138 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Ahn Yang-ho as Outside Director For For Management to Serve as an Audit Committee Member 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK D&D CO. LTD. Ticker: 210980 Security ID: Y80668109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kim Jae-min as Non-Independent For For Management Non-Executive Director 3.2 Elect Park Chan-jung as For For Management Non-Independent Non-Executive Director 3.3 Elect Lee Dong-chun as Non-Independent For For Management Non-Executive Director 3.4 Elect Park Je-hyeong as Outside For For Management Director 4 Elect Kim Jun-Cheol as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Kim Jae-cheon as a Member of For For Management Audit Committee 5.2 Elect Park Je-hyeong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK DISCOVERY CO. LTD. Ticker: 006120 Security ID: Y80661104 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Chey Chang-won as Inside Director For For Management 3.2 Elect Kim Cheol as Inside Director For For Management 3.3 Elect Park Chan-jung as Inside Director For For Management 4 Elect Song Jae-yong as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK GAS CO., LTD. Ticker: 018670 Security ID: Y9878F109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Sang-gu as Outside Director For For Management 4 Elect Bong Wook as Outside Director to For For Management Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK GAS CO., LTD. Ticker: 018670 Security ID: Y9878F109 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeon Hyeong-jeong as Outside For For Management Director to Serve as Audit Committee Member -------------------------------------------------------------------------------- SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Dae-sik as Inside Director For Against Management 3.2 Elect Kim Seon-hui as Outside Director For Against Management 4 Elect Lee Chan-geun as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Jung-Ho as Inside Director For For Management 3.1 Elect Song Ho-Keun as Outside Director For For Management 3.2 Elect Cho Hyun-Jae as Outside Director For For Management 4 Elect Yoon Tae-Hwa as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Jung-gwan as Outside Director For For Management 3 Elect Choi Woo-seok as Outside For For Management Director to Serve as an Audit Committee Member 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK MATERIALS CO., LTD. Ticker: 036490 Security ID: Y806AM103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Yong-wook as Inside Director For For Management 2.2 Elect Tak Yong-seok as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SK NETWORKS CO., LTD. Ticker: 001740 Security ID: Y8T645130 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Ho-jeong as Inside Director For Against Management 3.2 Elect Ha Young-won as Outside Director For Against Management 3.3 Elect Lim Ho as Outside Director For For Management 4 Elect Lee Moon-young as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SK RENT A CAR CO., LTD. Ticker: 068400 Security ID: Y0R7B3100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Hwang Il-moon as Inside Director For For Management 4 Elect Song Won-ja as Outside Director For For Management to Serve as a Member of Audit Committee 5.1 Elect Park Hae-sik as a Member of For For Management Audit Committee 5.2 Elect Kim Byeong-wook as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SK SECURITIES CO., LTD. Ticker: 001510 Security ID: Y8296H101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Choi Nam-su as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Stock Option Grants For For Management 4 Elect Ryu Young-sang as Inside Director For For Management 5 Elect Yoon Young-min as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SKC CO., LTD. Ticker: 011790 Security ID: Y8065Z100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Seong-hyeong as For For Management Non-Independent Non-Executive Director 3.2 Elect Park Si-won as Outside Director For For Management 4 Elect Lee Seok-jun as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the Investment For For Management Amount of the Sichuan Qionglai Industrial Park Production Base Project and Signing of Supplementary Agreement 2 Approve Investment and Construction of For For Management Production Base Project in Yingcheng City, Hubei Province and Signing of Investment Agreement 3 Approve Signing of Investment For For Management Agreement with Anhui Mingguang Economic Development Zone Management Committee and to Invest in the Construction of Production Base Project -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve the Scale and Use of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Formulation of Shareholder For For Management Return Plan 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Adjust the Implementation For For Management Content of the High-tech Materials Comprehensive Industrial Park Project 10 Amend the Administrative Measures on For Against Management the Use of Raised Funds -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Guarantee Provision Plan and For Against Management Credit Line Bank Application 8 Approve External Guarantees For For Management -------------------------------------------------------------------------------- SKYFAME REALTY (HOLDINGS) LTD. Ticker: 59 Security ID: G8220B147 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wen Xiaobing as Director For For Management 3B Elect Wong Lok as Director For For Management 3C Elect Choy Shu Kwan as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SKYWORTH DIGITAL CO., LTD. Ticker: 000810 Security ID: Y7932T107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7.1 Approve Daily Related Party For For Management Transaction with Skyworth Group Co., Ltd. 7.2 Approve Daily Related Party For For Management Transaction with Fengmang Xinxi and Xiaopai Keji 8 Approve Related Lease Transactions For For Management 9 Approve Signing of Financial Services For Against Management Agreement 10 Approve Development of Financial For Against Management Business 11 Approve Adjustment of Amount and Term For For Management of Provision of Guarantee 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Authorization of Board to For For Management Handle All Related Matters and Amend Articles of Association 14 Approve Forward Foreign Exchange For For Management Transactions 15 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 16 Approve Remuneration Plan of For For Management Supervisors 17.1 Elect Lai Weide as Director For For Management 17.2 Elect Liu Tangzhi as Director For For Management 17.3 Elect Shi Chi as Director For For Management 17.4 Elect Lin Jin as Director For For Management 17.5 Elect Zhang Zhi as Director For For Management 17.6 Elect Ying Yiming as Director For For Management 18.1 Elect Bai Hua as Director For For Management 18.2 Elect Peng Ning as Director For For Management 18.3 Elect Ma Shaoping as Director For For Management 19.1 Elect Huang Wenbo as Supervisor For For Management 19.2 Elect Liu Zebin as Supervisor For For Management -------------------------------------------------------------------------------- SKYWORTH GROUP LIMITED Ticker: 751 Security ID: G8181C100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lai Weide as Director For For Management 2B Elect Lin Jin as Director For For Management 2C Elect Li Weibin as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SL CORP. Ticker: 005850 Security ID: Y8087R102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Jeong-hyeon as Inside For For Management Director 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SLC AGRICOLA SA Ticker: SLCE3 Security ID: P8711D107 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For Did Not Vote Management Shares of Terra Santa Agro SA 2 Ratify Deloitte Touche Tohmatsu as For Did Not Vote Management Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Acquisition of All Shares of For Did Not Vote Management Terra Santa Agro SA 5 Authorize Capital Increase in For Did Not Vote Management Connection with the Transaction and Amend Article 5 Accordingly 6 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- SM CULTURE & CONTENTS CO., LTD. Ticker: 048550 Security ID: Y8075N105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam So-young as Inside Director For For Management 3.2 Elect Lee Jong-cheol as Outside For For Management Director 3.3 Elect Song Jae-seung as For For Management Non-Independent Non-Executive Director 4 Appoint Lim Wook-hyeong as Internal For For Management Auditor 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SM LIFE DESIGN GROUP CO., LTD. Ticker: 063440 Security ID: Y4599Q104 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Young-min as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SMCORE, INC. Ticker: 007820 Security ID: Y7770E105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Eung-sang as Inside Director For For Management 3.2 Elect Kwon Gi-won as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Filing of Lawsuit Against Against Did Not Vote Shareholder Constantino de Oliveira Junior, Joaquim Constantino Neto, Ricardo Constantino, Claudio Eugenio Stiller Galeazzi, Andre Coji, Leonardo Dutra de Moraes Horta, Leonardo Porciuncula Gomes Pereira and Edmar Prado Lopes Neto -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Installation of an Independent Against Did Not Vote Shareholder Committee in Accordance with PO 35/08 to Negotiate Terms and Conditions of the Proposal 2.a Approve One of the Alternatives for Against Did Not Vote Shareholder the Composition of the Independent Committee: Independent Committee Composed Exclusively of the Company's Administrators, Being the Majority of Them Independent 2.b Approve One of the Alternatives for Against Did Not Vote Shareholder the Composition of the Independent Committee: Independent Committee Composed of Persons Who Are Not Administrators of the Company, Being All of Them Independent and with Broadly Recognized Technical Skills 2.c Approve One of the Alternatives for Against Did Not Vote Shareholder the Composition of the Independent Committee: Independent Committee Composed of an Administrator Chosen by the Majority of the Board, a Director Elected by the Non-Controlling Shareholders, and a Third Party 3 Elect Members of the Independent Against Did Not Vote Shareholder Committee to Be Elected by the Shareholders -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of CLP 1.84 None For Shareholder Per Share -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Auditors' Report For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors and For For Management Committee Members for FY 2021and Present Report on Directors' Expenses for FY 2020 5 Approve Remuneration of Directors' For For Management Committee and Present Their Report on Activities and Expenses 6 Receive Report Regarding Related-Party For For Management Transactions 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Approve Allocation of Income and For For Management Dividends of CLP 2.04 per Share 10 Designate Newspaper to Publish Company For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- SNET SYSTEMS, INC. Ticker: 038680 Security ID: Y8069S102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Ji Wan-gu as Outside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SNU PRECISION CO., LTD. Ticker: 080000 Security ID: Y806A0101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Koo Byeong-wan as Inside Director For For Management 2.2 Elect Moon Dae-gyu as Outside Director For For Management 2.3 Elect Kim Young-min as Non-Independent For For Management Non-Executive Director 2.4 Elect Kim Sang-gyeong as For For Management Non-Independent Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SOCIEDAD MATRIZ SAAM SA Ticker: SMSAAM Security ID: P8717W109 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Report Re: Company Status For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividend Distribution of CLP 3 Per Share; Present Dividend Policy 4 Elect Directors For Against Management 5 Approve Remuneration of Directors and For For Management Present Report on their Expenses 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Present Directors' Committee Report on For For Management Activities and Expenses 8 Appoint Auditors For For Management 9 Designate Risk Assessment Companies For For Management 10 Designate Newspaper to Publish For For Management Announcements 11 Receive Report Regarding Related-Party For For Management Transactions 12 Other Business For Against Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital via For For Management Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights 2 Authorize Board to Set Price, Form, For For Management Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase 3 Amend Articles to Reflect Changes in For Against Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOCOVESA SA Ticker: SOCOVESA Security ID: P8722W102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Policy For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Receive Report Regarding Related-Party For For Management Transactions 8 Receive Report Regarding Resolutions For For Management of Board of Directors on Related-Party Transactions 9 Receive Report on Board of Directors' For For Management Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Present Report on Management of For For Management Company's Business and Authorize Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- SOLARGIGA ENERGY HOLDINGS LTD. Ticker: 757 Security ID: G8268W102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Tan Wenhua as Director For For Management 3 Elect Wong Wing Kuen, Albert as For Against Management Director 4 Elect Lian Tao as Director For For Management 5 Authorize Board or Remuneration For For Management Committee to Fix Remuneration of Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SOLID, INC. Ticker: 050890 Security ID: Y8T69C106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Jun as Inside Director For For Management 3.2 Elect Kim Dae-young as Inside Director For For Management 4 Elect Park Hye-jun as Outside Director For For Management 5 Elect Park Hye-jun as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SONDA SA Ticker: SONDA Security ID: P87262104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income, Ratify For For Management Interim Dividends as Definitive and Future Dividend Policy 3 Approve Remuneration of Directors; For For Management Approve Remuneration of Directors' Committee and Their Budget 4 Present Directors' Committee Report on For For Management Activities and Expenses 5 Receive Report Regarding Related-Party For For Management Transactions 6 Appoint Auditors and Designate Risk For For Management Assessment Companies 7 Designate Newspaper to Publish For For Management Announcements 8 Present Report on Processing, For For Management Printing, and Mailing Information Required by Chilean Law 9 Other Business For Against Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9.1 Elect Yang Yiqing as Director For For Management -------------------------------------------------------------------------------- SONGWON INDUSTRIAL CO., LTD. Ticker: 004430 Security ID: Y8068Q107 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Directors (Bundled) For For Management 3 Appoint Kim Ock-geun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Li as Director For For Shareholder 1.2 Elect Zhu Jian as Director For For Shareholder 1.3 Elect Shen Guangjun as Director For For Shareholder 1.4 Elect Zhu Jiangen as Director For For Shareholder 1.5 Elect Zheng Gang as Director For For Shareholder 1.6 Elect Ma Xiao as Director For For Shareholder 1.7 Elect Pei Ping as Director For For Shareholder 1.8 Elect Yin Chen as Director For For Shareholder 1.9 Elect Quan Xiaofeng as Director For For Shareholder 1.10 Elect Chen Zhongyang as Director For For Shareholder 2.1 Elect Huang Yan as Supervisor For For Shareholder 2.2 Elect Liu Fan as Supervisor For For Shareholder 2.3 Elect Tang Ye as Supervisor For For Shareholder 2.4 Elect Ding Huiqin as Supervisor For For Shareholder 3.1 Approve Issuance Scale For For Management 3.2 Approve Placing Arrangement for For For Management Shareholders 3.3 Approve Varieties of Debt Financing For For Management Instruments 3.4 Approve Bond Maturity For For Management 3.5 Approve Interest Rate and Method of For For Management Determination 3.6 Approve Use of Proceeds For For Management 3.7 Approve Listing of Debt Financing For For Management Instruments 3.8 Approve Guarantee Matters For For Management 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Authorization of the Board to For For Management Handle All Related Matters 3.11 Approve Safeguard Measures of Debts For For Management Repayment -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Proprietary Investment Scale For For Management 9 Approve Company's Eligibility for For For Management Rights Issue 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner For For Management 10.3 Approve Base, Proportion and Number of For For Management Shares 10.4 Approve Price and Pricing Basis For For Management 10.5 Approve Target Subscribers For For Management 10.6 Approve Use of Proceeds For For Management 10.7 Approve Issue Time For For Management 10.8 Approve Underwriting Manner For For Management 10.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.10 Approve Resolution Validity Period For For Management 10.11 Approve Listing Exchange For For Management 11 Approve Plan of Company's Rights Issue For For Management Scheme 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Counter-dilution Measures in For For Management Connection to the Company's Rights Issue Scheme 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Elect E Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- SOOSAN HEAVY INDUSTRIES CO., LTD. Ticker: 017550 Security ID: Y8068T101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Byeong-hyeon as Inside For For Management Director 3.2 Elect Jeong Hui-gyun as Outside For For Management Director 3.3 Elect Hwang Seong-ho as Outside For For Management Director 4.1 Elect Jeong Hui-gyun as a Member of For For Management Audit Committee 4.2 Elect Hwang Seong-ho as a Member of For For Management Audit Committee 5 Elect Kim Beom-jun as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Credit Line Bank Application For For Management 13 Approve Provision of Guarantee For For Management 14 Approve Change in Registered Capital For For Management and Business Scope 15 Approve Amendments to Articles of For For Management Association 16 Approve Change of Company's Legal For For Management Representative -------------------------------------------------------------------------------- SOULBRAIN HOLDINGS CO., LTD. Ticker: 036830 Security ID: Y8076W112 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Terms of Retirement Pay For For Management 4 Elect Jeong Ji-wan as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SOUTH MANGANESE INVESTMENT LIMITED Ticker: 1091 Security ID: G8291R104 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang He as Director For For Management 2b Elect Zhang Zongjian as Director For For Management 2c Elect Lyu Yanzheng as Director For For Management 2d Elect Lin Zhijun as Director For For Management 2e Elect Zhang Yupeng as Director For For Management 2f Elect Yuan Mingliang as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SOUTHERN PROVINCE CEMENT CO. Ticker: 3050 Security ID: M8479W118 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hamad Al Bazaee as Director None Abstain Management 1.2 Elect Abdullah Abou Thneen as Director None Abstain Management 1.3 Elect Mohammed Al Nabit as Director None Abstain Management 1.4 Elect Mansour Al Sagheer as Director None Abstain Management 1.5 Elect Ahmed Al Luheidan as Director None Abstain Management 1.6 Elect Safar Bin Dhafeer as Director None Abstain Management 1.7 Elect Majid Al Assaf as Director None Abstain Management 1.8 Elect Abdullah Al Qaaed as Director None Abstain Management 1.9 Elect Jassir Al Jassir as Director None Abstain Management 1.10 Elect Saad Al Haqeel as Director None Abstain Management 1.11 Elect Ahmed Murad as Director None Abstain Management 1.12 Elect Mishaal Al Katheeri as Director None Abstain Management 1.13 Elect Hamad Al Duaelij as Director None Abstain Management 1.14 Elect Fahad Al Hussein as Director None Abstain Management 1.15 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.16 Elect Ali Al Qahtani as Director None Abstain Management 1.17 Elect Mohammed Al Maashouq as Director None Abstain Management 1.18 Elect Thamir Al Maheed as Director None Abstain Management 1.19 Elect Saeed Obeid as Director None Abstain Management 1.20 Elect Salman Al Houawi as Director None Abstain Management 1.21 Elect Ahmed Al Attas as Director None Abstain Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Elect Brett Botten as Director For For Management 3 Elect Graham O'Connor as Director For Against Management 4 Re-elect Marang Mashologu as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors and Appoint Thomas Howatt as the Designated Individual Audit Partner 6.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 6.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 6.3 Re-elect Andrew Waller as Chairman of For For Management the Audit Committee 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 8 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For For Management Report 11 Approve Financial Assistance to For For Management Related or Inter-related Companies 12 Approve Non-Executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPC SAMLIP CO., LTD. Ticker: 005610 Security ID: Y7469W101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Gyeong Jae-hyeong as Inside For For Management Director 3.2 Elect Jeon Seong-gi as Outside Director For For Management 3.3 Elect Jeong Ji-won as Outside Director For For Management 3.4 Elect Lee Im-sik as Outside Director For For Management 3.5 Elect Han Gyeong-su as Outside Director For For Management 4 Elect Chae Won-ho as Outside Director For Against Management to Serve as an Audit Committee Member 5.1 Elect Jeon Seong-gi as a Member of For For Management Audit Committee 5.2 Elect Jeong Ji-won as a Member of For For Management Audit Committee 5.3 Elect Lee Im-sik as a Member of Audit For For Management Committee 5.4 Elect Han Gyeong-su as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SPECO LTD. Ticker: 013810 Security ID: Y8121D101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Seong-gwan as Inside Director For For Management 3 Appoint Kim Seong-gi as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SPG CO., LTD. Ticker: 058610 Security ID: Y8123C101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Park Han-seong as Internal For For Management Auditor 4 Elect Yeo Young-gil as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SPIGEN KOREA CO., LTD. Ticker: 192440 Security ID: Y9036B107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Dae-young as Inside Director For For Management 3.2 Elect Choi Cheol-gyu as Inside Director For For Management 4.1 Elect Seonwoo Hui-yeon as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Lee Seung-hyeok as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve External Guarantee Provision For For Management Plan 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Issuance of Overseas Debt For For Management Financing Instruments 12 Approve Shareholder Return Plan For For Management 13 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 16 Approve Company's Eligibility for For For Management Private Placement of Shares 17.1 Approve Share Type and Par Value For For Management 17.2 Approve Issue Manner and Issue Time For For Management 17.3 Approve Target Subscribers and For For Management Subscription Method 17.4 Approve Issue Size For For Management 17.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 17.6 Approve Lock-up Period and Listing For For Management Arrangement 17.7 Approve Amount and Use of Proceeds For For Management 17.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 17.9 Approve Listing Exchange For For Management 17.10 Approve Resolution Validity Period For For Management 18 Approve Plan on Private Placement of For For Management Shares 19 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 20 Approve Report on the Usage of For For Management Previously Raised Funds 21 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 22 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SPUR CORP. LTD. Ticker: SUR Security ID: S80521107 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1,1 Re-elect Mike Bosman as Director For For Management 1.2 Re-elect Cora Fernandez as Director For For Management 1.3 Re-elect Shirley Zinn as Director For For Management 2.1 Elect Andre Parker as Director For For Management 2.2 Elect Jesmane Boggenpoel as Director For For Management 2.3 Elect Lerato Molebatsi as Director For For Management 2.4 Elect Sandile Phillip as Director For For Management 2.5 Elect Graeme Kiewitz as Director For For Management 2.6 Elect Kevin Robertson as Director For For Management 2.7 Elect Sacha du Plessis as Director For For Management 3 Reappoint KPMG Inc as Auditors of the For For Management Company with Ivan Engels as the Individual Designated Auditor and Authorise Their Remuneration 4.1 Elect Cora Fernandez as Chair of the For For Management Audit Committee 4.2 Elect Andre Parker as Member of the For For Management Audit Committee 4.3 Elect Jesmane Boggenpoel as Member of For For Management the Audit Committee 4.4 Elect Sandile Phillip as Member of the For For Management Audit Committee 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6.1 Approve Share Appreciation Rights For For Management Scheme 6.2 Approve Restricted Share Plan For For Management 1 Authorize Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3.1 Approve Non-executive Directors' Fees For For Management FY 2020 3.2 Approve Non-executive Directors' Fees For Against Management FY 2021 and beyond 3.3 Approve the Fees for Attending For For Management Additional Meetings and Assignments -------------------------------------------------------------------------------- SSANGYONG MOTOR CO., LTD. Ticker: 003620 Security ID: Y8146D102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Yibing as Director For For Management 2B Elect Leung Chong Shun as Director For For Management 2C Elect Feng Hao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Sale and Purchase For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- ST PHARM CO., LTD. Ticker: 237690 Security ID: Y8T6KN109 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Song Gwang-ho as Outside Director For For Management 3 Appoint Oh Jong-won as Internal Auditor For For Management 4 Amend Articles of Incorporation For For Management 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paul Cook as Director For For Management 1.2 Re-elect Thulani Gcabashe as Director For Against Management 1.3 Elect Xueqing Guan as Director For For Management 1.4 Re-elect Kgomotso Moroka as Director For For Management 1.5 Re-elect Atedo Peterside as Director For For Management 1.6 Re-elect Myles Ruck as Director For For Management 1.7 Re-elect Lubin Wang as Director For For Management 2.1 Reappoint KPMG Inc as Auditors For For Management 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Repurchase of Issued For For Management Ordinary Share Capital 7 Authorise Repurchase of Issued For For Management Preference Share Capital 8 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STEINHOFF INTERNATIONAL HOLDINGS NV Ticker: SNH Security ID: N8248H102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by Management Board None None Management 3 Allow Questions None None Management 4.1 Receive Report of Management Board and None None Management Supervisory Board (Non-Voting) 4.2 Approve Remuneration Report For Against Management 4.3 Discussion on Company's Corporate None None Management Governance Structure 4.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.5 Adopt Financial Statements For Against Management 5 Reelect Peter Wakkie to Supervisory For For Management Board 6 Amend Remuneration Policy for For Against Management Management Board 7 Authorize Repurchase of Shares For For Management 8 Discuss Selection of Statutory Audit None None Management Firm for FY 2022 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- STRAFFIC CO., LTD. Ticker: 234300 Security ID: Y8T6K9100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Hahm Young-gyu as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- STUDIO DRAGON CORP. Ticker: 253450 Security ID: Y81786108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lim Sang-yeop as Non-Independent For Against Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SUHEUNG CO., LTD. Ticker: 008490 Security ID: Y8183C108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Yang Jun-taek as Inside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Tapiwa Ngara as Director For For Management 2.1 Re-elect Peter Bacon as Director For For Management 2.2 Re-elect Jabu Mabuza as Director For For Management 2.3 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Director 2.4 Re-elect Sam Sithole as Director For For Management 2.5 Re-elect Zimkhitha Zatu as Director For For Management 3 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors and Appoint Elenor Jensen as the Designated Individual Auditor 4.1 Re-elect Peter Bacon as Member of the For For Management Audit Committee 4.2 Re-elect Enrique Cibie as Member of For For Management the Audit Committee 4.3 Re-elect Caroline Henry as Member of For For Management the Audit Committee 4.4 Re-elect Zimkhitha Zatu as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For Against Management Remuneration Policy 7 Ratify Any Resolutions or Agreements For For Management of Executive Directors and Prescribed Officers of the Company in Contravention of Section 75 of the Act 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Fees of Non-executive Chairman For Against Management 3 Approve Fees of Lead Independent For For Management Director 4 Approve Fees of Non-executive Directors For For Management 5.1 Approve Fees of Audit Committee For For Management Chairman 5.2 Approve Fees of Audit Committee Member For For Management 5.3 Approve Fees of Remuneration Committee For For Management Chairman 5.4 Approve Fees of Remuneration Committee For For Management Member 5.5 Approve Fees of Risk Committee Chairman For For Management 5.6 Approve Fees of Risk Committee Member For For Management 5.7 Approve Fees of Nomination Committee For For Management Chairman 5.8 Approve Fees of Nomination Committee For For Management Member 5.9 Approve Fees of Social and Ethics For For Management Committee Chairman 5.10 Approve Fees of Social and Ethics For For Management Committee Member 5.11 Approve Fees of Investment Committee For For Management Chairman 5.12 Approve Fees of Investment Committee For For Management Member 6 Approve Financial Assistance Relating For For Management to the Issue of Securities to Employee Share Scheme Participants 7 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- SUN KING TECHNOLOGY GROUP LIMITED Ticker: 580 Security ID: G857AW104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Gong Renyuan as Director For For Management 3a2 Elect Yue Zhoumin as Director For For Management 3a3 Elect Gao Lei as Director For For Management 3a4 Elect Zhang Xuejun as Director For For Management 3a5 Elect Leung Ming Shu as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUN KWANG CO., LTD. Ticker: 003100 Security ID: Y82965107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Doh-hui as Inside Director For For Management 4 Elect Yoon Jang-bae as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SUNAC CHINA HOLDINGS LIMITED Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Chi Xun as Director For For Management 3A2 Elect Sun Kevin Zheyi as Director For For Management 3A3 Elect Poon Chiu Kwok as Director For Against Management 3A4 Elect Zhu Jia as Director For For Management 3A5 Elect Yuan Zhigang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Existing Memorandum of For Against Management Association and Articles of Association and Adopt the Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Guarantee For Against Management 9 Approve Use of Funds for Cash For Against Management Management -------------------------------------------------------------------------------- SUNFLY INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300423 Security ID: Y768A3107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantees For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Shareholder Dividend Return For For Management Plan 13 Approve Yao Jinglin as Supervisor For For Management 14.1 Elect Ji Faqing as Director For For Management 14.2 Elect Li Zhaoqiang as Director For For Management 14.3 Elect Liu Yunpeng as Director For For Management 14.4 Elect Cui Jing as Director For For Management 14.5 Elect Zhang Yi as Director For For Management 14.6 Elect Zhang Xuezhou as Director For For Management 15.1 Elect Meng Hong as Director For For Management 15.2 Elect Yang Baiyin as Director For For Management 15.3 Elect Liu Mingshui as Director For For Management -------------------------------------------------------------------------------- SUNG KWANG BEND CO., LTD. Ticker: 014620 Security ID: Y82409106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SUNGCHANG ENTERPRISE HOLDINGS LTD. Ticker: 000180 Security ID: Y8218Q106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Amend Articles of Incorporation For For Management 3 Elect Woo In-seok as Inside Director For For Management 4 Appoint Choi Hyo-chang as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Basis For For Management of Pricing and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Guarantee For For Management 11 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantees For Against Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Foreign Exchange Hedging For For Management Business 13 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SUNGSHIN CEMENT CO., LTD. Ticker: 004980 Security ID: Y8240E105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Three Inside Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SUNGWOO HITECH CO., LTD. Ticker: 015750 Security ID: Y8242C107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kang Bong-sil as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Provision of Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Usage of Raised For For Management Funds 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management 2 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SUNJIN CO., LTD. Ticker: 136490 Security ID: Y8231L100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Dae-hyeon as Inside Director For For Management 3 Elect Kang Hyeon-jik as Outside For For Management Director 4 Elect Kang Hyeon-jik as a Member of For For Management Audit Committee 5 Amend Articles of Incorporation For For Management 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SUNNY ELECTRONICS CORP. Ticker: 004770 Security ID: Y8T3A5114 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cha Sang-gwon as Inside Director For For Management 3 Elect Park Sang-moon as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Sun Yang as Director For For Management 3b Elect Feng Hua Jun as Director For For Management 3c Elect Shao Yang Dong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNSHINE 100 CHINA HOLDINGS LTD. Ticker: 2608 Security ID: G79491109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Fan Xiaochong as Director For For Management 3 Elect Wang Gongquan as Director For For Management 4 Elect Wang Bo as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Credit For For Management Impairment, Asset Impairment and Write off Assets 8 Approve Internal Control Evaluation For For Management Report 9 Approve Adjustment of Repurchase Price For For Management of Performance Share Incentive Plan 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Comprehensive Credit Line For Against Management Application 12 Approve Marketing Business Guarantee For For Management Credit 13 Approve Guarantee Plan For Against Management 14 Approve Change in the Investment of For For Management Finance Leasing Company 15 Approve Financial Derivate Trading For For Management Business 16 Approve Use of Funds for Financial For Against Management Products 17 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Signing of Contract For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUNWAVE COMMUNICATIONS CO., LTD. Ticker: 002115 Security ID: Y9892Q107 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yufeng as Independent For For Management Director 2 Elect Pan Fang as Non-independent For For Management Director 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 7 Amend Working System for Independent For Against Management Directors 8 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- SUNWAVE COMMUNICATIONS CO., LTD. Ticker: 002115 Security ID: Y9892Q107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Provision of Guarantee For Against Management 8 Approve Financial Assistance Provision For Against Management and Related Party Transaction 9 Approve Remuneration Management Method For For Management of Directors, Supervisors and Senior Management Members 10 Approve Extension of Resolution For For Management Validity Period of Private Placement 11 Approve Extension of Authorization of For For Management the Board on Private Placement 12 Elect Li Tongyun as Independent For For Management Director -------------------------------------------------------------------------------- SUNWAVE COMMUNICATIONS CO., LTD. Ticker: 002115 Security ID: Y9892Q107 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Description of Performance For For Management Rewards and Compensation -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management 3 Approve Waiver of Voluntary Share For For Management Sales Restriction Commitment -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Application of Credit Lines For For Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Use of Idle Own Funds for Cash For For Management Management 5 Approve Guarantee Provision for For For Management Subsidiaries 6 Approve Issuance of Overseas Bonds by For For Management Overseas Wholly-owned Subsidiary and Guarantee Provision Plan 7 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Manner For For Management 8.3 Approve Target Subscribers and For For Management Subscription Method 8.4 Approve Issue Price and Pricing For For Management Principles 8.5 Approve Issue Size For For Management 8.6 Approve Lock-up Period For For Management 8.7 Approve Listing Location For For Management 8.8 Approve Use of Proceeds For For Management 8.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Plan for Issuance of Shares to For For Management Specific Targets 10 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 11 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets 17 Approve Report of the Board of For For Management Directors 18 Approve Report of the Board of For For Management Supervisors 19 Approve Annual Report and Summary For For Management 20 Approve Financial Statements For For Management 21 Approve Profit Distribution For For Management 22 Approve Guarantee Provision for For For Management Controlled Subsidiaries 23 Approve External Investment For For Management 24 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Intent 2 Amend External Investment Management For For Management System -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 16 Approve External Guarantee Management For Against Management Regulations 17 Amend Related-Party Transaction For Against Management Management System 18 Amend Code of Conduct of Directors, For Against Management Supervisors and Senior Executives 19 Amend Dividend Distribution Policy For Against Management 20 Amend Management System for External For Against Management Financial Assistance 21 Amend Securities Investment Management For Against Management System and Abolition of Risk Investment Management System 22 Amend Working System for Independent For Against Management Directors 23 Amend Code of Conduct for Controlling For Against Management Shareholders and Ultimate Controller 24 Amend Implementing Rules for For Against Management Cumulative Voting System 25 Approve Financing Amount For For Management 26 Approve External Guarantee For For Management -------------------------------------------------------------------------------- SUPER GROUP LTD Ticker: SPG Security ID: S09130154 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pitsi Mnisi as Director For For Management 1.2 Elect Simphiwe Mehlomakulu as Director For For Management 2 Reappoint KPMG Inc as Auditors and For For Management Appoint David Read as the Individual Designated Auditor 3.1 Re-elect David Cathrall as Member of For For Management the Group Audit Committee 3.2 Re-elect Valentine Chitalu as Member For For Management of the Group Audit Committee 3.3 Elect Pitsi Mnisi as Member of the For For Management Group Audit Committee 4.1 Elect Pitsi Mnisi as Member of the For For Management Group Social and Ethics Committee 4.2 Elect Simphiwe Mehlomakulu as Member For For Management of the Group Social and Ethics Committee 4.3 Elect Peter Mountford as Member of the For For Management Group Social and Ethics Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For For Management Remuneration Policy 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Deferred Share Plan 2020 For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SUPREMA, INC. Ticker: 236200 Security ID: Y8T073135 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jae-won as Inside Director For For Management 3.2 Elect Kim Han-cheol as Inside Director For For Management 3.3 Elect Ji Young-jun as Outside Director For For Management 4 Appoint Jeong Hyeon-hae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb AGFA, For For Management Asapir, Paineiras, Ondurman, Facepa, Fibria and Futuragene 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transactions 3 Approve Independent Firm's Appraisals For For Management 4 Approve Absorption of AGFA, Asapir, For For Management Paineiras, Ondurman, Facepa, Fibria and Futuragene 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report and Implementation of Self-check Internal Control Rules 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9.1 Approve Purpose For For Management 9.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 9.3 Approve Manner and Price Range of For For Management Share Repurchase 9.4 Approve Type, Use, Number, Proportion For For Management of the Total Share Capital and Total Capital of the Share Repurchase 9.5 Approve Capital Source Used for the For For Management Share Repurchase 9.6 Approve Implementation Period For For Management 9.7 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines 2 Approve Guarantee Provision Plan For Against Management 3 Approve Formulation of Securities For For Management Investment and Derivatives Transaction Management System -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Zhongxin Chunxing New Energy Power (Suzhou) Co., Ltd. -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Bill Pool Business For Against Management 10 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 11.1 Elect Yuan Jing as Director For For Management 11.2 Elect Rong Zhijian as Director For For Management 11.3 Elect Lu Yong as Director For For Management 11.4 Elect Cao Youqiang as Director For For Management 12.1 Elect Lu Wenlong as Director For For Management 12.2 Elect Qi Zhendong as Director For For Management 13.1 Elect Zhao Zhongwu as Supervisor For For Management 13.2 Elect Liu Gangqiao as Supervisor For For Management 14 Approve Signing of Supplementary For For Shareholder Agreement for Yuansheng Zhihui Industrial Project Investment 15 Approve Provision of Counter-guarantee For For Shareholder 16 Approve Signing of Transfer Repurchase For For Shareholder Agreement 17 Approve Signing of Haixia Yuansheng For For Shareholder Fund Share Repurchase and Payment Agreement 18 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Bank and Financial Credit Line For For Management Application 11.1 Approve Guarantee for Dragon For For Management Electronix Holdings,Inc. and its Controlled Subsidiaries 11.2 Approve Guarantee for Hong Kong For For Management Dongshan Holding Limited 11.3 Approve Guarantee for Yancheng For For Management Dongshan Precision Manufacturing Co., Ltd. 11.4 Approve Guarantee for Multek Group For For Management (Hong Kong) Ltd. and its Controlled Subsidiaries 11.5 Approve Guarantee for Mudong For For Management Optoelectronics Technology Co., Ltd. 11.6 Approve Guarantee for Suzhou For For Management Yongchuang Metal Technology Co., Ltd. 11.7 Approve Guarantee for Hong Kong For For Management Dongshan Precision United Optoelectronics Co., Ltd. 11.8 Approve Guarantee for Yancheng For For Management Dongshan Communication Technology Co., Ltd. 11.9 Approve Guarantee for Suzhou Aifu For For Management Electronic Communication Co., Ltd. 11.10 Approve Guarantee for Dongguan For For Management Dongshan Precision Manufacturing Co., Ltd. 11.11 Approve Guarantee for Suzhou Chenggan For For Management Precision Manufacturing Co., Ltd. 11.12 Approve Guarantee for Suzhou Dongbo For For Management Precision Manufacturing Co., Ltd. 11.13 Approve Guarantee for Suzhou Tengran For For Management Electrical Equipment Co., Ltd. 11.14 Approve Guarantee for Suzhou Leigete For For Management Intelligent Equipment Co., Ltd. 11.15 Approve Guarantee for Shanghai Fushan For For Management Precision Manufacturing Co., Ltd. 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price or Price Range and For For Management Pricing Principle of the Share Repurchase 1.5 Approve Type, Usage, Number, For For Management Proportion of the Total Share Capital and Total Capital Used for the Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Implementation Period of the For For Management Share Repurchase 1.8 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee for For Against Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For For Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For For Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For Against Management 11 Approve Accounts Receivable Factoring For For Management Business 12 Approve Financial Asset Transfer and For For Management Repurchase Business 13 Approve Use of Own Funds to Purchase For Against Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For For Management 15 Approve Adjustment to Allowance of For For Management Independent Directors 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change of Registered Capital For For Management and Amend Articles of Association 18.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 18.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 18.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 18.4 Amend Implementing Rules for For Against Management Cumulative Voting System 18.5 Amend Working System for Independent For Against Management Directors 18.6 Amend External Guarantee System For Against Management 18.7 Amend Related-Party Transaction System For Against Management 18.8 Amend Securities Investment and For Against Management Derivatives Transaction Management System 18.9 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- SV INVESTMENT CORP. Ticker: 289080 Security ID: Y8T1KQ103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Park Seong-ho as Inside Director For For Management 4 Appoint Kim Hui-tae as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SY CO., LTD. Ticker: 109610 Security ID: Y8T21U103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Jeon Pyeong-yeol as Inside For For Management Director 3.2 Elect Kim Dae-jeong as Inside Director For For Management 3.3 Elect Moon Cheol-gi as Outside Director For For Management 4 Appoint Bang Yoon-jae as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SYNERGY INNOVATION CO., LTD. Ticker: 048870 Security ID: Y1755M109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Kim Young-jin as Internal For For Management Auditor 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SYNOPEX, INC. Ticker: 025320 Security ID: Y8349E113 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SYSTEMS TECHNOLOGY, INC. Ticker: 039440 Security ID: Y8T35J102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo In-su as Inside Director For For Management 3.2 Elect Lim Jin-moon as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- T.K. CORP. (KOREA) Ticker: 023160 Security ID: Y8363M108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoon Won-sik as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TAEKYUNG BK CO., LTD. Ticker: 014580 Security ID: Y0532H102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Hae-ryeon as Inside Director For For Management 2.2 Elect Kim Jae-pil as Outside Director For For Management 3 Appoint Baek Gi-doh as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TAEKYUNG INDUSTRIAL CO., LTD. Ticker: 015890 Security ID: Y83644107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- TAEWOONG CO., LTD. Ticker: 044490 Security ID: Y8365T101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Hui-sang as Inside Director For For Management 3.2 Elect Heo Wook as Inside Director For For Management 4 Appoint Kim Tae-su as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TAEYOUNG ENGINEERING & CONSTRUCTION CO., LTD. Ticker: 009410 Security ID: Y8366E103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jae-gyu as Inside Director For For Management 3.2 Elect Heo Jun-haeng as Outside Director For For Management 4 Elect Kim Yong-gyun as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Heo Jun-haeng as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TAIHAN ELECTRIC WIRE CO., LTD. Ticker: 001440 Security ID: Y8373R105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Jeong Chang-gi as Outside For For Management Director to Serve as an Audit Committee Member 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TAIHAN ELECTRIC WIRE CO., LTD. Ticker: 001440 Security ID: Y8373R105 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Three Inside Directors, Three For For Management Non-Independent Non-Executive Directors, and Two Outside Directors (Bundled) 3 Elect Lee Byeong-guk as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) -------------------------------------------------------------------------------- TAIHAN FIBEROPTICS CO., LTD. Ticker: 010170 Security ID: Y8374E103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Son Gwan-ho as Inside Director For For Management 3.2 Elect Doh Moon-hyeon as Inside Director For For Management 3.3 Elect Lee Byeong-cheol as Inside For For Management Director 3.4 Elect Yoo Gi-seon as Outside Director For For Management 4 Elect Yoo Gi-seon as a Member of Audit For For Management Committee 5 Elect Kim Seong-gu as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TAIHAN TEXTILE CO., LTD. Ticker: 001070 Security ID: Y83760101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seol Beom as Inside Director For For Management 3.2 Elect Kim In-ho as Inside Director For For Management 3.3 Elect Cho Byeong-jae as Inside Director For For Management 3.4 Elect Kim Han-sang as Inside Director For For Management 3.5 Elect Lee Nam-seok as Inside Director None Against Shareholder (Shareholder Proposal) 3.6 Elect Jeon Byeong-woo as Inside None Against Shareholder Director (Shareholder Proposal) 3.7 Elect Seo Il-won as Outside Director None Against Shareholder (Shareholder Proposal) 4 Appoint Ahn Hyeong-yeol as Internal None Against Shareholder Auditor (Shareholder Proposal) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6.1 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6.2 Authorize Board to Fix Remuneration of None Against Shareholder Internal Auditor(s) (Shareholder Proposal) -------------------------------------------------------------------------------- TAIHAN TEXTILE CO., LTD. Ticker: 001070 Security ID: Y83760101 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Dismiss Inside Director: Seol Beom Against Against Shareholder (Shareholder Proposal) 1.2 Dismiss Inside Director: Kim In-ho Against Against Shareholder (Shareholder Proposal) 1.3 Dismiss Inside Director: Park Seok-gil Against Against Shareholder (Shareholder Proposal) 2.1 Elect Lee Nam-seok as Inside Director Against Against Shareholder (Shareholder Proposal 2.2 Elect Son Su-jeong as Inside Director Against Against Shareholder (Shareholder Proposal) 2.3 Elect Jeon Byeong-woo as Inside Against Against Shareholder Director (Shareholder Proposal) 2.4 Elect Kang Gi-hyeok as Inside Director Against Against Shareholder (Shareholder Proposal) 2.5 Elect Park Deuk-chang as Outside Against Against Shareholder Director (Shareholder Proposal) 2.6 Elect Jeong In-tae as Outside Director Against Against Shareholder (Shareholder Proposal) 2.7 Elect Shin Sang-yong as Outside Against Against Shareholder Director (Shareholder Proposal) 2.8 Elect Seo Il-won as Outside Director Against Against Shareholder (Shareholder Proposal) -------------------------------------------------------------------------------- TAILIM PACKAGING CO., LTD. Ticker: 011280 Security ID: Y83647100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kong Qinghui as Non-independent For For Shareholder Director 1.2 Elect Liu Yu as Non-independent For For Shareholder Director 1.3 Elect Zhou Chengwei as Non-independent For For Shareholder Director 1.4 Elect Li Yan as Non-independent For For Shareholder Director 1.5 Elect Ren Qianjin as Non-independent For For Shareholder Director 1.6 Elect Liu Sumin as Non-independent For For Shareholder Director 2.1 Elect Kong Xiangzhong as Independent For For Shareholder Director 2.2 Elect Yao Yi as Independent Director For For Shareholder 2.3 Elect Wu Peng as Independent Director For For Shareholder 3.1 Elect Tian Dachun as Supervisor For For Shareholder 3.2 Elect Yang Beifang as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Related Party Transaction For For Management 7 Approve Deposit Transactions with BBMG For Against Management Finance Co., Ltd. 8 Approve Loan Transactions with BBMG For For Management Finance Co., Ltd. 9 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditors For For Management and to Fix Their Remuneration 7 Approve to Appoint Internal Control For For Management Auditor and to Fix Their Remuneration 8 Approve Remuneration of For For Management Non-Independent Directors 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TANGSHAN PORT GROUP CO., LTD. Ticker: 601000 Security ID: Y8488K102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Amend Articles of Association For Against Management 9 Amend Management System for Providing For Against Management External Guarantees 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11.1 Elect Xuan Guobao as Director For For Management 11.2 Elect Mi Xianwei as Director For For Management 11.3 Elect Li Xuejiang as Director For For Management 11.4 Elect Zhang Xiaoqiang as Director For For Management 11.5 Elect Meng Yumei as Director For For Management 11.6 Elect Jin Dongguang as Director For For Management 11.7 Elect Li Jianzhen as Director For For Management 11.8 Elect Shan Lixia as Director For For Management 11.9 Elect Li Shunping as Director For For Management 11.10 Elect Li Lidong as Director For For Management 12.1 Elect Li Yuejun as Director For For Management 12.2 Elect Yang Zhiming as Director For For Management 12.3 Elect Zhang Zixue as Director For For Management 12.4 Elect Xiao Xiang as Director For For Management 12.5 Elect Xu Yang as Director For For Management 13.1 Elect Zhang Zhihui as Supervisor For For Management 13.2 Elect Xiao Xiang as Supervisor For For Management 13.3 Elect Liu Kun as Supervisor For For Management 13.4 Elect Gao Haiying as Supervisor For For Management 13.5 Elect Tu Qian as Supervisor For For Management 13.6 Elect Ji Xinyu as Supervisor For For Management -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Investment Plan for For For Management Infrastructure and Technological Transformation Projects 7 Approve Financing Plan For For Management 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Approve Guarantee Provision Plan For For Management 10 Approve to Appoint Financial Auditor For For Management 11 Approve to Appoint Internal Control For For Management Auditor 12 Approve Assessment of Salary of For For Management Directors and Supervisors 13 Approve Investment in the Construction For For Management of Combined Heat and Power Projects 14 Approve Investment in the Construction For For Management of Organic Silicon Expansion Project 15 Approve Investment in the Construction For For Management of New Solvent Method Green Cellulose Fiber Project (Phase 1) -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: MAR 05, 2021 Meeting Type: Court Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For Did Not Vote Management -------------------------------------------------------------------------------- TATA POWER COMPANY LIMITED Ticker: 500400 Security ID: Y85481169 Meeting Date: FEB 16, 2021 Meeting Type: Court Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA STEEL BSL LIMITED Ticker: 500055 Security ID: Y0886G148 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For Did Not Vote Management Transaction(s) with Tata Steel Limited -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Elect Hu Dien Chien as Director For For Management 5a Elect Li Dongsheng as Director For For Management 5b Elect Wang Cheng as Director For For Management 5c Elect Li Yuhao as Director For For Management 5d Elect Lau Siu Ki as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares 10 Approve Grant of Specific Mandate for For Against Management Issuance and Allotment of New Shares Under the Share Award Scheme -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Adjustment of Securities For Against Management Investment and Financial Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Guangzhou Huaxing's 8.6th Generation Oxide Semiconductor New Display Device Production Line Project 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Daily Related Party For For Management Transactions 10 Approve Financial Services Agreement For Against Management 11 Approve Provision of Guarantees For For Management 12 Approve Matters Related to Securities For Against Management Investment and Financial Management 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Listing Exchange For For Management 14.8 Approve Use of Proceeds For For Management 14.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management Shares 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 18 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Liu Kun as Non-independent For For Shareholder Director 3 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Party Transactions 2 Approve Development of Accounts For For Management Receivable Factoring Business and Related Party Transactions -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management Xinjiang TBEA Group Co., Ltd. 2 Approve Related Party Transaction with For Against Management Xinjiang Joinworld Co., Ltd. -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of High-purity Polysilicon Green Energy Recycling Economic Construction Project -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewable Debt Financing Plan For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Hedging and Forward Foreign For For Management Exchange Transactions 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TECHWING, INC. Ticker: 089030 Security ID: Y8563H107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Nam as Inside Director For For Management 3.2 Elect Kim Young-sik as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TEGO SCIENCE, INC. Ticker: 191420 Security ID: Y8T61F107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Jang Han-gyu as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TELCON RF PHARMACEUTICAL. INC. Ticker: 200230 Security ID: Y8T6HV105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- TELECHIPS, INC. Ticker: 054450 Security ID: Y8561Z109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jang-gyu as Inside Director For For Management 3.2 Elect Lee Sang-gon as Inside Director For For Management 3.3 Elect Gi Seok-cheol as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Siu Shun as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Plan of China For Against Management Literature Limited -------------------------------------------------------------------------------- TERA SCIENCE CO., LTD. Ticker: 073640 Security ID: Y7T85D106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jong-seok as Inside Director For For Management 3.2 Elect Ahn Chang-geun as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2.a Approve Allocation of Income and For Did Not Vote Management Dividends 2.b Approve Remuneration of Directors For Did Not Vote Management 3 Approve Management of Company For Did Not Vote Management 4 Approve Discharge of Auditors For Did Not Vote Management 5 Advisory Vote on Remuneration Report For Did Not Vote Management 6 Receive Audit Committee's Activity For Did Not Vote Management Report 7 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 8.1 Elect George Peristeris as Director For Did Not Vote Management 8.2 Elect Emmanouil Maragoudakis as For Did Not Vote Management Director 8.3 Elect George Spyrou as Director For Did Not Vote Management 8.4 Elect Aristotelis Spiliotis as Director For Did Not Vote Management 8.5 Elect Michael Gourzis as Director For Did Not Vote Management 8.6 Elect Nikolaos Voutichtis as Director For Did Not Vote Management 8.7 Elect George Mergos as Director For Did Not Vote Management 8.8 Elect Marina Sarkisian Ochanesoglou as For Did Not Vote Management Director 8.9 Elect Andreas Tapratzis as Director For Did Not Vote Management 8.10 Elect Sofia Kounenaki Efraimoglou as For Did Not Vote Management Director 8.11 Elect Tatiana Karapanagioti as Director For Did Not Vote Management 9 Elect Members of Audit Committee For Did Not Vote Management (Bundled) 10 Amend Articles For Did Not Vote Management 11 Amend Remuneration Policy For Did Not Vote Management 12 Approve Suitability Policy for For Did Not Vote Management Directors 13 Various Announcements None None Management -------------------------------------------------------------------------------- TES CO., LTD. Ticker: 095610 Security ID: Y85776105 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ju Jae-young as Inside Director For For Management 2.2 Elect Park Hui-gyun as Outside Director For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- THE CHEMICAL WORKS OF GEDEON RICHTER PLC Ticker: RICHT Security ID: X3124S107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agenda of Meeting None None Management 2 Authorize Company to Produce Sound and None None Management Video Recording of Meeting Proceedings 3 Elect Chairman and Other Meeting None None Management Officials 4 Approve Consolidated Financial None None Management Statements 5 Approve Management Board Report on None None Management Company's Operations, Business Policy, and Financial Standing 6 Approve Financial Statements None None Management 7 Approve Allocation of Income and None None Management Dividends of HUF 225 per Share 8 Approve Company's Corporate Governance None None Management Statement 9 Amend Bylaws Re: Board of Directors None None Management 10 Approve Report on Share Repurchase None None Management Program 11 Authorize Share Repurchase Program None None Management 12 Reelect Balint Szecsenyi as Management None None Management Board Member 13 Reelect Anett Pandurics as Management None None Management Board Member 14 Elect Nandor Pal Acs as Management None None Management Board Member 15 Elect Laszlo Szabo as Management Board None None Management Member 16 Reelect Attila Chikan as Supervisory None None Management Board Member 17 Reelect Jonathan Robert Bedros as None None Management Supervisory Board Member 18 Elect Zoltan Matos as Supervisory None None Management Board Member 19 Elect Livia Pavlik as Supervisory None None Management Board Member 20 Elect Krisztina Gal as Supervisory None None Management Board Member 21 Elect Peter Mueller as Supervisory None None Management Board Member 22 Reelect Attila Chikan as Audit None None Management Committee Member 23 Elect Zoltan Matos and Dr. Livia None None Management Pavlik as Audit Committee Members 24 Approve Remuneration of Management None None Management Board Members 25 Approve Remuneration of Management None None Shareholder Board Members 26 Approve Remuneration of Supervisory None None Management Board Members 27 Approve Auditor's Remuneration None None Management 28 Transact Other Business None None Management -------------------------------------------------------------------------------- THE LEADCORP, INC. Ticker: 012700 Security ID: Y5234U111 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Tae-gyun as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- THE NATIONAL COMMERCIAL BANK CJSC Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Did Not Vote Management 2.1 Approve Merger Agreement Re: The For Did Not Vote Management National Commercial Bank and Samba Financial Group 2.2 Approve Issue Shares from SAR For Did Not Vote Management 30,000,000,000 to SAR 44,780,000,000 2.3 Amend Articles of Bylaws Related to For Did Not Vote Management the Merger Agreement 2.4 Authorize Board or a Delegate of the For Did Not Vote Management Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED Ticker: 4 Security ID: Y8800U127 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yen Thean Leng as Director For For Management 2b Elect Edward Kwan Yiu Chen as Director For For Management 2c Elect Elizabeth Law as Director For For Management 2d Elect Richard Yat Sun Tang as Director For For Management 2e Elect Nancy Sau Ling Tse as Director For For Management 2f Elect David Muir Turnbull as Director For Against Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- THERAGEN ETEX CO., LTD. Ticker: 066700 Security ID: Y2299D100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Jin-eop as Inside Director For For Management 2.2 Elect Kim Seong-jin as Inside Director For For Management 2.3 Elect Lee Byeong-man as For For Management Non-Independent Non-Executive Director 2.4 Elect Lee Jeong-geun as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- THESSALONIKI PORT AUTHORITY SA Ticker: OLTH Security ID: X8999A107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Receive Information on Activities of None None Management the Audit Committee 4 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors for 2020 5 Approve Management of Company and For Did Not Vote Management Grant Discharge to Auditors for 2019 6 Approve Director Remuneration for 2020 For Did Not Vote Management 7 Pre-approve Director Remuneration for For Did Not Vote Management 2021 8 Advisory Vote on Remuneration Report For Did Not Vote Management 9 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 10 Amend Company Articles For Did Not Vote Management 11 Approve Suitability Policy for For Did Not Vote Management Directors 12 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 13 Elect Directors (Bundled) For Did Not Vote Management 14 Approve Type, Composition, and Term of For Did Not Vote Management the Audit Committee 15 Acknowledge Resignation of Boris None None Management Wenzel as Director and Chairman -------------------------------------------------------------------------------- TIAN AN CHINA INVESTMENTS COMPANY LIMITED Ticker: 28 Security ID: Y88170207 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lee Seng Hui as Director For For Management 2B Elect Song Zengbin as Director For For Management 2C Elect Tao Tsan Sang as Director For For Management 2D Elect Lisa Yang Lai Sum as Director For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANDI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600582 Security ID: Y8817K104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TIANGONG INTERNATIONAL COMPANY LIMITED Ticker: 826 Security ID: G88831113 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhu Xiaokun as Director For For Management 3a2 Elect Yan Ronghua as Director For For Management 3a3 Elect Wang Xuesong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Daily Related Party For For Management Transactions 3 Elect Xu Jun as Non-Independent For For Shareholder Director 4 Elect Li Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For Against Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Working System for Independent For For Management Directors 1.4 Approve Internal Reporting System for For For Management Major Events 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3 Approve to Appoint Financial and For For Management Internal Control Auditor 4 Approve Provision of Financial For For Management Assistance 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Ke as Non-Independent For For Shareholder Director 1.2 Elect Li Jinghai as Non-Independent For For Shareholder Director 1.3 Elect Cai Hongjun as Non-Independent For For Shareholder Director 1.4 Elect Zhou Xiankun as Non-Independent For For Shareholder Director 2.1 Elect Feng Ke as Independent Director For For Management 2.2 Elect Li Shufeng as Independent For For Management Director 2.3 Elect Zhai Yehu as Independent Director For For Management 3.1 Elect Zhao Xiaoqin as Supervisor For For Shareholder 3.2 Elect Li Zhenjiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For For Management Wholly-Owned Subsidiary 2 Approve Development of Supply Chain For For Management Asset-Backed Notes 3 Approve Compensation to the For For Management Controlling Shareholders for the Obligation of Bearing the Principal and Interest Difference Payment for Company's Supply Chain Asset-Backed Notes -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Financial Assistance Provision For For Management 8 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Property and Assets Lease For For Management Framework Agreement, Proposed Annual Caps, and Related Transactions 2 Approve 2020 Integrated Services For For Management Framework Agreement, Proposed Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assets Transfer Agreement, For For Management Acquisition, and Related Transactions 2 Elect Xue Xiaoli as Director For For Management -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement, For For Management Disposal and Related Transactions -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Sun Bin as Director For For Management 3b Elect Japhet Sebastian Law as Director For For Management 3c Elect Zhang Weidong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Chairman of the Board 2 Approve Report of the Board of For For Management Directors 3 Approve Supervisory Committees' Report For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Wong Gang For For Management 7 Approve Remuneration of Liew Yoke For For Management Pheng Joseph 8 Approve Remuneration of Timothy Chen For For Management Teck-Leng 9 Approve Remuneration of Qiang Zhi Yuan For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Elect Li Qing as Independent Director For For Management 13 Approve Mandate for Interested Person For For Management Transactions 14 Approve Credit Line For For Management 15 Approve ShineWing Certified Public For For Management Accountants LLP and RSM Chio Lim LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Withdrawal of Equity Incentive For For Management Fund 2 Approve Equity Incentive Fund For For Management Distribution Plan 3 Approve Draft and Summary of Employee For For Management Share Purchase Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Manner and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANLI EDUCATION INTERNATIONAL HOLDINGS LIMITED Ticker: 1773 Security ID: G88846103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Zhaotao as Director For For Management 3.2 Elect Tian Mu as Director For For Management 3.3 Elect Yang Dong as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANNENG POWER INTERNATIONAL LIMITED Ticker: 819 Security ID: G8655K109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Kaihong as Director For For Management 3b Elect Shi Borong as Director For For Management 3c Elect Zhang Yong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Zhonghui Anda CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Capital Injection and Share For For Management Expansion as well as Introduction of Strategic Investors 4 Approve Changes in the Implementation For For Management of Raised Funds Investment Projects 5 Approve Acceptance of Financial For For Shareholder Assistance 6 Approve Loan Extension and Provision For For Shareholder of Guarantee -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding Meetings of Board of Directors 2.1 Elect Xia Juncheng as Non-Independent For For Management Director 2.2 Elect Li Bo as Non-Independent Director For For Management -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Allowance of Directors and For For Management Independent Directors 6 Approve Allowance of Supervisors For For Management 7 Approve Extension of Term in the For For Management Provision of Financial Assistance 8 Approve Related Party Transactions in For For Management Connection with Loan 9 Approve Annual Report and Summary For For Management 10 Approve Financial Budget Report For For Management 11.1 Elect Huang Jianrong as Director For For Shareholder 11.2 Elect Zhang Jieyuan as Director For For Shareholder 11.3 Elect He Yaping as Director For For Shareholder 11.4 Elect Zhou Aimin as Director For For Shareholder 12.1 Elect Liu Fanglai as Director For For Shareholder 12.2 Elect Hu Yuechuan as Director For For Shareholder 12.3 Elect Dai Xinmiao as Director For For Shareholder 13.1 Elect Li Huiming as Supervisor For For Shareholder 13.2 Elect Qu Shuguang as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Par Value, Issue Price For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Bond Interest Rate For For Management 1.5 Approve Issue Manner For For Management 1.6 Approve Target Parties and Placement For For Management Arrangement to Shareholders 1.7 Approve Use of Proceeds For For Management 1.8 Approve Guarantee Arrangement For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Lead Underwriter For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2.1 Elect Chen Lin as Non-independent For For Shareholder Director 2.2 Elect Qiu Bo as Non-independent For For Shareholder Director 2.3 Elect Dawa Tashi as Non-independent For For Shareholder Director 2.4 Elect Gesang Luobu as Non-independent For For Shareholder Director 2.5 Elect Mei Zhen as Non-independent For For Shareholder Director 2.6 Elect Sun Xu as Non-independent For For Shareholder Director 3.1 Elect Lu Yixin as Independent Director For For Management 3.2 Elect Luo Huiyuan as Independent For For Management Director 3.3 Elect Sun Maozhu as Independent For For Management Director 4.1 Elect Tashi Nyima as Supervisor For For Shareholder 4.2 Elect Deji Wangmu as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Guarantee Provision Plan For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Provision of Guarantee for For For Management Controlled Subsidiaries 11 Approve Allowance of Independent For For Management Directors and Other Fee 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- TIBET WATER RESOURCES LTD. Ticker: 1115 Security ID: G88612109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yue Zhiqiang as Director For For Management 2b Elect Kevin Cheng Wei as Director For For Management 2c Elect Hung Ka Hai Clement as Director For Against Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ian Burton as Director For For Management 1.2 Elect Geraldine Fraser-Moleketi as For For Management Director 1.3 Elect Deepa Sita as Director For For Management 1.4 Elect Olivier Weber as Director For For Management 2.1 Re-elect Noel Doyle as Director For For Management 2.2 Re-elect Gail Klintworth as Director For For Management 2.3 Re-elect Maya Makanjee as Director For For Management 2.4 Re-elect Emma Mashilwane as Director For For Management 3.1 Elect Ian Burton as Member of Audit For For Management Committee 3.2 Re-elect Cora Fernandez as Member of For For Management Audit Committee 3.3 Re-elect Donald Wilson as Member of For For Management Audit Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: G8904A100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Guan Jianhui as Director For For Management 3A2 Elect Bai Xihong as Director For For Management 3A3 Elect Li Qiang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Wei Hong-Chen as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Koji Shinohara as Director and For For Management Authorize Board to Fix His Remuneration 6 Elect Lee Tiong-Hock as Director and For For Management Authorize Board to Fix His Remuneration 7 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Related Party Transactions 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve the Pricing Basis and For For Management Transaction Price of the Underlying Asset 2.4 Approve Share Type, Par Value and For For Management Listing Location 2.5 Approve Target Subscribers, Method of For For Management Issuing Shares and Subscription Method 2.6 Approve Pricing Method and Price of For For Management Issued Shares 2.7 Approve Issue Size and Payment For For Management Consideration 2.8 Approve Attribution of Profit and Loss For For Management during the Period 2.9 Approve Performance Commitment and For For Management Compensation Arrangements 2.10 Approve Handling of Ownership Transfer For For Management Procedures and Liability for Breach of Contract 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Resolution Validity Period For For Management 3 Approve Report (Revised Draft) and For For Management Summary on Acquisition by Cash and Issuance of Shares as well as Related Party Transactions 4 Approve Transaction Constitutes as For For Management Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitutes as Major Restructure Listing 6 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 10 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Article 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 11 Approve Signing of Conditional For For Management Acquisition by Cash and Issuance of Shares Agreement 12 Approve Signing of Conditional For For Management Performance Compensation Agreement 13 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Reports, Asset For For Management Evaluation Reports and Pro Forma Review Reports 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Approve Draft and Summary on Employee For For Management Share Purchase Plan 20 Approve Management Method of Employee For For Management Share Purchase Plan 21 Approve Authorization of the Board to For For Management Handle All Matters Related to the Employee Share Purchase Plan -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Internal Control Evaluation For For Management Report 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Amend Articles of Association For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Zhu Bin as Director For For Management -------------------------------------------------------------------------------- TK CHEMICAL CORP. Ticker: 104480 Security ID: Y8843C100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seung-seok as Inside For For Management Director 3.2 Elect Heo Seong-hyeong as For For Management Non-Independent Non-Executive Director 4 Appoint Lee Gwi-woong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TOBESOFT CO., LTD. Ticker: 079970 Security ID: Y8866K104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Appoint Lee Jae-soon as Internal For For Management Auditor 3.2 Appoint Moon Ho-min as Internal Auditor For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 6.1 Dismiss Inside Director: Cho Gang-hui Against Against Shareholder 6.2 Dismiss inside Director: Kim Bo-hyeong Against Against Shareholder -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Tsuji Masafumi as Inside Director For For Management 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Kim Young-hui as Inside Director For For Management 2.4 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Consolidated Financial For For Management Statements 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Overseas Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Elect Gu Hai Ou as Director, Authorize For For Management Board to Fix His Remuneration and Enter into Service Contract with Him 8 Elect Wang Yu Wei as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 9 Elect Fang Jia Zhi as Director, For For Management Authorize Board to Fix Her Remuneration and Enter into Service Contract with Her 10 Elect Jin Tao as Director, Authorize For For Management Board to Fix His Remuneration and Enter into Service Contract with Him 11 Elect Ma Guan Yu as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 12 Elect Wu Qian as Director, Authorize For For Management Board to Fix Her Remuneration and Enter into Service Contract with Her 13 Elect Ting Leung Huel, Stephen as For Against Management Director, Authorize Board to Fix His Remuneration, and Enter into Service Contract with Him 14 Elect Chan Ching Har, Eliza as For For Management Director, Authorize Board to Fix Her Remuneration and Enter into Service Contract with Her 15 Elect Zhan Yuan Jing as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 16 Elect Su Li as Supervisor, Authorize For For Management Board to Fix Her Remuneration and Enter into Service Contract with Her 17 Elect Wu Yi Gang as Supervisor, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 18 Elect Li Yuan Hong as Supervisor, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- TONG YANG MOOLSAN CO., LTD. Ticker: 002900 Security ID: Y8887H106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Gyeong-hui as Outside For For Management Director 3.2 Elect Son Young-eun as Outside Director For For Management 4 Elect Kim Sang-su as Outside Director For For Management as Outside Director to Serve as an Audit Committee Member 5.1 Elect Nam Gyeong-hui as a Member of For For Management Audit Committee 5.2 Elect Son Young-eun as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Tencent Payment Services For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Payment Services Framework Agreement 3 Approve Trip.com Travelling Resources For For Management Provision Framework Agreement, Relevant Annual Caps and Related Transactions 4 Authorize Board to Deal with All For For Management Matters in Relation to the Trip.com Travelling Resources Provision Framework Agreement -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Jiang Hao as Director For For Management 2a2 Elect Dai Xiaojing as Director For For Management 2a3 Elect Han Yuling as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TONGDA GROUP HOLDINGS LIMITED Ticker: 698 Security ID: G8917X121 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wang Hung Man as Director For For Management 2b Elect Hui Wai Man as Director For For Management 2c Elect Cheung Wah Fung, Christopher as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TONGDING INTERCONNECTION INFORMATION CO., LTD. Ticker: 002491 Security ID: Y444BB106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Application of Financing from For For Management Financial Institutions and Relevant Authorization 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Elect Liu Dongyang as Non-Independent For For Management Director -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Employee Share Purchase Plan For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5.1 Elect Shi Mingda as Non-independent For For Management Director 5.2 Elect Shi Lei as Non-independent For For Management Director 5.3 Elect Xia Xin as Non-independent For For Management Director 5.4 Elect Fan Xiaoning as Non-independent For For Management Director 5.5 Elect Zhang Haodai as Non-independent For For Management Director 6.1 Elect Chen Xuebin as Independent For For Management Director 6.2 Elect Liu Zhigeng as Independent For For Management Director 6.3 Elect Yuan Xueli as Independent For For Management Director 7.1 Elect Lyu Yumei as Supervisor For For Management 7.2 Elect Zhang Dong as Supervisor For For Management -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Business Objectives and For For Management Business Plan 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Signing of Credit Line For Against Management Agreement and Provision of Guarantee 10 Elect Zhang Li as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGGUAN GOLD GROUP LIMITED Ticker: 340 Security ID: G8919D107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Chu Kang Nam as Director For For Management 2b Elect Liang Xu Shu as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Change Business Scope For For Management 7 Amend Articles of Association For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Swap of Asset and Related For For Management Party Transaction and Signing of Asset Swap Agreement -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Amount and Use of Proceeds For Against Management 2.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.9 Approve Resolution Validity Period For Against Management 2.10 Approve Listing Exchange For Against Management 3 Approve Private Placement of Shares For Against Management 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Share Subscription Agreement For Against Management 6 Approve Whitewash Waiver and Related For Against Management Transactions 7 Approve Report on the Usage of For Against Management Previously Raised Funds 8 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For Against Management 10 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Financial Auditor For For Management 10 Approve Guarantee Provision Between For For Management Company and Subsidiary 11 Approve to Authorized Company and For Against Management Subsidiary for the Financing Application 12.1 Approve Related Party Transaction with For For Management Controlling Shareholders and Its Subsidiaries 12.2 Approve Related Party Transaction with For For Management Zhejiang Petroleum & Chemical Co., Ltd. 12.3 Approve Related Party Transaction with For For Management Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co. , Ltd. 12.4 Approve Transaction with Related For For Management Parties 13.1 Approve Estimated Related Party For For Management Transaction with Controlling Shareholders and Its Subsidiaries 13.2 Approve Estimated Related Party For For Management Transaction with Zhejiang Petroleum & Chemical Co., Ltd. 13.3 Approve Estimated Related Party For For Management Transaction with Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co., Ltd. 13.4 Approve Transaction with Other Related For For Management Parties -------------------------------------------------------------------------------- TONGLING JINGDA SPECIAL MAGNET WIRE CO., LTD. Ticker: 600577 Security ID: Y8883D109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 2 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TONGLING JINGDA SPECIAL MAGNET WIRE CO., LTD. Ticker: 600577 Security ID: Y8883D109 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Change in the Implementation For For Management Subject and Implementation Location of the Raised Funds Investment Project 11 Approve Use of Raised Funds to For For Management Replenish Working Capital 12.1 Elect Luo Wenting as Supervisor For For Shareholder 13.1 Elect Zhang Junqiang as Director For For Shareholder -------------------------------------------------------------------------------- TONGLING JINGDA SPECIAL MAGNET WIRE CO., LTD. Ticker: 600577 Security ID: Y8883D109 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TONGLING JINGDA SPECIAL MAGNET WIRE CO., LTD. Ticker: 600577 Security ID: Y8883D109 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Amount and Use of Proceeds For Against Management 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Exchange For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Subscription Agreement and For Against Management Related Transactions 7 Approve Private Placement of Shares For Against Management Constitutes as Related Party Transaction 8 Approve Counter-dilution Measures in For Against Management Connection to the Private Placement 9 Approve Shareholder Return Plan For Against Management 10 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Budget For For Management Implementation and Financial Budget Arrangements 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Foreign Exchange Trading For For Management Business 8 Approve Appointment of Auditor For For Management 9 Approve Estimated Related Party For For Management Transaction 10 Approve Shareholder Return Plan For For Management 11 Approve Signing of Financial Services For Against Management Agreement and Continued Related Party Transactions 12 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment and Related For For Management Transaction -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Provision of Guarantee for For For Management Corporate Customers 11 Approve Bill Pool Business For Against Management 12 Approve Shareholder Dividend Return For For Management Plan 13 Approve to Adjust the Total Investment For For Management Scale of Investment Projects with Partial Raised Funds 14 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 15.1 Approve Issue Type For For Management 15.2 Approve Issue Scale For For Management 15.3 Approve Par Value and Issue Price For For Management 15.4 Approve Bond Maturity For For Management 15.5 Approve Bond Interest Rate For For Management 15.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 15.7 Approve Conversion Period For For Management 15.8 Approve Determination and Adjustment For For Management of Conversion Price 15.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 15.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 15.11 Approve Terms of Redemption For For Management 15.12 Approve Terms of Sell-Back For For Management 15.13 Approve Dividend Distribution Post For For Management Conversion 15.14 Approve Issue Manner and Target For For Management Subscribers 15.15 Approve Placing Arrangement for For For Management Shareholders 15.16 Approve Bondholders and Bondholder For For Management Meetings 15.17 Approve Use of Proceeds For For Management 15.18 Approve Depository of Raised Funds For For Management 15.19 Approve Guarantee Matters For For Management 15.20 Approve Resolution Validity Period For For Management 16 Approve Plan for Issuance of For For Management Convertible Bonds 17 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Meeting Rules for A Share For For Management Convertible Corporate Bondholders 20 Approve Authorization of Board to For For Management Handle All Related Matters 21 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- TONGYANG LIFE INSURANCE CO., LTD. Ticker: 082640 Security ID: Y8886Z107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Luo Jian-rong as Inside Director For For Management 3.2 Elect Jin Xuefeng as Inside Director For For Management 3.3 Elect Jou Gwo-duan as Outside Director For For Management 3.4 Elect Yang Xiaoyan as Outside Director For For Management 3.5 Elect Nah Dong-min as Outside Director For For Management 4 Elect Kang Won-hui as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Jou Gwo-duan as a Member of For For Management Audit Committee 5.2 Elect Nah Dong-min as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TOP ENGINEERING CO., LTD Ticker: 065130 Security ID: Y8896C106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ryu Doh-hyeon as Inside Director For For Management 3.2 Elect Park Chan-bae as Inside Director For For Management 3.3 Elect Jeong Byeong-hyeok as Outside For For Management Director 3.4 Elect Oh Se-in as Outside Director For For Management 4.1 Elect Jeong Byeong-hyeok as a Member For For Management of Audit Committee 4.2 Elect Oh Se-in as a Member of Audit For For Management Committee 5 Elect Kim Yong-ha as a Member of Audit For For Management Committee 6.1 Approve Stock Option Grants For For Management (Previously Granted) 6.2 Approve Stock Option Grants (To be For For Management Granted) 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 06, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Han Boon as Director For Against Management 2 Elect Rainer Althoff as Director For Against Management 3 Elect Noripah Kamso as Director For Against Management 4 Elect Norma Mansor as Director For Against Management 5 Elect Sharmila Sekarajasekaran as For Against Management Director 6 Elect Lim Andy as Director For Against Management 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 9 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Lim Han Boon to Continue For Against Management Office as Independent Non-Executive Director 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TOP SPRING INTERNATIONAL HOLDINGS LIMITED Ticker: 3688 Security ID: G89254109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- TOP SPRING INTERNATIONAL HOLDINGS LIMITED Ticker: 3688 Security ID: G89254109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Chun Hong as Director For For Management 3.2 Elect Yuan Zhi Wei as Director For For Management 3.3 Elect Cheng Yuk Wo as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TOP SPRING INTERNATIONAL HOLDINGS LIMITED Ticker: 3688 Security ID: G89254109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Possible Provision of For For Management Financial Assistance and Related Transactions -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect She Jiangxuan as Independent For For Management Director -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Credit Line and Provision of For For Management Guarantee 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Supervisors For For Management 10 Approve Repurchase and Cancellation of For For Management Stock Option and Performance Shares -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- TOPTEC CORP. Ticker: 108230 Security ID: Y8897Z104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Lee Sang-bong as Internal For For Management Auditor 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TOVIS CO., LTD. Ticker: 051360 Security ID: Y8896Y108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Yong-beom as Inside Director For For Management 2.2 Elect Ha Hui-jo as Inside Director For For Management 2.3 Elect Lim Jong-young as Outside For For Management Director 2.4 Elect Kim Jung-sik as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TOWNGAS CHINA COMPANY LIMITED Ticker: 1083 Security ID: G8972T106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Peter Wong Wai-yee as Director For For Management 2b Elect Brian David Li Man-bun as For For Management Director 2c Elect James Kwan Yuk-choi as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Final Dividend For For Management -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Issue of Shares to For For Management RBH SPV 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Christopher Seabrooke as For For Management Director 2 Re-elect Buhle Hanise as Director For For Management 3 Re-elect Diane Radley as Director For For Management 4 Re-elect Michael Mendelowitz as For For Management Director 5 Elect Sharon Wapnick as Director For For Management 6 Elect Ian Kirk as Director For For Management 7 Elect Suresh Kana as Director For For Management 8 Re-elect Diane Radley as Member of the For For Management Audit, Risk and Compliance Committee 9 Re-elect Buhle Hanise as Member of the For For Management Audit, Risk and Compliance Committee 10 Elect Ian Kirk as Member of the Audit, For For Management Risk and Compliance Committee 11 Elect Suresh Kana as Member of the For For Management Audit, Risk and Compliance Committee 12 Reappoint Deloitte & Touche as For For Management Auditors and Appoint Stephen Munro as the Designated Auditor 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Implementation For Against Management Report 15 Place Authorised but Unissued Shares For For Management under Control of Directors 16 Authorise Ratification of Approved For For Management Resolutions 1 Adopt New Memorandum of Incorporation For For Management 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital 6 Authorise Board to Issue Shares for For For Management Cash -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Daily Related-party For For Management Transactions 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Signing of Financial Service For Against Management Agreement and Related Party Transaction 12 Approve Shareholder Return Plan For For Management 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 15 Approve Adjustment of Remuneration of For For Management Independent Directors 16 Approve Issuance of Medium-term Notes For For Management 17 Approve Adjustment of Performance For For Shareholder Commitments and Signing of Supplementary Agreement -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 20 and For Did Not Vote Management Consolidate Bylaws 2 Amend Remuneration of Company's For Did Not Vote Management Management and Fiscal Council -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Lichao as Supervisor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO China Shu Lun Pan For For Management (Certified Public Accountants LLP) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TRIGIANT GROUP LIMITED Ticker: 1300 Security ID: G90519102 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jin Xiaofeng as Director For For Management 2b Elect Chan Fan Shing as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TS CORP. (KOREA) Ticker: 001790 Security ID: Y60922104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Split For For Management 3 Amend Articles of Incorporation For For Management 4 Elect One Inside Director and One For For Management Outside Director (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TSAKER CHEMICAL GROUP LIMITED Ticker: 1986 Security ID: G91080104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Bai Kun as Director For For Management 2b Elect Zhang Nan as Director For For Management 2c Elect Fontaine Alain Vincent as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TSE CO., LTD. Ticker: 131290 Security ID: Y8975T111 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kwon Sang-jun as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- TUBE INVESTMENTS OF INDIA LIMITED Ticker: 540762 Security ID: Y9001B173 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis to Entities Not Belonging to the Promoter or Promoter Group 2 Elect K R Srinivasan as Director and For For Management Approve His Appointment and Remuneration as President and Whole-time Director -------------------------------------------------------------------------------- TUNGHSU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- TUNGHSU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Shaogang as Non-independent For For Management Director -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Related For For Management Party Transactions 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve External Guarantee Provision For For Management 4 Elect Wang Shugui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Loan Contract and For For Management Related Party Transactions 2 Elect Tan Wei as Non-Independent For For Management Director 3 Approve Provision for Impairment of For For Management Construction in Progress -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Provision of Guarantee -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of External For For Management Guarantees 3.1 Elect Wang Shugui as Director For For Management 3.2 Elect Tan Wei as Director For For Management 3.3 Elect Li Xingwen as Director For For Management 3.4 Elect Guo Meng as Director For For Management 3.5 Elect Dai Xiaoji as Director For For Management 3.6 Elect Sun Xudong as Director For For Management 4.1 Elect Han Jiangang as Director For For Management 4.2 Elect Chen Zheng as Director For For Management 4.3 Elect Tian Menglin as Director For For Management 5.1 Elect Yang Lei as Supervisor For For Management 5.2 Elect Cao Yuzhi as Supervisor For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Comprehensive For For Management Credit Lines and Loans 9 Approve External Guarantee Provision For For Management 10 Approve Daily Related-party For For Management Transactions 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity in For For Management Zhengzhou Qidi Zero Carbon Technology Co., Ltd. 2 Approve Transfer of Equity in For For Management Subsidiaries of Wuhan Tus Eco-Environmental Protection Technology Co., Ltd. -------------------------------------------------------------------------------- UBCARE CO., LTD. Ticker: 032620 Security ID: Y5945H102 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Ahn Hyo-jo as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- UBIQUOSS HOLDINGS, INC. Ticker: 078070 Security ID: Y9035H105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Sang-geun as Inside Director For For Management 4 Elect Kim Nam-man as Outside Director For For Management to Serve as an Audit Committee Member 5.1 Elect Kim Gyeong-min as a Member of For For Management Audit Committee 5.2 Elect Jeong Sang-yong as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- UBIQUOSS, INC. Ticker: 264450 Security ID: Y9035H113 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Yoon Gi-bong as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Park Gi-ho as a Member of Audit For For Management Committee 4.2 Elect Lee Hyo-jong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- UEM EDGENTA BERHAD Ticker: 1368 Security ID: Y9036D103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rowina Ghazali Seth as Director For Did Not Vote Management 2 Elect Noorazman Abd Aziz as Director For Did Not Vote Management 3 Elect Syahrunizam Samsudin as Director For Did Not Vote Management 4 Approve Directors' Fees For Did Not Vote Management 5 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 6 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 8 Approve Implementation of New For Did Not Vote Management Shareholders' Mandate for Additional Recurrent Related Party Transactions -------------------------------------------------------------------------------- UEM SUNRISE BERHAD Ticker: 5148 Security ID: Y90347124 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chari T.V. Thirumala as Director For Did Not Vote Management 2 Elect Poh Ying Loo as Director For Did Not Vote Management 3 Approve Director's Fees For Did Not Vote Management 4 Approve Director's Benefits (Excluding For Did Not Vote Management Directors' Fees) 5 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Formalize the Exercise of Preemptive None None Management Rights in the Acquisition of Shares Issued by Imifarma Produtos Farmaceuticos e Cosmeticos SA -------------------------------------------------------------------------------- UNI CHEM CO., LTD. Ticker: 011330 Security ID: Y90570105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Elect Two Inside Directors (Bundled) For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Kuo-Hui as Director For For Management 3b Elect Chen Sun-Te as Director For For Management 3c Elect Chen Johnny as Director For For Management 4 Authorize Board to Fix the For For Management Remuneration of Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNICK CORP. Ticker: 011320 Security ID: Y90585129 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Ahn Jae-beom as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- UNID CO., LTD. Ticker: 014830 Security ID: Y9046D101 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Han Sang-jun as Inside Director For For Management 3.2 Elect Lee Sang-yeol as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Number of For For Management Conversion Shares 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders (Amended Version) 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Amend Management System of Raised Funds For Against Management 10 Approve Provision of Guarantees For For Management 11 Approve Guarantee Provision Plan For For Shareholder -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Amend Articles of Association For Against Management 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Working Rule for Independent For Against Management Directors 11 Approve Termination of Provision of For For Management Guarantee 12 Approve Signing of Financial Services For Against Shareholder Agreement and Provision of Guarantee -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management Application and Project Loan 7 Approve Provision of Guarantee For Against Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Daily Related Party For For Management Transactions 10 Amend Related Party Transaction For Against Management Management System 11 Amend Raised Funds Management System For Against Management 12 Amend External Guarantee For Against Management Decision-making System 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- UNION MATERIALS CORP. Ticker: 047400 Security ID: Y8146Q103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- UNION SEMICONDUCTOR EQUIPMENT CO., LTD. Ticker: 036200 Security ID: Y91065105 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yang-gu as Inside Director For For Management 3.2 Elect Seong Si-mok as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- UNIQUEST CORP. Ticker: 077500 Security ID: Y9134A100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Geum Jong-gu as Outside Director For For Management 4 Elect Geum Jong-gu as a Member of For For Management Audit Committee 5 Elect Cho Hyeong-suk as Outside For For Management Director to Serve as a Member of Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Bank Application -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Subsidiary 8 Approve Provision of Guarantee to For For Management Supplier 9 Approve Signing of Financial Services For Against Management Agreement and Provision of Guarantee 10.1 Elect Yu Yingtao as Director For For Management 10.2 Elect Wang Hongtao as Director For For Management 10.3 Elect Wang Huixuan as Director For For Management 10.4 Elect Li Tianchi as Director For For Management 11.1 Elect Wang Xinxin as Director For For Management 11.2 Elect Xu Jingchang as Director For For Management 11.3 Elect Zhao Shaopeng as Director For For Management 12.1 Elect Guo Jingrong as Supervisor For For Management 12.2 Elect Zhu Wuxiang as Supervisor For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement -------------------------------------------------------------------------------- UNITED ENERGY GROUP LIMITED Ticker: 467 Security ID: G9231L108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhang Meiying as Director For For Management 4 Elect San Fung as Director For For Management 5 Elect Chau Siu Wai as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve RSM Hong Kong as Auditors and For For Management Authorize Board to Fix Their Remuneration 8a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8b Authorize Repurchase of Issued Share For For Management Capital 8c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNITEST, INC. Ticker: 086390 Security ID: Y92461105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jang Hun-yeol as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Related Party Transaction For For Management 7 Approve 2021 Related Party Transaction For For Management 8 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Financial Derivatives For For Management Transactions 11 Approve to Appoint Financial Auditor For For Management 12 Approve to Appoint Internal Control For For Management Auditor 13 Approve Amendments to Articles of For For Management Association 14 Approve Mutual Guarantees For For Management 15 Amend External Guarantee Management For Against Management System 16.1 Elect Gilles Baruk Benhamou as Director For For Management -------------------------------------------------------------------------------- UTI, INC. Ticker: 179900 Security ID: Y9314E112 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VALID SOLUCOES SA Ticker: VLID3 Security ID: P9656C112 Meeting Date: JUN 18, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Granting and Improvement of a For Did Not Vote Management Collateral Security in the Form of Fiduciary Assignment over the Company's Restricted Linked Account, in Addition to All Funds Deposited and Maintained in the Linked Account 2 Approve Conversion of Unsecured For Did Not Vote Management Debentures to Secured Debentures 3 Ratify Acts Already Undertaken by the For Did Not Vote Management Company's Management to Carry Out the Issuance 4 Authorize the Company's Management to For Did Not Vote Management Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- VALUE ADDED TECHNOLOGY CO., LTD. Ticker: 043150 Security ID: Y9347V107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Hyeon Jeong-hun as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- VARROC ENGINEERING LIMITED Ticker: 541578 Security ID: Y9T52L152 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- VELESTO ENERGY BERHAD Ticker: 5243 Security ID: Y9036W101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Razalee Amin as Director For Did Not Vote Management 2 Approve Directors' Fees For Did Not Vote Management 3 Approve Directors' Benefits Payable For Did Not Vote Management 4 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VERY GOOD TOUR CO., LTD. Ticker: 094850 Security ID: Y9363F119 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management 2.2 Amend Articles of Incorporation For For Management 3 Appoint Lim Seong-geun as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VICTEK CO., LTD. Ticker: 065450 Security ID: Y9365T109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Cho Won-sang as Inside Director For For Management 3.2 Elect Park Dong-cheol as Outside For For Management Director 3.3 Elect Kim Gi-cheol as Outside Director For For Management 4 Appoint Choi Chan-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report on the Usage of Funds For For Management by Controlling Shareholder and Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Credit Line Application to For For Management Guangdong Huaxing Bank Co., Ltd. 11 Approve Credit Line Application to For For Management Industrial and Commercial Bank of China 12 Approve Credit Line Application to For For Management Agricultural Bank of China Co., Ltd. 13 Approve Credit Line Application to For For Management Standard Chartered Bank (China) Co., Ltd. 14 Approve Credit Line Application to For For Management Pudong Development Bank -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Arrangement For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement -------------------------------------------------------------------------------- VIDENTE CO., LTD. Ticker: 121800 Security ID: Y9013G103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Son Mok-heon as Outside Director For For Management 4 Appoint Choi Won-il as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VIEWORKS CO., LTD. Ticker: 100120 Security ID: Y9330U108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1 Amend Articles of Incorporation For For Management (Article 3 and 4) 3.2 Amend Articles of Incorporation For For Management (Article 30 and 31) 3.3 Amend Articles of Incorporation For For Management (Article 34-4) 4.1 Appoint Gwon Young-seok as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VINA CONCHA Y TORO SA Ticker: CONCHATORO Security ID: P9796J100 Meeting Date: APR 22, 2021 Meeting Type: Annual/Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 29.80 Per Share 3 Approve Dividend Policy For For Management 3 Approve Remuneration of Directors For For Management 4 Receive Report on Board's Expenses For For Management 5 Receive Directors' Committee Report on For For Management Activities and Expenses 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Designate Newspaper to Publish Meeting For For Management Announcements 10 Receive Report Regarding Related-Party For For Management Transactions 11 Other Business For Against Management 1 Add New Article Two Bis and New For Against Management Section to Article Fourth Re: Certification as B Company 2 Authorize Share Repurchase Program For Against Management 3 Set Maximum Amount, Objective and For Against Management Duration of Share Repurchase Program 4 Adopt Necessary Agreements to For Against Management Implement Share Repurchase Program 5 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- VINDA INTERNATIONAL HOLDINGS LIMITED Ticker: 3331 Security ID: G9361V108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Chao Wang as Director For For Management 3b Elect Li Jielin as Director For For Management 3c Elect Jan Christer Johansson as For For Management Director 3d Elect Lee Hsiao-yun Ann as Director For For Management 3e Elect Johann Christoph Michalski as For For Management Director 3f Elect Law Hong Ping, Lawrence as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VITZRO TECH CO., LTD. Ticker: 042370 Security ID: Y9379A104 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: FEB 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Split-Off Agreement For For Management -------------------------------------------------------------------------------- VITZRO TECH CO., LTD. Ticker: 042370 Security ID: Y9379A104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Byeong-eon as Inside Director For For Management 3.2 Elect Jang Beom-su as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- VITZROCELL CO., LTD. Ticker: 082920 Security ID: Y9385M100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jeong-doh as Inside Director For For Management 3.2 Elect Choi Woon-seon as Outside For For Management Director 4 Elect Choi Woon-seon as a Member of For For Management Audit Committee 5 Elect Kim Jeong-hwan as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- VIVIEN CORP. Ticker: 002070 Security ID: Y6195U108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Young-hyeon as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VIVOCOM INTL HOLDINGS BERHAD Ticker: 0069 Security ID: Y4176S101 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees from January For For Management 1, 2019 to June 30, 2020 2 Approve Directors' Fees for the For For Management Financial Year Ending June 30, 2021 3 Elect Chia Kok Teong as Director For For Management 4 Elect David Hah Wei Onn as Director For For Management 5 Elect Tay Mun Kit as Director For For Management 6 Approve STYL Associates PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- VIVOZON HEALTHCARE, INC. Ticker: 082800 Security ID: Y5345V107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VRG SA Ticker: VRG Security ID: X97963106 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3.1 Acknowledge Proper Convening of Meeting None None Management 3.2 Approve Agenda of Meeting For Did Not Vote Management 4 Elect Mateusz Kolanski as Supervisory For Did Not Vote Management Board Member 5.1 Recall Supervisory Board Member For Did Not Vote Management 5.2 Elect Supervisory Board Member For Did Not Vote Management 6 Amend Remuneration Policy For Did Not Vote Management 7 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 8 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 9 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 10 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 11 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 12 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 13 Amend Statute Re: Supervisory Board None Did Not Vote Shareholder 14 Amend Statute Re: General Meeting None Did Not Vote Shareholder 15 Authorize Supervisory Board to Approve None Did Not Vote Shareholder Consolidated Text of Statute 16 Close Meeting None None Management -------------------------------------------------------------------------------- VRG SA Ticker: VRG Security ID: X97963106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Report on None None Management Company's and Group's Operations, Financial Statements, and Consolidated Financial Statements 6 Receive Supervisory Board Report None None Management 7 Approve Management Board Report on For Did Not Vote Management Company's Operations and Financial Statements 8 Approve Management Board Report on For Did Not Vote Management Group's Operations and Consolidated Financial Statements 9 Approve Treatment of Net Loss For Did Not Vote Management 10.1 Approve Discharge of Grzegorz Pilch For Did Not Vote Management (CEO) 10.2 Approve Discharge of Mateusz Zmijewski For Did Not Vote Management (Deputy CEO) 10.3 Approve Discharge of Michal Wojcik For Did Not Vote Management (Deputy CEO) 10.4 Approve Discharge of Erwin Bakalarz For Did Not Vote Management (Management Board Member) 10.5 Approve Discharge of Andrzej Jaworski For Did Not Vote Management (CEO) 10.6 Approve Discharge of Radoslaw Jakociuk For Did Not Vote Management (Deputy CEO) 10.7 Approve Discharge of Michal Zimnicki For Did Not Vote Management (Deputy CEO) 10.8 Approve Discharge of Ernest Podgorski For Did Not Vote Management (Deputy CEO) 10.9 Approve Discharge of Jerzy Mazgaj For Did Not Vote Management (Supervisory Board Chairman) 10.10 Approve Discharge of Andrzej Szumanski For Did Not Vote Management (Supervisory Board Member) 10.11 Approve Discharge of Piotr Kaczmarek For Did Not Vote Management (Supervisory Board Member) 10.12 Approve Discharge of Jan Pilch For Did Not Vote Management (Supervisory Board Member) 10.13 Approve Discharge of Artur Malek For Did Not Vote Management (Supervisory Board Member) 10.14 Approve Discharge of Grazyna For Did Not Vote Management Sudzinska-Amroziewicz (Supervisory Board Member) 10.15 Approve Discharge of Pawel Tymczyszyn For Did Not Vote Management (Supervisory Board Member) 10.16 Approve Discharge of Piotr Nowjalis For Did Not Vote Management (Supervisory Board Member) 10.17 Approve Discharge of Grzegorz Janas For Did Not Vote Management (Supervisory Board Member) 10.18 Approve Discharge of Piotr Stepniak For Did Not Vote Management (Supervisory Board Member) 10.19 Approve Discharge of Waclaw Szary For Did Not Vote Management (Supervisory Board Member) 10.20 Approve Discharge of Ernest Podgorski For Did Not Vote Management (Supervisory Board Member) 11 Approve Remuneration Report For Did Not Vote Management 12 Fix Number of Supervisory Board Members For Did Not Vote Management 13.1 Elect Supervisory Board Member For Did Not Vote Management 13.2 Elect Supervisory Board Member For Did Not Vote Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- VST INDUSTRIES LIMITED Ticker: 509966 Security ID: Y9381K116 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve VST Employee Stock Option Plan For Against Management 2020 and Grant of Stock Options to Employees of the Company under the Plan 2 Approve Extension of Benefits of VST For Against Management Employee Stock Option Plan 2020 to Eligible Employees of the Holding and Subsidiary Company(ies) 3 Approve Trust Route for Implementation For Against Management of VST Employee Stock Option Plan 2020 4 Approve Secondary Acquisition of For Against Management Shares Through Trust Route for the Implementation of VST Employee Stock Option Plan 2020 5 Approve Provision of Money for Share For Against Management Repurchase by the Trust for the Implementation of VST Employee Stock Option Plan 2020 -------------------------------------------------------------------------------- VT GMP CO., LTD. Ticker: 018290 Security ID: Y27293102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approval of Reduction of Capital For For Management Reserve 3.1 Amend Articles of Incorporation For For Management (Business Objectives) 3.2 Amend Articles of Incorporation For Against Management 4 Elect Kang Dong-yoon as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- VT GMP CO., LTD. Ticker: 018290 Security ID: Y27293102 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Noh Seong-woo as Internal For For Management Auditor -------------------------------------------------------------------------------- W HOLDING COMPANY CO., LTD. Ticker: 052300 Security ID: Y6141R100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Approve Reverse Stock Split For Against Management 4 Elect Kang Gyeong-deok as Inside For For Management Director 5 Appoint Lee Gyeong-ho as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For Did Not Vote Management 2 Approve Report and Resolutions Re: For Did Not Vote Management Employee Stock Purchase Plan 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Against Management Connection to Waiver of Pre-emptive Rights -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Application for Listing on the For For Management Stock Exchange 2.9 Approve Resolution Validity Period For For Management 3 Approve Issuance of H Shares For For For Management Fund-Raising Use Plan 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Elect Huang Shida as Independent For For Management Director 8 Approve Arrangements on Roll-forward For For Management Profits 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Management System for the Usage For For Management of Raised Funds 14 Amend the Work System for Independent For For Management Non-executive Directors 15 Amend Related Party Transaction For For Management Decision-making System 16 Amend Rules and Procedures Regarding For For Management Investment Decision-making 17 Amend Management System for External For For Management Guarantees 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Adjustment of Walvax For For Management Biotechnology Innovation Center Project -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend External Investment Management For For Management System 6 Elect Yin Xiangjin as Non-Independent For For Shareholder Director 7 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Financing For For Management 10 Approve Provision of Guarantees For Against Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 13 Approve Adjustment on Performance For For Management Commitment Plan of Subsidiaries 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WANDA HOTEL DEVELOPMENT COMPANY LIMITED Ticker: 169 Security ID: G9430N103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhang Lin as Director For For Management 3 Elect Han Xu as Director For For Management 4 Elect Chen Yan as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Against Management Directors 2 Approve Report of the Board of For Against Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution and For Against Management Dividend Payout Plan 5 Approve Annual Report and Summary For Against Management 6 Approve Appointment of Auditor For Against Management 7 Approve Merger by Absorption as well For Against Management as Raising Supporting Funds Complies with Relevant Laws and Regulation 8.1 Approve Brief Introduction For Against Management 8.2 Approve Transaction Parties For Against Management 8.3 Approve Issue Type and Par Value For Against Management 8.4 Approve Share Swap Target and Merger For Against Management Implementation Share Record Date 8.5 Approve Conversion Price and For Against Management Conversion Ratio 8.6 Approve Issue Size For Against Management 8.7 Approve Listing Exchange For Against Management 8.8 Approve Lock-up Period For Against Management 8.9 Approve Handling of Limited Rights of For Against Management Shares 8.10 Approve Wangfujing's Dissenting For Against Management Shareholders' Benefit Protection Mechanism 8.11 Approve Interests Protection Mechanism For Against Management of the Dissident Shareholders of Shoushang Co., Ltd. 8.12 Approve Disposal of Creditor's Rights For Against Management 8.13 Approve Arrangement of Transitional For Against Management Period 8.14 Approve Arrangements for Transfer or For Against Management Delivery of Related Assets 8.15 Approve Staff Placement For Against Management 8.16 Approve Distribution Arrangement of For Against Management Undistributed Earnings 8.17 Approve Amount of Raised Funds For Against Management 8.18 Approve Share Type and Par Value For Against Management 8.19 Approve Target Subscribers and Issue For Against Management Manner 8.20 Approve Pricing Basis and Issue Price For Against Management 8.21 Approve Issue Size For Against Management 8.22 Approve Listing Exchange For Against Management 8.23 Approve Lock-up Period For Against Management 8.24 Approve Approve Distribution For Against Management Arrangement of Undistributed Earnings 8.25 Approve Use of Proceeds of Raised For Against Management Funds Arrangement 8.26 Approve Resolution Validity Period For Against Management 9 Approve Signing of Share Swap and For Against Management Merger Agreement 10 Approve Signing of Shares Subscription For Against Management Agreement 11 Approve Draft and Summary of Report on For Against Management Merger by Absorption as well as Raising Supporting Funds 12 Approve Transaction Constitute as For Against Management Major Asset Restructuring 13 Approve Transaction Constitute as For Against Management Related-Party Transaction 14 Approve Relevant Preparation Review For Against Management Report 15 Approve Valuation Report Related to For Against Management this Transaction 16 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Transaction Complies with For Against Management Article 11 and 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 18 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 19 Approve Transaction Does Not Comply For Against Management with Article 13 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 20 Approve Stock Price Volatility Does For Against Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 21 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over 23 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 24 Approve Report on the Usage of For Against Management Previously Raised Funds 25 Approve Whitewash Waiver and Related For Against Management Transactions 26 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Term For For Management Extension for External Loan 2 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares 3 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Plan of the For For Management Company's Chairman 7 Approve Repurchase and Cancellation of For For Management the First Grant of Stock Option and Performance Share Incentive Plan 8 Approve Repurchase and Cancellation of For For Management the Reserved Grant of Stock Option and Performance Share Incentive Plan 9 Amend Articles of Association For For Management 10 Approve Extension of Investment Period For Against Shareholder in the Usage of Funds to Purchase Financial Products 11 Approve Adjustment in the Usage of For For Shareholder Funds for Cash Management and Extension of Investment Period 12 Approve Adjustment of Incentive For For Shareholder Objects and Number of Stock Option and Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and For For Management Fundraising Projects -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Completion of 2020 Investment For Against Management Plan and 2021 Investment Plan Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Provision of Guarantee to For Against Management Subsidiary and Guarantee Provision Between Subsidiaries 12 Approve Provision of Guarantee to For For Management Joint Venture Enterprise 13 Approve Change of Registered Address For For Management and Amend Articles of Association 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Increase in Foreign Forward For For Management Exchange Settlement and Sale as well as Amend Relevant Systems 16 Approve Provision of Financial Support For For Management 17 Approve Merger by Absorption For For Management 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Signing of Financial Services For Against Management Framework Agreement 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee for For For Management Comprehensive Credit Line 11 Approve Provision of Guarantee for For For Management Comprehensive Credit Line to Wanxiang Finance Co., Ltd. 12 Elect Yang Zhengchun as For For Management Non-Independent Director 13 Approve Capital Injection For Against Management 14 Approve Signing of Fund Borrowing For For Management Framework Agreement -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jianping as Independent For For Management Director -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Qing as Non-Independent For For Management Director -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Amend Articles of Association For For Management 4 Approve Equity Distribution For For Management 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For Against Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Daily Related-party For For Management Transactions 10 Approve to Appoint Auditor and For For Management Internal Control Auditor 11 Approve Report of the Board of For For Management Supervisor -------------------------------------------------------------------------------- WCT HOLDINGS BERHAD Ticker: 9679 Security ID: Y9532D102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For Did Not Vote Management 2 Elect Liang Kai Chong as Director For Did Not Vote Management 3 Elect Ng Soon Lai @ Ng Siek Chuan as For Did Not Vote Management Director 4 Elect Rahana Binti Abdul Rashid as For Did Not Vote Management Director 5 Elect Chow Ying Choon as Director For Did Not Vote Management 6 Approve Ernst & Young PLT as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 7 Approve Directors' Fees For Did Not Vote Management 8 Approve Directors' Benefits For Did Not Vote Management 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 10 Approve Renewal of Shareholders' For Did Not Vote Management Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For Did Not Vote Management 12 Approve Grant of Options to Chow Ying For Did Not Vote Management Choon -------------------------------------------------------------------------------- WEBCASH CORP. Ticker: 053580 Security ID: Y9T30W106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Park Jae-hyeon as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- WEBZEN, INC. Ticker: 069080 Security ID: Y9532S109 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Tae-young as Inside Director For For Management 4 Approve Stock Option Grants For For Management 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the General Mandate For Against Management to Issue Shares to the Board 2 Approve Compliance with the Conditions For For Management of Non-Public Issuance of A Shares 3.1 Approve Class and Par Value of Shares For For Management to be Issued 3.2 Approve Method and Time of Issuance For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing 3.5 Approve Number of Shares to be Issued For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Place of Listing of the New A For For Management Shares to be Issued 3.8 Approve Arrangement of Accumulated For For Management Undistributed Profits 3.9 Approve Validity of the Resolutions in For For Management Respect of the Non-Public Issuance of A Shares 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for the Non-Public For For Management Issuance of A Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Absence of Need to Prepare a For For Management Report on the Use of Previously Raised Proceeds 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 8 Approve Plan on Shareholders' Return For For Management for the Upcoming Three Years (2021-2023) 9 Authorize Board and Its Authorized For For Management Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 10 Approve Proposed Amendments to the For For Management Management Measures on the Use of Raised Proceeds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations 2 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange 3 Approve the Plan for the Spin-off and For For Management Listing of Weichai Torch Technology Co. , Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange 4 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies" 5 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company 6 Approve the Ability of the Company to For For Management Maintain Its Independence and Sustainable Operation Ability 7 Approve the Capacity of Weichai Torch For For Management Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations 8 Approve the Explanation Regarding the For For Management Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto 9 Approve the Analysis in Relation to For For Management the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 10 Authorize the Board to Deal with the For For Management Matters Relating to the Spin-off 11 Amend Articles of Association For For Management 12 Approve the Continuing Connected For Against Management Transaction between the Company and Its Subsidiaries 13 Approve the CNHTC Purchase Agreement For For Management and the Relevant New Cap 14 Approve the CNHTC Supply Agreement and For For Management the Relevant New Cap -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Final Financial Report For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 9 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Intensive Logistics Co., Ltd. 10 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Reconstruction Co., Ltd. 11 Approve Adjusted Proposal for the For For Shareholder Distribution of Profit 12 Approve Payment of Interim Dividend For For Shareholder 13a Elect Tan Xuguang as Director For For Management 13b Elect Zhang Liangfu as Director For For Management 13c Elect Jiang Kui as Director For For Management 13d Elect Zhang Quan as Director For For Management 13e Elect Xu Xinyu as Director For For Management 13f Elect Sun Shaojun as Director For For Management 13g Elect Yuan Hongming as Director For For Management 13h Elect Yan Jianbo as Director For For Management 13i Elect Gordon Riske as Director For For Management 13j Elect Michael Martin Macht as Director For For Management 14a Elect Li Hongwu as Director For Against Management 14b Elect Wen Daocai as Director For Against Management 14c Elect Jiang Yan as Director For Against Management 14d Elect Yu Zhuoping as Director For Against Management 14e Elect Zhao Huifang as Director For Against Management 15a Elect Lu Wenwu as Supervisor For For Management 15b Elect Wu Hongwei as Supervisor For For Management -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Liang as Non-Independent For For Management Director 1.2 Elect Lu Zhaojun as Non-Independent For For Management Director 1.3 Elect Li Shuxiang as Non-Independent For For Management Director 1.4 Elect Wang Wenyi as Non-Independent For For Management Director 1.5 Elect Yang Di as Non-Independent For For Management Director 1.6 Elect Zhang Yueyi as Non-Independent For For Management Director 2.1 Elect Meng Hong as Independent Director For For Management 2.2 Elect Li Wentao as Independent Director For For Management 2.3 Elect Tian Wenguang as Independent For For Management Director 3.1 Elect Cong Zongjie as Supervisor For For Management 3.2 Elect Jiang Yuanhu as Supervisor For For Management -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantees and For For Management Financial Assistance 7 Approve Credit Line Application, Bank For For Management Loan and Corresponding Guarantees 8 Approve Remuneration Plan of Directors For For Management and Supervisors 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Approve Shareholder Return Plan For For Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WELLBIOTEC CO., LTD. Ticker: 010600 Security ID: Y9854U104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Koo Se-hyeon as Inside Director For For Management 3.2 Elect Park Chun-jae as Inside Director For Against Management 3.3 Elect Hong Jin-pyo as Inside Director For Against Management 3.4 Elect Park Tae-gyu as Outside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WELLCALL HOLDINGS BERHAD Ticker: 7231 Security ID: Y9532W100 Meeting Date: FEB 22, 2021 Meeting Type: Annual Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For Did Not Vote Management 2 Approve Directors' Benefits (Excluding For Did Not Vote Management Directors' Fees) 3 Elect Yang Chong Yaw, Alan as Director For Did Not Vote Management 4 Elect Goh Hoon Leum as Director For Did Not Vote Management 5 Elect Tan Kang Foon as Director For Did Not Vote Management 6 Approve Ong & Wong as Auditors and For Did Not Vote Management Authorize Board to Fix Their Remuneration 7 Approve Yang Chong Yaw, Alan to For Did Not Vote Management Continue Office as Independent Non-Executive Director 8 Approve Goh Hoon Leum to Continue For Did Not Vote Management Office as Independent Non-Executive Director 9 Approve Ng Peng Hong @ Ng Peng Hay to For Did Not Vote Management Continue Office as Independent Non-Executive Director 10 Approve Mohtar Bin Nong to Continue For Did Not Vote Management Office as Independent Non-Executive Director 11 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 12 Approve Implementation of For Did Not Vote Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- WELLHOPE FOODS CO., LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- WEMADE CO., LTD. Ticker: 112040 Security ID: Y9534D100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Approve Stock Option Grants (To be For For Management Granted) 2.2 Approve Stock Option Grants For For Management (Previously Granted) 3 Amend Articles of Incorporation For For Management 4 Elect Park Gwan-ho as Inside Director For For Management 5 Appoint Woo Jong-sik as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Related Party Transaction For For Management 9 Approve Disposal of Real Estate For For Management 10 Approve Provision of Payment Guarantee For Against Management 11 Approve Guarantee Provision for For For Management Comprehensive Credit Lines Application 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve to Appoint Auditor For For Management 14 Approve Issuance of Super Short-term For For Management Commercial Papers 15 Approve Use of Raised Funds for Cash For For Management Management 16 Approve Draft and Summary of For Against Shareholder Performance Shares Incentive Plan 17 Approve Methods to Assess the For Against Management Performance of Plan Participants 18 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Changes in Registered Capital For For Management and Amend Articles of Association 3 Approve Provision of Guarantee for For For Management Credit Line Application 4 Approve Provision of Loan Guarantee For Against Management -------------------------------------------------------------------------------- WEST CHINA CEMENT LIMITED Ticker: 2233 Security ID: G9550B111 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4a Elect Zhang Jimin as a Director For For Management 4b Elect Ma Weiping as a Director For For Management 4c Elect Liu Yan as a Director For For Management 4d Elect Lee Kong Wai Conway as a Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte & Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jun as Non-Independent For For Shareholder Director 2 Elect Wang Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Kun as Supervisor For For Shareholder 2.1 Elect Zhuang Keming as Non-independent For For Shareholder Director 2.2 Elect Tang Xiangyang as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production Plan For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control Audit Report For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Annual Report and Summary For For Management 10 Approve Credit Line Application For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Gold Hedging Business and For For Management Apply for Guarantee Amount 13 Approve Implementation and Estimation For For Management of Hedging Transaction 14 Approve Implementation and Estimation For For Management of Related Party Transaction 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Own Capital Investment For For Management Business Scale and Risk Limit Indicators 6 Approve Authorization to Issue Debt For For Management Financing Instruments 7.1 Approve Related Party Transactions For For Management with Shaanxi Investment Group Co., Ltd. and Its Controlling Enterprises 7.2 Approve Related Party Transactions For For Management with Shanghai Chengtou Holding Co., Ltd. and Its Controlling Enterprises 7.3 Approve Related Party Transactions For For Management with Western Trust Co., Ltd. 7.4 Approve Related Party Transactions For For Management with Other Related Parties 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WI CO., LTD. Ticker: 073570 Security ID: Y2650U105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WILSON BAYLY HOLMES-OVCON LTD. Ticker: WBO Security ID: S5923H105 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint BDO South Africa Inc as For For Management Auditors with J Schoeman as the Designated Auditor 2.1 Re-elect Savannah Maziya as Director For For Management 2.2 Re-elect Hatla Ntene as Director For For Management 2.3 Re-elect Ross Gardiner as Director For For Management 3.1 Re-elect Cobus Bester as Chairperson For For Management of the Audit Committee 3.2 Re-elect Ross Gardiner as Member of For For Management the Audit Committee 3.3 Re-elect Savannah Maziya as Member of For For Management the Audit Committee 3.4 Re-elect Karen Forbay as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report on the For Against Management Remuneration Policy 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- WINIX, INC. Ticker: 044340 Security ID: Y9650M108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Yoon Cheol-min as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wei as Non-Independent For For Management Director 1.2 Elect Liu Ning as Non-Independent For For Management Director 1.3 Elect WANG TAO as Non-Independent For For Management Director 1.4 Elect Jin Mao as Non-Independent For For Management Director 2.1 Elect Yao Baojing as Independent For For Management Director 2.2 Elect Wang Weisong as Independent For For Management Director 2.3 Elect Feng Jinfeng as Independent For For Management Director 3.1 Elect Lu Yanna as Supervisor For For Management 3.2 Elect He Weihong as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 6 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Management Method of Raised Funds For Against Management -------------------------------------------------------------------------------- WINPAC, INC. Ticker: 097800 Security ID: Y9T88L101 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WINS CO., LTD. Ticker: 136540 Security ID: Y9T361108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- WISDOM EDUCATION INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 6068 Security ID: G97228103 Meeting Date: JAN 18, 2021 Meeting Type: Annual Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Xuebin as Director For For Management 3b Elect Wang Yongchun as Director For For Management 3c Elect Sun Kai Lit Cliff as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WISOL CO., LTD. Ticker: 122990 Security ID: Y96594109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kang Gyeong-sik as Inside For For Management Director 4 Appoint Kim Hak-ju as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WISON ENGINEERING SERVICES CO. LTD. Ticker: 2236 Security ID: G97230109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Liu Hongjun as Director For For Management 2b Elect Dong Hua as Director For For Management 2c Elect Feng Guohua as Director For For Management 2d Elect Yan Shaochun as Director For For Management 2e Elect Zheng Shifeng as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WIZIT CO., LTD. Ticker: 036090 Security ID: Y9681L111 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 4 Approve Terms of Retirement Pay For Against Management -------------------------------------------------------------------------------- WONIK HOLDINGS CO., LTD. Ticker: 030530 Security ID: Y0450H100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Young-gyu as Inside Director For For Management 3.2 Elect Kim Chae-bin as Inside Director For For Management 3.3 Elect Hobart Epstein as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WONIK IPS CO., LTD. Ticker: 240810 Security ID: Y9690V100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Hwan-gyeong as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WONIK MATERIALS CO., LTD. Ticker: 104830 Security ID: Y9T73R105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee Yong-han as Inside Director For For Management 3.2 Elect Han Woo-seong as Inside Director For For Management 4 Appoint Kim Min-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- WONIK QNC CORP. Ticker: 074600 Security ID: Y9691C101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Yong-han as Inside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- WONPUNG MULSAN CO., LTD. Ticker: 008290 Security ID: Y9691F104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOOGENE B&G CO., LTD. Ticker: 018620 Security ID: Y96901106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Hun-taek as Outside Director For For Management 3 Appoint Lee Sang-young as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOOJIN INC. Ticker: 105840 Security ID: Y9690D100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4 Elect Lee Jae-sang as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WOONGJIN THINKBIG CO., LTD. Ticker: 095720 Security ID: Y9692W106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jae-jin as Inside Director For For Management 3.2 Elect Kim Jeong-hyeon as For Against Management Non-Independent Non-Executive Director 4 Elect Kim Shin-ho as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WOOREE BIO CO., LTD. Ticker: 082850 Security ID: Y9692V108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Kwon Gyeong-hwan as Inside For For Management Director 2.2 Elect Eom Tae-wook as Inside Director For For Management 2.3 Elect Ha Min-ho as Inside Director For For Management 3 Approve Stock Option Grants For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WOORI FINANCIAL CAPITAL CO., LTD. Ticker: 033660 Security ID: Y00344104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- WOORI FINANCIAL GROUP, INC. Ticker: 316140 Security ID: Y972JZ105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approval of Reduction of Capital For For Management Reserve 4.1 Elect Lee Won-deok as Inside Director For Against Management 4.2 Elect Ro Sung-tae as Outside Director For Against Management 4.3 Elect Park Sang-yong as Outside For Against Management Director 4.4 Elect Tian Zhiping as Outside Director For Against Management 4.5 Elect Chang Dong-woo as Outside For Against Management Director 5 Elect Chung Chan-hyoung as Outside For Against Management Director to Serve as an Audit Committee Member 6.1 Elect Ro Sung-tae as a Member of Audit For Against Management Committee 6.2 Elect Chang Dong-woo as a Member of For Against Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WOORI INVESTMENT BANK CO., LTD. Ticker: 010050 Security ID: Y5044G104 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Geun-woo as Outside Director For For Management 3.2 Elect Hong Soon-gye as Outside Director For For Management 3.3 Elect Lee Seong-wook as Inside Director For For Management 4 Elect Hong Soon-gye as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WOORIDUL HUEBRAIN LTD. Ticker: 118000 Security ID: Y969DV106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For Against Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Elect Shin Beom-yong as Inside Director For For Management 3.2 Elect Kang Su-hyeon as Inside Director For For Management 3.3 Elect Lee Jeong-mi as Inside Director For For Management 4 Elect Jang Jeong-in as Outside Director For For Management 5 Appoint Lee Gyeong-ho as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOORIDUL PHARMACEUTICAL LTD. Ticker: 004720 Security ID: Y9T9HH108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Amend Articles of Incorporation For Against Management 3 Appoint Park Seon-moon as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOORISON F&G CO., LTD. Ticker: 073560 Security ID: Y2R89W103 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Chang-hyeon as Inside For For Management Director 3.2 Elect Pyeon Myeong-sik as Inside For For Management Director 3.3 Elect Ji Won-cheol as Non-Independent For For Management Non-Executive Director 3.4 Elect Lee Dong-ryul as Outside Director For For Management 3.5 Elect Kim Tae-yong as Outside Director For For Management 4 Appoint Kim Young-seok as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOORY INDUSTRIAL CO., LTD. Ticker: 215360 Security ID: Y9695T126 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Myeong-jun as Inside Director For For Management 3.2 Appoint Moon Jeong-han as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOOSU AMS CO., LTD. Ticker: 066590 Security ID: Y9696M104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WOOWON DEVELOPMENT CO., LTD. Ticker: 046940 Security ID: Y969CL109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Appoint Kim Dong-tae as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WORLDEX INDUSTRY & TRADING CO., LTD. Ticker: 101160 Security ID: Y9T95Z119 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Bae Jong-sik as Inside Director For For Management 2.2 Elect Jeong Jae-geuk as Inside Director For For Management 3 Elect Choi Seong-hwan as Outside For For Management Director 4 Appoint Kim Dong-yoon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- WORLDEX INDUSTRY & TRADING CO., LTD. Ticker: 101160 Security ID: Y9T95Z119 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Appoint Kim Dong-yoon as Internal For For Management Auditor -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Establishment of Board Rule of For For Management Law Committee 3 Elect Lin Weiqing as Non-Independent For For Management Director 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jianjun as Supervisor For For Shareholder 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve External Guarantee For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- WUHAN DDMC CULTURE & SPORTS CO., LTD. Ticker: 600136 Security ID: Y9715B105 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Bond Price For For Management 2.6 Approve Guarantee Matters For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Placing Arrangement for For For Management Shareholders 2.9 Approve Bond Transfer Matters For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHAN DDMC CULTURE & SPORTS CO., LTD. Ticker: 600136 Security ID: Y9715B105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Estimated Related-Party For For Management Transactions 8 Approve Guarantee Provision Plan For Against Management 9 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line and Loan For Against Management 8 Approve Increase of Pledge For For Management 9 Approve Issuance of Super-short-term For For Management Commercial Papers 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Amend Rules and Procedures Regarding Meetings of Board of Directors, Amend Working System for Independent Directors and Amend Related Party Transaction Decision-making Rule 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Elect Tang Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Raised Funds Management System For Against Management 9 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment of Remuneration of For For Management Non-Independent Directors 9 Approve Use of Idle Own Funds for For Against Management Securities Investment 10 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Changes in Registered Capital For Against Management and Amend Articles of Association 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For Against Management 9 Approve Comprehensive Budget Plan For For Management 10 Elect Jiang Wenchun as Supervisor For For Management 11.1 Elect Jiang Lin as Director For For Shareholder 11.2 Elect Xu Bo as Director For For Shareholder 12.1 Elect Xie Zhihua as Director For For Management 12.2 Elect Wu Yue as Director For For Management 12.3 Elect Lang Dingchang as Director For For Management -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision 8 Elect Gao Qiquan as Independent For For Management Director -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8.1 Approve Remuneration of Chairman of For For Management the Board of Directors 8.2 Approve Remuneration of Zhang Jianguo For For Management 8.3 Approve Remuneration of Shen Weixin For For Management 8.4 Approve Remuneration of Wan Ji For For Management 8.5 Approve Remuneration of Wang Derui For For Management 8.6 Approve Remuneration of Xia Yongxiang For For Management 8.7 Approve Remuneration of Cui Xiaozhong For For Management 9.1 Approve Remuneration of Shen Yuliang For For Management 9.2 Approve Remuneration of Hang Taihua For For Management 9.3 Approve Remuneration of Li Yang For For Management 9.4 Approve Remuneration of Chen Daxing For For Management 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Provision of Guarantee For Against Management 12 Approve Development of Asset Pool For Against Management Business 13 Approve Provision of Loan to For Against Management Associated Enterprises 14 Approve Provision of Loan to For Against Management Subsidiaries 15 Approve Provision of Loan to Indirect For For Management Subsidiaries 16 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 17 Amend Articles of Association For For Shareholder 18.1 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 18.2 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 18.3 Amend Related Party Transaction For For Shareholder Decision-making System 18.4 Amend External Guarantee Management For For Shareholder Regulations 18.5 Amend External Investment Management For For Shareholder System 18.6 Amend Major Event Decision-making For For Shareholder Management System 18.7 Amend Working System for Independent For For Shareholder Directors -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Ticker: 2269 Security ID: G97008117 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect William Robert Keller as Director For For Management 2b Elect Teh-Ming Walter Kwauk as Director For For Management 3 Elect Ning Zhao as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Grant of Specific Mandate to For Against Management the Directors to Issue and Allot the Connected Restricted Shares 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Kenneth Walton Hitchner III 15 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Jian Dong 16 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Angus Scott Marshall Turner 17 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Brendan McGrath -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Operating Related Party For For Management Transaction 2 Approve Comprehensive Credit Line For For Management Application 3 Approve Provision of Guarantee For For Management 4 Approve Change in Registered Capital For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Working System for Independent For Against Management Directors 9 Amend Related Party Transaction For Against Management Decision System 10 Amend External Guarantee Management For Against Management Regulations 11 Amend External Investment Management For Against Management System 12 Amend Management System of Raised Funds For Against Management 13.1 Elect Wang Yanqing as Non-Independent For For Management Director 13.2 Elect Wang Jianxin as Non-Independent For For Management Director 13.3 Elect You Zhiliang as Non-Independent For For Management Director 13.4 Elect Wang Lei as Non-Independent For For Management Director 14.1 Elect Zhang Mingyan as Independent For For Management Director 14.2 Elect Sun Qinglong as Independent For For Management Director 14.3 Elect Zhao Kanglian as Independent For For Management Director 15.1 Elect Cai Jianbo as Supervisor For For Management 15.2 Elect Wang Qingyan as Supervisor For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Capital Occupation by For For Management Controlling Shareholders and Other Related-parties and Provision of External Guarantees 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve to Appoint Auditor For For Management 9 Approve Authorization of the Board to For Against Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Related Party Transaction For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary Jiangsu For For Management Xugong Information Technology Co., Ltd. on Shenzhen Stock Exchange ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary Jiangsu For For Management Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 3 Approve Plan (Revised) on Spin-off of For For Management Subsidiary Jiangsu Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Jiangsu Xugong Information For For Management Technology Co., Ltd.'s Corresponding Standard Operational Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off 11.1 Approve Purchase of Materials or For For Management Products 11.2 Approve Selling Materials or Products For For Management 11.3 Approve Rent or Lease of Properties, For For Management Equipment and Products 11.4 Approve Use of Licensing Trademark For For Management 11.5 Approve Cooperative Technology For For Management Development 11.6 Approve Provision or Acceptance of For For Management Services 11.7 Approve Entrust Operations to Related For For Management Parties 12 Approve Provision of Guarantees to For For Management Subsidiaries 13 Approve Adjustment of Guarantee For For Management Provision Plan 14.1 Approve Provision of Guarantees for For For Management Mortgage Business 14.2 Approve Provision of Guarantees for For For Management Financial Leasing Business 14.3 Approve Provision of Guarantees for For For Management Supply Chain Finance Business 15 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration System of Senior For Against Management Management Members -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Plan For For Management 6 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Elect Geng Chengxuan as Independent For For Management Director 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XI'AN INTERNATIONAL MEDICAL INVESTMENT CO., LTD. Ticker: 000516 Security ID: Y972CT106 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XIABUXIABU CATERING MANAGEMENT (CHINA) HOLDINGS CO., LTD. Ticker: 520 Security ID: G98297107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Ho Kuang-Chi as Director For For Management 3.1b Elect Chen Su-Yin as Director For For Management 3.1c Elect Zhang Chi as Director For Against Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Interim Dividend For For Management -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Provision of Loan For Against Management 8 Approve Debt Financing Instruments For Against Management 9 Approve Foreign Exchange Derivatives For For Management Business 10 Approve Commodity Derivatives Business For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Related Party Transaction with For For Management Financial Institutions 13 Approve Use of Idle Own Funds for Cash For Against Management Management 14 Approve Appointment of Auditor For For Management 15 Approve Formulation of Shareholder For For Management Return Plan 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- XIAMEN COMFORT SCIENCE & TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision Plan For For Management 3 Approve to Increase the Financial For For Management Derivatives Transactions 4 Approve Financial Derivatives Trading For For Management Plan -------------------------------------------------------------------------------- XIAMEN COMFORT SCIENCE & TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Postponement of Partial Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD Ticker: 3378 Security ID: Y97186103 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD Ticker: 3378 Security ID: Y97186103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Proposals Put Forward by Any For Against Management Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development Strategy Plan For For Management 2 Approve Shareholder Return Plan For For Management 3.1 Elect Lin Ruijin as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines 2 Approve Guarantee Provision Plan For Against Management 3 Approve Use of Own Funds to Conduct For Against Management Entrusted Asset Management 4 Approve Commodity Derivatives Business For For Management 5 Approve Foreign Exchange Derivatives For For Management Business 6 Approve 2021-2023 Daily Related Party For For Management Transactions 7 Approve 2021 Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and the For For Management 2021 Budget 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration and Performance For Against Management Management System for Chairman of the Board of Directors and Senior Management 8.1 Elect Gao Shaoyong as Director For For Management 8.2 Elect Xu Xiaoxi as Director For For Management 8.3 Elect Chen Jinming as Director For For Management 8.4 Elect Li Zhihuang as Director For For Management 8.5 Elect Wu Yunxuan as Director For For Management 8.6 Elect Xiao Wei as Director For For Management 9.1 Elect Zheng Ganshu as Director For For Management 9.2 Elect Liu Feng as Director For For Management 9.3 Elect Dai Yiyi as Director For For Management 10.1 Elect Wang Yanhui as Supervisor For For Management 10.2 Elect Lin Ruijin as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Disposal of Assets 2 Approve the Formation of Related For For Management Guarantees and Solutions due to Asset Disposal -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares (I) 3 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares (II) -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Application of Credit Lines For For Management 9 Approve Cancellation of Stock Options For For Management and Repurchase and Cancellation of Performance Shares 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Strategic Planning Outline For For Management -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establisment of New Materials For For Management Fund and Related Party Transactions -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd and its Direct or Indirect Holding Companies 1.2 Approve Related Party Transaction with For For Management Jiangxi Jutong Industrial Co., Ltd 1.3 Approve Related Party Transaction with For For Management China Tungsten Advanced Materials Co., Ltd and its Direct or Indirect Holding Companies 1.4 Approve Related Party Transaction with For For Management Japan United Materials Co., Ltd and TMA Corporation 1.5 Approve Related Party Transaction with For For Management Suzhou Aichi Goss Motor Co., Ltd 1.6 Approve Related Party Transaction with For For Management Fujian Changting Qiandong Rare Earth Co., Ltd 1.7 Approve Related Party Transaction with For For Management Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Provision of Guarantee for For For Management Controlled Subsidiaries 8 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Xiamen Penglu Metal Industry Co., Ltd. 9 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Jinlu Cemented Carbide (Thailand) Co., Ltd. 10 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Japan Jinlu Cemented Carbide Co., Ltd. 11 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Xiamen Jinlu Cemented Carbide Co., Ltd. 12 Approve Provision of Guarantee for For Against Management Sanming Xia Tungsten New Energy Materials Co., Ltd. 13 Approve Provision of Guarantee for For For Management Xiamen Xiangyu Minglu International Trade Co., Ltd. 14 Approve Provision of Guarantee for For For Management Xiamen Jinglu New Energy Materials Co. , Ltd. 15 Approve to Appoint Auditor For For Management 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 19 Approve Repurchase and Cancellation of For For Management Performance Shares 20 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 21 Approve Entrusted Management For For Shareholder 22.1 Elect Huang Changgeng as Director For For Shareholder 22.2 Elect Wang Dan as Director For For Shareholder 22.3 Elect Yoshida Yushi as Director For For Shareholder 22.4 Elect Hou Xiaoliang as Director For For Shareholder 22.5 Elect Zhou Min as Director For For Shareholder 22.6 Elect Wu Gaochao as Director For For Shareholder 23.1 Elect Hong Maochun as Director For For Shareholder 23.2 Elect Ye Xiaojie as Director For For Shareholder 23.3 Elect Cheng Wenwen as Director For For Shareholder 24.1 Elect Xu Jisong as Supervisor For For Shareholder 24.2 Elect Yu Mu as Supervisor For For Shareholder 24.3 Elect Fukaya Yoshitake as Supervisor For For Shareholder 24.4 Elect Chen Guanghong as Supervisor For For Shareholder 24.5 Elect Xie Xiaotong as Supervisor For For Shareholder 24.6 Elect Nie Xinsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option and Performance For Against Management Share Incentive Plan and Its Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2.1 Approve to Increase the Related Party For For Management Transaction for Receiving Services 2.2 Approve to Increase the Related Party For For Management Transaction for Sales of Goods -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Xiamen Xiangyu Group Co., Ltd. 1.2 Approve Related Party Transaction with For For Management Fujian Nanping Solar Cable Co., Ltd. 1.3 Approve Related Party Transaction with For For Management Xiamen Container Terminal Group Co., Ltd. 1.4 Approve Related Party Transaction with For For Management Xiamen Gold Investment Co., Ltd. 1.5 Approve Related Party Transaction with For For Management Xiamen Modern Terminal Co., Ltd. 2 Approve Related Party Transaction with For For Management PT Obsidian Stainless Steel 3.1 Approve Related Party Transaction with For For Management Harbin Rural Commercial Bank Co., Ltd. 3.2 Approve Related Party Transaction with For For Management Xiamen Rural Commercial Bank Co., Ltd. 3.3 Approve Related Party Transaction with For For Management Xiamen International Bank Co., Ltd. 4 Approve Loans with Controlling For For Management Shareholder 5 Approve Application of Bank Credit Line For Against Management 6 Approve Provision of Guarantee For Against Management 7 Approve Short-term Investment and For Against Management Financial Management 8 Approve Forward Foreign Exchange For For Management Transactions -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Futures Hedging Business For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XIANDAI INVESTMENT CO., LTD. Ticker: 000900 Security ID: Y3768R109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zhizhong as Non-independent For For Management Director 1.2 Elect Tang Qiansong as Non-independent For For Management Director 1.3 Elect Cao Xiang as Non-independent For For Management Director 1.4 Elect Meng Jie as Non-independent For For Management Director 1.5 Elect Sun Binfeng as Non-independent For For Management Director 2.1 Elect Li Huaqiang as Independent For For Management Director 2.2 Elect Duan Lin as Independent Director For For Management 2.3 Elect Xu Qing as Independent Director For For Management 3.1 Elect Lei Jieming as Supervisor For For Management 3.2 Elect Tang Bo as Supervisor For For Management 3.3 Elect Liu Jingwei as Supervisor For For Management 3.4 Elect Yi Binbin as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIANDAI INVESTMENT CO., LTD. Ticker: 000900 Security ID: Y3768R109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- XIANDAI INVESTMENT CO., LTD. Ticker: 000900 Security ID: Y3768R109 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Jie as Non-Independent For For Management Director 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Construction For For Management Investment of New Polyester Material Integration Project Investment Agreement -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period in Connection to the Convertible Bond Issuance 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Management System for Providing For Against Management External Guarantees 4 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Guarantees For For Management 9 Approve Application of Financing For Against Management 10 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- XINGDA INTERNATIONAL HOLDINGS LIMITED Ticker: 1899 Security ID: G9827V106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Liu Jinlan as Director For For Management 3A2 Elect Tao Jinxiang as Director For For Management 3A3 Elect William John Sharp as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management and Its Summary 2 Approve Appraisal Measures of the For Against Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Provision of Guarantee to For Against Management Subsidiary 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Financial Auditor For For Management 11 Approve Remuneration and Allowance of For For Management Directors and Supervisors -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonds and For For Management Asset-backed Securities 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements and Auditors' Report 4 Approve Final Dividend Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 10 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Revision of Annual Caps (A For For Management Shares) for Transactions with Related Party 12 Approve Revision of Annual Caps (H For For Management Shares) for Transactions with Related Party under Product Sales Framework Agreement 13 Elect Wang Kaiguo as Director For For Shareholder -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Huafei as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Loan Application 2 Approve Provision of Guarantees and For For Management Mutual Guarantees Between Subsidiaries 3.1 Approve Daily Related Party For For Management Transactions with China National Building Materials Group Co., Ltd. 3.2 Approve Daily Related Party For For Management Transactions with China Construction West Construction Co., Ltd. 3.3 Approve Daily Related Party For For Management Transactions with Xinjiang New Energy (Group) Environmental Development Co., Ltd. 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve the Plan for Acquisition by For Against Management Cash and Issuance of Shares as well as Raising Supporting Funds Constitute as Related-Party Transaction 3.1 Approve Target Assets For Against Management 3.2 Approve Pricing Basis and Transaction For Against Management Price 3.3 Approve Consideration Payment Method For Against Management 3.4 Approve Transaction Parties For Against Management 3.5 Approve Issue Type and Par Value For Against Management 3.6 Approve Issue Manner and Subscription For Against Management Method 3.7 Approve Pricing Reference Date and For Against Management Issue Price 3.8 Approve Adjustment Mechanism of Pricing For Against Management 3.9 Approve Pricing Amount, Consideration For Against Management Payment and Issue Amount 3.10 Approve Lock-Up Period Arrangement For Against Management 3.11 Approve Arrangement of Profit and Loss For Against Management During the Transition Period 3.12 Approve Distribution Arrangement of For Against Management Undistributed Earnings 3.13 Approve Liability for Breach of the For Against Management Transfer of the Underlying Asset Ownership 3.14 Approve Listing Exchange For Against Management 3.15 Approve Compensation for Asset For Against Management Impairment Period 3.16 Approve Arrangement of Compensation For Against Management for Asset Impairment 3.17 Approve Amount of Raising Supporting For Against Management Funds and Issue Amount 3.18 Approve Pricing Reference Date and For Against Management Issue Price of Raising Supporting Funds 3.19 Approve Lock-Up Period Arrangement of For Against Management Raising Supporting Funds 3.20 Approve the Relationship between For Against Management Acquisition by Cash and Issuance of Shares and Raising Supporting Funds 3.21 Approve Use of Proceeds For Against Management 4 Approve Transaction Constitute as For Against Management Major Asset Restructuring Plan but Does Not Constitute as Asset Reorganizations of Listed Companies 5 Approve Signing of Acquisition For Against Management Agreement 6 Approve Signing of Acquisition and For Against Management Supplemental Agreement 7 Approve Signing of Asset Impairment For Against Management Compensation Agreement 8 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 10 Approve Relevant Audit Report, Review For Against Management Report and Evaluation Report of the Transaction 11 Approve Counter-dilution Measures in For Against Management Connection to the Restructuring 12 Approve Authorization of the Board to For Against Management Handle All Related Matters 13 Approve White Wash Waiver and Related For Against Management Transactions 14 Approve Signing of Related Party For Against Management Transaction Framework Agreement 15 Approve Shareholder Return Plan For For Management 16 Approve Signing of Equity Custody For For Management Agreement -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kong Xiangzhong as Director For For Shareholder 1.2 Elect Lu Zhengfei as Director For For Shareholder -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Annual Operational Performance For For Management Assessment and Salary Management Measures for Senior Managers 2.1 Approve Provision of Guarantee to Alar For For Management Zhongtai Textile Technology Co., Ltd. 2.2 Approve Provision of Guarantee to For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 2.3 Approve Provision of Guarantee to For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 3 Approve Provision of Counter Guarantee For For Management to Related Parties and Subsidiaries 4 Approve Provision of Financial For For Management Assistance by Xinjiang Zhongtai Textile Group Co., Ltd. to Alar Zhongtai Textile Technology Co., Ltd. -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Application of Bank Credit For For Management Lines 1.2 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 1.3 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 1.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 1.5 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toksun Energy Chemical Co., Ltd. 1.6 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.7 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. 1.8 Approve Guarantee Provision for For Against Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 1.9 Approve Guarantee Provision for Alar For For Management Zhongtai Textile Technology Co., Ltd. 1.10 Approve Guarantee Provision for Bazhou For Against Management Taichang Pulp Co., Ltd. 1.11 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojing International Trade Co., Ltd. 1.12 Approve Guarantee Provision for For For Management Guangzhou Chuangying Chemical Material Co., Ltd. 1.13 Approve Zhejiang Taixin Materials Co., For For Management Ltd. Application for a Financing Business and Taixin Materials Pledged Cotton 1.14 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Import and Export Trade Co., Ltd. 1.15 Approve Guarantee Provision for For For Management Zhongtai International Development (Hong Kong) Co., Ltd. 1.16 Approve Guarantee Provision for For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 1.17 Approve Guarantee Provision for For For Management Xinjiang Tiantong Modern Logistics Co. , Ltd. 1.18 Approve Guarantee Provision for For For Management Xinjiang Weizhen Petrochemical Co., Ltd. 1.19 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 1.20 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 2 Approve the Company's Use of For For Management Short-term Idle Funds to Conduct National Debt Reverse Repurchase Investment 3 Approve Financial Assistance Provision For For Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Sale Meets the Conditions for Major Asset Restructuring of Listed Companies 2.1 Approve Transaction Objects and Target For For Management Assets 2.2 Approve Transaction Price For For Management 2.3 Approve Payment Manner For For Management 2.4 Approve Payment Period For For Management 2.5 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.6 Approve Delivery of Underlying Equity For For Management 2.7 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Transfer of Equity Agreement For For Management and Provision of Counter Guarantee 5 Approve Report (Draft) and Summary on For For Management Company's Sale of Major Assets 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Determination of Whether Stock For For Management Price Volatility Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 9 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Basis and Fairness of Pricing For For Management for This Transaction 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Provision of Guarantees After For For Management the Major Asset Sale 16 Approve Extension of Resolution For For Management Validity Period of Private Placement 17 Approve Extension of Authorization of For For Management Board to Handle All Related Matters of Private Placement 18 Amend Management System for Providing For Against Management External Guarantees -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision for the For For Management Working Capital Loan Applied by Xinjiang Zhongtai Textile Group Co., Ltd 1.2 Approve Guarantee Provision for the For For Management Sale and Leaseback Business Applied by Alar Zhongtai Textile Technology Co., Ltd 1.3 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Qingdao Qitai Technology Co., Ltd 1.4 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Shanghai Zhongtai Duojing International Trade Co., Ltd 1.5 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Shanghai Zhongtai Duojing International Trade Co., Ltd from Bank of Ningbo Co., Ltd. Shanghai Branch -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Daily Related Party For For Management Transactions 10.1 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Energy Co., Ltd. and its joint tenant Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 10.2 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 10.3 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 10.4 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Cement Co., Ltd. -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2.1 Approve Provision of Credit Guarantee For Against Management for Xinjiang Zhongtai Chemical Co., Ltd. 2.2 Approve Provision of Guarantee for For For Management Bazhou Jinfu Special Yarn Industry Co. , Ltd. 2.3 Approve Provision of Guarantee for For For Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 2.4 Approve Provision of Guarantee for For For Management Alar Zhongtai Textile Technology Co., Ltd. 2.5 Approve Provision of Guarantee for For For Management Zhongtai Dayou Wuyu (Shanghai) International Logistics Co., Ltd. 2.6 Approve Provision of Guarantee for For For Management Xinjiang Zhongtai Chemical Toksun Energy Chemical Co., Ltd. 2.7 Approve Provision of Guarantee for For For Management Xinjiang Xinye Energy Chemical Co., Ltd. 2.8 Approve Provision of Guarantee for For For Management Xinjiang Zhongtai Haihong Textile Printing and Dyeing Co., Ltd. 3 Elect Liu Hong as Non-independent For For Management Director 4 Amend Working System for Independent For Against Management Directors 5 Amend Implementing Rules for For Against Management Cumulative Voting System -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Tongbo as Non-Independent For For Shareholder Director 1.2 Elect Chen Boshi as Non-Independent For For Shareholder Director 1.3 Elect Wang Li as Non-Independent For For Shareholder Director 1.4 Elect Huang Mengkui as Non-Independent For For Shareholder Director 1.5 Elect He Qishu as Non-Independent For For Shareholder Director 1.6 Elect Xue Zhenyu as Non-Independent For For Shareholder Director 2.1 Elect Yan Huahong as Independent For For Shareholder Director 2.2 Elect Wang Zhongcheng as Independent For For Shareholder Director 2.3 Elect Wen Ping as Independent Director For For Shareholder 3 Amend Articles of Association For For Management 4.1 Elect Shi Junlong as Supervisor For For Shareholder 4.2 Elect Ge Penghui as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Budget Plan For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Extension of Resolution For For Management Validity Period of Corporate Bond Issuance -------------------------------------------------------------------------------- XINYI SOLAR HOLDINGS LIMITED Ticker: 968 Security ID: G9829N102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Chen Xi as Director For For Management 3A2 Elect Lee Shing Put as Director For For Management 3A3 Elect Cheng Kwok Kin, Paul as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- XINYU IRON & STEEL CO., LTD. Ticker: 600782 Security ID: Y9723C103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Use of Idle Own Funds for For Against Management Financial Management 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Futures Hedging For For Management 11 Approve Development of Futures Hedging For For Management Business 12 Approve Provision of Guarantee For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XTEP INTERNATIONAL HOLDINGS LIMITED Ticker: 1368 Security ID: G98277109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ding Ming Zhong as Director For For Management 4 Elect Bao Ming Xiao as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- Y-ENTEC CO., LTD. Ticker: 067900 Security ID: Y97584109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Yong-ha as Inside Director For For Management 2.2 Elect Park Ji-young as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YADEA GROUP HOLDINGS LTD. Ticker: 1585 Security ID: G9830F106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Li Zongwei as Director For For Management 3A2 Elect Wu Biguang as Director For For Management 3A3 Elect Yao Naisheng as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YAGUANG TECHNOLOGY GROUP CO. LTD. Ticker: 300123 Security ID: Y8184H106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For Against Management Credit Lines and Related Guarantees 7 Approve Provision of Guarantee for the For For Management Company and Subsidiaries 8 Approve Termination of the Issuance of For For Management Convertible Corporate Bonds 9 Approve Amendments to Articles of For For Management Association 10 Amend External Guarantee Management For Against Management System 11 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the General Managers For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Provision of Guarantee For Against Management 11 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 12 Approve Dissolution and Liquidation of For For Management Controlled Subsidiary 13 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: Company For For Management Purposes 2 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 3 Amend Article 6 of Bylaws Re: For For Management Company's Term 4 Amend Article 21 of Bylaws Re: Board For For Management Powers 5 Amend Article 23 of Bylaws Re: For For Management Chairman and Vice Chairman Powers 6 Amend Article 27 of Bylaws Re: General For For Management Meetings Attendance 7 Adopt New Article 28 of Bylaws Re: For For Management General Meetings Attendance 8 Amend Article 30 of Bylaws Re: General For For Management Meetings Invitation 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Documents 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Dividends 12 Approve Rearrangement and Numbering of For For Management Company's Articles of Association -------------------------------------------------------------------------------- YANCHANG PETROLEUM INTERNATIONAL LIMITED Ticker: 346 Security ID: G9833W106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Feng Yinguo as Director For For Management 2.2 Elect Zhang Jianmin as Director For For Management 2.3 Elect Ding Jiasheng as Director For For Management 2.4 Elect Ng Wing Ka as Director For For Management 2.5 Elect Sun Liming as Director For For Management 2.6 Elect Mu Guodong as Director For For Management 2.7 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YANCHANG PETROLEUM INTERNATIONAL LIMITED Ticker: 346 Security ID: G9833W106 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ratification, 2016-2020 Annual For For Management Cap and Related Transactions 2 Approve Sales Agreements, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan to For For Management Subsidiaries 2 Approve Credit Line Application and For For Management Bank Loan Matters -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amendment of Articles of Association -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hangzhou Nanguang Real Estate Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wuhan Dexin Zhiguang Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Second Phase For For Management Commercial Real Estate Mortgage Asset Backed Securities Plan 2 Approve Provision of Guarantee to For For Management Dongguan Qiruo Enterprise Management Co., Ltd. 3 Approve Provision of Guarantee to For For Management Dongguan Guifangyuan Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Shenzhen Huizhu Industrial Co., Ltd. 5 Approve Use Part of Mortgage For For Management Receivable Claims for Asset Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shelf Issuance of 1.5 Billion For For Management Yuan Supply Chain Asset-Backed Notes 2 Approve Shelf Issuance of 1 Billion For For Management Yuan Supply Chain Asset-Backed Notes 3 Approve Use of Supply Chain Accounts For For Management Receivable Claims for 322.5 Million Yuan in Assets Management 4 Approve Use of Supply Chain Accounts For For Management Receivable Claims for 1 Billion Yuan in Assets Management 5 Approve Provision for Guarantees For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Long-term For For Management Rental Apartment REITs Securitization Project 2 Approve Special Plan for Asset-backed For For Management Issuance of Final Payment 3 Approve Provision of Guarantee for For For Management Guangxun Hengrong Real Estate 4 Approve Provision of Guarantee for For For Management Hangzhou Lianyu Real Estate 5 Approve Provision of Guarantee for For For Management Hengguang Longen Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Application of Financing For For Management 11 Approve Authorization of Management to For For Management Acquire Land Through Bidding 12 Approve Provision of Guarantee For For Management 13 Approve Shareholder Return Plan For For Management 14 Approve Provision of Shareholder Input For For Management to Some Real Estate Project Companies, Transfer of Surplus Funds of Controlled Subsidiaries According to the Equity Ratio and Authorization of Management to Handle Related Matters 15 Approve Scheme for Overseas Listing of For For Management Shanghai Sunshine Zhibo Life Service Group Co., Ltd. 16 Approve Overseas Listing of Shanghai For For Management Sunshine Zhibo Life Service Group Co., Ltd. in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 17 Approve Commitment of Upholding the For For Management Independent Listing Status 18 Approve Statement and Prospects of For For Management Company's Continued Profitability 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Application for Full For For Management Circulation of Company's Shareholdings in Shanghai Sunshine Zhibo Life Service Group Co., Ltd. 21 Approve Shareholdings of Company's For For Management Directors and Senior Management Members in Shanghai Sunshine Zhibo Life Service Group Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Management For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Debt Transfer For Against Management Contract of Supply Chain Business 2 Approve Provision of Guarantee to For For Management Jiaxing Fengqi Real Estate Development Co., Ltd 3 Approve Provision of Guarantee to For For Management Jianyang Hexu Real Estate Development Co., Ltd 4 Approve Provision of Guarantee to For For Management Ningbo Haoguang Real Estate Co., Ltd -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Accounts Receivable For For Management Claims for Assets Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Final Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve KPMG Huazhen LLP as Auditors For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Approve Annual External Guarantee For For Management Amount and Related Transactions -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Shouyi as Non-Independent For For Management Director 1.2 Elect Xin Hongbo as Non-Independent For For Management Director 1.3 Elect Luo Zhigang as Non-Independent For For Management Director 2.1 Elect Li Fang as Independent Director For For Management 2.2 Elect Zhao Dayong as Independent For For Management Director 3.1 Elect Liu Qinglin as Supervisor For For Management 3.2 Elect Sun Hongtao as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Credit Line Application For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend External Investment Management For For Management System 12 Amend Raised Funds Special Management For For Management System -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Raised Funds and For Against Management Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Financial Auditor For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Credit Line Application and For Against Management Provision of Guarantee 9 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of "Fendou For For Management No. 6" Employee Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding "Fendou No. 6" Employee Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to ""Fendou No. 6" Employee Share Purchase Plan 4 Approve Draft and Summary of "Business For For Management Partner Phase 1" Employee Share Purchase Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding "Business Partner Phase 1" Employee Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to "Business Partner Phase 1" Employee Share Purchase Plan -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 6 Approve Shareholder Return Plan For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Relocation of Work -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration Management of For For Management Professional Manager and Implementation Measures of Excess Profit Commission Incentives (Revised Draft) -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Agreement For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Proposed Provision of For For Management Materials Supply Agreement, Relevant Annual Caps and Related Transactions 1.02 Approve Proposed Mutual Provision of For For Management Labour and Services Agreement, Relevant Annual Caps and Related Transactions 1.03 Approve Proposed Provision of For For Management Insurance Fund Administrative Services Agreement, Relevant Annual Caps and Related Transactions 1.04 Approve Proposed Provision of For For Management Products, Materials and Assets Leasing Agreement, Relevant Annual Caps and Related Transactions 1.05 Approve Proposed Bulk Commodities Sale For For Management and Purchase Agreement, Relevant Annual Caps and Related Transactions 1.06 Approve Proposed Entrusted Management For For Management Agreement, Relevant Annual Caps and Related Transactions 1.07 Approve Proposed Finance Lease For Against Management Agreement, Relevant Annual Caps and Related Transactions 2.01 Approve Existing Glencore Framework For For Management Coal Sales Agreement, Relevant Annual Caps and Related Transactions 2.02 Approve Existing Glencore Framework For For Management Coal Purchase Agreement, Relevant Annual Caps and Related Transactions 2.03 Approve Relevant Annual Caps of For For Management Existing HVO Services Contract 2.04 Approve Relevant Annual Caps of For For Management Existing HVO Sales Contract 3 Approve Provision of Financial For Against Management Guarantee -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Approve Amendments to Articles of For For Management Association 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YAS CO., LTD. Ticker: 255440 Security ID: Y973A0109 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Hong-guk as Outside Director For For Management 4 Appoint Kim In-je as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YASHILI INTERNATIONAL HOLDINGS LTD Ticker: 1230 Security ID: G98340105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension, Proposed Annual Cap For For Management and Related Transactions -------------------------------------------------------------------------------- YASHILI INTERNATIONAL HOLDINGS LTD Ticker: 1230 Security ID: G98340105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Gu Peiji (alias Philip Gu) as For For Management Director 3 Elect Mok Wai Bun Ben as Director For For Management 4 Elect Lee Kong Wai Conway as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YBM NET, INC. Ticker: 057030 Security ID: Y97517109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Oh Jae-hwan as Inside Director For For Management 3.2 Elect Heo Moon-ho as Inside Director For For Management 4 Appoint Kim Bong-oh as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares and to Adjust the Repurchase Quantity and Price (Updated) 2 Approve Change of Registered Capital For For Management and Amend Articles of Association 1 (Updated) 3 Approve Repurchase and Cancellation of For For Management Performance Shares (Updated) 4 Approve Change of Registered Capital For For Management and Amend Articles of Association 2 (Updated) 5 Approve Change and Postponement of the For For Management Implementation Method of Partial Raised Funds Investment Projects -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8.1 Elect Chen Zhisong as Director For For Management 8.2 Elect Wu Zhongyi as Director For For Management 8.3 Elect Lu Rongfu as Director For For Management 8.4 Elect Zhou Jiwei as Director For For Management 8.5 Elect Zhang Lianchang as Director For For Management 9.1 Elect Wei Zhihua as Director For For Management 9.2 Elect Zhang Junli as Director For For Management 9.3 Elect Ye Lirong as Director For For Management 9.4 Elect Yang Huai as Director For For Management 10.1 Elect Ai Zhimin as Supervisor For For Management 10.2 Elect Lai Zhihao as Supervisor For For Management 11 Approve Use of Idle Raised Funds for For For Management Cash Management 12 Approve Use of Idle Own Funds for Cash For Against Management Management 13 Approve Application of Bank Credit For For Management Lines 14 Approve Construction of Intelligent For For Management Manufacturing Industrial Park Project -------------------------------------------------------------------------------- YEONGHWA METAL CO., LTD. Ticker: 012280 Security ID: Y9855D101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Three Inside Directors (Bundled) For For Management 4 Elect Koo Ja-yong as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- YEST LTD. Ticker: 122640 Security ID: Y9T66K109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Im-su as Inside Director For For Management 3.2 Elect Kim Nam-il as Outside Director For For Management 4 Appoint Son Gyeong-sik as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YG ENTERTAINMENT, INC. Ticker: 122870 Security ID: Y9819R105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Hwang Bo-gyeong as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YG PLUS, INC. Ticker: 037270 Security ID: Y9837A100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Seong-jun as Inside Director For For Management 3.2 Elect Park Yong-han as Non-Independent For For Management Non-Executive Director 3.3 Elect Lee Moon-hwan as Outside Director For For Management 4 Appoint Ahn Tae-yeol as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YG-1 CO., LTD. Ticker: 019210 Security ID: Y98265104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Three Inside Directors and One For For Management Outside Director (Bundled) 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Adjustment to Allowance of For For Management Independent Directors 3 Approve to Appoint Auditor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Consolidated Financial For For Management Statements 4 Approve 2020 Annual Report For For Management 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Elect Jiang Juncai as Director For For Management 7 Elect Wang Danjin as Director For Against Management 8 Elect Chen Yangui as Director For Against Management 9 Elect Li Shuang as Director For Against Management 10 Elect Tang Xinfa as Director For Against Management 11 Elect Eddy Huang as Director For Against Management 12 Elect Tang Jianxin as Director For For Management 13 Elect Zhao Dayao as Director For Against Management 14 Elect Xiang Ling as Director For For Management 15 Elect Li Xuechen as Director For For Management 16 Elect Tang Jinlong as Supervisor For For Management 17 Elect Luo Zhonghua as Supervisor For For Management 18 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 19 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transactions Under the Revised For For Management Non-Competition Agreements 2 Approve Purchase Transactions, Annual For For Management Caps and Clarithromycin and Azithromycin Purchase Transaction 3 Approve Entrusted Transactions and For For Management Annual Caps -------------------------------------------------------------------------------- YIFAN PHARMACEUTICAL CO., LTD. Ticker: 002019 Security ID: Y98922100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For For Management Guarantees 7 Approve to Appoint Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Use of Own Funds to Invest in For Against Management Financial Products 11.1 Approve Repurchase and Cancellation of For For Management Performance Shares (January 2021) 11.2 Approve Repurchase and Cancellation of For For Management Performance Shares (March 2021) 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration (Allowance) of For For Management Directors 2 Approve Remuneration (Allowance) of For For Management Supervisors 3 Approve Termination of Raised Funds For For Shareholder Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 4.1 Elect Gao Yi as Director For For Management 4.2 Elect Gao Feng as Director For For Management 4.3 Elect Gao Youcheng as Director For For Management 4.4 Elect Xu Xin as Director For For Management 4.5 Elect Chai Mingang as Director For For Management 4.6 Elect Ye Weitao as Director For For Management 5.1 Elect Yan Aimin as Director For For Management 5.2 Elect Wang Hongxia as Director For For Management 5.3 Elect Yi Languang as Director For For Management 6.1 Elect Chen Bin as Supervisor For For Management 6.2 Elect Liu Yi as Supervisor For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Receive Guarantees from Related Party 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Product 10 Approve Use of Idle Raised Funds to For For Management Purchase Financial Product 11 Approve Changes in Registered Capital, For For Management Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Haidilao Master Sales For For Management Agreement, the Relevant Annual Caps and Related Transactions 2 Approve Shuhai Sales Agreement, the For For Management Relevant Annual Caps and Related Transactions 3 Approve Shuhai Purchase Agreement, the For For Management Relevant Annual Caps and Related Transactions 4 Approve Joint Venture Framework Sales For For Management and Purchase Agreements, the Relevant Annual Caps and Related Transactions 5 Elect Zhao Xiaokai as Director For For Management -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Guo Qiang as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Shu Ping as Director and For For Management Authorize Board to Fix Her Remuneration 4 Elect Yau Ka Chi as Director and For For Management Authorize Board to Fix His Remuneration 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YIK CORP. Ticker: 232140 Security ID: Y21579100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Ryu Jae-hyun as Internal For For Management Auditor 3 Amend Articles of Incorporation For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Use of Own Idle Funds to For Against Management Invest in Entrusted Financial Products 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 4 Approve Rent of Property For For Management 5 Approve Related Party Transaction For For Management 6 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Purchase of Land Use Rights For For Management 3 Approve Application of Credit Line and For For Management Provision of Guarantee -------------------------------------------------------------------------------- YMC CO., LTD. (KOREA) Ticker: 155650 Security ID: Y9769X102 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- YMT CO., LTD. Ticker: 251370 Security ID: Y976AF109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Jeong Bo-muk as Inside Director For Against Management 4 Approve Stock Option Grants For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YMT CO., LTD. Ticker: 251370 Security ID: Y976AF109 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Credit Lines For For Management and Loans 8 Approve Authorization of the Company For Against Management to Invest in Financial Products 9 Approve Appointment of Auditor For For Management 10 Approve Internal Control Audit Report For For Management 11 Approve Internal Control Evaluation For For Management Report 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Provision for Goodwill For For Management Impairment 14 Approve Implementation of New Lease For For Management Standards and Change in Related Accounting Policies 15 Approve Development of Project Plan For For Management for the Securitization of Accounts Receivable Assets 16 Elect Sun Baowen as Independent For For Management Director 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YONGPYONG RESORT CORP. Ticker: 070960 Security ID: Y9T41S102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Shin Dal-soon as Inside Director For For Management 3.2 Elect Lim Hak-woon as Inside Director For For Management 3.3 Elect Kim Seon-il as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YONWOO CO., LTD. Ticker: 115960 Security ID: Y9T42C106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YOOZOO INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee Plan For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve to Appoint Auditor For For Management 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15 Approve Draft and Summary of Stock For For Management Option Incentive Plan 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of the Board to For For Management Handle All Related Matters of the Stock Option Scheme 18.1 Elect XUFENFEN as Director For For Management 18.2 Elect Chen Fang as Director For For Management 18.3 Elect Zheng Jiayao as Director For For Management 18.4 Elect Sun Li as Director For For Management 18.5 Elect Liu Wanqin as Director For For Management 18.6 Elect Li Yong as Director For For Management 19.1 Elect Tan Qunzhao as Director For For Management 19.2 Elect Zhang Zijun as Director For For Management 19.3 Elect He Ting as Director For For Management 20.1 Elect Yu Guoxin as Supervisor For For Management 20.2 Elect Lu Wei as Supervisor For For Management -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Annual Credit Lines and For For Management Financial Assistance Plan for Subsidiaries 11 Approve Forward Foreign Exchange For For Management Business 12 Approve Cooperation with Bank in For Against Management Factoring Business 13 Approve Use of Own Funds for For Against Management Securities Investment 14 Approve Futures Trading Business For For Management 15 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 16 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- YOULCHON CHEMICAL CO., LTD. Ticker: 008730 Security ID: Y98535100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YOUNGONE CORP. Ticker: 111770 Security ID: Y9857Q100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Seong Gi-hak as Inside Director For For Management 2.2 Elect Seong Rae-eun as Inside Director For For Management 2.3 Elect Shin Seok-bin as Inside Director For For Management 2.4 Elect Cho Whan-bok as Outside Director For Against Management 3 Elect Seo Jin-seok as Outside Director For For Management to Serve as an Audit Committee Member 4 Elect Cho Whan-bok as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- YOUNGONE CORP. Ticker: 111770 Security ID: Y9857Q100 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeong Seo-yong as Outside For For Management Director 2 Elect Jeong Seo-yong as a Member of For For Management Audit Committee -------------------------------------------------------------------------------- YOUNGONE HOLDINGS CO., LTD. Ticker: 009970 Security ID: Y98587119 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Jae-young as Inside Director For For Management 3.2 Elect Choi Myeong-seok as Outside For For Management Director 4 Appoint Park Su-won as Internal Auditor For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First Phase Core Management For Against Management Team Shareholding Plan Draft and Summary 2 Approve Management Method of Core For Against Management Management Team Shareholding Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters on Performance Shares Incentive Plan -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Report For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For Against Management Connection to Bank Business 8 Approve Guarantee Provision Plan For Against Management 9 Approve Authorization of Operation For Against Management Management to Dispose of Equity Investment Projects 10 Approve Authorization of Operation For Against Management Management to Conduct Cash Management 11 Approve Authorization of Management to For For Management Exercise Decision-Making Power on the Acquisition of Project Reserves 12 Approve Amendments to Articles of For For Management Association 13 Elect Li Peiguo as Supervisor For For Management -------------------------------------------------------------------------------- YOUNGWOO DSP CO., LTD. Ticker: 143540 Security ID: Y9T58Z106 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Elect Hwang Cheol-seon as Outside For For Management Director 4 Appoint Yoo Jeong-hyeon as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Fenfen as Non-Independent For For Management Director -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YUANTA SECURITIES KOREA CO., LTD. Ticker: 003470 Security ID: Y9862D102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhaoyuan as Director For For Management 3.2 Elect Liu Yan as Director For For Management 3.3 Elect Lee Ka Lun as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares 5D Approve Share Consolidation and For For Management Related Transactions -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For For Management 3.2 Elect He Baiqing as Director For For Management 3.3 Elect Chen Jing as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUHAN CORP. Ticker: 000100 Security ID: Y9873D109 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Wook-je as Inside Director For For Management 3.2 Elect Lee Byung-man as Inside Director For For Management 3.3 Elect Lee Jung-hee as Non-Independent For For Management Non-Executive Director 3.4 Elect Shin Young-jae as Outside For For Management Director 4 Elect Kim Jun-cheol as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Park Dong-jin as a Member of For For Management Audit Committee 5.2 Elect Shin Young-jae as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Adjustment of the Performance For Against Management Assess Indicators -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Own Funds for Entrusted For Against Management Financial Management 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Approve Financial Assistance Provision For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Determination of Conversion For For Management Price 2.10 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.11 Approve Downward Adjustment of For For Management Conversion Price 2.12 Approve Method for Determining the For For Management Number of Shares for Conversion 2.13 Approve Terms of Redemption For For Management 2.14 Approve Terms of Sell-Back For For Management 2.15 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.16 Approve Issue Manner and Target For For Management Subscribers 2.17 Approve Placing Arrangement for For For Management Shareholders 2.18 Approve Matters Relating to Meetings For For Management of Bondholders 2.19 Approve Usage of Raised Funds For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Rating Matters For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- YUNGJIN PHARM. CO., LTD. Ticker: 003520 Security ID: Y9856H101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Jae-jun as Inside Director For For Management 3.2 Elect Oh Hyo-jin as Inside Director For For Management 3.3 Elect Kwon Oh-gi as Outside Director For For Management 3.4 Elect Park Sang-ho as Outside Director For For Management 4.1 Elect Kwon Oh-gi as a Member of Audit For For Management Committee 4.2 Elect Park Sang-ho as a Member of For For Management Audit Committee 5 Elect Song Chang-jun as Outside For For Management Director to Serve as a Member of Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issuance and Subscription For For Management Manner 2.3 Approve Target Parties For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Raised Funds Investment For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Related Party Transaction For For Management 12.1 Elect Zhang Zhengji as Non-independent For For Shareholder Director 12.2 Elect Xu Feng as Non-independent For For Shareholder Director 12.3 Elect Ding Jilin as Non-independent For For Shareholder Director 12.4 Elect Lu Zengjin as Non-independent For For Shareholder Director 12.5 Elect Chen Debin as Non-independent For For Shareholder Director 12.6 Elect Jiao Yun as Non-independent For For Shareholder Director 12.7 Elect Zheng Lihai as Non-independent For For Shareholder Director 13.1 Elect Bao Huifang as Independent For For Management Director 13.2 Elect Wang Tao as Independent Director For For Management 13.3 Elect Yang Jiwei as Independent For For Management Director 13.4 Elect Shi Zhe as Independent Director For For Management 14.1 Elect Yang Wei as Supervisor For For Shareholder 14.2 Elect Liang Minghong as Supervisor For For Shareholder 14.3 Elect Li Changhao as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Renewal of Financial Services For Against Management Agreement 7 Approve Continued Purchase of For For Management Electricity from Yunnan Huineng Power Sales Co., Ltd. 8 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 9 Approve Management Method of Employee For Against Management Share Purchase Plan 10 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Elect Liu Guoen as Independent Director For For Shareholder -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of Major Asset For For Management Acquisition and Related Party Transactions with Major Asset Acquisition Conditions 2 Approve Major Asset Acquisition For For Management Constitutes as Related Party Transaction 3.1 Approve Overview of this Transaction For For Management Plan 3.2 Approve Transaction Parties and Target For For Management Assets 3.3 Approve Pricing Basis and Transaction For For Management Price 3.4 Approve Payment Method and Payment For For Management Period of this Transaction 3.5 Approve Source of Funds For For Management 4 Approve Draft and Summary Report on For For Management Company's Major Asset Acquisition and Related Party Transactions 5 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 6 Approve Transaction Does Not For For Management Constitute Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Constitute as For For Management Major Asset Restructuring 9 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Relevant Pro Forma Review For For Management Report and Valuation Report of Major Asset Acquisition 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Chengyu as Non-Independent For For Management Director 2.1 Elect Yang Yong as Director For For Management 2.2 Elect Na Pengjie as Director For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve to Formulate the Shareholder For For Management Return Plan 9 Approve Comprehensive Credit Line For Against Management Application from Various Financial Institutions 10 Approve Financial Services Agreement For Against Management 11 Approve Commodity Derivatives Trading For For Management Business -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Claims of Subsidiary -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Changshou Economic For For Management and Technological Development Zone Project Investment Agreement -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Credit Line Application For Against Management 11 Approve Provision of Guarantees For Against Management 12 Approve Deposit, Loan and Guarantee For Against Management Business in Related Bank 13 Approve Performance Commitments For For Management Description for Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 14 Approve Financial Assistance Provision For For Management 15 Approve Adjustment on Remuneration of For For Management Directors and Senior Management Members -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Changshou For For Management Economic and Technological Development Zone Project -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Implementation Entity of For For Management Raised Funds 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Share Subscription Agreement For For Management and Supplemental Agreement of Share Subscription Agreement 10 Approve Equity Acquisition and Signing For For Management of Relevant Agreements 11 Approve Shareholder Return Plan For For Management 12 Approve Whitewash Waiver and Related For For Management Transactions 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Audit Report and Asset For For Management Valuation Report of this Acquisition 16 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 17 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Related Party Transaction For For Management 3 Approve Signing and Continuous For For Management Fulfillment of Related Party Transaction 4 Approve Hedging Plan For For Management 5 Approve Asset Investment Plan For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operational Budget Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YURA TECH. CO., LTD. Ticker: 048430 Security ID: Y7618J100 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Geo-yeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- YUYU PHARMA, INC. Ticker: 000220 Security ID: Y9887X109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Won-sang as Inside Director For For Management 3.2 Elect Jeon Chang-gi as Outside Director For For Management 3.3 Elect Park In-ho as Outside Director For For Management 4.1 Elect Jeon Chang-gi as a Member of For For Management Audit Committee 4.2 Elect Park In-ho as a Member of Audit For For Management Committee 5 Elect Ahn Hyeong-moon as Outside For For Management Director to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Lung On as Director For For Management 3b Elect Wee Henny Soon Chiang as Director For For Management 3c Elect Zhai Pu as Director For For Management 3d Elect Xie Mei as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZENSAR TECHNOLOGIES LIMITED Ticker: 504067 Security ID: Y9894D120 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ajay Singh Bhutoria as Director For Did Not Vote Management and Approve Appointment and Remuneration of Ajay Singh Bhutoria as Chief Executive Officer and Managing Director 2 Approve Payment of Remuneration to For Did Not Vote Management Sandeep Kishore as Former Managing Director and Chief Executive Officder -------------------------------------------------------------------------------- ZESPOL ELEKTROCIEPLOWNI WROCLAWSKICH KOGENERACJA SA Ticker: KGN Security ID: X9898A107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For Did Not Vote Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For Did Not Vote Management 5 Receive Management Board Reports on None None Management Company's and Groups Operations, Standalone Financial Statements, and Consolidated Financial Statements 6 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 7 Receive Supervisory Board Reports None None Management 8.1 Approve Management Board Report on For Did Not Vote Management Company's and Group's Operations 8.2 Approve Financial Statements For Did Not Vote Management 8.3 Approve Consolidated Financial For Did Not Vote Management Statements 8.4 Approve Treatment of Net Loss For Did Not Vote Management 8.5a Approve Discharge of Pawel Szczeszek For Did Not Vote Management (CEO) 8.5b Approve Discharge of Pawel Straczynski For Did Not Vote Management (Deputy CEO) 8.5c Approve Discharge of Radoslaw Woszczyk For Did Not Vote Management (Management Board Member) 8.5d Approve Discharge of Roman Nowak For Did Not Vote Management (Management Board Member) 8.5e Approve Discharge of Mariusz Michalkow For Did Not Vote Management (CEO) 8.5f Approve Discharge of Krzysztof For Did Not Vote Management Kwietniow (Deputy CEO) 8.5g Approve Discharge of Andrzej Jeduto For Did Not Vote Management (CEO) 8.5h Approve Discharge of Krzysztof Krzyg For Did Not Vote Management (Management Board Member) 8.6a Approve Discharge of Adam Lewandowski For Did Not Vote Management (Supervisory Board Member) 8.6b Approve Discharge of Radoslaw Woszczyk For Did Not Vote Management (Supervisory Board Deputy Chairman) 8.6c Approve Discharge of Piotr For Did Not Vote Management Szczepiorkowski (Supervisory Board Member) 8.6d Approve Discharge of Radoslaw Pobol For Did Not Vote Management (Supervisory Board Member) 8.6e Approve Discharge of Roman Nowak For Did Not Vote Management (Supervisory Board Secretary) 8.6f Approve Discharge of Hannie For Did Not Vote Management Mazurkiewicz (Supervisory Board Member) 8.6g Approve Discharge of Jack Grzywacz For Did Not Vote Management (Supervisory Board Member) 8.6h Approve Discharge of Maciej Jankiewicz For Did Not Vote Management (Supervisory Board Member) 8.6i Approve Discharge of Jakub Frejlich For Did Not Vote Management (Supervisory Board Chairman) 8.7a Elect Supervisory Board Member For Did Not Vote Management 8.7b Elect Supervisory Board Member For Did Not Vote Management 8.8 Approve Remuneration Report For Did Not Vote Management 8.9 Amend Regulations on General Meetings For Did Not Vote Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- ZEUS CO., LTD. Ticker: 079370 Security ID: Y988A1105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3 Elect Lee Jong-woo as Inside Director For For Management 4 Elect Park Ji-hye as Outside Director For For Management 5 Appoint Lim Byeong-wan as Internal For For Management Auditor 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Deposit and Bills For Against Management Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Group Financial Services Agreement 2 Approve Provision of Deposit, Loan and For Against Management Bills Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Parent Group Financial Services Agreement 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For Against Management Guarantee Matters 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase External Investment For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exempting the Company's For For Management Controlling Shareholder, Ultimate Controlling Shareholder and their Concerted Parties Wang Yifeng, Wang Juanzhen and Dingtong Investment from Fulfilling Relevant Commitments 2 Approve Disposal of Indirect For For Shareholder Subsidiary Control -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management 7 Approve Application of Credit Lines For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management for 2020 9.1 Approve Remuneration of For Against Management Non-independent Directors 9.2 Approve Remuneration of Independent For Against Management Directors 9.3 Approve Remuneration of Supervisors For Against Management 10 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Additional External Guarantee For Against Management 9 Approve External Guarantee For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rao Jintu as Director For For Shareholder 1.2 Elect Teng Zhenyu as Director For For Shareholder 1.3 Elect Jin Zhenhua as Director For For Shareholder 1.4 Elect He Xinlong as Director For For Shareholder 1.5 Elect Wu Wei as Director For For Management 1.6 Elect Dong Xingming as Director For For Management 1.7 Elect Mao Zhengyu as Director For For Management 2.1 Elect Jin Yingchun as Director For For Management 2.2 Elect Fan Hong as Director For For Management 2.3 Elect Zhao Min as Director For For Management 2.4 Elect Xu Rongqiao as Director For For Management 3.1 Elect Lyu Jiangying as Supervisor For For Shareholder 3.2 Elect Li Feng as Supervisor For For Shareholder 3.3 Elect Zhou Zhongjun as Supervisor For For Shareholder 4 Approve Provision of Entrusted Loans For For Management 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG CONBA PHARMACEUTICAL CO., LTD. Ticker: 600572 Security ID: Y9889P104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with Yingte Group Company 6.2 Approve Daily Related Party For For Management Transactions with Kangenbei Group Company 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Chairman of For For Management the Board of Directors -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of Raised For For Management Funds 7 Approve Remuneration of Directors For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Core Staff Venture Capital New For Against Management Business Management Measures 2 Approve to Abandon Capital Injection For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Foreign Exchange Hedging For For Management Transactions 9 Approve Credit Line Application For For Management 10 Approve Bill Pool Business For Against Management 11 Approve Provision of Guarantees to For Against Management Subsidiaries 12 Amend Related-Party Transaction For Against Management Management System 13 Approve Formulation of Management For For Management System of Securities Investment and Derivatives Transaction 14 Approve Company's Eligibility for For Against Shareholder Private Placement of Shares 15.1 Approve Share Type and Par Value For Against Shareholder 15.2 Approve Issue Manner and Issue Time For Against Shareholder 15.3 Approve Target Subscribers and For Against Shareholder Subscription Method 15.4 Approve Issue Price and Pricing Basis For Against Shareholder 15.5 Approve Issue Amount For Against Shareholder 15.6 Approve Lock-up Period For Against Shareholder 15.7 Approve Use of Proceeds For Against Shareholder 15.8 Approve Distribution Arrangement of For Against Shareholder Undistributed Earnings 15.9 Approve Listing Exchange For Against Shareholder 15.10 Approve Resolution Validity Period For Against Shareholder 16 Approve Private Placement of Shares For Against Shareholder 17 Approve Feasibility Analysis Report on For Against Shareholder the Use of Proceeds 18 Approve that the Company Does Not Need For Against Shareholder to Produce a Report on the Usage of Previously Raised Funds 19 Approve Signing of Share Subscription For Against Shareholder Agreement 20 Approve Signing of Strategic For Against Shareholder Cooperation Agreement 21 Approve Impact of Dilution of Current For Against Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 22 Approve Shareholder Return Plan For For Shareholder 23 Approve Transaction Constitute as For Against Shareholder Related-party Transaction 24 Approve Authorization of Board to For Against Shareholder Handle All Related Matters 25 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 26 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For Against Management Transaction -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve HangNing Equity Purchase For For Management Agreement and Related Transactions 2 Approve LongLiLiLong Equity Purchase For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Senior Notes and For For Management Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Directors For For Management 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Final Dividend For For Management 5 Approve 2020 Final Accounts and 2021 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as Hong Kong Auditor and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Zhihong as Director For For Management 2 Elect Chen Ninghui as Director For For Management 3 Elect Yuan Yingjie as Director For For Management 4 Elect Jin Chaoyang as Director For For Management 5 Elect Fan Ye as Director For For Management 6 Elect Huang Jianzhang as Director For For Management 7 Elect Pei Ker-Wei as Director and For For Management Approve Continuous Appointment as Independent Non-Executive Director 8 Elect Lee Wai Tsang, Rosa as Director For For Management 9 Elect Chen Bin as Director For For Management 10 Approve Remuneration and Allowance For For Management Package of Directors 11.1 Elect Zheng Ruchun as Supervisor and For For Management Authorize Board to Fix His Remuneration 11.2a Elect He Meiyun as Supervisor and For For Management Authorize Board to Fix Her Remuneration 11.2b Elect Wu Qingwang as Supervisor and For For Management Authorize Board to Fix His Remuneration 12 Authorize Board to Approve the For For Management Directors' Service Contracts, Supervisors' Service Contracts and All Other Relevant Documents and Authorize Any Executive Director to Deal With All Related Matters -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Qinxiang as Non-independent For For Management Director 1.2 Elect Shao Xujun as Non-independent For For Management Director 1.3 Elect Ma Huanzheng as Non-independent For For Management Director 1.4 Elect Liu Jiangang as Non-independent For For Management Director 1.5 Elect Qian Guoping as Non-independent For For Management Director 1.6 Elect Yu Quanheng as Non-independent For For Management Director 2.1 Elect Yan Jianmiao as Independent For For Management Director 2.2 Elect Shao Yiping as Independent For For Management Director 2.3 Elect Jin Can as Independent Director For For Management 3.1 Elect Ren Xiangqian as Supervisor For For Management 3.2 Elect Zhu Hong as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee for For For Management Controlled Subsidiary 10 Approve Provision of Guarantee for For Against Management Controlling Shareholder 11 Approve Social Responsibility Report For For Management 12 Approve Environmental Report For For Management 13 Approve Financial Derivatives For For Management Investment Business 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Phase 2 Employee Share For For Management Purchase Plan (Draft) 16 Approve Establishment of Joint Venture For For Shareholder Company -------------------------------------------------------------------------------- ZHEJIANG HANGMIN CO., LTD. Ticker: 600987 Security ID: Y988A8100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Use of Idle Funds for For Against Management Investment and Wealth Management Business or Entrusted Loan 10 Approve Guarantee For Against Management 11 Approve Report of the Independent For For Management Directors 12 Approve Extension of Performance For For Management Commitment Performance Period in Connection with Asset Acquisition and Issuance of Shares 13.1 Elect Xu Yaming as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Foreign Exchange Derivatives For For Management Trading Business -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Audit Report For For Management 6 Approve Provision for Asset Impairment For For Management and Write-off of Bad Debts 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Idle Own Funds to For Against Management Purchase Financial Product 11 Approve to Appoint Auditor For For Management 12 Elect Li Weifeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend the Working Rules of Independent For Against Management Directors 4 Amend the Special Storage and For Against Management Management System of Raised Funds 5 Amend the External Investment For Against Management Management System 6 Amend the External Guarantee System For Against Management 7 Amend the Related Party Transaction For Against Management System 8 Approve to Adjust the Amount of Raised For For Management Funds and Change the Partial Raised Funds Investment Project 9 Approve Increase in the Usage of Idle For Against Management Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For Against Management Performance of Plan Participants 11 Approve Authorization of the Board to For Against Management Handle All Related Matters 12.1 Approve Purpose and Usage of the Share For For Management Repurchase 12.2 Approve Company's Eligibility for For For Management Repurchase of Shares 12.3 Approve Type of the Share Repurchase For For Management 12.4 Approve Manner of Share Repurchase For For Management 12.5 Approve Period of the Share Repurchase For For Management 12.6 Approve Price Range of the Share For For Management Repurchase 12.7 Approve Capital Source and Total For For Management Capital Used for the Share Repurchase 12.8 Approve Number and Proportion of the For For Management Share Repurchase 12.9 Approve Authorization Related Matters For For Management of Share Repurchase -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve 2020 Daily Related Party For For Management Transactions 6 Approve 2021 Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve to Appoint Auditor For For Management 10 Approve Financing Credit For Against Management 11 Approve Provision of Guarantees For Against Management 12 Approve Issuance of Debt Financing For Against Management Instruments 13 Approve Forward Foreign Exchange For Against Management Transactions, Currency Swaps and Foreign Exchange Options 14 Approve Report of the Independent For For Management Directors 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For Against Management General Meeting of Shareholders and Other Systems 16.1 Amend Working Rules of General Manager For Against Management 16.2 Amend Working Rules for the Secretary For Against Management of the Board of Directors 16.3 Amend Insider Registration Management For Against Management System 16.4 Amend Investor Relations Management For Against Management Method -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Signing of Equity Transfer For For Management Contract 3 Approve Signing of Voting Rights For For Management Entrustment Agreement 4 Approve External Investment to For For Management Establish Joint Venture Company and Provision of Guarantees 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management this time 2.2 Approve Issuance Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to the For For Management Bondholder Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Investment in the Construction For For Management of Ternary Precursors and Ternary Cathode Materials Projects -------------------------------------------------------------------------------- ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO., LTD. Ticker: 600273 Security ID: Y37403105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Signing of Related Party For For Management Transaction Contract with Sanjiang Chemical Co., Ltd. 1.2 Approve Signing of Related Party For For Management Transaction Contract with Zhejiang Xingxing New Energy Technology Co., Ltd. 1.3 Approve Signing of Related Party For For Management Transaction Contract with Zhejiang Sanjiang New Chemical Material Co., Ltd. 1.4 Approve Signing of Related Party For For Management Transaction Contract with Jiaxing Sanjiang Haojia Polymer Material Technology Co., Ltd. 1.5 Approve Related Party Transaction For For Management Contract for Loading and Unloading Storage -------------------------------------------------------------------------------- ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO., LTD. Ticker: 600273 Security ID: Y37403105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO., LTD. Ticker: 600273 Security ID: Y37403105 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Draft and Summary of For For Management Employee Share Purchase Plan 2 Approve Amended Management Method of For For Management Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO., LTD. Ticker: 600273 Security ID: Y37403105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Business Plan 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Application of Bank Credit For For Management Lines 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Provision of Guarantees For Against Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Remuneration of Directors and For Against Management Senior Management Members 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO., LTD. Ticker: 600273 Security ID: Y37403105 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 1.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 1.4 Amend Working System for Independent For For Management Directors 1.5 Amend Working System for Board For For Management Secretary 1.6 Amend Related-Party Transaction For For Management Management Method 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Credit Line Bank Application For For Management and Authorize Legal Representative to Sign Loan Contract 9 Approve Mutual Guarantee For For Management 10 Approve Related Party Transaction For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Elect Zhu Liwen as Non-independent For For Management Director 7 Approve Provision of Guarantee For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Amend Articles of Association For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction Involved in For For Management Equity Restructuring 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management 2 Approve Sale of Equity and Related For Against Management Party Transaction -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For Against Management 1.2 Approve Issue Manner and Issue Time For Against Management 1.3 Approve Target Subscribers and For Against Management Subscription Method 1.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 1.5 Approve Issue Size For Against Management 1.6 Approve Lock-up Period Arrangement For Against Management 1.7 Approve Listing Exchange For Against Management 1.8 Approve Amount and Use of Proceeds For Against Management 1.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 1.10 Approve Resolution Validity Period For Against Management 2 Approve Private Placement of Shares For Against Management 3 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 4 Approve Signing of Supplemental For Against Management Agreement of Share Subscription Contract 5 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 7 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Own Funds for For Against Management Entrusted Financial Products 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG JUHUA CO., LTD. Ticker: 600160 Security ID: Y9890M108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor and Payment of Remuneration 8 Approve Daily Related Party For Against Management Transactions 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Related Party Transaction in For For Management Connection to Signing of Daily Production and Operation Contract 11 Approve Amendments to Articles of For For Management Association 12 Approve Shareholder Return Plan For For Management 13 Elect Li Jun as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial Auditor For For Management 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Change of Business Scope, For For Management Company Name and Registered Address 12 Approve Amendments to Articles of For For Management Association and Authorization of the Board to Change Business Registration 13.1 Elect Cao Kejian as Director For For Shareholder 13.2 Elect Tang Yan as Director For For Shareholder 13.3 Elect Bruce P. Biederman as Director For For Shareholder 13.4 Elect Yang Jianjun as Director For For Shareholder 14.1 Elect Shen Jiang as Director For For Shareholder 14.2 Elect Fang Huaiyu as Director For For Shareholder 14.3 Elect Shi Ximin as Director For For Shareholder 15.1 Elect Fang Yanming as Supervisor For For Shareholder 15.2 Elect Zhao Xiaowei as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft of Employee Share For Against Management Purchase Plan 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Authorization of Chairman of For For Management the Board to Handle Subsequent Land Matters Related to Old District Renovation Project 5 Elect Zhao Gang as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantees For Against Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG MEDICINE CO., LTD. Ticker: 600216 Security ID: Y9891M107 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement -------------------------------------------------------------------------------- ZHEJIANG MEDICINE CO., LTD. Ticker: 600216 Security ID: Y9891M107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Amendments to Articles of For Against Management Association 9.1 Elect Li Chunbo as Director For For Management 9.2 Elect Yin Zhifeng as Director For For Management 9.3 Elect Yin Guanqiao as Director For For Management 9.4 Elect Lyu Chunlei as Director For For Management 9.5 Elect Li Nanxing as Director For For Management 9.6 Elect Yu Yuqing as Director For For Management 9.7 Elect Chu Zhenhua as Director For For Management 10.1 Elect Chen Naiwei as Director For For Management 10.2 Elect Qiu Yizheng as Director For For Management 10.3 Elect Xia Qing as Director For For Management 11.1 Elect Tang Haifeng as Supervisor For For Management 11.2 Elect Cao Yong as Supervisor For For Management 11.3 Elect Cao Ruiwei as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG MEIDA INDUSTRIAL CO., LTD. Ticker: 002677 Security ID: Y9803L106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Use of Funds for Cash For Against Management Management 8 Approve Shareholder Return Plan For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Raised Funds For For Management Investment Project 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Land Acquisition For For Management Compensation Agreement -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Continued Postponement of For For Management Raised Funds Investment Project 8 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Raised Funds for For For Management Cash Management 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantees For For Management 9 Approve to Appoint Auditor For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG RUNTU CO., LTD. Ticker: 002440 Security ID: Y98947107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Amend Related Party Transaction Fair For Against Management Decision-making System 10 Amend Authorization Management System For Against Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Yalan as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Application of Bank Credit For For Management Lines 8 Approve Bill Pool Business For Against Management 9 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 10 Approve to Appoint Auditor For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Weidong as Non-Independent For For Management Director 1.2 Elect Ma Guolin as Non-Independent For For Management Director 1.3 Elect Yang Yuying as Non-Independent For For Management Director 1.4 Elect Zhu Xiaodong as Non-Independent For For Management Director 2.1 Elect Gao Changyou as Independent For For Management Director 2.2 Elect Pan Yushuang as Independent For For Management Director 2.3 Elect Fei Jinhong as Independent For For Management Director 3.1 Elect Tang Wenrong as Supervisor For For Management 3.2 Elect Hu Xiaolong as Supervisor For For Management 4 Approve Amendment of Company-level For Against Shareholder Performance Evaluation Indicators of Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of External Investment For For Management Framework Agreement 2 Approve Additional External Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Development of Commodity For For Management Derivatives Transaction 7 Approve Development of Foreign For For Management Exchange Hedging Business 8 Approve External Guarantee Provision For For Management Plan 9 Approve External Guarantee Provision For For Management Plan of Subsidiary 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ji Xiaofen as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transaction Agreement 8 Approve Use of Own Idle Funds for For Against Management Short-term Financial Products 9 Approve Guarantee Provision For For Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Elect Delphine SEGURA VAYLET as For For Management Non-Independent Director 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price and Pricing Principle of For For Management the Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.5 Approve Total Capital Used for the For For Management Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Implementation Period of the For For Management Share Repurchase 1.8 Approve Resolution Validity Period For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Heqing as Director For For Management 1.2 Elect Wu Yuehua as Director For For Management 1.3 Elect Liu Yang as Director For For Management 1.4 Elect Gu Yongting as Director For For Management 1.5 Elect Hu Chunrong as Director For For Management 1.6 Elect Zhang Leigang as Director For For Management 2.1 Elect Huang Liequn as Director For For Management 2.2 Elect Xu Pingping as Director For For Management 2.3 Elect Lyu Lan as Director For For Management 3.1 Elect Huang Renxing as Supervisor For For Management 3.2 Elect Gu Chunshan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of External Guarantee For Against Management 3.1 Elect Xiang Guangming as For For Management Non-independent Director 3.2 Elect Zhu Shanyin as Non-independent For For Management Director 3.3 Elect Chen Ge as Non-independent For For Management Director 3.4 Elect Zhu Shanyu as Non-independent For For Management Director 3.5 Elect Xiang Pengyu as Non-independent For For Management Director 3.6 Elect Xiang Yihao as Non-independent For For Management Director 4.1 Elect Wang Zexia as Independent For For Management Director 4.2 Elect Sun Xiaoxia as Independent For For Management Director 4.3 Elect Zhang Weixian as Independent For For Management Director 5.1 Elect Liu Xibing as Supervisor For For Management 5.2 Elect Li Yuyan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of External Guarantee For For Management 10 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds for For Against Management Investment and Financial Management Business 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Working System for Independent For Against Management Directors 11 Elect Hao Yunhong as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG XINAN CHEMICAL INDUSTRIAL GROUP CO., LTD. Ticker: 600596 Security ID: Y9891L109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Chairman of For For Management Board 8.1 Approve Related Party Transaction with For For Management Transchem Group Co., Ltd and its Subsidiaries 8.2 Approve Related Party Transaction with For For Management Jiaxing Fancheng Chemical Co., Ltd. 9.1 Approve Application of Bank Credit For For Management Lines 9.2 Approve Guarantee Provision Plan For For Management 10.1 Approve Provision of Guarantee to For For Management Jiande Xin'an Small Loan Co., Ltd. 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG YANKON GROUP CO., LTD. Ticker: 600261 Security ID: Y9890Z109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Provision of Guarantees For For Management 10.1 Approve Purpose and Usage for Share For For Management Repurchase 10.2 Approve Type of Share Repurchase For For Management 10.3 Approve Manner of Share Repurchase For For Management 10.4 Approve Price of Share Repurchase For For Management 10.5 Approve Total Capital, Quantity and For For Management Proportion of Company's Total Share Capital for Share Repurchase 10.6 Approve Capital Source Used for Share For For Management Repurchase 10.7 Approve Period of the Share Repurchase For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantees For For Management 9 Approve Use of Idle Own Funds for For Against Management Investment in Financial Products and Trust Products 10 Approve Bill Pool Business For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Foreign Exchange Hedging For Against Management Business 7 Approve Provision of Guarantees For Against Management 8 Approve Application of Credit Lines For For Management 9 Approve Disposal of Shares For For Management 10 Approve to Appoint Auditor For For Management 11.1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11.3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11.4 Amend Related-party Transaction For Against Management Decision-making System 11.5 Amend External Guarantee Management For Against Management System 11.6 Amend External Investment Management For Against Management System 11.7 Amend Management System of Raised Funds For Against Management 11.8 Amend Detailed Rules for the For Against Management Implementation of Online Voting of the Shareholders General Meeting 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Layout and Disposal For Against Management of Low Performance Project 2 Approve Signing of Asset Acquisition For For Management Agreement and Exit -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949111 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.1 Elect Jiao Chengyao as Director For For Shareholder 2.2 Elect Xiang Jiayu as Director For For Shareholder 2.3 Elect Fu Zugang as Director For For Shareholder 2.4 Elect Wang Xinying as Director For For Shareholder 2.5 Elect Cui Kai as Director For For Shareholder 2.6 Elect Yang Dongsheng as Director For For Shareholder 3.1 Elect Cheng Jinglei as Director For For Management 3.2 Elect Ji Feng as Director For For Management 3.3 Elect Guo Wenqing as Director For For Management 3.4 Elect Fang Yuan as Director For For Management 4.1 Elect Cheng Xiangdong as Supervisor For For Shareholder 4.2 Elect Wang Yue as Supervisor For For Shareholder 4.3 Elect Zhang Yonglong as Supervisor For For Shareholder 4.4 Elect Cui Zonglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949111 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Performance Report of the For For Management Independent Non-Executive Directors 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of the External For For Management Auditors and Internal Control Auditors 7 Approve Provision of Repurchase For For Management Guarantee to Customers Under Finance Lease Business 8 Approve Provision of Guarantees to and For Against Management Among Controlling Subsidiaries 9 Approve Commencement of Hedging For For Management Business 10 Approve Restricted Share Incentive For Against Management Scheme (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary 11 Approve Administrative Measures for For Against Management Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited 12 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949111 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted Share Incentive For Against Management Scheme (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary 2 Approve Administrative Measures for For Against Management Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949111 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Packages of For For Management Non-Independent Directors 2 Approve Remuneration Packages of For For Management Independent Directors 3 Approve Remuneration Packages of For For Management Supervisors -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For Against Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Change of Company Name For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures for For Against Management Independent Directors 11 Approve Bill Pool Business For Against Management 12 Elect Guo Hui as Supervisor For For Management -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LIMITED Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Xianzhi as Director For For Management 4 Elect Li Yang as Director For For Management 5 Elect Loke Yu (alias Loke Hoi Lam) as For Against Management Director 6 Elect Wang Chuanxu as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4.1 Approve Transactions with Controlling For For Management Shareholder and Its Related Parties 4.2 Approve Transactions with Other For For Management Related Companies 4.3 Approve Transactions with Related For For Management Natural Persons 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve the Control Cap of Financial For For Management Investment Scale 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken Regarding Private Placement of Shares (Revised Draft) 10 Amend Articles of Association For For Management 11 Approve Period Extension of Horizontal For For Management Competition Preventive Commitment of Ultimate Controller 12.1 Elect Jin Xuejun as Director For For Management -------------------------------------------------------------------------------- ZHONG AN GROUP LTD. Ticker: 672 Security ID: G9898N116 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Zhang Jiangang as Director For For Management 2B Elect Shen Tiaojuan as Director For For Management 2C Elect Zhang Huaqiao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantees For Against Management 10 Approve Appointment of Auditor For For Management 11 Approve Use of Idle Raised Fund for For For Management Cash Management 12 Approve Use of Idle Own Funds for Cash For Against Management Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Company's Commitment Regarding For For Management Counter-dilution Measures in Connection to the Issuance of Shares to Specific Targets 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Amend Articles of Association For Against Management 3.1 Elect Lu Jin as Non-Independent For For Management Director 3.2 Elect Liu Bing as Non-Independent For For Management Director 3.3 Elect Zhao Zhanguo as Non-Independent For For Management Director 3.4 Elect Li Yueqing as Non-Independent For For Management Director 3.5 Elect Peng Yong as Non-Independent For For Management Director 3.6 Elect Li Tienan as Non-Independent For For Management Director 4.1 Elect Hu Shiming as Independent For For Management Director 4.2 Elect Zhang Yue as Independent Director For For Management 4.3 Elect Xie Wenzheng as Independent For For Management Director 5.1 Elect Zhu Shuhong as Supervisor For For Management 5.2 Elect Sun Jie as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Amend Information Disclosure For Against Management Management System 3 Elect Zhang Zhouyun as Non-Independent For For Management Director 4 Elect Lan Jiang as Supervisor For For Management 5 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 6 Approve Methods to Assess the For Against Management Performance of Plan Participants 7 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Shareholder 7 Approve to Formulate Shareholder For For Management Return Plan 8 Approve Amendments to Articles of For For Management Association 9 Approve Draft and Summary of Employee For Against Management Share Purchase Plan 10 Approve Management Method of Employee For Against Management Share Purchase Plan 11 Approve Authorization of Board to For Against Management Handle All Related Matters 12 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Guarantee -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Audit Work Report For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For For Management 6 Elect Chin Siu Wa Alfred as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHONGTIAN FINANCIAL GROUP CO., LTD. Ticker: 000540 Security ID: Y2943D100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiong Debin as Independent For For Management Director -------------------------------------------------------------------------------- ZHONGTIAN FINANCIAL GROUP CO., LTD. Ticker: 000540 Security ID: Y2943D100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- ZHONGYU GAS HOLDINGS LIMITED Ticker: 3633 Security ID: G9891U133 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Wenliang as Director For For Management 3b Elect Li Yan as Director For For Management 3c Elect Luo Yongtai as Director For For Management 3d Authorize Board or the Remuneration For For Management Committee to Fix Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHOU HEI YA INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1458 Security ID: G98976106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Pan Pan as Director For For Management 3a2 Elect Chan Kam Ching, Paul as Director For For Management 3a3 Elect Lu Weidong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHUGUANG HOLDINGS GROUP COMPANY LIMITED Ticker: 1176 Security ID: G9908J105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Chu Hing Tsung as Director For For Management 4.2 Elect Huang Jiajue as Director For For Management 4.3 Elect Wong Chi Keung as Director For Against Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Issued Share For For Management Capital 6.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Related-Party Transaction For For Management Management System 5 Approve Equity Transfer For For Management 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Ce as Independent Director For For Shareholder -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements and Auditor's Report 4 Approve Profit Distribution Plan and For For Management Omission of Dividend Payment 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Credit Line Bank Application For For Management 7 Approve 2020 Annual Report For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment to Establish For For Management Subsidiary -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Convertible Bonds -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Company's Loan Renewal and New For For Management Bank Loan Credit 8 Approve Provision of Guarantees For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Amendment of Corporate For For Management Governance Related Systems 11 Approve Capital Injection and For For Management Investment in the Construction of Two 1200t Photovoltaic Glass Production Lines and Supporting Terminal Engineering Projects 12 Approve Investment in New 1200t For For Management Photovoltaic Glass Production Line Project -------------------------------------------------------------------------------- ZIBO QIXIANG TENGDA CHEMICAL CO., LTD. Ticker: 002408 Security ID: Y98941100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For Against Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For Against Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 4 Approve Amendment to the Remuneration For For Management and Assessment Proposal of Directors and Supervisors 5 Elect Bo Shaochuan as Director and For For Management Authorize Board to Enter Into Service Contract with Him 6.01 Approve Par Value and Size of the For For Management Issuance 6.02 Approve Coupon Rates or Their For For Management Determination Methods 6.03 Approve Term and Types of the Bonds For For Management 6.04 Approve Use of Proceeds For For Management 6.05 Approve Method of the Issuance, For For Management Targets of the Issuance and Placement to Existing Shareholders 6.06 Approve Guarantee Arrangement For For Management 6.07 Approve Redemption or Sell-Back For For Management Provisions 6.08 Approve Credit Standing of the Company For For Management and Safeguarding Measures for Repayment 6.09 Approve Underwriting For For Management 6.10 Approve Listing Arrangement For For Management 6.11 Approve Validity Period of the For For Management Resolution 7 Authorize the Board to Deal with All For For Management Matters in Relation to the Shelf Offering of Corporate Bonds -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For Against Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For Against Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Debt Financing For For Management Instruments 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Approve Arrangement of Guarantees to For Against Management Company's Subsidiaries, Associates and Other Party 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Supervisory For For Management Committee 8 Approve Financial Report For For Management 9 Approve Annual Report and Its Summary For For Management Report 10 Approve Profit Distribution Proposal For For Management 11 Approve Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 12 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Withdrawal from Equity For For Management Investment Funds and Related Transactions -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory Board For For Management 3 Approve Report of Settlement Accounts For For Management 4 Approve Full Text and Summary of the For For Management Annual Report of A Shares 5 Approve Annual Report of H Shares For For Management 6 Approve Profit Distribution Plan and For For Management Declaration and Distribution of Final Dividend 7 Approve Provisions for Asset Impairment For For Management 8.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 8.2 Approve KPMG as International Auditor For For Management 8.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 9 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 10 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 11 Approve Authorization to Zoomlion For For Management Agricultural Machinery to Engage in Business with Downstream Customers, Provide External Guarantees and Authorize the Management of Zoomlion Agricultural Machinery to Execute the Relevant Cooperation Agreements 12 Approve Provision of Guarantees in For Against Management Favour of 46 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 13 Approve Carrying Out of Low Risk For Against Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 14 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 16 Approve Registration of Asset-Backed For For Management Securities Products, Undertaking of Obligations to Top Up the Shortfall, Provision of Guarantee by the Company in Favour of Zoomlion Finance and Leasing (China) and Related Transactions 17 Approve Registration of Supply Chain For For Management Asset-Backed Securities Products by Zoomlion Business Factoring (China) Co. , Ltd., Issue of Necessary Documents by the Company as Joint Debtor and Related Transactions 18.1 Approve Disposal of Equity Interest in For For Management the Target Company, which is a Related Party Transaction 18.2 Approve Continuing Provision of For Against Management Guarantees in Favour of the Target Company after Completion of the Transaction 19 Approve Continuing Development by the For For Management Company of Its Mortgage-Funded Sales Business and Finance Leasing and Sales Business, Establish Buyer's Credit and Sales Business and Provide Buy-Back Guarantees 20 Approve Registration of Debt Financing For Against Management Instruments and Related Transactions 21 Approve Issue of Medium-Term Notes and For For Management Related Transactions 22 Approve Compliance with the Conditions For For Management for the Issue of Bonds 23 Approve Issue of Bonds by Way of For For Management Public Offering 24 Authorize Board to Deal with All For For Management Matters in Connection with the Bond Issue 25 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZORLU ENERJI ELEKTRIK URETIM AS Ticker: ZOREN Security ID: M9895U108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Authorize Presiding Council to Sign For Did Not Vote Management Meeting Minutes 3 Authorize Share Capital Increase For Did Not Vote Management without Preemptive Rights 4 Close Meeting None None Management -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Fulfillment of Criteria for For For Management the Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising 2.01 Approve General Plan For For Management 2.02 Approve Counterparties For For Management 2.03 Approve Target Assets For For Management 2.04 Approve Transaction Price of the For For Management Target Assets 2.05 Approve Method of Payment For For Management 2.06 Approve Class and Par Value of Shares For For Management to be Issued 2.07 Approve Place of Listing For For Management 2.08 Approve Issue Price and Pricing For For Management Principles 2.09 Approve Proposal in Relation to the For For Management Adjustment of Issue Price 2.10 Approve Number of Shares to be Issued For For Management 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Arrangement for the Retained For For Management Undistributed Profits 2.13 Approve Validity Period of the For For Management Resolution 2.14 Approve Class and Par Value of Shares For For Management to be Issued 2.15 Approve Place of Listing For For Management 2.16 Approve Target Subscribers For For Management 2.17 Approve Method of Issuance and Method For For Management of Subscription 2.18 Approve Issue Price and Pricing For For Management Principles 2.19 Approve Total Amount of the Ancillary For For Management Fund-Raising and Number of Shares to be Issued 2.20 Approve Lock-up Period Arrangement For For Management 2.21 Approve Use of the Ancillary For For Management Funds-Raising 2.22 Approve Arrangement for the Retained For For Management Undistributed Profits 2.23 Approve Validity Period of the For For Management Resolution 3.00 Approve Report on Acquisition of For For Management Assets by Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version) 4.00 Approve Resolution on the Transaction For For Management not Constituting a Connected Transaction 5.00 Approve Resolution on the Transaction For For Management not Constituting a Major Asset Restructuring 6.00 Approve Article 13 of the For For Management Administrative Measures for the Major Asset Restructuring of Listed Companies 7.00 Approve Compliance with Articles 11 For For Management and 43 of the Administrative Measures for the Major Asset Restructuring of Listed Companies 8.00 Approve Compliance with Article 4 of For For Management the Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies 9.00 Approve Conditional Agreement For For Management 10.00 Approve Conditional Supplemental For For Management Agreement 11.00 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents 12.00 Approve Statement of Principals For For Management Involved in the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies 13.00 Approve Shares Price Fluctuation under For For Management Article 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties 14.00 Approve Audit Report, the Pro Forma For For Management Review Report and the Asset Valuation Report 15.00 Approve Independence of the Appraisal For For Management Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration 16.00 Approve Statement of the Basis for, For For Management and Reasonableness and Fairness of, the Consideration for the Transaction 17.00 Approve Analysis on Dilution on For For Management Returns for the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction 18.00 Authorize Board to Deal with All For For Management Matters in Relation to the Transaction -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Annual Report For For Management 2.00 Approve Report of the Board of For For Management Directors 3.00 Approve Report of the Supervisory For For Management Committee 4.00 Approve Report of the President For For Management 5.00 Approve Final Financial Accounts For For Management 6.00 Approve Profit Distribution For For Management 7.00 Approve Feasibility Analysis of For For Management Derivative Investment and Application for Derivative Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for PT. ZTE Indonesia 9.00 Approve Provision of Performance For Against Management Guarantee Limits for Overseas Subsidiaries 10.00 Approve Proposed Application for For Against Management Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments 11.00 Approve Proposed Application for For For Management Composite Credit Facilities 12.00 Approve Alignment in Preparation of For For Management Financial Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor 13.01 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 13.02 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 14.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 15.00 Approve Shareholders' Dividend Return For For Management Plan (2021-2023) 16.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 17.00 Approve Expansion of the Business For For Management Scope and Corresponding Amendment of Relevant Clause in the Articles of Association 18.00 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee =============== Dimensional International Core Equity Market ETF =============== 5G NETWORKS LIMITED Ticker: 5GN Security ID: Q3890E108 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Joseph Gangi as Director For For Management 3 Ratify Past Issuance of Shares to For For Management Shareholders of Colocation Australia Pty Ltd, Andker Pty Ltd, Thomas Capital and Advisory Pty Ltd, and Professional and Sophisticated Investors 4 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Performance Rights For Against Management to Joseph Demase -------------------------------------------------------------------------------- 5N PLUS INC. Ticker: VNP Security ID: 33833X101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arjang J. (AJ) Roshan For For Management 1.2 Elect Director Jean-Marie Bourassa For For Management 1.3 Elect Director Gervais Jacques For For Management 1.4 Elect Director James T. Fahey For For Management 1.5 Elect Director Nathalie Le Prohon For For Management 1.6 Elect Director Luc Bertrand For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ACADIAN TIMBER CORP. Ticker: ADN Security ID: 004272100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Bruce Robertson For For Management 2.2 Elect Director Heather Fitzpatrick For For Management 2.3 Elect Director Karen Oldfield For For Management 2.4 Elect Director Malcolm Cockwell For For Management 2.5 Elect Director Erika Reilly For For Management -------------------------------------------------------------------------------- ACCIONA SA Ticker: ANA Security ID: E0008Z109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Offering of Shares in For For Management Subsidiary Acciona Energias Renovables SA -------------------------------------------------------------------------------- ACCIONA SA Ticker: ANA Security ID: E0008Z109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Consolidated and Standalone For For Management Management Reports 1.3 Approve Discharge of Board For For Management 1.4 Approve Non-Financial Information For For Management Statement 1.5 Approve Sustainability Report For For Management 1.6 Approve Allocation of Income and For For Management Dividends 1.7 Renew Appointment of KPMG Auditores as For For Management Auditor 2.1 Reelect Jose Manuel Entrecanales For Against Management Domecq as Director 2.2 Reelect Juan Ignacio Entrecanales For For Management Franco as Director 2.3 Reelect Daniel Entrecanales Domecq as For For Management Director 2.4 Reelect Javier Entrecanales Franco as For For Management Director 2.5 Reelect Javier Sendagorta Gomez del For For Management Campillo as Director 2.6 Reelect Jose Maria Pacheco Guardiola For For Management as Director 2.7 Reelect Ana Saiz de Vicuna Bemberg as For For Management Director 2.8 Elect Maria Dolores Dancausa Trevino For For Management as Director 3.1 Authorize Share Repurchase Program For For Management 3.2 Authorize Company to Call EGM with 15 For For Management Days' Notice 4.1 Amend Articles Re: Corporate Purpose For For Management and Representation of Shares 4.2 Amend Article 18 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 4.3 Amend Articles Re: Competences, For For Management Proxies, Adoption of Resolution, Minutes of Meetings and Certifications 4.4 Amend Article 31 Re: Board Term and For For Management Remuneration 4.5 Amend Articles Re: Board of Directors For For Management and Board Committees 4.6 Amend Articles Re: Annual Accounts For For Management 5.1 Amend Articles of General Meeting For For Management Regulations Re: Interpretation, Competences, Information Available for Shareholders, Information Subject to Request by Shareholders, Meeting Location and Request for Information 5.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6 Advisory Vote on Remuneration Report For Against Management 7 Receive Amendments to Board of None None Management Directors Regulations 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ACERINOX SA Ticker: ACX Security ID: E00460233 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Approve Dividends For For Management 6 Approve Remuneration Policy For For Management 7.1 Reelect Tomas Hevia Armengol as For For Management Director 7.2 Reelect Laura Gonzalez Molero as For For Management Director 7.3 Reelect Rosa Maria Garcia Pineiro as For For Management Director 7.4 Reelect Marta Martinez Alonso as For For Management Director 8 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 9 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 600 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 10 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities with Preemptive Rights up to EUR 1 Billion 11 Authorize Share Repurchase Program For For Management 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Long-Term Incentive Plan 13 Advisory Vote on Remuneration Report For For Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Receive Chairman Report on Updates of None None Management Company's Corporate Governance 16 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Carmen Fernandez Rozado as For For Management Director 4.2 Reelect Jose Eladio Seco Dominguez as For For Management Director 5 Advisory Vote on Remuneration Report For Against Management 6 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 7 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADBRI LTD. Ticker: ABC Security ID: Q0103K103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Raymond Barro as Director For For Management 3 Elect Rhonda Barro as Director For For Management 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Jayaprakasa Rangaswami as For For Management Director 6 Elect Milena Mondini-de-Focatiis as For For Management Director 7 Re-elect Geraint Jones as Director For For Management 8 Re-elect Annette Court as Director For For Management 9 Re-elect Jean Park as Director For For Management 10 Re-elect George Manning Rountree as For For Management Director 11 Re-elect Owen Clarke as Director For For Management 12 Re-elect Justine Roberts as Director For For Management 13 Re-elect Andrew Crossley as Director For For Management 14 Re-elect Michael Brierley as Director For For Management 15 Re-elect Karen Green as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Amend Discretionary Free Share Scheme For For Management 19 Authorise UK Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Approve Matters Relating to the None For Management Relevant Distributions 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANTAGE OIL & GAS LTD. Ticker: AAV Security ID: 00765F101 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Jill T. Angevine For For Management 2b Elect Director Stephen E. Balog For For Management 2c Elect Director Deirdre M. Choate For For Management 2d Elect Director Donald M. Clague For For Management 2e Elect Director Paul G. Haggis For For Management 2f Elect Director Norman W. MacDonald For For Management 2g Elect Director Andy J. Mah For For Management 2h Elect Director Ronald A. McIntosh For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Restricted and Performance Award For For Management Incentive Plan 5 Re-approve Restricted and Performance For For Management Award Incentive Plan 6 Re-approve Shareholder Rights Plan For For Management 7 Change Company Name to Advantage For For Management Energy Ltd. -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2 Elect Alexander Matthey to Management For Did Not Vote Management Board 3 Elect Caoimhe Treasa Keogan to For Did Not Vote Management Supervisory Board 4 Close Meeting None None Management -------------------------------------------------------------------------------- AECON GROUP INC. Ticker: ARE Security ID: 00762V109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Beck For For Management 1.2 Elect Director John W. Brace For For Management 1.3 Elect Director Anthony P. Franceschini For For Management 1.4 Elect Director J.D. Hole For For Management 1.5 Elect Director Susan Wolburgh Jenah For For Management 1.6 Elect Director Eric Rosenfeld For For Management 1.7 Elect Director Jean-Louis Servranckx For For Management 1.8 Elect Director Monica Sloan For For Management 1.9 Elect Director Deborah S. Stein For For Management 1.10 Elect Director Scott Thon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Re-approve Long-Term Incentive Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AENA S.M.E. SA Ticker: AENA Security ID: E526K0106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Treatment of Net Loss For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6 Ratify Appointment of and Elect Juan For For Management Rio Cortes as Director 7.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 7.2 Amend Articles Re: Board Competences For For Management and Board Committees 7.3 Amend Articles Re: Board Committees, For For Management Remuneration and Climate Action Plan 8 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 9 Advisory Vote on Remuneration Report For For Management 10 Advisory Vote on Company's Climate For Abstain Management Action Plan 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For For Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For Against Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Mangetsu, Masaaki For For Management 1.4 Elect Director Tamai, Mitsugu For For Management 1.5 Elect Director Kisaka, Yuro For For Management 1.6 Elect Director Mitsufuji, Tomoyuki For For Management 1.7 Elect Director Wako, Shinya For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Suzuki, For Against Management Junichi 2.2 Appoint Statutory Auditor Yogo, Yuko For For Management -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For For Management 1.2 Elect Director Fujiki, Mitsuhiro For For Management 1.3 Elect Director Sato, Hisayuki For For Management 1.4 Elect Director Okada, Motoya For For Management 1.5 Elect Director Okamoto, Masahiko For For Management 1.6 Elect Director Yokoyama, Hiroshi For For Management 1.7 Elect Director Nakarai, Akiko For For Management 1.8 Elect Director Hashimoto, Tatsuya For For Management 1.9 Elect Director Koshizuka, Kunihiro For For Management 1.10 Elect Director Yamashita, Yasuko For For Management 1.11 Elect Director Kurosaki, Hironobu For For Management 1.12 Elect Director Owada, Junko For For Management 1.13 Elect Director Enomoto, Chisa For For Management -------------------------------------------------------------------------------- AERIS RESOURCES LTD. Ticker: AIS Security ID: Q0145V109 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None Against Management 2 Elect William Edward Alastair Morrison For For Management as Director 3 Elect Colin Moorhead as Director For Against Management 4 Approve Aeris Equity Incentive Plan None Against Management 5 Approve Issuance of Performance Rights For Against Management to Andre Labuschagne 6 Approve Potential Termination Benefits For For Management 7 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- AFRICA ISRAEL RESIDENCES LTD. Ticker: AFRE Security ID: M0191T101 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Employment Terms of For Did Not Vote Management Michael Klein, CEO A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AG GROWTH INTERNATIONAL INC. Ticker: AFN Security ID: 001181106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Tim Close For For Management 2.2 Elect Director Anne De Greef-Safft For For Management 2.3 Elect Director Janet Giesselman For For Management 2.4 Elect Director William (Bill) Lambert For For Management 2.5 Elect Director Bill Maslechko For For Management 2.6 Elect Director Malcolm (Mac) Moore For For Management 2.7 Elect Director Claudia Roessler For For Management 2.8 Elect Director David White For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Shimamura, Takuya For For Management 2.2 Elect Director Hirai, Yoshinori For For Management 2.3 Elect Director Miyaji, Shinji For For Management 2.4 Elect Director Kurata, Hideyuki For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management 3 Appoint Statutory Auditor Tatsuno, For For Management Tetsuo -------------------------------------------------------------------------------- AGNICO EAGLE MINES LIMITED Ticker: AEM Security ID: 008474108 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leona Aglukkaq For For Management 1.2 Elect Director Sean Boyd For For Management 1.3 Elect Director Martine A. Celej For For Management 1.4 Elect Director Robert J. Gemmell For For Management 1.5 Elect Director Mel Leiderman For For Management 1.6 Elect Director Deborah McCombe For For Management 1.7 Elect Director James D. Nasso For For Management 1.8 Elect Director Sean Riley For For Management 1.9 Elect Director J. Merfyn Roberts For For Management 1.10 Elect Director Jamie C. Sokalsky For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lee Yuan Siong as Director For For Management 4 Elect Chung-Kong Chow as Director For For Management 5 Elect John Barrie Harrison as Director For For Management 6 Elect Lawrence Juen-Yee Lau as Director For For Management 7 Elect Cesar Velasquez Purisima as For For Management Director 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9B Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AIB GROUP PLC Ticker: A5G Security ID: G0R4HJ106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- AIR CANADA Ticker: AC Security ID: 008911877 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amee Chande For For Management 1.2 Elect Director Christie J.B. Clark For For Management 1.3 Elect Director Gary A. Doer For For Management 1.4 Elect Director Rob Fyfe For For Management 1.5 Elect Director Michael M. Green For For Management 1.6 Elect Director Jean Marc Huot For For Management 1.7 Elect Director Madeleine Paquin For For Management 1.8 Elect Director Michael Rousseau For For Management 1.9 Elect Director Vagn Sorensen For For Management 1.10 Elect Director Kathleen Taylor For For Management 1.11 Elect Director Annette Verschuren For For Management 1.12 Elect Director Michael M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach A The Undersigned Certifies The Shares None Against Management Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, ABN = Non-Canadian Holder Authorized To Provide Air Service, AGT = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. B The Undersigned Hereby Certifies that None Against Management the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares. -------------------------------------------------------------------------------- AIRBOSS OF AMERICA CORP. Ticker: BOS Security ID: 00927V200 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Grenville Schoch For For Management 1.2 Elect Director Anita Antenucci For For Management 1.3 Elect Director David Camilleri For For Management 1.4 Elect Director Mary Matthews For For Management 1.5 Elect Director Robert L. McLeish For For Management 1.6 Elect Director Brian A. Robbins For For Management 1.7 Elect Director Alan J. Watson For For Management 1.8 Elect Director Stephen Ryan For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Omnibus Incentive Plan For Against Management -------------------------------------------------------------------------------- AIRPORT CITY LTD. Ticker: ARPT Security ID: M0367L106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Exemption Agreement For For Management 2 Approve Amendment to Compensation For For Management Policy for the Directors and Officers of the Company 3 Approve Liability Insurance Group For For Management Policy to Directors/Officers Who Are Not Controller and Its Extension from time to time 4 Approve Liability Insurance Group For For Management Policy to Directors/Officers Who Are Controller and Its Extension from time to time 5 Approve Liability Insurance Policy to For For Management Preal Attias, CEO 6 Approve Amendments to Indemnification For For Management Agreement to Directors/Officers Who Are Not Controller 7 Approve Indemnification Agreements to For For Management Directors/Officers Who Are Controller 8 Approve Amendments to Indemnification For For Management Agreement to Preal Attias, CEO 9 Approve Amendments to Exemption For For Management Agreements to Directors/Officers Who Are Controller A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AJ BELL PLC Ticker: AJB Security ID: G01457103 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andy Bell as Director For For Management 5 Re-elect Michael Summersgill as For For Management Director 6 Re-elect Leslie Platts as Director For For Management 7 Re-elect Laura Carstensen as Director For For Management 8 Re-elect Simon Turner as Director For For Management 9 Re-elect Eamonn Flanagan as Director For For Management 10 Reappoint BDO LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise Issue of Equity For For Management 13A Authorise Issue of Equity without For For Management Pre-emptive Rights 13B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ALAMOS GOLD INC. Ticker: AGI Security ID: 011532108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Ellingham For For Management 1.2 Elect Director David Fleck For For Management 1.3 Elect Director David Gower For For Management 1.4 Elect Director Claire M. Kennedy For For Management 1.5 Elect Director John A. McCluskey For For Management 1.6 Elect Director Monique Mercier For For Management 1.7 Elect Director Paul J. Murphy For For Management 1.8 Elect Director J. Robert S. Prichard For For Management 1.9 Elect Director Kenneth Stowe For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALANTRA PARTNERS SA Ticker: ALNT Security ID: E3666D105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Reelect Jose Javier Carretero Manzano For For Management as Director 5 Renew Appointment of Deloitte as For For Management Auditor 6 Authorize Share Repurchase Program For For Management 7 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 25 Million 9 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 10 Authorize Company to Call EGM with 15 For Against Management Days' Notice 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For Against Management 13 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ALCANNA INC. Ticker: CLIQ Security ID: 01374C109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Barnett For For Management 1.2 Elect Director James F.C. Burns For For Management 1.3 Elect Director Peter Lynch For For Management 1.4 Elect Director Karen Prentice For For Management 1.5 Elect Director Denis Ryan For For Management 1.6 Elect Director Kristina Williams For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ALERION CLEANPOWER SPA Ticker: ARN Security ID: T0235S104 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind by Fri-El Green Power SpA -------------------------------------------------------------------------------- ALGOMA CENTRAL CORPORATION Ticker: ALC Security ID: 015644107 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard B. Carty For For Management 1B Elect Director E.M. Blake Hutcheson For For Management 1C Elect Director Mark McQueen For For Management 1D Elect Director Harold S. Stephen For For Management 1E Elect Director Paul Gurtler For For Management 1F Elect Director Duncan N.R. Jackman For For Management 1G Elect Director Trinity O. Jackman For For Management 1H Elect Director Clive P. Rowe For For Management 1I Elect Director Eric Stevenson For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management 4 Amend General By-Law No.1 For For Management -------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher Ball For For Management 2.2 Elect Director Arun Banskota For For Management 2.3 Elect Director Melissa Stapleton Barnes For For Management 2.4 Elect Director Christopher Huskilson For For Management 2.5 Elect Director D. Randy Laney For For Management 2.6 Elect Director Carol Leaman For For Management 2.7 Elect Director Kenneth Moore For For Management 2.8 Elect Director Masheed Saidi For For Management 2.9 Elect Director Dilek Samil For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLIED TELESIS HOLDINGS K.K. Ticker: 6835 Security ID: J3920V102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oshima, Takayoshi For For Management 1.2 Elect Director Sachie Oshima For For Management 1.3 Elect Director Ashit Padwal For For Management 2.1 Elect Director and Audit Committee For Against Management Member Inoue, Takashi 2.2 Elect Director and Audit Committee For Against Management Member Wakana, Tadashi 2.3 Elect Director and Audit Committee For For Management Member Arai, Shoji 3 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- ALMIRALL SA Ticker: ALM Security ID: E0459H111 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Approve Dividends Charged to For For Management Unrestricted Reserves 7 Approve Scrip Dividends For For Management 8 Advisory Vote on Remuneration Report For Against Management 9 Reelect Jorge Gallardo Ballart as For For Management Director 10 Reelect Tom McKillop as Director For For Management 11 Reelect Gerhard Mayr as Director For For Management 12 Reelect Karin Dorrepaal as Director For For Management 13 Reelect Georgia Garinois-Melenikiotou For For Management as Director 14 Reelect Seth Orlow as Director For For Management 15 Reelect Enrique de Leyva Perez as For For Management Director 16 Reelect Alexandra B. Kimball as For For Management Director 17 Reelect Eva-Lotta Coulter as Director For For Management 18 Reelect Antonio Gallardo Torrededia as For For Management Director 19 Reelect Carlos Gallardo Pique as For For Management Director 20 Ratify Appointment of and Elect For For Management Gianfranco Nazzi as Director 21 Appoint KPMG Auditores as Auditor of For For Management Standalone Financial Statements 22 Appoint KPMG Auditores as Auditor of For For Management Consolidated Financial Statements 23 Amend Article 47 Re: Audit Committee For For Management 24 Amend Article 29 Re: Right of For For Management Attendance 25 Amend Article 10 of General Meeting For For Management Regulations Re: Right of Attendance 26 Authorize Board to Ratify and Execute For For Management Approved Resolutions 27 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ALMIRALL SA Ticker: ALM Security ID: E0459H111 Meeting Date: JUN 18, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at 13 For For Management 2 Elect Ruud Dobber as Director For For Management 3 Amend Article 29 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 4 Amend Article 10 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALROV PROPERTIES & LODGINGS LTD. Ticker: ALRPR Security ID: M39713108 Meeting Date: DEC 28, 2020 Meeting Type: Annual/Special Record Date: NOV 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Somekh Chaikin & Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Reelect Alfred Akirov as Director For For Management 2.2 Reelect Anath Lavin as Director For Against Management 2.3 Reelect Eitan Raff as Director For For Management 2.4 Reelect Shmuel Hauser as Director For For Management 3 Discuss Financial Statements and the None None Management Report of the Board 4 Approve Related Party Transaction: For For Management "Locka" Deal A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALROV PROPERTIES & LODGINGS LTD. Ticker: ALRPR Security ID: M39713108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Services Agreement For For Management for Chairman Services with a Company Owned by Alfred Akirov, Chairman 2 Approve Amended Employment Terms of For For Management Hava Akirov, Design Standards Vice CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALROV PROPERTIES & LODGINGS LTD. Ticker: ALRPR Security ID: M39713108 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction: For Did Not Vote Management "Locka" Deal A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALTAGAS LTD. Ticker: ALA Security ID: 021361100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2.1 Elect Director Victoria A. Calvert For For Management 2.2 Elect Director David W. Cornhill For For Management 2.3 Elect Director Randall L. Crawford For For Management 2.4 Elect Director Jon-Al Duplantier For For Management 2.5 Elect Director Robert B. Hodgins For For Management 2.6 Elect Director Cynthia Johnston For For Management 2.7 Elect Director Pentti O. Karkkainen For For Management 2.8 Elect Director Phillip R. Knoll For For Management 2.9 Elect Director Terry D. McCallister For For Management 2.10 Elect Director Linda G. Sullivan For For Management 2.11 Elect Director Nancy G. Tower For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALTIUS MINERALS CORPORATION Ticker: ALS Security ID: 020936100 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Dalton For For Management 1b Elect Director John Baker For For Management 1c Elect Director Roger Lace For For Management 1d Elect Director Andre Gaumond For For Management 1e Elect Director Fred Mifflin For For Management 1f Elect Director Jamie Strauss For For Management 1g Elect Director Anna Stylianides For For Management 1h Elect Director Nicole Adshead-Bell For For Management 1i Elect Director Teresa Conway For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALTUS GROUP LIMITED Ticker: AIF Security ID: 02215R107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela L. Brown For For Management 1b Elect Director Colin Dyer For For Management 1c Elect Director Anthony Gaffney For For Management 1d Elect Director Michael J. Gordon For For Management 1e Elect Director Anthony Long For For Management 1f Elect Director Diane MacDiarmid For For Management 1g Elect Director Raymond C. Mikulich For For Management 1h Elect Director Janet P. Woodruff For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Remuneration Report For For Management 4a Elect Deborah O'Toole as Director For For Management 4b Elect John Bevan as Director For For Management 4c Elect Shirley In't Veld as Director For For Management 5 Approve Reinsertion of the For For Management Proportional Takeover Provisions 6 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Elect Jana Eggers as Director For For Management 5.2 Elect Amanda Mesler as Director For For Management 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Stephan Gemkow as Director For For Management 5.8 Reelect Peter Kuerpick as Director For For Management 5.9 Reelect Pilar Garcia Ceballos-Zuniga For For Management as Director 5.10 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration Policy For For Management 9 Approve Performance Share Plan For For Management 10.1 Amend Article 11 Re: Share Capital For For Management Increase 10.2 Amend Article 24 Re: Remote Voting For For Management 10.3 Add New Article 24 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 10.4 Amend Articles Re: Board Functions and For For Management Remuneration 10.5 Amend Articles Re: Board Committees For For Management 11.1 Amend Articles of General Meeting For For Management Regulations Re: Company's Name and Corporate Website 11.2 Amend Article 7 of General Meeting For For Management Regulations Re: Right to Information 11.3 Amend Articles of General Meeting For For Management Regulations Re: Holding of the General Meeting 11.4 Amend Articles of General Meeting For For Management Regulations Re: Constitution and Start of the Session 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMAYSIM AUSTRALIA LIMITED Ticker: AYS Security ID: Q0303K101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Main Undertaking For For Management 2 Approve Return of Capital For For Management 3 Approve the Delisting of the Company For For Management from ASX -------------------------------------------------------------------------------- AMBU A/S Ticker: AMBU.B Security ID: K03293147 Meeting Date: DEC 09, 2020 Meeting Type: Annual Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management's Report None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report For For Management 4 Approve Allocation of Income and For For Management Dividends of DKK 0.29 Per Share 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chairman and DKK 350,000 for Other Directors; Approve Compensation for Committee Work 6 Elect Jorgen Jensen (Chair) as Director For For Management 7 Elect Christian Sagild (Vice-Chair) as For For Management Director 8a Reelect Mikael Worning as Director For For Management 8b Reelect Henrik Ehlers Wulff as Director For For Management 8c Reelect Britt Meelby Jensen as Director For For Management 9 Ratify Ernst & Young as Auditors For For Management 10a Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 10b Amend Articles Re: Authorization to For Against Management Hold Completely Electronic General Meetings 11 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- AMPER SA Ticker: AMP Security ID: E04600198 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Treatment of Net Loss For For Management 2.1 Fix Number of Directors at 8 For For Management 2.2 Ratify Appointment of and Elect Pilar For For Management Platero Sanz as Director 2.3 Ratify Appointment of and Elect Monica For For Management Espinosa Caldas as Director 2.4 Elect Inigo Resusta Covarrubias as For For Management Director 2.5 Elect Marisa Poncela Garcia as Director For For Management 3 Renew Appointment of Ernst & Young as For For Management Auditor 4.1 Amend Articles Re: Issuance of Bonds For For Management and Other Securities 4.2 Add Article 13 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 4.3 Amend Articles Re: Corporate Bodies For For Management 4.4 Amend Articles Re: Corporate For For Management Governance Report and Corporate Website 5.1 Amend Article 11 of General Meeting For For Management Regulations 5.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6 Approve Dividends For For Management 7 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 100 Million 8 Authorize Share Repurchase Program For For Management 9.1 Approve Remuneration Policy For Against Management 9.2 Approve Remuneration of Directors For For Management 9.3 Approve Remuneration of Executive For For Management Directors 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMPOL LIMITED Ticker: ALD Security ID: Q03608124 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Mark Chellew as Director For For Management 3b Elect Michael Ihlein as Director For For Management 3c Elect Gary Smith as Director For For Management 4 Approve Grant of Performance Rights to For For Management Matthew Halliday -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Elisabeth Brinton as Director For For Management 4 Elect Hilary Maxson as Director For For Management 5 Re-elect Ian Ashby as Director For For Management 6 Re-elect Marcelo Bastos as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Mark Cutifani as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Hixonia Nyasulu as Director For For Management 11 Re-elect Nonkululeko Nyembezi as For For Management Director 12 Re-elect Tony O'Neill as Director For For Management 13 Re-elect Stephen Pearce as Director For For Management 14 Re-elect Anne Stevens as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Court Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Thungela Resources Limited -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jean-Paul Luksic as Director For For Management 5 Re-elect Ollie Oliveira as Director For For Management 6 Re-elect Ramon Jara as Director For For Management 7 Re-elect Juan Claro as Director For For Management 8 Re-elect Andronico Luksic as Director For For Management 9 Re-elect Vivianne Blanlot as Director For For Management 10 Re-elect Jorge Bande as Director For For Management 11 Re-elect Francisca Castro as Director For For Management 12 Re-elect Michael Anglin as Director For For Management 13 Re-elect Tony Jensen as Director For For Management 14 Elect Director Appointed Between 24 For For Management March 2021 and 12 May 2021 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- APHRIA INC. Ticker: APHA Security ID: 03765K104 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Tilray, Inc. For For Management -------------------------------------------------------------------------------- APOLLO FUTURE MOBILITY GROUP LIMITED Ticker: 860 Security ID: G0410B102 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement and Related For For Management Transactions 2 Approve Grant of Specific Mandate to For For Management Issue Consideration Shares -------------------------------------------------------------------------------- APOLLO FUTURE MOBILITY GROUP LIMITED Ticker: 860 Security ID: G0410B102 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sung Kin Man as Director For For Management 2b Elect Tam Ping Kuen, Daniel as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- APPEN LIMITED Ticker: APX Security ID: Q0456H103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Stephen Hasker as Director For For Management 4 Elect Robin Low as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Brayan 6 Approve the Amendments to the For For Management Company's Constitution 7 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- APPLUS SERVICES SA Ticker: APPS Security ID: E0534T106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Renew Appointment of Deloitte as For For Management Auditor 6.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.2 Amend Article 25 Re: Director For For Management Remuneration 6.3 Amend Article 27 Re: Quorum, For For Management Representation and Remote Participation 7 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Receive Amendments to Board of None None Management Directors Regulations 9 Reelect Cristina Henriquez de Luna For For Management Basagoiti as Director 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ARAD LTD. Ticker: ARD Security ID: M1492B104 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ARC RESOURCES LTD. Ticker: ARX Security ID: 00208D408 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Seven Generations Energy Ltd. -------------------------------------------------------------------------------- ARC RESOURCES LTD. Ticker: ARX Security ID: 00208D408 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Farhad Ahrabi For For Management 1.2 Elect Director David R. Collyer For For Management 1.3 Elect Director Susan C. Jones For For Management 1.4 Elect Director Harold N. Kvisle For For Management 1.5 Elect Director William J. McAdam For For Management 1.6 Elect Director Michael G. McAllister For For Management 1.7 Elect Director Kathleen M. O'Neill For For Management 1.8 Elect Director Marty L. Proctor For For Management 1.9 Elect Director M. Jacqueline Sheppard For For Management 1.10 Elect Director Leontine van For For Management Leeuwen-Atkins 1.11 Elect Director Terry M. Anderson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ARGONAUT GOLD INC. Ticker: AR Security ID: 04016A101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director James E. Kofman For For Management 2.2 Elect Director Peter C. Dougherty For For Management 2.3 Elect Director Ian Atkinson For For Management 2.4 Elect Director Stephen Lang For For Management 2.5 Elect Director Peter Mordaunt For For Management 2.6 Elect Director Dale C. Peniuk For For Management 2.7 Elect Director Paula Rogers For For Management 2.8 Elect Director Audra B. Walsh For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ARISTOCRAT LEISURE LIMITED Ticker: ALL Security ID: Q0521T108 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Neil Chatfield as Director For For Management 2 Approve Grant of Performance Share For For Management Rights to Trevor Croker 3 Approve Remuneration Report For For Management 4 Approve Non-Executive Director Rights None For Management Plan -------------------------------------------------------------------------------- ARTEMIS RESOURCES LIMITED Ticker: ARV Security ID: Q05532298 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Edward Mead as Director For For Management 3 Elect Alastair Clayton as Director For Against Management 4 Elect Boyd Timler as Director For For Management 5 Elect Mark Potter as Director For Against Management 6 Ratify Past Issuance of Options to GTT For For Management Ventures Pty Ltd 7 Ratify Past Issuance of Options to For For Management CASS FZE 8 Ratify Past Issuance of Shares to For For Management Bennelong Corporate Advisors Ltd 9 Ratify Past Issuance of Shares to Guy For For Management Robertson 10 Ratify Past Issuance of Options to For Against Management Boyd Timler 11 Approve Issuance of Related Party For Against Management Options to Mark Potter 12 Approve Artemis Incentive Option Plan For Against Management 13 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital -------------------------------------------------------------------------------- ARYZTA AG Ticker: ARYN Security ID: H0336B110 Meeting Date: DEC 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Treatment of Net Loss For For Management 3 Approve Discharge of Board of Directors For For Management 4.1.1 Elect Gordon Hardie as Director For For Management 4.1.2 Elect Joerg Riboni as Director For For Management 4.1.3 Elect Helene Weber-Dubi as Director For For Management 4.1.4 Reelect Urs Jordi as Director and For For Management Board Chairman 4.1.5 Reelect Luisa Delgado as Director For For Management 4.1.6 Reelect Heiner Kamps as Director For For Management 4.1.7 Reelect Alejandro Zaragueeta as Against Against Shareholder Director 4.2.1 Appoint Gordon Hardie as Member of the For For Management Compensation Committee 4.2.2 Appoint Helene Weber-Dubi as Member of For For Management the Compensation Committee 4.2.3 Reaapoint Heiner Kamps as Member of For For Management the Compensation Committee 4.3 Ratify Ernst & Young AG as Auditors For For Management 4.4 Designate Patrick O'Neill as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.3 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Koji, Akiyoshi For For Management 2.2 Elect Director Katsuki, Atsushi For For Management 2.3 Elect Director Taemin Park For For Management 2.4 Elect Director Tanimura, Keizo For For Management 2.5 Elect Director Kosaka, Tatsuro For For Management 2.6 Elect Director Shingai, Yasushi For For Management 2.7 Elect Director Christina L. Ahmadjian For For Management 2.8 Elect Director Kitagawa, Ryoichi For For Management 3 Appoint Statutory Auditor Kawakami, For For Management Yutaka -------------------------------------------------------------------------------- ASALEO CARE LTD. Ticker: AHY Security ID: Q0557U102 Meeting Date: JUN 01, 2021 Meeting Type: Court Record Date: MAY 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Essity Holding Company Australia Pty Ltd, a Wholly Owned Subsidiary of Essity Group Holding BV -------------------------------------------------------------------------------- ASHTROM GROUP LTD. Ticker: ASHG Security ID: M1502Z109 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Omer For For Management Guggenheim, Vice CEO of Business Development 2 Approve Amended Compensation Policy For For Management Re: Liability Insurance Policy 3 Approve Issuance of Liability For For Management Insurance Policy to Directors/Officers Who Are Not Controllers' Affiliated and their Relatives A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Oyama, Motoi For For Management 2.2 Elect Director Hirota, Yasuhito For For Management 2.3 Elect Director Kashiwaki, Hitoshi For For Management 2.4 Elect Director Sumi, Kazuo For For Management 2.5 Elect Director Yamamoto, Makiko For For Management -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Lok Kam Chong, John as Director For For Management 8 Elect Benjamin Loh Gek Lim as Director For For Management 9 Elect Patricia Chou Pei-Fen as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- ASOS PLC Ticker: ASC Security ID: G0536Q108 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Adam Crozier as Director For For Management 4 Re-elect Nick Beighton as Director For For Management 5 Re-elect Mat Dunn as Director For For Management 6 Re-elect Ian Dyson as Director For For Management 7 Re-elect Mai Fyfield as Director For For Management 8 Re-elect Karen Geary as Director For For Management 9 Re-elect Luke Jensen as Director For For Management 10 Re-elect Nick Robertson as Director For For Management 11 Elect Eugenia Ulasewicz as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Adopt New Articles of Association For For Management 18 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Emma Adamo as Director For For Management 4 Re-elect Graham Allan as Director For For Management 5 Re-elect John Bason as Director For For Management 6 Re-elect Ruth Cairnie as Director For For Management 7 Re-elect Wolfhart Hauser as Director For For Management 8 Re-elect Michael McLintock as Director For For Management 9 Re-elect Richard Reid as Director For For Management 10 Re-elect George Weston as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Philip Broadley as Director For For Management 5e Elect Euan Ashley as Director For For Management 5f Re-elect Michel Demare as Director For For Management 5g Re-elect Deborah DiSanzo as Director For For Management 5h Elect Diana Layfield as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For Against Management 8 Authorise UK Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Amend Performance Share Plan For Against Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Alexion For For Management Pharmaceuticals, Inc. -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial and Proportional For For Management Demerger Plan of Atlantia SpA in Favor of Autostrade Concessioni e Costruzioni SpA; Amend Company Bylaws Re: Article 6 -------------------------------------------------------------------------------- ATLAS ARTERIA Ticker: ALX Security ID: Q06180105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Ariane Barker as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Graeme Bevans 5 Ratify Past Issuance of ATLAX Shares For For Management to Existing Institutional Investors 2 Appoint PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 3a Elect Caroline Foulger as Director For For Management 3b Elect Andrew Cook as Director For For Management 3c Elect Debra Goodin as Director For For Management 4 Elect Fiona Beck as Director For For Management 5 Ratify Past Issuance of ATLIX Shares For For Management to Existing Institutional Investors -------------------------------------------------------------------------------- ATRESMEDIA CORPORACION DE MEDIOS DE COMUNICACION SA Ticker: A3M Security ID: E0728T102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income For For Management 1.4 Approve Discharge of Board For For Management 2 Renew Appointment of KPMG Auditores as For For Management Auditor 3.1 Elect Rosa Maria Lleal Tost as Director For For Management 3.2 Elect Beatriz Roger Torres as Director For For Management 4.1 Approve Long Term Incentive Plan For For Management 4.2 Approve Remuneration Policy For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- AURELIA METALS LIMITED Ticker: AMI Security ID: Q0673J106 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in For For Management Relation to the Acquisition -------------------------------------------------------------------------------- AURUBIS AG Ticker: NDA Security ID: D10004105 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 3.1 Approve Discharge of Management Board For For Management Member Roland Harings for Fiscal 2019/20 3.2 Approve Discharge of Management Board For For Management Member Heiko Arnold for Fiscal 2019/20 3.3 Approve Discharge of Management Board For For Management Member Thomas Buenger for Fiscal 2019/20 3.4 Approve Discharge of Management Board For For Management Member Rainer Verhoeven for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz Vahrenholt for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For For Management Member Stefan Schmidt for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For For Management Member Deniz Acar for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For For Management Member Andrea Bauer for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For For Management Member Christian Ehrentraut for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For For Management Member Heinz Fuhrmann for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For For Management Member Karl Jakob for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For For Management Member Jan Koltze for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For For Management Member Stephan Kruemmer for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For For Management Member Elke Lossin for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For For Management Member Sandra Reich for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For For Management Member Melf Singer for Fiscal 2019/20 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020/21 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 57.5 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- AUSTIN ENGINEERING LIMITED Ticker: ANG Security ID: Q0742Z107 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jim Walker as Director For Against Management 2 Elect Sybrandt Van Dyk as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Performance Rights For For Management to Peter Forsyth -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Ilana Rachel Atlas as Director For For Management 2b Elect John Thomas Macfarlane as For For Management Director 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Shayne C Elliot 5 Approve the Amendments to the Against Against Shareholder Company's Constitution 6 Approve Transition Planning Disclosure Against Against Shareholder -------------------------------------------------------------------------------- AUSTRALIAN FINANCE GROUP LTD. Ticker: AFG Security ID: Q0955N106 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Brett McKeon as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Malcolm Watkins 5 Ratify Past Issuance of Shares to For For Management Institutional Investors -------------------------------------------------------------------------------- AUSTRALIAN PHARMACEUTICAL INDUSTRIES LIMITED Ticker: API Security ID: Q1075Q102 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Lee Ausburn as Director For For Management 4 Elect Jennifer Macdonald as Director For For Management 5 Elect Janine Allis as Director For For Management 6 Elect Clive Stiff as Director For For Management 7 Approve Grant of Performance Rights to For For Management Richard Vincent -------------------------------------------------------------------------------- AUSTRALIAN VINTAGE LIMITED Ticker: AVG Security ID: Q1121N137 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Perrin as Director For For Management 2 Elect Jiang Yuan as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve AVG Performance Rights and For For Management Option Plan 5 Approve the Amendments to the For Against Management Company's Constitution -------------------------------------------------------------------------------- AUSTRALIAN VINTAGE LIMITED Ticker: AVG Security ID: Q1121N137 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Return For For Management 2 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- AUTOGRILL SPA Ticker: AGL Security ID: T8347V105 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For Did Not Vote Management -------------------------------------------------------------------------------- AVARGA LIMITED Ticker: U09 Security ID: Y1000W100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Moey Weng Foong as Director For For Management 5 Elect Gary Ho Kuat Foong as Director For For Management 6 Elect Chan Lay Hoon as Director For For Management 7 Approve Nexia TS Public Accounting For For Management Corporation as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Gary Ho Kuat Foong to Continue For For Management Office as Independent Director by Members 9 Approve Gary Ho Kuat Foong to Continue For For Management Office as Independent Director by Members (Excluding Directors, Chief Executive Officer, and Their Associates) 10 Approve Ng Shin Ein to Continue Office For For Management as Independent Director by Members 11 Approve Ng Shin Ein to Continue Office For For Management as Independent Director by Members (Excluding Directors, Chief Executive Officer, and Their Associates) 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Issuance of Shares Under the For Against Management Avarga Group ESOS 2018 14 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AVEVA GROUP PLC Ticker: AVV Security ID: G06812120 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Acquisition of OSIsoft, LLC -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Climate-Related Financial For For Management Disclosure 5 Approve Final Dividend For For Management 6 Elect Mohit Joshi as Director For For Management 7 Elect Pippa Lambert as Director For For Management 8 Elect Jim McConville as Director For For Management 9 Re-elect Amanda Blanc as Director For For Management 10 Re-elect Patricia Cross as Director For For Management 11 Re-elect George Culmer as Director For For Management 12 Re-elect Patrick Flynn as Director For For Management 13 Re-elect Belen Romana Garcia as For For Management Director 14 Re-elect Michael Mire as Director For For Management 15 Re-elect Jason Windsor as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 24 Approve Annual Bonus Plan For For Management 25 Approve Long Term Incentive Plan For For Management 26 Approve All-Employee Share Plan For For Management 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 29 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 30 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AXACTOR SE Ticker: AXA Security ID: R0815G100 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Approve Transaction with Related For Did Not Vote Management Parties; Approve Issuance of 50 Million Shares for Private Placement for Geveran Trading Co. Limited and Sterna Finance Ltd 5 Approve Issuance of 40 Million Shares For Did Not Vote Management for Private Placement 6 Approve Issuance of 26.75 Million For Did Not Vote Management Shares with Preemptive Rights (Subsequent Offering) -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5, 6, 9 24, and 28 of For For Management the Articles of Association 2 Approve Dematerialisation of Shares For For Management 3 Amend Article 8 Re: Transparency For For Management Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds 4 Amend Article 35 Re: Insert Additional For For Management Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights -------------------------------------------------------------------------------- B2GOLD CORP. Ticker: BTO Security ID: 11777Q209 Meeting Date: JUN 11, 2021 Meeting Type: Annual/Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Kevin Bullock For For Management 2.2 Elect Director Robert Cross For For Management 2.3 Elect Director Robert Gayton For For Management 2.4 Elect Director Clive Johnson For For Management 2.5 Elect Director George Johnson For For Management 2.6 Elect Director Liane Kelly For For Management 2.7 Elect Director Jerry Korpan For For Management 2.8 Elect Director Bongani Mtshisi For For Management 2.9 Elect Director Robin Weisman For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Advance Notice Requirement For For Management 5 Re-approve Stock Option Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BADGER DAYLIGHTING LTD. Ticker: BAD Security ID: 05651W209 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine Best For For Management 1.2 Elect Director Grant Billing For For Management 1.3 Elect Director David Bronicheski For For Management 1.4 Elect Director William Derwin For For Management 1.5 Elect Director Stephen Jones For For Management 1.6 Elect Director Mary Jordan For For Management 1.7 Elect Director William Lingard For For Management 1.8 Elect Director Glen Roane For For Management 1.9 Elect Director Paul Vanderberg For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Adopt New By-Law No. 1 For For Management 5 Change Company Name to Badger For For Management Infrastructure Solutions Ltd. -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Thomas Arseneault as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Bradley Greve as Director For For Management 8 Re-elect Jane Griffiths as Director For For Management 9 Re-elect Christopher Grigg as Director For For Management 10 Re-elect Stephen Pearce as Director For For Management 11 Re-elect Nicole Piasecki as Director For For Management 12 Re-elect Ian Tyler as Director For For Management 13 Re-elect Charles Woodburn as Director For For Management 14 Elect Nicholas Anderson as Director For For Management 15 Elect Dame Carolyn Fairbairn as For For Management Director 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BALFOUR BEATTY PLC Ticker: BBY Security ID: G3224V108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Philip Aiken as Director For For Management 5 Re-elect Dr Stephen Billingham as For For Management Director 6 Re-elect Stuart Doughty as Director For For Management 7 Re-elect Philip Harrison as Director For For Management 8 Re-elect Michael Lucki as Director For For Management 9 Re-elect Barbara Moorhouse as Director For For Management 10 Re-elect Leo Quinn as Director For For Management 11 Re-elect Anne Drinkwater as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Approve Performance Share Plan For For Management 17 Adopt New Articles of Association For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANCA FARMAFACTORING SPA Ticker: BFF Security ID: T1R288116 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income For For Management 2 Approve Merger by Incorporation of For For Management DEPObank SpA into Banca Farmafactoring SpA; Approve Change in Company Name -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Treatment of Net Loss For For Management 1.4 Approve Discharge of Board For For Management 2.1 Reelect Jose Miguel Andres Torrecillas For For Management as Director 2.2 Reelect Jaime Felix Caruana Lacorte as For For Management Director 2.3 Reelect Belen Garijo Lopez as Director For For Management 2.4 Reelect Jose Maldonado Ramos as For For Management Director 2.5 Reelect Ana Cristina Peralta Moreno as For For Management Director 2.6 Reelect Juan Pi Llorens as Director For For Management 2.7 Reelect Jan Paul Marie Francis For For Management Verplancke as Director 3 Approve Dividends For For Management 4 Approve Special Dividends For For Management 5 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion 6 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 7 Approve Remuneration Policy For For Management 8 Fix Maximum Variable Compensation Ratio For For Management 9 Renew Appointment of KPMG Auditores as For For Management Auditor 10 Amend Article 21 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 11 Amend Article 5 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3.1 Ratify Appointment of and Elect Cesar For For Management Gonzalez-Bueno Mayer Wittgenstein as Director 3.2 Ratify Appointment of and Elect Alicia For For Management Reyes Revuelta as Director 3.3 Reelect Anthony Frank Elliott Ball as For For Management Director 3.4 Reelect Manuel Valls Morato as Director For For Management 4.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 4.2 Amend Articles Re: Board For For Management 4.3 Amend Articles Re: Board Committees For For Management 4.4 Amend Articles Re: Improvements from For For Management Applicable Regulations 4.5 Approve Restated Articles of For For Management Association 5 Amend Articles and Approve Restated For For Management General Meeting Regulations 6 Receive Amendments to Board of None None Management Directors Regulations 7 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 8 Approve Remuneration Policy For Against Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Treatment of Net Loss For For Management 3.A Fix Number of Directors at 15 For For Management 3.B Ratify Appointment of and Elect Gina For For Management Lorenza Diez Barroso as Director 3.C Reelect Homaira Akbari as Director For For Management 3.D Reelect Alvaro Antonio Cardoso de For For Management Souza as Director 3.E Reelect Javier Botin-Sanz de Sautuola For For Management y O'Shea as Director 3.F Reelect Ramiro Mato Garcia-Ansorena as For For Management Director 3.G Reelect Bruce Carnegie-Brown as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5.A Amend Articles Re: Non-Convertible For For Management Debentures 5.B Amend Article 20 Re: Competences of For For Management General Meetings 5.C Amend Articles Re: Shareholders' For For Management Participation at General Meetings 5.D Amend Articles Re: Remote Voting For For Management 6.A Amend Article 2 of General Meeting For For Management Regulations Re: Issuance of Debentures 6.B Amend Article 2 of General Meeting For For Management Regulations Re: Share-Based Compensation 6.C Amend Article 8 of General Meeting For For Management Regulations Re: Proxy Representation 6.D Amend Article 20 of General Meeting For For Management Regulations Re: Remote Voting 6.E Amend Article 26 of General Meeting For For Management Regulations Re: Publication of Resolutions 7 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Directors For For Management 10 Fix Maximum Variable Compensation Ratio For For Management 11.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 11.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 11.C Approve Digital Transformation Award For For Management 11.D Approve Buy-out Policy For For Management 11.E Approve Employee Stock Purchase Plan For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Giles Andrews as Director For For Management 2b Re-elect Evelyn Bourke as Director For For Management 2c Re-elect Ian Buchanan as Director For For Management 2d Re-elect Eileen Fitzpatrick as Director For For Management 2e Re-elect Richard Goulding as Director For For Management 2f Re-elect as Michele Greene as Director For For Management 2g Re-elect Patrick Kennedy as Director For For Management 2h Re-elect Francesca McDonagh as Director For For Management 2i Re-elect Fiona Muldoon as Director For For Management 2j Re-elect Myles O'Grady as Director For For Management 2k Re-elect Steve Pateman as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Approve Remuneration Report For For Management 7 Authorise Market Purchase of Ordinary For For Management Shares 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 12 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Stephen Dent For For Management 1.6 Elect Director Christine A. Edwards For For Management 1.7 Elect Director Martin S. Eichenbaum For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Madhu Ranganathan For For Management 1.13 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Advisory Vote on Executive For For Management Compensation Approach A Issue a Report Describing a Clear Plan Against Against Shareholder to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral -------------------------------------------------------------------------------- BANK OF QUEENSLAND LTD. Ticker: BOQ Security ID: Q12764116 Meeting Date: DEC 08, 2020 Meeting Type: Annual Record Date: DEC 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Bruce Carter as Director For For Management 3 Approve Grant of Performance Shares For For Management and Premium Priced Options to George Frazis 4 Approve the Amendments to the For For Management Company's Constitution 5 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5.1 Amend Article 18 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 5.2 Amend Articles Re: Board Committees For For Management 5.3 Amend Article 41 Re: Payment of For For Management Dividends 6 Amend Article 10 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 8.1 Elect Cristina Garcia-Peri Alvarez as For For Management Director 8.2 Reelect Pedro Guerrero Guerrero as For For Management Director 8.3 Reelect Marcelino Botin-Sanz de For For Management Sautuola y Naveda as Director 8.4 Reelect Fernando Maria Masaveu Herrero For For Management as Director 8.5 Fix Number of Directors at 11 For For Management 9 Approve Restricted Capitalization For For Management Reserve 10.1 Approve Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2020 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management 13 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- BANYAN TREE HOLDINGS LIMITED Ticker: B58 Security ID: Y0703M104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2.1 Elect Chia Chee Ming Timothy as For Against Management Director 2.2 Elect Gaurav Bhushan as Director For Against Management 3.1 Elect Ding ChangFeng as Director For For Management 3.2 Elect Beh Jit Han Paul as Director For Against Management 3.3 Elect Ho Ren Hua as Director For For Management 3.4 Elect Tan Chian Khong as Director For For Management 3.5 Elect Arnoud De Meyer as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 6.2 Approve Grant of Awards and Issuance For Against Management of Shares Under the Banyan Tree Share Award Scheme 2016 6.3 Approve Mandate for Interested Person For For Management Transactions 6.4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Julia Wilson as Director For For Management 4 Re-elect Mike Ashley as Director For For Management 5 Re-elect Tim Breedon as Director For For Management 6 Re-elect Mohamed A. El-Erian as For For Management Director 7 Re-elect Dawn Fitzpatrick as Director For For Management 8 Re-elect Mary Francis as Director For For Management 9 Re-elect Crawford Gillies as Director For For Management 10 Re-elect Brian Gilvary as Director For For Management 11 Re-elect Nigel Higgins as Director For For Management 12 Re-elect Tushar Morzaria as Director For For Management 13 Re-elect Diane Schueneman as Director For For Management 14 Re-elect James Staley as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Board Audit Committee to For For Management Fix Remuneration of Auditors 17 Authorise UK Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity in Relation For For Management to the Issuance of Contingent Equity Conversion Notes 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 25 Approve Long Term Incentive Plan For For Management 26 Amend Share Value Plan For For Management 27 Approve Scrip Dividend Program For For Management 28 Adopt New Articles of Association For For Management 29 Approve Market Forces Requisitioned Against Against Shareholder Resolution -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: GOLD Security ID: 067901108 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For For Management 1.3 Elect Director Christopher L. Coleman For For Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For For Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Anne N. Kabagambe For For Management 1.8 Elect Director Andrew J. Quinn For For Management 1.9 Elect Director M. Loreto Silva For For Management 1.10 Elect Director John L. Thornton For For Management 2 Approve Pricewaterhousecoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Reduction in Stated Capital For For Management -------------------------------------------------------------------------------- BASTIDE LE CONFORT MEDICAL SA Ticker: BLC Security ID: F0879Y107 Meeting Date: DEC 08, 2020 Meeting Type: Annual/Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 5 Acknowledge Auditors' Special Report For Against Management on Related-Party Transactions 6 Approve Transaction with SCI FPS IFS For Against Management Re: Commercial Leasing 7 Approve Transaction with SCI FPS For Against Management COURNON Re: Commercial Leasing 8 Approve Transaction with SCI BASTIDE For Against Management LES PORTES DE CAMARGUE Re: Commercial Leasing 9 Approve Transaction with SCI FMF For Against Management CHOLET Re: Commercial Leasing 10 Approve Transaction with SCI FMF LONS For Against Management Re: Commercial Leasing 11 Approve Transaction with SCI BASTIDE For For Management GALLARGUES LE MONTUEUX Re: Commercial Leasing 12 Approve Transaction with SCI FPS DOLE For Against Management Re: Commercial Leasing 13 Approve Transaction with SCI FPS SAINT For Against Management GEORGES DE DIDONNE Re: Commercial Leasing 14 Approve Amendment of Commercial Leases For Against Management Previously Approved 15 Reelect Dorothee Bravard as Director For For Management 16 Reelect BPIFRANCE INVESTISSEMENT as For For Management Director 17 Approve Remuneration of Directors For For Management Members in the Aggregate Amount of EUR 200,000 18 Approve Remuneration Policy of For For Management Corporate Officers 19 Approve Compensation of Directors For For Management 20 Approve Compensation of Guy Bastide, For Against Management Chairman and CEO 21 Approve Delisting from Euronext Paris For For Management and Listing of the Company Shares on Euronext Growth Paris 22 Authorize Filing of Required For For Management Documents/Other Formalities 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Brett Icahn For For Management 1d Elect Director Argeris (Jerry) N. For For Management Karabelas 1e Elect Director Sarah B. Kavanagh For For Management 1f Elect Director Steven D. Miller For For Management 1g Elect Director Joseph C. Papa For For Management 1h Elect Director John A. Paulson For For Management 1i Elect Director Robert N. Power For For Management 1j Elect Director Russel C. Robertson For For Management 1k Elect Director Thomas W. Ross, Sr. For For Management 1l Elect Director Andrew C. von Eschenbach For For Management 1m Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BAYSIDE LAND CORP. LTD. Ticker: BYSD Security ID: M1971K112 Meeting Date: FEB 28, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For Did Not Vote Management Re: Chairman 2 Approve Employment Terms of Eldad For Did Not Vote Management Lador Fresher, Chairman (Pending Approval of Item 1) A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mirko Bibic For For Management 1.2 Elect Director David F. Denison For For Management 1.3 Elect Director Robert P. Dexter For For Management 1.4 Elect Director Ian Greenberg For For Management 1.5 Elect Director Katherine Lee For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Sheila A. Murray For For Management 1.8 Elect Director Gordon M. Nixon For For Management 1.9 Elect Director Louis P. Pagnutti For For Management 1.10 Elect Director Calin Rovinescu For For Management 1.11 Elect Director Karen Sheriff For For Management 1.12 Elect Director Robert C. Simmonds For For Management 1.13 Elect Director Jennifer Tory For For Management 1.14 Elect Director Cornell Wright For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BEACH ENERGY LIMITED Ticker: BPT Security ID: Q13921103 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Glenn Davis as Director For For Management 3 Elect Richard Richards as Director For For Management 4 Approve Issuance of Securities to For For Management Matthew Kay Under the Beach 2019 Short Term Incentive Offer 5 Approve Issuance of Securities to For For Management Matthew Kay Under the Beach 2020 Long Term Incentive Offer 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Capital Protection Against Against Shareholder -------------------------------------------------------------------------------- BEAZLEY PLC Ticker: BEZ Security ID: G0936K107 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Adrian Cox as Director For For Management 4 Re-elect Nicola Hodson as Director For For Management 5 Re-elect Andrew Horton as Director For For Management 6 Re-elect Sally Lake as Director For For Management 7 Re-elect Christine LaSala as Director For For Management 8 Re-elect John Reizenstein as Director For For Management 9 Re-elect David Roberts as Director For For Management 10 Re-elect Robert Stuchbery as Director For For Management 11 Re-elect Catherine Woods as Director For For Management 12 Elect Pierre-Olivier Desaulle as For For Management Director 13 Reappoint EY as Auditors For For Management 14 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BEGA CHEESE LIMITED Ticker: BGA Security ID: Q14034104 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in For For Management Relation to the Acquisition of Bega Dairy and Drinks Pty Ltd -------------------------------------------------------------------------------- BELL FINANCIAL GROUP LIMITED Ticker: BFG Security ID: Q14189106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Brian Wilson as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- BELLWAY PLC Ticker: BWY Security ID: G09744155 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Hampden Smith as Director For For Management 6 Re-elect Jason Honeyman as Director For For Management 7 Re-elect Keith Adey as Director For For Management 8 Re-elect Denise Jagger as Director For For Management 9 Re-elect Jill Caseberry as Director For For Management 10 Re-elect Ian McHoul as Director For For Management 11 Appoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- BERTRANDT AG Ticker: BDT Security ID: D1014N107 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2019/20 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2019/20 5 Approve Remuneration Policy For Against Management 6 Approve Remuneration of Supervisory For For Management Board 7 Approve Creation of EUR 4 Million Pool For Against Management of Capital with Partial Exclusion of Preemptive Rights 8 Amend Articles Re: Supervisory Board For For Management Meetings, Resolutions and Declarations of Intent 9 Amend Articles Re: AGM Convocation; For For Management Chairman of Meeting 10 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2020/21 -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Registered Share For For Management Capital and Amend Articles Accordingly 2 Approve Employment Terms of Gil For For Management Sharon, Chairman, Retroactively 3 Approve Grant of Options to David For For Management Mizrahi, CEO 4 Approve Amendments to Compensation For For Management Policy for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BIG SHOPPING CENTERS LTD. Ticker: BIG Security ID: M2014C109 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Noga Knaz Breier as External For Did Not Vote Management Director A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BIGBEN INTERACTIVE SA Ticker: BIG Security ID: F1011T105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds up to EUR For For Management 100 Million -------------------------------------------------------------------------------- BIRCHCLIFF ENERGY LTD. Ticker: BIR Security ID: 090697103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2.1 Elect Director Dennis A. Dawson For For Management 2.2 Elect Director Debra A. Gerlach For For Management 2.3 Elect Director Stacey E. McDonald For For Management 2.4 Elect Director James W. Surbey For For Management 2.5 Elect Director A. Jeffery Tonken For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BIRD CONSTRUCTION INC. Ticker: BDT Security ID: 09076P104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Richard Bird For For Management 1.2 Elect Director Terrance L. McKibbon For For Management 1.3 Elect Director Karyn A. Brooks For For Management 1.4 Elect Director Paul A. Charette For For Management 1.5 Elect Director D. Greg Doyle For For Management 1.6 Elect Director Bonnie D. DuPont For For Management 1.7 Elect Director Luc J. Messier For For Management 1.8 Elect Director Ronald D. Munkley For For Management 1.9 Elect Director Paul R. Raboud For For Management 1.10 Elect Director Arni C. Thorsteinson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BLACK DIAMOND GROUP LIMITED Ticker: BDI Security ID: 09202D207 Meeting Date: APR 27, 2021 Meeting Type: Annual/Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Trevor Haynes For For Management 1.2 Elect Director Brian Hedges For For Management 1.3 Elect Director Robert J. Herdman For For Management 1.4 Elect Director Barbara J. Kelley For For Management 1.5 Elect Director Edward H. Kernaghan For For Management 1.6 Elect Director Leilani Latimer For For Management 1.7 Elect Director Steven Stein For For Management 1.8 Elect Director Robert Wagemakers For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Re-approve Restricted and Performance For For Management Award Incentive Plan 5 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- BLACKBERRY LIMITED Ticker: BB Security ID: 09228F103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Chen For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Timothy Dattels For For Management 1.4 Elect Director Lisa Disbrow For For Management 1.5 Elect Director Richard Lynch For For Management 1.6 Elect Director Laurie Smaldone Alsup For For Management 1.7 Elect Director Barbara Stymiest For For Management 1.8 Elect Director V. Prem Watsa For For Management 1.9 Elect Director Wayne Wouters For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BMTC GROUP INC. Ticker: GBT Security ID: 05561N208 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yves Des Groseillers For Withhold Management 1.2 Elect Director Charles Des Groseillers For Withhold Management 1.3 Elect Director Marie-Berthe Des For Withhold Management Groseillers 1.4 Elect Director Gabriel Castiglio For For Management 1.5 Elect Director Andre Berard For For Management 1.6 Elect Director Lucien Bouchard For Withhold Management 1.7 Elect Director Anne-Marie Leclair For For Management 1.8 Elect Director Tony Fionda For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chen Huaiyu as Director For For Management 3b Elect Robert James Martin as Director For For Management 3c Elect Liu Chenggang as Director For For Management 3d Elect Fu Shula as Director For For Management 3e Elect Yeung Yin Bernard as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve BOC Deposit Framework For For Management Agreement and Related Transactions 2 Approve Proposed Annual Cap in For For Management Relation to BOC Deposit Framework Agreement 3 Approve BOCHK Deposit Framework For For Management Agreement and Related Transactions 4 Approve Proposed Annual Cap in For For Management Relation to BOCHK Deposit Framework Agreement -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lin Jingzhen as Director For For Management 3b Elect Choi Koon Shum as Director For For Management 3c Elect Law Yee Kwan Quinn as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 3329 Security ID: Y0R8PN109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Technology Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions 2 Elect Meng Yu and Authorize Board to For For Management Fix His Remuneration -------------------------------------------------------------------------------- BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 3329 Security ID: Y0R8PN109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Tan Yueheng as Director For For Management 3.1b Elect Cheng Chuange as Director For For Management 3.1c Elect Shou Fugang as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 3329 Security ID: Y0R8PN109 Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revised Financial For For Management Services Annual Caps, Proposed Revised Interest on Deposit Annual Caps and Related Transactions -------------------------------------------------------------------------------- BONDUELLE Ticker: BON Security ID: F10689119 Meeting Date: DEC 17, 2020 Meeting Type: Annual/Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Michel Thierry as For For Management Supervisory Board Member 6 Reelect Mathieu Duriez as Supervisory For For Management Board Member 7 Amend Article 17 of Bylaws Re: General For For Management Manager Remuneration 8 Approve Remuneration Policy of General For For Management Manager 9 Approve Remuneration Policy of For For Management Supervisory Board Members 10 Approve Compensation Report of For Against Management Corporate Officers 11 Approve Compensation of Societe Pierre For For Management and Benoit Bonduelle SAS, General Manager 12 Approve Compensation of Martin For For Management Ducroquet, Chairman of the Supervisory Board 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capitalization of Reserves For Against Management of Up to EUR 17.5 Million for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 17.5 Million 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 700,000 17 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Amend Article 18 of Bylaws Re: For For Management Employee Representative 20 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 21 Amend Article 19 of Bylaws Re: Written For For Management Consultation 22 Amend Articles of Bylaws to Comply For For Management with Legal Changes 23 Approve Merger by Absorption of For For Management SCAGEST by Bonduelle 24 Acknowledge Completion of Merger For For Management 25 Approve Share Valuation in Connection For For Management with Merger 26 Textual References Regarding Change of For Against Management Codification 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Neil Catto as Director For For Management 4 Re-elect Carol Kane as Director For Against Management 5 Re-elect John Lyttle as Director For For Management 6 Elect Tim Morris as a Director For For Management 7 Elect Shaun McCabe as a Director For For Management 8 Ratify PKF Littlejohn LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise UK Political Donations and For For Management Expenditure 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 13 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BORALEX INC. Ticker: BLX Security ID: 09950M300 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Courville For For Management 1.2 Elect Director Lise Croteau For For Management 1.3 Elect Director Patrick Decostre For For Management 1.4 Elect Director Ghyslain Deschamps For For Management 1.5 Elect Director Marie-Claude Dumas For For Management 1.6 Elect Director Marie Giguere For For Management 1.7 Elect Director Edward H. Kernaghan For For Management 1.8 Elect Director Patrick Lemaire For For Management 1.9 Elect Director Alain Rheaume For For Management 1.10 Elect Director Zin Smati For For Management 1.11 Elect Director Dany St-Pierre For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 Renew Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- BORR DRILLING LTD. Ticker: BORR Security ID: G1466R207 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.a Elect Murray Auchincloss as Director For For Management 3.b Elect Tushar Morzaria as Director For For Management 3.c Elect Karen Richardson as Director For For Management 3.d Elect Dr Johannes Teyssen as Director For For Management 3.e Re-elect Bernard Looney as Director For For Management 3.f Re-elect Pamela Daley as Director For For Management 3.g Re-elect Helge Lund as Director For For Management 3.h Re-elect Melody Meyer as Director For For Management 3.i Re-elect Paula Reynolds as Director For For Management 3.j Re-elect Sir John Sawers as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Approve Scrip Dividend Programme For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Shareholder Resolution on Against Against Shareholder Climate Change Targets -------------------------------------------------------------------------------- BPER BANCA SPA Ticker: BPE Security ID: T1325T119 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws For For Management -------------------------------------------------------------------------------- BRAVURA SOLUTIONS LIMITED Ticker: BVS Security ID: Q17548167 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Alexa Henderson as Director For For Management 3 Elect Libby Roy as Director For For Management 4 Approve Issuance of Performance Rights For For Management to Tony Klim 5 Approve Issuance of Performance Rights For For Management to Martin Deda -------------------------------------------------------------------------------- BRICKWORKS LIMITED Ticker: BKW Security ID: Q17659105 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve Grant of Performance Rights to For For Management Lindsay Partridge 4a Elect Deborah R. Page as Director For For Management 4b Elect Robyn N. Stubbs as Director For For Management -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings 3.1 Elect Director Ishibashi, Shuichi For For Management 3.2 Elect Director Higashi, Masahiro For For Management 3.3 Elect Director Scott Trevor Davis For For Management 3.4 Elect Director Okina, Yuri For For Management 3.5 Elect Director Masuda, Kenichi For For Management 3.6 Elect Director Yamamoto, Kenzo For For Management 3.7 Elect Director Terui, Keiko For For Management 3.8 Elect Director Sasa, Seiichi For For Management 3.9 Elect Director Shiba, Yojiro For For Management 3.10 Elect Director Suzuki, Yoko For For Management 3.11 Elect Director Hara, Hideo For For Management 3.12 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Luc Jobin as Director For For Management 6 Re-elect Jack Bowles as Director For For Management 7 Re-elect Tadeu Marroco as Director For For Management 8 Re-elect Sue Farr as Director For For Management 9 Re-elect Jeremy Fowden as Director For Abstain Management 10 Re-elect Dr Marion Helmes as Director For For Management 11 Re-elect Holly Keller Koeppel as For For Management Director 12 Re-elect Savio Kwan as Director For For Management 13 Re-elect Dimitri Panayotopoulos as For For Management Director 14 Elect Karen Guerra as Director For For Management 15 Elect Darrell Thomas as Director For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise UK Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRITVIC PLC Ticker: BVIC Security ID: G17387104 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Amend Performance Share Plan For For Management 6 Amend Executive Share Option Plan For For Management 7 Re-elect John Daly as Director For For Management 8 Re-elect Simon Litherland as Director For For Management 9 Re-elect Joanne Wilson as Director For For Management 10 Re-elect Suniti Chauhan as Director For For Management 11 Re-elect Sue Clark as Director For For Management 12 Re-elect William Eccleshare as Director For For Management 13 Re-elect Ian McHoul as Director For For Management 14 Re-elect Euan Sutherland as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Approve Matters Relating to the None For Management Distributable Reserves Amendment -------------------------------------------------------------------------------- BROADLEAF CO., LTD. Ticker: 3673 Security ID: J04642112 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.6 2.1 Elect Director Oyama, Kenji For For Management 2.2 Elect Director Yamanaka, Kenichi For For Management 2.3 Elect Director Kizawa, Morio For For Management 2.4 Elect Director Takada, Hiroshi For For Management 2.5 Elect Director Tanaka, Risa For For Management 2.6 Elect Director Igushi, Kumiko For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Ikeda, Kinya 3.2 Appoint Alternate Statutory Auditor For For Management Asakura, Yusuke -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Janice Fukakusa For For Management 1.4 Elect Director Maureen Kempston Darkes For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Hutham S. Olayan For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BRP INC. Ticker: DOO Security ID: 05577W200 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For Withhold Management 1.2 Elect Director Joshua Bekenstein For Withhold Management 1.3 Elect Director Jose Boisjoli For For Management 1.4 Elect Director Charles Bombardier For For Management 1.5 Elect Director Michael Hanley For For Management 1.6 Elect Director Ernesto M. Hernandez For For Management 1.7 Elect Director Katherine Kountze For For Management 1.8 Elect Director Louis Laporte For For Management 1.9 Elect Director Estelle Metayer For For Management 1.10 Elect Director Nicholas Nomicos For For Management 1.11 Elect Director Edward Philip For For Management 1.12 Elect Director Barbara Samardzich For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BSA LIMITED Ticker: BSA Security ID: Q1798M107 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Nicholas Yates as Director For Against Management 3 Approve to Refresh The Fee Sacrifice For For Management Equity Plan for Non-Executive Directors 4a Approve Issuance of Deferred Right to For For Management Michael Givoni 4b Approve Issuance of Deferred Right to For For Management Nicholas Yates 5 Approve Issuance of Performance Rights For Against Management to Timothy Harris -------------------------------------------------------------------------------- BUBS AUSTRALIA LTD. Ticker: BUB Security ID: Q186BF103 Meeting Date: NOV 23, 2020 Meeting Type: Annual Record Date: NOV 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Did Not Vote Management 2 Elect Dennis Lin as Director For Did Not Vote Management 3 Ratify Past Issuance of 31.58 Million For Did Not Vote Management Shares to Institutional, Professional and Sophisticated Clients of the Lead Manager 4 Ratify Past Issuance of 35.37 Million For Did Not Vote Management Shares to Institutional, Professional and Sophisticated Clients of the Lead Manager 5 Ratify Past Issuance of Shares to For Did Not Vote Management Eligible Shareholders 6 Ratify Past Issuance of Shares to CW For Did Not Vote Management Retail Services Pty Ltd 7 Approve Issuance of Options to Kristy For Did Not Vote Management Carr -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Re-elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Elect Vin Murria as Director For For Management 10 Elect Maria Fernanda Mejia as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Report For For Management 15 Amend Long-Term Incentive Plan For For Management 16 Approve US Employee Stock Purchase Plan For For Management 17 Amend Savings Related Share Option For For Management Scheme 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- BYRON ENERGY LIMITED Ticker: BYE Security ID: Q19262106 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Paul Young as Director For Against Management 3 Elect Charles Sands as Director For Against Management 4 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital -------------------------------------------------------------------------------- CAIRN HOMES PLC Ticker: C5H Security ID: G1858L107 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Balance Sheet as of For For Management June 30, 2020 2 Approve Merger by Absorption of Bankia For For Management SA 3.1 Elect Jose Ignacio Goirigolzarri For For Management Tellaeche as Director 3.2 Elect Joaquin Ayuso Garcia as Director For For Management 3.3 Elect Francisco Javier Campo Garcia as For For Management Director 3.4 Elect Eva Castillo Sanz as Director For For Management 3.5 Elect Teresa Santero Quintilla as For For Management Director 3.6 Elect Fernando Maria Costa Duarte For For Management Ulrich as Director 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Receive Board of Directors and None None Management Auditors' Report for the Purposes Foreseen in Article 511 of the Corporate Enterprises Law -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Increase of Legal Reserves For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Reclassification of Goodwill For For Management Reserves to Voluntary Reserves 7 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 8.1 Reelect Jose Serna Masia as Director For For Management 8.2 Reelect Koro Usarraga Unsain as For For Management Director 9.1 Add New Article 22 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 9.2 Amend Article 24 Re: Representation For For Management and Voting by Remote Means 9.3 Amend Articles Re: Board For For Management 9.4 Amend Article 40 Re: Board Committees For For Management 9.5 Amend Article 46 Re: Annual Accounts For For Management 10 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 11 Authorize Board to Issue Contingent For For Management Convertible Securities for up to EUR 3. 5 Billion 12 Amend Remuneration Policy For For Management 13 Approve Remuneration of Directors For For Management 14 Amend Restricted Stock Plan For For Management 15 Approve 2021 Variable Remuneration For For Management Scheme 16 Fix Maximum Variable Compensation Ratio For For Management 17 Authorize Board to Ratify and Execute For For Management Approved Resolutions 18 Advisory Vote on Remuneration Report For For Management 19 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- CALIAN GROUP LTD. Ticker: CGY Security ID: 12989J108 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Weber For For Management 1.2 Elect Director Jo-Anne Poirier For For Management 1.3 Elect Director Ray Basler For For Management 1.4 Elect Director Kenneth J. Loeb For For Management 1.5 Elect Director Young Park For For Management 1.6 Elect Director Royden Ronald Richardson For For Management 1.7 Elect Director Kevin Ford For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Leontine Atkins For For Management A2 Elect Director Ian Bruce For For Management A3 Elect Director Daniel Camus For For Management A4 Elect Director Donald Deranger For For Management A5 Elect Director Catherine Gignac For For Management A6 Elect Director Tim Gitzel For For Management A7 Elect Director Jim Gowans For For Management A8 Elect Director Kathryn (Kate) Jackson For For Management A9 Elect Director Don Kayne For For Management B Ratify KPMG LLP as Auditors For For Management C Advisory Vote on Executive For For Management Compensation Approach D The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- CANACOL ENERGY LTD. Ticker: CNE Security ID: 134808203 Meeting Date: JUN 28, 2021 Meeting Type: Annual/Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Charle Gamba For For Management 2b Elect Director Michael Hibberd For For Management 2c Elect Director Juan Argento For For Management 2d Elect Director Francisco Diaz For For Management 2e Elect Director Gregory D. Elliot For For Management 2f Elect Director Gonzalo Fernandez-Tinoco For Withhold Management 2g Elect Director Ariel Merenstein For For Management 2h Elect Director David Winter For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Omnibus Long-Term Incentive For Against Management Plan -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. G. Brindamour For For Management 1.2 Elect Director Nanci E. Caldwell For For Management 1.3 Elect Director Michelle L. Collins For For Management 1.4 Elect Director Patrick D. Daniel For For Management 1.5 Elect Director Luc Desjardins For For Management 1.6 Elect Director Victor G. Dodig For For Management 1.7 Elect Director Kevin J. Kelly For For Management 1.8 Elect Director Christine E. Larsen For For Management 1.9 Elect Director Nicholas D. Le Pan For For Management 1.10 Elect Director Mary Lou Maher For For Management 1.11 Elect Director Jane L. Peverett For For Management 1.12 Elect Director Katharine B. Stevenson For For Management 1.13 Elect Director Martine Turcotte For For Management 1.14 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Shauneen Bruder For For Management 1B Elect Director Julie Godin For For Management 1C Elect Director Denise Gray For For Management 1D Elect Director Justin M. Howell For For Management 1E Elect Director Kevin G. Lynch For For Management 1F Elect Director Margaret A. McKenzie For For Management 1G Elect Director James E. O'Connor For For Management 1H Elect Director Robert Pace For For Management 1I Elect Director Robert L. Phillips For For Management 1J Elect Director Jean-Jacques Ruest For For Management 1K Elect Director Laura Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Management Advisory Vote on Climate For For Management Change 5 SP 1: Institute a New Safety-Centered Against Against Shareholder Bonus System 6 SP 2: Require the CN Police Service to Against Against Shareholder Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director John Baird For For Management 3.2 Elect Director Isabelle Courville For For Management 3.3 Elect Director Keith E. Creel For For Management 3.4 Elect Director Gillian (Jill) H. Denham For For Management 3.5 Elect Director Edward R. Hamberger For For Management 3.6 Elect Director Rebecca MacDonald For For Management 3.7 Elect Director Edward L. Monser For For Management 3.8 Elect Director Matthew H. Paull For For Management 3.9 Elect Director Jane L. Peverett For For Management 3.10 Elect Director Andrea Robertson For For Management 3.11 Elect Director Gordon T. Trafton For For Management 4 Approve Share Split For For Management 5 SP: Hold an Annual Non-Binding For Against Shareholder Advisory Vote on Climate Change -------------------------------------------------------------------------------- CANADIAN TIRE CORPORATION LIMITED Ticker: CTC.A Security ID: 136681202 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana Chant For For Management 1.2 Elect Director Norman Jaskolka For For Management 1.3 Elect Director Cynthia Trudell For For Management -------------------------------------------------------------------------------- CANADIAN UTILITIES LIMITED Ticker: CU Security ID: 136717105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthias F. Bichsel For For Management 1.2 Elect Director Loraine M. Charlton For For Management 1.3 Elect Director Robert J. Normand For For Management 1.4 Elect Director Alexander J. Pourbaix For For Management 1.5 Elect Director Hector A. Rangel For For Management 1.6 Elect Director Laura A. Reed For For Management 1.7 Elect Director Nancy C. Southern For For Management 1.8 Elect Director Linda A. For For Management Southern-Heathcott 1.9 Elect Director Roger J. Urwin For For Management 1.10 Elect Director Charles W. Wilson For For Management 1.11 Elect Director Wayne G. Wouters For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN WESTERN BANK Ticker: CWB Security ID: 13677F101 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Bibby For For Management 1.2 Elect Director Marie Y. Delorme For For Management 1.3 Elect Director Maria Filippelli For For Management 1.4 Elect Director Christopher H. Fowler For For Management 1.5 Elect Director Linda M.O. Hohol For For Management 1.6 Elect Director Robert A. Manning For For Management 1.7 Elect Director E. Gay Mitchell For For Management 1.8 Elect Director Sarah A. For For Management Morgan-Silvester 1.9 Elect Director Margaret J. Mulligan For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Irfhan A. Rawji For For Management 1.12 Elect Director Ian M. Reid For For Management 1.13 Elect Director H. Sanford Riley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANFOR CORPORATION Ticker: CFP Security ID: 137576104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Twelve For For Management 2.1 Elect Director Conrad A. Pinette For For Management 2.2 Elect Director Glen D. Clark For For Management 2.3 Elect Director Ross S. Smith For Withhold Management 2.4 Elect Director William W. Stinson For For Management 2.5 Elect Director Frederick T. Stimpson For For Management III 2.6 Elect Director Dieter W. Jentsch For Withhold Management 2.7 Elect Director Dianne L. Watts For For Management 2.8 Elect Director Ryan Barrington-Foote For Withhold Management 2.9 Elect Director John R. Baird For For Management 2.10 Elect Director M. Dallas H. Ross For Withhold Management 2.11 Elect Director Anders Ohlner For For Management 2.12 Elect Director Donald B. Kayne For For Management 3 Ratify KPMG LLP as Auditors For Withhold Management -------------------------------------------------------------------------------- CANFOR PULP PRODUCTS INC. Ticker: CFX Security ID: 137584207 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Conrad A. Pinette For Withhold Management 2.2 Elect Director Stan E. Bracken-Horrocks For For Management 2.3 Elect Director John R. Baird For For Management 2.4 Elect Director William W. Stinson For For Management 2.5 Elect Director Dieter W. Jentsch For For Management 2.6 Elect Director Donald B. Kayne For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Tanaka, Toshizo For For Management 2.3 Elect Director Homma, Toshio For For Management 2.4 Elect Director Saida, Kunitaro For For Management 2.5 Elect Director Kawamura, Yusuke For For Management 3 Appoint Statutory Auditor Yoshida, For Against Management Hiroshi 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- CANWEL BUILDING MATERIALS GROUP LTD. Ticker: CWX Security ID: 13874X202 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amar S. Doman For Withhold Management 1.2 Elect Director Stephen W. Marshall For Withhold Management 1.3 Elect Director Marc Seguin For Withhold Management 1.4 Elect Director Ian M. Baskerville For For Management 1.5 Elect Director Tom Donaldson For Withhold Management 1.6 Elect Director Kelvin Dushnisky For For Management 1.7 Elect Director Sam Fleiser For For Management 1.8 Elect Director Michelle M. Harrison For For Management 1.9 Elect Director Harry Rosenfeld For Withhold Management 1.10 Elect Director Siegfried J. Thoma For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Change Company Name to Doman Building For For Management Materials Group Ltd. -------------------------------------------------------------------------------- CAPITAL POWER CORPORATION Ticker: CPX Security ID: 14042M102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jill Gardiner For For Management 1.2 Elect Director Doyle Beneby For For Management 1.3 Elect Director Kelly Huntington For For Management 1.4 Elect Director Barry Perry For For Management 1.5 Elect Director Jane Peverett For For Management 1.6 Elect Director Robert L. Phillips For For Management 1.7 Elect Director Katharine Stevenson For For Management 1.8 Elect Director Keith Trent For For Management 1.9 Elect Director Brian Vaasjo For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Anthony Lim Weng Kin as Director For For Management 4b Elect Goh Swee Chen as Director For For Management 4c Elect Stephen Lee Ching Yen as Director For For Management 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 8 Authorize Share Repurchase Program For For Management 9 Approve Stephen Lee Ching Yen to For For Management Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 10 Approve Stephen Lee Ching Yen to For For Management Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST -------------------------------------------------------------------------------- CAPRAL LTD. Ticker: CAA Security ID: Q2076K102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rex Wood-Ward as Director For Against Management 2 Elect Katherine Ostin as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Share Rights to For For Management Anthony Dragicevich -------------------------------------------------------------------------------- CAPSTONE MINING CORP. Ticker: CS Security ID: 14068G104 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director George Brack For For Management 2.2 Elect Director Robert Gallagher For For Management 2.3 Elect Director Anne Giardini For For Management 2.4 Elect Director Peter Meredith For For Management 2.5 Elect Director Dale Peniuk For For Management 2.6 Elect Director Darren Pylot For For Management 2.7 Elect Director SeungWan Shon For For Management 2.8 Elect Director Richard Zimmer For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Treasury Share Unit Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARGOTEC OYJ Ticker: CGCBV Security ID: X10788101 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Merger Agreement with For For Management Konecranes Plc 7 Close Meeting None None Management -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Elect Jeffery Gearhart as Director of For For Management Carnival Corporation and as a Director of Carnival plc 7 Re-elect Richard Glasier as Director For For Management of Carnival Corporation and as a Director of Carnival plc 8 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 9 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Stuart Subotnick as Director For For Management of Carnival Corporation and as a Director of Carnival plc 11 Re-elect Laura Weil as Director of For For Management Carnival Corporation and as a Director of Carnival plc 12 Re-elect Randall Weisenburger as For For Management Director of Carnival Corporation and as a Director of Carnival plc 13 Advisory Vote to Approve Executive For For Management Compensation 14 Approve Remuneration Report For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Amend 2020 Stock Plan For For Management -------------------------------------------------------------------------------- CASCADES INC. Ticker: CAS Security ID: 146900105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain Lemaire For For Management 1.2 Elect Director Sylvie Lemaire For For Management 1.3 Elect Director Elise Pelletier For For Management 1.4 Elect Director Sylvie Vachon For For Management 1.5 Elect Director Mario Plourde For For Management 1.6 Elect Director Michelle Cormier For For Management 1.7 Elect Director Martin Couture For For Management 1.8 Elect Director Patrick Lemaire For For Management 1.9 Elect Director Hubert T. Lacroix For For Management 1.10 Elect Director Melanie Dunn For For Management 1.11 Elect Director Nelson Gentiletti For For Management 1.12 Elect Director Elif Levesque For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Articles of Incorporation For For Management 5 Approve Shareholder Proposal A-1 Re: Against Against Shareholder Corporate Purpose and Commitment -------------------------------------------------------------------------------- CASH CONVERTERS INTERNATIONAL LIMITED Ticker: CCV Security ID: Q2141W107 Meeting Date: NOV 23, 2020 Meeting Type: Annual Record Date: NOV 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lachlan Given as Director For Did Not Vote Management 2 Elect Julie Elliott as Director For Did Not Vote Management 3 Elect Robert Hines as Director For Did Not Vote Management 4 Elect Jason Kulas as Director For Did Not Vote Management 5 Approve Remuneration Report For Did Not Vote Management -------------------------------------------------------------------------------- CASTELLUM AB Ticker: CAST Security ID: W2084X107 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Issuance of Shares in For Did Not Vote Management Connection with Merger Agreement with Entra ASA -------------------------------------------------------------------------------- CATELLA AB Ticker: CAT.B Security ID: W2R51J116 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4.1 Designate Thomas Andersson Borstam as For Did Not Vote Management Inspector of Minutes of Meeting 4.2 Designate Anders Ek as Inspector of For Did Not Vote Management Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Stock Option Plan for Key For Did Not Vote Management Employees 7 Approve Restricted Stock Plan in For Did Not Vote Management Subsidiary APAM Ltd for Key Employees 8 Approve Reduction in Statutory Reserve For Did Not Vote Management for Allocation to Non-Restricted Equity 9 Amend Articles Re: Name; For Did Not Vote Management Dematerialised Shares; Board of directors; Shareholder Entitlement to Participate at General Meetings; Proxy Solicitation and Postal Voting -------------------------------------------------------------------------------- CATHAY PACIFIC AIRWAYS LIMITED Ticker: 293 Security ID: Y11757104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Gregory Thomas Forrest Hughes as For Against Management Director 1b Elect Samuel Compton Swire as Director For Against Management 1c Elect Zhao, Xiaohang as Director For Against Management 1d Elect Martin James Murray as Director For Against Management 1e Elect Rebecca Jane Sharpe as Director For Against Management 2 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CECONOMY AG Ticker: CEC Security ID: D1497L107 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2.1 Approve Discharge of Management Board For For Management Member Bernhard Duettmann for Fiscal 2019/20 2.2 Approve Discharge of Management Board For For Management Member Karin Sonnenmoser for Fiscal 2019/20 2.3 Approve Discharge of Management Board For For Management Member Joern Werner for Fiscal 2019/20 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019/20 4 Ratify KPMG AG as Auditors for Fiscal For For Management 2020/21 5.1 Elect Karin Dohm to the Supervisory For For Management Board 5.2 Elect Sabine Eckhardt to the For For Management Supervisory Board 5.3 Elect Claudia Plath to the Supervisory For For Management Board 5.4 Elect Thomas Dannenfeldt to the For Against Management Supervisory Board 6 Approve Remuneration Policy For For Management 7.1 Amend Articles Re: Reduction of the For For Management Remuneration of the Supervisory Board 7.2 Approve Remuneration of Supervisory For For Management Board 8 Approve EUR 321.6 Million Capital For For Management Increase; Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds up to Aggregate Nominal Amount of EUR 151 Million; Approve Creation of EUR 89.5 Million Pool of Capital to Guarantee Conversion Rights 9 Ratify KPMG AG as Auditors for Any For For Management Final Balance Sheets Required under the German Reorganization Act -------------------------------------------------------------------------------- CELESTICA INC. Ticker: CLS Security ID: 15101Q108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Cascella For For Management 1.2 Elect Director Deepak Chopra For For Management 1.3 Elect Director Daniel P. DiMaggio For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Robert A. Mionis For For Management 1.6 Elect Director Carol S. Perry For For Management 1.7 Elect Director Tawfiq Popatia For For Management 1.8 Elect Director Eamon J. Ryan For For Management 1.9 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CELLNEX TELECOM SA Ticker: CLNX Security ID: E2R41M104 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Approve Annual Maximum Remuneration For For Management 5.2 Approve Remuneration Policy For For Management 6 Approve Grant of Shares to CEO For For Management 7.1 Fix Number of Directors at 11 For For Management 7.2 Ratify Appointment of and Elect For For Management Alexandra Reich as Director 8.1 Amend Articles For For Management 8.2 Remove Articles For For Management 8.3 Renumber Article 27 as New Article 21 For For Management 8.4 Amend Article 5 For For Management 8.5 Amend Article 10 For For Management 8.6 Amend Articles and Add New Article 13 For For Management 8.7 Amend Articles For For Management 8.8 Add New Article 15 For For Management 9.1 Amend Articles of General Meeting For For Management Regulations Re: Technical Adjustments 9.2 Amend Articles of General Meeting For For Management Regulations Re: Remote Voting 9.3 Add New Article 15 to General Meeting For For Management Regulations 10 Approve Capital Raising For For Management 11 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 12 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 10 Percent of Capital 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For Withhold Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For Withhold Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CENTERRA GOLD INC. Ticker: CG Security ID: 152006102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tengiz A.U. Bolturuk For For Management 1.2 Elect Director Richard W. Connor For For Management 1.3 Elect Director Dushenaly (Dushen) For For Management Kasenov 1.4 Elect Director Nurlan Kyshtobaev For For Management 1.5 Elect Director Michael S. Parrett For For Management 1.6 Elect Director Jacques Perron For For Management 1.7 Elect Director Scott G. Perry For For Management 1.8 Elect Director Sheryl K. Pressler For For Management 1.9 Elect Director Bruce V. Walter For For Management 1.10 Elect Director Paul N. Wright For For Management 1.11 Elect Director Susan L. Yurkovich For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: G2018Z143 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Carol Arrowsmith as Director For For Management 5 Elect Kate Ringrose as Director For For Management 6 Re-elect Stephen Hester as Director For For Management 7 Re-elect Pam Kaur as Director For For Management 8 Re-elect Heidi Mottram as Director For For Management 9 Re-elect Kevin O'Byrne as Director For For Management 10 Re-elect Chris O'Shea as Director For For Management 11 Re-elect Scott Wheway as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CENTURION CORPORATION LIMITED Ticker: OU8 Security ID: Y8068A128 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Han Seng Juan as Director For For Management 3 Elect Gn Hiang Meng as Director For For Management 4 Elect Chandra Mohan s/o Rethnam as For For Management Director 5 Approve Gn Hiang Meng to Continue For For Management Office as Independent Non-Executive Director by Shareholders 6 Approve Gn Hiang Meng to Continue For For Management Office as Independent Non-Executive Director by Shareholders (Excluding Directors and Chief Executive Officer and Their Respective Associates) 7 Approve Chandra Mohan s/o Rethnam to For For Management Continue Office as Independent Non-Executive Director by Shareholders 8 Approve Chandra Mohan s/o Rethnam to For For Management Continue Office as Independent Non-Executive Director by Shareholders (Excluding Directors and Chief Executive Officer and Their Respective Associates) 9 Approve Directors' Fees For For Management 10 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CERVUS EQUIPMENT CORPORATION Ticker: CERV Security ID: 15712L100 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Peter Lacey For For Management 2.2 Elect Director Wendy Henkelman For For Management 2.3 Elect Director Steven M. Collicutt For For Management 2.4 Elect Director Donald W. Bell For For Management 2.5 Elect Director Angela Lekatsas For For Management 2.6 Elect Director Daniel D. Sobic For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CES ENERGY SOLUTIONS CORP. Ticker: CEU Security ID: 15713J104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Kyle D. Kitagawa For For Management 2.2 Elect Director Spencer D. Armour, III For Withhold Management 2.3 Elect Director Stella Cosby For For Management 2.4 Elect Director John M. Hooks For For Management 2.5 Elect Director Philip J. Scherman For For Management 2.6 Elect Director Thomas J. Simons For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CGI INC. Ticker: GIB.A Security ID: 12532H104 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alain Bouchard For For Management 1B Elect Director George A. Cope For For Management 1C Elect Director Paule Dore For For Management 1D Elect Director Julie Godin For For Management 1E Elect Director Serge Godin For For Management 1F Elect Director Timothy J. Hearn For For Management 1G Elect Director Andre Imbeau For For Management 1H Elect Director Gilles Labbe For For Management 1I Elect Director Michael B. Pedersen For For Management 1J Elect Director Stephen S. Poloz For For Management 1K Elect Director Mary Powell For For Management 1L Elect Director Alison C. Reed For For Management 1M Elect Director Michael E. Roach For For Management 1N Elect Director George D. Schindler For For Management 1O Elect Director Kathy N. Waller For For Management 1P Elect Director Joakim Westh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Audit and Risk Management Committee to Fix Their Remuneration 3 Amend By-Law 1986-5 Re: Shareholder For For Management Meetings Through Virtual Means -------------------------------------------------------------------------------- CHINA AVIATION OIL (SINGAPORE) CORPORATION LTD. Ticker: G92 Security ID: Y13802130 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Wang Yanjun as Director For For Management 5 Elect Bella Young Pit Lai as Director For Against Management 6 Elect Gong Feng as Director For For Management 7 Elect Zhang Yuchen as Director For Against Management 8 Elect Conrad F.J. Clifford as Director For For Management 9 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Renewal of Mandate for For For Management Interested Person Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHINA ENERGY DEVELOPMENT HOLDINGS LIMITED Ticker: 228 Security ID: G2153W103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Zhao Guoqiang as Director For For Management 2B Elect Cheng Chun Ying as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Zhonghui Anda CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD. Ticker: CGG Security ID: 16890P103 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Liangyou Jiang For Withhold Management 2.2 Elect Director Shiliang Guan For Withhold Management 2.3 Elect Director Weibin Zhang For Withhold Management 2.4 Elect Director Na Tian For Withhold Management 2.5 Elect Director Junhu Tong For Withhold Management 2.6 Elect Director Yingbin Ian He For Withhold Management 2.7 Elect Director Wei Shao For For Management 2.8 Elect Director Bielin Shi For For Management 2.9 Elect Director Ruixia Han For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve the Issuance of Up to 20 For Against Management Percent of the Company's Issued Capital 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Other Business For Against Management 8 Approve 2021 Financial Services For Against Management Agreement and the Deposit Caps Thereunder -------------------------------------------------------------------------------- CHINA SUNSINE CHEMICAL HOLDINGS LTD. Ticker: QES Security ID: Y15198115 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Lim Heng Chong Benny as Director For For Management 4 Elect Koh Choon Kong as Director For For Management 5 Elect Xu Chun Hua as Director For For Management 6 Approve Lim Heng Chong Benny to For For Management Continue Office as Independent Director by Shareholders for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST 7 Approve Lim Heng Chong Benny to For For Management Continue Office as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST 8 Approve Koh Choon Kong to Continue For For Management Office as Independent Director by Shareholders for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST 9 Approve Koh Choon Kong to Continue For For Management Office as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST 10 Approve Xu Chun Hua to Continue Office For For Management as Independent Director by Shareholders for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST 11 Approve Xu Chun Hua to Continue Office For For Management as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST 12 Approve Directors' Fees For For Management 13 Approve Nexia TS Public Accounting For For Management Corporation as Auditors and Authorize Board to Fix Their Remuneration 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 15 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHINA SUNSINE CHEMICAL HOLDINGS LTD. Ticker: QES Security ID: Y15198115 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- CHIP ENG SENG CORPORATION LTD. Ticker: C29 Security ID: Y1565N107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Elect Chen Huaidan @ Celine Tang as For For Management Director 4 Elect Tan Tee How as Director For For Management 5 Elect Lock Wai Han as Director For Against Management 6 Approve Directors' Fees For For Management 7 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Options and Issuance For Against Management of Shares Under the Chip Eng Seng Employee Share Option Scheme 2013 10 Approve Grant of Awards and Issuance For Against Management of Shares Under the Chip Eng Seng Performance Share Plan 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Oku, Masayuki For For Management 2.2 Elect Director Ichimaru, Yoichiro For For Management 2.3 Elect Director Christoph Franz For For Management 2.4 Elect Director William N. Anderson For For Management 2.5 Elect Director James H. Sabry For For Management 3 Appoint Statutory Auditor Ohashi, For For Management Yoshiaki -------------------------------------------------------------------------------- CI FINANCIAL CORP. Ticker: CIX Security ID: 125491100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Butt For For Management 1.2 Elect Director Brigette Chang-Addorisio For For Management 1.3 Elect Director William T. Holland For For Management 1.4 Elect Director Kurt MacAlpine For For Management 1.5 Elect Director David P. Miller For For Management 1.6 Elect Director Tom P. Muir For For Management 1.7 Elect Director Sheila A. Murray For For Management 1.8 Elect Director Paul J. Perrow For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CIE AUTOMOTIVE SA Ticker: CIE Security ID: E21245118 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Non-Financial Information For For Management Statement 5 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 6 Approve Remuneration Policy For Against Management 7 Amend Share Appreciation Rights Plan For Against Management 8 Approve Annual Maximum Remuneration For Against Management 9 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 10 Advisory Vote on Remuneration Report For Against Management 11 Receive Amendments to Board of None None Management Directors Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- CIMIC GROUP LIMITED Ticker: CIM Security ID: Q2424E105 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3.1 Elect Russell Chenu as Director For For Management 3.2 Elect Peter Sassenfeld as Director For Against Management 3.3 Elect Kathryn Spargo as Director For For Management 4 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- CINEPLEX INC. Ticker: CGX Security ID: 172454100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jordan Banks For For Management 1B Elect Director Robert Bruce For For Management 1C Elect Director Joan Dea For For Management 1D Elect Director Janice Fukakusa For For Management 1E Elect Director Donna Hayes For For Management 1F Elect Director Ellis Jacob For For Management 1G Elect Director Sarabjit S. Marwah For For Management 1H Elect Director Nadir Mohamed For For Management 1I Elect Director Phyllis Yaffe For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CITIC TELECOM INTERNATIONAL HOLDINGS LIMITED Ticker: 1883 Security ID: Y1640H109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Guoquan as Director For For Management 3b Elect Fei Yiping as Director For Against Management 3c Elect Liu Li Qing as Director For For Management 3d Elect Zuo Xunsheng as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Philip Yeo Liat Kok as Director For For Management 5a Elect Ong Lian Jin Colin as Director For For Management 5b Elect Daniel Marie Ghislain For For Management Desbaillets as Director 5c Elect Chong Yoon Chou as Director For For Management 5d Elect Chan Swee Liang Carolina (Carol For For Management Fong) as Director 5e Elect Lee Jee Cheng Philip as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ip Tak Chuen, Edmond as Director For For Management 3.2 Elect Chow Wai Kam, Raymond as Director For For Management 3.3 Elect Woo Chia Ching, Grace as Director For For Management 3.4 Elect Chow Nin Mow, Albert as Director For Against Management 3.5 Elect Donald Jeffrey Roberts as For Against Management Director 3.6 Elect Stephen Edward Bradley as For For Management Director 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement, For For Management Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares 2 Approve Share Buy-back Offer and For For Management Related Transactions 3 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Tranche Transactions For For Management Under the Share Purchase Agreements and Related Transactions 2 Elect Wong Kwai Lam as Director For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ip Tak Chuen, Edmond as Director For For Management 3b Elect Lai Kai Ming, Dominic as Director For For Management 3c Elect Lee Yeh Kwong, Charles as For For Management Director 3d Elect George Colin Magnus as Director For For Management 3e Elect Paul Joseph Tighe as Director For For Management 3f Elect Wong Yick-ming, Rosanna as For For Management Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ip Tak Chuen, Edmond as Director For For Management 3.2 Elect Fok Kin Ning, Canning as Director For Against Management 3.3 Elect Andrew John Hunter as Director For For Management 3.4 Elect Cheong Ying Chew, Henry as For Against Management Director 3.5 Elect Barrie Cook as Director For For Management 3.6 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CK LIFE SCIENCES INT'L., (HOLDINGS), INC. Ticker: 775 Security ID: G2176J105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ip Tak Chuen, Edmond as Director For For Management 3.2 Elect Toh Kean Meng, Melvin as Director For For Management 3.3 Elect Kwok Eva Lee as Director For For Management 3.4 Elect Kwan Kai Cheong as Director For For Management 3.5 Elect Donald Jeffrey Roberts as For For Management Director 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CLAL INSURANCE ENTERPRISES HOLDINGS LTD. Ticker: CLIS Security ID: M2R083223 Meeting Date: JAN 03, 2021 Meeting Type: Annual/Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay & Kasierer For Against Management and Somekh Chaikin as Joint Auditors and Report on Fees Paid to the Auditor for 2017 3 Fix Number of Directors up to Eight For For Management 4.1 Reelect Avraham Knobel as Director For For Management 4.2 Elect Osama Hassan as Director For Abstain Management 4.3 Reelect Varda Alshech as Director For Against Management 4.4 Elect Haim Samet as Director For For Management 4.5 Reelect Hana Mazal Margaliot as For For Management Director 4.6 Elect Yigal Bar-Yosef as Director For Abstain Management 4.7 Elect Yitzhak (Itzik) Horowitz as For For Management Director 4.8 Elect Mia Likvernik as Director For For Management 4.9 Elect Shmuel Schwartz as Director For Abstain Management 4.10 Elect Amir Caduri Hayek as Director None Against Shareholder 4.11 Elect Ronny Maliniak as Director None Against Shareholder 5.1 Elect Yair Bar-Tov as External Director For Abstain Management 5.2 Elect Nitsana Edvi as External Director For For Management 6 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Christina Gaw as Director For For Management 2b Elect Chunyuan Gu as Director For For Management 2c Elect John Andrew Harry Leigh as For For Management Director 2d Elect Andrew Clifford Winawer Brandler For For Management as Director 2e Elect Nicholas Charles Allen as For For Management Director 2f Elect Law Fan Chiu Fun Fanny as For For Management Director 2g Elect Richard Kendall Lancaster as For For Management Director 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Adopt New Articles of Association For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CMBC CAPITAL HOLDINGS LIMITED Ticker: 1141 Security ID: G2233G102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wu Bin as Director For For Management 3b Elect Yang Kunpeng as Director For For Management 3c Elect Li Wenshi as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COCA-COLA BOTTLERS JAPAN HOLDINGS, INC. Ticker: 2579 Security ID: J0815C108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Calin Dragan For For Management 2.2 Elect Director Bjorn Ivar Ulgenes For For Management 2.3 Elect Director Yoshioka, Hiroshi For For Management 2.4 Elect Director Wada, Hiroko For For Management 2.5 Elect Director Yamura, Hirokazu For For Management 3.1 Elect Director and Audit Committee For Against Management Member Irial Finan 3.2 Elect Director and Audit Committee For For Management Member Gyotoku, Celso 3.3 Elect Director and Audit Committee For For Management Member Hamada, Nami 3.4 Elect Director and Audit Committee For Against Management Member Vamsi Mohan Thati 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- COCA-COLA HBC AG Ticker: CCH Security ID: H1512E100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividend from Reserves For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Re-elect Anastassis David as Director For For Management and as Board Chairman 4.1.2 Re-elect Zoran Bogdanovic as Director For For Management 4.1.3 Re-elect Charlotte Boyle as Director For For Management and as Member of the Remuneration Committee 4.1.4 Re-elect Reto Francioni as Director For For Management and as Member of the Remuneration Committee 4.1.5 Re-elect Olusola David-Borha as For For Management Director 4.1.6 Re-elect William Douglas III as For For Management Director 4.1.7 Re-elect Anastasios Leventis as For For Management Director 4.1.8 Re-elect Christodoulos Leventis as For For Management Director 4.1.9 Re-elect Alexandra Papalexopoulou as For For Management Director 4.1.A Re-elect Ryan Rudolph as Director For For Management 4.1.B Re-elect Anna Diamantopoulou as For For Management Director and as Member of the Remuneration Committee 4.2 Elect Bruno Pietracci as Director For For Management 4.3 Elect Henrique Braun as Director For For Management 5 Designate Ines Poeschel as Independent For For Management Proxy 6.1 Reappoint PricewaterhouseCoopers AG as For For Management Auditors 6.2 Advisory Vote on Reappointment of the For For Management Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes 7 Approve UK Remuneration Report For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Swiss Remuneration Report For Against Management 10.1 Approve Maximum Aggregate Amount of For For Management Remuneration for Directors 10.2 Approve Maximum Aggregate Amount of For For Management Remuneration for the Operating Committee 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- COGECO COMMUNICATIONS INC. Ticker: CCA Security ID: 19239C106 Meeting Date: JAN 15, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen Abdoulah For For Management 1.2 Elect Director Louis Audet For For Management 1.3 Elect Director Robin Bienenstock For For Management 1.4 Elect Director James C. Cherry For For Management 1.5 Elect Director Pippa Dunn For For Management 1.6 Elect Director Joanne Ferstman For For Management 1.7 Elect Director Philippe Jette For For Management 1.8 Elect Director Bernard Lord For For Management 1.9 Elect Director David McAusland For For Management 1.10 Elect Director Caroline Papadatos For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- COGECO INC. Ticker: CGO Security ID: 19238T100 Meeting Date: JAN 15, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis Audet For For Management 1.2 Elect Director Arun Bajaj For For Management 1.3 Elect Director Mary-Ann Bell For For Management 1.4 Elect Director James C. Cherry For For Management 1.5 Elect Director Patricia Curadeau-Grou For For Management 1.6 Elect Director Samih Elhage For For Management 1.7 Elect Director Philippe Jette For For Management 1.8 Elect Director Normand Legault For For Management 1.9 Elect Director David McAusland For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 SP 1: Approve Formal Statement of the Against Against Shareholder Company's Corporate Purpose and Commitment, and the Board's Mandate to Monitor the Deployment of the Policies and Initiatives for a New Strategic Direction 4 SP 2: Approve Adoption of a Policy Against Against Shareholder Governing Procedures for Virtual Meetings 5 SP 3: Approve Change of Auditors Against Against Shareholder 6 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- COLABOR GROUP INC. Ticker: GCL Security ID: 192667103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Daniele Bergeron For For Management 2.2 Elect Director Robert J. Briscoe For For Management 2.3 Elect Director J. Michael Horgan For For Management 2.4 Elect Director Robert B. Johnston For Withhold Management 2.5 Elect Director Denis Mathieu For For Management 2.6 Elect Director Francois R. Roy For For Management 2.7 Elect Director Warren White For For Management -------------------------------------------------------------------------------- COLLIERS INTERNATIONAL GROUP INC. Ticker: CIGI Security ID: 194693107 Meeting Date: APR 14, 2021 Meeting Type: Annual/Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter F. Cohen For For Management 1b Elect Director John (Jack) P. Curtin, For For Management Jr. 1c Elect Director Christopher Galvin For For Management 1d Elect Director P. Jane Gavan For For Management 1e Elect Director Stephen J. Harper For For Management 1f Elect Director Jay S. Hennick For For Management 1g Elect Director Katherine M. Lee For For Management 1h Elect Director Benjamin F. Stein For For Management 1i Elect Director L. Frederick Sutherland For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach 5 Approve Transaction Resolution For For Management -------------------------------------------------------------------------------- COLOPLAST A/S Ticker: COLO.B Security ID: K16018192 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income For For Management 4 Approve Remuneration Report For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Approve Update of the Company's For For Management Overall Guidelines for Incentive Pay to the Executive Management 6.2.1 Amend Corporate Purpose For For Management 6.2.2 Amend Articles Re: Electronic General For Against Management Meetings 6.3 Instruct Board to Complete an For For Shareholder Assessment of the Ability of the Company to Publish Country-by-Country Tax Reporting in line with the Global Reporting Initiative's Standard (GRI 207: Tax 2019) starting from Financial Year 2021/22 7.1 Reelect Lars Soren Rasmussen as For For Management Director 7.2 Reelect Niels Peter Louis-Hansen as For For Management Director 7.3 Reelect Birgitte Nielsen as Director For For Management 7.4 Reelect Carsten Hellmann as Director For For Management 7.5 Reelect Jette Nygaard-Andersen as For For Management Director 7.6 Elect Marianne Wiinholt as New Director For For Management 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9 Other Business None None Management -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Lim Jit Poh as Director and His For For Management Continued Appointment as Independent Non-Executive Director 5 Approve Lim Jit Poh to Continue Office For For Management as Independent Non-Executive Director by Shareholders (Excluding Directors, Chief Executive Officer and Their Respective Associates) 6 Elect Sum Wai Fun as Director and Her For For Management Continued Appointment as Independent Non-Executive Director 7 Approve Sum Wai Fun to Continue Office For For Management as Independent Non-Executive Director by Shareholders (Excluding Directors, Chief Executive Officer and Their Respective Associates) 8 Elect Tham Ee Mern, Lilian as Director For For Management 9 Elect Mark Christopher Greaves as For For Management Director 10 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SAU Ticker: LOG Security ID: E0304S106 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Ratify Appointment of and Elect Luis For For Management Isasi Fernandez de Bobadilla as Director 6.1 Amend Corporate Purpose and Amend For For Management Articles Accordingly 6.2 Amend Articles 5, 6, 7, and 8 For For Management 6.3 Amend Article 9 For For Management 6.4 Amend Articles 10, 11, 12, 13, 15, 16, For For Management 17 and 18 6.5 Amend Article 14 For For Management 6.6 Amend Articles 19 and 20 For For Management 6.7 Approve Restated Articles of For For Management Association 7 Approve Restated General Meeting For For Management Regulations 8 Receive Amendments to Board of None None Management Directors' Regulations 9 Approve Remuneration Policy For Against Management 10 Approve Restricted Stock Plan For Against Management 11 Advisory Vote on Remuneration Report For Against Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Ian Meakins as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Karen Witts as Director For For Management 8 Re-elect Carol Arrowsmith as Director For For Management 9 Re-elect John Bason as Director For For Management 10 Re-elect Stefan Bomhard as Director For For Management 11 Re-elect John Bryant as Director For For Management 12 Re-elect Anne-Francoise Nesmes as For For Management Director 13 Re-elect Nelson Silva as Director For For Management 14 Re-elect Ireena Vittal as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COMPUTACENTER PLC Ticker: CCC Security ID: G23356150 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4a Re-elect Tony Conophy as Director For For Management 4b Re-elect Rene Haas as Director For For Management 4c Re-elect Philip Hulme as Director For For Management 4d Re-elect Ljiljana Mitic as Director For For Management 4e Re-elect Mike Norris as Director For For Management 4f Re-elect Peter Ogden as Director For For Management 4g Re-elect Minnow Powell as Director For For Management 4h Re-elect Ros Rivaz as Director For For Management 4i Re-elect Peter Ryan as Director For For Management 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CONCENTRIC AB Ticker: COIC Security ID: W2406H103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4.1 Designate Erik Durhan as Inspector of For Did Not Vote Management Minutes of Meeting 4.2 Designate Malin Bjorkmo as Inspector For Did Not Vote Management of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Dividends of SEK 3.25 Per Share For Did Not Vote Management 7 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meetings; Proxies and Postal Voting 8 Close Meeting None None Management -------------------------------------------------------------------------------- CONSTELLATION SOFTWARE INC. Ticker: CSU Security ID: 21037X100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Bender For For Management 1.2 Elect Director John Billowits For For Management 1.3 Elect Director Lawrence Cunningham For For Management 1.4 Elect Director Susan Gayner For Withhold Management 1.5 Elect Director Robert Kittel For For Management 1.6 Elect Director Mark Leonard For For Management 1.7 Elect Director Paul McFeeters For For Management 1.8 Elect Director Mark Miller For For Management 1.9 Elect Director Lori O'Neill For For Management 1.10 Elect Director Donna Parr For For Management 1.11 Elect Director Andrew Pastor For For Management 1.12 Elect Director Dexter Salna For For Management 1.13 Elect Director Stephen R. Scotchmer For For Management 1.14 Elect Director Barry Symons For For Management 1.15 Elect Director Robin Van Poelje For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CONSTRUCCIONES Y AUXILIAR DE FERROCARRILES SA Ticker: CAF Security ID: E31774156 Meeting Date: JUN 05, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Reelect Julian Gracia Palacin as For For Management Director 5.1 Amend Articles Re: Meeting Attendance For For Management through Electronic Means 5.2 Add Article 22 quater Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 5.3 Amend Articles Re: General Meetings, For For Management Board and Board Committees 5.4 Amend Article 39 Re: Director For For Management Remuneration 5.5 Amend Articles Re: Good Governance For For Management 6.1 Amend Articles of General Meeting For For Management Regulations Re: Meeting Attendance through Electronic Means 6.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6.3 Amend Articles of General Meeting For For Management Regulations Re: General Meetings, Board and Board Committees 6.4 Amend Article 3 of General Meeting For For Management Regulations Re: Good Governance 6.5 Amend Articles of General Meeting For For Management Regulations Re: Improvements from Applicable Regulations 7 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Advisory Vote on Remuneration Report For Against Management 9 Receive Amendments to Board of None None Management Directors Regulations 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- CONVATEC GROUP PLC Ticker: CTEC Security ID: G23969101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr John McAdam as Director For For Management 5 Re-elect Karim Bitar as Director For For Management 6 Re-elect Frank Schulkes as Director For For Management 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Brian May as Director For For Management 9 Re-elect Rick Anderson as Director For For Management 10 Re-elect Dr Regina Benjamin as Director For For Management 11 Re-elect Sten Scheibye as Director For For Management 12 Elect Heather Mason as Director For For Management 13 Elect Constantin Coussios as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COPPER MOUNTAIN MINING CORPORATION Ticker: CMMC Security ID: 21750U101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2A Elect Director Bruce Aunger For For Management 2B Elect Director Michele Buchignani For For Management 2C Elect Director Gilmour Clausen For For Management 2D Elect Director Edward Dowling For For Management 2E Elect Director M. Stephen Enders For For Management 2F Elect Director Paula Rogers For For Management 2G Elect Director Peter Sullivan For For Management 2H Elect Director William Washington For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- COSCO SHIPPING INTERNATIONAL (SINGAPORE) CO., LTD. Ticker: F83 Security ID: Y1764Z208 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Directors' Fees For For Management 3 Elect Wang Kai Yuan as Director For For Management 4 Approve Wang Kai Yuan to Continue For For Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 5 Approve Wang Kai Yuan to Continue For For Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST 6 Elect Er Kwong Wah as Director For Against Management 7 Approve Er Kwong Wah to Continue For Against Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 8 Approve Er Kwong Wah to Continue For Against Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST 9 Approve Ang Swee Tian to Continue For For Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 10 Approve Ang Swee Tian to Continue For For Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Renewal of Mandate for For For Management Interested Person Transactions 14 Approve Grant of Options and Issuance For Against Management of Shares Under the COSCO SHIPPING Group Executives Share Option Scheme 2020 -------------------------------------------------------------------------------- COSTA GROUP HOLDINGS LIMITED Ticker: CGC Security ID: Q29284108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Margin as Director For For Management 4 Elect Tim Goldsmith as Director For For Management 5 Approve Grant of STI Performance For For Management Rights to Sean Hallahan 6 Approve Grant of LTI Options to Sean For For Management Hallahan -------------------------------------------------------------------------------- COUNTRYSIDE PROPERTIES PLC Ticker: CSP Security ID: G24556170 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect David Howell as Director For For Management 4 Re-elect Iain McPherson as Director For For Management 5 Re-elect Mike Scott as Director For For Management 6 Re-elect Douglas Hurt as Director For For Management 7 Re-elect Amanda Burton as Director For For Management 8 Re-elect Baroness Sally Morgan as For For Management Director 9 Re-elect Simon Townsend as Director For For Management 10 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 2.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 2.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- CRESCENT POINT ENERGY CORP. Ticker: CPG Security ID: 22576C101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Ten For For Management 2.1 Elect Director Craig Bryksa For For Management 2.2 Elect Director Laura A. Cillis For For Management 2.3 Elect Director James E. Craddock For For Management 2.4 Elect Director John P. Dielwart For For Management 2.5 Elect Director Ted Goldthorpe For For Management 2.6 Elect Director Mike Jackson For For Management 2.7 Elect Director Jennifer F. Koury For For Management 2.8 Elect Director Francois Langlois For For Management 2.9 Elect Director Barbara Munroe For For Management 2.10 Elect Director Myron M. Stadnyk For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration 4 Adopt New Articles of Association Re: For For Management Article 51(d) 5 Approve Capital Reorganisation For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: ADPC03232 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Caroline Dowling as Director For For Management 4c Elect Richard Fearon as Director For For Management 4d Re-elect Johan Karlstrom as Director For For Management 4e Re-elect Shaun Kelly as Director For For Management 4f Elect Lamar McKay as Director For For Management 4g Re-elect Albert Manifold as Director For For Management 4h Re-elect Gillian Platt as Director For For Management 4i Re-elect Mary Rhinehart as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management 13 Approve Savings-Related Share Option For For Management Schemes 14 Approve Cancellation of Share Premium For For Management Account -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Caroline Dowling as Director For For Management 4c Elect Richard Fearon as Director For For Management 4d Re-elect Johan Karlstrom as Director For For Management 4e Re-elect Shaun Kelly as Director For For Management 4f Elect Lamar McKay as Director For For Management 4g Re-elect Albert Manifold as Director For For Management 4h Re-elect Gillian Platt as Director For For Management 4i Re-elect Mary Rhinehart as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management 13 Approve Savings-Related Share Option For For Management Schemes 14 Approve Cancellation of Share Premium For For Management Account -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Roberto Cirillo as Director For For Management 5 Re-elect Jacqui Ferguson as Director For For Management 6 Re-elect Steve Foots as Director For For Management 7 Re-elect Anita Frew as Director For For Management 8 Re-elect Helena Ganczakowski as For For Management Director 9 Re-elect Keith Layden as Director For For Management 10 Re-elect Jez Maiden as Director For For Management 11 Re-elect John Ramsay as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- CRONOS GROUP INC. Ticker: CRON Security ID: 22717L101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jason Adler For For Management 1b Elect Director Kendrick Ashton, Jr. For For Management 1c Elect Director Jody Begley For For Management 1d Elect Director Murray Garnick For For Management 1e Elect Director Michael Gorenstein For Withhold Management 1f Elect Director Heather Newman For For Management 1g Elect Director James Rudyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSE GLOBAL LIMITED Ticker: 544 Security ID: Y8346J107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Lim Ming Seong as Director For For Management 4 Elect Sin Boon Ann as Director For Against Management 5 Elect Ng Shin Ein as Director For For Management 6 Elect Wong Su Yen as Director For For Management 7 Elect Lim How Teck as Director For For Management 8 Elect Derek Lau Tiong Seng as Director For For Management 9 Approve Lim Ming Seong to Continue For For Management Office as Independent Non-Executive Director by Shareholders 10 Approve Lim Ming Seong to Continue For For Management Office as Independent Non-Executive Director (Excluding Directors, Chief Executive Officer, and Their Associates) 11 Approve Sin Boon Ann to Continue For Against Management Office as Independent Non-Executive Director by Shareholders 12 Approve Sin Boon Ann to Continue For Against Management Office as Independent Non-Executive Director (Excluding Directors, Chief Executive Officer, and Their Associates) 13 Approve Directors' Fees For For Management 14 Approve Ernst & Young LLP as Auditors For Against Management and Authorize Board to Fix Their Remuneration 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 16 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CSR LIMITED Ticker: CSR Security ID: Q30297115 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nigel Garrard as Director For For Management 2b Elect John Gillam as Director For For Management 2c Elect Penny Winn as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Julie Coates 5 Adopt New Constitution For For Management 6 Approve Insertion of Proportional For For Management Takeover Provisions in the Constitution -------------------------------------------------------------------------------- CTS EVENTIM AG & CO. KGAA Ticker: EVD Security ID: D1648T108 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 19.2 Million Pool of Capital to Guarantee Conversion Rights 2 Approve Creation of EUR 19.2 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- DACIAN GOLD LTD. Ticker: DCN Security ID: Q3080T105 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None Against Management 2 Elect Ian Cochrane as Director For For Management 3 Approve Replacement of Constitution For For Management 4 Approve Dacian Gold Employee For For Management Securities Incentive Plan 5 Approve Potential Termination Benefits For For Management Under the Plan 6 Appoint BDO Audit (WA) Pty Ltd as For For Management Auditor of the Company -------------------------------------------------------------------------------- DAH SING BANKING GROUP LIMTED Ticker: 2356 Security ID: Y1923F101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Hon-Hing Wong (Derek Wong) as For For Management Director 3b Elect Blair Chilton Pickerell as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Scheme -------------------------------------------------------------------------------- DAIRY FARM INTERNATIONAL HOLDINGS LTD. Ticker: D01 Security ID: G2624N153 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Anthony Nightingale as For For Management Director 4 Elect Clive Schlee as Director For For Management 5 Re-elect Percy Weatherall as Director For For Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Shares For For Management -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Piyush Gupta as Director For For Management 6 Elect Punita Lal as Director For For Management 7 Elect Anthony Lim Weng Kin as Director For For Management 8 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 9 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- DCM HOLDINGS CO., LTD. Ticker: 3050 Security ID: J12549101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Appoint Alternate Statutory Auditor For For Management Tabuchi, Masato -------------------------------------------------------------------------------- DELEGAT GROUP LTD. Ticker: DGL Security ID: Q31507108 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 2 Elect Jim Delegat as Director For For Management 3 Elect Graeme Lord as Director For For Management 4 Elect Phillipa Muir as Director For For Management -------------------------------------------------------------------------------- DELEK GROUP LTD. Ticker: DLEKG Security ID: M27635107 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Payment to Gabriel Last, For Did Not Vote Management Chairman for 2019 A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- DELTA GALIL INDUSTRIES LTD. Ticker: DELT Security ID: M2778B107 Meeting Date: JAN 28, 2021 Meeting Type: Annual/Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Noam Lautman as Director For For Management 1.2 Reelect Isaac Dabah as Director For For Management 1.3 Reelect Izhak Weinstock as Director For For Management 1.4 Reelect Tzipora Carmon as Director For For Management 1.5 Reelect Israel Baum as Director For For Management 1.6 Reelect Richard Hunter as Director For For Management 1.7 Reelect Rinat Gazit as Director For For Management 2 Reappoint Kesselman and Kesselman as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Discuss Financial Statements and the None None Management Report of the Board 4 Approve Employment Terms of Isaac For For Management Dabah and Amend Section 5 In Compensation Policy 5 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 6 Approve Exemption Agreement to For For Management Directors/Officers (Pending Approval of Item 5) 7 Approve Exemption Agreement to Isaac For For Management Dabah, CEO, Controller and Director (Pending Approval of Item 5) A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- DEMANT A/S Ticker: DEMANT Security ID: K3008M105 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Remuneration Report (Advisory For Against Management Vote) 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 6a Reelect Niels B. Christiansen as For Abstain Management Director 6b Reelect Niels Jacobsen as Director For Abstain Management 6c Reelect Anja Madsen as Director For For Management 6d Elect Sisse Fjelsted Rasmussen as New For For Management Director 6e Elect Kristian Villumsen as New For For Management Director 7 Ratify Deloitte as Auditors For For Management 8a Approve DKK 112,667 Reduction in Share For For Management Capital via Share Cancellation for Transfer to Shareholders 8b Authorize Share Repurchase Program For For Management 8c Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 8d Approve Company Announcements in For For Management English 8e Allow Shareholder Meetings to be Held For Against Management by Electronic Means Only 8f Approve Creation of DKK 10 Million For Against Management Pool of Capital with or without Preemptive Rights; Authorize Conditional Capital of DKK 2.5 Million for Issuance of Shares to Key Employees 8g Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- DENTSU GROUP, INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Toshihiro For For Management 1.2 Elect Director Sakurai, Shun For For Management 1.3 Elect Director Timothy Andree For For Management 1.4 Elect Director Igarashi, Hiroshi For For Management 1.5 Elect Director Soga, Arinobu For For Management 1.6 Elect Director Nick Priday For For Management 1.7 Elect Director Wendy Clark For For Management 1.8 Elect Director Matsui, Gan For For Management -------------------------------------------------------------------------------- DERICHEBOURG SA Ticker: DBG Security ID: F2546C237 Meeting Date: FEB 10, 2021 Meeting Type: Annual/Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Compensation Report of For Against Management Corporate Officers 7 Approve Compensation of Daniel For Against Management Derichebourg, CEO and Chairman 8 Approve Compensation of Abderrahmane For Against Management El Aoufir, Vice-CEO 9 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 10 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 13 Authorize Capitalization of Reserves For For Management of Up to EUR 50 Million for Bonus Issue or Increase in Par Value 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 15 Authorize Capital Issuances for Use in Against For Management Employee Stock Purchase Plans 16 Amend Article 17 of Bylaws Re: Written For For Management Consultation 17 Textual References Regarding Change of For Against Management Codification 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DEXTERRA GROUP INC. Ticker: DXT Security ID: 252371109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Garden For For Management 1.2 Elect Director David Johnston For For Management 1.3 Elect Director Simon Landy For For Management 1.4 Elect Director John MacCuish For For Management 1.5 Elect Director R. William McFarland For For Management 1.6 Elect Director Kevin D. Nabholz For For Management 1.7 Elect Director Russell A. Newmark For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DIC CORP. Ticker: 4631 Security ID: J1280G103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Saito, Masayuki For For Management 2.2 Elect Director Ino, Kaoru For For Management 2.3 Elect Director Tamaki, Toshifumi For For Management 2.4 Elect Director Kawamura, Yoshihisa For For Management 2.5 Elect Director Asai, Takeshi For For Management 2.6 Elect Director Furuta, Shuji For For Management 2.7 Elect Director Tsukahara, Kazuo For For Management 2.8 Elect Director Tamura, Yoshiaki For For Management 2.9 Elect Director Shoji, Kuniko For For Management 3 Appoint Statutory Auditor Nagura, Keita For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- DICKER DATA LTD. Ticker: DDR Security ID: Q318AK102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Mary Stojcevski as Director For Against Management 4 Elect Vladimir Mitnovetski as Director For Against Management 5 Elect Kim Stewart-Smith as Director For For Management 6 Appoint BDO Audit Pty Ltd as Auditor For For Management of the Company -------------------------------------------------------------------------------- DIGITAL DOMAIN HOLDINGS LIMITED Ticker: 547 Security ID: G2870G100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sergei Skatershchikov as Director For For Management 2b Elect Duan Xiongfei as Director For For Management 2c Elect Wong Ka Kong Adam as Director For Against Management 2d Elect Elizabeth Monk Daley as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Share Premium Reduction For For Management -------------------------------------------------------------------------------- DIPLOMA PLC Ticker: DPLM Security ID: G27664112 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect John Nicholas as Director For For Management 4 Re-elect Johnny Thomson as Director For For Management 5 Elect Barbara Gibbes as Director For For Management 6 Re-elect Andy Smith as Director For For Management 7 Re-elect Anne Thorburn as Director For For Management 8 Elect Geraldine Huse as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Report For Against Management 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Adopt New Articles of Association For For Management 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Danuta Gray as Director For For Management 5 Re-elect Mark Gregory as Director For For Management 6 Re-elect Tim Harris as Director For For Management 7 Re-elect Penny James as Director For For Management 8 Re-elect Sebastian James as Director For For Management 9 Elect Adrian Joseph as Director For For Management 10 Re-elect Fiona McBain as Director For For Management 11 Re-elect Gregor Stewart as Director For For Management 12 Re-elect Richard Ward as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments -------------------------------------------------------------------------------- DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA Ticker: DIA Security ID: E3685C104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Transfer of Other Restricted For For Management Reserves to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Ratify Appointment of and Elect For For Management Marcelo Maia Tavares de Araujo as Director 7 Elect Luisa Deplazes de Andrade For For Management Delgado as Director 8 Fix Number of Directors at 8 For For Management 9 Advisory Vote on Remuneration Report For Against Management 10.1 Amend Articles Re: Authorized Capital For Against Management Stock, Preferential Subscription Rights and Issuance of Obligations and Other Securities 10.2 Amend Article 18 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 10.3 Amend Articles Re: Board For For Management 10.4 Amend Articles Re: Annual Reports and For For Management Annual Statements 11.1 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 11.2 Amend Articles of General Meeting For For Management Regulations Re: Infrastructure, List of Attendees, Right to Information and Voting 12 Approve Exchange of Debt for Equity For For Management and Capital Raising 13 Approve Pledging of Assets for Debt For For Management 14 Authorize Company to Call EGM with 15 For For Management Days' Notice 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DMG MORI CO., LTD. Ticker: 6141 Security ID: J46496121 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Mori, Masahiko For For Management 2.2 Elect Director Christian Thones For For Management 2.3 Elect Director Tamai, Hiroaki For For Management 2.4 Elect Director Kobayashi, Hirotake For For Management 2.5 Elect Director Fujishima, Makoto For For Management 2.6 Elect Director James Nudo For For Management 2.7 Elect Director Aoyama, Tojiro For For Management 2.8 Elect Director Nakajima, Makoto For For Management 2.9 Elect Director Mitachi, Takashi For For Management 2.10 Elect Director Watanabe, Hiroko For For Management 3 Appoint Statutory Auditor Iwase, For For Management Takahiro -------------------------------------------------------------------------------- DO & CO AG Ticker: DOC Security ID: A1447E107 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Warrants/Bonds For Did Not Vote Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 2 Approve Creation of EUR 2.7 Million For Did Not Vote Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- DOLLARAMA INC. Ticker: DOL Security ID: 25675T107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Joshua Bekenstein For For Management 1B Elect Director Gregory David For For Management 1C Elect Director Elisa D. Garcia C. For For Management 1D Elect Director Stephen Gunn For For Management 1E Elect Director Kristin Mugford For For Management 1F Elect Director Nicholas Nomicos For For Management 1G Elect Director Neil Rossy For For Management 1H Elect Director Samira Sakhia For For Management 1I Elect Director Huw Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Production of an Annual Report Against Against Shareholder on Risks to Human Rights Arising Out of the Use of Third-Party Employment Agencies -------------------------------------------------------------------------------- DOMINO'S PIZZA GROUP PLC Ticker: DOM Security ID: G28113101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 3 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 4 Approve Final Dividend For For Management 5 Re-elect Matt Shattock as Director For For Management 6 Re-elect Colin Halpern as Director For For Management 7 Re-elect Ian Bull as Director For For Management 8 Re-elect Dominic Paul as Director For For Management 9 Re-elect Kevin Higgins as Director For For Management 10 Re-elect Usman Nabi as Director For For Management 11 Re-elect Elias Diaz Sese as Director For For Management 12 Elect Neil Smith as Director For For Management 13 Elect Lynn Fordham as Director For For Management 14 Elect Natalia Barsegiyan as Director For For Management 15 Elect Stella David as Director For For Management 16 Approve Remuneration Report For Against Management 17 Authorise Issue of Equity For For Management 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DOREL INDUSTRIES INC. Ticker: DII.B Security ID: 25822C205 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Schwartz For For Management 1.2 Elect Director Alan Schwartz For For Management 1.3 Elect Director Jeffrey Schwartz For For Management 1.4 Elect Director Jeff Segel For For Management 1.5 Elect Director Maurice Tousson For For Management 1.6 Elect Director Dian Cohen For For Management 1.7 Elect Director Alain Benedetti For For Management 1.8 Elect Director Norman M. Steinberg For For Management 1.9 Elect Director Brad A. Johnson For For Management 1.10 Elect Director Sharon Ranson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M507 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Incentive Plan For Against Management 4 Approve Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- DUNDEE PRECIOUS METALS INC. Ticker: DPM Security ID: 265269209 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jaimie Lee Donovan For For Management 1.2 Elect Director R. Peter Gillin For For Management 1.3 Elect Director Jonathan Goodman For For Management 1.4 Elect Director Jeremy Kinsman For For Management 1.5 Elect Director Kalidas Madhavpeddi For For Management 1.6 Elect Director Juanita Montalvo For For Management 1.7 Elect Director David Rae For For Management 1.8 Elect Director Marie-Anne Tawil For For Management 1.9 Elect Director Anthony P. Walsh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- DUSTIN GROUP AB Ticker: DUST Security ID: W2R21A104 Meeting Date: DEC 14, 2020 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5.a Designate Fredrik Eklund as Inspector For Did Not Vote Management of Minutes of Meeting 5.b Designate Tomas Risbecker as Inspector For Did Not Vote Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.20 Per Share 8.c1 Approve Discharge of Mia Brunell For Did Not Vote Management Livfors 8.c2 Approve Discharge of Caroline Berg For Did Not Vote Management 8.c3 Approve Discharge of Gunnel Duveblad For Did Not Vote Management 8.c4 Approve Discharge of Johan Fant For Did Not Vote Management 8.c5 Approve Discharge of Tomas Franzen For Did Not Vote Management 8.c6 Approve Discharge of Mattias Miksche For Did Not Vote Management 8.c7 Approve Discharge of Morten Strand For Did Not Vote Management 8.c8 Approve Discharge of Thomas Ekman For Did Not Vote Management 9 Receive Nomination Committee's Report None None Management 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 620,000 for Chair and SEK 315,000 for Other Directors; Approve Remuneration for Committee Work and Meeting Fees; Approve Remuneration of Auditors 12.a Reelect Mia Brunell Livfors as Director For Did Not Vote Management 12.b Reelect Gunnel Duveblad as Director For Did Not Vote Management 12.c Reelect Johan Fant as Director For Did Not Vote Management 12.d Reelect Tomas Franzen as Director For Did Not Vote Management 12.e Reelect Mattias Miksche as Director For Did Not Vote Management 12.f Reelect Morten Strand as Director For Did Not Vote Management 12.g Elect Stina Andersson as New Director For Did Not Vote Management 12.h Elect Gregor Bieler as New Director For Did Not Vote Management 13 Reelect Mia Livfors as Chairperson For Did Not Vote Management 14 Reelect Ernst & Young as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Approve Warrants and Synthetic Option For Did Not Vote Management Plan LTI 2021 for Key Employees 17 Amend Articles of Association Re: For Did Not Vote Management Share Registrar; Participation at General Meetings; Postal Voting; External Attendance at General Meetings 18 Close Meeting None None Management -------------------------------------------------------------------------------- DYNACOR GOLD MINES INC. Ticker: DNG Security ID: 26779X101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Martineau For For Management 1.2 Elect Director Pierre Lepine For For Management 1.3 Elect Director Roger Demers For For Management 1.4 Elect Director Rejean Gourde For For Management 1.5 Elect Director Isabel Rocha For For Management 1.6 Elect Director Philippe Chave For For Management 1.7 Elect Director Rocio Rodriguez-Perrot For For Management 2 Ratify Raymond Chabot Grant Thornton For For Management LLP as Auditors 3 Amend Stock Option Plan For For Management 4 Amend Deferred Share Unit Plan For For Management -------------------------------------------------------------------------------- EAGERS AUTOMOTIVE LIMITED Ticker: APE Security ID: Q0436N204 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Benefit to For For Management Automotive Properties Pty Ltd and APPL Properties Pty Ltd as a Consequence of the Acquisition by Associated Finance Pty Ltd -------------------------------------------------------------------------------- EAGERS AUTOMOTIVE LIMITED Ticker: APE Security ID: Q3R14D102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Nicholas George Politis as For For Management Director 3 Approve Remuneration Report None For Management 4 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Dr Andreas Bierwirth as For For Management Director 8 Re-elect Catherine Bradley as Director For For Management 9 Re-elect Dr Anastassia Lauterbach as For Abstain Management Director 10 Re-elect Nick Leeder as Director For For Management 11 Re-elect Julie Southern as Director For For Management 12 Elect Sheikh Mansurah Tal-At Mannings For For Management as Director 13 Elect David Robbie as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EBARA CORP. Ticker: 6361 Security ID: J12600128 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Maeda, Toichi For For Management 2.2 Elect Director Asami, Masao For For Management 2.3 Elect Director Uda, Sakon For For Management 2.4 Elect Director Sawabe, Hajime For For Management 2.5 Elect Director Oeda, Hiroshi For For Management 2.6 Elect Director Hashimoto, Masahiro For For Management 2.7 Elect Director Nishiyama, Junko For For Management 2.8 Elect Director Fujimoto, Mie For For Management 2.9 Elect Director Kitayama, Hisae For For Management 2.10 Elect Director Nagamine, Akihiko For For Management -------------------------------------------------------------------------------- EBRO FOODS SA Ticker: EBRO Security ID: E38028135 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report on Divestments Made in For For Management North America during the Last Quarter of 2020 2 Approve Special Dividends For For Management 3.1 Reelect Alimentos y Aceites SA as For Against Management Director 3.2 Reelect Demetrio Carceller Arce as For Against Management Director 3.3 Reelect Maria Carceller Arce as For Against Management Director 3.4 Reelect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 3.5 Reelect Corporacion Financiera Alba SA For Against Management as Director 3.6 Reelect Empresas Comerciales e For Against Management Industriales Valencianas SL as Director 3.7 Reelect Javier Fernandez Alonso as For Against Management Director 3.8 Reelect Grupo Tradifin SL as Director For Against Management 3.9 Reelect as Hercalianz Investing Group For Against Management SL Director 4 Authorize Donations to Fundacion Ebro For For Management Foods 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EBRO FOODS SA Ticker: EBRO Security ID: E38028135 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors For For Management 5.1 Reelect Belen Barreiro Perez-Pardo as For For Management Director 5.2 Reelect Mercedes Costa Garcia as For For Management Director 6.1 Amend Article 5 Re: Registered Office For For Management 6.2 Amend Article 13 Re: Attendance For For Management 6.3 Amend Article 14 Re: Proxies For For Management 6.4 Amend Article 17 Re: Presiding Board, For For Management Information, Discussion and Voting, Voting and Representation by Remote Means 6.5 Amend Article 17 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 6.6 Amend Article 22 Re: Director For For Management Remuneration 6.7 Amend Article 28 Re: Executive For For Management Committee, Audit and Compliance Committee, Nomination and Remuneration Committee and Other Committees 6.8 Amend Article 34 Re: Approval of For For Management Accounts and Allocation of Profits 7.1 Amend Article 5 of General Meeting For For Management Regulations Re: Information on Company's Website 7.2 Amend Article 6 of General Meeting For For Management Regulations Re: Shareholders' Right to Information 7.3 Amend Article 7 of General Meeting For For Management Regulations Re: Right to Attend and Proxies 7.4 Amend Article 11 of General Meeting For For Management Regulations Re: Start of the Meeting and Shareholders' Requests for Intervention 7.5 Amend Article 12 of General Meeting For For Management Regulations Re: Shareholders' Participation 7.6 Amend Article 13 bis of General For For Management Meeting Regulations Re: Voting and Granting of Proxies by Remote Means 7.7 Amend Article 13 ter of General For For Management Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.8 Amend Article 14 of General Meeting For For Management Regulations Re: Voting and Resolutions 8 Amend Remuneration Policy for FY 2019, For For Management 2020 and 2021 9 Approve Remuneration Policy for FY For Against Management 2022, 2023 and 2024 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 12 Authorize Donations to Fundacion Ebro For For Management Foods 13 Authorize Company to Call EGM with 15 For For Management Days' Notice 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ECA SA Ticker: ECASA Security ID: F3113C105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Groupe For For Management Gorge 2 Approve Dissolution of Company Due to For For Management Merger Above 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ECLIPX GROUP LIMITED Ticker: ECX Security ID: Q3383Q105 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gail Pemberton as Director For For Management 2 Elect Linda Jenkinson as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- ECN CAPITAL CORP. Ticker: ECN Security ID: 26829L107 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Lovatt For For Management 1.2 Elect Director Steven K. Hudson For For Management 1.3 Elect Director Paul Stoyan For For Management 1.4 Elect Director Pierre Lortie For For Management 1.5 Elect Director David Morris For For Management 1.6 Elect Director Carol E. Goldman For For Management 1.7 Elect Director Karen Martin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EDP RENOVAVEIS SA Ticker: EDPR Security ID: E3847K101 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.A Ratify Appointment of and Elect Miguel For For Management Stilwell de Andrade as Director 1.B Ratify Appointment of and Elect Ana For For Management Paula Garrido Pina Marques as Director 1.C Ratify Appointment of and Elect Joan For For Management Avalyn Dempsey as Director 2.A Dismiss Antonio Luis Guerra Nunes For For Management Mexia as Director 2.B Dismiss Joao Manuel Manso Neto as For For Management Director 3 Fix Number of Directors at 12 For For Management 4 Amend Articles Re: General Meetings For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 2 Elect Executive Board For For Management -------------------------------------------------------------------------------- EFG INTERNATIONAL AG Ticker: EFGN Security ID: H2078C108 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of CHF 0.15 per For For Management Share from Capital Contribution Reserves 2 Elect Ilan Hayim as Director For Against Management 3 Appoint Ilan Hayim as Member of the For Against Management Compensation and Nomination Committee 4 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.7 Million 5 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ELDERS LIMITED Ticker: ELD Security ID: Q3414A186 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Diana Eilert as Director For For Management 4 Elect Matthew Quinn as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Charles Allison 6 Approve the Amendments to the For For Management Company's Constitution 7 Approve Reinstatement of Proportional For For Management Takeover Rule 8 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- ELDORADO GOLD CORPORATION Ticker: ELD Security ID: 284902509 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Albino For For Management 1.2 Elect Director George Burns For For Management 1.3 Elect Director Teresa Conway For For Management 1.4 Elect Director Catharine Farrow For For Management 1.5 Elect Director Pamela Gibson For For Management 1.6 Elect Director Judith Mosely For For Management 1.7 Elect Director Steven Reid For For Management 1.8 Elect Director John Webster For For Management 2 Ratify KPMG as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Performance Share Unit Plan For For Management -------------------------------------------------------------------------------- ELECNOR SA Ticker: ENO Security ID: E39152181 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For Against Management Auditor 6 Ratify Appointment of and Elect For Against Management Santiago Leon Domecq as Director 7 Reelect Rafael Martin de Bustamante For For Management Vega as Director 8.1 Approve Company's Balance Sheet as of For For Management Dec. 31, 2020 8.2 Approve Segregation Agreement of For For Management Elecnor SA to Fully-Owned Subsidiary Elecnor Servicios y Proyectos SAU 8.3 Approve Segregation of Elecnor SA to For For Management Fully-Owned Subsidiary Elecnor Servicios y Proyectos SAU 8.4 Adhere to Special Tax Regime on For For Management Corporate Income Tax 8.5 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Segregation 9.1 Amend Articles Re: Corporate Purpose For For Management and Registered Office 9.2 Amend Articles Re: General Meetings, For For Management Holding of General Meetings, Proxy Voting Rights, Voting by Remote Means Prior to the Meeting and Special Quorums 9.3 Add New Article 10 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 9.4 Amend Articles Re: Board Competences For For Management and Audit Committee 9.5 Amend Articles Re: Annual Accounts and For For Management Allocation of Income 10.1 Amend Preamble to General Meeting For For Management Regulations 10.2 Amend Articles of General Meeting For For Management Regulations Re: Competences of General Meetings, Information Available Prior to the Meeting and Right to Information Prior to the Meeting 10.3 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 11 Advisory Vote on Remuneration Report For Against Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ELEMENT FLEET MANAGEMENT CORP. Ticker: EFN Security ID: 286181201 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David F. Denison For For Management 1.2 Elect Director Virginia Addicott For For Management 1.3 Elect Director Jay Forbes For For Management 1.4 Elect Director G. Keith Graham For For Management 1.5 Elect Director Joan Lamm-Tennant For For Management 1.6 Elect Director Rubin J. McDougal For For Management 1.7 Elect Director Andrew Clarke For For Management 1.8 Elect Director Alexander D. Greene For For Management 1.9 Elect Director Andrea Rosen For For Management 1.10 Elect Director Arielle Meloul-Wechsler For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ELIOR GROUP SA Ticker: ELIOR Security ID: F3253Q112 Meeting Date: FEB 26, 2021 Meeting Type: Annual/Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Gilles Cojan, For For Management Chairman of the Board 7 Approve Compensation of Philippe For For Management Guillemot, CEO 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of CEO For Against Management and/or Corporate Officers 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 600,000 12 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 522,000 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 348,000 15 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 174,000 16 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in Against For Management Employee Stock Purchase Plans 18 Authorize up to 2.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize up to 4 Percent of Issued For For Management Capital for Use in Stock Option Plans 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Amend Bylaws to Comply with Legal For For Management Changes 23 Amend Article 15.3 of Bylaws Re: For For Management Employee Representative 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Balfour For For Management 1.2 Elect Director James V. Bertram For For Management 1.3 Elect Director Henry E. Demone For For Management 1.4 Elect Director Kent M. Harvey For For Management 1.5 Elect Director B. Lynn Loewen For For Management 1.6 Elect Director John B. Ramil For For Management 1.7 Elect Director Andrea S. Rosen For For Management 1.8 Elect Director Richard P. Sergel For For Management 1.9 Elect Director M. Jacqueline Sheppard For For Management 1.10 Elect Director Karen H. Sheriff For For Management 1.11 Elect Director Jochen E. Tilk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Natalia Fabra Portela as Director For For Management 5.2 Elect Maria Teresa Arcos Sanchez as For For Management Director 6.1 Amend Article 7 Re: Accounting Records For For Management and Identity of Shareholders 6.2 Amend Articles 18 and 27 Re: For For Management Attendance, Proxies and Voting at General Meetings 6.3 Add Article 27 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 6.4 Amend Articles Re: Board For For Management 6.5 Amend Articles Re: Annual Accounts For For Management 7.1 Amend Article 4 of General Meeting For For Management Regulations Re: Powers of the General Meeting 7.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.3 Amend Article 16 of General Meeting For For Management Regulations Re: Publicity 8 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion 9 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 10 Approve Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Gregory J. Goff For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Stephen S. Poloz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENCE ENERGIA Y CELULOSA, SA Ticker: ENC Security ID: E4177G108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of 49 Percent of Ence For For Management Energia SLU 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENCE ENERGIA Y CELULOSA, SA Ticker: ENC Security ID: E4177G108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5.A Reelect Rosa Maria Garcia Pineiro as For For Management Director 5.B Elect Javier Arregui Abendivar as For Against Management Director 5.C Elect Oscar Arregui Abendivar as For Against Management Director 5.D Elect Gorka Arregui Abendivar as For Against Management Director 5.E Ratify Appointment of and Elect Jose For Against Management Ignacio Comenge Sanchez-Real as Director 5.F Elect Maria de la Paz Robina Rosat as For For Management Director 5.G Fix Number of Directors at 13 For For Management 6 Appoint KPMG Auditores as Auditor For For Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Advisory Vote on Remuneration Report For For Management 9 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Indirect Acquisition of Teranga Gold Corporation 2 Approve Issuance of Shares in One or For For Management More Private Placements -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Beckett For For Management 1.2 Elect Director James Askew For For Management 1.3 Elect Director Alison Baker For For Management 1.4 Elect Director Sofia Bianchi For For Management 1.5 Elect Director Livia Mahler For For Management 1.6 Elect Director David Mimran For For Management 1.7 Elect Director Naguib Sawiris For For Management 1.8 Elect Director Tertius Zongo For For Management 1.9 Elect Director Sebastien de Montessus For For Management 2 Approve BDO LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 25, 2021 Meeting Type: Court Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 25, 2021 Meeting Type: Court Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Directors to Carry Out Scheme For For Management 2 Approve Cancellation of Premium Account For For Management 3 Amend Articles For For Management 4 Approve Employee PSU Plan For For Management 5 Approve Executive PSU Plan for Non-UK For For Management Participants 6 Approve Endeavor Mining plc Executive For For Management Performance Share Plan 7 Approve Endeavor Mining plc Deferred For For Management Share Unit Plan -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6.1 Add Article 26 ter Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 6.2 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.3 Amend Article 40 Re: Director For For Management Remuneration 6.4 Amend Article 43 Re: Board Meetings to For For Management be Held in Virtual-Only Format 7.1 Add Article 10 ter of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Fix Number of Directors at 11 For For Management 9 Approve Remuneration Report For For Management 10 Approve Remuneration Policy For For Management 11 Approve Strategic Incentive Plan For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENERFLEX LTD. Ticker: EFX Security ID: 29269R105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fernando Rafael Assing For For Management 1.2 Elect Director Robert S. Boswell For For Management 1.3 Elect Director Maureen Cormier Jackson For For Management 1.4 Elect Director W. Byron Dunn For For Management 1.5 Elect Director H. Stanley Marshall For For Management 1.6 Elect Director Kevin J. Reinhart For For Management 1.7 Elect Director Marc E. Rossiter For For Management 1.8 Elect Director Stephen J. Savidant For For Management 1.9 Elect Director Juan Carlos Villegas For For Management 1.10 Elect Director Michael A. Weill For For Management 1.11 Elect Director Helen J. Wesley For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judith D. Buie For For Management 1.2 Elect Director Karen E. Clarke-Whistler For For Management 1.3 Elect Director Ian C. Dundas For For Management 1.4 Elect Director Hilary A. Foulkes For For Management 1.5 Elect Director Robert B. Hodgins For For Management 1.6 Elect Director Susan M. Mackenzie For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Jeffrey W. Sheets For For Management 1.9 Elect Director Sheldon B. Steeves For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENGHOUSE SYSTEMS LIMITED Ticker: ENGH Security ID: 292949104 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen Sadler For For Management 1b Elect Director Eric Demirian For For Management 1c Elect Director Reid Drury For For Management 1d Elect Director John Gibson For For Management 1e Elect Director Pierre Lassonde For For Management 1f Elect Director Jane Mowat For For Management 1g Elect Director Paul Stoyan For For Management 2 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENTAIN PLC Ticker: ENT Security ID: G3167C109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect David Satz as Director For For Management 6 Elect Robert Hoskin as Director For For Management 7 Elect Stella David as Director For For Management 8 Elect Vicky Jarman as Director For For Management 9 Elect Mark Gregory as Director For For Management 10 Re-elect Rob Wood as Director For For Management 11 Re-elect Jette Nygaard-Andersen as For For Management Director 12 Re-elect Barry Gibson as Director For For Management 13 Re-elect Peter Isola as Director For For Management 14 Re-elect Pierre Bouchut as Director For For Management 15 Re-elect Virginia McDowell as Director For For Management 16 Approve Increase in Aggregate Fees For For Management Payable to Non-executive Directors 17 Approve Increase in Size of Board For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Shares For For Management -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918108 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2.a Designate Petra Hedengran as Inspector For Did Not Vote Management of Minutes of Meeting 2.b Designate Mikael Wiberg as Inspector For Did Not Vote Management of Minutes of Meeting 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Special Dividends of SEK 1.20 For Did Not Vote Management Per Share 7 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meetings -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2.a Designate Petra Hedengran as Inspector For Did Not Vote Management of Minutes of Meeting 2.b Designate Mikael Wiberg as Inspector For Did Not Vote Management of Minutes of Meeting 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Special Dividends of SEK 1.20 For Did Not Vote Management Per Share 7 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meetings -------------------------------------------------------------------------------- EQUITABLE GROUP INC. Ticker: EQB Security ID: 294505102 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Emory For For Management 1.2 Elect Director Susan Ericksen For For Management 1.3 Elect Director Diane Giard For For Management 1.4 Elect Director Kishore Kapoor For For Management 1.5 Elect Director Yongah Kim For For Management 1.6 Elect Director David LeGresley For For Management 1.7 Elect Director Lynn McDonald For For Management 1.8 Elect Director Andrew Moor For For Management 1.9 Elect Director Rowan Saunders For For Management 1.10 Elect Director Vincenza Sera For For Management 1.11 Elect Director Michael Stramaglia For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Allow Shareholder Meetings to be Held For For Management in Virtual-Only Format -------------------------------------------------------------------------------- ERCROS SA Ticker: ECR Security ID: E4202K264 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements, Allocation of Income, and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3.1 Add Article 15 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 3.2 Amend Articles Re: Entitlement to For For Management Attend the Meeting and Adoption of Resolutions 3.3 Amend Articles Re: Board of Directors For For Management and Annual Accounts 3.4 Amend Article 27 Re: Requirement and For For Management Board Term 3.5 Amend Article 29 Re: Convening of For For Management Meetings 3.6 Amend Article 32 Re: Organization For For Management 3.7 Amend Article 34 Re: Audit Committee For For Management 4.1 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 4.2 Amend Article 6 of General Meeting For For Management Regulations Re: Information Available from the Date of the Convening of the Meeting 5 Approve Dividend Distribution Policy For For Management 6 Renew Appointment of Ernst & Young as For For Management Auditor 7 Reelect Carme Moragues Josa as Director For For Management 8 Advisory Vote on Remuneration Report For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Receive Amendments to Board of None None Management Directors Regulations 11 Approve Distribution of Dividends Against Against Shareholder Charged to the Results of Fiscal Year Ended Dec. 31, 2017 12 Approve Distribution of Dividends Against Against Shareholder Charged to the Results of Fiscal Year Ended Dec. 31, 2018 13 Approve Distribution of Dividends Against Against Shareholder Charged to the Results of Fiscal Year Ended Dec. 31, 2019 14 Fix Number of Directors at 7 Against Against Shareholder 15 Elect Victor Manuel Rodriguez Martin Against Against Shareholder as Director -------------------------------------------------------------------------------- ERO COPPER CORP. Ticker: ERO Security ID: 296006109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Noel Dunn For For Management 1.2 Elect Director David Strang For For Management 1.3 Elect Director Lyle Braaten For For Management 1.4 Elect Director Steven Busby For For Management 1.5 Elect Director Sally Eyre For For Management 1.6 Elect Director Robert Getz For For Management 1.7 Elect Director Chantal Gosselin For For Management 1.8 Elect Director John Wright For For Management 1.9 Elect Director Matthew Wubs For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ES-CON JAPAN LTD. Ticker: 8892 Security ID: J13239108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2 Amend Articles to Amend Business Lines For Against Management - Increase Authorized Capital 3 Approve Issuance of Common Shares for For Against Management a Private Placement 4.1 Elect Director Ito, Takatoshi For For Management 4.2 Elect Director Nakanishi, Minoru For For Management 4.3 Elect Director Fujita, Kenji For For Management 4.4 Elect Director Kawashima, Atsushi For For Management 4.5 Elect Director Otsuki, Keiko For For Management 5 Elect Alternate Director and Audit For For Management Committee Member Iechika, Tomonao 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- EUSKALTEL SA Ticker: EKT Security ID: E4R02W105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Approve Allocation of Income and For For Management Dividends 7 Amend Remuneration Policy for FY 2019, For For Management 2020 and 2021 8 Receive Amendments to Board of None None Management Directors Regulations 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- EVN AG Ticker: EVN Security ID: A19833101 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.49 per Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019/20 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019/20 5 Ratify BDO Austria GmbH as Auditors For Did Not Vote Management for Fiscal 2020/21 6 Approve Remuneration Report For Did Not Vote Management 7 Amend Articles of Association For Did Not Vote Management 8.1 Elect Bettina Glatz-Kremsner as For Did Not Vote Management Supervisory Board Member 8.2 Elect Norbert Griesmayr as Supervisory For Did Not Vote Management Board Member 8.3 Elect Willi Stowicek as Supervisory For Did Not Vote Management Board Member 8.4 Elect Philipp Gruber as Supervisory For Did Not Vote Management Board Member 8.5 Elect Angela Stransky as Supervisory For Did Not Vote Management Board Member 8.6 Elect Friedrich Zibuschka as For Did Not Vote Management Supervisory Board Member 8.7 Elect Maria Patek as Supervisory Board For Did Not Vote Management Member 8.8 Elect Gustav Dressler as Supervisory For Did Not Vote Management Board Member 8.9 Elect Georg Bartmann as Supervisory For Did Not Vote Management Board Member 8.10 Elect Peter Weinelt as Supervisory For Did Not Vote Management Board Member 9.1 Additional Voting Instructions - Board For Did Not Vote Management of Directors Proposals (Voting) 9.2 Additional Voting Instructions - Against Did Not Vote Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- EVOLUTION MINING LIMITED Ticker: EVN Security ID: Q3647R147 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Approve the Spill Resolution None Against Management 3 Elect Jason Attew as Director For For Management 4 Elect Peter Smith as Director For For Management 5 Elect Victoria (Vicky) Binns as For For Management Director 6 Elect James (Jim) Askew as Director For For Management 7 Elect Thomas (Tommy) McKeith as For For Management Director 8 Elect Andrea Hall as Director For For Management 9 Approve Issuance of Performance Rights For For Management to Jacob (Jake) Klein 10 Approve Issuance of Performance Rights For For Management to Lawrence (Lawrie) Conway 11 Approve Employee Share Option and For For Management Performance Rights Plan -------------------------------------------------------------------------------- EVOLVE EDUCATION GROUP LIMITED Ticker: EVO Security ID: Q3668S107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Ratify Past Issuance of Shares to New For For Management and Existing Institutional and Sophisticated Investors -------------------------------------------------------------------------------- EVRAZ PLC Ticker: EVR Security ID: G33090104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Alexander Abramov as Director For Against Management 4 Re-elect Alexander Frolov as Director For For Management 5 Re-elect Eugene Shvidler as Director For For Management 6 Re-elect Eugene Tenenbaum as Director For For Management 7 Re-elect Karl Gruber as Director For For Management 8 Re-elect Deborah Gudgeon as Director For For Management 9 Re-elect Alexander Izosimov as Director For For Management 10 Re-elect Sir Michael Peat as Director For For Management 11 Elect Stephen Odell as Director For For Management 12 Elect James Rutherford as Director For For Management 13 Elect Sandra Stash as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EXCELLON RESOURCES INC. Ticker: EXN Security ID: 30069C801 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brendan Cahill For For Management 1b Elect Director Andre Y. Fortier For For Management 1c Elect Director Andrew Farncomb For For Management 1d Elect Director Laurie Curtis For For Management 1e Elect Director Anna Ladd-Kruger For For Management 1f Elect Director Craig Lindsay For Withhold Management 1g Elect Director Roger Norwich For For Management 1h Elect Director Michael Timmins For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- EXCHANGE INCOME CORPORATION Ticker: EIF Security ID: 301283107 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Brad Bennett For For Management 2.2 Elect Director Gary Buckley For For Management 2.3 Elect Director Polly Craik For For Management 2.4 Elect Director Gary Filmon For For Management 2.5 Elect Director Duncan D. Jessiman For For Management 2.6 Elect Director Michael Pyle For For Management 2.7 Elect Director Grace Schalkwyk For For Management 2.8 Elect Director Melissa Sonberg For For Management 2.9 Elect Director Donald Streuber For For Management 2.10 Elect Director Edward Warkentin For For Management 3 Re-approve Deferred Share Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach A The Undersigned Certifies The Shares None Against Management Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian, ABN = Non-Canadian Carrier B Vote FOR if Undersigned Certifies that None Against Management Shares Owned and Controlled by Undersigned, including shared held by Persons in Affiliation with the undersigned represent 10% or more of company's IOS. Vote AGAINST if shares owned and controlled is less than 10%. -------------------------------------------------------------------------------- EXCO TECHNOLOGIES LIMITED Ticker: XTC Security ID: 30150P109 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Kernaghan For For Management 1b Elect Director Darren M. Kirk For For Management 1c Elect Director Robert B. Magee For For Management 1d Elect Director Colleen M. McMorrow For For Management 1e Elect Director Paul E. Riganelli For Withhold Management 1f Elect Director Brian A. Robbins For For Management 1g Elect Director Anne Marie Turnbull For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- EXTENDICARE INC. Ticker: EXE Security ID: 30224T863 Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Norma Beauchamp For For Management 1B Elect Director Michael Guerriere For For Management 1C Elect Director Sandra L. Hanington For For Management 1D Elect Director Alan R. Hibben For For Management 1E Elect Director Brent Houlden For For Management 1F Elect Director Donna E. Kingelin For For Management 1G Elect Director Samir Manji For For Management 1H Elect Director Al Mawani For For Management 1I Elect Director Alan D. Torrie For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FAES FARMA SA Ticker: FAE Security ID: E4866U210 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements, Allocation of Income, and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3.1 Amend Article 2 Re: Corporate Purpose For For Management 3.2 Amend Article 14 Re: Right of For For Management Attendance to General Meetings 3.3 Add New Article 19 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 4 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 5 Receive Amendments to Board of None None Management Directors Regulations 6 Approve Remuneration Policy For Against Management 7 Approve Scrip Dividends For For Management 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Advisory Vote on Remuneration Report For Against Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Allow Questions None None Management -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LIMITED Ticker: FFH Security ID: 303901102 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director David L. Johnston For For Management 1.4 Elect Director Karen L. Jurjevich For For Management 1.5 Elect Director R. William McFarland For For Management 1.6 Elect Director Christine N. McLean For For Management 1.7 Elect Director Timothy R. Price For For Management 1.8 Elect Director Brandon W. Sweitzer For For Management 1.9 Elect Director Lauren C. Templeton For For Management 1.10 Elect Director Benjamin P. Watsa For For Management 1.11 Elect Director V. Prem Watsa For For Management 1.12 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FAR EAST ORCHARD LIMITED Ticker: O10 Security ID: Y6494S135 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Chua Kheng Yeng, Jennie as For For Management Director 5 Elect Ramlee Bin Buang as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- FBD HOLDINGS PLC Ticker: EG7 Security ID: G3335G107 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Elect Bill Brundage as Director For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Geoff Drabble as Director For For Management 7 Re-elect Catherine Halligan as Director For For Management 8 Re-elect Kevin Murphy as Director For For Management 9 Re-elect Alan Murray as Director For For Management 10 Re-elect Tom Schmitt as Director For For Management 11 Re-elect Dr Nadia Shouraboura as For For Management Director 12 Re-elect Jacqueline Simmonds as For For Management Director 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Approve Scrip Dividends For For Management 5 Approve Scrip Dividends For For Management 6 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 7.1 Advisory Vote on Company's Greenhouse For Abstain Management Gas Emissions Reduction Plan 7.2 Advisory Vote, as from the 2022 AGM, For Against Management on the Company's Climate Strategy Report 8 Approve Remuneration Policy For For Management 9 Advisory Vote on Remuneration Report For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FEVERTREE DRINKS PLC Ticker: FEVR Security ID: G33929103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect William Ronald as Director For For Management 5 Re-elect Timothy Warrillow as Director For For Management 6 Re-elect Andrew Branchflower as For For Management Director 7 Re-elect Coline McConville as Director For For Management 8 Re-elect Kevin Havelock as Director For For Management 9 Re-elect Jeff Popkin as Director For For Management 10 Re-elect Domenic De Lorenzo as Director For For Management 11 Reappoint BDO LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Merger and All Related For Did Not Vote Management Proposals in Connection with the Combination with Peugeot S.A. (PSA) 3 Amend Articles of Association to For Did Not Vote Management Increase and Subsequently Decrease the Combined Company's Issued Share Capital 4 Close Meeting None None Management -------------------------------------------------------------------------------- FIERA CAPITAL CORPORATION Ticker: FSZ Security ID: 31660A103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoff Beattie For For Management 1.2 Elect Director Gary Collins For For Management 1.3 Elect Director David L. Giunta For For Management 1.4 Elect Director David R. Shaw For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- FIH MOBILE LIMITED Ticker: 2038 Security ID: G3472Y101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lau Siu Ki as Director and For Against Management Authorize Board to Fix His Remuneration 3 Elect Daniel Joseph Mehan as Director For For Management and Authorize Board to Fix His Remuneration 4 Elect Meng Hsiao-Yi as Director and For For Management Authorize Board to Fix His Remuneration 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue Shares Under the Share Scheme 10 Amend Company's Procedures for For For Management Endorsement and Guarantee 11 Amend Company's Procedures for Loaning For For Management of Funds 12 Adopt Mobile Drive Share Option Scheme For Against Management 13 Adopt Rising Stars Share Option Scheme For Against Management -------------------------------------------------------------------------------- FINNING INTERNATIONAL INC. Ticker: FTT Security ID: 318071404 Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril-Groves For For Management 1.2 Elect Director James E.C. Carter For For Management 1.3 Elect Director Jacynthe Cote For For Management 1.4 Elect Director Nicholas Hartery For For Management 1.5 Elect Director Mary Lou Kelley For For Management 1.6 Elect Director Andres J. Kuhlmann For For Management 1.7 Elect Director Harold N. Kvisle For For Management 1.8 Elect Director Stuart L. Levenick For For Management 1.9 Elect Director Kathleen M. O'Neill For For Management 1.10 Elect Director Christopher W. Patterson For For Management 1.11 Elect Director Edward R. Seraphim For For Management 1.12 Elect Director L. Scott Thomson For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-Law No. 1 For For Management 5 Approve Advance Notice Requirement For For Management -------------------------------------------------------------------------------- FIRST NATIONAL FINANCIAL CORPORATION Ticker: FN Security ID: 33564P103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Stephen J.R. Smith For For Management 2 Elect Director Moray Tawse For For Management 3 Elect Director John Brough For For Management 4 Elect Director Duncan Jackman For Withhold Management 5 Elect Director Robert Mitchell For For Management 6 Elect Director Barbara Palk For For Management 7 Elect Director Robert Pearce For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement in For For Management Relation to the Proposed Disposal and Related Transactions -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Distribution For For Management 3 Approve Ernst & Young as Independent For For Management Auditor and Authorize Board or Audit and Risk Management Committee to Fix Their Remuneration 4.1 Elect Anthoni Salim as Director For For Management 4.2 Elect Philip Fan Yan Hok as Director For For Management 4.3 Elect Madeleine Lee Suh Shin as For For Management Director 4.4 Elect Christopher H. Young as Director For For Management 5 Authorize Board or Remuneration For For Management Committee to Fix Remuneration of Directors 6 Authorize Board to Appoint Additional For For Management Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Amend Existing Bye-laws and Adopt For For Management Consolidated Bye-laws -------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD. Ticker: FM Security ID: 335934105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Philip K.R. Pascall For For Management 2.2 Elect Director G. Clive Newall For For Management 2.3 Elect Director Kathleen A. Hogenson For For Management 2.4 Elect Director Peter St. George For For Management 2.5 Elect Director Andrew B. Adams For For Management 2.6 Elect Director Robert J. Harding For For Management 2.7 Elect Director Simon J. Scott For For Management 2.8 Elect Director Joanne K. Warner For For Management 2.9 Elect Director Charles Kevin McArthur For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FIRST RESOURCES LIMITED Ticker: EB5 Security ID: Y2560F107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Ciliandra Fangiono as Director For For Management 4 Elect Ong Beng Kee as Director For For Management 5 Approve Ong Beng Kee to Continue For For Management Office as Independent Director by Shareholders 6 Approve Ong Beng Kee to Continue For For Management Office as Independent Director by Shareholders (Excluding Directors, Chief Executive Officer, and Their Associates) 7 Approve Directors' Fees For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FIRSTSERVICE CORPORATION Ticker: FSV Security ID: 33767E202 Meeting Date: APR 06, 2021 Meeting Type: Annual/Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brendan Calder For For Management 1b Elect Director Bernard I. Ghert For For Management 1c Elect Director Jay S. Hennick For For Management 1d Elect Director D. Scott Patterson For For Management 1e Elect Director Frederick F. Reichheld For For Management 1f Elect Director Joan Eloise Sproul For For Management 1g Elect Director Michael Stein For For Management 1h Elect Director Erin J. Wallace For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FISKARS OYJ ABP Ticker: FSKRS Security ID: X28782104 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.60 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report For Against Management 11 Approve Annual Remuneration of For For Management Directors in the Amount of EUR 90,000 for Chairman, EUR 60,000 for Vice Chairman and EUR 45,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Albert Ehrnrooth, Paul For For Management Ehrnrooth (Chair), Louise Fromond, Jyri Luomakoski (Vice Chair), Inka Mero, Fabian Mansson, Peter Sjolander and Ritva Sotamaa as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Conveyance of up to 4 For For Management Million Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- FIT HON TENG LIMITED Ticker: 6088 Security ID: G3R83K103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Curwen Peter D as Director For For Management 2A2 Elect Tang Kwai Chang as Director For For Management 2A3 Elect Trainor-Degirolamo Sheldon as For For Management Director 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FLETCHER BUILDING LTD. Ticker: FBU Security ID: Q3915B105 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Martin Brydon as Director For For Management 2 Elect Barbara Chapman as Director For For Management 3 Elect Bruce Hassall as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- FLUIDRA SA Ticker: FDR Security ID: E52619108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5 Approve Dividends Charged Against For For Management Reserves 6.1 Reelect Eloy Planes Corts as Director For Against Management 6.2 Reelect Bernardo Corbera Serra as For For Management Director 6.3 Reelect Oscar Serra Duffo as Director For For Management 7.1 Amend Articles Re: Remote Attendance For For Management 7.2 Amend Article 45 Re: Board For For Management 8.1 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 8.2 Amend Article 27 of General Meeting For For Management Regulations Re: Publicity of Resolutions 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Fastball For For Management Shares by TSE Holdings Limited -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Amend Articles of Association For For Management 3A Conditional upon the Adoption of For For Management Resolutions 1 and 2, Adopt New Articles of Association 3B Conditional upon the Adoption of For For Management Resolution 1 and Resolution 2 not being Validly Adopted, Adopt New Articles of Association 4 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3a Re-elect Zillah Byng-Thorne as Director For For Management 3b Re-elect Michael Cawley as Director For For Management 3c Re-elect Nancy Cruickshank as Director For For Management 3d Re-elect Richard Flint as Director For For Management 3e Re-elect Andrew Higginson as Director For For Management 3f Re-elect Jonathan Hill as Director For For Management 3g Re-elect Alfred Hurley Jr as Director For For Management 3h Re-elect Peter Jackson as Director For For Management 3i Re-elect David Lazzarato as Director For For Management 3j Re-elect Gary McGann as Director For For Management 3k Re-elect Mary Turner as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 10 Approve Bonus Issue of Shares For For Management 11 Approve Reduction of Capital For For Management -------------------------------------------------------------------------------- FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA Ticker: FCC Security ID: E52236143 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Discharge of Board For For Management 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Allocation of Income For For Management 2 Elect Alicia Alcocer Koplowitz as For Against Management Director 3.1 Amend Article 6 Re: Shares For For Management 3.2 Amend Articles Re: Competences of For For Management General Meetings, Attendance, Proxy, Remote Voting, Right to Information, Deliberations, Adoption of Resolutions and Minutes of Meetings 3.3 Add Article 18 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 3.4 Amend Articles Re: Board Composition, For Against Management Requirements and Tenure, Executive Committee and Managing Director 3.5 Amend Article 38 Re: Director For For Management Remuneration 3.6 Amend Articles Re: Audit and Control For For Management Committee and Appointments and Remuneration Committee 3.7 Amend Articles Re: Annual Accounts For For Management 4.1 Amend Articles of General Meeting For For Management Regulations Re: Competences 4.2 Amend Articles of General Meeting For For Management Regulations Re: Information Available from the Convening of the Meeting and Proxies 4.3 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 4.4 Amend Articles of General Meeting For For Management Regulations Re: Requests for Intervention and Right to Information During the Meeting 4.5 Amend Articles of General Meeting For For Management Regulations Re: Voting, Remote Voting and Minutes of the Meeting 4.6 Remove Final Provision of General For For Management Meeting Regulations 5.1 Approve Remuneration of Directors For For Management 5.2 Advisory Vote on Remuneration Report For Against Management 5.3 Approve Remuneration Policy For Against Management 6 Approve Scrip Dividends For For Management 7 Authorize Company to Call EGM with 15 For For Management Days' Notice 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Lisa L. Durocher For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director David G. Hutchens For For Management 1.11 Elect Director Gianna M. Manes For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FORTUNA SILVER MINES INC. Ticker: FVI Security ID: 349915108 Meeting Date: JUN 28, 2021 Meeting Type: Annual/Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Roxgold Inc. 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Fix Number of Directors at Six For For Management 4.1 Elect Director Jorge A. Ganoza Durant For For Management 4.2 Elect Director David Laing For For Management 4.3 Elect Director Mario Szotlender For For Management 4.4 Elect Director David Farrell For For Management 4.5 Elect Director Alfredo Sillau For For Management 4.6 Elect Director Kylie Dickson For For Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For For Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FRENCKEN GROUP LIMITED Ticker: E28 Security ID: Y2659R103 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- FRENCKEN GROUP LIMITED Ticker: E28 Security ID: Y2659R103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Chia Chor Leong as Director For For Management 5 Approve Chia Chor Leong to Continue For For Management Office as Independent Director by Shareholders 6 Approve Chia Chor Leong to Continue For For Management Office as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) 7 Elect Melvin Chan Wai Leong as Director For For Management 8 Approve Ling Yong Wah to Continue For For Management Office as Independent Director by Shareholder 9 Approve Ling Yong Wah to Continue For For Management Office as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) 10 Approve Yeo Jeu Nam to Continue Office For For Management as Independent Director by Shareholders 11 Approve Yeo Jeu Nam to Continue Office For For Management as Independent Director by Shareholders (Excluding the Directors and Chief Executive Officer and their Associates) 12 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FRESNILLO PLC Ticker: FRES Security ID: G371E2108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Alejandro Bailleres as For Against Management Director 5 Re-elect Juan Bordes as Director For For Management 6 Re-elect Arturo Fernandez as Director For For Management 7 Re-elect Fernando Ruiz as Director For Against Management 8 Elect Eduardo Cepeda as Director For For Management 9 Re-elect Charles Jacobs as Director For For Management 10 Re-elect Barbara Laguera as Director For For Management 11 Re-elect Alberto Tiburcio as Director For For Management 12 Re-elect Dame Judith Macgregor as For For Management Director 13 Re-elect Georgina Kessel as Director For For Management 14 Re-elect Guadalupe de la Vega as For For Management Director 15 Elect Hector Rangel as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FRONTERA ENERGY CORPORATION Ticker: FEC Security ID: 35905B107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Luis Fernando Alarcon For For Management Mantilla 2.2 Elect Director W. Ellis Armstrong For For Management 2.3 Elect Director Rene Burgos Diaz For For Management 2.4 Elect Director Orlando Cabrales Segovia For For Management 2.5 Elect Director Gabriel de Alba For For Management 2.6 Elect Director Russell Ford For For Management 2.7 Elect Director Veronique Giry For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- FU YU CORPORATION LIMITED Ticker: F13 Security ID: Y2676Z104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect John Chen Seow Phun as Director For Against Management 4 Elect Tan Yew Beng as Director For For Management 5 Elect Seow Jun Hao David as Director For For Management 6 Elect Haytham T KH S Al Essa as For For Management Director 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve John Chen Seow Phun to For Against Management Continue Office as Independent Director by Shareholders 11 Approve John Chen Seow Phun to For Against Management Continue Office as Independent Director by Shareholders (Excluding the Directors and the Chief Executive Officer of the Company and Their Associates) 12 Approve Tan Yew Beng to Continue For For Management Office as Independent Director by Shareholders 13 Approve Tan Yew Beng to Continue For For Management Office as Independent Director by Shareholders (Excluding the Directors and the Chief Executive Officer of the Company and Their Associates) -------------------------------------------------------------------------------- FUNAI SOKEN HOLDINGS, INC. Ticker: 9757 Security ID: J16296105 Meeting Date: MAR 27, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Takashima, Sakae For For Management 2.2 Elect Director Nakatani, Takayuki For For Management 2.3 Elect Director Ono, Tatsuro For For Management 2.4 Elect Director Okumura, Takahisa For For Management 2.5 Elect Director Isagawa, Nobuyuki For For Management 2.6 Elect Director Mitsunari, Miki For For Management 3 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- G8 EDUCATION LIMITED Ticker: GEM Security ID: Q3973C110 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Margaret Zabel as Director For For Management 3 Approve Issuance of Performance Rights For For Management to Gary Carroll 4 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED Ticker: 27 Security ID: Y2679D118 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Francis Lui Yiu Tung as Director For For Management 2.2 Elect Joseph Chee Ying Keung as For For Management Director 2.3 Elect James Ross Ancell as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share For For Management Capital 4.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.3 Authorize Reissuance of Repurchased For Against Management Shares 5 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- GALAXY RESOURCES LIMITED Ticker: GXY Security ID: Q39596194 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Florencia Heredia as Director For For Management 3 Ratify Past Issuance of Shares to For For Management Institutional, Professional and Sophisticated Investors 4 Approve Issuance of Performance Rights For For Management to Martin Rowley 5 Approve Issuance of Performance Rights For For Management to John Turner 6 Approve Issuance of Performance Rights For For Management to Peter Bacchus 7 Approve Issuance of Performance Rights For For Management to Alan Fitzpatrick 8 Approve Issuance of Performance Rights For For Management to Florencia Heredia 9 Approve Issuance of Performance Rights For Against Management to Anthony Tse -------------------------------------------------------------------------------- GAMEHOST INC. Ticker: GH Security ID: 36468B104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director David Will For For Management 2.2 Elect Director Darcy Will For For Management 2.3 Elect Director James McPherson For For Management 2.4 Elect Director Timothy Sebastian For For Management 2.5 Elect Director Jerry Van Someren For For Management 2.6 Elect Director Peter Miles For For Management 3 Approve Pivotal LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GDI INTEGRATED FACILITY SERVICES INC. Ticker: GDI Security ID: 361569205 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David G. Samuel For For Management 1.2 Elect Director Claude Bigras For For Management 1.3 Elect Director Suzanne Blanchet For For Management 1.4 Elect Director Michael T. Boychuk For For Management 1.5 Elect Director David A. Galloway For For Management 1.6 Elect Director Richard G. Roy For For Management 1.7 Elect Director Carl Youngman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENTING HONG KONG LIMITED Ticker: 678 Security ID: G3924T106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Directors' Fees For For Management 3.1 Elect Au Fook Yew (alias Colin Au) as For For Management Director 3.2 Elect Chan Kam Hing Chris as Director For For Management 3.3 Elect Alan Howard Smith as Director For For Management 3.4 Elect Justin Tan Wah Joo as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Fix Maximum Number of Directors at 12 For For Management 6A Authorize Repurchase of Issued Share For For Management Capital 6B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jonathan Asherson as Director For For Management 4 Elect Tan Wah Yeow as Director For For Management 5 Elect Hauw Sze Shiung Winston as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Renewal of Mandate for For For Management Interested Person Transactions 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GENTRACK GROUP LIMITED Ticker: GTK Security ID: Q3980B121 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 2 Approve the Increase in Maximum For Against Management Aggregate Remuneration of Non-Executive Directors 3 Approve Issuance or Transfer of Equity For For Management Securities as Non-Executive Director Remuneration 4 Elect Gary Miles as Director For For Management 5 Approve Issuance of Performance Rights For Against Management to Gary Miles 6 Approve Extension on a One Off Basis For Against Management by Up to 1.50 Million Equity Securities of the 3 Percent Limit of Equity Securities that May be Issued by the Company in a Twelve Month Period 7 Elect Stewart Sherriff as Director For For Management 8 Elect Andy Green as Director For For Management 9 Elect Nick Luckock as Director For For Management -------------------------------------------------------------------------------- GENWORTH MORTGAGE INSURANCE AUSTRALIA LTD. Ticker: GMA Security ID: Q3983N148 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Share Rights to For For Management Pauline Blight-Johnston 3 Elect Ian MacDonald as Director For For Management 4 Elect Graham Mirabito as Director For For Management -------------------------------------------------------------------------------- GEORGE WESTON LIMITED Ticker: WN Security ID: 961148509 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Andrew A. Ferrier For For Management 1.3 Elect Director Nancy H.O. Lockhart For For Management 1.4 Elect Director Sarabjit S. Marwah For For Management 1.5 Elect Director Gordon M. Nixon For For Management 1.6 Elect Director J. Robert S. Prichard For For Management 1.7 Elect Director Christi Strauss For For Management 1.8 Elect Director Barbara Stymiest For For Management 1.9 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GESTAMP AUTOMOCION SA Ticker: GEST Security ID: E5R71W108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4.1 Fix Number of Directors at 13 For For Management 4.2 Elect Loreto Ordonez Solis as Director For For Management 4.3 Ratify Appointment of and Elect For For Management Chisato Eiki as Director 4.4 Reelect Francisco Jose Riberas Mera as For Against Management Director 4.5 Reelect Francisco Lopez Pena as For For Management Director 4.6 Reelect Juan Maria Riberas Mera as For For Management Director 4.7 Reelect Alberto Rodriguez-Fraile Diaz For For Management as Director 4.8 Reelect Javier Rodriguez Pellitero as For For Management Director 4.9 Reelect Pedro Sainz de Baranda Riva as For For Management Director 4.10 Reelect Ana Garcia Fau as Director For For Management 4.11 Reelect Cesar Cernuda Rego as Director For For Management 4.12 Reelect Gonzalo Urquijo Fernandez de For For Management Araoz as Director 5.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 5.2 Amend Articles Re: Board For For Management 6.1 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6.2 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6.3 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6.4 Amend Articles of General Meeting For For Management Regulations Re: Voting of Proposals and Right to Vote 7 Approve Remuneration Policy For Against Management 8 Advisory Vote on Remuneration Report For Against Management 9 Receive Amendments to Board of None None Management Directors Regulations 10 Renew Appointment of Ernst & Young as For For Management Auditor 11 Approve Annual Advisory Vote on For For Management Company's Compliance with ESG Objectives 12 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 13 Authorize Share Repurchase Program For For Management 14 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions 16 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GIBSON ENERGY INC. Ticker: GEI Security ID: 374825206 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Estey For For Management 1.2 Elect Director Douglas P. Bloom For For Management 1.3 Elect Director James J. Cleary For For Management 1.4 Elect Director Judy E. Cotte For For Management 1.5 Elect Director John L. Festival For For Management 1.6 Elect Director Marshall L. McRae For For Management 1.7 Elect Director Margaret C. Montana For For Management 1.8 Elect Director Mary Ellen Peters For For Management 1.9 Elect Director Steven R. Spaulding For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-Law No. 1 For For Management 5 Amend Articles Re: Limit the Number of For For Management Preferred Shares that May be Issued in the Future without shareholder approval -------------------------------------------------------------------------------- GIORDANO INTERNATIONAL LIMITED Ticker: 709 Security ID: G6901M101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chan Ka Wai as Director For For Management 3b Elect Wong Yuk (Huang Xu) as Director For For Management 3c Elect Alison Elizabeth Lloyd as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- GLANBIA PLC Ticker: GL9 Security ID: G39021103 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- GLANBIA PLC Ticker: GL9 Security ID: G39021103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Patsy Ahern as Director For For Management 3b Re-elect Mark Garvey as Director For For Management 3c Re-elect Vincent Gorman as Director For For Management 3d Re-elect Brendan Hayes as Director For For Management 3e Re-elect John G Murphy as Director For For Management 3f Elect John Murphy as Director For For Management 3g Re-elect Patrick Murphy as Director For For Management 3h Re-elect Siobhan Talbot as Director For For Management 3i Elect Roisin Brennan as Director For For Management 3j Re-elect Patrick Coveney as Director For For Management 3k Elect Paul Duffy as Director For For Management 3l Re-elect Donard Gaynor as Director For For Management 3m Elect Jane Lodge as Director For For Management 3n Re-elect Dan O'Connor as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine Price Range for Reissuance For For Management of Treasury Shares 12 Approve Rule 37 Waiver Resolution in None Against Management Respect of Market Purchases of the Company's Own Shares 13 Approve Rule 9 Waiver Resolution in None For Management Respect of Share Acquisitions by Directors -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Sir Jonathan Symonds as For For Management Director 4 Re-elect Dame Emma Walmsley as Director For For Management 5 Re-elect Charles Bancroft as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Iain Mackay as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For Against Management 14 Approve Company's Climate Action For Abstain Management Transition Plan 15 Approve Remuneration Policy For Against Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GLOBAL DOMINION ACCESS SA Ticker: DOM Security ID: E5701X103 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Dividends Charged Against For For Management Unrestricted Reserves 6 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 7 Approve Segregation of Global Dominion For For Management Access SA to Newly Created Company Farmadietools SLU 8 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 9 Amend Share Appreciation Rights Plan For Against Management 10 Approve Annual Maximum Remuneration For For Management 11 Advisory Vote on Remuneration Report For Against Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GMO FINANCIAL HOLDINGS, INC. Ticker: 7177 Security ID: J1819K104 Meeting Date: MAR 20, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Law 2.1 Elect Director Takashima, Hideyuki For For Management 2.2 Elect Director Kito, Hiroyasu For For Management 2.3 Elect Director Yamamoto, Tatsuki For For Management 2.4 Elect Director Okabe, Michiaki For For Management 2.5 Elect Director Yasuda, Masashi For For Management 2.6 Elect Director Kaneko, Takehito For For Management 2.7 Elect Director Fuse, Yoshitaka For For Management 2.8 Elect Director Kume, Masahiko For For Management 2.9 Elect Director Todo, Kayo For For Management 3 Amend Articles to Require All Against Against Shareholder Committees to Be Composed Entirely of Outside Directors -------------------------------------------------------------------------------- GOEASY LTD. Ticker: GSY Security ID: 380355107 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald K. Johnson For For Management 1b Elect Director David Ingram For For Management 1c Elect Director David Appel For For Management 1d Elect Director Sean Morrison For For Management 1e Elect Director Karen Basian For For Management 1f Elect Director Susan Doniz For For Management 1g Elect Director James Moore For For Management 1h Elect Director Tara Deakin For For Management 1i Elect Director Jason Mullins For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Unit Plan For Against Management 4 Re-approve Executive Share Unit Plan For Against Management 5 Re-approve Share Option Plan For Against Management -------------------------------------------------------------------------------- GOGOLD RESOURCES INC. Ticker: GGD Security ID: 38045Y102 Meeting Date: MAR 24, 2021 Meeting Type: Annual/Special Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Turner For Withhold Management 1.2 Elect Director Dana Hatfield For Withhold Management 1.3 Elect Director Phillip Gaunce For For Management 1.4 Elect Director George Waye For For Management 1.5 Elect Director Terrence R. Cooper For Withhold Management 1.6 Elect Director Bradley Langille For Withhold Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Change Company Name For For Management -------------------------------------------------------------------------------- GOLD ROAD RESOURCES LIMITED Ticker: GOR Security ID: Q4202N117 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Tim Netscher as Director For For Management 4 Elect Maree Arnason as Director For For Management 5 Approve Grant of Long Term Incentive For For Management Performance Rights to Duncan Gibbs 6 Approve Grant of Short Term Incentive For For Management Performance Rights to Duncan Gibbs 7 Approve Grant of Long Term Incentive For For Management Performance Rights to Justin Osborne 8 Approve Grant of Short Term Incentive For For Management Performance Rights to Justin Osborne -------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LTD Ticker: E5H Security ID: V39076134 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For Did Not Vote Management Directors' and Auditors' Reports 2 Approve Final Dividend For Did Not Vote Management 3 Approve Directors' Fees For Did Not Vote Management 4 Elect Foo Meng Kee as Director For Did Not Vote Management 5 Elect Christian GH Gautier De Charnace For Did Not Vote Management as Director 6 Elect Khemraj Sharma Sewraz as Director For Did Not Vote Management 7 Elect Muktar Widjaja as Director For Did Not Vote Management 8 Approve Moore Stephens LLP as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities with or without Preemptive Rights 10 Authorize Share Repurchase Program For Did Not Vote Management 11 Approve Mandate for Interested Person For Did Not Vote Management Transactions -------------------------------------------------------------------------------- GOLDEN STAR RESOURCES LTD. Ticker: GSS Security ID: 38119T807 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy (Tim) C. Baker For For Management 1.2 Elect Director Karen Akiwumi-Tanoh For For Management 1.3 Elect Director Gilmour Clausen For For Management 1.4 Elect Director Gerard De Hert For For Management 1.5 Elect Director Anu Dhir For For Management 1.6 Elect Director Ani A. Markova For For Management 1.7 Elect Director Karim M. Nasr For For Management 1.8 Elect Director Craig J. Nelsen For For Management 1.9 Elect Director Mona H. Quartey For For Management 1.10 Elect Director Andrew M. Wray For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Audit Committee to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GRAFTON GROUP PLC Ticker: GFTU Security ID: G4035Q189 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to the Euroclear System 2 Adopt New Articles of Association Re: For For Management Migration 3 Authorise Company to Take All Actions For For Management to Implement the Migration 4 Adopt New Articles of Association Re: For For Management Article 5 5 Approve Capital Reorganisation For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GRAFTON GROUP PLC Ticker: GFTU Security ID: G4035Q189 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Michael Roney as Director For For Management 3b Re-elect Paul Hampden Smith as Director For For Management 3c Re-elect Susan Murray as Director For For Management 3d Re-elect Vincent Crowley as Director For For Management 3e Re-elect Rosheen McGuckian as Director For For Management 3f Re-elect David Arnold as Director For For Management 3g Re-elect Gavin Slark as Director For For Management 4 Ratify PricewaterhouseCoopers as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration Report For For Management 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Market Purchase of Shares For For Management 11 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market 12 Adopt New Articles of Association For For Management 13 Approve 2021 SAYE Plan For For Management 14 Approve 2021 Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- GRAINCORP LIMITED Ticker: GNC Security ID: Q42655102 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Daniel Mangelsdorf as Director For For Management 4a Approve Grant of 282,738 Performance For For Management Rights to Robert Spurway 4b Approve Grant of 239,259 Performance For For Management Rights to Robert Spurway -------------------------------------------------------------------------------- GRAINGER PLC Ticker: GRI Security ID: G40432117 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mark Clare as Director For For Management 5 Re-elect Helen Gordon as Director For For Management 6 Re-elect Vanessa Simms as Director For For Management 7 Re-elect Andrew Carr-Locke as Director For For Management 8 Re-elect Rob Wilkinson as Director For For Management 9 Re-elect Justin Read as Director For For Management 10 Re-elect Janette Bell as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Size of Board from For For Management 22 to 19 2.1 Elect Director Michael R. Amend For For Management 2.2 Elect Director Deborah J. Barrett For For Management 2.3 Elect Director Robin A. Bienfait For For Management 2.4 Elect Director Heather E. Conway For For Management 2.5 Elect Director Marcel R. Coutu For For Management 2.6 Elect Director Andre Desmarais For For Management 2.7 Elect Director Paul Desmarais, Jr. For Withhold Management 2.8 Elect Director Gary A. Doer For For Management 2.9 Elect Director David G. Fuller For For Management 2.10 Elect Director Claude Genereux For For Management 2.11 Elect Director Elizabeth C. Lempres For For Management 2.12 Elect Director Paula B. Madoff For For Management 2.13 Elect Director Paul A. Mahon For For Management 2.14 Elect Director Susan J. McArthur For For Management 2.15 Elect Director R. Jeffrey Orr For For Management 2.16 Elect Director T. Timothy Ryan For For Management 2.17 Elect Director Gregory D. Tretiak For For Management 2.18 Elect Director Siim A. Vanaselja For For Management 2.19 Elect Director Brian E. Walsh For For Management 3 Ratify Deloitte LLP as Auditors For For Management 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Stock Option Plan For For Management 6 Amend By-Laws For For Management -------------------------------------------------------------------------------- GREGGS PLC Ticker: GRG Security ID: G41076111 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint RSM UK Group LLP as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Re-elect Ian Durant as Director For For Management 5 Re-elect Roger Whiteside as Director For For Management 6 Re-elect Richard Hutton as Director For For Management 7 Re-elect Dr Helena Ganczakowski as For For Management Director 8 Re-elect Peter McPhillips as Director For For Management 9 Re-elect Sandra Turner as Director For For Management 10 Re-elect Kate Ferry as Director For For Management 11 Approve Remuneration Report For For Management 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- GRIFOLS SA Ticker: GRF Security ID: E5706X215 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial For For Management Statements, Allocation of Income, and Dividend Payment for Class B Shares 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Statement 4 Approve Dividends Charged Against For For Management Reserves 5 Approve Discharge of Board For For Management 6 Appoint Deloitte as Auditor of For For Management Standalone Financial Statements 7 Renew Appointment of KPMG Auditores as For For Management Auditor of Consolidated Financial Statements 8.1 Dismiss Ramon Riera Roca as Director For For Management 8.2 Reelect Victor Grifols Roura as For For Management Director 8.3 Fix Number of Directors at 12 For For Management 9 Receive Amendments to Board of None None Management Directors Regulations 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CATALANA OCCIDENTE SA Ticker: GCO Security ID: E5701Q116 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3.1 Approve Consolidated Financial For For Management Statements 3.2 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Juan Ignacio Guerrero Gilabert For For Management as Director 6.2 Reelect Assumpta Soler Serra as For Against Management Director 6.3 Reelect Jorge Enrich Izard as Director For Against Management 6.4 Elect Jorge Enrich Serra as Director For Against Management 7 Amend Article 10 For Against Management 8 Receive Amendments to Board of For For Management Directors Regulations 9 Amend Remuneration Policy For For Management 10.1 Approve Remuneration of Directors For Against Management 10.2 Fix Board Meeting Attendance Fees For For Management 10.3 Approve Annual Maximum Remuneration For Against Management 11 Advisory Vote on Remuneration Report For For Management 12 Approve Dividends Charged Against For For Management Reserves 13 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 14 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 600 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO EMPRESARIAL SAN JOSE SA Ticker: GSJ Security ID: E5701N113 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5 Ratify Appointment of and Elect Amparo For For Management Alonso Betanzos as Director 6 Renew Appointment of Deloitte as For For Management Auditor 7 Approve Remuneration Policy For Against Management 8 Authorize Share Repurchase Program For Against Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- GRUPO EZENTIS SA Ticker: EZE Security ID: E5R01M295 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Treatment of Net Loss For For Management 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5.1 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 5.2 Ratify Appointment of and Elect Paloma For For Management Jimenez Baena as Director 5.3 Ratify Appointment of and Elect Eduard For For Management Romeu Barcelo as Director 5.4 Ratify Appointment of and Elect Ana For For Management Isabel Lopez Porta as Director 5.5 Fix Number of Directors at 10 For For Management 6 Renew Appointment of KPMG Auditores as For For Management Auditor 7 Approve Long-Term Incentive Plan For For Management 8.1 Amend Article 23 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 8.2 Add New Article 23 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 9 Amend Article 35 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 12 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights 13 Authorize Share Repurchase Program For For Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- GUNGHO ONLINE ENTERTAINMENT, INC. Ticker: 3765 Security ID: J18912105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morishita, Kazuki For For Management 1.2 Elect Director Sakai, Kazuya For For Management 1.3 Elect Director Kitamura, Yoshinori For For Management 1.4 Elect Director Yoshida, Koji For For Management 1.5 Elect Director Ichikawa, Akihiko For For Management 1.6 Elect Director Oba, Norikazu For For Management 1.7 Elect Director Onishi, Hidetsugu For For Management 1.8 Elect Director Miyakawa, Keiji For For Management 1.9 Elect Director Tanaka, Susumu For For Management 2.1 Appoint Statutory Auditor Ochi, Masato For For Management 2.2 Appoint Statutory Auditor Uehara, For For Management Hiroto 2.3 Appoint Statutory Auditor Kaba, Toshiro For For Management 3 Approve Compensation Ceiling for For For Management Statutory Auditors 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1788 Security ID: Y2961L109 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1788 Security ID: Y2961L109 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Xie Lebin as Director For For Management 3.2 Elect Liu Yiyong as Director For For Management 3.3 Elect Tsang Yiu Keung as Director For For Management 3.4 Elect Chan Ka Keung Ceajer as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Entain plc; Adopt New Memorandum and Articles of Association -------------------------------------------------------------------------------- HAITONG INTERNATIONAL SECURITIES GROUP LIMITED Ticker: 665 Security ID: G4232X102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Qu Qiuping as Director For Against Management 2b Elect Lin Yong as Director For For Management 2c Elect Sun Tong as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAITONG INTERNATIONAL SECURITIES GROUP LIMITED Ticker: 665 Security ID: G4232X102 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- HALCYON AGRI CORPORATION LIMITED Ticker: 5VJ Security ID: Y2983N109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Alan Rupert Nisbet as Director For Against Management 3 Approve Alan Rupert Nisbet to Continue For Against Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii) of the Listing Manual of the SGX-ST 4 Elect Liew Choon Wei as Director For Against Management 5 Elect Lam Chun Kai @Lam Chung Kai as For Against Management Director 6 Elect Li Xuetao as Director For For Management 7 Elect Eddie Chan Yean Hoe as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HALDEX AB Ticker: HLDX Security ID: W3924P122 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Elect Detlef Borghardt and Dzeki For Did Not Vote Management Mackinovski as New Directors 7 Close Meeting None None Management -------------------------------------------------------------------------------- HALLENSTEIN GLASSON HOLDINGS LIMITED Ticker: HLG Security ID: Q4435A106 Meeting Date: DEC 09, 2020 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 4.1 Elect Sandi Vincent as Director For For Management 4.2 Elect Timothy Glasson as Director For Against Management 4.3 Elect Karen Bycroft as Director For Against Management 5 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED Ticker: 10 Security ID: Y30148111 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Pak Wai Liu as Director For For Management 3b Elect George Ka Ki Chang as Director For For Management 3c Elect Roy Yang Chung Chen as Director For For Management 3d Elect Hau Cheong Ho as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ronnie Chichung Chan as Director For For Management 3b Elect Weber Wai Pak Lo as Director For For Management 3c Elect Hau Cheong Ho as Director For For Management 3d Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Louisa Cheang as Director For For Management 2b Elect Margaret W H Kwan as Director For For Management 2c Elect Irene Y L Lee as Director For For Management 2d Elect Peter T S Wong as Director For Against Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- HANSEN TECHNOLOGIES LIMITED Ticker: HSN Security ID: Q4474Z103 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect David Trude as Director For For Management 3 Elect David Howell as Director For For Management 4 Elect Don Rankin as Director For For Management 5 Approve Grant of Performance Rights to For For Management Andrew Hansen 6 Approve Performance Rights Plan None For Management 7 Approve Replacement of Constitution For For Management -------------------------------------------------------------------------------- HARDWOODS DISTRIBUTION INC. Ticker: HDI Security ID: 412422107 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Brown For For Management 1B Elect Director Peter M. Bull For For Management 1C Elect Director Michelle A. Lewis For For Management 1D Elect Director Jim C. Macaulay For For Management 1E Elect Director E. Lawrence Sauder For For Management 1F Elect Director William Sauder For For Management 1G Elect Director Rob Taylor For For Management 1H Elect Director Graham M. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. Ticker: HARL Security ID: M52635105 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Efrat Yavetz as External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Gerald Harvey as Director For For Management 4 Elect Chris Mentis as Director For Against Management 5 Elect Luisa Catanzaro as Director For For Management 6 Approve the Amendments to the For For Management Company's Constitution Re: Virtual General Meetings 7 Approve the Amendments to the For For Management Company's Constitution Re: Small Holding 8 Approve the Amendments to the For For Management Company's Constitution Re: Uncontactable Members 9 *** Withdrawn Resolution *** Approve None None Management Grant of Performance Rights to Gerald Harvey and Permit Gerald Harvey to Acquire Shares in the Company 10 *** Withdrawn Resolution *** Approve None None Management Grant of Performance Rights to Kay Lesley and Permit Kay Lesley to Acquire Shares in the Company 11 *** Withdrawn Resolution *** Approve None None Management Grant of Performance Rights to David Matthew Ackery and Permit David Matthew Ackery to Acquire Shares in the Company 12 *** Withdrawn Resolution *** Approve None None Management Grant of Performance Rights to John Evyn Slack-Smith and Permit John Evyn Slack-Smith to Acquire Shares in the Company 13 *** Withdrawn Resolution *** Approve None None Management Grant of Performance Rights to Chris Mentis and Permit Chris Mentis to Acquire Shares in the Company 14 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- HEARTLAND GROUP HOLDINGS LTD. Ticker: HGH Security ID: Q4552S104 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gregory Tomlinson as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- HELLOWORLD TRAVEL LIMITED Ticker: HLO Security ID: Q4570Q114 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2.1 Elect Garry Hounsell as Director For For Management 2.2 Elect Cinzia Burnes as Director For Against Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lam Ko Yin, Colin as Director For For Management 3.2 Elect Lee Shau Kee as Director For For Management 3.3 Elect Yip Ying Chee, John as Director For For Management 3.4 Elect Fung Hau Chung, Andrew as For For Management Director 3.5 Elect Ko Ping Keung as Director For For Management 3.6 Elect Woo Ka Biu, Jackson as Director For For Management 3.7 Elect Poon Chung Kwong as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- HEXAGON AB Ticker: HEXA.B Security ID: W40063104 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5.1 Designate Johannes Wingborg as For Did Not Vote Management Inspector of Minutes of Meeting 5.2 Designate Fredrik Skoglund as For Did Not Vote Management Inspector of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Dividends of EUR 0.62 Per Share For Did Not Vote Management 8 Approve Performance Share Plan for Key For Did Not Vote Management Employees 9 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 10 Close Meeting None None Management -------------------------------------------------------------------------------- HIGH LINER FOODS INCORPORATED Ticker: HLF Security ID: 429695109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan K. Chow For For Management 1.2 Elect Director Robert P. Dexter For For Management 1.3 Elect Director Rodney (Rod) W. For For Management Hepponstall 1.4 Elect Director Andrew J. Hennigar For For Management 1.5 Elect Director David J. Hennigar For For Management 1.6 Elect Director Shelly L. Jamieson For For Management 1.7 Elect Director M. Jolene Mahody For For Management 1.8 Elect Director R. Andy Miller For For Management 1.9 Elect Director Robert L. Pace For For Management 1.10 Elect Director Frank B. H. van Schaayk For For Management 2 Approve Ernst & Young LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HIKMA PHARMACEUTICALS PLC Ticker: HIK Security ID: G4576K104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Elect Douglas Hurt as Director For For Management 6 Re-elect Said Darwazah as Director For For Management 7 Re-elect Siggi Olafsson as Director For For Management 8 Re-elect Mazen Darwazah as Director For For Management 9 Re-elect Patrick Butler as Director For For Management 10 Re-elect Ali Al-Husry as Director For For Management 11 Re-elect Dr Pamela Kirby as Director For For Management 12 Re-elect John Castellani as Director For For Management 13 Re-elect Nina Henderson as Director For For Management 14 Re-elect Cynthia Schwalm as Director For For Management 15 Approve Remuneration Report For For Management 16 Adopt New Articles of Association For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HISCOX LTD. Ticker: HSX Security ID: G4593F138 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Robert Childs as Director For For Management 4 Re-elect Caroline Foulger as Director For For Management 5 Re-elect Michael Goodwin as Director For For Management 6 Re-elect Thomas Hurlimann as Director For For Management 7 Re-elect Hamayou Akbar Hussain as For For Management Director 8 Re-elect Colin Keogh as Director For For Management 9 Re-elect Anne MacDonald as Director For For Management 10 Re-elect Bronislaw Masojada as Director For For Management 11 Re-elect Constantinos Miranthis as For For Management Director 12 Re-elect Joanne Musselle as Director For For Management 13 Re-elect Lynn Pike as Director For For Management 14 Reappoint PricewaterhouseCoopers Ltd For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HK ELECTRIC INVESTMENTS & HK ELECTRIC INVESTMENTS LIMITED Ticker: 2638 Security ID: Y32359104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Li Tzar Kuoi, Victor as Director For For Management 2b Elect Wan Chi Tin as Director For For Management 2c Elect Fahad Hamad A H Al-Mohannadi as For Against Management Director 2d Elect Chan Loi Shun as Director For For Management 2e Elect Kwan Kai Cheong as Director For For Management 2f Elect Zhu Guangchao as Director For Against Management 3 Approve KPMG as Auditor of the Trust, For For Management the Trustee-Manager and the Company and Authorize Board of the Trustee-Manager and Company to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Hui Hon Hing, Susanna as Director For For Management 3b Elect Chang Hsin Kang as Director For For Management 3c Elect Sunil Varma as Director For For Management 3d Elect Frances Waikwun Wong as Director For For Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Terminate Existing Share Stapled Units For Against Management Option Scheme and Adopt New Share Stapled Units Option Scheme -------------------------------------------------------------------------------- HLS THERAPEUTICS INC. Ticker: HLS Security ID: 40390B109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William Wells For For Management 1b Elect Director Gilbert Godin For For Management 1c Elect Director Greg Gubitz For For Management 1d Elect Director J. Spencer Lanthier For Withhold Management 1e Elect Director Yvon Bastien For For Management 1f Elect Director Rodney Hill For Withhold Management 1g Elect Director Don DeGolyer For For Management 1h Elect Director Laura Brege For Withhold Management 1i Elect Director John Welborn For For Management 1j Elect Director Norma Beauchamp For For Management 2 Approve Ernst & Young LLP as Auditors For Withhold Management and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- HOME CAPITAL GROUP INC. Ticker: HCG Security ID: 436913107 Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Yousry Bissada For For Management 1B Elect Director Robert J. Blowes For For Management 1C Elect Director Paul G. Haggis For For Management 1D Elect Director Alan R. Hibben For For Management 1E Elect Director Susan E. Hutchison For For Management 1F Elect Director Claude R. Lamoureux For For Management 1G Elect Director James H. Lisson For For Management 1H Elect Director Hossein Rahnama For For Management 1I Elect Director Lisa L. Ritchie For For Management 1J Elect Director Sharon H. Sallows For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Re-approve Shareholder Rights Plan For For Management 5 Amend By-Law No. 1A For For Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Nicholas Charles Allen as For For Management Director 2b Elect Cheung Ming Ming, Anna as For For Management Director 2c Elect Zhang Yichen as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONG KONG TECHNOLOGY VENTURE COMPANY LIMITED Ticker: 1137 Security ID: Y35707101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wong Wai Kay, Ricky as Director For For Management 2b Elect Zhou Huijing as Director For For Management 2c Elect Lee Hon Ying, John as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve the Grant of Connected Award For Against Management Shares to Wong Wai Kay, Ricky Under the Share Award Scheme 8 Approve Change of English Name and For For Management Chinese Name of the Company -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Lord Powell of Bayswater as For For Management Director 4 Elect Prijono Sugiarto as Director For For Management 5 Re-elect James Watkins as Director For For Management 6 Re-elect Percy Weatherall as Director For For Management 7 Re-elect John Witt as Director For Abstain Management 8 Ratify Auditors and Authorise Their For For Management Remuneration 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- HOWDEN JOINERY GROUP PLC Ticker: HWDN Security ID: G4647J102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Paul Hayes as Director For For Management 5 Re-elect Karen Caddick as Director For For Management 6 Re-elect Andrew Cripps as Director For For Management 7 Re-elect Geoff Drabble as Director For For Management 8 Re-elect Louise Fowler as Director For For Management 9 Re-elect Andrew Livingston as Director For For Management 10 Re-elect Richard Pennycook as Director For For Management 11 Re-elect Debbie White as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect James Forese as Director For For Management 3b Elect Steven Guggenheimer as Director For For Management 3c Elect Eileen Murray as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect David Nish as Director For For Management 3g Re-elect Noel Quinn as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 15 Approve Climate Change Resolution For For Management 16 Find an Equitable Solution to the Against Against Shareholder Unfair, Discriminatory but Legal Practice of Enforcing Clawback on Members of the Post 1974 Midland Section Defined Benefit Scheme -------------------------------------------------------------------------------- HT&E LIMITED Ticker: HT1 Security ID: Q4678V106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Hamish McLennan as Director For Against Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- HUB24 LIMITED Ticker: HUB Security ID: Q4970M176 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Anthony McDonald as Director For For Management 3 Elect Ruth Stringer as Director For For Management 4 Approve Issuance of Options and For Against Management Performance Rights to Andrew Alcock 5 Approve Employee Share Option Plan For For Management 6 Approve the Amendments to the For For Management Company's Constitution 7 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- HUDBAY MINERALS INC. Ticker: HBM Security ID: 443628102 Meeting Date: MAY 17, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol T. Banducci For For Management 1b Elect Director Igor A. Gonzales For For Management 1c Elect Director Richard Howes For For Management 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Carin S. Knickel For For Management 1f Elect Director Peter Kukielski For For Management 1g Elect Director Stephen A. Lang For For Management 1h Elect Director Daniel Muniz Quintanilla For For Management 1i Elect Director Colin Osborne For For Management 1j Elect Director David S. Smith For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.5 2 Amend Articles to Amend Business Lines For Against Management 3 Appoint Statutory Auditor Okamoto, For For Management Masahiro -------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST Ticker: NS8U Security ID: Y3780D104 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Directors of Trustee Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- HYDRO ONE LIMITED Ticker: H Security ID: 448811208 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Cherie Brant For For Management 1B Elect Director Blair Cowper-Smith For For Management 1C Elect Director David Hay For For Management 1D Elect Director Timothy Hodgson For For Management 1E Elect Director Jessica McDonald For For Management 1F Elect Director Stacey Mowbray For For Management 1G Elect Director Mark Poweska For For Management 1H Elect Director Russel Robertson For For Management 1I Elect Director William Sheffield For For Management 1J Elect Director Melissa Sonberg For For Management 1K Elect Director Susan Wolburgh Jenah For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- IA FINANCIAL CORPORATION INC. Ticker: IAG Security ID: 45075E104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario Albert For For Management 1.2 Elect Director William F. Chinery For For Management 1.3 Elect Director Benoit Daignault For For Management 1.4 Elect Director Nicolas Darveau-Garneau For For Management 1.5 Elect Director Emma K. Griffin For For Management 1.6 Elect Director Ginette Maille For For Management 1.7 Elect Director Jacques Martin For For Management 1.8 Elect Director Monique Mercier For For Management 1.9 Elect Director Danielle G. Morin For For Management 1.10 Elect Director Marc Poulin For For Management 1.11 Elect Director Suzanne Rancourt For For Management 1.12 Elect Director Denis Ricard For For Management 1.13 Elect Director Louis Tetu For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-laws For For Management 5 SP 3: Approve Appointment of a New Against Against Shareholder External Auditor -------------------------------------------------------------------------------- IAMGOLD CORPORATION Ticker: IMG Security ID: 450913108 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Charter For For Management 1.2 Elect Director P. Gordon Stothart For For Management 1.3 Elect Director Ronald P. Gagel For For Management 1.4 Elect Director Richard J. Hall For For Management 1.5 Elect Director Timothy R. Snider For For Management 1.6 Elect Director Deborah J. Starkman For For Management 1.7 Elect Director Anne Marie Toutant For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Share Incentive Plan For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Amend Articles Re: Update of the Name For For Management of the Governance and Sustainability System and Incorporation of Other Technical Improvements 6 Amend Article 10 to Reflect Changes in For For Management Capital 7 Amend Articles Re: New Regulations For For Management Regarding Long-Term Involvement of Shareholders 8 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 9 Amend Article 32 Re: Climate Action For Against Management Plan 10 Amend Articles Re: Meetings of Board For For Management of Directors and its Committees 11 Amend Articles Re: Annual Financial For Against Management and Non-Financial Information 12 Amend Articles Re: Technical For For Management Improvements 13 Amend Articles of General Meeting For For Management Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements 14 Amend Articles of General Meeting For For Management Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders 15 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 16 Approve Remuneration Policy For For Management 17 Approve Allocation of Income and For For Management Dividends 18 Approve Scrip Dividends For For Management 19 Approve Scrip Dividends For For Management 20 Reelect Juan Manuel Gonzalez Serna as For For Management Director 21 Reelect Francisco Martinez Corcoles as For For Management Director 22 Ratify Appointment of and Elect Angel For For Management Jesus Acebes Paniagua as Director 23 Fix Number of Directors at 14 For For Management 24 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion 25 Authorize Board to Ratify and Execute For For Management Approved Resolutions 26 Advisory Vote on Remuneration Report For For Management 27 Advisory Vote on Company's Climate For Abstain Management Action Plan -------------------------------------------------------------------------------- IBERPAPEL GESTION SA Ticker: IBG Security ID: E6216P106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income and For For Management Dividends 1.3 Approve Discharge of Board For For Management 2 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 3.1 Amend Article 14 Re: Simultaneous For For Management Remote Attendance at the General Meetings through Electronic Means 3.2 Amend Article 23 Re: Possibility of For For Management Holding Board Meetings Simultaneously in Different Locations Connected through Audiovisual Means or Over Telephone 4.1 Amend Article 8 of General Meeting For For Management Regulations Re: Formal Requirements to Announce General Meetings 4.2 Amend Article 11 of General Meeting For For Management Regulations Re: Possibility of Remote Attendance through Electronic or Telematic Means 5 Ratify Appointment of and Elect Fermin For For Management Urtasun Erro as Director 6 Approve Remuneration Policy For Against Management 7 Advisory Vote on Remuneration Report For For Management 8 Receive Amendments to Board of None None Management Directors Regulations 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Designate Two Shareholders to Approve For For Management and Sign Minutes of Meeting -------------------------------------------------------------------------------- IBI GROUP INC. Ticker: IBG Security ID: 44925L103 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Stewart For For Management 1.2 Elect Director David Thom For For Management 1.3 Elect Director Michael Nobrega For For Management 1.4 Elect Director John O. Reid For For Management 1.5 Elect Director Claudia Krywiak For For Management 1.6 Elect Director Paula Sinclair For For Management 1.7 Elect Director Sharon Ranson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ICHIGO, INC. Ticker: 2337 Security ID: J2382Y109 Meeting Date: MAY 23, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Callon For For Management 1.2 Elect Director Hasegawa, Takuma For For Management 1.3 Elect Director Ishihara, Minoru For For Management 1.4 Elect Director Murai, Eri For For Management 1.5 Elect Director Fujita, Tetsuya For For Management 1.6 Elect Director Kawate, Noriko For For Management 1.7 Elect Director Suzuki, Yukio For For Management 1.8 Elect Director Matsuzaki, Masatoshi For For Management 1.9 Elect Director Nakaido, Nobuhide For For Management -------------------------------------------------------------------------------- ICL GROUP LTD. Ticker: ICL Security ID: M53213100 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ruth Ralbag as External For For Management Director 2 Approve Renewal of Management Services For For Management Agreement with Israel Corporation Ltd. 3 Extend Exemption of Liability For For Management Insurance Policy and Indemnification Agreements to Directors/Officers Who Are Controllers. A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- IFAST CORPORATION LTD. Ticker: AIY Security ID: Y385EU106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Mark Rudolph Duncan as Director For For Management 3 Elect Toh Teng Peow David as Director For For Management 4 Elect Janice Wu Sung Sung as Director For For Management 5 Approve Final Dividend For For Management 6 Approve Directors' Fees For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Options and Issuance For Against Management of Shares to Lim Chung Chun Under the iFast Employee Share Option Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IGG INC Ticker: 799 Security ID: G6771K102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Yuan Xu as Director For For Management 3 Elect Yuan Chi as Director For For Management 4 Elect Dajian Yu as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- IGM FINANCIAL INC. Ticker: IGM Security ID: 449586106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Bibeau For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Andre Desmarais For For Management 1.4 Elect Director Paul Desmarais, Jr. For For Management 1.5 Elect Director Gary Doer For For Management 1.6 Elect Director Susan Doniz For For Management 1.7 Elect Director Claude Genereux For For Management 1.8 Elect Director Sharon Hodgson For For Management 1.9 Elect Director Sharon MacLeod For For Management 1.10 Elect Director Susan J. McArthur For For Management 1.11 Elect Director John S. McCallum For For Management 1.12 Elect Director R. Jeffrey Orr For For Management 1.13 Elect Director James O'Sullivan For For Management 1.14 Elect Director Gregory D. Tretiak For For Management 1.15 Elect Director Beth Wilson For For Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- ILUKA RESOURCES LIMITED Ticker: ILU Security ID: Q4875J104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Sutton as Director For For Management 2 Elect Robert Cole as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Share Rights and For For Management Performance Rights to Tom O'Leary -------------------------------------------------------------------------------- IMAGE RESOURCES NL Ticker: IMA Security ID: Q4876T101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 ***Withdrawn Resolution*** Elect Fei None None Management Wu as Director 3 Elect Huang Cheng Li as Director For For Management 4 Approve Issuance of Plan Shares to For Against Management Patrick Mutz 5 Approve Issuance of NED Options to None Against Management Robert Besley 6 Approve Issuance of NED Options to None Against Management Huang Cheng Li 7 Approve Issuance of NED Options to None Against Management Chaodian Chen 8 Approve Issuance of NED Options to None Against Management Aaron Chong Veoy Soo 9 Approve Issuance of NED Options to None Against Management Peter Thomas 10 ***Withdrawn Resolution*** Approve None None Management Issuance of NED Options to Fei Wu -------------------------------------------------------------------------------- IMI PLC Ticker: IMI Security ID: G47152114 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Lord Smith of Kelvin as For For Management Director 6 Re-elect Thomas Thune Andersen as For For Management Director 7 Re-elect Caroline Dowling as Director For For Management 8 Re-elect Carl-Peter Forster as Director For For Management 9 Re-elect Katie Jackson as Director For For Management 10 Elect Dr Ajai Puri as Director For For Management 11 Re-elect Isobel Sharp as Director For For Management 12 Re-elect Daniel Shook as Director For For Management 13 Re-elect Roy Twite as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise UK Political Donations and For For Management Expenditure 18 Approve IMI Employee Share Ownership For For Management Plan A Authorise Issue of Equity without For For Management Pre-emptive Rights B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment C Authorise Market Purchase of Ordinary For For Management Shares D Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve International Sharesave Plan For For Management 5 Approve Long Term Incentive Plan For For Management 6 Approve Deferred Share Bonus Plan For For Management 7 Approve Final Dividend For For Management 8 Elect Stefan Bomhard as Director For For Management 9 Re-elect Susan Clark as Director For For Management 10 Re-elect Therese Esperdy as Director For For Management 11 Elect Alan Johnson as Director For For Management 12 Elect Robert Kunze-Concewitz as For For Management Director 13 Re-elect Simon Langelier as Director For For Management 14 Elect Pierre-Jean Sivignon as Director For For Management 15 Re-elect Steven Stanbrook as Director For For Management 16 Re-elect Jonathan Stanton as Director For For Management 17 Re-elect Oliver Tant as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- IMPERIAL METALS CORPORATION Ticker: III Security ID: 452892102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Brian Kynoch For For Management 1.2 Elect Director Pierre Lebel For Withhold Management 1.3 Elect Director Larry G. Moeller For For Management 1.4 Elect Director Theodore W. Muraro For For Management 1.5 Elect Director Janine North For For Management 1.6 Elect Director James P. Veitch For For Management 1.7 Elect Director Edward A. Yurkowski For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- IMPERIAL OIL LIMITED Ticker: IMO Security ID: 453038408 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director D.W. (David) Cornhill For For Management 1B Elect Director B.W. (Bradley) Corson For For Management 1C Elect Director M.R. (Matthew) Crocker For For Management 1D Elect Director K.T. (Krystyna) Hoeg For For Management 1E Elect Director M.C. (Miranda) Hubbs For For Management 1F Elect Director J.M. (Jack) Mintz For For Management 1G Elect Director D.S. (David) Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP be For For Management as Auditors 3 Adopt a Corporate Wide Ambition to Against Against Shareholder Achieve Net Zero Carbon Emissions -------------------------------------------------------------------------------- INCHCAPE PLC Ticker: INCH Security ID: G47320208 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jerry Buhlmann as Director For For Management 5 Re-elect Gijsbert de Zoeten as Director For For Management 6 Re-elect Alexandra Jensen as Director For For Management 7 Re-elect Jane Kingston as Director For For Management 8 Re-elect John Langston as Director For For Management 9 Re-elect Nigel Stein as Director For For Management 10 Elect Duncan Tait as Director For For Management 11 Re-elect Till Vestring as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Approve Performance Share Plan For For Management 15 Approve Co-Investment Plan For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect George Biltz as Director For For Management 2b Elect Brian Kruger as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Jeanne Johns -------------------------------------------------------------------------------- INDRA SISTEMAS SA Ticker: IDR Security ID: E6271Z155 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Ratify Appointment of and Elect Marc For For Management Thomas Murtra Millar as Director 5.2 Ratify Appointment of and Elect Ana For For Management Maria de Pro Gonzalo as Director 5.3 Reelect Enrique de Leyva Perez as For For Management Director 5.4 Reelect Ignacio Martin San Vicente as For For Management Director 5.5 Reelect Ignacio Mataix Entero as For For Management Director 5.6 Reelect Cristina Ruiz Ortega as For For Management Director 6.1 Amend Article 3 Re: Registered Office For For Management 6.2 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.3 Amend Articles Re: Board of Directors For For Management 6.4 Amend Articles Re: Appointments and For For Management Remuneration Committee and Corporate Governance 7.1 Amend Articles of General Meeting For For Management Regulations Re: Convening of the General Meeting 7.2 Amend Article 5 of General Meeting For For Management Regulations Re: Shareholders' Right to Information 7.3 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.4 Amend Article 8 of General Meeting For For Management Regulations Re: Proxy 7.5 Amend Articles of General Meeting For For Management Regulations Re: Holding and Development of the General Meeting 7.6 Amend Articles of General Meeting For For Management Regulations Re: Minutes of Meeting and Publicity of Adopted Resolutions 8 Approve Remuneration Policy For For Management 9.1 Approve Grant of Shares as Part of the For For Management Annual Variable Remuneration 9.2 Approve 2021-2023 Medium-Term For For Management Incentive Plan 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INDUTRADE AB Ticker: INDT Security ID: W4939U106 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5.1 Designate Henrik Didner as Inspector For Did Not Vote Management of Minutes of Meeting 5.2 Designate Anders Oscarsson as For Did Not Vote Management Inspector of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Amend Articles Re: Editorial Changes; For Did Not Vote Management Share Capital and Number of Shares; Share Registrar; Approve Capitalization of Reserves of SEK 485. 8 Million for a 1: 2 Bonus Issue 8 Close Meeting None None Management -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2020 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.22 per Share 3.1 Approve Discharge of Management Board For Did Not Vote Management Member Reinhard Ploss for Fiscal 2020 3.2 Approve Discharge of Management Board For Did Not Vote Management Member Helmut Gassel for Fiscal 2020 3.3 Approve Discharge of Management Board For Did Not Vote Management Member Jochen Hanebeck for Fiscal 2020 3.4 Approve Discharge of Management Board For Did Not Vote Management Member Sven Schneider for Fiscal 2020 4.1 Approve Discharge of Supervisory Board For Did Not Vote Management Member Wolfgang Eder for Fiscal 2020 4.2 Approve Discharge of Supervisory Board For Did Not Vote Management Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 4.3 Approve Discharge of Supervisory Board For Did Not Vote Management Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 4.4 Approve Discharge of Supervisory Board For Did Not Vote Management Member Johann Dechant for Fiscal 2020 4.5 Approve Discharge of Supervisory Board For Did Not Vote Management Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 4.6 Approve Discharge of Supervisory Board For Did Not Vote Management Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 4.7 Approve Discharge of Supervisory Board For Did Not Vote Management Member Annette Engelfried for Fiscal 2020 4.8 Approve Discharge of Supervisory Board For Did Not Vote Management Member Peter Gruber for Fiscal 2020 4.9 Approve Discharge of Supervisory Board For Did Not Vote Management Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 4.10 Approve Discharge of Supervisory Board For Did Not Vote Management Member Hans-Ulrich Holdenried for Fiscal 2020 4.11 Approve Discharge of Supervisory Board For Did Not Vote Management Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 4.12 Approve Discharge of Supervisory Board For Did Not Vote Management Member Susanne Lachenmann for Fiscal 2020 4.13 Approve Discharge of Supervisory Board For Did Not Vote Management Member Geraldine Picaud for Fiscal 2020 4.14 Approve Discharge of Supervisory Board For Did Not Vote Management Member Manfred Puffer for Fiscal 2020 4.15 Approve Discharge of Supervisory Board For Did Not Vote Management Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 4.16 Approve Discharge of Supervisory Board For Did Not Vote Management Member Kerstin Schulzendorf for Fiscal 2020 4.17 Approve Discharge of Supervisory Board For Did Not Vote Management Member Juergen Scholz for Fiscal 2020 4.18 Approve Discharge of Supervisory Board For Did Not Vote Management Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 4.19 Approve Discharge of Supervisory Board For Did Not Vote Management Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 4.20 Approve Discharge of Supervisory Board For Did Not Vote Management Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 4.21 Approve Discharge of Supervisory Board For Did Not Vote Management Member Diana Vitale for Fiscal 2020 5 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management 2021 6 Approve Remuneration Policy For Did Not Vote Management 7 Approve Remuneration of Supervisory For Did Not Vote Management Board 8 Approve Creation of EUR 30 Million For Did Not Vote Management Pool of Capital for Employee Stock Purchase Plan 9 Amend Articles Re: Information for For Did Not Vote Management Registration in the Share Register 10 Amend Articles Re: Supervisory Board's For Did Not Vote Management Rules of Procedure -------------------------------------------------------------------------------- INFOMART CORP. Ticker: 2492 Security ID: J24436107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1.86 2.1 Elect Director Nagao, Osamu For For Management 2.2 Elect Director Fujita, Naotake For For Management 2.3 Elect Director Nagahama, Osamu For For Management 2.4 Elect Director Nakajima, Ken For For Management 2.5 Elect Director Kato, Kazutaka For For Management 2.6 Elect Director Okahashi, Terukazu For For Management 2.7 Elect Director Kanekawa, Maki For For Management 3 Appoint Statutory Auditor Takino, For For Management Yoshio 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Adopt the Informa Equity For Against Management Revitalisation Plan -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect John Rishton as Director For For Management 2 Re-elect Stephen Carter as Director For For Management 3 Re-elect Stephen Davidson as Director For Against Management 4 Re-elect David Flaschen as Director For For Management 5 Re-elect Mary McDowell as Director For For Management 6 Elect Patrick Martell as Director For For Management 7 Re-elect Helen Owers as Director For For Management 8 Re-elect Gill Whitehead as Director For For Management 9 Re-elect Gareth Wright as Director For For Management 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Remuneration Report For Against Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INFORMATION SERVICES CORPORATION Ticker: ISV Security ID: 45676A105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Brandvold For For Management 1.2 Elect Director Karyn Brooks For For Management 1.3 Elect Director Tony Guglielmin For For Management 1.4 Elect Director Iraj Pourian For For Management 1.5 Elect Director Laurie Powers For For Management 1.6 Elect Director Jim Roche For For Management 1.7 Elect Director Heather D. Ross For For Management 1.8 Elect Director Dion E. Tchorzewski For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- INNERGEX RENEWABLE ENERGY INC. Ticker: INE Security ID: 45790B104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Lafrance For For Management 1.2 Elect Director Ross J. Beaty For For Management 1.3 Elect Director Pierre G. Brodeur For For Management 1.4 Elect Director Nathalie Francisci For For Management 1.5 Elect Director Richard Gagnon For For Management 1.6 Elect Director Michel Letellier For For Management 1.7 Elect Director Dalton James Patrick For For Management McGuinty 1.8 Elect Director Monique Mercier For For Management 1.9 Elect Director Ouma Sananikone For For Management 1.10 Elect Director Louis Veci For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4800 for Class Ko Shares and JPY 12 for Ordinary Shares 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Kitamura, Toshiaki For For Management 3.2 Elect Director Ueda, Takayuki For For Management 3.3 Elect Director Ito, Seiya For For Management 3.4 Elect Director Ikeda, Takahiko For For Management 3.5 Elect Director Yajima, Shigeharu For For Management 3.6 Elect Director Kittaka, Kimihisa For For Management 3.7 Elect Director Sase, Nobuharu For For Management 3.8 Elect Director Yamada, Daisuke For For Management 3.9 Elect Director Yanai, Jun For For Management 3.10 Elect Director Iio, Norinao For For Management 3.11 Elect Director Nishimura, Atsuko For For Management 3.12 Elect Director Kimura, Yasushi For For Management 3.13 Elect Director Ogino, Kiyoshi For For Management 3.14 Elect Director Nishikawa, Tomo For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- INTACT FINANCIAL CORPORATION Ticker: IFC Security ID: 45823T106 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Brindamour For For Management 1.2 Elect Director Janet De Silva For For Management 1.3 Elect Director Claude Dussault For For Management 1.4 Elect Director Jane E. Kinney For For Management 1.5 Elect Director Robert G. Leary For For Management 1.6 Elect Director Sylvie Paquette For For Management 1.7 Elect Director Timothy H. Penner For For Management 1.8 Elect Director Stuart J. Russell For For Management 1.9 Elect Director Indira V. Samarasekera For For Management 1.10 Elect Director Frederick Singer For For Management 1.11 Elect Director Carolyn A. Wilkins For For Management 1.12 Elect Director William L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Allow Board to Appoint Additional For For Management Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting 4 Advisory Vote on Executive For For Management Compensation Approach 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- INTEGRAFIN HOLDINGS PLC Ticker: IHP Security ID: G4796T109 Meeting Date: MAR 08, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Richard Cranfield as Director For Against Management 3 Re-elect Caroline Banszky as Director For For Management 4 Re-elect Victoria Cochrane as Director For For Management 5 Elect Jonathan Gunby as Director For For Management 6 Re-elect Neil Holden as Director For Against Management 7 Re-elect Michael Howard as Director For Against Management 8 Re-elect Charles Robert Lister as For For Management Director 9 Re-elect Christopher Munro as Director For For Management 10 Re-elect Alexander Scott as Director For For Management 11 Approve Remuneration Report For For Management 12 Reappoint BDO LLP as Auditors For For Management 13 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTEGRATED RESEARCH LIMITED Ticker: IRI Security ID: Q49372107 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Issuance of Performance Rights For For Management to John Ruthven 3 Elect Anne Myers as Director For For Management 4 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC Ticker: IHG Security ID: G4804L163 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Graham Allan as Director For For Management 3b Elect Richard Anderson as Director For For Management 3c Elect Daniela Barone Soares as Director For For Management 3d Elect Duriya Farooqui as Director For For Management 3e Elect Sharon Rothstein as Director For For Management 3f Re-elect Keith Barr as Director For For Management 3g Re-elect Patrick Cescau as Director For For Management 3h Re-elect Arthur de Haast as Director For For Management 3i Re-elect Ian Dyson as Director For For Management 3j Re-elect Paul Edgecliffe-Johnson as For For Management Director 3k Re-elect Jo Harlow as Director For For Management 3l Re-elect Elie Maalouf as Director For For Management 3m Re-elect Jill McDonald as Director For For Management 3n Re-elect Dale Morrison as Director For For Management 4 Appoint Pricewaterhouse Coopers LLP as For For Management Auditors 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Amend the Borrowing Limit Under the For For Management Company's Articles of Association 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTERFOR CORPORATION Ticker: IFP Security ID: 45868C109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Fillinger For For Management 1.2 Elect Director Christopher R. Griffin For For Management 1.3 Elect Director Jeane L. Hull For For Management 1.4 Elect Director Rhonda D. Hunter For For Management 1.5 Elect Director Gordon H. MacDougall For For Management 1.6 Elect Director J. Eddie McMillan For For Management 1.7 Elect Director Thomas V. Milroy For For Management 1.8 Elect Director Gillian L. Platt For For Management 1.9 Elect Director Lawrence Sauder For For Management 1.10 Elect Director Curtis M. Stevens For For Management 1.11 Elect Director Douglas W.G. Whitehead For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INTERTAPE POLYMER GROUP INC. Ticker: ITP Security ID: 460919103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Beil For For Management 1.2 Elect Director Chris R. Cawston For For Management 1.3 Elect Director Jane Craighead For For Management 1.4 Elect Director Frank Di Tomaso For For Management 1.5 Elect Director Robert J. Foster For For Management 1.6 Elect Director Dahra Granovsky For For Management 1.7 Elect Director James Pantelidis For For Management 1.8 Elect Director Jorge N. Quintas For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Gregory A.C. Yull For For Management 1.11 Elect Director Melbourne F. Yull For For Management 2 Ratify Raymond Chabot Grant Thornton For For Management LLP as Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Elect Lynda Clarizio as Director For For Management 6 Elect Tamara Ingram as Director For For Management 7 Elect Jonathan Timmis as Director For For Management 8 Re-elect Andrew Martin as Director For For Management 9 Re-elect Andre Lacroix as Director For For Management 10 Re-elect Graham Allan as Director For For Management 11 Re-elect Gurnek Bains as Director For For Management 12 Re-elect Dame Makin as Director For For Management 13 Re-elect Gill Rider as Director For For Management 14 Re-elect Jean-Michel Valette as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INTERTRUST NV Ticker: INTER Security ID: N4584R101 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shankar Iyer to Management Board For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INVOCARE LIMITED Ticker: IVC Security ID: Q4976L107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Keith Skinner as Director For For Management 3 Approve Grant of Share Rights to For For Management Olivier Chretien 4 Approve Grant of Performance Rights to For For Management Olivier Chretien 5 Approve Potential Termination Benefits For For Management 6 Elect Kim Anderson as Director For For Management -------------------------------------------------------------------------------- IOOF HOLDINGS LTD. Ticker: IFL Security ID: Q49809108 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Selak as Director For For Management 2b Elect Elizabeth Flynn as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Renato Mota 5 Approve Grant of Financial Assistance For For Management in Relation to the Acquisition -------------------------------------------------------------------------------- IRESS LTD. Ticker: IRE Security ID: Q49822101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roger Sharp as Director For For Management 2 Elect Niki Beattie as Director For For Management 3 Elect Julie Fahey as Director For For Management 4 Approve Remuneration Report For For Management 5A Approve Grant of Equity Rights to For For Management Andrew Walsh 5B Approve Grant of Performance Rights to For For Management Andrew Walsh -------------------------------------------------------------------------------- IRISH CONTINENTAL GROUP PLC Ticker: IR5B Security ID: G49406179 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- IRISH CONTINENTAL GROUP PLC Ticker: IR5B Security ID: G49406179 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect John McGuckian as Director For For Management 2b Re-elect Eamonn Rothwell as Director For For Management 2c Re-elect David Ledwidge as Director For For Management 2d Re-elect Brian O'Kelly as Director For For Management 2e Re-elect John Sheehan as Director For For Management 2f Elect Lesley Williams as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For Against Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ISDN HOLDINGS LIMITED Ticker: I07 Security ID: Y4177A109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees for the For For Management Financial Year Ending December 31, 2021 4 Elect Kong Deyang as Director For For Management 5 Elect Lim Siang Kai as Director For For Management 6 Approve Lim Siang Kai to Continue For For Management Office as an Independent Director Pursuant to Rule 210(5)(d)(iii) of the SGX-ST Listing Manual (Conditional Upon Passing of Ordinary Resolutions 5 and 7) 7 Approve Lim Siang Kai to Continue For For Management Office as an Independent Director Pursuant to Rule 210(5)(d)(iii) of the SGX-ST Listing Manual (Conditional Upon Passing of Ordinary Resolutions 5 and 6) 8 Approve Soh Beng Keng to Continue For For Management Office as an Independent Director Pursuant to Rule 210(5)(d)(iii) of the SGX-ST Listing Manual (Conditional Upon Passing of Ordinary Resolution 9) 9 Approve Soh Beng Keng to Continue For For Management Office as an Independent Director Pursuant to Rule 210(5)(d)(iii) of the SGX-ST Listing Manual (Conditional Upon Passing of Ordinary Resolution 8) 10 Approve Moore Stephens LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Grant of Awards and Issuance For Against Management of Shares Under the ISDN Performance Share Plan -------------------------------------------------------------------------------- ISRAEL CANADA (T.R) LTD. Ticker: ISCN Security ID: M5897Z129 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Indemnification Agreement to For For Management Asaf Touchmair, Chairman and Barak Rozen, CEO 2 Reelect Eldad Avraham as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ITOKI CORP. Ticker: 7972 Security ID: J25113101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Yamada, Masamichi For For Management 2.2 Elect Director Hirai, Yoshiro For For Management 2.3 Elect Director Makino, Kenji For For Management 2.4 Elect Director Funahara, Eiji For For Management 2.5 Elect Director Moriya, Yoshiaki For For Management 2.6 Elect Director Nagata, Hiroshi For For Management 2.7 Elect Director Nitanai, Shiro For For Management 3 Appoint Alternate Statutory Auditor For For Management Koyama, Mitsuyoshi -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Elect Graham Cooke as Director For For Management 8 Re-elect Margaret Ewing as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Elect Sharmila Nebhrajani as Director For For Management 14 Re-elect Duncan Painter as Director For For Management 15 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise UK Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management 24 Approve Executive Share Plan For For Management -------------------------------------------------------------------------------- IVE GROUP LTD. Ticker: IGL Security ID: Q4980E107 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Paul Selig as Director For For Management 2 Elect James Todd as Director For For Management 3 Approve Remuneration Report None For Management 4 Approve Issuance of Performance Rights For For Management to Geoff Selig 5 Approve Financial Assistance by IVE For For Management Distribution Pty Ltd in Connection with the Acquisition -------------------------------------------------------------------------------- IWG PLC Ticker: IWG Security ID: G4969N103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity Pursuant to For For Management the Conversion of the Convertible Bonds Under the Convertible Bond Offering 2 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to the Conversion of the Convertible Bonds Under the Convertible Bond Offering -------------------------------------------------------------------------------- IWG PLC Ticker: IWG Security ID: G4969N103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG Ireland as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Re-elect Mark Dixon as Director For For Management 6 Re-elect Laurie Harris as Director For For Management 7 Re-elect Nina Henderson as Director For For Management 8 Elect Glyn Hughes as Director For For Management 9 Re-elect Francois Pauly as Director For For Management 10 Re-elect Florence Pierre as Director For For Management 11 Re-elect Douglas Sutherland as Director For For Management 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Hold as For For Management Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 14 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. Ticker: 3086 Security ID: J28711109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Ryoichi For For Management 1.2 Elect Director Hamada, Kazuko For For Management 1.3 Elect Director Yago, Natsunosuke For For Management 1.4 Elect Director Hakoda, Junya For For Management 1.5 Elect Director Uchida, Akira For For Management 1.6 Elect Director Sato, Rieko For For Management 1.7 Elect Director Seki, Tadayuki For For Management 1.8 Elect Director Koide, Hiroko For For Management 1.9 Elect Director Yoshimoto, Tatsuya For For Management 1.10 Elect Director Sawada, Taro For For Management 1.11 Elect Director Makiyama, Kozo For For Management 1.12 Elect Director Wakabayashi, Hayato For For Management -------------------------------------------------------------------------------- JAMIESON WELLNESS INC. Ticker: JWEL Security ID: 470748104 Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heather Allen For For Management 1.2 Elect Director Louis Aronne For Withhold Management 1.3 Elect Director Michael Pilato For For Management 1.4 Elect Director Timothy Penner For For Management 1.5 Elect Director Catherine Potechin For For Management 1.6 Elect Director Steve Spooner For For Management 1.7 Elect Director Jason Tafler For For Management 1.8 Elect Director David Williams For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Adopt By-Law No. 2 For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Elect Director Kitera, Masato For For Management -------------------------------------------------------------------------------- JAPFA LTD Ticker: UD2 Security ID: Y4288X105 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- JAPFA LTD Ticker: UD2 Security ID: Y4288X105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Handojo Santosa @ Kang Kiem Han For For Management as Director 4 Elect Hendrick Kolonas as Director For For Management 5 Elect Tan Yong Nang as Director For For Management 6 Elect Kevin John Monteiro as Director For For Management 7 Elect Ng Quek Peng as Director For For Management 8 Elect Lien Siaou-Sze as Director For For Management 9 Elect Manu Bhaskaran as Director For For Management 10 Elect Tan Kian Chew as Director For For Management 11 Elect Chia Wee Boon as Director For For Management 12 Approve Increase in Directors' Fees For For Management Commencing 2Q2021 13 Approve Directors' Fees Up to March For For Management 31, 2022 Based on New Directors' Fee Structure 14 Approve Directors' Fees Up to March For For Management 31, 2022 Based on Existing Directors' Fee Structure (in the Event Resolution 12 is not Passed) 15 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 17 Approve Grant of Awards and Issuance For Against Management of Shares Under the Japfa Performance Share Plan 18 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LIMITED Ticker: C07 Security ID: Y43703100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees for the For For Management Financial Year Ending December 31, 2021 4a Elect Lim Hwee Hua as Director For For Management 4b Elect Benjamin Keswick as Director For Against Management 4c Elect Stephen Gore as Director For For Management 5 Elect Tan Yen Yen as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7b Authorize Share Repurchase Program For For Management 7c Approve Renewal of Mandate for For For Management Transactions with Related Parties 8a Approve Lim Hwee Hua to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of SGX ST (Tier 1) 8b Approve Lim Hwee Hua to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of SGX ST (Tier 2) -------------------------------------------------------------------------------- JOHN WOOD GROUP PLC Ticker: WG Security ID: G9745T118 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Roy Franklin as Director For For Management 4 Re-elect Thomas Botts as Director For For Management 5 Re-elect Birgitte Brinch Madsen as For For Management Director 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Adrian Marsh as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Robin Watson as Director For For Management 10 Re-elect David Kemp as Director For For Management 11 Elect Brenda Reichelderfer as Director For For Management 12 Elect Susan Steele as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JUPITER MINES LIMITED Ticker: JMS Security ID: Q5135L102 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Capital For For Management -------------------------------------------------------------------------------- JUPITER MINES LIMITED Ticker: JMS Security ID: Q5135L102 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Capital For For Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3.a Approve Discharge of Management Board For For Management 3.b Approve Discharge of Supervisory Board For For Management 4.a Reelect Jitse Groen to Management Board For For Management 4.b Reelect Brent Wissink to Management For For Management Board 4.c Reelect Jorg Gerbig to Management Board For For Management 4.d Reelect Matthew Maloney to Management For For Management Board 5.a Reelect Adriaan Nuhn to Supervisory For For Management Board 5.b Reelect Corinne Vigreux to Supervisory For For Management Board 5.c Reelect Ron Teerlink to Supervisory For For Management Board 5.d Reelect Gwyn Burr to Supervisory Board For For Management 5.e Reelect Jambu Palaniappan to For For Management Supervisory Board 5.f Reelect Lloyd Frink to Supervisory For For Management Board 5.g Reelect David Fisher to Supervisory For For Management Board 6 Ratify Deloitte Accountants B.V. as For For Management Auditors 7 Grant Board Authority to Issue Shares For For Management 8 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- K-BRO LINEN INC. Ticker: KBL Security ID: 48243M107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew B. Hills For For Management 1.2 Elect Director Steven E. Matyas For For Management 1.3 Elect Director Linda J. McCurdy For For Management 1.4 Elect Director Michael B. Percy For For Management 1.5 Elect Director Elise Rees For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- K. WAH INTERNATIONAL HOLDINGS LIMITED Ticker: 173 Security ID: G5321P116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Moses Cheng Mo Chi as Director For Against Management 3.2 Elect William Yip Shue Lam as Director For For Management 3.3 Elect Wong Kwai Lam as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KAGOME CO., LTD. Ticker: 2811 Security ID: J29051109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamaguchi, Satoshi For For Management 1.2 Elect Director Watanabe, Yoshihide For For Management 1.3 Elect Director Hashimoto, Takashi For For Management 1.4 Elect Director Kobayashi, Hirohisa For For Management 1.5 Elect Director Hashimoto, Takayuki For For Management 1.6 Elect Director Sato, Hidemi For For Management 1.7 Elect Director Arakane, Kumi For For Management -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Sawada, Michitaka For For Management 2.2 Elect Director Hasebe, Yoshihiro For For Management 2.3 Elect Director Takeuchi, Toshiaki For For Management 2.4 Elect Director Matsuda, Tomoharu For For Management 2.5 Elect Director Kadonaga, Sonosuke For For Management 2.6 Elect Director Shinobe, Osamu For For Management 2.7 Elect Director Mukai, Chiaki For For Management 2.8 Elect Director Hayashi, Nobuhide For For Management 3.1 Appoint Statutory Auditor Kawashima, For For Management Sadanao 3.2 Appoint Statutory Auditor Amano, Hideki For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KARORA RESOURCES INC. Ticker: KRR Security ID: 48575L206 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Goudie For For Management 1.2 Elect Director Scott M. Hand For For Management 1.3 Elect Director Paul Huet For For Management 1.4 Elect Director Wendy Kei For For Management 1.5 Elect Director Warwick Morley-Jepson For For Management 1.6 Elect Director Chad Williams For Withhold Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KATHMANDU HOLDINGS LTD. Ticker: KMD Security ID: Q5213W103 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Harvey as Director For For Management 2 Elect Philip Bowman as Director For For Management 3 Elect Brent Scrimshaw as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- KEIYO CO., LTD. Ticker: 8168 Security ID: J32319113 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.25 2.1 Elect Director Daigo, Shigeo For Against Management 2.2 Elect Director Jitsukawa, Koji For For Management 2.3 Elect Director Terada, Kenjiro For For Management 2.4 Elect Director Nakazawa, Mitsuo For For Management 2.5 Elect Director Kitamura, Keiichi For For Management 2.6 Elect Director Kumagai, Hisato For For Management 2.7 Elect Director Toyoshima, Masaaki For For Management 3.1 Elect Director and Audit Committee For For Management Member Kawai, Nobuo 3.2 Elect Director and Audit Committee For Against Management Member Okuda, Yukio 3.3 Elect Director and Audit Committee For Against Management Member Chinone, Tsutomu -------------------------------------------------------------------------------- KELT EXPLORATION LTD. Ticker: KEL Security ID: 488295106 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2a Elect Director Robert J. Dales For For Management 2b Elect Director Geraldine L. Greenall For For Management 2c Elect Director William C. Guinan For For Management 2d Elect Director Michael R. Shea For For Management 2e Elect Director Neil G. Sinclair For For Management 2f Elect Director David J. Wilson For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED Ticker: BN4 Security ID: Y4722Z120 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jean-Francois Manzoni as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- KEPPEL INFRASTRUCTURE TRUST Ticker: A7RU Security ID: Y4724S108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Trustee-Manager to Fix Their Remuneration 3 Elect Daniel Cuthbert Ee Hock Huat as For For Management Director 4 Elect Mark Andrew Yeo Kah Chong as For For Management Director 5 Elect Chong Suk Shien as Director For For Management 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7 Approve Renewal of Unitholders' For For Management Mandate for Interested Person Transactions 8 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Participating For For Management Securities to Euroclear Bank's Central Securities Depository 2 Amend Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Emer Gilvarry as Director For For Management 3b Elect Jinlong Wang as Director For For Management 4a Re-elect Gerry Behan as Director For For Management 4b Re-elect Dr Hugh Brady as Director For For Management 4c Re-elect Gerard Culligan as Director For For Management 4d Re-elect Dr Karin Dorrepaal as Director For For Management 4e Re-elect Marguerite Larkin as Director For For Management 4f Re-elect Tom Moran as Director For For Management 4g Re-elect Con Murphy as Director For For Management 4h Re-elect Christopher Rogers as Director For For Management 4i Re-elect Edmond Scanlon as Director For For Management 4j Re-elect Philip Toomey as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 11 Authorise Market Purchase of A For For Management Ordinary Shares 12 Approve Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- KERRY LOGISTICS NETWORK LIMITED Ticker: 636 Security ID: G52418103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kuok Khoon Hua as Director For For Management 4 Elect Ma Wing Kai William as Director For For Management 5 Elect Wong Yu Pok Marina as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KERRY LOGISTICS NETWORK LIMITED Ticker: 636 Security ID: G52418103 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Warehouses Sale Agreement and For For Management Related Transactions 2 Approve Warehouses Management For For Management Agreements and Related Transactions 3 Approve Taiwan Business Sale Agreement For For Management and Related Transactions 4 Approve Brand License Agreements and For For Management Related Transactions 5 Approve Shareholders' Agreement and For For Management Related Transactions 6 Approve Framework Services Agreement For For Management and Related Transactions 7 Adopt Amended and Restated Bye-Laws For For Management -------------------------------------------------------------------------------- KEWPIE CORP. Ticker: 2809 Security ID: J33097106 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Nakashima, Amane For For Management 2.2 Elect Director Chonan, Osamu For For Management 2.3 Elect Director Inoue, Nobuo For For Management 2.4 Elect Director Sato, Seiya For For Management 2.5 Elect Director Hamachiyo, Yoshinori For For Management 2.6 Elect Director Watanabe, Ryota For For Management 2.7 Elect Director Uchida, Kazunari For For Management 2.8 Elect Director Urushi, Shihoko For For Management 2.9 Elect Director Kashiwaki, Hitoshi For For Management 3 Approve Annual Bonus For For Management 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KEYERA CORP. Ticker: KEY Security ID: 493271100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Bertram For For Management 1.2 Elect Director Doug Haughey For For Management 1.3 Elect Director Michael Norris For For Management 1.4 Elect Director Charlene Ripley For For Management 1.5 Elect Director Janet Woodruff For For Management 1.6 Elect Director Blair Goertzen For For Management 1.7 Elect Director Gianna Manes For For Management 1.8 Elect Director Thomas O'Connor For For Management 1.9 Elect Director Dean Setoguchi For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINAXIS INC. Ticker: KXS Security ID: 49448Q109 Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John (Ian) Giffen For For Management 1.2 Elect Director Robert Courteau For For Management 1.3 Elect Director Gillian (Jill) Denham For For Management 1.4 Elect Director Angel Mendez For For Management 1.5 Elect Director Pamela Passman For For Management 1.6 Elect Director Elizabeth (Betsy) Rafael For For Management 1.7 Elect Director Kelly Thomas For For Management 1.8 Elect Director John Sicard For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Stock Option Plan For Against Management 4 Amend Share Unit Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Catherine Bradley as Director For For Management 5 Elect Tony Buffin as Director For For Management 6 Re-elect Claudia Arney as Director For For Management 7 Re-elect Bernard Bot as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Andrew Cosslett as Director For For Management 10 Re-elect Thierry Garnier as Director For For Management 11 Re-elect Sophie Gasperment as Director For For Management 12 Re-elect Rakhi Goss-Custard as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gene Murtagh as Director For Abstain Management 3b Re-elect Geoff Doherty as Director For For Management 3c Re-elect Russell Shiels as Director For For Management 3d Re-elect Gilbert McCarthy as Director For For Management 3e Re-elect Linda Hickey as Director For For Management 3f Re-elect Michael Cawley as Director For For Management 3g Re-elect John Cronin as Director For For Management 3h Re-elect Jost Massenberg as Director For For Management 3i Re-elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For Against Management 6 Approve Increase in the Limit for For For Management Non-executive Directors' Fees 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance of Treasury Shares For For Management 12 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KINROSS GOLD CORPORATION Ticker: K Security ID: 496902404 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Atkinson For For Management 1.2 Elect Director Kerry D. Dyte For For Management 1.3 Elect Director Glenn A. Ives For For Management 1.4 Elect Director Ave G. Lethbridge For For Management 1.5 Elect Director Elizabeth D. McGregor For For Management 1.6 Elect Director Catherine McLeod-Seltzer For For Management 1.7 Elect Director Kelly J. Osborne For For Management 1.8 Elect Director J. Paul Rollinson For For Management 1.9 Elect Director David A. Scott For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Miyoshi, Toshiya For For Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Kobayashi, Noriaki For For Management 2.6 Elect Director Mori, Masakatsu For For Management 2.7 Elect Director Yanagi, Hiroyuki For For Management 2.8 Elect Director Matsuda, Chieko For For Management 2.9 Elect Director Shiono, Noriko For For Management 2.10 Elect Director Rod Eddington For For Management 2.11 Elect Director George Olcott For For Management 2.12 Elect Director Kato, Kaoru For For Management -------------------------------------------------------------------------------- KIRKLAND LAKE GOLD LTD. Ticker: KL Security ID: 49741E100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan Gill For For Management 1b Elect Director Peter Grosskopf For For Management 1c Elect Director Ingrid Hibbard For For Management 1d Elect Director Arnold Klassen For For Management 1e Elect Director Elizabeth Lewis-Gray For For Management 1f Elect Director Anthony Makuch For For Management 1g Elect Director Barry Olson For For Management 1h Elect Director Jeff Parr For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KITZ CORP. Ticker: 6498 Security ID: J34039115 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hotta, Yasuyuki For For Management 1.2 Elect Director Natori, Toshiaki For For Management 1.3 Elect Director Murasawa, Toshiyuki For For Management 1.4 Elect Director Kono, Makoto For For Management 1.5 Elect Director Matsumoto, Kazuyuki For For Management 1.6 Elect Director Amo, Minoru For For Management 1.7 Elect Director Fujiwara, Yutaka For For Management 1.8 Elect Director Kikuma, Yukino For For Management 2.1 Appoint Statutory Auditor Kimura, Taro For For Management 2.2 Appoint Statutory Auditor Sakuno, For For Management Shuhei -------------------------------------------------------------------------------- KOKUYO CO., LTD. Ticker: 7984 Security ID: J35544105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19.5 2.1 Elect Director Kuroda, Hidekuni For For Management 2.2 Elect Director Sakagami, Kozo For For Management 2.3 Elect Director Naito, Toshio For For Management 2.4 Elect Director Hamada, Hiroshi For For Management 2.5 Elect Director Fujiwara, Taketsugu For For Management 2.6 Elect Director Masuyama, Mika For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 3.1 Appoint Statutory Auditor Tojo, For For Management Katsuaki 3.2 Appoint Statutory Auditor Hashimoto, For For Management Fukutaka 4 Appoint Alternate Statutory Auditor For For Management Naruse, Kentaro -------------------------------------------------------------------------------- KOMEDA HOLDINGS CO., LTD. Ticker: 3543 Security ID: J35889104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Usui, Okitane For For Management 1.2 Elect Director Amari, Yuichi For For Management 1.3 Elect Director Kitagawa, Naoki For For Management 1.4 Elect Director Yamamoto, Tomohide For For Management 1.5 Elect Director Shimizu, Hiroki For For Management 2.1 Elect Director and Audit Committee For For Management Member Nakahama, Akemitsu 2.2 Elect Director and Audit Committee For For Management Member Hori, Masatoshi -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.7475 per Class A Share and EUR 1.75 per Class B Share; Approve Extra Dividends of EUR 0.4975 per Class A Share and EUR 0.50 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For Against Management the Amount of EUR 220,000 for Chairman, EUR 125,000 for Vice Chairman, and EUR 110,000 for Other Directors 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Alahuhta, Susan For Against Management Duinhoven, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant and Juhani Kaskeala as Directors; Elect Jennifer Xin-Zhe Li as New Director 14 Approve Remuneration of Auditors For For Management 15 Elect One Auditor for the Term Ending For For Management on the Conclusion of AGM 2020 16 Ratify Ernst & Young as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of Shares and Options For For Management without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- KONECRANES OYJ Ticker: KCR Security ID: X4550J108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Merger Agreement with Cargotec For For Management Corporation 7 Close Meeting None None Management -------------------------------------------------------------------------------- KONGSBERG AUTOMOTIVE ASA Ticker: KOA Security ID: R3552X104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Approve Issuance of 7 Shares for a For Did Not Vote Management Private Placement 6 Approve 1:10 Reverse Stock Split For Did Not Vote Management -------------------------------------------------------------------------------- KP TISSUE INC. Ticker: KPT Security ID: 48265Y104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francois Vimard For For Management 1b Elect Director James Hardy For For Management 1c Elect Director Michel Letellier For For Management 1d Elect Director Louise Denys Wendling For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Kurosawa, Toshihiko For For Management 1.5 Elect Director Watanabe, Dai For For Management 1.6 Elect Director Matsuda, Yuzuru For For Management 1.7 Elect Director Ina, Koichi For For Management 1.8 Elect Director Shintaku, Yutaro For For Management 1.9 Elect Director Arakane, Kumi For For Management 2 Appoint Statutory Auditor Furusawa, For For Management Yuri 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Ito, Masaaki For For Management 3.2 Elect Director Kawahara, Hitoshi For For Management 3.3 Elect Director Hayase, Hiroaya For For Management 3.4 Elect Director Sano, Yoshimasa For For Management 3.5 Elect Director Abe, Kenichi For For Management 3.6 Elect Director Taga, Keiji For For Management 3.7 Elect Director Matthias Gutweiler For For Management 3.8 Elect Director Takai, Nobuhiko For For Management 3.9 Elect Director Hamano, Jun For For Management 3.10 Elect Director Murata, Keiko For For Management 3.11 Elect Director Tanaka, Satoshi For For Management 3.12 Elect Director Ido, Kiyoto For For Management 4 Appoint Statutory Auditor Uehara, Naoya For For Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KWS SAAT SE & CO. KGAA Ticker: KWS Security ID: D39062100 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019/20 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of the Former For For Management Management Board (from July 1, 2019 until July 2, 2019) for Fiscal 2019/20 4 Approve Discharge of Personally Liable For For Management Partner (from July 2, 2019 until June 30, 2020)for Fiscal 2019/20 5 Approve Discharge of Supervisory Board For For Management (from July 1, 2019 until July 2, 2019) for Fiscal 2019/20 6 Approve Discharge of Supervisory Board For For Management (from July 2, 2019 until June 30, 2020) for Fiscal 2019/20 7 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020/21 8 Amend Articles Re: Proof of Entitlement For For Management 9.1 Amend Articles Re: Electronic For For Management Participation in the General Meeting 9.2 Amend Articles Re: Absentee Vote For For Management 9.3 Amend Articles Re: Video and Audio For For Management Transmission of the General Meeting 9.4 Amend Articles Re: Board Attendance at For For Management General Meetings 10 Approve Affiliation Agreement with KWS For For Management INTERSAAT GmbH 11 Approve Creation of EUR 10 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- KYOWA KIRIN CO., LTD. Ticker: 4151 Security ID: J38296117 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Miyamoto, Masashi For For Management 2.2 Elect Director Osawa, Yutaka For For Management 2.3 Elect Director Mikayama, Toshifumi For For Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Morita, Akira For For Management 2.6 Elect Director Haga, Yuko For For Management 2.7 Elect Director Arai, Jun For For Management 2.8 Elect Director Oyamada, Takashi For For Management 3 Appoint Statutory Auditor Yatsu, Tomomi For For Management 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- LABORATORIOS FARMACEUTICOS ROVI SA Ticker: ROVI Security ID: E6996D109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Amend Article 16 Re: Authorized Capital For For Management 5.2 Amend Articles Re: General Meetings For For Management 5.3 Add New Article 25 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 5.4 Amend Articles Re: Board of Directors For For Management 5.5 Amend Article 45 Re: Director For For Management Remuneration 5.6 Amend Article 47 Re: Audit Committee For For Management 5.7 Amend Article 48 Re: Appointments and For For Management Remuneration Committee 5.8 Amend Article 50 Re: Corporate Website For For Management 6.1 Amend Article 5 of General Meeting For For Management Regulations Re: Competences 6.2 Add New Article 6.bis to General For For Management Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6.3 Amend Articles of General Meeting For For Management Regulations Re: Convening of the Meeting, Information Available on the Company's Website and Right to Information Prior to the Meeting 6.4 Amend Articles of General Meeting For For Management Regulations Re: Right to Attend General Meetings, Presence of Third Parties, Representation, Planning, Means and Meeting Location 6.5 Amend Articles of General Meeting For For Management Regulations Re: Shareholders' Onsite Registration, List of Attendees and Shareholders' Telematic Registration 6.6 Amend Articles of General Meeting For For Management Regulations Re: Intervention Requests, Right to Information during the General Meeting, and Extension and Suspension of the General Meeting 6.7 Amend Articles of General Meeting For For Management Regulations Re: Remote Voting, Voting of Proposed Resolutions, Minutes of Meeting and Publicity of the Resolutions 6.8 Amend Article 29 of General Meeting For For Management Regulations Re: Approval 7.1 Reelect Juan Lopez-Belmonte Lopez as For For Management Director 7.2 Reelect Juan Lopez-Belmonte Encina as For For Management Director 7.3 Reelect Javier Lopez-Belmonte Encina For For Management as Director 7.4 Reelect Ivan Lopez-Belmonte Encina as For For Management Director 8 Approve Annual Maximum Remuneration For For Management 9 Approve Remuneration Policy For Against Management 10 Approve Long-Term Incentive Plan For Against Management 11 Approve Extraordinary Incentive for For Against Management Executive Directors 12 Renew Appointment of KPMG Auditores as For For Management Auditor 13 Authorize Share Repurchase Program For For Management 14 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 15 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 16 Authorize Board to Ratify and Execute For For Management Approved Resolutions 17 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- LANCASHIRE HOLDINGS LTD. Ticker: LRE Security ID: G5361W104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Clarke as Director For For Management 5 Re-elect Michael Dawson as Director For For Management 6 Re-elect Simon Fraser as Director For For Management 7 Re-elect Samantha Hoe-Richardson as For For Management Director 8 Re-elect Robert Lusardi as Director For For Management 9 Re-elect Alex Maloney as Director For For Management 10 Re-elect Sally Williams as Director For For Management 11 Re-elect Natalie Kershaw as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management the Auditors 14 Authorise Issue of Equity For Against Management 15 Authorise Issue of Equity without For Against Management Pre-emptive Rights 16 Authorise Issue of Equity without For Against Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Issue of Equity without For Against Management Pre-emptive Rights (Additional Authority) 18 Authorise Market Purchase of Common For For Management Shares -------------------------------------------------------------------------------- LANDING INTERNATIONAL DEVELOPMENT LIMITED Ticker: 582 Security ID: G5369T178 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Zhihui as Director For For Management 2b Elect Chan Mee Sze as Director For For Management 2c Elect Yeung Lo as Director For For Management 2d Elect Huang Wei as Director For For Management 2e Elect Du Peng as Director For For Management 2f Authorize Board to Appoint Additional For For Management Directors 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Zenith CPA Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LARGO RESOURCES LTD. Ticker: LGO Security ID: 517103404 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Consolidation For For Management -------------------------------------------------------------------------------- LARGO RESOURCES LTD. Ticker: LGO Security ID: 517103602 Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alberto Arias For For Management 1b Elect Director David Brace For For Management 1c Elect Director Jonathan Lee For For Management 1d Elect Director Paulo Misk For For Management 1e Elect Director Ian Robertson For For Management 1f Elect Director Daniel Tellechea For For Management 1g Elect Director Koko Yamamoto For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Change Company Name to Largo Inc. For For Management -------------------------------------------------------------------------------- LASSONDE INDUSTRIES INC. Ticker: LAS.A Security ID: 517907101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chantal Belanger For For Management 1.2 Elect Director Denis Boudreault For Withhold Management 1.3 Elect Director Paul Bouthillier For For Management 1.4 Elect Director Genevieve Fortier For For Management 1.5 Elect Director Nathalie Lassonde For Withhold Management 1.6 Elect Director Pierre-Paul Lassonde For Withhold Management 1.7 Elect Director Pierre Lessard For For Management 1.8 Elect Director Michel Simard For Withhold Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Adopt New Bylaws For For Management -------------------------------------------------------------------------------- LAURENTIAN BANK OF CANADA Ticker: LB Security ID: 51925D106 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sonia Baxendale For For Management 1.2 Elect Director Andrea Bolger For For Management 1.3 Elect Director Michael T. Boychuk For For Management 1.4 Elect Director Suzanne Gouin For For Management 1.5 Elect Director Rania Llewellyn For For Management 1.6 Elect Director David Morris For For Management 1.7 Elect Director David Mowat For For Management 1.8 Elect Director Michael Mueller For For Management 1.9 Elect Director Michelle R. Savoy For For Management 1.10 Elect Director Susan Wolburgh Jenah For For Management 1.11 Elect Director Nicholas Zelenczuk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Clarify the Bank's Purpose and Against Against Shareholder Commitment 5 SP 6: Report the Loans Granted in the Against Against Shareholder Last Few Years in Support of the Circular Economy -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ric Lewis as Director For For Management 4 Elect Nilufer von Bismarck as Director For For Management 5 Re-elect Henrietta Baldock as Director For For Management 6 Re-elect Philip Broadley as Director For For Management 7 Re-elect Jeff Davies as Director For For Management 8 Re-elect Sir John Kingman as Director For For Management 9 Re-elect Lesley Knox as Director For For Management 10 Re-elect George Lewis as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Nigel Wilson as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Approve Remuneration Report For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LEON'S FURNITURE LIMITED Ticker: LNF Security ID: 526682109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Joseph Leon For Withhold Management 1.2 Elect Director Terrence Thomas Leon For Withhold Management 1.3 Elect Director Edward Florian Leon For Withhold Management 1.4 Elect Director Joseph Michael Leon II For For Management 1.5 Elect Director Alan John Lenczner For Withhold Management 1.6 Elect Director Mary Ann Leon For For Management 1.7 Elect Director Frank Gagliano For For Management 1.8 Elect Director Lisa Raitt For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Authorize Proxyholder to Vote on Any For Against Management Amendment to Previous Resolutions and Other Business -------------------------------------------------------------------------------- LIBERBANK SA Ticker: LBK Security ID: E7178V180 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of Deloitte as For For Management Auditor 6 Amend Remuneration Policy For For Management 7 Approve Delivery of Shares under FY For For Management 2020 Variable Pay Scheme 8 Advisory Vote on Remuneration Report For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LIBERBANK SA Ticker: LBK Security ID: E7178V180 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Liberbank SA by Unicaja Banco SA 2 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- LIFESTYLE INTERNATIONAL HOLDINGS LIMITED Ticker: 1212 Security ID: G54856128 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lau Kam Sen as Director For For Management 2b Elect Doo Wai Hoi, William as Director For For Management 2c Elect Lau Yuk Wai, Amy as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Authorize Repurchase of Issued Share For For Management Capital 4B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LINAMAR CORPORATION Ticker: LNR Security ID: 53278L107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Frank J. Hasenfratz For Withhold Management 2.2 Elect Director Linda Hasenfratz For Withhold Management 2.3 Elect Director Mark Stoddart For Withhold Management 2.4 Elect Director Lisa Forwell For For Management 2.5 Elect Director Terry Reidel For For Management 2.6 Elect Director Dennis Grimm For For Management -------------------------------------------------------------------------------- LION CORP. Ticker: 4912 Security ID: J38933107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hama, Itsuo For For Management 1.2 Elect Director Kikukawa, Masazumi For For Management 1.3 Elect Director Kobayashi, Kenjiro For For Management 1.4 Elect Director Sakakibara, Takeo For For Management 1.5 Elect Director Kume, Yugo For For Management 1.6 Elect Director Noritake, Fumitomo For For Management 1.7 Elect Director Suzuki, Hitoshi For For Management 1.8 Elect Director Uchida, Kazunari For For Management 1.9 Elect Director Shiraishi, Takashi For For Management 1.10 Elect Director Sugaya, Takako For For Management 1.11 Elect Director Yasue, Reiko For For Management 2 Appoint Statutory Auditor Suzuki, For For Management Atsuko 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- LIVETILES LIMITED Ticker: LVT Security ID: Q55815106 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Dana Rasmussen as Director For For Management 3 Elect Marc Stigter as Director For For Management 4 Appoint BDO Audit Pty Ltd as Auditor For For Management of the Company 5 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital 6 Ratify Past Issuance of CYCL Shares to For For Management CYCL Vendors 7 Ratify Past Issuance of Wizdom Shares For For Management to Wizdom Vendors 8 Ratify Past Issuance of MIP Shares to For For Management Employees of the Company 9 Approve Issuance of CY2020 Earn-out For For Management Shares to CYCL Vendors 10 Approve Management Incentive Plan For For Management -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Robin Budenberg as Director For For Management 3 Re-elect William Chalmers as Director For For Management 4 Re-elect Alan Dickinson as Director For For Management 5 Re-elect Sarah Legg as Director For For Management 6 Re-elect Lord Lupton as Director For For Management 7 Re-elect Amanda Mackenzie as Director For For Management 8 Re-elect Nick Prettejohn as Director For For Management 9 Re-elect Stuart Sinclair as Director For For Management 10 Re-elect Catherine Woods as Director For For Management 11 Approve Remuneration Report For For Management 12 Approve Final Dividend For For Management 13 Appoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Approve Deferred Bonus Plan For For Management 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Market Purchase of For For Management Preference Shares 24 Adopt New Articles of Association For For Management 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LOBLAW COMPANIES LIMITED Ticker: L Security ID: 539481101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Scott B. Bonham For For Management 1.3 Elect Director Warren Bryant For For Management 1.4 Elect Director Christie J.B. Clark For For Management 1.5 Elect Director Daniel Debow For For Management 1.6 Elect Director William A. Downe For For Management 1.7 Elect Director Janice Fukakusa For For Management 1.8 Elect Director M. Marianne Harris For For Management 1.9 Elect Director Claudia Kotchka For For Management 1.10 Elect Director Beth Pritchard For For Management 1.11 Elect Director Sarah Raiss For For Management 1.12 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Prepare and Publish a Report Examining Against Against Shareholder Capital and Risk Management Practices during the Pandemic, in terms of Balancing the Interests of Stakeholders and Monitoring/Assessing Actions that Could Cause Undue Reputational Risk -------------------------------------------------------------------------------- LOGISTEC CORPORATION Ticker: LGT.B Security ID: 541411401 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Madeleine Paquin For For Management 1.2 Elect Director Michael J. Dodson For For Management 1.3 Elect Director Curtis Jay Foltz For For Management 1.4 Elect Director George Gugelmann For For Management 1.5 Elect Director Nicole Paquin For For Management 1.6 Elect Director J. Mark Rodger For For Management 1.7 Elect Director Dany St-Pierre For For Management 1.8 Elect Director Suzanne Paquin For For Management 1.9 Elect Director Luc Villeneuve For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSEG Security ID: G5689U103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For Against Management 4 Re-elect Jacques Aigrain as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Kathleen DeRose as Director For For Management 7 Re-elect Cressida Hogg as Director For For Management 8 Re-elect Stephen O'Connor as Director For For Management 9 Re-elect Val Rahmani as Director For For Management 10 Re-elect Don Robert as Director For For Management 11 Re-elect David Schwimmer as Director For For Management 12 Elect Martin Brand as Director For For Management 13 Elect Erin Brown as Director For For Management 14 Elect Anna Manz as Director For For Management 15 Elect Douglas Steenland as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity For For Management 19 Authorise UK Political Donations and For For Management Expenditure 20 Approve SAYE Option Plan For For Management 21 Adopt New Articles of Association For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Dividends of SEK 5.50 Per Share For Did Not Vote Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- LOW KENG HUAT (SINGAPORE) LIMITED Ticker: F1E Security ID: Y5346Z149 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Elect Marco Low Peng Kiat as Director For For Management 4 Elect Jimmy Yim Wing Kuen as Director For Against Management 5 Elect Michael Leong Choon Fai as For For Management Director 6 Elect Alvin Teo Poh Kheng as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Foo Kon Tan LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10A Approve Jimmy Yim Wing Kuen to For Against Management Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 10B Approve Jimmy Yim Wing Kuen to For Against Management Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST -------------------------------------------------------------------------------- LUCARA DIAMOND CORP. Ticker: LUC Security ID: 54928Q108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Paul Conibear For For Management 2.2 Elect Director David Dicaire For For Management 2.3 Elect Director Marie Inkster For For Management 2.4 Elect Director Lukas Lundin For For Management 2.5 Elect Director Catherine McLeod-Seltzer For For Management 2.6 Elect Director Peter J. O'Callaghan For For Management 2.7 Elect Director Eira Thomas For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- LUNDIN MINING CORPORATION Ticker: LUN Security ID: 550372106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Charter For For Management 1.2 Elect Director C. Ashley Heppenstall For For Management 1.3 Elect Director Marie Inkster For For Management 1.4 Elect Director Peter C. Jones For For Management 1.5 Elect Director Jack O. Lundin For For Management 1.6 Elect Director Lukas H. Lundin For For Management 1.7 Elect Director Dale C. Peniuk For For Management 1.8 Elect Director Karen P. Poniachik For For Management 1.9 Elect Director Catherine J. G. Stefan For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-law No. 1 For For Management -------------------------------------------------------------------------------- LYNAS CORPORATION LIMITED Ticker: LYC Security ID: Q5683J210 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect John Humphrey as Director For For Management 3 Elect Grant Murdoch as Director For For Management 4 Elect Vanessa Guthrie as Director For For Management 5 Approve the Lynas Corporation Limited For For Management Performance Rights Plan 6 Approve Issuance of Performance Rights For For Management to Amanda Lacaze 7 Approve Change of Company Name to For For Management Lynas Rare Earths Limited and Amend Constitution to Reflect Change in Company Name -------------------------------------------------------------------------------- M&G PLC Ticker: MNG Security ID: G6107R102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Clare Chapman as Director For For Management 4 Elect Fiona Clutterbuck as Director For For Management 5 Re-elect John Foley as Director For For Management 6 Re-elect Clare Bousfield as Director For For Management 7 Re-elect Clive Adamson as Director For For Management 8 Re-elect Clare Thompson as Director For For Management 9 Re-elect Massimo Tosato as Director For For Management 10 Reappoint KPMG LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise UK Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MAGELLAN AEROSPACE CORPORATION Ticker: MAL Security ID: 558912200 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N. Murray Edwards For For Management 1.2 Elect Director Phillip C. Underwood For For Management 1.3 Elect Director Beth M. Budd Bandler For For Management 1.4 Elect Director James P. Veitch For For Management 1.5 Elect Director Bruce W. Gowan For For Management 1.6 Elect Director Larry G. Moeller For For Management 1.7 Elect Director Steven Somerville For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MAGIC SOFTWARE ENTERPRISES LTD. Ticker: MGIC Security ID: 559166103 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Guy Bernstein as Director For Did Not Vote Management 1.2 Reelect Naamit Salomon as Director For Did Not Vote Management 1.3 Reelect Avi Zakay as Director For Did Not Vote Management 2 Reelect Ron Ettlinger as External For Did Not Vote Management Director 3 Issue Amended Terms of Company?s For Did Not Vote Management Renewed Director and Officer Liability, or D&O, Insurance Policy 4 Approve Revised Compensation Policy For Did Not Vote Management for the Directors and Officers of the Company 5 Reappoint Kost Forer Gabbay & Kasierer For Did Not Vote Management as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Ticker: MG Security ID: 559222401 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter G. Bowie For For Management 1B Elect Director Mary S. Chan For For Management 1C Elect Director V. Peter Harder For For Management 1D Elect Director Seetarama S. Kotagiri For For Management 1E Elect Director Kurt J. Lauk For For Management 1F Elect Director Robert F. MacLellan For For Management 1G Elect Director Mary Lou Maher For For Management 1H Elect Director Cynthia A. Niekamp For For Management 1I Elect Director William A. Ruh For For Management 1J Elect Director Indira V. Samarasekera For For Management 1K Elect Director Lisa S. Westlake For For Management 1L Elect Director William L. Young For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize the Audit Committee to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAN GROUP PLC (JERSEY) Ticker: EMG Security ID: G57991104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Dame Katharine Barker as For For Management Director 6 Re-elect Lucinda Bell as Director For For Management 7 Re-elect Richard Berliand as Director For For Management 8 Re-elect Zoe Cruz as Director For For Management 9 Re-elect John Cryan as Director For For Management 10 Re-elect Luke Ellis as Director For For Management 11 Re-elect Mark Jones as Director For For Management 12 Re-elect Cecelia Kurzman as Director For For Management 13 Re-elect Dev Sanyal as Director For For Management 14 Re-elect Anne Wade as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Amend Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MANDALAY RESOURCES CORPORATION Ticker: MND Security ID: 562568402 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradford A. Mills For Withhold Management 1b Elect Director Abraham Jonker For For Management 1c Elect Director Amy Freedman For Withhold Management 1d Elect Director Dominic Duffy For Withhold Management 1e Elect Director Julie Galloway For For Management 1f Elect Director Robert Doyle For For Management 1g Elect Director Terrell Ackerman For Withhold Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MANDARIN ORIENTAL INTERNATIONAL LTD. Ticker: M04 Security ID: G57848106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Re-elect Anthony Nightingale as For For Management Director 3 Re-elect Yiu Kai Pang as Director For Against Management 4 Re-elect Percy Weatherall as Director For For Management 5 Elect John Witt as Director For Abstain Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- MANITOU BF SA Ticker: MTU Security ID: F59766109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.50 per Share For For Management 2 Ratify Appointment of Alexandra For For Management Matzneff as Director 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORP. Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicole S. Arnaboldi For For Management 1.2 Elect Director Guy L.T. Bainbridge For For Management 1.3 Elect Director Joseph P. Caron For For Management 1.4 Elect Director John M. Cassaday For For Management 1.5 Elect Director Susan F. Dabarno For For Management 1.6 Elect Director Julie E. Dickson For For Management 1.7 Elect Director Sheila S. Fraser For For Management 1.8 Elect Director Roy Gori For For Management 1.9 Elect Director Tsun-yan Hsieh For For Management 1.10 Elect Director Donald R. Lindsay For For Management 1.11 Elect Director John R.V. Palmer For For Management 1.12 Elect Director C. James Prieur For For Management 1.13 Elect Director Andrea S. Rosen For For Management 1.14 Elect Director Leagh E. Turner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2020 Including Consolidated Non-Financial Information Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ana Isabel Fernandez Alvarez For For Management as Director 6 Reelect Francisco Jose Marco Orenes as For For Management Director 7 Reelect Fernando Mata Verdejo as For For Management Director 8 Amend Article 11 For For Management 9 Add Article 8 bis For For Management 10 Authorize Share Repurchase Program For For Management 11 Advisory Vote on Remuneration Report For Against Management 12 Renew Appointment of KPMG Auditores as For For Management Auditor 13 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MAPLE LEAF FOODS INC. Ticker: MFI Security ID: 564905107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Aziz For For Management 1.2 Elect Director W. Geoffrey Beattie For For Management 1.3 Elect Director Ronald G. Close For For Management 1.4 Elect Director Jean M. Fraser For For Management 1.5 Elect Director Timothy D. Hockey For For Management 1.6 Elect Director John A. Lederer None None Management *Withdrawn Resolution* 1.7 Elect Director Katherine N. Lemon For For Management 1.8 Elect Director Jonathan W.F. McCain For For Management 1.9 Elect Director Michael H. McCain For For Management 1.10 Elect Director Carol M. Stephenson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Share Option Plan For For Management -------------------------------------------------------------------------------- MARSHALLS PLC Ticker: MSLH Security ID: G58718100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint Deloitte LLP as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Approve Final Dividend For For Management 5 Re-elect Vanda Murray as Director For For Management 6 Re-elect Martyn Coffey as Director For For Management 7 Re-elect Graham Prothero as Director For For Management 8 Re-elect Tim Pile as Director For For Management 9 Re-elect Angela Bromfield as Director For For Management 10 Approve Remuneration Report For For Management 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MARTINREA INTERNATIONAL INC. Ticker: MRE Security ID: 573459104 Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Wildeboer For For Management 1.2 Elect Director Fred Olson For For Management 1.3 Elect Director Terry Lyons For For Management 1.4 Elect Director Edward Waitzer For For Management 1.5 Elect Director David Schoch For For Management 1.6 Elect Director Sandra Pupatello For For Management 1.7 Elect Director Pat D'Eramo For For Management 1.8 Elect Director Molly Shoichet For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Adopt By-law Number 3 to allow Virtual For For Management Meetings 4 Approve Advance Notice Requirement For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAV BEAUTY BRANDS INC. Ticker: MAV Security ID: 57767U106 Meeting Date: JUN 23, 2021 Meeting Type: Annual/Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Anthony Venere For Withhold Management 1b Elect Director Chris Elshaw For For Management 1c Elect Director Jeffrey Barber For Withhold Management 1d Elect Director Thomas Ennis For For Management 1e Elect Director Jessica Gilligan For Withhold Management 1f Elect Director Stephen Smith For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Re-approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- MAYNE PHARMA GROUP LIMITED Ticker: MYX Security ID: Q5857C108 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roger Corbett as Director For Did Not Vote Management 2 Elect Nancy Dolan as Director For Did Not Vote Management 3 Approve Remuneration Report For Did Not Vote Management 4 Approve Issuance of Shares under For Did Not Vote Management Executive Share Loan Scheme and Performance Rights under Employee Rights and Option Plan to Scott Richards -------------------------------------------------------------------------------- MAYTRONICS LTD. Ticker: MTRN Security ID: M68728100 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Services Agreement For For Management with Controller for Management Services A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MEDIASET ESPANA COMUNICACION SA Ticker: TL5 Security ID: E7418Y101 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5 Renew Appointment of Deloitte as For For Management Auditor 6 Approve Stock-for-Salary Plan For For Management 7 Approve Co-Investment Plan For Against Management 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management 10 Authorize Share Repurchase Program For For Management 11 Revoke Resolutions 1 to 4 of the Sep. For For Management 4, 2019 EGM and Resolutions 1 and 2 of the Feb. 5, 2020 EGM, and Ratify Withdrawal of the Merger Agreed by the Board 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Amendments to Board of None None Management Directors Regulations 14 Amend Articles Re: Allow Shareholder For For Shareholder Meetings to be Held in Virtual-Only Format 15 Amend Articles Re: Allow Shareholder For For Shareholder Meetings to be Held in Virtual-Only Format 16 Amend Articles of General Meeting For For Shareholder Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format -------------------------------------------------------------------------------- MEDICAL FACILITIES CORPORATION Ticker: DR Security ID: 58457V503 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lois Cormack For For Management 2 Elect Director Stephen Dineley For For Management 3 Elect Director Erin S. Enright For For Management 4 Elect Director Robert O. Horrar For For Management 5 Elect Director Dale Lawr For For Management 6 Elect Director Jeffrey C. Lozon For For Management 7 Elect Director Reza Shahim For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Allow Shareholder Meetings to be Held For For Management By Electronic Means or Other Communications Facility -------------------------------------------------------------------------------- MEDIGENE AG Ticker: MDG1 Security ID: D5326M178 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 4 Ratify PricewaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 5 Approve Remuneration of Supervisory For Did Not Vote Management Board 6 Approve Creation of EUR 9.8 Million For Did Not Vote Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds For Did Not Vote Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 165 Million; Approve Creation of EUR 9.8 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Decrease in Size of For Did Not Vote Management Supervisory Board to Six Members 9 Elect Anthony Man to the Supervisory For Did Not Vote Management Board -------------------------------------------------------------------------------- MEDITERRANEAN TOWERS LTD. Ticker: MDTR Security ID: M68818109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Updated Compensation Policy For Did Not Vote Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. B3 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MEDUSA MINING LIMITED Ticker: MML Security ID: Q59444101 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Constitution For Against Management 2 Approve Issuance of Performance Rights For For Management to Andrew Teo 3 Approve Issuance of Performance Rights For For Management to Raul Villanueva 4 Approve Performance Rights Plan For For Management -------------------------------------------------------------------------------- MEG ENERGY CORP. Ticker: MEG Security ID: 552704108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian D. Bruce For For Management 1.2 Elect Director Derek W. Evans For For Management 1.3 Elect Director Grant D. Billing For For Management 1.4 Elect Director Judy A. Fairburn For For Management 1.5 Elect Director Robert B. Hodgins For For Management 1.6 Elect Director William R. Klesse For Withhold Management 1.7 Elect Director Susan M. MacKenzie For For Management 1.8 Elect Director Jeffrey J. McCaig For For Management 1.9 Elect Director James D. McFarland For For Management 1.10 Elect Director Diana J. McQueen For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MEGGITT PLC Ticker: MGGT Security ID: G59640105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir Nigel Rudd as Director For For Management 5 Re-elect Tony Wood as Director For For Management 6 Re-elect Guy Berruyer as Director For For Management 7 Re-elect Louisa Burdett as Director For For Management 8 Re-elect Colin Day as Director For For Management 9 Re-elect Nancy Gioia as Director For For Management 10 Re-elect Alison Goligher as Director For For Management 11 Re-elect Guy Hachey as Director For Against Management 12 Re-elect Caroline Silver as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MELCOR DEVELOPMENTS LTD. Ticker: MRD Security ID: 585467103 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2 Fix Number of Directors at Eight For For Management 3.1 Elect Director Douglas O. Goss For For Management 3.2 Elect Director Ross A. Grieve For For Management 3.3 Elect Director Andrew J. Melton For For Management 3.4 Elect Director Kathleen M. Melton For For Management 3.5 Elect Director Timothy C. Melton For For Management 3.6 Elect Director D. Bruce Pennock For For Management 3.7 Elect Director Catherine M. Roozen For For Management 3.8 Elect Director Ralph B. Young For For Management 4 Allow Shareholder Meetings to be Held For For Management in Virtual-Only Format -------------------------------------------------------------------------------- MELIA HOTELS INTERNATIONAL SA Ticker: MEL Security ID: E7366C101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Treatment of Net Loss For For Management 2.1 Reelect Gabriel Escarrer Jaume as For For Management Director 2.2 Elect Maria Antonia Escarrer Jaume as For Against Management Director 2.3 Reelect Francisco Javier Campo Garcia For For Management as Director 2.4 Reelect Fernando d'Ornellas Silva as For For Management Director 2.5 Reelect Luis Maria Diaz de Bustamante For For Management y Terminel as Director 2.6 Fix Number of Directors at 11 For Against Management 3.1 Advisory Vote on Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Receive Information on Euro Commercial None None Management Paper Program 4.2 Receive Amendments to Board of None None Management Directors Regulations 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Plan For Against Management 2 Approve Amendments to the Remuneration For Against Management Policy -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Christopher Miller as Director For For Management 5 Re-elect David Roper as Director For For Management 6 Re-elect Simon Peckham as Director For For Management 7 Re-elect Geoffrey Martin as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Liz Hewitt as Director For For Management 10 Re-elect David Lis as Director For For Management 11 Re-elect Archie Kane as Director For For Management 12 Re-elect Charlotte Twyning as Director For For Management 13 Re-elect Funmi Adegoke as Director For For Management 14 Elect Peter Dilnot as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Nortek Air For For Management Management -------------------------------------------------------------------------------- MESOBLAST LTD. Ticker: MSB Security ID: Q6005U107 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Donal O'Dwyer as Director For For Management 4 Approve Issuance of LTI Options to For For Management Silviu Itescu 5 Ratify Past Issuance of Shares to For For Management Existing and New Institutional Investors -------------------------------------------------------------------------------- METHANEX CORPORATION Ticker: MX Security ID: 59151K108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Arnell For For Management 1.2 Elect Director James Bertram For For Management 1.3 Elect Director Phillip Cook For For Management 1.4 Elect Director Paul Dobson For For Management 1.5 Elect Director John Floren For For Management 1.6 Elect Director Maureen Howe For For Management 1.7 Elect Director Robert Kostelnik For For Management 1.8 Elect Director Leslie O'Donoghue For For Management 1.9 Elect Director Kevin Rodgers For For Management 1.10 Elect Director Margaret Walker For For Management 1.11 Elect Director Benita Warmbold For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- METRO INC. Ticker: MRU Security ID: 59162N109 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Pierre Boivin For For Management 1.3 Elect Director Francois J. Coutu For For Management 1.4 Elect Director Michel Coutu For For Management 1.5 Elect Director Stephanie Coyles For For Management 1.6 Elect Director Claude Dussault For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Marc Guay For For Management 1.9 Elect Director Christian W.E. Haub For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Christine Magee For For Management 1.12 Elect Director Line Rivard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-Laws For For Management -------------------------------------------------------------------------------- METROVACESA SA (MADRID) Ticker: MVC Security ID: E7409N346 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Treatment of Net Loss For For Management 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 6 Ratify Appointment of and Elect For Against Management Enrique Migoya Pelaez as Director 7 Approve Remuneration Policy For Against Management 8 Approve Long-Term Incentive Plan For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- MGM CHINA HOLDINGS LIMITED Ticker: 2282 Security ID: G60744102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Chen Yau Wong as Director For Against Management 2A2 Elect Daniel J. Taylor as Director For For Management 2A3 Elect Ayesha Khanna Molino as Director For For Management 2A4 Elect Sze Wan Patricia Lam as Director For For Management 2B Elect Chee Ming Liu as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. Ticker: MGDL Security ID: M70079120 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Shlomo Eliahu as Director For For Management 2.2 Reelect Gavriel Picker as Director For Against Management 2.3 Reelect Azriel Moskovich as Director For For Management 2.4 Reelect Arie Mientkavich as Director For For Management 2.5 Reelect Haim Ram as Director For For Management 3 Reelect Shlomo Eliahu as Board Chairman For For Management 4 Reappoint Somekh Chaikin and Kost For For Management Forer Gabay & Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIQUEL Y COSTAS & MIQUEL, SA Ticker: MCM Security ID: E75370101 Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income and For For Management Dividends 1.3 Approve Discharge of Board For For Management 2 Approve Non-Financial Information For For Management Statement 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 5 Authorize Capitalization of Reserves For For Management for Bonus Issue 6 Authorize Share Repurchase Program For For Management 7 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 160 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 9.1 Amend Articles Re: Grant Board Powers For Against Management to Issue Non-Convertible Bonds 9.2 Amend Article 15 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 9.3 Amend Article 24 Re: Convening of For For Management Board Meetings 9.4 Add New Article 23 bis Re: Possibility For For Management of Holding Board Meeting by Telematic Means 10.1 Amend Article 13 of General Meeting For For Management Regulations Re: Voting 10.2 Amend Article 14 of General Meeting For For Management Regulations Re: Minutes of Meeting 10.3 Amend Article 15 of General Meeting For For Management Regulations Re: Use of Electronic Means 11 Approve Remuneration Policy For Against Management 12 Advisory Vote on Remuneration Report For Against Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. Ticker: 8593 Security ID: J4706D100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Hitachi For For Management Capital Corp. 2 Amend Articles To Change Company Name For For Management - Adopt Board Structure with Audit Committee - Increase Authorized Capital - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Indemnify Directors 3.1 Elect Director Kawabe, Seiji For For Management 3.2 Elect Director Yanai, Takahiro For For Management 3.3 Elect Director Nishiura, Kanji For For Management 3.4 Elect Director Nonoguchi, Tsuyoshi For For Management 3.5 Elect Director Anei, Kazumi For For Management 3.6 Elect Director Inoue, Satoshi For For Management 3.7 Elect Director Sato, Haruhiko For For Management 3.8 Elect Director Nakata, Hiroyasu For For Management 3.9 Elect Director Icho, Mitsumasa For For Management 3.10 Elect Director Sasaki, Yuri For For Management 4.1 Elect Director and Audit Committee For For Management Member Kishino, Seiichiro 4.2 Elect Director and Audit Committee For For Management Member Miake, Shuji 4.3 Elect Director and Audit Committee For For Management Member Minoura, Teruyuki 4.4 Elect Director and Audit Committee For For Management Member Hiraiwa, Koichiro 4.5 Elect Director and Audit Committee For For Management Member Kaneko, Hiroko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Deep Discount Stock Option Plan For For Management 8 Approve Non-Monetary Compensation For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- MIVNE REAL ESTATE (K.D) LTD. Ticker: MVNE Security ID: M5514Q106 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Registered Share For For Management Capital and Amend Articles Accordingly A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: DEC 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman, Almagor, Zohar & For For Management Co. as Auditors. Report on Fees Paid to the Auditor for 2018 3 Amend Articles Re: Directors (89.1 & For For Management 92) 4 Reelect Joav-Asher Nachshon as For For Management Director (Pending Approval of Item 3) 5 Elect Esteri Gilaz Ran as External For For Management Director 6 Approve Amended Compensation Policy For For Management Re: Liability Insurance Policy A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MODERN TIMES GROUP MTG AB Ticker: MTG.B Security ID: W56523116 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Prepare and Approve List of For Did Not Vote Management Shareholders 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Creation of Pool of Capital For Did Not Vote Management with Preemptive Rights 8 Approve Issuance of up to 10 Percent For Did Not Vote Management of Share Capital without Preemptive Rights 9 Approve Transaction with Related For Did Not Vote Management Parties; Approve Issuance of Shares for Private Placement for Certain Sellers of Hutch Games 10 Approve Transaction with Related For Did Not Vote Management Parties; Approve Issuance of Shares in Subsidiary Nya Esportholdingbolaget to Minority Shareholders of ESL Gaming 11 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2021 12 Approve Equity Plan Financing For Did Not Vote Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- MOELIS AUSTRALIA LIMITED Ticker: MOE Security ID: Q6280G104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Alexandra Goodfellow as Director For Against Management 2b Elect Kate Pilcher Ciafone as Director For For Management 2c Elect Jeffrey Browne as Director For For Management 2d Elect Simon Kelly as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Change of Company Name to For For Management MA Financial Group Limited 5 Ratify Past Issuance of Shares to For For Management Eligible Employees 6a Approve Issuance of Loan Funded Shares For For Management to Christopher Wyke 6b Approve Issuance of Loan Funded Shares For For Management to Julian Biggins 6c Approve Issuance of Loan Funded Shares For For Management to Andrew Pridham -------------------------------------------------------------------------------- MONADELPHOUS GROUP LIMITED Ticker: MND Security ID: Q62925104 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Dempsey as Director For For Management 2 Elect Helen Gillies as Director For For Management 3 Approve Grant of Options to Robert For For Management Velletri 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- MONASH IVF GROUP LIMITED Ticker: MVF Security ID: Q6328D105 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Richard Davis as Director For For Management 3b Elect Richard Henshaw as Director For For Management 3c Elect Catherine West as Director For For Management 4 Approve Grant of Performance Rights to For For Management Michael Knaap -------------------------------------------------------------------------------- MONDI PLC Ticker: MNDI Security ID: G6258S107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Svein Richard Brandtzaeg as For For Management Director 5 Elect Sue Clark as Director For For Management 6 Elect Mike Powell as Director For For Management 7 Elect Angela Strank as Director For For Management 8 Re-elect Tanya Fratto as Director For For Management 9 Re-elect Enoch Godongwana as Director For For Management 10 Re-elect Andrew King as Director For For Management 11 Re-elect Dominique Reiniche as Director For For Management 12 Re-elect Philip Yea as Director For For Management 13 Re-elect Stephen Young as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Adopt New Articles of Association For For Management 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MONEY3 CORPORATION LIMITED Ticker: MNY Security ID: Q6290V109 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Symon Brewis-Weston as Director For For Management 3 Approve Issuance of Performance Rights For For Management to Scott Baldwin 4 Appoint BDO Audit Pty Ltd as Auditor For For Management of the Company 5 Approve Grant of Deferred Payment For For Management Arrangements and Financial Assistance to Scott Baldwin -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Kitamura, Haruo For Against Management 2.4 Elect Director Kishida, Masahiro For For Management 2.5 Elect Director Ise, Tomoko For For Management 2.6 Elect Director Sagiya, Mari For Against Management 2.7 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MORGUARD CORPORATION Ticker: MRC Security ID: 617577101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Braithwaite For For Management 1b Elect Director Chris J. Cahill For For Management 1c Elect Director Graeme M. Eadie For For Management 1d Elect Director Michael S. Robb For For Management 1e Elect Director Bruce K. Robertson For For Management 1f Elect Director Angela Sahi For For Management 1g Elect Director K. Rai Sahi For For Management 1h Elect Director Leonard Peter Sharpe For For Management 1i Elect Director Stephen R. Taylor For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MORNEAU SHEPELL INC. Ticker: MSI Security ID: 61767W104 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luc Bachand For For Management 1.2 Elect Director Robert Courteau For For Management 1.3 Elect Director Gillian (Jill) Denham For For Management 1.4 Elect Director Ron Lalonde For For Management 1.5 Elect Director Bradford (Brad) Levy For For Management 1.6 Elect Director Stephen Liptrap For For Management 1.7 Elect Director Chitra Nayak For For Management 1.8 Elect Director Kevin Pennington For For Management 1.9 Elect Director Dale Ponder For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Change Company Name to LifeWorks Inc. For For Management -------------------------------------------------------------------------------- MOTA-ENGIL SGPS SA Ticker: EGL Security ID: X5588N110 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Add Article 6-A For For Management -------------------------------------------------------------------------------- MOTORCYCLE HOLDINGS LIMITED Ticker: MTO Security ID: Q6508Q108 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Peter Henley as Director For For Management 3 Elect Rob Cassen as Director For For Management 4 Approve Long-Term Incentive Plan For For Management 5 Approve Potential Termination Benefits For For Management Under the Long-Term Incentive Plan 6 Approve Issuance of Performance Rights For For Management to David Ahmet -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 66 Security ID: Y6146T101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Eddy Fong Ching as Director For For Management 3b Elect Rose Lee Wai-mun as Director For For Management 3c Elect Benjamin Tang Kwok-bun as For For Management Director 3d Elect Christopher Hui Ching-yu as For For Management Director 4 Elect Hui Siu-wai as Director For For Management 5 Elect Adrian Wong Koon-man as Director For For Management 6 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Amend Articles of Association and For For Management Adopt New Articles of Association -------------------------------------------------------------------------------- MULLEN GROUP LTD. Ticker: MTL Security ID: 625284104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Christine E. McGinley For For Management 2.2 Elect Director Stephen H. Lockwood For For Management 2.3 Elect Director David E. Mullen For For Management 2.4 Elect Director Murray K. Mullen For For Management 2.5 Elect Director Philip J. Scherman For For Management 2.6 Elect Director Sonia Tibbatts For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Hakoda, Daisuke For For Management 2.3 Elect Director Naoki, Shigeru For For Management 2.4 Elect Director Kitamura, Akiyoshi For For Management 2.5 Elect Director Habe, Atsushi For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Uchida, Norio For For Management 2.8 Elect Director Iizuka, Mari For For Management 2.9 Elect Director Mizukoshi, Naoko For For Management 2.10 Elect Director Hidaka, Naoki For For Management -------------------------------------------------------------------------------- NAGACORP LTD. Ticker: 3918 Security ID: G6382M109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Award in Respect of For Against Management New Shares to Timothy Patrick McNally Pursuant to the Share Award Scheme and Related Transactions 2 Approve Grant of Award in Respect of For Against Management New Shares to Chen Lip Keong Pursuant to the Share Award Scheme and Related Transactions 3 Approve Grant of Award in Respect of For Against Management New Shares to Philip Lee Wai Tuck Pursuant to the Share Award Scheme and Related Transactions 4 Approve Grant of Award in Respect of For Against Management New Shares to Lim Mun Kee Pursuant to the Share Award Scheme and Related Transactions 5 Approve Grant of Award in Respect of For Against Management New Shares to Michael Lai Kai Jin Pursuant to the Share Award Scheme and Related Transactions 6 Approve Grant of Award in Respect of For Against Management New Shares to Leong Choong Wah Pursuant to the Share Award Scheme and Related Transactions -------------------------------------------------------------------------------- NAGACORP LTD. Ticker: 3918 Security ID: G6382M109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Tan Sri Dr Chen Lip Keong as For For Management Director 3.2 Elect Chen Yiy Fon as Director For For Management 4 Elect Michael Lai Kai Jin as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NANOSONICS LTD. Ticker: NAN Security ID: Q6499K102 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steve Sargent as Director For For Management 2 Elect Marie McDonald as Director For For Management 3 Elect Lisa McIntyre as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Issuance of Performance Rights For For Management to Michael Kavanagh Under the Short Term Incentive Scheme 6 Approve Issuance of Share Appreciation For For Management Rights and Performance Rights to Michael Kavanagh Under the Long Term Incentive Scheme 7 Approve Renewal of Proportional For For Management Takeover Provisions in Constitution -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect David Armstrong as Director For For Management 2b Elect Peeyush Gupta as Director For For Management 2c Elect Ann Sherry as Director For For Management 2d Elect Simon McKeon as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Ross McEwan 5 Approve Selective Buy-Back of 20 For For Management Million Preference Shares Associated with the National Income Securities (NIS Buy-back Scheme) 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against Against Shareholder -------------------------------------------------------------------------------- NATIONAL BANK OF CANADA Ticker: NA Security ID: 633067103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Pierre Blouin For For Management 1.3 Elect Director Pierre Boivin For For Management 1.4 Elect Director Manon Brouillette For For Management 1.5 Elect Director Yvon Charest For For Management 1.6 Elect Director Patricia Curadeau-Grou For For Management 1.7 Elect Director Laurent Ferreira For For Management 1.8 Elect Director Jean Houde For For Management 1.9 Elect Director Karen Kinsley For For Management 1.10 Elect Director Rebecca McKillican For For Management 1.11 Elect Director Robert Pare For For Management 1.12 Elect Director Lino A. Saputo For For Management 1.13 Elect Director Andree Savoie For For Management 1.14 Elect Director Macky Tall For For Management 1.15 Elect Director Pierre Thabet For For Management 1.16 Elect Director Louis Vachon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Ratify Deloitte LLP as Auditors For For Management 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of PPL WPD For For Management Investments Limited 2 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Board For For Management 6 Approve Remuneration Policy for FY For Against Management 2021, 2022 and 2023 7 Advisory Vote on Remuneration Report For Against Management 8 Appoint KPMG Auditores as Auditor for For For Management FY 2021, 2022 and 2023 9 Receive Amendments to Board of None None Management Directors Regulations 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NATWEST GROUP PLC Ticker: NWG Security ID: G6422B105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Howard Davies as Director For For Management 5 Re-elect Alison Rose-Slade as Director For For Management 6 Re-elect Katie Murray as Director For For Management 7 Re-elect Frank Dangeard as Director For For Management 8 Re-elect Patrick Flynn as Director For For Management 9 Re-elect Morten Friis as Director For For Management 10 Re-elect Robert Gillespie as Director For For Management 11 Re-elect Yasmin Jetha as Director For For Management 12 Re-elect Mike Rogers as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Issue of Equity in For For Management Connection with Equity Convertible Notes 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with Equity Convertible Notes 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Authorise UK Political Donations and For For Management Expenditure 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Off-Market Purchase of For For Management Ordinary Shares 26 Authorise Off-Market Purchase of For For Management Preference Shares 27 Adopt New Articles of Association For For Management 28 Authorise Board to Offer Scrip Dividend For For Management -------------------------------------------------------------------------------- NEINOR HOMES SA Ticker: HOME Security ID: E7647E108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income For For Management 5 Renew Appointment of Deloitte as For For Management Auditor 6 Reelect Jorge Pepa as Director For For Management 7 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 8 Approve Merger by Absorption of Quabit For For Management Inmobiliaria SA 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- NEO PERFORMANCE MATERIALS INC. Ticker: NEO Security ID: 64046G106 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire M.C. Kennedy For For Management 1.2 Elect Director Eric Noyrez For For Management 1.3 Elect Director Constantine E. For For Management Karayannopoulos 1.4 Elect Director Brook Hinchman For For Management 1.5 Elect Director Edgar Lee For For Management 1.6 Elect Director G. Gail Edwards For For Management 1.7 Elect Director Gregory (Greg) Share For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Omnibus Long-Term Incentive For For Management Plan -------------------------------------------------------------------------------- NETCOMPANY GROUP A/S Ticker: NETC Security ID: K7020C102 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 1.00 Per Share 4 Approve Remuneration Report (Advisory For For Management Vote) 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chair and DKK 350,000 for Other Directors; Approve Travel Fees 6a Reelect Bo Rygaard (Chair) as Director For For Management 6b Reelect Juha Christensen (Vice Chair) For For Management as Director 6c Reelect Scanes Bentley as Director For For Management 6d Reelect Hege Skryseth as Director For For Management 6e Reelect Asa Riisberg as Director For For Management 7 Ratify Ernst & Young as Auditors For For Management 8 Authorize Share Repurchase Program None None Management (Not Submitted for Proposal) 9 Other Proposals from Board or None None Management Shareholders (None Submitted 10 Other Business None None Management -------------------------------------------------------------------------------- NEW GOLD INC. Ticker: NGD Security ID: 644535106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Renaud Adams For For Management 2.2 Elect Director Geoffrey Chater For For Management 2.3 Elect Director Nicholas Chirekos For For Management 2.4 Elect Director Gillian Davidson For For Management 2.5 Elect Director James Gowans For For Management 2.6 Elect Director Thomas J. McCulley For For Management 2.7 Elect Director Margaret (Peggy) For For Management Mulligan 2.8 Elect Director Ian Pearce For For Management 2.9 Elect Director Marilyn Schonberner For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Patrick Soderlund For For Management 1.4 Elect Director Kevin Mayer For For Management 2 Approve Fixed Cash Compensation For For Management Ceiling for Directors Who Are Not Audit Committee Members 3 Approve Deep Discount Stock Option Plan For Against Management 4 Approve Deep Discount Stock Option Plan For Against Management 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NEXT PLC Ticker: NXT Security ID: G6500M106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Tom Hall as Director For For Management 4 Re-elect Jonathan Bewes as Director For For Management 5 Re-elect Tristia Harrison as Director For For Management 6 Re-elect Amanda James as Director For For Management 7 Re-elect Richard Papp as Director For For Management 8 Re-elect Michael Roney as Director For For Management 9 Re-elect Jane Shields as Director For For Management 10 Re-elect Dame Dianne Thompson as For For Management Director 11 Re-elect Lord Wolfson as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise Off-Market Purchase of For For Management Ordinary Shares 19 Adopt New Articles of Association For For Management 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NFI GROUP INC. Ticker: NFI Security ID: 62910L102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 2.1 Elect Director Phyllis Cochran For For Management 2.2 Elect Director Larry Edwards For For Management 2.3 Elect Director Adam Gray For For Management 2.4 Elect Director Krystyna Hoeg For For Management 2.5 Elect Director John Marinucci For For Management 2.6 Elect Director Paulo Cezar da Silva For For Management Nunes 2.7 Elect Director Colin Robertson For For Management 2.8 Elect Director Paul Soubry For For Management 2.9 Elect Director Brian V. Tobin For For Management 2.10 Elect Director Katherine S. Winter For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Dividends of SEK 1.40 Per Share For Did Not Vote Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- NIKKISO CO., LTD. Ticker: 6376 Security ID: J51484103 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kai, Toshihiko For For Management 1.2 Elect Director Kinoshita, Yoshihiko For For Management 1.3 Elect Director Nagato, Shoichi For For Management 1.4 Elect Director Yamamura, Masaru For For Management 1.5 Elect Director Koito, Susumu For For Management 1.6 Elect Director Hirose, Haruko For For Management 1.7 Elect Director Nakakubo, Mitsuaki For For Management 2.1 Appoint Statutory Auditor Asakura, For For Management Hiroaki 2.2 Appoint Statutory Auditor Fukuda, Junko For For Management -------------------------------------------------------------------------------- NIPPON DENKO CO., LTD. Ticker: 5563 Security ID: J52946126 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Aoki, Yasushi For For Management 2.2 Elect Director Koshimura, Takayuki For For Management 2.3 Elect Director Tanioku, Takashi For For Management 2.4 Elect Director Shirasu, Tatsuro For For Management 2.5 Elect Director Hosoi, Kazuaki For For Management 2.6 Elect Director Omi, Kazutoshi For For Management 2.7 Elect Director Nakano, Hokuto For For Management 3.1 Appoint Statutory Auditor Itami, For Against Management Kazunari 3.2 Appoint Statutory Auditor Kimura, For Against Management Hiroaki -------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO., LTD. Ticker: 5214 Security ID: J53247110 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Arioka, Masayuki For For Management 2.2 Elect Director Matsumoto, Motoharu For For Management 2.3 Elect Director Takeuchi, Hirokazu For For Management 2.4 Elect Director Tsuda, Koichi For For Management 2.5 Elect Director Yamazaki, Hiroki For For Management 2.6 Elect Director Kano, Tomonori For For Management 2.7 Elect Director Mori, Shuichi For For Management 2.8 Elect Director Urade, Reiko For For Management 2.9 Elect Director Ito, Hiroyuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NISSHA CO., LTD. Ticker: 7915 Security ID: J57547101 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Junya For For Management 1.2 Elect Director Inoue, Daisuke For For Management 1.3 Elect Director Watanabe, Wataru For For Management 1.4 Elect Director Nishimoto, Yutaka For For Management 1.5 Elect Director Iso, Hisashi For For Management 1.6 Elect Director Osugi, Kazuhito For For Management 1.7 Elect Director Ando, Makoto For For Management 1.8 Elect Director Asli M. Colpan For For Management 1.9 Elect Director Matsuki, Kazumichi For For Management 2 Approve Trust-Type Equity Compensation For Against Management Plan -------------------------------------------------------------------------------- NISSHINBO HOLDINGS INC. Ticker: 3105 Security ID: J57333106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawata, Masaya For For Management 1.2 Elect Director Murakami, Masahiro For For Management 1.3 Elect Director Koarai, Takeshi For For Management 1.4 Elect Director Ogura, Ryo For For Management 1.5 Elect Director Baba, Kazunori For For Management 1.6 Elect Director Ishii, Yasuji For For Management 1.7 Elect Director Tsukatani, Shuji For For Management 1.8 Elect Director Taga, Keiji For For Management 1.9 Elect Director Fujino, Shinobu For For Management 1.10 Elect Director Yagi, Hiroaki For For Management 1.11 Elect Director Chuma, Hiroyuki For For Management 1.12 Elect Director Tani, Naoko For For Management 2 Appoint Alternate Statutory Auditor For For Management Nagaya, Fumihiro -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: FEB 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Abiko, Hiromi For For Management 1.7 Elect Director Okano, Takaaki For For Management 1.8 Elect Director Sakakibara, Sadayuki For For Management 1.9 Elect Director Miyauchi, Yoshihiko For For Management 1.10 Elect Director Yoshizawa, Naoko For For Management -------------------------------------------------------------------------------- NNIT A/S Ticker: NNIT Security ID: K7S37D101 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 1.00 Per Share 4 Approve Remuneration Report (Advisory For Against Management Vote) 5 Approve Remuneration of Directors in For For Management the Amount of DKK 900,000 for Chairman, DKK 450,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Reelect Carsten Dilling (Chairman) as For Abstain Management Director 6.2 Reelect Peter Haahr (Vice Chairman) as For For Management Director 6.3a Reelect Anne Broeng as Director For For Management 6.3b Reelect Christian Kanstrup as Director For For Management 6.3c Reelect Eivind Kolding as Director For For Management 6.3d Reelect Caroline Serfass as Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8 Authorize Share Repurchase Program For For Management 9a Approve Creation of DKK 25 Million For For Management Pool of Capital without Preemptive Rights 9b Allow Shareholder Meetings to be Held For Against Management Partially or Fully by Electronic Means 9c Amend Articles Re: Voting on the For For Management Company's Remuneration Report and Discharge of Board at Annual General Meetings 9d Amend Articles Re: Editorial Changes For For Management Regarding Notification of Participation at General Meetings 9e Remove Age Restriction of Directors For For Management 9f Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 10 Other Business None None Management -------------------------------------------------------------------------------- NORBORD INC. Ticker: OSB Security ID: 65548P403 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by West Fraser For For Management Timber Co. Ltd. -------------------------------------------------------------------------------- NORDIC ENTERTAINMENT GROUP AB Ticker: NENT.B Security ID: W5806J108 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Issuance of Class B Shares up For Did Not Vote Management to 20 Percent of Total Number of Issued Shares without Preemptive Rights 8 Close Meeting None None Management -------------------------------------------------------------------------------- NORTH AMERICAN CONSTRUCTION GROUP LTD. Ticker: NOA Security ID: 656811106 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Ferron For For Management 1.2 Elect Director Ronald A. McIntosh For For Management 1.3 Elect Director Bryan D. Pinney For For Management 1.4 Elect Director John J. Pollesel For For Management 1.5 Elect Director Thomas P. Stan For For Management 1.6 Elect Director Kristina E. Williams For For Management 1.7 Elect Director Maryse C. Saint-Laurent For For Management 1.8 Elect Director Joseph C. Lambert For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Re-approve Share Option Plan For Against Management -------------------------------------------------------------------------------- NORTHERN STAR RESOURCES LIMITED Ticker: NST Security ID: Q6951U101 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve FY20 Share Plan For For Management 3 Approve Issuance of Performance Rights For Against Management to Bill Beament 4 Elect Peter O'Connor as Director For For Management 5 Approve the Increase in Aggregate For For Management Remuneration of Non-Executive Directors 6 Approve Issuance of Performance Rights For For Management to Raleigh Finlayson -------------------------------------------------------------------------------- NORTHLAND POWER INC. Ticker: NPI Security ID: 666511100 Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John W. Brace For For Management 2 Elect Director Linda L. Bertoldi For For Management 3 Elect Director Marie Bountrogianni For For Management 4 Elect Director Lisa Colnett For For Management 5 Elect Director Kevin Glass For For Management 6 Elect Director Russell Goodman For For Management 7 Elect Director Keith Halbert For For Management 8 Elect Director Helen Mallovy Hicks For For Management 9 Elect Director Ian Pearce For For Management 10 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 11 Amend Articles Re: Increase Board For For Management Range to Three to Twelve Directors and Permit Removal of All references to Class A, Shares and Class B and C Convertible Shares 12 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NRW HOLDINGS LIMITED Ticker: NWH Security ID: Q6951V109 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michael Arnett as Director For For Management 2 Elect Fiona Murdoch as Director For For Management 3 Approve Remuneration Report None Against Management -------------------------------------------------------------------------------- NUFARM LIMITED Ticker: NUF Security ID: Q7007B105 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Gordon Davis as Director For For Management 3b Elect John Gillam as Director For For Management 3c Elect Peter Margin as Director For For Management 3d Elect Marie McDonald as Director For For Management 4 Adopt New Constitution For Against Management 5 Approve Insertion of Proportional For For Management Takeover Provisions 2 Approve Remuneration Report For For Management 3 Elect Lynne Saint as Director For For Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director Miranda C. Hubbs For For Management 1.5 Elect Director Raj S. Kushwaha For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro - None None Management Withdrawn Resolution 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 1.12 Elect Director Nelson Luiz Costa Silva For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NUVISTA ENERGY LTD. Ticker: NVA Security ID: 67072Q104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Ronald J. Eckhardt For For Management 2.2 Elect Director Pentti O. Karkkainen For For Management 2.3 Elect Director Keith A. MacPhail For For Management 2.4 Elect Director Ronald J. Poelzer For For Management 2.5 Elect Director Brian G. Shaw For For Management 2.6 Elect Director Sheldon B. Steeves For For Management 2.7 Elect Director Deborah S. Stein For For Management 2.8 Elect Director Jonathan A. Wright For For Management 2.9 Elect Director Grant A. Zawalsky For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Kar Shun, Henry as Director For For Management 3b Elect Ma Siu Cheung as Director For For Management 3c Elect Ho Gilbert Chi Hang as Director For For Management 3d Elect Chow Tak Wing as Director For For Management 3e Elect Cheng Wai Chee, Christopher as For For Management Director 3f Elect Wong Kwai Huen, Albert as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- NZME LIMITED Ticker: NZM Security ID: Q70322104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Carol Campbell as Director For For Management 2 Elect David Gibson as Director For For Management 3 Elect Guy Horrocks as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Nigel Babbage as Director For For Management 3 Elect Lindsay Wright as Director For For Management -------------------------------------------------------------------------------- OBJECTIVE CORPORATION LIMITED Ticker: OCL Security ID: Q7055E100 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Gary Fisher as Director For Against Management -------------------------------------------------------------------------------- OBRASCON HUARTE LAIN SA Ticker: OHL Security ID: E7795C102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction by Decrease For For Management in Par Value 2 Approve Capital Raising For For Management 3 Approve Issuance of Shares for a For For Management Private Placement 4 Approve Exchange of Debt for Equity For For Management 5 Approve Exchange of Debt for Equity For For Management 6 Approve Exchange of Debt for Equity For For Management 7 Approve Transfer of Significant Assets For For Management to New Subsidiaries 8 Ratify Appointment of and Elect Luis For For Management Fernando Martin Amodio Herrera as Director 9 Ratify Appointment of and Elect Julio For For Management Mauricio Martin Amodio Herrera as Director 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OBRASCON HUARTE LAIN SA Ticker: OHL Security ID: E7795C102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Reelect Juan Antonio Santamera Sanchez For For Management as Director 5.2 Reelect Juan Jose Nieto Bueso as For For Management Director 6 Advisory Vote on Remuneration Report For Against Management 7 Amend Remuneration Policy For Against Management 8.1 Amend Article 9 Re: Issuance of Bonds For For Management 8.2 Amend Article 10 Re: Corporate Bodies For For Management 8.3 Amend Articles Re: Allow Shareholder For Against Management Meetings to be Held in Virtual-Only Format 8.4 Amend Articles Re: Board of Directors For Against Management 8.5 Amend Article 24 Re: Director For For Management Remuneration 9.1 Amend Articles of General Meeting For For Management Regulations Re: General Dispositions 9.2 Amend Article 6 of General Meeting For For Management Regulations Re: Convening of the General Meeting 9.3 Amend Articles of General Meeting For Against Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 9.4 Amend Articles of General Meeting For For Management Regulations Re: Right to Information 9.5 Amend Articles of General Meeting For For Management Regulations Re: Debate and Voting of Proposals, and Minutes of the Meeting 10 Receive Amendments to Board of None None Management Directors Regulations 11 Authorize Share Repurchase Program For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OCADO GROUP PLC Ticker: OCDO Security ID: G6718L106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Tim Steiner as Director For For Management 4 Re-elect Neill Abrams as Director For For Management 5 Re-elect Mark Richardson as Director For For Management 6 Re-elect Luke Jensen as Director For For Management 7 Re-elect Jorn Rausing as Director For For Management 8 Re-elect Andrew Harrison as Director For Against Management 9 Re-elect Emma Lloyd as Director For For Management 10 Re-elect Julie Southern as Director For For Management 11 Re-elect John Martin as Director For For Management 12 Elect Michael Sherman as Director For For Management 13 Elect Richard Haythornthwaite as For For Management Director 14 Elect Stephen Daintith as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise UK Political Donations and For For Management Expenditure 18 Amend Employee Share Purchase Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity in For For Management Connection with a Rights Issue 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- OCEANAGOLD CORPORATION Ticker: OGC Security ID: 675222103 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Reid For For Management 1.2 Elect Director Craig J. Nelsen For For Management 1.3 Elect Director Catherine A. Gignac For For Management 1.4 Elect Director Sandra M. Dodds For For Management 1.5 Elect Director Paul Benson For For Management 1.6 Elect Director Michael J. McMullen For For Management 1.7 Elect Director Michael H.L. Holmes For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Re-approve Performance Rights Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OCEANIA HEALTHCARE LIMITED Ticker: OCA Security ID: Q7056S108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alan Isaac as Director For For Management 2 Elect Dame Kerry Prendergast as For For Management Director 3 Elect Sally Evans as Director For For Management 4 Elect Gregory Tomlinson as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- OCEANUS GROUP LIMITED Ticker: 579 Security ID: Y6426X103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Edward Loy Chee Kim as Director For For Management 3 Elect Peter Koh Heng Kang as Director For For Management 4 Elect Zahidi Bin Abd Rahman as Director For For Management 5 Elect Yaacob Bin Ibrahim as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve RSM Chio Lim LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- OENON HOLDINGS, INC. Ticker: 2533 Security ID: J5966K106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2.1 Elect Director Nagai, Yukio For For Management 2.2 Elect Director Nishinaga, Yuji For For Management 2.3 Elect Director Sugahara, Eiji For For Management 2.4 Elect Director Ozaki, Yukimasa For For Management 3 Appoint Alternate Statutory Auditor For Against Management Ishikawa, Sumio 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- OIL REFINERIES LTD. Ticker: ORL Security ID: M7521B106 Meeting Date: FEB 17, 2021 Meeting Type: Annual/Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For For Management and Authorize Board to Fix Their Remuneration 3.1 Reelect Ovadia Eli as Director For For Management 3.2 Reelect Avisar Paz as Director For For Management 3.3 Reelect Maya Alchech Kaplan as Director For For Management 3.4 Reelect Alexander Passal as Director For For Management 3.5 Reelect Jacob Gottenstein as Director For For Management 3.6 Reelect Arie Ovadia as Director For Against Management 3.7 Reelect Sagi Kabla as Director For For Management 3.8 Reelect Yair Caspi as Director For For Management 3.9 Reelect Refael Arad as Director For For Management 4 Approve Special Bonus to Shlomo For For Management Basson, Vice CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- OIL SEARCH LTD. Ticker: OSH Security ID: Y64695110 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Musje Werror as Director For For Management 3b Elect Richard Lee as Director For For Management 3c Elect Eileen Doyle as Director For For Management 3d Elect Susan Cunningham as Director For For Management 3e Elect Bakheet Al Katheeri as Director For For Management 4 Approve Temporary Increase in the For For Management Maximum Number of Directors from 9 to 10 5 Elect Michael Utsler as Director For For Management 6 Approve Grant of Restricted Shares, For Against Management Alignment Rights and Performance Rights to Keiran Wulff 7 Approve Grant of Non-Executive For For Management Director Rights to Michael Utsler 8 Approve Capital Protection Against Against Shareholder -------------------------------------------------------------------------------- OKABE CO., LTD. Ticker: 5959 Security ID: J60342102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Amend Articles to Authorize Board to For For Management Determine Income Allocation 3.1 Elect Director Kawase, Hirohide For For Management 3.2 Elect Director Hirowatari, Makoto For For Management 3.3 Elect Director Motoi, Akira For For Management 3.4 Elect Director Hosomichi, Yasushi For For Management 3.5 Elect Director Mikami, Toshihiko For For Management 3.6 Elect Director Endo, Toshinari For For Management 3.7 Elect Director Kai, Toshinori For For Management 3.8 Elect Director Hasegawa, Naoya For For Management 4.1 Elect Director and Audit Committee For For Management Member Nohara, Yoshiharu 4.2 Elect Director and Audit Committee For For Management Member Yamazaki, Katsuyuki 4.3 Elect Director and Audit Committee For For Management Member Tsuji, Nozomi 4.4 Elect Director and Audit Committee For For Management Member Ishimoto, Akitoshi 4.5 Elect Director and Audit Committee For For Management Member Noda, Hiroko 5 Approve Restricted Stock Plan For For Management 6 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED Ticker: O32 Security ID: Y6421B106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Second and Final Dividend For For Management 3 Elect Sanjiv Misra as Director For For Management 4 Elect Yap Chee Keong as Director For For Management 5 Elect Marie Elaine Teo as Director For For Management 6 Elect Shekhar Anantharaman as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Olam Share Grant Plan 12 Approve Renewal of Mandate for For For Management Interested Person Transactions -------------------------------------------------------------------------------- OM HOLDINGS LIMITED Ticker: OMH Security ID: G6748X104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Thomas Teo Liang Huat as Director For Against Management 3 Elect Zainul Abidin Bin Mohamed For For Management Rasheed as Director 4 Approve Foo Kon Tan LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Amendments to Bye-Laws For For Management -------------------------------------------------------------------------------- OMNI BRIDGEWAY LIMITED Ticker: OBL Security ID: Q7128A101 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Hugh McLernon as Director For For Management 3 Elect Karen Phin as Director For For Management 4 Elect Raymond van Hulst as Director For Against Management 5 Approve Issuance of Tranche 1 Deferred For For Management Consideration Shares to Sellers 6 Approve Issuance of Tranche 1 For For Management Additional Consideration Shares to Sellers 7 Approve Issuance of Performance Rights For For Management to Raymond van Hulst 8 Approve the Deed of Indemnity, For For Management Insurance and Access -------------------------------------------------------------------------------- ONESAVINGS BANK PLC Ticker: OSB Security ID: G6S36L101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Maximum Ratio of Variable to For For Management Fixed Remuneration 5 Approve Final Dividend For For Management 6a Re-elect John Allatt as Director For For Management 6b Re-elect Noel Harwerth as Director For For Management 6c Re-elect Sarah Hedger as Director For For Management 6d Re-elect Rajan Kapoor as Director For For Management 6e Re-elect Mary McNamara as Director For For Management 6f Re-elect David Weymouth as Director For For Management 6g Re-elect Andrew Golding as Director For For Management 6h Re-elect April Talintyre as Director For For Management 7 Reappoint Deloitte LLP as Auditors For For Management 8 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 9 Authorise UK Political Donations and For For Management Expenditure 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ONEX CORPORATION Ticker: ONEX Security ID: 68272K103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3.1 Elect Director Mitchell Goldhar For For Management 3.2 Elect Director Arianna Huffington For For Management 3.3 Elect Director Arni C. Thorsteinson For For Management 3.4 Elect Director Beth A. Wilkinson For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ONWARD HOLDINGS CO., LTD. Ticker: 8016 Security ID: J30728109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2.1 Elect Director Yasumoto, Michinobu For For Management 2.2 Elect Director Suzuki, Tsunenori For For Management 2.3 Elect Director Sato, Osamu For For Management 2.4 Elect Director Ikeda, Daisuke For For Management 2.5 Elect Director Kawamoto, Akira For For Management 2.6 Elect Director Komuro, Yoshie For For Management 2.7 Elect Director Chishiki, Kenji For For Management 3 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- OOH!MEDIA LIMITED Ticker: OML Security ID: Q7108D109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Andrew Stevens as Director For For Management 3 Approve Issuance of Securities under For For Management the Equity Incentive Plan 4 Approve Grant of Performance Rights to For For Management Catherine O'Connor -------------------------------------------------------------------------------- OPC ENERGY LTD. Ticker: OPCE Security ID: M8791D103 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Yair For For Management Caspi, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ORGANIGRAM HOLDINGS INC. Ticker: OGI Security ID: 68620P101 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Amirault For For Management 1b Elect Director Greg Engel For For Management 1c Elect Director Dexter John For For Management 1d Elect Director Geoffrey Machum For For Management 1e Elect Director Ken Manget For For Management 1f Elect Director Sherry Porter For For Management 1g Elect Director Stephen A. Smith For For Management 1h Elect Director Marni Wieshofer For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Malcolm Broomhead as Director For For Management 2.2 Elect John Beevers as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon -------------------------------------------------------------------------------- ORSTED A/S Ticker: ORSTED Security ID: K7653Q105 Meeting Date: MAR 01, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report (Advisory For For Management Vote) 4 Approve Discharge of Management and For For Management Board 5 Approve Allocation of Income and For For Management Dividends of DKK 11.50 Per Share 6 Authorize Share Repurchase Program For Against Management 7.1 Approve Director Indemnification Scheme For For Management 7.2 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.3 Allow Shareholder Meetings to be Held For For Management by Electronic Means Only 7.4 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Proposals from Shareholders None None Management (None Submitted) 9.1 Determine Number of Members (8) and For For Management Deputy Members of Board 9.2 Reelect Thomas Thune Andersen (Chair) For For Management as Director 9.3 Reelect Lene Skole (Vice Chair) as For For Management Director 9.4a Reelect Lynda Armstrong as Director For For Management 9.4b Reelect Jorgen Kildah as Director For For Management 9.4c Reelect Peter Korsholm as Director For For Management 9.4d Reelect Dieter Wemmer as Director For For Management 9.4e Elect Julia King as New Director For For Management 9.4f Elect Henrik Poulsen as New Director For For Management 10 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 11 Ratify PricewaterhouseCoopers as For For Management Auditors 12 Other Business None None Management -------------------------------------------------------------------------------- OSB GROUP PLC Ticker: OSB Security ID: G6S36L101 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- OSISKO GOLD ROYALTIES LTD. Ticker: OR Security ID: 68827L101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Baird For For Management 1.2 Elect Director Christopher C. Curfman For For Management 1.3 Elect Director Joanne Ferstman For For Management 1.4 Elect Director William Murray John For For Management 1.5 Elect Director Pierre Labbe For For Management 1.6 Elect Director Candace MacGibbon For For Management 1.7 Elect Director Charles E. Page For For Management 1.8 Elect Director Sean Roosen For For Management 1.9 Elect Director Sandeep Singh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Employee Share Purchase Plan For For Management 4 Amend Restricted Share Unit Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OTELLO CORP. ASA Ticker: OTEC Security ID: R6951E106 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting For Did Not Vote Management 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Elect a Chairperson of Nominating None Did Not Vote Shareholder Committee 6 Approve Stock Option Plan For Did Not Vote Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 115 2.1 Elect Director Otsuka, Yuji For For Management 2.2 Elect Director Katakura, Kazuyuki For For Management 2.3 Elect Director Takahashi, Toshiyasu For For Management 2.4 Elect Director Tsurumi, Hironobu For For Management 2.5 Elect Director Saito, Hironobu For For Management 2.6 Elect Director Yano, Katsuhiro For For Management 2.7 Elect Director Sakurai, Minoru For For Management 2.8 Elect Director Makino, Jiro For For Management 2.9 Elect Director Saito, Tetsuo For For Management 2.10 Elect Director Hamabe, Makiko For For Management 3 Appoint Statutory Auditor Murata, For For Management Tatsumi 4 Approve Director Retirement Bonus For Against Management 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- OTSUKA HOLDINGS CO., LTD. Ticker: 4578 Security ID: J63117105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Ichiro For For Management 1.2 Elect Director Higuchi, Tatsuo For For Management 1.3 Elect Director Matsuo, Yoshiro For For Management 1.4 Elect Director Makino, Yuko For For Management 1.5 Elect Director Takagi, Shuichi For For Management 1.6 Elect Director Tobe, Sadanobu For For Management 1.7 Elect Director Kobayashi, Masayuki For For Management 1.8 Elect Director Tojo, Noriko For For Management 1.9 Elect Director Inoue, Makoto For For Management 1.10 Elect Director Matsutani, Yukio For For Management 1.11 Elect Director Sekiguchi, Ko For For Management 1.12 Elect Director Aoki, Yoshihisa For For Management 1.13 Elect Director Mita, Mayo For For Management 2 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- OUE LIMITED Ticker: LJ3 Security ID: Y6573U100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4(a) Elect Sin Boon Ann as Director For Against Management 4(b) Elect Kin Chan as Director For For Management 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Kelvin Lo Kee Wai to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 9 Approve Kelvin Lo Kee Wai to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST 10 Approve Sin Boon Ann to Continue For Against Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 11 Approve Sin Boon Ann to Continue For Against Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST -------------------------------------------------------------------------------- OUTSOURCING, INC. Ticker: 2427 Security ID: J6313D100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Amend Articles to Amend Business Lines For Against Management - Amend Provisions on Number of Directors 3.1 Elect Director Doi, Haruhiko For For Management 3.2 Elect Director Suzuki, Kazuhiko For For Management 3.3 Elect Director Nakamoto, Atsushi For For Management 3.4 Elect Director Anne Heraty For For Management 3.5 Elect Director Fukushima, Masashi For For Management 3.6 Elect Director Nakano, Hideyo For For Management 3.7 Elect Director Sakiyama, Atsuko For For Management 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Chua Kim Chiu as Director For For Management 2b Elect Pramukti Surjaudaja as Director For Against Management 2c Elect Tan Ngiap Joo as Director For Against Management 3 Elect Andrew Khoo Cheng Hoe as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Allotment and Issuance of For For Management Remuneration Shares to the Directors 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For Against Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management 11 Approve OCBC Deferred Share Plan 2021 For Against Management -------------------------------------------------------------------------------- OVINTIV INC. Ticker: OVV Security ID: 69047Q102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Dea For For Management 1b Elect Director Meg A. Gentle For For Management 1c Elect Director Howard J. Mayson For For Management 1d Elect Director Lee A. McIntire For For Management 1e Elect Director Katherine L. Minyard For For Management 1f Elect Director Steven W. Nance For For Management 1g Elect Director Suzanne P. Nimocks For For Management 1h Elect Director Thomas G. Ricks For For Management 1i Elect Director Brian G. Shaw For For Management 1j Elect Director Douglas J. Suttles For For Management 1k Elect Director Bruce G. Waterman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OVS SPA Ticker: OVS Security ID: T7S3C5103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- OXLEY HOLDINGS LIMITED Ticker: 5UX Security ID: Y6577T117 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Warrants Issue For For Management -------------------------------------------------------------------------------- OZ MINERALS LTD. Ticker: OZL Security ID: Q7161P122 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Peter Wasow as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Long Term Incentive Grant of For For Management Performance Rights to Andrew Cole 5 Approve Short Term Incentive Grant of For For Management Performance Rights to Andrew Cole -------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LIMITED Ticker: 2343 Security ID: G68437139 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Mats Henrik Berglund as Director For For Management 2.2 Elect Patrick Blackwell Paul as For For Management Director 2.3 Elect Alasdair George Morrison as For For Management Director 2.4 Elect Stanley Hutter Ryan as Director For For Management 2.5 Elect John Mackay McCulloch Williamson For For Management as Director 2.6 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PALLA PHARMA LIMITED Ticker: PAL Security ID: Q7266R106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Stuart Alexander Black as For For Management Director 3 Elect Iain Gladstone Ross as Director For Against Management 4 Ratify Past Issuance of Placement For For Management Shares to Institutional Investors -------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Ticker: PAAS Security ID: 697900108 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Carroll For For Management 1.2 Elect Director Neil de Gelder For For Management 1.3 Elect Director Charles Jeannes For For Management 1.4 Elect Director Jennifer Maki For For Management 1.5 Elect Director Walter Segsworth For For Management 1.6 Elect Director Kathleen Sendall For For Management 1.7 Elect Director Michael Steinmann For For Management 1.8 Elect Director Gillian Winckler For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PARAMOUNT RESOURCES LTD. Ticker: POU Security ID: 699320206 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Riddell For For Management 1.2 Elect Director James Bell For For Management 1.3 Elect Director Wilfred Gobert For For Management 1.4 Elect Director Dirk Junge For For Management 1.5 Elect Director Kim Lynch Proctor For For Management 1.6 Elect Director Robert MacDonald For For Management 1.7 Elect Director Keith MacLeod For For Management 1.8 Elect Director Susan Riddell Rose For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Re-approve Stock Option Plan For Against Management 4 Allow Virtual Shareholder For For Management Participation and Virtual Shareholder Meetings -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Imad Mohsen For For Management 2.8 Elect Director Carmen Sylvain For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PARK LAWN CORPORATION Ticker: PLC Security ID: 700563208 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 2a Elect Director Marilyn Brophy For For Management 2b Elect Director Jay D. Dodds For For Management 2c Elect Director Amy Freedman For For Management 2d Elect Director J. Bradley Green For For Management 2e Elect Director Deborah Robinson For For Management 2f Elect Director Steven R. Scott For Withhold Management 2g Elect Director Paul G. Smith For For Management 2h Elect Director John Ward For For Management -------------------------------------------------------------------------------- PARKLAND CORPORATION Ticker: PKI Security ID: 70137W108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bechtold For For Management 1.2 Elect Director Lisa Colnett For For Management 1.3 Elect Director Robert (Bob) Espey For For Management 1.4 Elect Director Tim W. Hogarth For For Management 1.5 Elect Director Jim Pantelidis For For Management 1.6 Elect Director Domenic Pilla For For Management 1.7 Elect Director Steven Richardson For For Management 1.8 Elect Director David A. Spencer For For Management 1.9 Elect Director Deborah Stein For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PASON SYSTEMS INC. Ticker: PSI Security ID: 702925108 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Marcel Kessler For For Management 2.2 Elect Director James B. Howe For For Management 2.3 Elect Director Jon Faber For For Management 2.4 Elect Director T. Jay Collins For For Management 2.5 Elect Director Judi M. Hess For For Management 2.6 Elect Director Laura L. Schwinn For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: FEB 16, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Harel For For Management Locker, Chairman and Amend the Compensation Policy Accordingly A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PCCW LIMITED Ticker: 8 Security ID: Y6802P120 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tse Sze Wing, Edmund as Director For For Management 3b Elect Aman Mehta as Director For Against Management 3c Elect Frances Waikwun Wong as Director For For Management 3d Elect Bryce Wayne Lee as Director For For Management 3e Elect David Lawrence Herzog as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Termination of Existing Share For Against Management Stapled Units Option Scheme and Adopt New Share Stapled Units Option Scheme of HKT Trust and HKT Limited -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: G69651100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Andy Bird as Director For For Management 4 Re-elect Elizabeth Corley as Director For For Management 5 Re-elect Sherry Coutu as Director For For Management 6 Re-elect Sally Johnson as Director For For Management 7 Re-elect Linda Lorimer as Director For For Management 8 Re-elect Graeme Pitkethly as Director For For Management 9 Re-elect Tim Score as Director For For Management 10 Re-elect Sidney Taurel as Director For For Management 11 Re-elect Lincoln Wallen as Director For For Management 12 Approve Remuneration Report For Against Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For Against Management Meeting with Two Weeks' Notice 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall J. Findlay For For Management 1.2 Elect Director Anne-Marie N. Ainsworth For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Michael H. Dilger For For Management 1.5 Elect Director Robert G. Gwin For For Management 1.6 Elect Director Maureen E. Howe For For Management 1.7 Elect Director Gordon J. Kerr For For Management 1.8 Elect Director David M.B. LeGresley For For Management 1.9 Elect Director Leslie A. O'Donoghue For For Management 1.10 Elect Director Bruce D. Rubin For For Management 1.11 Elect Director Henry W. Sykes For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PENDAL GROUP LIMITED Ticker: PDL Security ID: Q74148109 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect James Evans as Director For For Management 2b Elect Deborah Page as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Share For For Management Rights to Emilio Gonzalez -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For For Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Declan Sherman as Director For Against Management 2 Approve Remuneration Report None For Management 3 Approve Renewal of Proportional For For Management Takeover Provisions 4 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick C. Reid For For Management 1.2 Elect Director Masuya, Keiichi For For Management 1.3 Elect Director Kaneshiro, Kiyofumi For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaoka, Michio 2.2 Elect Director and Audit Committee For For Management Member Nagae, Toshio 2.3 Elect Director and Audit Committee For For Management Member Hanafusa, Yukinori 2.4 Elect Director and Audit Committee For For Management Member Utsunomiya, Junko 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PER AARSLEFF HOLDING A/S Ticker: PAAL.B Security ID: K7627X145 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 6.50 Per Share 4 Approve Discharge of Management and For For Management Board 5.1 Approve Remuneration Report For For Management 5.2 Approve Remuneration of Directors for For For Management 2020/21 in the Aggregate Amount of DKK 275,000 5.3 Amend Articles Re: General Meetings For Against Management 6.1 Reelect Ebbe Malte Iversen as Director For For Management 6.2 Reelect Bjarne Moltke Hansen as For For Management Director 6.3 Reelect Jens Bjerg Sorensen as Director For For Management 6.4 Reelect Charlotte Strand as Director For For Management 6.5 Reelect Henrik Hojen Andersen as For For Management Director 6.6 Elect Kent Arentoft as New Director For For Management 7 Ratify Deloite as Auditor For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- PERION NETWORK LTD. Ticker: PERI Security ID: M78673114 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Michael Vorhaus as Director For For Management 1.2 Reelect Joy Marcus as Director For For Management 2 Approve Amended Compensation of For Against Management Non-Executive Directors and Chairman 3 Approve Employment Terms of Doron For Against Management Gerstel, CEO 4 Reappoint Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- PERMANENT TSB GROUP HOLDINGS PLC Ticker: IL0A Security ID: G7015D110 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 27, 2020 Meeting Type: Annual/Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 35 and 36 of Bylaws Re: For For Management AGM and EGM Majority Votes 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of EUR 2.66 per Share 5 Reelect Alexandre Ricard as Director For Against Management 6 Reelect Cesar Giron as Director For For Management 7 Reelect Wolfgang Colberg as Director For For Management 8 Elect Virginie Fauvel as Director For For Management 9 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 10 Approve Compensation of Alexandre For For Management Ricard, Chairman and CEO 11 Approve Compensation of Corporate For For Management Officers 12 Approve Remuneration Policy for For For Management Alexandre Ricard, Chairman and CEO 13 Approve Remuneration Policy of For For Management Corporate Officers 14 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Change Location of Registered Office For For Management to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 19 Amend Article 21 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 20 Amend Bylaws to Comply with Legal For For Management Changes 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PERSEUS MINING LIMITED Ticker: PRU Security ID: Q74174105 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Sean Harvey as Director For For Management 3 Elect John McGloin as Director For For Management 4 Elect Elissa Brown as Director For For Management 5 Approve Renewal of Performance Rights For For Management Plan 6 Approve Issuance of Performance Rights For For Management to Jeffrey Quartermaine 7 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Roger Devlin as Director For For Management 4 Elect Dean Finch as Director For For Management 5 Re-elect Michael Killoran as Director For For Management 6 Re-elect Nigel Mills as Director For For Management 7 Re-elect Rachel Kentleton as Director For For Management 8 Re-elect Simon Litherland as Director For For Management 9 Re-elect Joanna Place as Director For For Management 10 Elect Annemarie Durbin as Director For For Management 11 Elect Andrew Wyllie as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Adopt New Articles of Association For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Peugeot by Fiat Chrysler Automobiles 2 Remove Double-Voting Rights for For For Management Long-Term Registered Shareholders 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PEYTO EXPLORATION & DEVELOPMENT CORP. Ticker: PEY Security ID: 717046106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Donald Gray For For Management 2.2 Elect Director Michael MacBean For For Management 2.3 Elect Director Brian Davis For For Management 2.4 Elect Director Darren Gee For For Management 2.5 Elect Director Gregory Fletcher For For Management 2.6 Elect Director John W. Rossall For For Management 2.7 Elect Director Kathy Turgeon For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PHOENIX GROUP HOLDINGS PLC Ticker: PHNX Security ID: G7S8MZ109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Alastair Barbour as Director For For Management 5 Re-elect Andy Briggs as Director For For Management 6 Re-elect Karen Green as Director For For Management 7 Elect Hiroyuki Iioka as Director For For Management 8 Re-elect Nicholas Lyons as Director For For Management 9 Re-elect Wendy Mayall as Director For For Management 10 Elect Christopher Minter as Director For For Management 11 Re-elect John Pollock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Nicholas Shott as Director For For Management 14 Re-elect Kory Sorenson as Director For For Management 15 Re-elect Rakesh Thakrar as Director For For Management 16 Re-elect Mike Tumilty as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise UK Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PHX ENERGY SERVICES CORP. Ticker: PHX Security ID: 69338U101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Karen David-Green For For Management 2.2 Elect Director Randolph M. Charron For For Management 2.3 Elect Director Terry D. Freeman For For Management 2.4 Elect Director Lawrence M. Hibbard For For Management 2.5 Elect Director John M. Hooks For For Management 2.6 Elect Director Myron A. Tetreault For For Management 2.7 Elect Director Roger D. Thomas For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2 Appoint Statutory Auditor Nishimoto, For For Management Hiroshi 3 Appoint Alternate Statutory Auditor For For Management Noda, Hiroko -------------------------------------------------------------------------------- PINNACLE RENEWABLE ENERGY INC. Ticker: PL Security ID: 72349J107 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Drax Canadian For For Management Holdings Inc., a Wholly-Owned Subsidiary of Drax Group plc -------------------------------------------------------------------------------- PIZZA PIZZA ROYALTY CORP. Ticker: PZA Security ID: 72585V103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil Lester For For Management 1.2 Elect Director Edward Nash For For Management 1.3 Elect Director Michelle Savoy For For Management 1.4 Elect Director Jay Swartz For For Management 1.5 Elect Director Kathryn (Kathy) A. Welsh For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PLASSON INDUSTRIES LTD. Ticker: PLSN Security ID: M7933B108 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Doron Stanitsky as External For Did Not Vote Management Director 2 Reelect Shifra (Shifi) Schloss as For Did Not Vote Management External Director A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PLUS500 LTD. Ticker: PLUS Security ID: M7S2CK109 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tami Gottlieb as Director For Did Not Vote Management 2 Approve Fees Payable to Tami Gottlieb For Did Not Vote Management 3 Approve Increase in the Fees Payable For Did Not Vote Management to Anne Grim 4 Approve Fees Payable to Sigalia Heifetz For Did Not Vote Management 5 Amend Articles of Association to For Did Not Vote Management Increase the Maximum Number of Directors to Nine A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- PLUS500 LTD. Ticker: PLUS Security ID: M7S2CK109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect David Zruia as Director For Did Not Vote Management 2 Re-elect Elad Even-Chen as Director For Did Not Vote Management 3 Re-elect Steven Baldwin as Director For Did Not Vote Management 4 Elect Sigalia Heifetz as Director For Did Not Vote Management 5 Elect Jacob Frenkel as Director For Did Not Vote Management 6 Reappoint Kesselman & Kesselman as For Did Not Vote Management Auditors 7 Authorise Board to Fix Remuneration of For Did Not Vote Management Auditors 8 Authorise Issue of Equity without For Did Not Vote Management Pre-emptive Rights 9 Authorise Issue of Equity without For Did Not Vote Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For Did Not Vote Management Shares 11 Approve Remuneration Policy For Did Not Vote Management 12 Approve Fees Payable to Jacob Frenkel For Did Not Vote Management 13 Approve Remuneration Terms of David For Did Not Vote Management Zruia 14 Approve Remuneration Terms of Elad For Did Not Vote Management Even-Chen 15 Approve Tax Bonus Payment to Elad For Did Not Vote Management Even-Chen 16 Approve Remuneration Report For Did Not Vote Management A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- POINTS INTERNATIONAL LTD. Ticker: PTS Security ID: 730843208 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Adams For For Management 1.2 Elect Director Christopher Barnard For For Management 1.3 Elect Director Michael Beckerman For For Management 1.4 Elect Director Bruce Croxon For For Management 1.5 Elect Director Robert MacLean For For Management 1.6 Elect Director Jane Skoblo For For Management 1.7 Elect Director John Thompson For For Management 1.8 Elect Director Leontine van For For Management Leeuwen-Atkins 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- POLA ORBIS HOLDINGS INC. Ticker: 4927 Security ID: J6388P103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 -------------------------------------------------------------------------------- POLARIS INFRASTRUCTURE INC. Ticker: PIF Security ID: 73106R100 Meeting Date: JUN 24, 2021 Meeting Type: Annual/Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jaime Guillen For For Management 1.2 Elect Director James V. Lawless For For Management 1.3 Elect Director Marc Murnaghan For For Management 1.4 Elect Director Margot Naudie For For Management 1.5 Elect Director Marcela Paredes de For For Management Vasquez 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Re-approve Omnibus Long-Term Incentive For For Management Plan -------------------------------------------------------------------------------- POLLARD BANKNOTE LIMITED Ticker: PBL Security ID: 73150R105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Brown For For Management 1.2 Elect Director Garry Leach For For Management 1.3 Elect Director Lee Meagher For For Management 1.4 Elect Director Gordon Pollard For Withhold Management 1.5 Elect Director John Pollard For Withhold Management 1.6 Elect Director Douglas Pollard For Withhold Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Neil Douglas McGee as Director For For Management 3b Elect Ralph Raymond Shea as Director For For Management 3c Elect Wan Chi Tin as Director For For Management 3d Elect Wu Ting Yuk, Anthony as Director For Against Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PRADA SPA Ticker: 1913 Security ID: T7733C101 Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Bylaws For Did Not Vote Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Treatment of Net Loss For Did Not Vote Management 4 Fix Number of Directors and Duration For Did Not Vote Shareholder of Their Term 5 Elect Miuccia Prada Bianchi as Director For Did Not Vote Shareholder 6 Elect Patrizio Bertelli as Director For Did Not Vote Shareholder 7 Elect Alessandra Cozzani as Director For Did Not Vote Shareholder 8 Elect Lorenzo Bertelli as Director For Did Not Vote Shareholder 9 Elect Paolo Zannoni as Director For Did Not Vote Shareholder 10 Elect Stefano Simontacchi as Director For Did Not Vote Shareholder 11 Elect Maurizio Cereda as Director For Did Not Vote Shareholder 12 Elect Yoel Zaoui as Director For Did Not Vote Shareholder 13 Elect Marina Sylvia Caprotti as For Did Not Vote Shareholder Director 14 Elect Paolo Zannoni as Board Chair For Did Not Vote Shareholder 15 Approve Remuneration of Directors For Did Not Vote Management 16 Appoint Antonino Parisi as Internal For Did Not Vote Shareholder Statutory Auditor 17 Appoint Roberto Spada as Internal For Did Not Vote Shareholder Statutory Auditor 18 Appoint David Terracina as Internal For Did Not Vote Shareholder Statutory Auditor 19 Appoint Stefania Bettoni as Alternate For Did Not Vote Shareholder Internal Statutory Auditor 20 Appoint Fioranna Negri as Alternate For Did Not Vote Shareholder Internal Statutory Auditor 21 Approve Internal Auditors' Remuneration For Did Not Vote Management 22 Approve Dividend Distribution For Did Not Vote Management 23.a Appoint Antonino Parisi as Chairman of None Did Not Vote Management Internal Statutory Auditors 23.b Appoint Roberto Spada as Chairman of None Did Not Vote Management Internal Statutory Auditors 23.c Appoint David Terracina as Chairman of None Did Not Vote Management Internal Statutory Auditors 24.a Appoint Antonino Parisi as Chairman of None Did Not Vote Management Internal Statutory Auditors 24.b Appoint Roberto Spada as Chairman of None Did Not Vote Management Internal Statutory Auditors 25.a Appoint Antonino Parisi as Chairman of None Did Not Vote Management Internal Statutory Auditors 25.b Appoint David Terracina as Chairman of None Did Not Vote Management Internal Statutory Auditors 26.a Appoint Roberto Spada as Chairman of None Did Not Vote Management Internal Statutory Auditors 26.b Appoint David Terracina as Chairman of None Did Not Vote Management Internal Statutory Auditors -------------------------------------------------------------------------------- PRECISION DRILLING CORPORATION Ticker: PD Security ID: 74022D407 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Culbert For For Management 1.2 Elect Director William T. Donovan For For Management 1.3 Elect Director Brian J. Gibson For For Management 1.4 Elect Director Steven W. Krablin For Withhold Management 1.5 Elect Director Susan M. MacKenzie For For Management 1.6 Elect Director Kevin O. Meyers For Withhold Management 1.7 Elect Director Kevin A. Neveu For For Management 1.8 Elect Director David W. Williams For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- PREMIER GOLD MINES LIMITED Ticker: PG Security ID: 74051D104 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Equinox Gold For For Management Corp. 2 Effective Upon Completion of the For For Management Arrangement Resolution: Amend Share Incentive Plan 3 Effective Upon Completion of the For For Management Arrangement Resolution: Approve SpinCo Omnibus Share Incentive Plan 4 Effective Upon Completion of the For For Management Arrangement Resolution: Approve Issuance of SpinCo Subscription Receipts on a Private Placement Basis 5 Effective Upon Completion of the For For Management SpinCo Financing Resolution: Approve the Exercise Price of Common Share Purchase Warrants -------------------------------------------------------------------------------- PREMIER INVESTMENTS LTD. Ticker: PMV Security ID: Q7743D100 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect Solomon Lew as Director For For Management 3b Elect Henry Lanzer as Director For Against Management 3c Elect Michael McLeod as Director For Against Management -------------------------------------------------------------------------------- PREMIUM BRANDS HOLDINGS CORPORATION Ticker: PBH Security ID: 74061A108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Sean Cheah For For Management 2b Elect Director Johnny Ciampi For For Management 2c Elect Director Bruce Hodge For For Management 2d Elect Director Kathleen Keller-Hobson For For Management 2e Elect Director Hugh McKinnon For For Management 2f Elect Director George Paleologou For For Management 2g Elect Director Mary Wagner For For Management 2h Elect Director John Zaplatynsky For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PRETIUM RESOURCES INC. Ticker: PVG Security ID: 74139C102 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Richard O'Brien For For Management 2.2 Elect Director Jacques Perron For For Management 2.3 Elect Director George Paspalas For For Management 2.4 Elect Director David Smith For For Management 2.5 Elect Director Faheem Tejani For For Management 2.6 Elect Director Jeane Hull For For Management 2.7 Elect Director Thomas Peregoodoff For For Management 2.8 Elect Director Maryse Saint-Laurent For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Advance Notice Policy Amendment For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PRIM SA Ticker: PRM Security ID: E82298188 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Chairman Report None None Management 2.1 Approve Consolidated and Standalone For For Management Financial Statements 2.2 Approve Allocation of Income and For For Management Dividends 2.3 Approve Discharge of Board For For Management 2.4 Approve Non-Financial Information For For Management Statement 3 Advisory Vote on Remuneration Report For Against Management 4 Authorize Share Repurchase Program For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PRIMO WATER CORPORATION Ticker: PRMW Security ID: 74167P108 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Britta Bomhard For For Management 1.2 Elect Director Susan E. Cates For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Stephen H. Halperin For For Management 1.5 Elect Director Thomas J. Harrington For For Management 1.6 Elect Director Betty Jane (BJ) Hess For For Management 1.7 Elect Director Gregory Monahan For For Management 1.8 Elect Director Mario Pilozzi For For Management 1.9 Elect Director Billy D. Prim For For Management 1.10 Elect Director Eric Rosenfeld For For Management 1.11 Elect Director Graham W. Savage For For Management 1.12 Elect Director Steven P. Stanbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management 5 Approve Continuance of Company For Against Management -------------------------------------------------------------------------------- PRO MEDICUS LIMITED Ticker: PME Security ID: Q77301101 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Deena Shiff as Director For For Management 3b Elect Anthony Hall as Director For For Management 3c Elect Leigh Farrell as Director For For Management 4 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- PROBIOTEC LIMITED Ticker: PBP Security ID: Q7746U109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in For For Management Relation to the Acquisition 2 Ratify Past Issuance of Upfront For For Management Consideration Shares to L.J.M. Nominees Pty Limited, Adam Rawson and HDJP Pty Ltd 3 Ratify the Agreement to Issue Deferred For For Management Consideration Shares to Multipack-LJM Vendors in Connection with the Multipack-LJM Acquisition -------------------------------------------------------------------------------- PROMOTORA DE INFORMACIONES SA Ticker: PRS Security ID: E82880753 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of the Business of Grupo For For Management Santillana Educacion Global SLU 2 Approve Remuneration Policy for FY For Against Management 2020 and 2021 3 Amend Articles For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- PROMOTORA DE INFORMACIONES SA Ticker: PRS Security ID: E82880753 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Treatment of Net Loss 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Fix Number of Directors at 14 For For Management 4.2 Elect Carmen Fernandez de Alarcon Roca For Against Management as Director 4.3 Reelect Manuel Mirat Santiago as For For Management Director 4.4 Elect Carlos Nunez Murias as Director For For Management 4.5 Ratify Appointment of and Elect For For Management Rosauro Varo Rodriguez as Director 4.6 Ratify Appointment of and Elect Javier For For Management Santiso Guimaras as Director 4.7 Ratify Appointment of and Elect Maria For For Management Jose Marin Rey-Stolle as Director 5.1 Approve Remuneration Policy For Against Management 5.2 Advisory Vote on Remuneration Report For Against Management 6.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.2 Amend Article 14 Re: Adoption of For For Management Resolutions in General Meetings 6.3 Amend Article 15 Re: Board of For For Management Directors and Competences 6.4 Amend Article 18 Re: Director For For Management Remuneration 7.1 Amend Article 2 of General Meeting For For Management Regulations Re: Powers 7.2 Amend Article 6 of General Meeting For For Management Regulations Re: Right to Information Prior to the Meeting 7.3 Amend Article 8 of General Meeting For For Management Regulations Re: Proxy 7.4 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- PROSEGUR COMPANIA DE SEGURIDAD SA Ticker: PSG Security ID: E83453188 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Reelect Fernando Vives Ruiz as Director For Against Management 6 Elect Rodrigo Zulueta Galilea as For Against Management Director 7 Fix Number of Directors at 9 For Against Management 8 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 9 Amend Articles Re: Board For For Management 10 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 11 Advisory Vote on Remuneration Report For Against Management 12 Approve Long-Term Global Optimum Plan For Against Management 13 Approve 2021-2023 Long-Term Incentive For Against Management Plan 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Chua Sock Koong as Director For For Management 4 Elect Ming Lu as Director For For Management 5 Elect Jeanette Wong as Director For For Management 6 Re-elect Shriti Vadera as Director For For Management 7 Re-elect Jeremy Anderson as Director For For Management 8 Re-elect Mark Fitzpatrick as Director For For Management 9 Re-elect David Law as Director For For Management 10 Re-elect Anthony Nightingale as For For Management Director 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Alice Schroeder as Director For For Management 13 Re-elect James Turner as Director For For Management 14 Re-elect Thomas Watjen as Director For For Management 15 Re-elect Michael Wells as Director For For Management 16 Re-elect Fields Wicker-Miurin as For For Management Director 17 Re-elect Amy Yip as Director For For Management 18 Reappoint KPMG LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise UK Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity to Include For For Management Repurchased Shares 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- QANTM INTELLECTUAL PROPERTY LIMITED Ticker: QIP Security ID: Q77976100 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Leon Allen as Director For For Management -------------------------------------------------------------------------------- QBE INSURANCE GROUP LIMITED Ticker: QBE Security ID: Q78063114 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Stephen Fitzgerald as Director For For Management 3b Elect Brian Pomeroy as Director For For Management 3c Elect Jann Skinner as Director For For Management 3d Elect Tan Le as Director For For Management 3e Elect Eric Smith as Director For For Management 4a Approve the Amendments to the Against Against Shareholder Company's Constitution 4b Approve Exposure Reduction Targets Against Against Shareholder -------------------------------------------------------------------------------- QUBE HOLDINGS LIMITED Ticker: QUB Security ID: Q7834B112 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jacqueline McArthur as Director For For Management 2 Elect Nicole Hollows as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Share Appreciation For For Management Rights to Maurice James 5 Approve Qube Long Term Incentive (SAR) For For Management Plan 6 Approve the Amendments to the For Against Management Company's Constitution 7 Approve Reinsertion of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- QUEBECOR INC. Ticker: QBR.B Security ID: 748193208 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chantal Belanger For For Management 1.2 Elect Director Lise Croteau For For Management 1.3 Elect Director Normand Provost For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- QUILTER PLC Ticker: QLT Security ID: G3651J107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Tim Breedon as Director For For Management 5 Elect Tazim Essani as Director For For Management 6 Re-elect Paul Feeney as Director For For Management 7 Re-elect Rosie Harris as Director For For Management 8 Re-elect Glyn Jones as Director For For Management 9 Re-elect Moira Kilcoyne as Director For For Management 10 Re-elect Ruth Markland as Director For For Management 11 Re-elect Paul Matthews as Director For For Management 12 Re-elect George Reid as Director For For Management 13 Re-elect Mark Satchel as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Board Audit Committee to For For Management Fix Remuneration of Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Enter into For For Management Contingent Purchase Contracts -------------------------------------------------------------------------------- QUILTER PLC Ticker: QLT Security ID: G3651J107 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Quilter International For For Management -------------------------------------------------------------------------------- RAFFLES MEDICAL GROUP LTD. Ticker: BSL Security ID: Y7174H118 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Lew Yoong Keong Allen as Director For For Management 5 Elect Tan Soo Nan as Director For For Management 6 Elect Olivier Lim Tse Ghow as Director For For Management 7 Elect Sarah Lu Qinghui as Director For Against Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Under the For Against Management Raffles Medical Group Share-Based Incentive Schemes 11 Authorize Share Repurchase Program For For Management 12 Approve Issuance of Shares Pursuant to For For Management the Raffles Medical Group Ltd Scrip Dividend Scheme 13 Approve Proposed Amendments to the For Against Management Raffles Medical Group (2020) Performance Share Plan 14 Approve Proposed Amendments to the For Against Management Raffles Medical Group (2020) Share Option Scheme 15 Approve Proposed Participation of For Against Management Sarah Lu Qinghui in the Amended Raffles Medical Group (2020) Performance Share Plan 16 Approve Proposed Participation of For Against Management Sarah Lu Qinghui in the Amended Raffles Medical Group (2020) Share Option Scheme 17 Approve Grant of Awards to Sarah Lu For Against Management Qinghui Under the Amended Raffles Medical Group (2020) Performance Share Plan 18 Approve Grant of Option to Sarah Lu For Against Management Qinghui Under the Amended Raffles Medical Group (2020) Share Option Scheme -------------------------------------------------------------------------------- RAKUTEN GROUP, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Hyakuno, Kentaro For For Management 2.5 Elect Director Kutaragi, Ken For For Management 2.6 Elect Director Sarah J. M. Whitley For For Management 2.7 Elect Director Mitachi, Takashi For For Management 2.8 Elect Director Murai, Jun For For Management 2.9 Elect Director John V. Roos For For Management -------------------------------------------------------------------------------- RAMELIUS RESOURCES LIMITED Ticker: RMS Security ID: Q7982E108 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect David Clifford Southam as For For Management Director 3 Approve Grant of Performance Rights to For For Management Mark William Zeptner -------------------------------------------------------------------------------- RAMI LEVI CHAIN STORES HASHIKMA MARKETING 2006 LTD. Ticker: RMLI Security ID: M8194J103 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Rami Levi as Director For Did Not Vote Management 2.2 Reelect Ofir Atias as Director For Did Not Vote Management 2.3 Reelect Mordechai Berkovitch as For Did Not Vote Management Director 2.4 Reelect Dalia Itzik as Director For Did Not Vote Management 2.5 Reelect Yoram Dar as Director For Did Not Vote Management 2.6 Reelect Michaela Elram as Director For Did Not Vote Management 2.7 Reelect Chaim Shaul Lotan as Director For Did Not Vote Management 3 Reappoint Brightman Almagor Zohar & Co For Did Not Vote Management and BDSK & Co. as Joint Auditors and Report on Fees Paid to the Auditor for 2019 4 Reapprove Compensation Policy for the For Did Not Vote Management Directors and Officers of the Company 5 Approve Renewal and Update of For Did Not Vote Management Employment Terms of Yafit Abud Levy Atias, Deputy Marketing Manager 6 Approve Renewal and Update of For Did Not Vote Management Employment Terms of Relatives of Controlling Shareholder 7 Approve Amended Liability Insurance For Did Not Vote Management Policy to Directors/Officers 8 Amend Articles For Did Not Vote Management 9 Approve Amended Employment Terms of For Did Not Vote Management Mordechai Berkovitch, Chairman A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- RAMSAY HEALTH CARE LIMITED Ticker: RHC Security ID: Q7982Y104 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Michael Stanley Siddle as For For Management Director 3.2 Elect Karen Lee Collett Penrose as For For Management Director 4 Approve Grant of Performance Rights to For For Management Craig McNally 5 Approve Non-Executive Director Share None For Management Rights Plan 6 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- REAL MATTERS INC. Ticker: REAL Security ID: 75601Y100 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garry Foster For For Management 1b Elect Director Blaine Hobson For For Management 1c Elect Director William Holland For For Management 1d Elect Director Brian Lang For For Management 1e Elect Director Frank McMahon For For Management 1f Elect Director Lisa Melchior For For Management 1g Elect Director Jason Smith For For Management 1h Elect Director Peter Vukanovich For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REALIA BUSINESS SA Ticker: RLIA Security ID: E8433U108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Discharge of Board For For Management 1.3 Approve Treatment of Net Loss For For Management 2.1 Elect Esther Alcocer Koplowitz as For For Management Director 2.2 Elect Alicia Alcocer Koplowitz as For For Management Director 3.1 Amend Article 5 Re: Share Capital For For Management 3.2 Amend Articles Re: Right to Attend For For Management General Meetings, Telematic Means of Communication, Right to Information and Representation 3.3 Add New Article 14 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 3.4 Amend Article 21 Re: Board of Directors For For Management 3.5 Amend Article 26 Re: Director For For Management Remuneration 3.6 Amend Article 27 Re: Audit and Control For For Management Committee 3.7 Amend Articles Re: Annual Corporate For For Management Governance Report and Annual Remuneration Report 4.1 Amend Preamble of General Meeting For For Management Regulations 4.2 Amend Article 3 of General Meeting For For Management Regulations Re: Concept, Types and Functions 4.3 Amend Articles of General Meeting For For Management Regulations Re: Information Available from the Convening of the Meeting, Right to Information Prior or During the Meeting and Delegations 4.4 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 4.5 Amend Articles of General Meeting For For Management Regulations Re: Requests for Intervention and Information 4.6 Amend Articles of General Meeting For For Management Regulations Re: Voting of Proposals, Remote Voting and Minutes of the Meeting 5 Authorize Company to Call EGM with 15 For For Management Days' Notice 6 Approve Remuneration Policy For For Management 7 Approve Annual Maximum Remuneration For For Management 8 Renew Appointment of Ernst & Young as For For Management Auditor 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Approve Minutes of Meeting For For Management 11 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- RECIPE UNLIMITED CORPORATION Ticker: RECP Security ID: 75622P104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Aisenstat For For Management 1.2 Elect Director Kim Baird For For Management 1.3 Elect Director Christy Clark For For Management 1.4 Elect Director Stephen K. Gunn For For Management 1.5 Elect Director Christopher D. Hodgson For For Management 1.6 Elect Director Sean Regan For For Management 1.7 Elect Director Paul Rivett For For Management 1.8 Elect Director Mark Saunders For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RKT Security ID: G74079107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Bonfield as Director For For Management 5 Re-elect Jeff Carr as Director For For Management 6 Re-elect Nicandro Durante as Director For For Management 7 Re-elect Mary Harris as Director For For Management 8 Re-elect Mehmood Khan as Director For For Management 9 Re-elect Pam Kirby as Director For For Management 10 Re-elect Sara Mathew as Director For For Management 11 Re-elect Laxman Narasimhan as Director For For Management 12 Re-elect Chris Sinclair as Director For For Management 13 Re-elect Elane Stock as Director For For Management 14 Elect Olivier Bohuon as Director For For Management 15 Elect Margherita Della Valle as For For Management Director 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RECORDATI SPA Ticker: REC Security ID: T78458139 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reverse Merger by For For Management Absorption of Rossini Investimenti SpA and Fimei SpA into Recordati SpA -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Elect Marcos Vaquer Caballeria as For For Management Director 6.2 Elect Elisenda Malaret Garcia as For For Management Director 6.3 Elect Jose Maria Abad Hernandez as For For Management Director 6.4 Ratify Appointment of and Elect For For Management Ricardo Garcia Herrera as Director 7.1 Amend Articles Re: Corporate Purpose, For For Management Nationality and Registered Office 7.2 Amend Articles Re: Share Capital and For For Management Shareholders' Preferential Subscription Rights 7.3 Amend Articles Re: General Meetings, For For Management Meeting Types, Quorum, Right to Information and Attendance, Constitution, Deliberations and Remote Voting 7.4 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 7.5 Amend Articles Re: Board, Audit For For Management Committee, Appointment and Remuneration Committee and Sustainability Committee 7.6 Amend Articles Re: Annual Accounts For For Management 8.1 Amend Articles of General Meeting For For Management Regulations Re: Purpose and Validity of the Regulations, and Advertising 8.2 Amend Article 2 of General Meeting For For Management Regulations Re: Corporate Website 8.3 Amend Articles of General Meeting For For Management Regulations Re: Competences and Meeting Types 8.4 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8.5 Amend Articles of General Meeting For For Management Regulations Re: Quorum, Chairman of the General Meeting, Constitution, Deliberation, Adoption of Resolutions and Publicity 9.1 Approve Remuneration Report For For Management 9.2 Approve Remuneration of Directors For For Management 9.3 Approve Long-Term Incentive Plan For For Management 9.4 Approve Remuneration Policy For For Management 10 Renew Appointment of KPMG Auditores as For For Management Auditor 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Corporate Governance Report None None Management 13 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RED RIVER RESOURCES LTD. Ticker: RVR Security ID: Q8049C101 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Donald Garner as Director For Against Management 2 Approve Remuneration Report For For Management 3 Approve Issuance of Performance Rights For For Management to Melkon (Mel) Palancian 4 Approve Issuance of Performance Rights For For Management to Donald Garner 5 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital -------------------------------------------------------------------------------- REGIS RESOURCES LIMITED Ticker: RRL Security ID: Q8059N120 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Lynda Burnett as Director For For Management 3 Elect Russell Barwick as Director For For Management 4 Elect James Mactier as Director For For Management 5 Approve Grant of Long Term Incentive For For Management Performance Rights to Jim Beyer 6 Approve Grant of Short Term Incentive For For Management Performance Rights to Jim Beyer 7 Adopt New Constitution For For Management 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint Ernst & Young LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Elect Paul Walker as Director For For Management 7 Elect June Felix as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Charlotte Hogg as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RENESAS ELECTRONICS CORP. Ticker: 6723 Security ID: J4881V107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shibata, Hidetoshi For For Management 1.2 Elect Director Toyoda, Tetsuro For For Management 1.3 Elect Director Iwasaki, Jiro For For Management 1.4 Elect Director Selena Loh Lacroix For For Management 1.5 Elect Director Arunjai Mittal For For Management 1.6 Elect Director Yamamoto, Noboru For For Management 2.1 Appoint Statutory Auditor Sekine, For Against Management Takeshi 2.2 Appoint Statutory Auditor Mizuno, For For Management Tomoko 3 Approve Performance Share Plan and For Against Management Restricted Stock Plan -------------------------------------------------------------------------------- RENO DE MEDICI SPA Ticker: RM Security ID: T6032K103 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Auditors For For Management 2 Approve Remuneration of External For For Management Auditors -------------------------------------------------------------------------------- RENTA 4 BANCO SA Ticker: R4 Security ID: E8477W127 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and None None Management Dividends 3 Approve Discharge of Board For For Management 4.1 Reelect Juan Carlos Ureta Domingo as For For Management Director 4.2 Reelect Pedro Angel Navarro Martinez For For Management as Director 4.3 Reelect Juan Luis Lopez Garcia as For For Management Director 4.4 Reelect Jesus Sanchez-Quinones For For Management Gonzalez as Director 4.5 Reelect Santiago Gonzalez Enciso as For For Management Director 4.6 Reelect Pedro Ferreras Diez as Director For For Management 4.7 Reelect Ines Juste Bellosillo as For For Management Director 4.8 Reelect Eduardo Chacon Lopez as For For Management Director 5 Approve Annual Maximum Remuneration For For Management 6 Approve Remuneration Policy For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Receive Amendments to Board of None None Management Directors Regulations 9 Authorize Company to Call EGM with 15 For For Management Days' Notice 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RENTOKIL INITIAL PLC Ticker: RTO Security ID: G7494G105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Amend Performance Share Plan For Against Management 5 Approve Final Dividend For For Management 6 Elect Stuart Ingall-Tombs as Director For For Management 7 Elect Sarosh Mistry as Director For For Management 8 Re-elect John Pettigrew as Director For For Management 9 Re-elect Andy Ransom as Director For For Management 10 Re-elect Richard Solomons as Director For For Management 11 Re-elect Julie Southern as Director For For Management 12 Re-elect Cathy Turner as Director For For Management 13 Re-elect Linda Yueh as Director For For Management 14 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6 Approve Dividends Charged Against For For Management Reserves 7 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 8.4 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9 Reelect Manuel Manrique Cecilia as For For Management Director 10 Reelect Mariano Marzo Carpio as For For Management Director 11 Reelect Isabel Torremocha Ferrezuelo For For Management as Director 12 Reelect Luis Suarez de Lezo Mantilla For For Management as Director 13 Ratify Appointment of and Elect Rene For For Management Dahan as Director 14 Elect Aurora Cata Sala as Director For For Management 15 Amend Articles For For Management 16 Amend Articles of General Meeting For For Management Regulations 17 Advisory Vote on Remuneration Report For For Management 18 Approve Remuneration Policy For For Management 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RESOLUTE MINING LIMITED Ticker: RSG Security ID: Q81068100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Yasmin Broughton as Director For For Management 3 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For For Management 1.2 Elect Director Joao M. Castro-Neves For For Management 1.3 Elect Director Maximilien de Limburg For For Management Stirum 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director Neil Golden For For Management 1.6 Elect Director Ali Hedayat For For Management 1.7 Elect Director Golnar Khosrowshahi For For Management 1.8 Elect Director Marc Lemann For For Management 1.9 Elect Director Jason Melbourne For For Management 1.10 Elect Director Giovanni (John) Prato For For Management 1.11 Elect Director Daniel S. Schwartz For For Management 1.12 Elect Director Carlos Alberto Sicupira For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RESTAURANT BRANDS NEW ZEALAND LIMITED Ticker: RBD Security ID: Q8086U113 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Maria Elena (Malena) Pato-Castel For For Management as Director 2 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- RETAIL FOOD GROUP LIMITED Ticker: RFG Security ID: Q80825104 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect David Grant as Director For For Management 3 Appoint KPMG as Auditor of the Company For For Management -------------------------------------------------------------------------------- RHIPE LIMITED Ticker: RHP Security ID: Q8137K106 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Dawn Edmonds as Director For For Management 4 Elect Michael Tierney as Director For For Management 5 Ratify Past Issuance of Shares to For For Management Institutional and Sophisticated Investors 6 Approve Issuance of Shares to For For Management Participating Directors 7 Approve Rhipe Limited Performance For Against Management Rights Plan Rules 8 Approve Issuance of Performance Rights For Against Management to Dominic O'Hanlon -------------------------------------------------------------------------------- RICHELIEU HARDWARE LTD. Ticker: RCH Security ID: 76329W103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvie Vachon For For Management 1.2 Elect Director Lucie Chabot For For Management 1.3 Elect Director Marie Lemay For For Management 1.4 Elect Director Pierre Pomerleau For For Management 1.5 Elect Director Luc Martin For For Management 1.6 Elect Director Richard Lord For For Management 1.7 Elect Director Marc Poulin For For Management 1.8 Elect Director Robert Courteau For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RIDLEY CORPORATION LIMITED Ticker: RIC Security ID: Q81391106 Meeting Date: NOV 23, 2020 Meeting Type: Annual Record Date: NOV 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Did Not Vote Management 3 Elect Mick McMahon as Director For Did Not Vote Management 4 Elect Rhys Jones as Director For Did Not Vote Management 5 Elect Patria Mann as Director For Did Not Vote Management 6 Elect Robert van Barneveld as Director For Did Not Vote Management 7 Approve Issuance of Shares to Quinton For Did Not Vote Management Hildebrand 8 Approve Issuance of Performance Rights For Did Not Vote Management to Quinton Hildebrand -------------------------------------------------------------------------------- RIGHTMOVE PLC Ticker: RMV Security ID: G7565D106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Alison Dolan as Director For For Management 7 Re-elect Andrew Fisher as Director For For Management 8 Re-elect Peter Brooks-Johnson as For For Management Director 9 Re-elect Jacqueline de Rojas as For For Management Director 10 Re-elect Rakhi Goss-Custard as Director For For Management 11 Re-elect Andrew Findlay as Director For For Management 12 Re-elect Amit Tiwari as Director For For Management 13 Re-elect Lorna Tilbian as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise UK Political Donations and For For Management Expenditure 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- RINGKJOBING LANDBOBANK A/S Ticker: RILBA Security ID: K81980144 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Receive Report of Board For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Approve Remuneration Report (Advisory For For Management Vote) 6 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7a Elect Anette Orbaek Andersen as Member For For Management of Committee of Representatives 7b Elect Erik Jensen as Member of For For Management Committee of Representatives 7c Elect Anne Kaptain as Member of For For Management Committee of Representatives 7d Elect Henrik Lintner as Member of For For Management Committee of Representatives 7e Elect Jacob Moller as Member of For For Management Committee of Representatives 7f Elect Jens Moller Nielsen as Member of For For Management Committee of Representatives 7g Elect Bente Skjorbaek Olesen as Member For For Management of Committee of Representatives 7h Elect Karsten Sandal as Member of For For Management Committee of Representatives 7i Elect Lone Rejkjaer Sollmann as Member For For Management of Committee of Representatives 7j Elect Egon Sorensen as Member of For For Management Committee of Representatives 7k Elect Lise Kvist Thomsen as Member of For For Management Committee of Representatives 7l Elect Dennis Christian Conradsen as For For Management Member of Committee of Representatives 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9 Authorize Share Repurchase Program For For Management 10a Approve Creation of Pool of Capital For For Management with and without Preemptive Rights; Adopt New Articles of Association 10b Approve DKK 160,600 Reduction in Share For For Management Capital via Share Cancellation 10c Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For Against Management Purposes 4 Approve Remuneration Report for For Against Management Australian Law Purposes 5 Elect Megan Clark as Director For Against Management 6 Elect Hinda Gharbi as Director For For Management 7 Elect Simon Henry as Director For For Management 8 Elect Sam Laidlaw as Director For For Management 9 Elect Simon McKeon as Director For For Management 10 Elect Jennifer Nason as Director For For Management 11 Elect Jakob Stausholm as Director For For Management 12 Elect Simon Thompson as Director For For Management 13 Elect Ngaire Woods as Director For For Management 14 Appoint KPMG LLP as Auditors For For Management 15 Authorize the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorize EU Political Donations and For For Management Expenditure 17 Approve Renewal and Amendment to the None For Management Rio Tinto Global Employee Share Plan 18 Approve the Renewal of Off-Market and For For Management On-Market Share Buy-back Authorities 19 Approve Emissions Targets For For Shareholder 20 Approve Climate-Related Lobbying For For Shareholder -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For Against Management Purposes 4 Approve Remuneration Report for For Against Management Australian Law Purposes 5 Re-elect Megan Clark as Director For Against Management 6 Re-elect Hinda Gharbi as Director For For Management 7 Re-elect Simon Henry as Director For For Management 8 Re-elect Sam Laidlaw as Director For For Management 9 Re-elect Simon McKeon as Director For For Management 10 Re-elect Jennifer Nason as Director For For Management 11 Re-elect Jakob Stausholm as Director For For Management 12 Re-elect Simon Thompson as Director For For Management 13 Re-elect Ngaire Woods as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Approve Global Employee Share Plan None For Management 18 Approve UK Share Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erik Olsson For For Management 1b Elect Director Ann Fandozzi For For Management 1c Elect Director Beverley Anne Briscoe For For Management 1d Elect Director Robert George Elton For For Management 1e Elect Director J. Kim Fennell For For Management 1f Elect Director Amy Guggenheim Shenkan For For Management 1g Elect Director Sarah Raiss For For Management 1h Elect Director Christopher Zimmerman For For Management 1i Elect Director Adam DeWitt For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Special Dividend and Final For For Management Dividend 3 Elect Lee Wai Keong as Director For For Management 4 Elect Yoong Kah Yin as Director For For Management 5 Elect Lim Jun Xiong Steven as Director For Against Management 6 Approve Directors' Fees For For Management 7 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ROCHE HOLDING AG Ticker: ROG Security ID: H69293225 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2.1 Approve CHF 10 Million in Bonuses to For Did Not Vote Management the Corporate Executive Committee for Fiscal Year 2020 2.2 Approve CHF 837,585 Share Bonus for For Did Not Vote Management the Chairman of the Board of Directors for Fiscal Year 2020 3 Approve Discharge of Board of Directors For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 9.10 per Share 5.1 Reelect Christoph Franz as Director For Did Not Vote Management and Board Chairman 5.2 Reappoint Christoph Franz as Member of For Did Not Vote Management the Compensation Committee 5.3 Reelect Andre Hoffmann as Director For Did Not Vote Management 5.4 Reelect Julie Brown as Director For Did Not Vote Management 5.5 Reelect Paul Bulcke as Director For Did Not Vote Management 5.6 Reelect Hans Clevers as Director For Did Not Vote Management 5.7 Reelect Joerg Duschmale as Director For Did Not Vote Management 5.8 Reelect Patrick Frost as Director For Did Not Vote Management 5.9 Reelect Anita Hauser as Director For Did Not Vote Management 5.10 Reelect Richard Lifton as Director For Did Not Vote Management 5.11 Reelect Bernard Poussot as Director For Did Not Vote Management 5.12 Reelect Severin Schwan as Director For Did Not Vote Management 5.13 Reelect Claudia Dyckerhoff as Director For Did Not Vote Management 5.14 Reappoint Andre Hoffmann as Member of For Did Not Vote Management the Compensation Committee 5.15 Reappoint Richard Lifton as Member of For Did Not Vote Management the Compensation Committee 5.16 Reappoint Bernard Poussot as Member of For Did Not Vote Management the Compensation Committee 6 Approve Remuneration of Directors in For Did Not Vote Management the Amount of CHF 10 Million 7 Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of CHF 36 Million 8 Designate Testaris AG as Independent For Did Not Vote Management Proxy 9 Ratify KPMG AG as Auditors For Did Not Vote Management 10 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- ROGERS SUGAR INC. Ticker: RSI Security ID: 77519R102 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean Bergmame For For Management 1.2 Elect Director William Maslechko For For Management 1.3 Elect Director M. Dallas H. Ross For For Management 1.4 Elect Director Daniel Lafrance For For Management 1.5 Elect Director Gary M. Collins For For Management 1.6 Elect Director Stephanie Wilkes For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3.1 Elect Director M. Dallas H. Ross For For Management 3.2 Elect Director Daniel Lafrance For For Management 4 Amend By-Laws For For Management 5 Amend Share Option Plan For For Management -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir Ian Davis as Director For For Management 5 Re-elect Warren East as Director For For Management 6 Elect Panos Kakoullis as Director For For Management 7 Elect Paul Adams as Director For For Management 8 Re-elect George Culmer as Director For For Management 9 Re-elect Irene Dorner as Director For For Management 10 Re-elect Beverly Goulet as Director For For Management 11 Re-elect Lee Hsien Yang as Director For For Management 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Sir Kevin Smith as Director For For Management 14 Re-elect Dame Angela Strank as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise UK Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Incentive Plan For For Management 20 Approve SharePurchase Plan For For Management 21 Approve UK Sharesave Plan For For Management 22 Approve International Sharesave Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ROTORK PLC Ticker: ROR Security ID: G76717134 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Ann Andersen as Director For For Management 5 Re-elect Tim Cobbold as Director For For Management 6 Re-elect Jonathan Davis as Director For For Management 7 Re-elect Peter Dilnot as Director For For Management 8 Re-elect Kevin Hostetler as Director For For Management 9 Re-elect Martin Lamb as Director For For Management 10 Elect Janice Stipp as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Market Purchase of For For Management Preference Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROXGOLD INC. Ticker: ROXG Security ID: 779899202 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Colterjohn For For Management 1.2 Elect Director John Dorward For For Management 1.3 Elect Director Kate Harcourt For For Management 1.4 Elect Director John L. Knowles For For Management 1.5 Elect Director Oliver Lennox-King For For Management 1.6 Elect Director Dawn Moss For For Management 1.7 Elect Director Norman Pitcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROXGOLD INC. Ticker: ROXG Security ID: 779899202 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Fortuna Silver For For Management Mines Inc. -------------------------------------------------------------------------------- ROXY-PACIFIC HOLDINGS LIMITED Ticker: E8Z Security ID: Y7326L108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Directors' Fees for the For For Management Financial Year Ending December 31, 2021 3 Elect Teo Hong Lim as Director For For Management 4 Elect Tong Din Eu as Director For Against Management 5 Elect Yeo Wee Kiong as Director For For Management 6 Approve Foo Kon Tan LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Cynthia Devine For For Management 1.6 Elect Director David McKay For For Management 1.7 Elect Director Kathleen Taylor For For Management 1.8 Elect Director Maryann Turcke For For Management 1.9 Elect Director Thierry Vandal For For Management 1.10 Elect Director Bridget A. van Kralingen For For Management 1.11 Elect Director Frank Vettese For For Management 1.12 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt Company-Wide, Against Against Shareholder Quantitative, Time-bound Greenhouse Gas (GHG) Emissions Reduction Targets and Issue an Annual Report Discussing the Plans and Progress of Achieving Such Targerts 5 SP 2: Redefine the Bank's Purpose and Against Against Shareholder Undertakings 6 SP 3: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy 7 SP 4: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: G7690A118 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For Abstain Management Strategy 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- RTX A/S Ticker: RTX Security ID: K8400C100 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 2.50 Per Share 4.1 Reelect Peter Thostrup as Director For For Management 4.2 Reelect Jesper Mailind as Director For For Management 4.3 Reelect Christian Engsted as Director For For Management 4.4 Reelect Lars Christian Tofft as For For Management Director 4.5 Reelect Henrik Schimmell as New For For Management Director 5 Ratify Deloitte as Auditors For For Management 6 Approve Remuneration Report (Advisory) For Against Management 7.1 Amend Articles Re: Editorial Changes For For Management regarding Central Securities Depository due to Merger of VP Securities A/S and VP Services A/S 7.2 Amend Articles Re: Editorial Changes For For Management regarding Keeper of the Register due to Merger of VP Securities A/S and VP Services A/S 7.3 Amend Articles Re: Authorize Board to For For Management Resolve to Hold Partial or Full Electronic General Meetings 7.4 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 56 of Bylaws Re: General For For Management Management Rights on Company Income 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RUSSEL METALS INC. Ticker: RUS Security ID: 781903604 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linh J. Austin For For Management 1.2 Elect Director John M. Clark For For Management 1.3 Elect Director James F. Dinning For For Management 1.4 Elect Director Brian R. Hedges For For Management 1.5 Elect Director Cynthia Johnston For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director William M. O'Reilly For For Management 1.8 Elect Director Roger D. Paiva For For Management 1.9 Elect Director John G. Reid For For Management 1.10 Elect Director Annie Thabet For For Management 1.11 Elect Director John R. Tulloch For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- RWS HOLDINGS PLC Ticker: RWS Security ID: G7734E126 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Brode as Director For Abstain Management 5 Re-elect Richard Thompson as Director For For Management 6 Re-elect Desmond Glass as Director For For Management 7 Re-elect Lara Boro as Director For For Management 8 Elect Frances Earl as Director For For Management 9 Elect David Clayton as Director For For Management 10 Elect Gordon Stuart as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- S-POOL, INC. Ticker: 2471 Security ID: J7655U106 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 3.3 2.1 Elect Director Urakami, Sohei For For Management 2.2 Elect Director Sato, Hideaki For For Management 2.3 Elect Director Arai, Naoshi For For Management 2.4 Elect Director Akaura, Toru For For Management 2.5 Elect Director Miyazawa, Nao For For Management 2.6 Elect Director Nakai, Kazuhiko For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SACYR SA Ticker: SCYR Security ID: E35471114 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5 Renew Appointment of Ernst & Young as For For Management Auditor 6 Ratify Appointment of and Elect For Against Management Raimundo Baroja Rieu as Director 7 Advisory Vote on Remuneration Report For Against Management 8 Amend Remuneration Policy For Against Management 9 Approve Grant of Shares under For Against Management 2020-2025 Long-Term Incentive Plan 10.1 Amend Articles Re: Telematic For For Management Attendance at the General Shareholders Meetings 10.2 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 10.3 Amend Articles Re: Board Must Be For For Management Comprised of Only Natural Persons 11 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 12.1 Approve Scrip Dividends For For Management 12.2 Approve Scrip Dividends For For Management 13 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 500 Million 14 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 1.5 Billion 15 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 16 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SAKATA INX CORP. Ticker: 4633 Security ID: J66661125 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Morita, Kotaro For For Management 2.2 Elect Director Ueno, Yoshiaki For For Management 2.3 Elect Director Nakamura, Masaki For For Management 2.4 Elect Director Nakamura, Hitoshi For For Management 2.5 Elect Director Fukunaga, Toshihiko For For Management 2.6 Elect Director Kataura, Yuichi For For Management 2.7 Elect Director Nakagawa, Katsumi For For Management 2.8 Elect Director Katsuki, Yasumi For For Management 2.9 Elect Director Izumi, Shizue For For Management -------------------------------------------------------------------------------- SALA CORP. Ticker: 2734 Security ID: J66887100 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kamino, Goro For For Management 1.2 Elect Director Matsui, Kazuhiko For For Management 1.3 Elect Director Torii, Hiroshi For For Management 1.4 Elect Director Yamaguchi, Nobuhito For For Management 1.5 Elect Director Kurebayashi, Takahisa For For Management 1.6 Elect Director Ichiryu, Yoshio For For Management 1.7 Elect Director Okubo, Kazutaka For For Management -------------------------------------------------------------------------------- SALMAR ASA Ticker: SALM Security ID: R7445C102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Approve Dividends of NOK 13 Per Share For Did Not Vote Management 4 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- SAMSONITE INTERNATIONAL S.A. Ticker: 1910 Security ID: L80308106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Results for the For For Management Year 2020 3.1 Elect Jerome Squire Griffith as For For Management Director 3.2 Elect Keith Hamill as Director For For Management 4 Renew Mandate Granted to KPMG For For Management Luxembourg as Statutory Auditor 5 Approve KPMG LLP as External Auditor For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Discharge of Directors and For For Management Auditors 9 Approve Remuneration of Directors For For Management 10 Authorize Board to Fix the For For Management Remuneration of KPMG Luxembourg -------------------------------------------------------------------------------- SAMTY CO., LTD. Ticker: 3244 Security ID: J6779P100 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 44 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Moriyama, Shigeru For For Management 3.2 Elect Director Eguchi, Kazushi For For Management 3.3 Elect Director Ogawa, Yasuhiro For For Management 3.4 Elect Director Matsui, Hiroaki For For Management 3.5 Elect Director Morita, Naohiro For For Management 3.6 Elect Director Okawa, Jiro For For Management 3.7 Elect Director Terauchi, Takaharu For For Management 3.8 Elect Director Sampei, Shoichi For For Management 3.9 Elect Director Kodera, Tetsuo For For Management 3.10 Elect Director Yoshida, Kotaro For For Management 3.11 Elect Director Murata, Naotaka For For Management -------------------------------------------------------------------------------- SANDFIRE RESOURCES LTD. Ticker: SFR Security ID: Q82191109 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Sally Langer as Director For For Management 3 Elect Derek La Ferla as Director For For Management 4 Elect Roric Smith as Director For For Management 5 Approve Sandfire Resources Limited For For Management Equity Incentive Plan 6 Approve Grant of ZEPOs to Karl Simich For For Management -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Robert Glen Goldstein as Director For For Management 2b Elect Steven Zygmunt Strasser as For For Management Director 2c Elect Kenneth Patrick Chung as Director For For Management 2d Elect Chum Kwan Lock, Grant as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SANFORD LIMITED Ticker: SAN Security ID: Q82719164 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fiona Mackenzie as Director For For Management 2 Elect Peter Goodfellow as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- SANTOS LIMITED Ticker: STO Security ID: Q82869118 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Keith Spence as Director For For Management 2b Elect Vanessa Guthrie as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Share Acquisition For For Management Rights to Kevin Gallagher 5 Approve Renewal of Proportional For For Management Takeover Provisions for a Further Three Years 6a Approve the Amendments to the Against Against Shareholder Company's Constitution to Insert New Clause 32A 6b Approve Capital Protection Against Against Shareholder 6c ***Withdrawn Resolution*** Approve the None None Shareholder Amendments to the Company's Constitution to Insert New Clause 39(h) in Relation to the Annual Vote on Adoption of Climate Report -------------------------------------------------------------------------------- SAPPORO HOLDINGS LTD. Ticker: 2501 Security ID: J69413193 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Oga, Masaki For For Management 2.2 Elect Director Iwata, Yoshihiro For For Management 2.3 Elect Director Fukuhara, Mayumi For For Management 2.4 Elect Director Ohira, Yasuyuki For For Management 2.5 Elect Director Mackenzie Clugston For For Management 2.6 Elect Director Fukuda, Shuji For For Management 2.7 Elect Director Shoji, Tetsuya For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Iizuka, Takanori -------------------------------------------------------------------------------- SARACEN MINERAL HOLDINGS LIMITED Ticker: SAR Security ID: Q8309T109 Meeting Date: JAN 15, 2021 Meeting Type: Court Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Northern Star Resources Ltd -------------------------------------------------------------------------------- SAVARIA CORPORATION Ticker: SIS Security ID: 805112109 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Berube For For Management 1.2 Elect Director Jean-Marie Bourassa For For Management 1.3 Elect Director Marcel Bourassa For For Management 1.4 Elect Director Sebastien Bourassa For For Management 1.5 Elect Director Jean-Louis Chapdelaine For For Management 1.6 Elect Director Peter Drutz For For Management 1.7 Elect Director Sylvain Dumoulin For For Management 1.8 Elect Director Alain Tremblay For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Authorize Board to Distribute For Did Not Vote Management Dividends of up to NOK 3.15 Per Share -------------------------------------------------------------------------------- SCALES CORPORATION LIMITED Ticker: SCL Security ID: Q8337X106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Tim Goodacre as Director For For Management 3 Elect Mark Hutton as Director For For Management -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Michael Dobson as Director For For Management 5 Re-elect Peter Harrison as Director For For Management 6 Re-elect Richard Keers as Director For For Management 7 Re-elect Ian King as Director For For Management 8 Re-elect Sir Damon Buffini as Director For For Management 9 Re-elect Rhian Davies as Director For For Management 10 Re-elect Rakhi Goss-Custard as Director For For Management 11 Re-elect Deborah Waterhouse as Director For For Management 12 Re-elect Matthew Westerman as Director For For Management 13 Re-elect Claire Howard as Director For For Management 14 Re-elect Leonie Schroder as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 20 Adopt New Articles of Association For For Management 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SECURE ENERGY SERVICES INC. Ticker: SES Security ID: 81373C102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rene Amirault For For Management 1b Elect Director Marion Burnyeat For For Management 1c Elect Director Brad Munro For For Management 1d Elect Director Kevin Nugent For For Management 1e Elect Director Shaun Paterson For For Management 1f Elect Director Daniel (Dan) Steinke For For Management 1g Elect Director Richard (Rick) Wise For For Management 1h Elect Director Deanna Zumwalt For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SECURE ENERGY SERVICES INC. Ticker: SES Security ID: 81373C102 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Tervita Corporation -------------------------------------------------------------------------------- SECURITAS AB Ticker: SECU.B Security ID: W7912C118 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4.1 Designate Charlotte Kyller as For Did Not Vote Management Inspector of Minutes of Meeting 4.2 Designate Axel Martensson as Inspector For Did Not Vote Management of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Dividends of SEK 4.80 Per Share For Did Not Vote Management 7 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meetings; Share Registrar -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: JAN 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Amend Provisions on Number of Statutory Auditors 3.1 Elect Director Nakai, Yoshihiro For For Management 3.2 Elect Director Horiuchi, Yosuke For For Management 3.3 Elect Director Nishida, Kumpei For For Management 3.4 Elect Director Tanaka, Satoshi For For Management 3.5 Elect Director Miura, Toshiharu For For Management 3.6 Elect Director Ishii, Toru For For Management 3.7 Elect Director Yoshimaru, Yukiko For For Management 3.8 Elect Director Kitazawa, Toshifumi For For Management 3.9 Elect Director Nakajima, Yoshimi For For Management 3.10 Elect Director Takegawa, Keiko For For Management 4.1 Appoint Statutory Auditor Ito, Midori For For Management 4.2 Appoint Statutory Auditor Kobayashi, For For Management Takashi -------------------------------------------------------------------------------- SELECT HARVESTS LIMITED Ticker: SHV Security ID: Q8458J100 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2a Elect Michael Iwaniw as Director For For Management 2b Elect Fred Grimwade as Director For Against Management 3 Ratify Past Issuance of Shares to For For Management Professional and Institutional Investors 4 Approve Participation of Paul Thompson For For Management in the Long-Term Incentive Plan -------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LTD. Ticker: U96 Security ID: Y79711159 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Josephine Kwa Lay Keng as For For Management Director 4 Elect Wong Kim Yin as Director For For Management 5 Elect Lim Ming Yan as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Awards and Issuance For For Management of Shares Under Sembcorp Industries Performance Share Plan 2020 and/or the Sembcorp Industries Restricted Share Plan 2020 10 Approve Renewal of Mandate for For For Management Interested Person Transactions 11 Authorize Share Repurchase Program For For Management 12 Approve Ang Kong Hua to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of Singapore Exchange Securities Trading Limited 13 Approve Ang Kong Hua to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of Singapore Exchange Securities Trading Limited 14 Approve Tham Kui Seng to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of Singapore Exchange Securities Trading Limited 15 Approve Tham Kui Seng to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of Singapore Exchange Securities Trading Limited -------------------------------------------------------------------------------- SEMBCORP MARINE LTD. Ticker: S51 Security ID: Y8231K102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Mohd Hassan Marican as Director For For Management 3 Elect Bob Tan Beng Hai as Director For For Management 4 Elect William Tan Seng Koon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the Sembcorp Marine Performance Share Plan 2020 and Sembcorp Marine Restricted Share Plan 2020 9 Approve Renewal of Mandate for For For Management Interested Person Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SENEX ENERGY LTD. Ticker: SXY Security ID: Q8407E103 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidation of Share Capital For For Management -------------------------------------------------------------------------------- SESA SPA Ticker: SES Security ID: T6350J100 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Article 19 For For Management 2 Amend Company Bylaws Re: Articles 16, For For Management 18, 21, and 22 -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2.1 Elect Director Isaka, Ryuichi For For Management 2.2 Elect Director Goto, Katsuhiro For For Management 2.3 Elect Director Ito, Junro For For Management 2.4 Elect Director Yamaguchi, Kimiyoshi For For Management 2.5 Elect Director Maruyama, Yoshimichi For For Management 2.6 Elect Director Nagamatsu, Fumihiko For For Management 2.7 Elect Director Kimura, Shigeki For For Management 2.8 Elect Director Joseph M. DePinto For For Management 2.9 Elect Director Tsukio, Yoshio For For Management 2.10 Elect Director Ito, Kunio For For Management 2.11 Elect Director Yonemura, Toshiro For For Management 2.12 Elect Director Higashi, Tetsuro For For Management 2.13 Elect Director Rudy, Kazuko For For Management 3 Appoint Statutory Auditor Habano, For For Management Noriyuki -------------------------------------------------------------------------------- SEVEN GENERATIONS ENERGY LTD. Ticker: VII Security ID: 81783Q105 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by ARC Resources For For Management Ltd. -------------------------------------------------------------------------------- SG FLEET GROUP LIMITED Ticker: SGF Security ID: Q8T58M106 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in For For Management Relation to the Acquisition -------------------------------------------------------------------------------- SHAPIR ENGINEERING & INDUSTRY LTD. Ticker: SPEN Security ID: M8T68J105 Meeting Date: DEC 28, 2020 Meeting Type: Annual/Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Yehuda Segev as Director For For Management 2.2 Reelect Harel Shapira as Director For For Management 2.3 Reelect Israel Shapira as Director For For Management 2.4 Reelect Gil Shapira as Director For For Management 2.5 Reelect Chen Shapira as Director For For Management 2.6 Reelect Eynat Tsafrir as Director For For Management 3 Reappoint Brightman Almagor Zohar & Co For For Management as Auditors and Report on Fees Paid to the Auditor 4 Approve Amended Compensation Policy For For Management Re: Liability Insurance Policy A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SHAPIR ENGINEERING & INDUSTRY LTD. Ticker: SPEN Security ID: M8T68J105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Meir Barel as External Director For Did Not Vote Management 2 Elect Klein Yaron as External Director For Did Not Vote Management 3 Approve Amended Compensation Policy For Did Not Vote Management for the Directors and Officers of the Company 4 Approve Amended Compensation of Yehuda For Did Not Vote Management Segev, Chairman A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SHAW COMMUNICATIONS INC. Ticker: SJR.B Security ID: 82028K200 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Rogers For For Management Communications Inc. -------------------------------------------------------------------------------- SHAWCOR LTD. Ticker: SCL Security ID: 820439107 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Derek S. Blackwood For For Management 1.2 Elect Director Laura A. Cillis For For Management 1.3 Elect Director Kevin J. Forbes For For Management 1.4 Elect Director Alan R. Hibben For For Management 1.5 Elect Director Kevin L. Nugent For For Management 1.6 Elect Director Stephen M. Orr For For Management 1.7 Elect Director Pamela S. Pierce For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 Amend Share Unit Plan For For Management -------------------------------------------------------------------------------- SHENG SIONG GROUP LTD. Ticker: OV8 Security ID: Y7709X109 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Lim Hock Chee as Director For For Management 4 Elect Lin Ruiwen as Director For For Management 5 Elect Lee Teck Leng, Robson as Director For Against Management 6 Elect Tan Poh Hong as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Awards and Issuance For Against Management of Shares Under the Sheng Siong Share Award Scheme -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 277.5 2.1 Elect Director Chia Chin Seng For For Management 2.2 Elect Director Otsu, Tomohiro For For Management 2.3 Elect Director Yoshida, Tamotsu For For Management 2.4 Elect Director Ichijo, Kazuo For For Management 2.5 Elect Director Katsumaru, Mitsuhiro For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management -------------------------------------------------------------------------------- SHINOKEN GROUP CO., LTD. Ticker: 8909 Security ID: J7384K106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.5 2 Amend Articles To Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Board to Determine Income Allocation 3.1 Elect Director Shinohara, Hideaki For For Management 3.2 Elect Director Tsurukawa, Junichi For For Management 3.3 Elect Director Miura, Yoshiaki For For Management 3.4 Elect Director Tamaki, Takashi For For Management 3.5 Elect Director Irie, Hiroyuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Sakata, Minoru 4.2 Elect Director and Audit Committee For For Management Member Inoue, Katsuji 4.3 Elect Director and Audit Committee For Against Management Member Yasuda, Yuichiro 4.4 Elect Director and Audit Committee For For Management Member Maekawa, Yasuko 5 Elect Alternate Director and Audit For For Management Committee Member Kunisawa, Yoichi 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Restricted Stock Plan For Against Management 9 Approve Disposal of Treasury Shares For Against Management for a Private Placement -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Suzuki, Yukari For For Management 2.3 Elect Director Tadakawa, Norio For For Management 2.4 Elect Director Yokota, Takayuki For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Ozu, Hiroshi For For Management 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHIZUOKA GAS CO., LTD. Ticker: 9543 Security ID: J7444M100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Tonoya, Hiroshi For For Management 2.2 Elect Director Kishida, Hiroyuki For For Management 2.3 Elect Director Endo, Masakazu For For Management 2.4 Elect Director Kosugi, Mitsunobu For For Management 2.5 Elect Director Nozue, Juichi For For Management 2.6 Elect Director Nakanishi, Katsunori For For Management 2.7 Elect Director Kato, Yuriko For For Management 2.8 Elect Director Hirano, Hajime For For Management 3 Appoint Statutory Auditor Kobayashi, For Against Management Hidefumi 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SHOPIFY INC. Ticker: SHOP Security ID: 82509L107 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tobias Luetke For For Management 1B Elect Director Robert Ashe For For Management 1C Elect Director Gail Goodman For For Management 1D Elect Director Colleen Johnston For For Management 1E Elect Director Jeremy Levine For For Management 1F Elect Director John Phillips For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management 4 Re-approve Long Term Incentive Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SHOWA DENKO K.K. Ticker: 4004 Security ID: J75046136 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Morikawa, Kohei For For Management 2.2 Elect Director Takahashi, Hidehito For For Management 2.3 Elect Director Takeuchi, Motohiro For For Management 2.4 Elect Director Ichikawa, Hideo For For Management 2.5 Elect Director Maruyama, Hisashi For For Management 2.6 Elect Director Sakai, Hiroshi For For Management 2.7 Elect Director Oshima, Masaharu For For Management 2.8 Elect Director Nishioka, Kiyoshi For For Management 2.9 Elect Director Isshiki, Kozo For For Management 2.10 Elect Director Morikawa, Noriko For For Management -------------------------------------------------------------------------------- SHUFERSAL LTD. Ticker: SAE Security ID: M8411W101 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: DEC 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kesselman & Kesselman as For Against Management Auditors and Report on Fees Paid to the Auditor 3.1 Reelect Yaki Yacov Vadmani as Director For For Management 3.2 Reelect Ayelet Ben Ezer as Director For For Management 3.3 Reelect Ran Gottfried as Director For For Management 3.4 Reelect Yoav Chelouche as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SHUFERSAL LTD. Ticker: SAE Security ID: M8411W101 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: FEB 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Terms of Yaki For Did Not Vote Management Yacov Vadmani, Chairman 2 Approve Adaptation Grant to Mauricio For Did Not Vote Management Wior, Former Chairman -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 3.50 per Share 3.1 Approve Discharge of Management Board For Did Not Vote Management Member Joe Kaeser for Fiscal 2019/20 3.2 Approve Discharge of Management Board For Did Not Vote Management Member Roland Busch for Fiscal 2019/20 3.3 Approve Discharge of Management Board For Did Not Vote Management Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 3.4 Approve Discharge of Management Board For Did Not Vote Management Member Klaus Helmrich for Fiscal 2019/20 3.5 Approve Discharge of Management Board For Did Not Vote Management Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 3.6 Approve Discharge of Management Board For Did Not Vote Management Member Cedrik Neike for Fiscal 2019/20 3.7 Approve Discharge of Management Board For Did Not Vote Management Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 3.8 Approve Discharge of Management Board For Did Not Vote Management Member Ralf Thomas for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For Did Not Vote Management Member Jim Snabe for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For Did Not Vote Management Member Birgit Steinborn for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For Did Not Vote Management Member Werner Wenning for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For Did Not Vote Management Member Werner Brandt for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For Did Not Vote Management Member Michael Diekmann for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For Did Not Vote Management Member Andrea Fehrmann for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For Did Not Vote Management Member Bettina Haller for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For Did Not Vote Management Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For Did Not Vote Management Member Harald Kern for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For Did Not Vote Management Member Juergen Kerner for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For Did Not Vote Management Member Nicola Leibinger-Kammueller for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For Did Not Vote Management Member Benoit Potier for Fiscal 2019/20 4.13 Approve Discharge of Supervisory Board For Did Not Vote Management Member Hagen Reimer for Fiscal 2019/20 4.14 Approve Discharge of Supervisory Board For Did Not Vote Management Member Norbert Reithofer for Fiscal 2019/20 4.15 Approve Discharge of Supervisory Board For Did Not Vote Management Member Nemat Shafik for Fiscal 2019/20 4.16 Approve Discharge of Supervisory Board For Did Not Vote Management Member Nathalie von Siemens for Fiscal 2019/20 4.17 Approve Discharge of Supervisory Board For Did Not Vote Management Member Michael Sigmund for Fiscal 2019/20 4.18 Approve Discharge of Supervisory Board For Did Not Vote Management Member Dorothea Simon for Fiscal 2019/20 4.19 Approve Discharge of Supervisory Board For Did Not Vote Management Member Matthias Zachert for Fiscal 2019/20 4.20 Approve Discharge of Supervisory Board For Did Not Vote Management Member Gunnar Zukunft for Fiscal 2019/20 5 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management for Fiscal 2020/21 6.1 Elect Grazia Vittadini to the For Did Not Vote Management Supervisory Board 6.2 Elect Kasper Rorsted to the For Did Not Vote Management Supervisory Board 6.3 Reelect Jim Snabe to the Supervisory For Did Not Vote Management Board 7 Approve Remuneration of Supervisory For Did Not Vote Management Board 8 Approve Creation of EUR 90 Million For Did Not Vote Management Pool of Capital for Employee Stock Purchase Plan 9 Amend Affiliation Agreement with For Did Not Vote Management Siemens Bank GmbH 10 Amend Articles Re: Allow Shareholder Against Did Not Vote Shareholder Questions during the Virtual Meeting -------------------------------------------------------------------------------- SIEMENS GAMESA RENEWABLE ENERGY SA Ticker: SGRE Security ID: E8T87A100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Treatment of Net Loss For For Management 6 Ratify Appointment of and Elect Tim For For Management Dawidowsky as Director 7 Reelect Mariel von Schumann as Director For For Management 8 Reelect Klaus Rosenfeld as Director For For Management 9 Renew Appointment of Ernst & Young as For For Management Auditor 10 Approve Remuneration Policy For For Management 11 Approve Restricted Stock Plan For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- SIEMENS HEALTHINEERS AG Ticker: SHL Security ID: D6T479107 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2020 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.80 per Share 3.1 Approve Discharge of Management Board For Did Not Vote Management Member Bernhard Montag for Fiscal 2020 3.2 Approve Discharge of Management Board For Did Not Vote Management Member Jochen Schmitz for Fiscal 2020 3.3 Approve Discharge of Management Board For Did Not Vote Management Member Christoph Zindel for Fiscal 2020 4.1 Approve Discharge of Supervisory Board For Did Not Vote Management Member Ralf Thomas for Fiscal 2020 4.2 Approve Discharge of Supervisory Board For Did Not Vote Management Member Norbert Gaus for Fiscal 2020 4.3 Approve Discharge of Supervisory Board For Did Not Vote Management Member Roland Busch (from Feb. 12, 2020) for Fiscal 2020 4.4 Approve Discharge of Supervisory Board For Did Not Vote Management Member Marion Helmes for Fiscal 2020 4.5 Approve Discharge of Supervisory Board For Did Not Vote Management Member Andreas Hoffmann for Fiscal 2020 4.6 Approve Discharge of Supervisory Board For Did Not Vote Management Member Philipp Roesler for Fiscal 2020 4.7 Approve Discharge of Supervisory Board For Did Not Vote Management Member Nathalie Von Siemens for Fiscal 2020 4.8 Approve Discharge of Supervisory Board For Did Not Vote Management Member Gregory Sorensen for Fiscal 2020 4.9 Approve Discharge of Supervisory Board For Did Not Vote Management Member Karl-Heinz Streibich for Fiscal 2020 4.10 Approve Discharge of Supervisory Board For Did Not Vote Management Member Michael Sen (until Feb. 12, 2020) for Fiscal 2020 5 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management for Fiscal 2021 6 Amend Articles Re: Information for For Did Not Vote Management Registration in the Share Register 7 Approve Increase in Size of Board to For Did Not Vote Management Ten Members 8 Elect Peer Schatz to the Supervisory For Did Not Vote Management Board 9 Approve Remuneration Policy For Did Not Vote Management 10 Approve Remuneration of Supervisory For Did Not Vote Management Board 11 Approve Creation of EUR 537.5 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Approve Issuance of Warrants/Bonds For Did Not Vote Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 107.5 Million Pool of Capital to Guarantee Conversion Rights 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- SIENNA SENIOR LIVING INC. Ticker: SIA Security ID: 82621K102 Meeting Date: JUN 02, 2021 Meeting Type: Annual/Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dino Chiesa For For Management 1.2 Elect Director Janet Graham For For Management 1.3 Elect Director Nitin Jain For For Management 1.4 Elect Director Brian Johnston For For Management 1.5 Elect Director Paula Jourdain Coleman For For Management 1.6 Elect Director Jack MacDonald For For Management 1.7 Elect Director Stephen Sender For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Restricted Share Unit Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SIERRA METALS INC. Ticker: SMT Security ID: 82639W106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose Vizquerra Benavides For Withhold Management 1.2 Elect Director J. Alberto Arias For For Management 1.3 Elect Director Steven G. Dean For Withhold Management 1.4 Elect Director Douglas F. Cater For For Management 1.5 Elect Director Ricardo Arrarte For For Management 1.6 Elect Director Luis Marchese For For Management 1.7 Elect Director Dionisio Romero For For Management 1.8 Elect Director Koko Yamamoto For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIERRA WIRELESS, INC. Ticker: SW Security ID: 826516106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin A. Abrams For For Management 1.2 Elect Director James R. Anderson For For Management 1.3 Elect Director Karima Bawa For For Management 1.4 Elect Director Russell N. Jones For For Management 1.5 Elect Director Thomas K. Linton For For Management 1.6 Elect Director Martin D. Mc Court For For Management 1.7 Elect Director Lori M. O'Neill For For Management 1.8 Elect Director Thomas Sieber For For Management 1.9 Elect Director Kent P. Thexton For For Management 1.10 Elect Director Mark Twaalfhoven For For Management 1.11 Elect Director Gregory L. Waters For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Amend 2011 Treasury Based Restricted For For Management Share Unit Plan 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SIGMA HEALTHCARE LIMITED Ticker: SIG Security ID: Q8T84B108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5.1 Elect Christine Bartlett as Director For For Management 5.2 Elect Kathryn (Kate) D Spargo as For For Management Director 6 ***Withdrawn Resolution*** Approve None None Management Issuance of Shares to Mark Hooper 7 Approve Remuneration Arrangements for For For Management Mark Hooper and Jackie Pearson -------------------------------------------------------------------------------- SIGNATURE AVIATION PLC Ticker: SIG Security ID: G8127H114 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Acquisition of Signature Aviation plc by Brown Bidco Limited -------------------------------------------------------------------------------- SIGNATURE AVIATION PLC Ticker: SIG Security ID: G8127H114 Meeting Date: MAR 18, 2021 Meeting Type: Court Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- SILVER MINES LIMITED Ticker: SVL Security ID: Q85012245 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Ratify Past Issuance of May Placement For For Management Shares to Sophisticated Investors, Professional and Institutional Investors 3 Ratify Past Issuance of Shares to a For For Management Non-Related Party for SIHA Acquisition 4 Ratify Past Issuance of Lease Shares For For Management to a Non-Related Party 5 Ratify Past Issuance of Royalty For For Management Securities to a Non-Related Party 6 Approve Issuance of May Placement For For Management Shares to Lehavo Pty Limited and Katherine Anne Perrett 7 Approve Issuance of Shares to Anthony For For Management McClure for SIHA Acquisition 8 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital 9 Elect Jonathan Battershill as Director For For Management -------------------------------------------------------------------------------- SINCH AB Ticker: SINCH Security ID: W835AF166 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Stock Option Plan LTI II 2020 For Did Not Vote Management for Key Employees 8 Close Meeting None None Management -------------------------------------------------------------------------------- SING HOLDINGS LIMITED Ticker: 5IC Security ID: Y7995X102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Directors' Fees For For Management 3 Approve First and Final Dividend For For Management 4 Elect Lee Sze Leong as Director For Against Management 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING LTD. Ticker: S63 Security ID: Y7996W103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Vincent Chong Sy Feng as Director For For Management 4 Elect Lim Ah Doo as Director For For Management 5 Elect Lim Sim Seng as Director For For Management 6 Elect Ong Su Kiat Melvyn as Director For For Management 7 Elect Ng Bee Bee (May) as Director For For Management 8 Approve Directors' Remuneration For For Management 9 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singapore Technologies Engineering Performance Share Plan 2020 and the Singapore Technologies Engineering Restricted Share Plan 2020 12 Approve Renewal of Mandate for For For Management Interested Person Transactions 13 Authorize Share Repurchase Program For For Management 14 Approve Kwa Chong Seng to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of Singapore Exchange Securities Trading Limited (Tier 1) 15 Approve Kwa Chong Seng to Continue For For Management Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of Singapore Exchange Securities Trading Limited (Tier 2) -------------------------------------------------------------------------------- SITC INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1308 Security ID: G8187G105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Yang Xianxiang as Director For For Management 4 Elect Liu Kecheng as Director For For Management 5 Elect Liu Ka Ying, Rebecca as Director For For Management 6 Elect Tse Siu Ngan as Director For For Management 7 Elect Hu Mantian as Director For For Management 8 Elect Yang Xin as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11 Authorize Repurchase of Issued Share For For Management Capital 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SJM HOLDINGS LIMITED Ticker: 880 Security ID: Y8076V106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Chan Un Chan as Director For For Management 2.2 Elect Shum Hong Kuen, David as Director For For Management 2.3 Elect Tse Hau Yin as Director For For Management 3 Elect Yeung Ping Leung, Howard as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Grant of Options Under the For Against Management Share Option Scheme 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SKISTAR AB Ticker: SKIS.B Security ID: W8T82D125 Meeting Date: DEC 12, 2020 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (6) and For Did Not Vote Management Deputy Members of Board (0) 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 500,000 for Chairman, and SEK 220,000 for Other Directors; Approve Remuneration for the Audit and Remuneration Committee 14 Reelect Eivor Andersson, Lena Apler, For Did Not Vote Management Sara Karlsson, Fredrik Paulsson, Gunilla Rudebjer and Anders Sundstrom as Directors 15 Reelect Eivor Andersson as Board For Did Not Vote Management Chairman 16 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 19 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 20 Amend Articles Re: Company Name; For Did Not Vote Management Participation at General Meeting; Postal Voting and Proxies 21 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 22 Close Meeting None None Management -------------------------------------------------------------------------------- SKYLARK HOLDINGS CO., LTD. Ticker: 3197 Security ID: J75605121 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tani, Makoto For For Management 1.2 Elect Director Kanaya, Minoru For For Management 1.3 Elect Director Okawara, Toshiaki For For Management 1.4 Elect Director Nishijo, Atsushi For For Management 1.5 Elect Director Tahara, Fumio For For Management 1.6 Elect Director Sano, Ayako For For Management 2.1 Appoint Statutory Auditor Aoyagi, For For Management Tatsuya 2.2 Appoint Statutory Auditor Sawada, For For Management Toshiko -------------------------------------------------------------------------------- SLEEP COUNTRY CANADA HOLDINGS INC. Ticker: ZZZ Security ID: 83125J104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Christine Magee For For Management 2.2 Elect Director David Friesema For For Management 2.3 Elect Director John Cassaday For For Management 2.4 Elect Director Mandeep Chawla For For Management 2.5 Elect Director Zabeen Hirji For For Management 2.6 Elect Director Andrew Moor For For Management 2.7 Elect Director Stacey Mowbray For For Management 2.8 Elect Director David Shaw For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SMARTGROUP CORPORATION LTD. Ticker: SIQ Security ID: Q8515C106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Andrew Bolam as Director For For Management 3 Elect Michael Carapiet as Director For For Management 4 Approve Issuance of Securities under For For Management the Smartgroup Corporation Ltd Loan Funded Share Plan 5 Approve Issuance of Shares to Timothy For For Management Looi -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Roland Diggelmann as Director For For Management 5 Re-elect Erik Engstrom as Director For For Management 6 Re-elect Robin Freestone as Director For For Management 7 Elect John Ma as Director For For Management 8 Elect Katarzyna Mazur-Hofsaess as For For Management Director 9 Elect Rick Medlock as Director For For Management 10 Elect Anne-Francoise Nesmes as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Roberto Quarta as Director For For Management 13 Re-elect Angie Risley as Director For For Management 14 Elect Bob White as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Kaisa Hietala as Director For For Management 6a Re-elect Irial Finan as Director For For Management 6b Re-elect Anthony Smurfit as Director For For Management 6c Re-elect Ken Bowles as Director For For Management 6d Re-elect Anne Anderson as Director For For Management 6e Re-elect Frits Beurskens as Director For For Management 6f Re-elect Carol Fairweather as Director For For Management 6g Re-elect James Lawrence as Director For For Management 6h Re-elect Dr Lourdes Melgar as Director For For Management 6i Re-elect John Moloney as Director For For Management 6j Re-elect Jorgen Rasmussen as Director For For Management 6k Re-elect Gonzalo Restrepo as Director For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Shares For For Management 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Increase in the Maximum Award For For Management Opportunity in the Rules of the 2018 Performance Share Plan -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Article 2 For For Management 2 Amend Company Bylaws Re: Article 12 For For Management 3 Amend Company Bylaws Re: Articles 13 For For Management and 24 -------------------------------------------------------------------------------- SNC-LAVALIN GROUP INC. Ticker: SNC Security ID: 78460T105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary C. Baughman For For Management 1.2 Elect Director Mary-Ann Bell For For Management 1.3 Elect Director Christie J.B. Clark For For Management 1.4 Elect Director Isabelle Courville For For Management 1.5 Elect Director Ian L. Edwards For For Management 1.6 Elect Director Steven L. Newman For For Management 1.7 Elect Director Michael B. Pedersen For For Management 1.8 Elect Director Zin Smati For For Management 1.9 Elect Director Benita M. Warmbold For For Management 1.10 Elect Director William L. Young For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 12, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sophie Bellon as Director For For Management 5 Reelect Nathalie Bellon-Szabo as For For Management Director 6 Reelect Francoise Brougher as Director For For Management 7 Elect Federico J Gonzalez Tejera as For For Management Director 8 Renew Appointment of KPMG as Auditor For For Management 9 Approve Compensation Reports of For For Management Corporate Officers 10 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 11 Approve Compensation of Denis Machuel, For For Management CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy for For For Management Chairman of the Board 14 Approve Remuneration Policy for CEO For For Management 15 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SODICK CO., LTD. Ticker: 6143 Security ID: J75949115 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2 Appoint Statutory Auditor Otaki, Mari For For Management -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect Graeme Watt as Director For For Management 6 Re-elect Martin Hellawell as Director For For Management 7 Re-elect Graham Charlton as Director For For Management 8 Re-elect Vin Murria as Director For For Management 9 Re-elect Robyn Perriss as Director For For Management 10 Re-elect Karen Slatford as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SOLARIA ENERGIA Y MEDIO AMBIENTE SA Ticker: SLR Security ID: E8935P110 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4.A Reelect Enrique Diaz-Tejeiro Gutierrez For Against Management as Director 4.B Reelect Manuel Azpilicueta Ferrer as For Against Management Director 4.C Reelect Carlos Francisco Abad Rico as For For Management Director 4.D Reelect Elena Pisonero Ruiz as Director For For Management 4.E Dismiss Corporacion Arditel SL as For For Management Director and Elect Arturo Diaz-Tejeiro Larranaga as Director 5 Approve Remuneration of Directors For For Management 6.A Amend Article 27 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.B Amend Article 30 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.C Amend Article 36 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.D Amend Article 48 Re: Audit Committee For For Management 7.A Add New Article 10 ter to General For For Management Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.B Amend Article 27 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Renew Appointment of Ernst & Young as For For Management Auditor 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management 11 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- SOLOCAL GROUP Ticker: LOCAL Security ID: F8569A131 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Appointment of David Eckert as For For Management Director 2 Ratify Appointment of Paul Russoas For For Management Director 3 Approve Remuneration Policy of For For Management Chairmand and CEO 4 Approve Remuneration Policy of For For Management Directors 5 Approve Compensation of Eric For Against Management Boustouller, CEO 6 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 7 Amend Article 16.5 of Bylaws Re: Board For Against Management Majority Voting 8 Amend Article 18.1 of Bylaws Re: For For Management Organizational Principle of CEO 9 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SPARK INFRASTRUCTURE GROUP Ticker: SKI Security ID: Q8604W120 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Anne Brennan as Director of For For Management Spark Infrastructure RE, Spark Holdings 1, Spark Holdings 2, Spark Holdings 3 and Spark Holdings 4 3 Elect Lianne Buck as Director of Spark For For Management Infrastructure RE, Spark Holdings 1, Spark Holdings 2, Spark Holdings 3 and Spark Holdings 4 4 Approve Grant of Performance Rights to For For Management Rick Francis 5 Elect Jennifer Faulkner as Director of For For Management Spark Holdings 6 6 Elect Anthony Marriner as Director of For For Management Spark Holdings 6 -------------------------------------------------------------------------------- SPECTRIS PLC Ticker: SXS Security ID: G8338K104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Karim Bitar as Director For For Management 5 Re-elect Derek Harding as Director For For Management 6 Re-elect Andrew Heath as Director For For Management 7 Re-elect Ulf Quellmann as Director For For Management 8 Re-elect William (Bill) Seeger as For For Management Director 9 Re-elect Cathy Turner as Director For For Management 10 Re-elect Kjersti Wiklund as Director For For Management 11 Re-elect Mark Williamson as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SPIN MASTER CORP. Ticker: TOY Security ID: 848510103 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of Board from For For Management 11 to 12 2.1 Elect Director W. Edmund Clark For Withhold Management 2.2 Elect Director Jeffrey I. Cohen For Withhold Management 2.3 Elect Director Reginald (Reggie) For For Management Fils-Aime 2.4 Elect Director Kevin Glass For For Management 2.5 Elect Director Ronnen Harary For Withhold Management 2.6 Elect Director Dina R. Howell For For Management 2.7 Elect Director Christina Miller For For Management 2.8 Elect Director Anton Rabie For Withhold Management 2.9 Elect Director Max Rangel For Withhold Management 2.10 Elect Director Todd Tappin For For Management 2.11 Elect Director Ben Varadi For Withhold Management 2.12 Elect Director Charles Winograd For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Jamie Pike as Director For For Management 7 Re-elect Nicholas Anderson as Director For For Management 8 Re-elect Dr Trudy Schoolenberg as For For Management Director 9 Re-elect Peter France as Director For For Management 10 Re-elect Caroline Johnstone as Director For For Management 11 Re-elect Jane Kingston as Director For For Management 12 Re-elect Kevin Thompson as Director For For Management 13 Elect Nimesh Patel as Director For For Management 14 Elect Angela Archon as Director For For Management 15 Elect Dr Olivia Qiu as Director For For Management 16 Elect Richard Gillingwater as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SPIRENT COMMUNICATIONS PLC Ticker: SPT Security ID: G83562101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Paula Bell as Director For For Management 7 Re-elect Gary Bullard as Director For For Management 8 Re-elect Wendy Koh as Director For For Management 9 Re-elect Edgar Masri as Director For For Management 10 Re-elect Jonathan Silver as Director For For Management 11 Re-elect Sir Bill Thomas as Director For For Management 12 Re-elect Eric Updyke as Director For For Management 13 Appoint Deloitte as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management 20 Approve US Employee Stock Purchase For For Management Plan and Global Employee Share Purchase Plan 21 Approve Sharesave Plan For For Management -------------------------------------------------------------------------------- SPROTT INC. Ticker: SII Security ID: 852066208 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Dewhurst For For Management 1b Elect Director Graham Birch For For Management 1c Elect Director Peter Grosskopf For For Management 1d Elect Director Sharon Ranson For For Management 1e Elect Director Arthur Richards "Rick" For For Management Rule IV 1f Elect Director Rosemary Zigrossi For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SSP GROUP PLC Ticker: SSPG Security ID: G8402N125 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Restricted Share Plan For For Management 5 Re-elect Mike Clasper as Director For For Management 6 Re-elect Simon Smith as Director For For Management 7 Re-elect Jonathan Davies as Director For For Management 8 Re-elect Carolyn Bradley as Director For For Management 9 Re-elect Ian Dyson as Director For For Management 10 Elect Judy Vezmar as Director For For Management 11 Elect Tim Lodge as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SSP GROUP PLC Ticker: SSPG Security ID: G8402N125 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the Rights Issue 2 Approve the Terms of the Rights Issue For For Management -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Andrew Croft as Director For For Management 4 Re-elect Ian Gascoigne as Director For For Management 5 Re-elect Craig Gentle as Director For For Management 6 Re-elect Emma Griffin as Director For For Management 7 Re-elect Rosemary Hilary as Director For For Management 8 Re-elect Simon Jeffreys as Director For For Management 9 Re-elect Roger Yates as Director For For Management 10 Elect Lesley-Ann Nash as Director For For Management 11 Elect Paul Manduca as Director For For Management 12 Approve Remuneration Report For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STABILUS S.A. Ticker: STM Security ID: L8750H104 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management Board Report on None None Management Financial Statements and Statutory Reports (Non-Voting) 2 Receive Supervisory Board Report on None None Management Financial Statements and Statutory Reports (Non-Voting) 3 Receive Auditor's Reports None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income For For Management 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Discharge of Michael Buchsner For For Management as Management Board Member 8 Approve Discharge of Mark Wilhelms as For For Management Management Board Member 9 Approve Discharge of Markus Schadlich For For Management as Management Board Member 10 Approve Discharge of Andreas Sievers For For Management as Management Board Member 11 Approve Discharge of Andreas Schroder For For Management as Management Board Member 12 Approve Discharge of Stephan Kessel as For For Management Supervisory Board Member 13 Approve Discharge of Joachim Rauhut as For For Management Supervisory Board Member 14 Approve Discharge of Ralf-Michael For For Management Fuchs as Supervisory Board Member 15 Approve Discharge of Dirk Linzmeier as For For Management Supervisory Board Member 16 Renew Appointment of KPMG Luxembourg For For Management as Auditor 17 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Elect Maria Ramos as Director For For Management 5 Re-elect David Conner as Director For For Management 6 Re-elect Byron Grote as Director For For Management 7 Re-elect Andy Halford as Director For For Management 8 Re-elect Christine Hodgson as Director For For Management 9 Re-elect Gay Huey Evans as Director For For Management 10 Re-elect Naguib Kheraj as Director For For Management 11 Re-elect Phil Rivett as Director For For Management 12 Re-elect David Tang as Director For For Management 13 Re-elect Carlson Tong as Director For For Management 14 Re-elect Jose Vinals as Director For For Management 15 Re-elect Jasmine Whitbread as Director For For Management 16 Re-elect Bill Winters as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise UK Political Donations and For For Management Expenditure 20 Approve Standard Chartered Share Plan For For Management 21 Authorise Issue of Equity For For Management 22 Extend the Authority to Allot Shares For For Management by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 23 Authorise Issue of Equity in Relation For For Management to Equity Convertible Additional Tier 1 Securities 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6A Re-elect Sir Douglas Flint as Director For For Management 6B Re-elect Jonathan Asquith as Director For For Management 6C Re-elect Stephanie Bruce as Director For For Management 6D Re-elect John Devine as Director For For Management 6E Re-elect Melanie Gee as Director For For Management 6F Re-elect Brian McBride as Director For For Management 6G Re-elect Martin Pike as Director For For Management 6H Re-elect Cathleen Raffaeli as Director For For Management 6I Re-elect Cecilia Reyes as Director For For Management 6J Re-elect Jutta af Rosenborg as Director For For Management 7 Elect Stephen Bird as Director For For Management 8 Authorise UK Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 13 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 15 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANTEC INC. Ticker: STN Security ID: 85472N109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin A. a Porta For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Richard C. Bradeen For For Management 1.4 Elect Director Shelley A. M. Brown For For Management 1.5 Elect Director Patricia D. Galloway For For Management 1.6 Elect Director Robert (Bob) J. Gomes For For Management 1.7 Elect Director Gordon (Gord) A. For For Management Johnston 1.8 Elect Director Donald (Don) J. Lowry For For Management 1.9 Elect Director Marie-Lucie Morin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-Law No. 1 For For Management -------------------------------------------------------------------------------- STARHUB LTD. Ticker: CC3 Security ID: Y8152F132 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Nihal Vijaya Devadas Kaviratne For For Management as Director 3 Elect Michelle Lee Guthrie as Director For For Management 4 Elect Naoki Wakai as Director For For Management 5 Approve Directors' Remuneration For For Management 6 Approve Final Dividend For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Nihal Vijaya Devadas Kaviratne For For Management to Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST 9 Approve Nihal Vijaya Devadas Kaviratne For For Management to Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the StarHub Performance Share Plan 2014 and/or the StarHub Restricted Stock Plan 2014 -------------------------------------------------------------------------------- STARHUB LTD. Ticker: CC3 Security ID: Y8152F132 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Renewal of Mandate for For For Management Interested Person Transactions -------------------------------------------------------------------------------- STELCO HOLDINGS INC. Ticker: STLC Security ID: 858522105 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty Baker For For Management 1.2 Elect Director Michael W. Dees For For Management 1.3 Elect Director Alan E. Goldberg For For Management 1.4 Elect Director Alan Kestenbaum For For Management 1.5 Elect Director Jacob Lew For For Management 1.6 Elect Director Michael Mueller For For Management 1.7 Elect Director Heather Ross For For Management 1.8 Elect Director Indira Samarasekera For For Management 1.9 Elect Director Daryl Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For Against Management -------------------------------------------------------------------------------- STELLA INTERNATIONAL HOLDINGS LIMITED Ticker: 1836 Security ID: G84698102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Chi Lo-Jen as Director For For Management 2.2 Elect Chen Johnny as Director For For Management 2.3 Elect Chan Fu Keung, William as For For Management Director 2.4 Elect Shi Nan Sun as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- STELLA-JONES INC. Ticker: SJ Security ID: 85853F105 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Coallier For For Management 1.2 Elect Director Anne E. Giardini For For Management 1.3 Elect Director Rhodri J. Harries For For Management 1.4 Elect Director Karen Laflamme For For Management 1.5 Elect Director Katherine A. Lehman For For Management 1.6 Elect Director James A. Manzi, Jr. For For Management 1.7 Elect Director Douglas Muzyka For For Management 1.8 Elect Director Simon Pelletier For For Management 1.9 Elect Director Eric Vachon For For Management 1.10 Elect Director Mary Webster For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Faurecia Distribution For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- STORM RESOURCES LTD. Ticker: SRX Security ID: 86221R102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Stuart G. Clark For For Management 2.2 Elect Director Brian Lavergne For For Management 2.3 Elect Director Matthew J. Brister For For Management 2.4 Elect Director John A. Brussa For For Management 2.5 Elect Director Mark A. Butler For For Management 2.6 Elect Director Sheila A. Leggett For For Management 2.7 Elect Director Gregory G. Turnbull For For Management 2.8 Elect Director P. Grant Wierzba For For Management 2.9 Elect Director James K. Wilson For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management 1.5 Elect Director Kato, Akane For For Management 2 Elect Director and Audit Committee For For Management Member Inoue, Fumio -------------------------------------------------------------------------------- SUMIDA CORP. Ticker: 6817 Security ID: J76917103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yawata, Shigeyuki For For Management 1.2 Elect Director Pak Hong Auyang For For Management 1.3 Elect Director Moroe, Yukihiro For For Management 1.4 Elect Director Kato, Atsushi For For Management 1.5 Elect Director Michael Muhlbayer For For Management 1.6 Elect Director Miyatake, Masako For For Management 1.7 Elect Director Umemoto, Tatsuo For For Management 1.8 Elect Director Suseki, Tomoharu For For Management 1.9 Elect Director Ikegami, Gen For For Management 2 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- SUMITOMO FORESTRY CO., LTD. Ticker: 1911 Security ID: J77454122 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ichikawa, Akira For For Management 2.2 Elect Director Mitsuyoshi, Toshiro For For Management 2.3 Elect Director Sasabe, Shigeru For For Management 2.4 Elect Director Sato, Tatsuru For For Management 2.5 Elect Director Kawata, Tatsumi For For Management 2.6 Elect Director Kawamura, Atsushi For For Management 2.7 Elect Director Hirakawa, Junko For For Management 2.8 Elect Director Yamashita, Izumi For For Management 2.9 Elect Director Kurihara, Mitsue For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Kinameri, Kazuo For For Management 2.4 Elect Director Ii, Yasutaka For For Management 2.5 Elect Director Ishida, Hiroki For For Management 2.6 Elect Director Kuroda, Yutaka For For Management 2.7 Elect Director Harada, Naofumi For For Management 2.8 Elect Director Nishiguchi, Hidekazu For For Management 2.9 Elect Director Kosaka, Keizo For For Management 2.10 Elect Director Murakami, Kenji For For Management 2.11 Elect Director Kobayashi, Nobuyuki For For Management 2.12 Elect Director Sonoda, Mari For For Management -------------------------------------------------------------------------------- SUMMERSET GROUP HOLDINGS LTD. Ticker: SUM Security ID: Q8794G109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect James Ogden as Director For For Management 3 Elect Marie Bismark as Director For For Management -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Deepak Chopra For For Management 1.3 Elect Director Dean A. Connor For For Management 1.4 Elect Director Stephanie L. Coyles For For Management 1.5 Elect Director Martin J. G. Glynn For For Management 1.6 Elect Director Ashok K. Gupta For For Management 1.7 Elect Director M. Marianne Harris For For Management 1.8 Elect Director David H. Y. Ho For For Management 1.9 Elect Director James M. Peck For For Management 1.10 Elect Director Scott F. Powers For For Management 1.11 Elect Director Kevin D. Strain For For Management 1.12 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend Bylaw No. 1 Re: Maximum Board For For Management Compensation 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director John D. Gass For For Management 1.3 Elect Director Russell (Russ) K. For For Management Girling 1.4 Elect Director Jean Paul (JP) Gladu For For Management 1.5 Elect Director Dennis M. Houston For For Management 1.6 Elect Director Mark S. Little For For Management 1.7 Elect Director Brian P. MacDonald For For Management 1.8 Elect Director Maureen McCaw For For Management 1.9 Elect Director Lorraine Mitchelmore For For Management 1.10 Elect Director Eira M. Thomas For For Management 1.11 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNOPTA INC. Ticker: SOY Security ID: 8676EP108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Bolles For For Management 1b Elect Director Derek Briffett For For Management 1c Elect Director Joseph Ennen For For Management 1d Elect Director Rebecca Fisher For For Management 1e Elect Director R. Dean Hollis For For Management 1f Elect Director Katrina Houde For For Management 1g Elect Director Leslie Starr Keating For For Management 1h Elect Director Kenneth Kempf For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Authorize Board to For For Management Determine Income Allocation 3.1 Elect Director Saito, Kazuhiro For For Management 3.2 Elect Director Kimura, Josuke For For Management 3.3 Elect Director Shekhar Mundlay For For Management 3.4 Elect Director Peter Harding For For Management 3.5 Elect Director Aritake, Kazutomo For For Management 3.6 Elect Director Inoue, Yukari For For Management 4.1 Elect Director and Audit Committee For For Management Member Yamazaki, Yuji 4.2 Elect Director and Audit Committee For For Management Member Uchida, Harumichi 4.3 Elect Director and Audit Committee For For Management Member Masuyama, Mika 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SUPERIOR PLUS CORP. Ticker: SPB Security ID: 86828P103 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director Eugene V.N. Bissell For For Management 1.3 Elect Director Richard C. Bradeen For For Management 1.4 Elect Director Luc Desjardins For For Management 1.5 Elect Director Randall J. Findlay For For Management 1.6 Elect Director Patrick E. Gottschalk For For Management 1.7 Elect Director Douglas J. Harrison For For Management 1.8 Elect Director Mary B. Jordan For For Management 1.9 Elect Director Angelo R. Rufino For For Management 1.10 Elect Director David P. Smith For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Renew Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED.A Security ID: W94232100 Meeting Date: FEB 15, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Prepare and Approve List of For Did Not Vote Management Shareholders 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Dividends of SEK 4.35 Per Share For Did Not Vote Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect D P Cogman as Director For Against Management 1b Elect M B Swire as Director For For Management 1c Elect S C Swire as Director For For Management 1d Elect M J Murray as Director For Against Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Patrick Healy as Director For For Management 1b Elect Lung Ngan Yee Fanny as Director For Against Management 1c Elect Martin James Murray as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS STEEL HOLDING AG Ticker: STLN Security ID: H7321K104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CHF 154.5 Million Capital For For Management Increase with Preemptive Rights 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Grant Fenn as Director For For Management 3 Elect Abi Cleland as Director For For Management 4 Approve Grant of 407,727 Rights to For For Management Geoff Culbert 5 Approve Grant of 182,927 Rights to For For Management Geoff Culbert 1 Elect Russell Balding as Director For For Management -------------------------------------------------------------------------------- SYNLAIT MILK LIMITED Ticker: SML Security ID: Q8798P105 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Simon Robertson as Director For For Management -------------------------------------------------------------------------------- SYNTHOMER PLC Ticker: SYNT Security ID: G8650C102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Calum MacLean as Director For For Management 5 Re-elect Stephen Bennett as Director For For Management 6 Re-elect Alex Catto as Director For For Management 7 Re-elect Dato' Lee Hau Hian as Director For For Management 8 Re-elect Dr Just Jansz as Director For For Management 9 Re-elect Brendan Connolly as Director For For Management 10 Re-elect Holly Van Deursen as Director For For Management 11 Re-elect Caroline Johnstone as Director For For Management 12 Elect Cynthia Dubin as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SYRAH RESOURCES LIMITED Ticker: SYR Security ID: Q8806E100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Convertible Notes For For Management to AustralianSuper Pty Ltd as Trustee for AustralianSuper -------------------------------------------------------------------------------- SYRAH RESOURCES LIMITED Ticker: SYR Security ID: Q8806E100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect John Beevers as Director For For Management 3 Elect James Askew as Director For For Management 4 Approve Grant of Performance Rights to For For Management Shaun Verner 5 Approve Issuance of Shares to Shaun For Against Management Verner 6 Approve Grant of Performance Rights to For Against Management John Beevers 7 Ratify Past Issuance of Shares to For For Management Strategic and Institutional Investors 8 Approve Inclusion of John Beevers in For For Management the Non-Executive Director Share Plan 9 Approve Refresh of Employee Incentive None For Management Plan 10 Approve Refresh of the Issuance of For For Management Series 3 Convertible Note to AustralianSuper Pty Ltd as Trustee for AustralianSuper -------------------------------------------------------------------------------- TADIRAN HOLDINGS LTD. Ticker: TDRN Security ID: M2674M108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Extension and Amended For For Management Employment Terms of Nofar Mamrud, Vice CEO of Marketing and Controller Relative 3 Issue Extension of Indemnification For For Management Agreement to Nofar Mamrud, Vice CEO of Marketing and Controller Relative A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- TAKASHIMAYA CO., LTD. Ticker: 8233 Security ID: J81195125 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2.1 Elect Director Suzuki, Koji For For Management 2.2 Elect Director Murata, Yoshio For For Management 2.3 Elect Director Kameoka, Tsunekata For For Management 2.4 Elect Director Okabe, Tsuneaki For For Management 2.5 Elect Director Kiyose, Masayuki For For Management 2.6 Elect Director Takayama, Shunzo For For Management 2.7 Elect Director Inoue, Yoshiko For For Management 2.8 Elect Director Kuramoto, Shinsuke For For Management 2.9 Elect Director Goto, Akira For For Management 2.10 Elect Director Torigoe, Keiko For For Management 2.11 Elect Director Yoko, Keisuke For For Management 2.12 Elect Director Arima, Atsumi For For Management 3 Appoint Alternate Statutory Auditor For For Management Sugahara, Kunihiko -------------------------------------------------------------------------------- TALGO SA Ticker: TLGO Security ID: E9010P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Executive For For Management Directors and Non-Executive Directors 8 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 9 Ratify Appointment of and Elect Marisa For For Management Poncela Garcia as Director 10 Renew Appointment of Deloitte as For For Management Auditor 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TAMARACK VALLEY ENERGY LTD. Ticker: TVE Security ID: 87505Y409 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Schmidt For For Management 1b Elect Director Floyd Price For For Management 1c Elect Director Jeffrey Boyce For For Management 1d Elect Director John Leach For For Management 1e Elect Director Ian Currie For For Management 1f Elect Director Robert Spitzer For For Management 1g Elect Director Marnie Smith For For Management 1h Elect Director John Rooney For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Re-approve Performance and Restricted For For Management Share Unit Plan -------------------------------------------------------------------------------- TASEKO MINES LIMITED Ticker: TKO Security ID: 876511106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Anu Dhir For For Management 2.2 Elect Director Robert A. Dickinson For For Management 2.3 Elect Director Russell E. Hallbauer For For Management 2.4 Elect Director Kenneth W. Pickering For For Management 2.5 Elect Director Ronald W. Thiessen For For Management 2.6 Elect Director Peter C. Mitchell For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Re-approve Share Option Plan For Against Management 5 Re-approve Performance Share Unit Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Irene Dorner as Director For For Management 4 Re-elect Pete Redfern as Director For For Management 5 Re-elect Chris Carney as Director For For Management 6 Re-elect Jennie Daly as Director For For Management 7 Re-elect Gwyn Burr as Director For For Management 8 Re-elect Angela Knight as Director For For Management 9 Re-elect Robert Noel as Director For For Management 10 Re-elect Humphrey Singer as Director For For Management 11 Elect Lord Jitesh Gadhia as Director For For Management 12 Elect Scilla Grimble as Director For For Management 13 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Authorise UK Political Donations and For For Management Expenditure 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director Susan C. Jones For For Management 1.4 Elect Director Randy Limbacher For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director David MacNaughton For For Management 1.7 Elect Director Francois L. Poirier For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director D. Michael G. Stewart For For Management 1.12 Elect Director Siim A. Vanaselja For For Management 1.13 Elect Director Thierry Vandal For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-law Number 1 For For Management -------------------------------------------------------------------------------- TECHNOLOGY ONE LIMITED Ticker: TNE Security ID: Q89275103 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Ball as Director For For Management 2 Elect John Mactaggart as Director For For Management 3 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Stephan Horst Pudwill as Director For For Management 3b Elect Frank Chi Chung Chan as Director For For Management 3c Elect Roy Chi Ping Chung as Director For For Management 3d Elect Virginia Davis Wilmerding as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TECK RESOURCES LIMITED Ticker: TECK.B Security ID: 878742204 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mayank M. Ashar For For Management 1B Elect Director Quan Chong For For Management 1C Elect Director Edward C. Dowling For For Management 1D Elect Director Eiichi Fukuda For For Management 1E Elect Director Toru Higo For For Management 1F Elect Director Norman B. Keevil, III For For Management 1G Elect Director Donald R. Lindsay For For Management 1H Elect Director Sheila A. Murray For For Management 1I Elect Director Tracey L. McVicar For For Management 1J Elect Director Kenneth W. Pickering For For Management 1K Elect Director Una M. Power For For Management 1L Elect Director Timothy R. Snider For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach 4 Amend General By-law No. 1 For For Management -------------------------------------------------------------------------------- TECNICAS REUNIDAS SA Ticker: TRE Security ID: E9055J108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Amend Articles Re: Share Capital and For For Management Shares 6.2 Amend Articles Re: General Meetings For For Management 6.3 Add New Article 17 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 6.4 Amend Articles Re: Board of Directors For For Management 6.5 Amend Articles Re: Balance and For For Management Allocation of Income 7.1 Amend Article 7 of General Meeting For For Management Regulations Re: Competences 7.2 Amend Articles of General Meeting For For Management Regulations Re: Information Available from the Convening of the Meeting and Right to Information Prior to the Meeting 7.3 Amend Articles of General Meeting For For Management Regulations Re: Holding of the General Meeting 7.4 Amend Article 33 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 9 Approve Annual Maximum Remuneration For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- TELE COLUMBUS AG Ticker: TC1 Security ID: D8295F109 Meeting Date: DEC 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 4 Ratify PriceWaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 5 Amend Articles Re: Remote Data For Did Not Vote Management Transmission of Information to the Shareholders 6 Amend Articles Re: Supervisory Board For Did Not Vote Management Online Participation at the General Meetings 7 Amend Articles Re: Annul Clauses For Did Not Vote Management Regarding Former Capital Authorizations -------------------------------------------------------------------------------- TELE COLUMBUS AG Ticker: TC1 Security ID: D8295F109 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EUR 191.3 Million Share For Did Not Vote Management Capital Increase with Preemptive Rights 2 Approve Creation of EUR 63.7 Million For Did Not Vote Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Treatment of Net Loss For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Jose Maria Alvarez-Pallete For Against Management Lopez as Director 4.2 Reelect Carmen Garcia de Andres as For For Management Director 4.3 Reelect Ignacio Moreno Martinez as For For Management Director 4.4 Reelect Francisco Jose Riberas Mera as For Against Management Director 5 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 6.1 Approve Scrip Dividends For For Management 6.2 Approve Scrip Dividends For For Management 7.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 7.2 Amend Articles Re: Possibility of For For Management Granting Proxies and Casting Votes Prior to the Meeting by Telephone 8.1 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8.2 Amend Articles of General Meeting For For Management Regulations Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone 9 Approve Remuneration Policy For For Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Intermediate Dividends of EUR For Did Not Vote Management 1.375 Per Share 2 Authorize Implementation of Approved For Did Not Vote Management Resolutions -------------------------------------------------------------------------------- TELEVISION BROADCASTS LIMITED Ticker: 511 Security ID: Y85830126 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Kenneth Hsu Kin as Director For For Management 3.1 Elect Thomas Hui To as Director For For Management 3.2 Elect Anthony Lee Hsien Pin as Director For For Management 3.3 Elect William Lo Wing Yan as Director For For Management 3.4 Elect Allan Zeman as Director For Against Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Extension of Book Close Period For For Management from 30 Days to 60 Days -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Agenda of Meeting For Did Not Vote Management 3.1 Designate Jan Andersson as Inspector For Did Not Vote Management of Minutes of Meeting 3.2 Designate Javiera Ragnartz as For Did Not Vote Management Inspector of Minutes of Meeting 4 Prepare and Approve List of For Did Not Vote Management Shareholders 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Special Dividends of SEK 0.65 For Did Not Vote Management Per Share -------------------------------------------------------------------------------- TERAGO INC. Ticker: TGO Security ID: 88079F107 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Kenneth Campbell For For Management 2.2 Elect Director Matthew Gerber For For Management 2.3 Elect Director Michael Martin For For Management 2.4 Elect Director Gary Sherlock For For Management 2.5 Elect Director Laurel Buckner For For Management 2.6 Elect Director Richard Brekka For For Management 2.7 Elect Director Martin Pinnes For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- TERANGA GOLD CORPORATION Ticker: TGZ Security ID: 880797204 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Endeavour For For Management Mining Corporation -------------------------------------------------------------------------------- TERRAVEST INDUSTRIES INC. Ticker: TVK Security ID: 88105G103 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Pellerin For Withhold Management 1.2 Elect Director Blair Cook For For Management 1.3 Elect Director Dale H. Laniuk For For Management 1.4 Elect Director Dustin Haw For Withhold Management 1.5 Elect Director Rocco Rossi For For Management 1.6 Elect Director Mick MacBean For For Management 2 Approve Raymond Chabot Grant Thornton For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For For Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G8T67X102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Ken Murphy as Director For For Management 11 Re-elect Simon Patterson as Director For For Management 12 Re-elect Alison Platt as Director For For Management 13 Re-elect Lindsey Pownall as Director For For Management 14 Elect Bertrand Bodson as Director For For Management 15 Elect Thierry Garnier as Director For For Management 16 Elect Imran Nawaz as Director For For Management 17 Elect Karen Whitworth as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise UK Political Donations and For For Management Expenditure 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Approve Long-Term Incentive Plan For For Management 27 Approve Savings-Related Share Option For For Management Scheme 28 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- TFI INTERNATIONAL INC. Ticker: TFII Security ID: 87241L109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Abi-Karam For For Management 1.2 Elect Director Alain Bedard For For Management 1.3 Elect Director Andre Berard For For Management 1.4 Elect Director Lucien Bouchard For For Management 1.5 Elect Director William T. England For For Management 1.6 Elect Director Diane Giard For For Management 1.7 Elect Director Richard Guay For For Management 1.8 Elect Director Debra Kelly-Ennis For For Management 1.9 Elect Director Neil D. Manning For For Management 1.10 Elect Director Joey Saputo For For Management 1.11 Elect Director Rosemary Turner For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE BANK OF EAST ASIA, LIMITED Ticker: 23 Security ID: Y06942109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 3a Elect Adrian David Li Man-kiu as For For Management Director 3b Elect Brian David Li Man-bun as For For Management Director 3c Elect David Mong Tak-yeung as Director For For Management 3d Elect Francisco Javier Serrado Trepat For For Management as Director 4 Adopt 2021 Staff Share Option Scheme For Against Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Lynn K. Patterson For For Management 1.5 Elect Director Michael D. Penner For For Management 1.6 Elect Director Brian J. Porter For For Management 1.7 Elect Director Una M. Power For For Management 1.8 Elect Director Aaron W. Regent For For Management 1.9 Elect Director Calin Rovinescu For For Management 1.10 Elect Director Susan L. Segal For For Management 1.11 Elect Director L. Scott Thomson For For Management 1.12 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For Against Management Compensation Approach 4.4 SP 1: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy 4.5 SP 2: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 4.6 SP 3: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years -------------------------------------------------------------------------------- THE HONG KONG AND CHINA GAS COMPANY LIMITED Ticker: 3 Security ID: Y33370100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka-shing as Director For Against Management 3.2 Elect Poon Chung-kwong as Director For For Management 3.3 Elect Peter Wong Wai-yee as Director For Against Management 3.4 Elect John Ho Hon-ming as Director For Against Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Bonus Shares For For Management 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE HONGKONG AND SHANGHAI HOTELS, LIMITED Ticker: 45 Security ID: Y35518110 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect David Kwok Po Li as Director For For Management 2b Elect John Andrew Harry Leigh as For For Management Director 2c Elect Nicholas Timothy James Colfer For For Management as Director 2d Elect Ada Koon Hang Tse as Director For For Management 2e Elect James Lindsay Lewis as Director For For Management 2f Elect Philip Lawrence Kadoorie as For For Management Director 2g Elect Christopher Shih Ming Ip as For For Management Director 3 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- THE NEW ZEALAND REFINING COMPANY LIMITED Ticker: NZR Security ID: Q6775H104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lindis Jones as Director For For Management 2 Elect Vanessa Stoddart as Director For For Management 3 Elect Lucy Nation as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- THE NORTH WEST COMPANY INC. Ticker: NWC Security ID: 663278208 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Sanford Riley For For Management 1.2 Elect Director Brock Bulbuck For For Management 1.3 Elect Director Deepak Chopra For For Management 1.4 Elect Director Frank J. Coleman For For Management 1.5 Elect Director Stewart Glendinning For For Management 1.6 Elect Director Edward S. Kennedy For For Management 1.7 Elect Director Annalisa King For For Management 1.8 Elect Director Violet A. M. Konkle For For Management 1.9 Elect Director Jennefer Nepinak For For Management 1.10 Elect Director Victor Tootoo For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Audit Committee to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach A The Undersigned Certifies The Shares None Against Management Represented By This Proxy Are Owned And Controlled By: FOR = Canadian, ABN = Non-Canadian Holder Authorized To Provide Air Service, AGT = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. B Vote FOR if Undersigned Certifies that None Against Management Shares Owned and Controlled by Undersigned, Including Shares Held by Persons in Affiliation with the Undersigned Represent 10% or More of Company's IOS. Vote AGAINST if Shares Owned and Controlled is Less Than 10%. -------------------------------------------------------------------------------- THE SAGE GROUP PLC Ticker: SGE Security ID: G7771K142 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Sangeeta Anand as Director For For Management 5 Elect Irana Wasti as Director For For Management 6 Re-elect Sir Donald Brydon as Director For For Management 7 Re-elect Dr John Bates as Director For For Management 8 Re-elect Jonathan Bewes as Director For For Management 9 Re-elect Annette Court as Director For For Management 10 Re-elect Drummond Hall as Director For For Management 11 Re-elect Steve Hare as Director For For Management 12 Re-elect Jonathan Howell as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Amend Discretionary Share Plan For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy W. Brinkley For For Management 1.2 Elect Director Brian C. Ferguson For For Management 1.3 Elect Director Colleen A. Goggins For For Management 1.4 Elect Director Jean-Rene Halde For For Management 1.5 Elect Director David E. Kepler For For Management 1.6 Elect Director Brian M. Levitt For For Management 1.7 Elect Director Alan N. MacGibbon For For Management 1.8 Elect Director Karen E. Maidment For For Management 1.9 Elect Director Bharat B. Masrani For For Management 1.10 Elect Director Irene R. Miller For For Management 1.11 Elect Director Nadir H. Mohamed For For Management 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director Joe Natale For For Management 1.14 Elect Director S. Jane Rowe For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- THE WAREHOUSE GROUP LIMITED Ticker: WHS Security ID: Q95422103 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert John Tindall as Director For For Management 2 Elect Dean Hamilton as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- THE WEIR GROUP PLC Ticker: WEIR Security ID: G95248137 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Ben Magara as Director For For Management 5 Elect Srinivasan Venkatakrishnan as For For Management Director 6 Re-elect Charles Berry as Director For For Management 7 Re-elect Jon Stanton as Director For For Management 8 Re-elect John Heasley as Director For For Management 9 Re-elect Barbara Jeremiah as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Engelbert Haan as Director For For Management 12 Re-elect Mary Jo Jacobi as Director For For Management 13 Re-elect Sir Jim McDonald as Director For For Management 14 Re-elect Stephen Young as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE YOKOHAMA RUBBER CO., LTD. Ticker: 5101 Security ID: J97536171 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Yamaishi, Masataka For For Management 2.2 Elect Director Noro, Masaki For For Management 2.3 Elect Director Matsuo, Gota For For Management 2.4 Elect Director Nakamura, Toru For For Management 2.5 Elect Director Nitin Mantri For For Management 2.6 Elect Director Nakayama, Yasuo For For Management 2.7 Elect Director Okada, Hideichi For For Management 2.8 Elect Director Takenaka, Nobuo For For Management 2.9 Elect Director Kono, Hirokazu For For Management 2.10 Elect Director Yamane, Takashi For For Management 2.11 Elect Director Hori, Masatoshi For For Management 3 Appoint Statutory Auditor Mikami, Osamu For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: MAR 20, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Teramachi, Akihiro For For Management 2.2 Elect Director Teramachi, Toshihiro For For Management 2.3 Elect Director Imano, Hiroshi For For Management 2.4 Elect Director Maki, Nobuyuki For For Management 2.5 Elect Director Teramachi, Takashi For For Management 2.6 Elect Director Shimomaki, Junji For For Management 2.7 Elect Director Sakai, Junichi For For Management 2.8 Elect Director Kainosho, Masaaki For For Management -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903709 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director Steve Hasker For For Management 1.3 Elect Director Kirk E. Arnold For For Management 1.4 Elect Director David W. Binet For For Management 1.5 Elect Director W. Edmund Clark For For Management 1.6 Elect Director Michael E. Daniels For Withhold Management 1.7 Elect Director Kirk Koenigsbauer For For Management 1.8 Elect Director Deanna Oppenheimer For For Management 1.9 Elect Director Vance K. Opperman For For Management 1.10 Elect Director Simon Paris For For Management 1.11 Elect Director Kim M. Rivera For For Management 1.12 Elect Director Barry Salzberg For For Management 1.13 Elect Director Peter J. Thomson For For Management 1.14 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Produce a Human Rights Risk Against For Shareholder Report -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20(Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2019/20 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2019/20 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2020/21 5 Amend Articles Re: Supervisory Board For For Management Term of Office 6 Elect Verena Volpert to the For For Management Supervisory Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- TIDEWATER MIDSTREAM AND INFRASTRUCTURE LTD. Ticker: TWM Security ID: 886453109 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2a Elect Director Joel A. MacLeod For For Management 2b Elect Director Doug Fraser For For Management 2c Elect Director Margaret A. (Greta) For For Management Raymond 2d Elect Director Robert Colcleugh For For Management 2e Elect Director Michael J. Salamon For For Management 2f Elect Director Neil McCarron For For Management 2g Elect Director Gail Yester For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Re-approve Deferred Share Unit Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TIMBERCREEK FINANCIAL CORP. Ticker: TF Security ID: 88709B104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amar Bhalla For For Management 1.2 Elect Director Scott Rowland For For Management 1.3 Elect Director Steven R. Scott For Withhold Management 1.4 Elect Director W. Glenn Shyba For For Management 1.5 Elect Director Pamela Spackman For For Management 1.6 Elect Director R. Blair Tamblyn For For Management 1.7 Elect Director Derek J. Watchorn For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TMX GROUP LIMITED Ticker: X Security ID: 87262K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 2a Elect Director Luc Bertrand For For Management 2b Elect Director Nicolas Darveau-Garneau For For Management 2c Elect Director Marie Giguere For For Management 2d Elect Director Martine Irman For For Management 2e Elect Director Moe Kermani For For Management 2f Elect Director William Linton For For Management 2g Elect Director Audrey Mascarenhas For For Management 2h Elect Director John McKenzie For For Management 2i Elect Director Kevin Sullivan For For Management 2j Elect Director Claude Tessier For For Management 2k Elect Director Eric Wetlaufer For For Management 2l Elect Director Charles Winograd For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Report on Policies and Practices For For Shareholder Regarding Indigenous Community Relations, Recruitment and Advancement of Indigenous Employees, Internal Education on Indigenous Reconciliation, and procurement from Indigenous-Owned Businesses -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2 Amend Articles to Amend Business Lines For For Management - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Shimatani, Yoshishige For For Management 3.2 Elect Director Tako, Nobuyuki For For Management 3.3 Elect Director Ichikawa, Minami For For Management 3.4 Elect Director Matsuoka, Hiroyasu For For Management 3.5 Elect Director Sumi, Kazuo For For Management 4 Elect Director and Audit Committee For For Management Member Orii, Masako -------------------------------------------------------------------------------- TOKAI CARBON CO., LTD. Ticker: 5301 Security ID: J85538106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nagasaka, Hajime For For Management 3.2 Elect Director Serizawa, Yuji For For Management 3.3 Elect Director Tsuji, Masafumi For For Management 3.4 Elect Director Yamaguchi, Katsuyuki For For Management 3.5 Elect Director Yamamoto, Shunji For For Management 3.6 Elect Director Masuda, Hirofumi For For Management 3.7 Elect Director Kambayashi, Nobumitsu For For Management 3.8 Elect Director Tanahashi, Junichi For For Management 3.9 Elect Director Asada, Mayumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Matsushima, Yoshinori 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- TOKYO TATEMONO CO., LTD. Ticker: 8804 Security ID: J88333133 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Tanehashi, Makio For For Management 2.2 Elect Director Nomura, Hitoshi For For Management 2.3 Elect Director Fukui, Kengo For For Management 2.4 Elect Director Ozawa, Katsuhito For For Management 2.5 Elect Director Izumi, Akira For For Management 2.6 Elect Director Kato, Hisatoshi For For Management 2.7 Elect Director Akita, Hideshi For For Management 2.8 Elect Director Jimbo, Takeshi For For Management 2.9 Elect Director Hattori, Shuichi For For Management 2.10 Elect Director Onji, Yoshimitsu For For Management 2.11 Elect Director Nakano, Takeo For For Management 2.12 Elect Director Kinoshita, Yumiko For For Management -------------------------------------------------------------------------------- TORC OIL & GAS LTD. Ticker: TOG Security ID: 890895303 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Whitecap For For Management Resources Inc. -------------------------------------------------------------------------------- TOREX GOLD RESOURCES INC. Ticker: TXG Security ID: 891054603 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Howes For For Management 1.2 Elect Director Jody L.M. Kuzenko For For Management 1.3 Elect Director Franklin L. Davis For For Management 1.4 Elect Director Tony S. Giardini For For Management 1.5 Elect Director Jennifer J. Hooper For For Management 1.6 Elect Director Jay C. Kellerman For For Management 1.7 Elect Director Rosalie C. Moore For For Management 1.8 Elect Director Roy S. Slack For For Management 1.9 Elect Director Elizabeth A. Wademan For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TOROMONT INDUSTRIES LTD. Ticker: TIH Security ID: 891102105 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Blake For For Management 1.2 Elect Director Benjamin D. Cherniavsky For For Management 1.3 Elect Director Jeffrey S. Chisholm For For Management 1.4 Elect Director Cathryn E. Cranston For For Management 1.5 Elect Director James W. Gill For For Management 1.6 Elect Director Wayne S. Hill For For Management 1.7 Elect Director Sharon L. Hodgson For For Management 1.8 Elect Director Scott J. Medhurst For For Management 1.9 Elect Director Robert M. Ogilvie For For Management 1.10 Elect Director Katherine A. Rethy For For Management 1.11 Elect Director Richard G. Roy For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 Re-approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- TOSHIBA CORP. Ticker: 6502 Security ID: J89752117 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Three Individuals to Against For Shareholder Investigate Status of Operations and Property of the Company 2 Amend Articles to Mandate Shareholder Against Against Shareholder Approval for Strategic Investment Policies including Capital Strategies -------------------------------------------------------------------------------- TOTAL ENERGY SERVICES INC. Ticker: TOT Security ID: 89154B102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Chow For For Management 1.2 Elect Director Glenn Dagenais For For Management 1.3 Elect Director Daniel K. Halyk For For Management 1.4 Elect Director Gregory Melchin For For Management 1.5 Elect Director Ken Mullen For For Management 1.6 Elect Director Bruce L. Pachkowski For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOURMALINE OIL CORP. Ticker: TOU Security ID: 89156V106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Rose For For Management 1.2 Elect Director Brian G. Robinson For For Management 1.3 Elect Director Jill T. Angevine For For Management 1.4 Elect Director William D. Armstrong For For Management 1.5 Elect Director Lee A. Baker For For Management 1.6 Elect Director John W. Elick For For Management 1.7 Elect Director Andrew B. MacDonald For For Management 1.8 Elect Director Lucy M. Miller For For Management 1.9 Elect Director Janet L. Weiss For For Management 1.10 Elect Director Ronald C. Wigham For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOYO TIRE CORP. Ticker: 5105 Security ID: J92805175 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Yamada, Yasuhiro For For Management 2.2 Elect Director Shimizu, Takashi For For Management 2.3 Elect Director Mitsuhata, Tatsuo For For Management 2.4 Elect Director Imura, Yoji For For Management 2.5 Elect Director Sasamori, Takehiko For For Management 2.6 Elect Director Moriya, Satoru For For Management 2.7 Elect Director Morita, Ken For For Management 2.8 Elect Director Takeda, Atsushi For For Management 2.9 Elect Director Yoneda, Michio For For Management 3 Appoint Statutory Auditor Matsuba, For For Management Tomoyuki -------------------------------------------------------------------------------- TRANSALTA CORPORATION Ticker: TA Security ID: 89346D107 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rona H. Ambrose For For Management 1.2 Elect Director John P. Dielwart For For Management 1.3 Elect Director Alan J. Fohrer For For Management 1.4 Elect Director Laura W. Folse For For Management 1.5 Elect Director Harry Goldgut For For Management 1.6 Elect Director John H. Kousinioris For For Management 1.7 Elect Director Thomas M. O'Flynn For For Management 1.8 Elect Director Beverlee F. Park For For Management 1.9 Elect Director Bryan D. Pinney For For Management 1.10 Elect Director James Reid For For Management 1.11 Elect Director Sandra R. Sharman For For Management 1.12 Elect Director Sarah A. Slusser For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Share Unit Plan For For Management 5 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- TRANSALTA RENEWABLES INC. Ticker: RNW Security ID: 893463109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Drinkwater For For Management 1.2 Elect Director Brett M. Gellner For For Management 1.3 Elect Director Allen R. Hagerman For For Management 1.4 Elect Director Georganne Hodges For For Management 1.5 Elect Director Kerry O'Reilly Wilks For For Management 1.6 Elect Director Todd J. Stack For For Management 1.7 Elect Director Paul H.E. Taylor For For Management 1.8 Elect Director Susan M. Ward For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TRANSCONTINENTAL INC. Ticker: TCL.A Security ID: 893578104 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Peter Brues For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Yves Leduc For For Management 1.4 Elect Director Isabelle Marcoux For For Management 1.5 Elect Director Nathalie Marcoux For For Management 1.6 Elect Director Pierre Marcoux For For Management 1.7 Elect Director Remi Marcoux For For Management 1.8 Elect Director Anna Martini For For Management 1.9 Elect Director Francois Olivier For For Management 1.10 Elect Director Mario Plourde For For Management 1.11 Elect Director Jean Raymond For For Management 1.12 Elect Director Francois R. Roy For For Management 1.13 Elect Director Annie Thabet For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Jasmine Whitbread as Director For For Management 5 Re-elect Marianne Culver as Director For For Management 6 Re-elect Blair Illingworth as Director For For Management 7 Re-elect Coline McConville as Director For For Management 8 Re-elect Pete Redfern as Director For For Management 9 Re-elect Nick Roberts as Director For For Management 10 Re-elect John Rogers as Director For For Management 11 Re-elect Alan Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Approve UK Sharesave Scheme and For For Management International Sharesave Scheme 21 Approve Restricted Share Plan For For Management -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Demerger of the Wickes Group For For Management from the Travis Perkins Group to be Implemented Through the Demerger Dividend 2 Approve Share Consolidation For For Management 3 Approve Deferred Annual Bonus Plan, For For Management Long Term Incentive Plan, Share Incentive Plan and Savings Related Share Option Scheme -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 153 2 Amend Articles to Reduce Directors' For Against Management Term - Authorize Board to Determine Income Allocation 3.1 Elect Director Chang Ming-Jang For For Management 3.2 Elect Director Eva Chen For For Management 3.3 Elect Director Mahendra Negi For For Management 3.4 Elect Director Omikawa, Akihiko For For Management 3.5 Elect Director Nonaka, Ikujiro For For Management 3.6 Elect Director Koga, Tetsuo For For Management 4.1 Appoint Statutory Auditor Sempo, Masaru For For Management 4.2 Appoint Statutory Auditor Hasegawa, For For Management Fumio 4.3 Appoint Statutory Auditor Kameoka, For For Management Yasuo 4.4 Appoint Statutory Auditor Fujita, Koji For For Management 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- TRICAN WELL SERVICE LTD. Ticker: TCW Security ID: 895945103 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2A Elect Director Thomas M. Alford For For Management 2B Elect Director Trudy M. Curran For For Management 2C Elect Director Bradley P.D. Fedora For For Management 2D Elect Director Michael J. McNulty For For Management 2E Elect Director Michael B. Rapps For For Management 2F Elect Director Deborah S. Stein For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Adopt New By-laws For For Management -------------------------------------------------------------------------------- TRIGANO SA Ticker: TRI Security ID: F93488108 Meeting Date: JAN 08, 2021 Meeting Type: Annual/Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 5 Approve Remuneration Policy for For For Management Chairman of the Supervisory Board 6 Approve Remuneration Policy for For For Management Members of the Supervisory Board 7 Approve Remuneration Policy for For Against Management Chairman of the Management Board 8 Approve Remuneration Policy for CEOs For Against Management 9 Approve Remuneration Policy for For Against Management Members of the Management Board 10 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 214,500 11 Approve Compensation of Report of For Against Management Corporate Officers 12 Approve Compensation of Alice Cavalier For For Management Feuillet, Chairman of the Supervisory Board 13 Approve Compensation of Francois For Against Management Feuillet, Chairman of the Management Board 14 Approve Compensation of Marie-Helene For Against Management Feuillet, CEO 15 Approve Compensation of Michel For Against Management Freiche, CEO 16 Approve Compensation of Paolo Bicci, For Against Management Management Board Member 17 Reelect Alice Cavalier Feuillet as For For Management Supervisory Board Member 18 Reelect Guido Carissimo as Supervisory For For Management Board Member 19 Reelect Jean-Luc Gerard as Supervisory For For Management Board Member 20 Reelect Francois Feuillet as For For Management Supervisory Board Member 21 Elect Valerie Frohly as Supervisory For For Management Board Member 22 Authorize Repurchase of Up to 9.83 For Against Management Percent of Issued Share Capital 23 Renew Appointment of BM&A as Auditor For For Management 24 Acknowledge End of Mandate of Eric For For Management Blache as Alternate Auditor and Decision to Neither Replace Nor Renew 25 Authorize Filing of Required For For Management Documents/Other Formalities 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares -------------------------------------------------------------------------------- TRISURA GROUP LTD. Ticker: TSU Security ID: 89679A209 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Clare For For Management 1.2 Elect Director Paul Gallagher For For Management 1.3 Elect Director Barton Hedges For For Management 1.4 Elect Director Greg Morrison For For Management 1.5 Elect Director George E. Myhal For Withhold Management 1.6 Elect Director Robert Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Share Split For For Management -------------------------------------------------------------------------------- TRYG A/S Ticker: TRYG Security ID: K9640A110 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of DKK 37 Billion For For Management Pool of Capital with Preemptive Rights to Finance the Company's Participation in the Acquisition of RSA Insurance Group plc; Amend Articles Accordingly 2 Approve Director Indemnification For For Management 3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- TSUBAKI NAKASHIMA CO., LTD Ticker: 6464 Security ID: J9310P126 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Hirota, Koji For For Management 3.2 Elect Director Gotsubo, Tomofumi For For Management 3.3 Elect Director Ohara, Shakil For For Management 3.4 Elect Director Kono, Ken For For Management 3.5 Elect Director Tannawa, Keizo For For Management 3.6 Elect Director Yamamoto, Noboru For For Management 3.7 Elect Director Hashiguchi, Junichi For For Management -------------------------------------------------------------------------------- TUBACEX SA Ticker: TUB Security ID: E45132136 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Treatment of Net Loss For For Management 1.4 Approve Discharge of Board For For Management 2 Appoint Ernst & Young as Auditor For For Management 3 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 4.1 Amend Article 10 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 4.2 Amend Article 14 For For Management 4.3 Amend Article 16 For For Management 4.4 Amend Article 18 For For Management 5 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 6 Authorize Share Repurchase Program For For Management 7 Approve Remuneration Policy For Against Management 8 Advisory Vote on Remuneration Report For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EUR 919 Million Reduction in For Did Not Vote Management Share Capital via Reduction of Par Value from EUR 2.56 to EUR 1.00 2 Approve Creation of EUR 509 Million For Did Not Vote Management Pool of Capital with Preemptive Rights 3 Approve EUR 420 Million Increase in For Did Not Vote Management Share Capital for Private Placement -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20 (Non-Voting) 2.1 Approve Discharge of Management Board For Did Not Vote Management Member Friedrich Joussen for Fiscal Year 2019/20 2.2 Approve Discharge of Management Board For Did Not Vote Management Member David Burling for Fiscal Year 2019/20 2.3 Approve Discharge of Management Board For Did Not Vote Management Member Birgit Conix for Fiscal Year 2019/20 2.4 Approve Discharge of Management Board For Did Not Vote Management Member Sebastian Ebel for Fiscal Year 2019/20 2.5 Approve Discharge of Management Board For Did Not Vote Management Member Elke Eller for Fiscal Year 2019/20 2.6 Approve Discharge of Management Board For Did Not Vote Management Member Frank Rosenberger for Fiscal Year 2019/20 3.1 Approve Discharge of Supervisory Board For Did Not Vote Management Member Dieter Zetsche for Fiscal Year 2019/20 3.2 Approve Discharge of Supervisory Board For Did Not Vote Management Member Frank Jakobi for Fiscal Year 2019/20 3.3 Approve Discharge of Supervisory Board For Did Not Vote Management Member Peter Long for Fiscal Year 2019/20 3.4 Approve Discharge of Supervisory Board For Did Not Vote Management Member Ingrid-Helen Arnold for Fiscal Year 2019/20 3.5 Approve Discharge of Supervisory Board For Did Not Vote Management Member Andreas Barczewski for Fiscal Year 2019/20 3.6 Approve Discharge of Supervisory Board For Did Not Vote Management Member Peter Bremme for Fiscal Year 2019/20 3.7 Approve Discharge of Supervisory Board For Did Not Vote Management Member Edgar Ernst for Fiscal Year 2019/20 3.8 Approve Discharge of Supervisory Board For Did Not Vote Management Member Wolfgang Flintermann for Fiscal Year 2019/20 3.9 Approve Discharge of Supervisory Board For Did Not Vote Management Member Maria Corces for Fiscal Year 2019/20 3.10 Approve Discharge of Supervisory Board For Did Not Vote Management Member Angelika Gifford for Fiscal Year 2019/20 3.11 Approve Discharge of Supervisory Board For Did Not Vote Management Member Valerie Gooding for Fiscal Year 2019/20 3.12 Approve Discharge of Supervisory Board For Did Not Vote Management Member Stefan Heinemann for Fiscal Year 2019/20 3.13 Approve Discharge of Supervisory Board For Did Not Vote Management Member Dierk Hirschel for Fiscal Year 2019/20 3.14 Approve Discharge of Supervisory Board For Did Not Vote Management Member Janis Kong for Fiscal Year 2019/20 3.15 Approve Discharge of Supervisory Board For Did Not Vote Management Member Vladimir Lukin for Fiscal Year 2019/20 3.16 Approve Discharge of Supervisory Board For Did Not Vote Management Member Coline McConville for Fiscal Year 2019/20 3.17 Approve Discharge of Supervisory Board For Did Not Vote Management Member Alexey Mordashov for Fiscal Year 2019/20 3.18 Approve Discharge of Supervisory Board For Did Not Vote Management Member Michael Poenipp for Fiscal Year 2019/20 3.19 Approve Discharge of Supervisory Board For Did Not Vote Management Member Carola Schwirn for Fiscal Year 2019/20 3.20 Approve Discharge of Supervisory Board For Did Not Vote Management Member Anette Strempel for Fiscal Year 2019/20 3.21 Approve Discharge of Supervisory Board For Did Not Vote Management Member Ortwin Strubelt for Fiscal Year 2019/20 3.22 Approve Discharge of Supervisory Board For Did Not Vote Management Member Joan Riu for Fiscal Year 2019/20 3.23 Approve Discharge of Supervisory Board For Did Not Vote Management Member Stefan Weinhofer for Fiscal Year 2019/20 4 Ratify Deloitte GmbH as Auditors for For Did Not Vote Management Fiscal Year 2020/21 5 Approve Creation of EUR 110 Million For Did Not Vote Management Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 417 Million For Did Not Vote Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds For Did Not Vote Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 110 Million Pool of Capital to Guarantee Conversion Rights 8.1 Elect Jutta Doenges to the Supervisory For Did Not Vote Management Board 8.2 Elect Edgar Ernst to the Supervisory For Did Not Vote Management Board 8.3 Elect Janina Kugel to the Supervisory For Did Not Vote Management Board 8.4 Elect Alexey Mordashov to the For Did Not Vote Management Supervisory Board 9 Approve Remuneration Policy For Did Not Vote Management 10 Approve Remuneration of Supervisory For Did Not Vote Management Board 11 Approve Remuneration Report For Did Not Vote Management -------------------------------------------------------------------------------- TURQUOISE HILL RESOURCES LTD. Ticker: TRQ Security ID: 900435207 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Burns For For Management 1.2 Elect Director R. Peter Gillin For For Management 1.3 Elect Director Alfred P. Grigg For For Management 1.4 Elect Director Stephen Jones For For Management 1.5 Elect Director Russel C. Robertson For For Management 1.6 Elect Director Maryse Saint-Laurent For For Management 1.7 Elect Director Steve Thibeault For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- UDG HEALTHCARE PLC Ticker: UDG Security ID: G9285S108 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- UDG HEALTHCARE PLC Ticker: UDG Security ID: G9285S108 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: JAN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Peter Chambre as Director For For Management 4b Re-elect Nigel Clerkin as Director For For Management 4c Re-elect Shane Cooke as Director For For Management 4d Re-elect Myles Lee as Director For For Management 4e Re-elect Brendan McAtamney as Director For For Management 4f Re-elect Lisa Ricciardi as Director For For Management 4g Elect Liz Shanahan as Director For For Management 4h Re-elect Erik Van Snippenberg as For For Management Director 4i Elect Anna Whitaker as Director For For Management 4j Re-elect Linda Wilding as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine Price Range at which For For Management Treasury Shares May be Re-issued Off-Market -------------------------------------------------------------------------------- ULTRA ELECTRONICS HOLDINGS PLC Ticker: ULE Security ID: G9187G103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Kenneth Hunzeker as Director For For Management 5 Re-elect Martin Broadhurst as Director For For Management 6 Re-elect Geeta Gopalan as Director For For Management 7 Re-elect Victoria Hull as Director For For Management 8 Re-elect Simon Pryce as Director For For Management 9 Re-elect Tony Rice as Director For Against Management 10 Re-elect Jos Sclater as Director For For Management 11 Re-elect Daniel Shook as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UMS HOLDINGS LIMITED Ticker: 558 Security ID: Y9050L106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Gn Jong Yuh Gwendolyn as Director For For Management 4 Elect Phang Ah Tong as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Moore Stephens LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- UNI-SELECT INC. Ticker: UNS Security ID: 90457D100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle Cormier For For Management 1.2 Elect Director Martin Garand For For Management 1.3 Elect Director Stephane Gonthier For For Management 1.4 Elect Director Matthew B. Kunica For For Management 1.5 Elect Director Chantel E. Lenard For For Management 1.6 Elect Director Brian McManus For For Management 1.7 Elect Director Frederick J. Mifflin For For Management 1.8 Elect Director Pierre A. Raymond For For Management 1.9 Elect Director David G. Samuel For For Management 1.10 Elect Director Brent Windom For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- UNICAJA BANCO SA Ticker: UNI Security ID: E92589105 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company's Balance Sheet as of For For Management June 30, 2020 1.2 Approve Merger Agreement with For For Management Liberbank SA 1.3 Approve Merger by Absorption of For For Management Liberbank SA 1.4.A Amend Article 7 For For Management 1.4.B Amend Article 9 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 1.4.C Amend Articles 11 and 31 For For Management 1.4.D Amend Articles For For Management 1.5 Approve Issuance of Shares in For For Management Connection with Merger by Absorption of Liberbank SA 1.6 Approve Instructions to Assume as of For For Management its Own the Powers of Attorney Granted by Liberbank 1.7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 2.1 Fix Number of Directors at 15 For For Management 2.2.A Elect Manuel Menendez Menendez as For For Management Director 2.2.B Elect Felipe Fernandez Fernandez as For For Management Director 2.2.C Elect Ernesto Luis Tinajero Flores as For For Management Director 2.2.D Elect David Vaamonde Juanatey as For For Management Director 2.2.E Elect Maria Luisa Garana Corces as For For Management Director 2.2.F Elect Jorge Delclaux Bravo as Director For For Management 2.2.G Elect Manuel Gonzalez Cid as Director For For Management 3.A Amend Articles of General Meeting For For Management Regulations 3.B Amend Article 30 of General Meeting For For Management Regulations 3.C Remove Transitional Provision of For For Management General Meeting Regulations 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- UNICAJA BANCO SA Ticker: UNI Security ID: E92589105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Approve Remuneration Policy For For Management 6.2 Approve Annual Maximum Remuneration For For Management 6.3 Approve Grant of Company Shares to For For Management Executive Directors under the Variable Remuneration Plan 7 Approve Capital Reduction by Decrease For For Management in Par Value 8 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 9 Authorize Share Repurchase Program For For Management 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2.1 Elect Director and Audit Committee For For Management Member Wada, Hiroko 2.2 Elect Director and Audit Committee For For Management Member Sugita, Hiroaki 2.3 Elect Director and Audit Committee For For Management Member Asada, Shigeru -------------------------------------------------------------------------------- UNIEURO SPA Ticker: UNIR Security ID: T9T215102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For For Management 2 Approve Performance Shares Plan For Against Management 2020-2025 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Authorize Board to Increase Capital to For Against Management Service Performance Shares Plan 2020-2025 -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Climate Transition Action Plan For Abstain Management 5 Re-elect Nils Andersen as Director For For Management 6 Re-elect Laura Cha as Director For For Management 7 Re-elect Dr Judith Hartmann as Director For For Management 8 Re-elect Alan Jope as Director For For Management 9 Re-elect Andrea Jung as Director For For Management 10 Re-elect Susan Kilsby as Director For For Management 11 Re-elect Strive Masiyiwa as Director For For Management 12 Re-elect Youngme Moon as Director For For Management 13 Re-elect Graeme Pitkethly as Director For For Management 14 Re-elect John Rishton as Director For For Management 15 Re-elect Feike Sijbesma as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise UK Political Donations and For For Management Expenditure 19 Approve SHARES Plan For For Management 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 25 Adopt New Articles of Association For For Management 26 Approve Reduction of the Share Premium For For Management Account -------------------------------------------------------------------------------- UNITED LABORATORIES INTERNATIONAL HOLDINGS LIMITED Ticker: 3933 Security ID: G8813K108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Leung Wing Hon as Director For For Management 3b Elect Fang Yu Ping as Director For For Management 3c Elect Fu Xiao Nan as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wong Kan Seng as Director For For Management 6 Elect Alvin Yeo Khirn Hai as Director For For Management 7 Elect Chia Tai Tee as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UOB-KAY HIAN HOLDINGS LIMITED Ticker: U10 Security ID: Y92991101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Wee Ee Chao as Director For For Management 5 Elect Chng Seng Hong, Ronny as Director For For Management 6 Elect Tang Wee Loke as Director For Against Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB-Kay Hian Holdings Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management 11 Approve Tang Wee Loke to Continue For Against Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST 12 Approve Tang Wee Loke to Continue For Against Management Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Wee Cho Yaw as Director For Against Management 5 Elect Wee Ee-chao as Director For For Management 6 Elect Sim Hwee Cher as Director For For Management 7 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Elect Lau Cheng Soon as Director For For Management 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LIMITED Ticker: 806 Security ID: G93175100 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Share Options to Seri For Against Management Cheah Cheng Hye Under the Share Option Scheme 2 Approve Grant of Share Options to So For Against Management Chun Ki Louis Under the Share Option Scheme -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LIMITED Ticker: 806 Security ID: G93175100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3A1 Elect Seri Cheah Cheng Hye as Director For For Management 3A2 Elect Hung Yeuk Yan Renee as Director For For Management 3A3 Elect Nobuo Oyama as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Goon Kok Loon as Director For Against Management 4 Elect Wong Yew Meng as Director For For Management 5 Elect Kay Kuok Oon Kwong as Director For For Management 6 Elect Wong-Yeo Siew Eng as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For Against Management of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 11 Authorize Share Repurchase Program For For Management 12 Adopt Venture Corporation Restricted For Against Management Share Plan 2021 -------------------------------------------------------------------------------- VERBIO VEREINIGTE BIOENERGIE AG Ticker: VBK Security ID: D86145105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019/20 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019/20 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020/21 6 Approve Remuneration Policy For Against Management 7 Approve Remuneration of Supervisory For For Management Board 8 Amend Articles Re: Proof of Entitlement For For Management 9 Amend Articles Re: Participation and For For Management Voting Rights 10.1 Elect Alexander von Witzleben to the For Against Management Supervisory Board 10.2 Elect Ulrike Kraemer to the For For Management Supervisory Board 10.3 Elect Klaus Niemann to the Supervisory For For Management Board 10.4 Elect Christian Doll as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- VERMILION ENERGY INC. Ticker: VET Security ID: 923725105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Lorenzo Donadeo For For Management 2b Elect Director Larry J. Macdonald For For Management 2c Elect Director Carin S. Knickel For For Management 2d Elect Director Stephen P. Larke For For Management 2e Elect Director Timothy R. Marchant For For Management 2f Elect Director Robert B. Michaleski For For Management 2g Elect Director William B. Roby For For Management 2h Elect Director Catherine L. Williams For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- VERSABANK Ticker: VB Security ID: 92512J106 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 2.1 Elect Director Thomas A. Hockin For For Management 2.2 Elect Director David R. Taylor For For Management 2.3 Elect Director Gabrielle Bochynek For For Management 2.4 Elect Director Robbert-Jan Brabander For For Management 2.5 Elect Director David A. Bratton For For Management 2.6 Elect Director R.W. (Dick) Carter For For Management 2.7 Elect Director Art Linton For For Management 2.8 Elect Director Peter M. Irwin For For Management 2.9 Elect Director Susan T. McGovern For For Management 2.10 Elect Director Paul G. Oliver For For Management 3 Approve Omnibus Long Term Incentive For Against Management Plan -------------------------------------------------------------------------------- VICOM LTD. Ticker: WJP Security ID: Y9365L114 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Lim Jit Poh as Director For For Management 5 Elect Sim Wing Yew as Director For For Management 6 Approve Goh Yeow Tin to Continue For For Management Office as Independent Non-Executive Director 7 Approve Goh Yeow Tin to Continue For For Management Office as Independent Non-Executive Director by Shareholders (Excluding Directors, Chief Executive Officer and Their Respective Associates) 8 Elect Soh Chung Hian, Daniel as For For Management Director 9 Elect Wong Yoke Woon as Director For For Management 10 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VICTREX PLC Ticker: VCT Security ID: G9358Y107 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Larry Pentz as Director For For Management 5 Re-elect Jane Toogood as Director For For Management 6 Re-elect Janet Ashdown as Director For For Management 7 Re-elect Brendan Connolly as Director For For Management 8 Re-elect David Thomas as Director For For Management 9 Re-elect Jakob Sigurdsson as Director For For Management 10 Re-elect Dr Martin Court as Director For For Management 11 Re-elect Richard Armitage as Director For For Management 12 Elect Ros Rivaz as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- VIDRALA SA Ticker: VID Security ID: E9702H109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Non-Financial Information For For Management Statement 5 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 6 Authorize Capitalization of Reserves For For Management for Bonus Issue 7 Reelect Carlos Delclaux Zulueta For Against Management Astrand as Director 8 Approve Remuneration Policy For Against Management 9 Advisory Vote on Remuneration Report For Against Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- VILMORIN & CIE SA Ticker: RIN Security ID: F9768K102 Meeting Date: DEC 11, 2020 Meeting Type: Annual/Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Receive Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 3 Approve Allocation of Income and For For Management Dividends of EUR 1 per Share 4 Approve Consolidated Financial For For Management Statements and Discharge Directors 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 46,830 6 Ratify Appointment of Philippe For Against Management Blateyron as Director 7 Reelect Philippe Blateyron as Director For Against Management 8 Reelect Annick Brunier as Director For Against Management 9 Reelect Sebastien Vidal as Director For Against Management 10 Elect Severine Darsonville as Director For Against Management 11 Elect Bpifrance Participations as For Against Management Director 12 Appoint Grant Thornton as Auditor For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Issuance of Bonds/Debentures For For Management in the Aggregate Value of EUR 600 Million 15 Approve Compensation of Chairman and For For Management CEO 16 Approve Remuneration Policy of For Against Management Corporate Officers 17 Approve Compensation Report of For For Management Corporate Officers 18 Approve Compensation of Daniel For For Management Jacquemond, Vice-CEO 19 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 500 Million 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VIRBAC SA Ticker: VIRP Security ID: F97900116 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt One-Tiered Board Structure For For Management 2 Pursuant to Item 1 Above, Amend For For Management Articles of Bylaws 3 Transfer to the Board of Directors of For Against Management the Authorizations and Delegations Granted by the General Meetings to the Management Board 4 Elect Marie-Helene Dick-Madelpuech as For Against Management Director 5 Elect Pierre Madelpuech as Director For Against Management 6 Elect Solene Madelpuech as Director For Against Management 7 Elect Philippe Capron as Director For Against Management 8 Elect OJB Conseil as Director For For Management 9 Elect Cyrille Petit as Director For For Management 10 Appoint Xavier Yon Consulting For Against Management Unipessoal Lda as Censor 11 Acknowledge Continuation of Employee's For For Management Representative Mandate 12 Transfer to the Board of Directors of For Against Management the Authorization Granted by the June 22, 2020 General Meeting 13 Approve Remuneration Policy of Board For For Management Members 14 Approve Remuneration Policy of CEO For Against Management 15 Approve Remuneration Policy of For Against Management Vice-CEOs 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VIRGIN MONEY UK PLC Ticker: VMUK Security ID: G9413V106 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect David Bennett as Director For For Management 4 Re-elect Paul Coby as Director For For Management 5 Re-elect David Duffy as Director For For Management 6 Re-elect Geeta Gopalan as Director For For Management 7 Re-elect Darren Pope as Director For For Management 8 Re-elect Amy Stirling as Director For For Management 9 Re-elect Tim Wade as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Issue of Equity in For For Management Connection with AT1 Securities 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with AT1 Securities 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise Off-Market Purchase of For For Management Ordinary Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity in For For Management Connection with the Conduct Indemnity Deed 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Conduct Indemnity Deed -------------------------------------------------------------------------------- VISCOFAN SA Ticker: VIS Security ID: E97579192 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports, and Non-Financial Information Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Approve Company's Balance Sheet as of For For Management Dec. 31, 2020 6.2 Approve Segregation Agreement of For For Management Viscofan SA to Fully-Owned Subsidiary Viscofan Espana SLU 6.3 Approve Segregation of Viscofan SA to For For Management Fully-Owned Subsidiary Viscofan Espana SLU 6.4 Adhere to Special Fiscal Regime of For For Management Neutrality Tax 6.5 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Segregation 7 Approve Remuneration Policy For For Management 8 Advisory Vote on Remuneration Report For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VISTA GROUP INTERNATIONAL LIMITED Ticker: VGL Security ID: Q94446202 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Susan Peterson as Director For For Management 3 Elect Murray Holdaway as Director For For Management 4 Elect Claudia Batten as Director For For Management 5 Approve the Increase in Maximum For Against Management Aggregate Remuneration of Non-Executive Directors 6 Approve Vista Group Recognition Scheme For For Management Rules -------------------------------------------------------------------------------- VIVA ENERGY GROUP LIMITED Ticker: VEA Security ID: Q9478L109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Sarah Ryan as Director For For Management 3b Elect Michael Muller as Director For For Management 4 Approve Grant of Performance Rights to For For Management Scott Wyatt -------------------------------------------------------------------------------- VOCENTO SA Ticker: VOC Security ID: E5700U100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Treatment of Net Loss 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Reelect Enrique de Ybarra Ybarra as For For Management Director 6 Approve Remuneration Policy For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VOCUS GROUP LTD. Ticker: VOC Security ID: Q9479K100 Meeting Date: JUN 22, 2021 Meeting Type: Court Record Date: JUN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Voyage Australia Pty Limited -------------------------------------------------------------------------------- VPOWER GROUP INTERNATIONAL HOLDINGS LIMITED Ticker: 1608 Security ID: G93954108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lo Siu Yuen as Director For For Management 3.2 Elect Chan Mei Wan as Director For For Management 3.3 Elect David Tsoi as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VSTECS HOLDINGS LIMITED Ticker: 856 Security ID: G9400C111 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Yue as Director For For Management 3b Elect Xia Bin as Director For For Management 3c Elect Cheung Wing Lee Isaiah as For For Management Director 3d Elect Wang Xiaolong as Director For Against Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WAJAX CORPORATION Ticker: WJX Security ID: 930783105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Abi-karam For For Management 1.2 Elect Director Thomas M. Alford For For Management 1.3 Elect Director Edward M. Barrett For For Management 1.4 Elect Director Douglas A. Carty For For Management 1.5 Elect Director Sylvia D. Chrominska For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director John C. Eby For For Management 1.8 Elect Director A. Mark Foote For For Management 1.9 Elect Director Alexander S. Taylor For For Management 1.10 Elect Director Susan Uthayakumar For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 11 Approve Remuneration Report (Advisory For Against Management Vote) 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karen For Against Management Bomba, Karin Falk, Johan Forssell, Tom Johnstone (Chair), Risto Murto (Vice Chair) and Mats Rahmstrom as Directors; Elect Tiina Tuomela as New Director 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management Auditors 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 94106B101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward E. "Ned" Guillet For For Management 1b Elect Director Michael W. Harlan For For Management 1c Elect Director Larry S. Hughes For For Management 1d Elect Director Worthing F. Jackman For For Management 1e Elect Director Elise L. Jordan For For Management 1f Elect Director Susan "Sue" Lee For For Management 1g Elect Director Ronald J. Mittelstaedt For For Management 1h Elect Director William J. Razzouk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WATERLOO BREWING LTD. Ticker: WBR Security ID: 94155W105 Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward H. Kernaghan For For Management 1.2 Elect Director Stan G. Dunford For For Management 1.3 Elect Director Peter J. Schwartz For For Management 1.4 Elect Director David R. Shaw For For Management 1.5 Elect Director George H. Croft For For Management 1.6 Elect Director John H. Bowey For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management 4 Amend Employee Stock Purchase Plan For For Management 5 Amend Employee Stock Purchase Plan For For Management -------------------------------------------------------------------------------- WELCIA HOLDINGS CO., LTD. Ticker: 3141 Security ID: J9505A108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeno, Takamitsu For For Management 1.2 Elect Director Matsumoto, Tadahisa For For Management 1.3 Elect Director Sato, Norimasa For For Management 1.4 Elect Director Nakamura, Juichi For For Management 1.5 Elect Director Okada, Motoya For For Management 1.6 Elect Director Narita, Yukari For For Management 1.7 Elect Director Nakai, Tomoko For For Management 1.8 Elect Director Ishizuka, Kunio For For Management -------------------------------------------------------------------------------- WESDOME GOLD MINES LTD. Ticker: WDO Security ID: 95083R100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Main For For Management 1.2 Elect Director Duncan Middlemiss For For Management 1.3 Elect Director Nadine Miller For For Management 1.4 Elect Director Warwick Morley-Jepson For For Management 1.5 Elect Director Brian Skanderbeg For For Management 1.6 Elect Director Edie Thome For For Management 1.7 Elect Director Bill Washington For For Management 2 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Norbord Inc. 2 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFG Security ID: 952845105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Ellis Ketcham Johnson For For Management 1.6 Elect Director Brian G. Kenning For For Management 1.7 Elect Director Marian Lawson For For Management 1.8 Elect Director Colleen McMorrow For For Management 1.9 Elect Director Gerald J. (Gerry) Miller For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Janice G. Rennie For For Management 1.12 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTERN FOREST PRODUCTS INC. Ticker: WEF Security ID: 958211203 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Jane Bird For For Management 2.2 Elect Director Laura A. Cillis For For Management 2.3 Elect Director Donald Demens For For Management 2.4 Elect Director Randy Krotowski For For Management 2.5 Elect Director Daniel Nocente For For Management 2.6 Elect Director Cheri Phyfer For For Management 2.7 Elect Director Michael T. Waites For For Management 2.8 Elect Director John Williamson For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Allow Shareholder Meetings to be Held For For Management By Electronic Means or Other Communications Facility 5 Approve Advance Notice Requirement For For Management 6 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Grant of Performance Share For For Management Rights to Peter King 3 Approve Remuneration Report For For Management 4a Elect Peter Nash as Director For Against Management 4b Elect John McFarlane as Director For For Management 4c Elect Christopher Lynch as Director For For Management 4d Elect Michael Hawker as Director For For Management 5a Elect Noel Davis as Director Against Against Shareholder 5b Elect Paul Whitehead as Director Against Against Shareholder -------------------------------------------------------------------------------- WESTSHORE TERMINALS INVESTMENT CORPORATION Ticker: WTE Security ID: 96145A200 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Stinson For Withhold Management 1.2 Elect Director M. Dallas H. Ross For Withhold Management 1.3 Elect Director Brian Canfield For For Management 1.4 Elect Director Glen Clark For Withhold Management 1.5 Elect Director H. Clark Hollands For For Management 1.6 Elect Director Steve Akazawa For For Management 1.7 Elect Director Nick Desmarais For Withhold Management 1.8 Elect Director Dianne Watts For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Long as Director For For Management 2b Elect Wan Hongjian as Director For For Management 2c Elect Ma Xiangjie as Director For For Management 2d Elect Dennis Pat Rick Organ as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve US Employee Stock Purchase Plan For For Management 4 Re-elect Carl Cowling as Director For For Management 5 Elect Nicky Dulieu as Director For For Management 6 Re-elect Annemarie Durbin as Director For For Management 7 Re-elect Simon Emeny as Director For For Management 8 Re-elect Robert Moorhead as Director For For Management 9 Re-elect Henry Staunton as Director For For Management 10 Re-elect Maurice Thompson as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Paul Yiu Cheung Tsui as Director For For Management 2b Elect Tak Hay Chau as Director For For Management 2c Elect Andrew Kwan Yuen Leung as For For Management Director 2d Elect Glenn Sekkemn Yee as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Elect Kal Atwal as Director For For Management 4 Elect Fumbi Chima as Director For For Management 5 Re-elect David Atkins as Director For For Management 6 Re-elect Horst Baier as Director For For Management 7 Re-elect Alison Brittain as Director For For Management 8 Re-elect Nicholas Cadbury as Director For For Management 9 Re-elect Adam Crozier as Director For For Management 10 Re-elect Frank Fiskers as Director For For Management 11 Re-elect Richard Gillingwater as For For Management Director 12 Re-elect Chris Kennedy as Director For For Management 13 Re-elect Louise Smalley as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Approve Sharesave Plan For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WHITECAP RESOURCES INC. Ticker: WCP Security ID: 96467A200 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of TORC Oil & Gas Ltd. 2 Approve Increase in Maximum Number of For For Management Directors from Nine to Twelve -------------------------------------------------------------------------------- WHITECAP RESOURCES INC. Ticker: WCP Security ID: 96467A200 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors Ten For For Management 2.1 Elect Director Mary-Jo Case For For Management 2.2 Elect Director Heather J. Culbert For For Management 2.3 Elect Director Grant B. Fagerheim For For Management 2.4 Elect Director Gregory S. Fletcher For For Management 2.5 Elect Director Daryl H. Gilbert For For Management 2.6 Elect Director Glenn A. McNamara For For Management 2.7 Elect Director Stephen C. Nikiforuk For For Management 2.8 Elect Director Kenneth S. Stickland For For Management 2.9 Elect Director Bradley J. Wall For For Management 2.10 Elect Director Grant A. Zawalsky For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Articles Re: Changing the For For Management Rights, Privileges, Restrictions and Conditions of the Preferred Shares 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividends For For Management 3 Approve Directors' Fees For For Management 4 Elect Lim Siong Guan as Director For Against Management 5 Elect Kuok Khoon Hong as Director For For Management 6 Elect Pua Seck Guan as Director For For Management 7 Elect Kishore Mahbubani as Director For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 11 Approve Renewal of Mandate for For For Management Interested Person Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WINPAK LTD. Ticker: WPK Security ID: 97535P104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antti I. Aarnio-Wihuri For Withhold Management 1.2 Elect Director Martti H. Aarnio-Wihuri For Withhold Management 1.3 Elect Director Rakel J. Aarnio-Wihuri For Withhold Management 1.4 Elect Director Bruce J. Berry For Withhold Management 1.5 Elect Director Kenneth P. Kuchma For For Management 1.6 Elect Director Dayna Spiring For For Management 1.7 Elect Director Ilkka T. Suominen For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WISETECH GLOBAL LIMITED Ticker: WTC Security ID: Q98056106 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Maree Isaacs as Director For For Management 4 Elect Arlene Tansey as Director For For Management 5 Approve Equity Incentives Plan For For Management 6 Approve Grant of Share Rights to For For Management Non-Executive Directors -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC Ticker: MRW Security ID: G62748119 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Higginson as Director For For Management 5 Re-elect David Potts as Director For For Management 6 Re-elect Trevor Strain as Director For For Management 7 Re-elect Michael Gleeson as Director For For Management 8 Re-elect Rooney Anand as Director For For Management 9 Elect Susanne Given as Director For For Management 10 Re-elect Kevin Havelock as Director For For Management 11 Elect Lyssa McGowan as Director For For Management 12 Elect Jeremy Townsend as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Christopher Haynes as Director For For Management 2b Elect Richard Goyder as Director For For Management 2c Elect Gene Tilbrook Goh as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Peter Coleman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution Proposed by Market Forces 5b Approve Capital Protection Against Against Shareholder 6 ***Withdrawn Resolution*** Approve the None None Shareholder Amendments to the Company's Constitution Proposed by the Australasian Centre for Corporate Responsibility (ACCR) -------------------------------------------------------------------------------- WOOLWORTHS GROUP LIMITED Ticker: WOW Security ID: Q98418108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve the Demerger For For Management 1b Approve Capital Reduction For For Management 2 Approve Employee Incentive For For Management -------------------------------------------------------------------------------- WPP AUNZ LIMITED Ticker: WPP Security ID: Q9860J100 Meeting Date: APR 21, 2021 Meeting Type: Court Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by WPP plc via Cavendish Square Holding B.V. -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Compensation Committee Report For For Management 4 Elect Angela Ahrendts as Director For For Management 5 Elect Tom Ilube as Director For For Management 6 Elect Ya-Qin Zhang as Director For For Management 7 Re-elect Jacques Aigrain as Director For For Management 8 Re-elect Sandrine Dufour as Director For For Management 9 Re-elect Tarek Farahat as Director For For Management 10 Re-elect Roberto Quarta as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Cindy Rose as Director For For Management 14 Re-elect Nicole Seligman as Director For For Management 15 Re-elect Sally Susman as Director For For Management 16 Re-elect Keith Weed as Director For For Management 17 Re-elect Jasmine Whitbread as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- WSP GLOBAL INC. Ticker: WSP Security ID: 92938W202 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis-Philippe Carriere For For Management 1.2 Elect Director Christopher Cole For For Management 1.3 Elect Director Alexandre L'Heureux For For Management 1.4 Elect Director Birgit Norgaard For For Management 1.5 Elect Director Suzanne Rancourt For For Management 1.6 Elect Director Paul Raymond For For Management 1.7 Elect Director Pierre Shoiry For For Management 1.8 Elect Director Linda Smith-Galipeau For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Linda Chen as Director For For Management 2b Elect Craig S. Billings as Director For For Management 2c Elect Jeffrey Kin-fung Lam as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme -------------------------------------------------------------------------------- XINYI GLASS HOLDINGS LTD. Ticker: 868 Security ID: G9828G108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Tung Ching Bor as Director For For Management 3A2 Elect Sze Nang Sze as Director For For Management 3A3 Elect Ng Ngan Ho as Director For For Management 3A4 Elect Wong Ying Wai as Director For For Management 3A5 Elect Tran Chuen Wah, John as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YAMABIKO CORP. Ticker: 6250 Security ID: J95558102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Board Meetings 2.1 Elect Director Nagao, Yoshiaki For For Management 2.2 Elect Director Kubo, Hiroshi For For Management 2.3 Elect Director Hayashi, Tomohiko For For Management 2.4 Elect Director Kitamura, Yoshiki For For Management 2.5 Elect Director Yoshizaki, Takuo For For Management 2.6 Elect Director Sano, Koji For For Management 2.7 Elect Director Nogami, Yoshiyuki For For Management 3 Appoint Statutory Auditor Kameyama, For For Management Harunobu 4 Appoint Alternate Statutory Auditor For For Management Kaimori, Hiroshi -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Yamaji, Katsuhito For For Management 2.5 Elect Director Okawa, Tatsumi For For Management 2.6 Elect Director Maruyama, Heiji For For Management 2.7 Elect Director Nakata, Takuya For For Management 2.8 Elect Director Kamigama, Takehiro For For Management 2.9 Elect Director Tashiro, Yuko For For Management 2.10 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Statutory Auditor Kawai, Eriko For For Management 4 Appoint Alternate Statutory Auditor For For Management Fujita, Ko -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For For Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Daniel Racine For For Management 1.8 Elect Director Jane Sadowsky For For Management 1.9 Elect Director Dino Titaro For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- YAMAZAKI BAKING CO., LTD. Ticker: 2212 Security ID: 984632109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Ogawa, Masahiro For For Management 1.6 Elect Director Morikawa, Yasuhiko For For Management 1.7 Elect Director Kato, Yuichiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Nakayama, Yuji 2.2 Elect Director and Audit Committee For For Management Member Tsukahata, Koichi 2.3 Elect Director and Audit Committee For For Management Member Akita, Yoshiki 2.4 Elect Director and Audit Committee For For Management Member Tsukamoto, Hideo 2.5 Elect Director and Audit Committee For For Management Member Koike, Toshikazu 3 Approve Trust-Type Equity Compensation For For Management Plan 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- YELLOW PAGES LIMITED Ticker: Y Security ID: 985572106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director David A. Eckert For For Management 1B Elect Director Craig Forman For For Management 1C Elect Director Rob Hall For For Management 1D Elect Director Susan Kudzman For For Management 1E Elect Director Paul W. Russo For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LIMITED Ticker: 551 Security ID: G98803144 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Chan Lu Min as Director For For Management 2.2 Elect Lin Cheng-Tien as Director For For Management 2.3 Elect Hu Chia-Ho as Director For For Management 2.4 Elect Wong Hak Kun as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor A Approve Seventh Supplemental PCC For For Management Services Agreement, the Caps and Related Transactions B Approve Sixth Supplemental PCC For For Management Connected Sales Agreement, the Caps and Related Transactions C Approve Sixth Supplemental PCC For For Management Connected Purchases Agreement, the Caps and Related Transactions D Approve Seventh Supplemental Godalming For For Management Tenancy Agreement, the Caps and Related Transactions -------------------------------------------------------------------------------- YUMESHIN HOLDINGS CO., LTD. Ticker: 2362 Security ID: J9845R100 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with BeNEXT For For Management Group Inc. -------------------------------------------------------------------------------- Z ENERGY LIMITED Ticker: ZEL Security ID: Q9898K103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Abby Foote as Director For For Management 3 Elect Mark Cross as Director For For Management -------------------------------------------------------------------------------- ZARDOYA OTIS SA Ticker: ZOT Security ID: E9853W160 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors and For For Management Ratify Dividends Paid between Dec. 1, 2019 and Nov. 30, 2020 5 Approve Dividends Charged Against For For Management Reserves 6 Approve Remuneration Policy For Against Management 7 Determine Profit Sharing Remuneration For Against Management 8.1 Acknowledge Robin Fiala as New For For Management Representative of Legal Entity Director Otis Elevator Company 8.2 Ratify Appointment of and Elect Joao For For Management Miguel Marques Penedo as Director 9 Authorize Share Repurchase Program For For Management 10 Approve Acceptance of Company Shares For For Management as Guarantee 11 Advisory Vote on Remuneration Report For Against Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Allow Questions None None Management 14 Approve Minutes of Meeting For For Management ====================== Dimensional U.S. Core Equity 2 ETF ====================== ACADIA PHARMACEUTICALS INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Biggar For For Management 1.2 Elect Director Julian C. Baker For For Management 1.3 Elect Director Daniel B. Soland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCELERON PHARMA INC. Ticker: XLRN Security ID: 00434H108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Habib J. Dable For For Management 1b Elect Director Terrence C. Kearney For For Management 1c Elect Director Karen L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Dirk Allison For For Management 1.2 Elect Director Mark L. First For Withhold Management 1.3 Elect Director Darin J. Gordon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Gilbert Li For For Management 1.3 Elect Director J. Taylor Simonton For For Management 1.4 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For Against Management -------------------------------------------------------------------------------- AIRGAIN, INC. Ticker: AIRG Security ID: 00938A104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan H. Gillman For Withhold Management 1.2 Elect Director Arthur M. Toscanini For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALBIREO PHARMA, INC. Ticker: ALBO Security ID: 01345P106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald H.W. Cooper For For Management 1.2 Elect Director Anne Klibanski For For Management 1.3 Elect Director Stephanie S. Okey For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette None None Management *Withdrawn Resolution* 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For Against Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hsiao-Wuen Hon For For Management 1.2 Elect Director Christopher B. Paisley For For Management 1.3 Elect Director Andrew W. Verhalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip A. Garcia For For Management 1.2 Elect Director Millard E. Morris For For Management 1.3 Elect Director Randall E. Roach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Fenton For Withhold Management 1.2 Elect Director James N. Topper For Withhold Management 1.3 Elect Director Oleg Nodelman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen O. Richard For For Management 1b Elect Director Jeffery S. Thompson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Kennedy For For Management 1.2 Elect Director Brooks J. Klimley For Withhold Management 1.3 Elect Director John C. Mollenkopf For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For For Management 1.2 Elect Director Jacqueline C. Mutschler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christina M. Alvord For For Management 1b Elect Director Herbert K. Parker For For Management 1c Elect Director Ty R. Silberhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Bertrand, Jr. For Withhold Management 1.2 Elect Director Onaiza Cadoret-Manier For Withhold Management 1.3 Elect Director Jan Lundberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Katharine Knobil For For Management 1.6 Elect Director Amit D. Munshi For For Management 1.7 Elect Director Garry A. Neil For For Management 1.8 Elect Director Tina S. Nova For For Management 1.9 Elect Director Nawal Ouzren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For Against Management 1c Elect Director Paul G. Joubert For Against Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For Against Management 1g Elect Director Judy D. Olian For Against Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew McRae For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. Mcwilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AT HOME GROUP INC. Ticker: HOME Security ID: 04650Y100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy A. Beck For Withhold Management 1.2 Elect Director John J. Butcher For Withhold Management 1.3 Elect Director Philip L. Francis For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Elizabeth (Betsy) Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Knutson For For Management 1.2 Elect Director Joyce Lee For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BALLY'S CORPORATION Ticker: BALY Security ID: 05875B106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For Withhold Management 1.2 Elect Director Russell A. Colombo For Withhold Management 1.3 Elect Director James C. Hale For Withhold Management 1.4 Elect Director Robert Heller For Withhold Management 1.5 Elect Director Norma J. Howard For Withhold Management 1.6 Elect Director Kevin R. Kennedy For Withhold Management 1.7 Elect Director William H. McDevitt, Jr. For Withhold Management 1.8 Elect Director Leslie E. Murphy For Withhold Management 1.9 Elect Director Sanjiv S. Sanghvi For For Management 1.10 Elect Director Joel Sklar For Withhold Management 1.11 Elect Director Brian M. Sobel For Withhold Management 1.12 Elect Director Secil Tabli Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- BAYCOM CORP Ticker: BCML Security ID: 07272M107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Camp For Withhold Management 1.2 Elect Director Harpreet S. Chaudhary For Withhold Management 1.3 Elect Director Rocco Davis For For Management 1.4 Elect Director George J. Guarini For For Management 1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management 1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management 1.7 Elect Director Robert G. Laverne For For Management 1.8 Elect Director Syvia L. Magid For For Management 1.9 Elect Director David M. Spatz For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BBQ HOLDINGS, INC. Ticker: BBQ Security ID: 05551A109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachael Maga For For Management 1.2 Elect Director Charles E. Davidson For For Management 1.3 Elect Director Peter O. Haeg For For Management 1.4 Elect Director Jeffery Crivello For For Management 1.5 Elect Director Bryan L. Wolff For For Management 1.6 Elect Director David L. Kanen None None Management *Withdrawn* 2 Ratify Schechter, Dokken, Kanter, For For Management Andrews & Selcer, Ltd. as Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For Against Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For Against Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director David W. Kenny For For Management 1e Elect Director Mario J. Marte For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For Against Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Steven E. Rendle For For Management 1k Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BIOLIFE SOLUTIONS, INC. Ticker: BLFS Security ID: 09062W204 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rice For For Management 1.2 Elect Director Raymond W. Cohen For For Management 1.3 Elect Director Andrew Hinson For For Management 1.4 Elect Director Joseph Schick For For Management 1.5 Elect Director Amy DuRoss For For Management 1.6 Elect Director Rachel Ellingson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For Withhold Management 1.2 Elect Director Ken Parent For Withhold Management 1.3 Elect Director Robert Steele For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director Anthony M. Jabbour For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Thomas M. Hagerty For For Management 1.5 Elect Director Joseph M. Otting For For Management 1.6 Elect Director John D. Rood For For Management 1.7 Elect Director Nancy L. Shanik For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John O. Agwunobi For Against Management 1b Elect Director Daniel S. Lynch For For Management 1c Elect Director William R. Sellers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Atkinson For For Management 1b Elect Director Jordan Hitch For For Management 1c Elect Director Laurel J. Richie For For Management 1d Elect Director Mary Ann Tocio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Barbara Trebbi For For Management 1.5 Elect Director Suren Rana For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jordan R. Asher For For Management 1.2 Elect Director Lucinda M. Baier For For Management 1.3 Elect Director Marcus E. Bromley For For Management 1.4 Elect Director Frank M. Bumstead For For Management 1.5 Elect Director Victoria L. Freed For For Management 1.6 Elect Director Rita Johnson-Mills For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Denise W. Warren For For Management 1.9 Elect Director Lee S. Wielansky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKFIELD RENEWABLE CORPORATION Ticker: BEPC Security ID: 11284V105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Blidner For Withhold Management 1.2 Elect Director Scott Cutler For For Management 1.3 Elect Director Eleazar de Carvalho For For Management Filho 1.4 Elect Director Nancy Dorn For For Management 1.5 Elect Director David Mann For For Management 1.6 Elect Director Lou Maroun For For Management 1.7 Elect Director Sachin Shah For For Management 1.8 Elect Director Stephen Westwell For For Management 1.9 Elect Director Patricia Zuccotti For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Jan Jones Blackhurst For Withhold Management 1.4 Elect Director Frank J. Fahrenkopf For For Management 1.5 Elect Director Don R. Kornstein For For Management 1.6 Elect Director Courtney R. Mather For For Management 1.7 Elect Director Michael E. Pegram For For Management 1.8 Elect Director Thomas R. Reeg For For Management 1.9 Elect Director David P. Tomick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Increase Authorized Common Stock For For Management 6 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For Withhold Management 1.2 Elect Director Scott Garland For For Management 1.3 Elect Director Jean M. George For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director David Aung For For Management 1.3 Elect Director Frank R. Martire For Withhold Management 1.4 Elect Director Richard N. Massey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juli C. Spottiswood For For Management 1b Elect Director Edward H. West For For Management 1c Elect Director Rahul Gupta For For Management 2 Ratify KPMG LLP (U.S.) as Auditors For For Management 3 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 4 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote to Ratify Directors' For For Management Compensation Report 7 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Harris For For Management 1b Elect Director Deborah M. Derby For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEMBIO DIAGNOSTICS, INC. Ticker: CEMI Security ID: 163572209 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W.K. Acheson For For Management 1.2 Elect Director David W. Bespalko For For Management 1.3 Elect Director Katherine L. Davis For Withhold Management 1.4 Elect Director Richard L. Eberly For Withhold Management 1.5 Elect Director John G. Potthoff For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHICO'S FAS, INC. Ticker: CHS Security ID: 168615102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie R. Brooks For Against Management 1b Elect Director Janice L. Fields For Against Management 1c Elect Director Deborah L. Kerr For Against Management 1d Elect Director Molly Langenstein For Against Management 1e Elect Director John J. Mahoney For Against Management 1f Elect Director Kevin Mansell For For Management 1g Elect Director Kim Roy For Against Management 1h Elect Director David F. Walker For Against Management 1i Elect Director Stephen E. Watson For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHIMERIX, INC. Ticker: CMRX Security ID: 16934W106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha J. Demski For For Management 1.2 Elect Director Pratik S. Multani For For Management 1.3 Elect Director Vicki Vakiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIDARA THERAPEUTICS, INC. Ticker: CDTX Security ID: 171757107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carin Canale-Theakston For For Management 1b Elect Director Timothy R. Franson For Withhold Management 1c Elect Director Chrysa Mineo For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Ticker: CZWI Security ID: 174903104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristina M. Bourget For For Management 1.2 Elect Director Timothy L. Olson For For Management 2 Ratify Eide Bailly, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. Ticker: CLNE Security ID: 184499101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Philippe Charleux For For Management 1.3 Elect Director Andrew J. Littlefair For For Management 1.4 Elect Director Thomas Maurisse For For Management 1.5 Elect Director James C. Miller, III For For Management 1.6 Elect Director Stephen A. Scully For For Management 1.7 Elect Director Kenneth M. Socha For For Management 1.8 Elect Director Vincent C. Taormina For For Management 1.9 Elect Director Parker A. Weil For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Issuance of Common Stock Upon For For Management Exercise Amazon Warrant 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORVUS PHARMACEUTICALS, INC. Ticker: CRVS Security ID: 221015100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For For Management 1.2 Elect Director Edith P. Mitchell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Gregg A. Gonsalves For For Management 1.4 Elect Director Steven Kotler For For Management 1.5 Elect Director Lawrence E. Leibowitz For For Management 1.6 Elect Director Margaret L. Poster For For Management 1.7 Elect Director Douglas A. Rediker For For Management 1.8 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CPI AEROSTRUCTURES, INC. Ticker: CVU Security ID: 125919308 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Caswell For For Management 1.2 Elect Director Walter Paulick For For Management 1.3 Elect Director Eric Rosenfeld For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory A. Barrett For For Management 1.2 Elect Director David H. Mowry For For Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Elect Director Sheila A. Hopkins For For Management -------------------------------------------------------------------------------- CYTOMX THERAPEUTICS, INC. Ticker: CTMX Security ID: 23284F105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Meyers For Against Management 1b Elect Director Halley Gilbert For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DASEKE, INC. Ticker: DSKE Security ID: 23753F107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Bonner For Withhold Management 1.2 Elect Director Don R. Daseke For For Management 1.3 Elect Director Catharine Ellingsen For For Management 1.4 Elect Director Grant Garbers For For Management 1.5 Elect Director Charles "Chuck" F. For Withhold Management Serianni 1.6 Elect Director Jonathan Shepko For For Management 1.7 Elect Director Ena Williams For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Chambers For For Management 1.2 Elect Director Hamish A. Dodds For Against Management 1.3 Elect Director Michael J. Griffith For Against Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For Against Management 1.6 Elect Director Patricia H. Mueller For Against Management 1.7 Elect Director Atish Shah For For Management 1.8 Elect Director Kevin M. Sheehan For Against Management 1.9 Elect Director Jennifer Storms For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DECIPHERA PHARMACEUTICALS, INC. Ticker: DCPH Security ID: 24344T101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bristol For Withhold Management 1.2 Elect Director Frank S. Friedman For Withhold Management 1.3 Elect Director Ron Squarer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For For Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A.L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Andreas Lind For For Management 1.2 Elect Director Sophie Rossini For For Management 2 Ratify Ernst & Young AS as Auditors For For Management -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shira Fayans Birenbaum For For Management 1.2 Elect Director Ofer Elyakim For For Management 1.3 Elect Director Thomas A. Lacey For For Management 1.4 Elect Director Cynthia L. Paul For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For Withhold Management 1.2 Elect Director Kent Yee For For Management 1.3 Elect Director Joseph R. Mannes For Withhold Management 1.4 Elect Director Timothy P. Halter For Withhold Management 1.5 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- DYADIC INTERNATIONAL, INC. Ticker: DYAI Security ID: 26745T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack L. Kaye For For Management 1.2 Elect Director Barry Buckland For Withhold Management 1.3 Elect Director Patrick Lucy For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EAGLE BULK SHIPPING INC. Ticker: EGLE Security ID: Y2187A150 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Leand, Jr. For For Management 1.2 Elect Director Randee E. Day For For Management 1.3 Elect Director Justin A. Knowles For For Management 1.4 Elect Director Bart Veldhuizen For For Management 1.5 Elect Director Gary Vogel For For Management 1.6 Elect Director Gary Weston For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For For Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Murray For For Management 1.2 Elect Director Cesar M. Soriano For For Management 1.3 Elect Director Dale B. Wolf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EIGER BIOPHARMACEUTICALS, INC. Ticker: EIGR Security ID: 28249U105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Dietz For For Management 1.2 Elect Director Kim Sablich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EPIZYME, INC. Ticker: EPZM Security ID: 29428V104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant Bogle For For Management 1.2 Elect Director Kevin T. Conroy For Withhold Management 1.3 Elect Director Carl Goldfischer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- EPSILON ENERGY LTD. Ticker: EPSN Security ID: 294375209 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director John Lovoi For For Management 2.2 Elect Director Michael Raleigh For For Management 2.3 Elect Director Matthew Dougherty For For Management 2.4 Elect Director Jacob Roorda For For Management 2.5 Elect Director Tracy Stephens For For Management 2.6 Elect Director Stephen Finlayson For For Management 2.7 Elect Director David Winn For For Management 2.8 Elect Director Jason Stankowski For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary S. Briggs For Withhold Management 1b Elect Director Edith W. Cooper For Withhold Management 1c Elect Director Melissa Reiff For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXACT SCIENCES CORPORATION Ticker: EXAS Security ID: 30063P105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Clancy For For Management 1.2 Elect Director Pierre Jacquet For For Management 1.3 Elect Director Daniel Levangie For For Management 2 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garen K. Staglin For For Management 1b Elect Director Rohit Kapoor For For Management 1c Elect Director Anne E. Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde W. Ostler For For Management 1f Elect Director Vikram S. Pandit For For Management 1g Elect Director Kristy Pipes For For Management 1h Elect Director Nitin Sahney For For Management 1i Elect Director Jaynie M. Studenmund For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Quirk For For Management 1.2 Elect Director Sandra D. Morgan For For Management 1.3 Elect Director Heather H. Murren For For Management 1.4 Elect Director John D. Rood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn H. Burlew For For Management 1.2 Elect Director Robert N. Latella For For Management 1.3 Elect Director Mauricio F. Riveros For For Management 1.4 Elect Director Mark A. Zupan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara C. Andrews For For Management 1b Elect Director Adrian McDermott For For Management 1c Elect Director Robert E. Switz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST NATIONAL CORPORATION Ticker: FXNC Security ID: 32106V107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dinesh S. Lathi For Against Management 1b Elect Director Richard L. Markee For For Management 1c Elect Director Thomas G. Vellios For For Management 1d Elect Director Zuhairah S. Washington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Kenneth A. Goldman For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director Jean Hu For For Management 1.7 Elect Director William H. Neukom For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- G1 THERAPEUTICS, INC. Ticker: GTHX Security ID: 3621LQ109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. (Jack) Bailey, For Withhold Management Jr. 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Cynthia L. Schwalm For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Dixon For For Management 1.2 Elect Director David A. Ramon For For Management 1.3 Elect Director William D. Jenkins, Jr. For For Management 1.4 Elect Director Kathryn V. Roedel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For Withhold Management 1.2 Elect Director Deval L. Patrick For Withhold Management 1.3 Elect Director Mark L. Perry For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL INDEMNITY GROUP, LLC Ticker: GBLI Security ID: 37959R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Seth J. Gersch For For Management 2 Approve Ernst & Young Global Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB.XX1 Security ID: 400110102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katrina Lake For Withhold Management 1.2 Elect Director Matthew Maloney For Withhold Management 1.3 Elect Director Brian McAndrews For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Helmy Eltoukhy For Withhold Management 1b Elect Director AmirAli Talasaz For Withhold Management 1c Elect Director Bahija Jallal For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUESS?, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Maurice Marciano For For Management 2.2 Elect Director Laurie Ann Goldman For For Management 2.3 Elect Director Thomas J. Barrack, Jr. For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HC2 HOLDINGS, INC. Ticker: HCHC Security ID: 404139107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Avram A. Glazer For For Management 1.2 Elect Director Wayne Barr, Jr. For For Management 1.3 Elect Director Kenneth S. Courtis For For Management 1.4 Elect Director Warren H. Gfeller For For Management 1.5 Elect Director Michael Gorzynski For For Management 1.6 Elect Director Shelly C. Lombard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen Neeleman For For Management 1.4 Elect Director Frank Corvino For For Management 1.5 Elect Director Adrian Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For Against Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Stuart Parker For For Management 1.9 Elect Director Ian Sacks For For Management 1.10 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Ticker: HRTX Security ID: 427746102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry Quart For For Management 1b Elect Director Stephen Davis For For Management 1c Elect Director Craig Johnson For For Management 1d Elect Director Kimberly Manhard For For Management 1e Elect Director Christian Waage For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Kaminski For For Management 1.2 Elect Director Andrew P. Callahan For For Management 1.3 Elect Director Olu Beck For For Management 1.4 Elect Director Laurence Bodner For For Management 1.5 Elect Director Gretchen R. Crist For For Management 1.6 Elect Director Rachel P. Cullen For For Management 1.7 Elect Director Hugh G. Dineen For For Management 1.8 Elect Director Ioannis Skoufalos For For Management 1.9 Elect Director Craig D. Steeneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUSTON WIRE & CABLE COMPANY Ticker: HWCC Security ID: 44244K109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) Breslin For For Management 1b Elect Director Brian Bales For For Management 1c Elect Director Olaf Kastner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INDUS REALTY TRUST, INC. Ticker: INDT Security ID: 45580R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bechtel For For Management 1b Elect Director Frederick M. Danziger For For Management 1c Elect Director Gordon F. DuGan For For Management 1d Elect Director Michael S. Gamzon For For Management 1e Elect Director Jonathan P. May For For Management 1f Elect Director Molly North For For Management 1g Elect Director Amy Rose Silverman For For Management 1h Elect Director Albert H. Small, Jr. For For Management 1i Elect Director Ardevan Yaghoubi For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGERSOLL RAND INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6a.1 Elect Director Peter M. Stavros For For Management 6a.2 Elect Director Kirk E. Arnold For For Management 6a.3 Elect Director Elizabeth Centoni For For Management 6a.4 Elect Director William P. Donnelly For For Management 6a.5 Elect Director Gary D. Forsee For For Management 6a.6 Elect Director John Humphrey For For Management 6a.7 Elect Director Marc E. Jones For For Management 6a.8 Elect Director Vicente Reynal For For Management 6a.9 Elect Director Joshua T. Weisenbeck For For Management 6a.10 Elect Director Tony L. White For For Management 6b.11 Elect Director Peter M. Stavros For For Management 6b.12 Elect Director Elizabeth Centoni For For Management 6b.13 Elect Director Gary D. Forsee For For Management 6b.14 Elect Director Tony L. White For For Management -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Cohen For Withhold Management 1.2 Elect Director Jean-Francois Formela For Withhold Management 1.3 Elect Director Frank Verwiel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEST CORPORATION Ticker: INTT Security ID: 461147100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Abrams For For Management 1.2 Elect Director Jeffrey A. Beck For For Management 1.3 Elect Director Joseph W. Dews, IV For For Management 1.4 Elect Director Richard N. Grant, Jr. For For Management 1.5 Elect Director Gerald J. (Jerry) For For Management Maginnis 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRA-CELLULAR THERAPIES, INC. Ticker: ITCI Security ID: 46116X101 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rawlins For For Management 1.2 Elect Director Joel S. Marcus For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Ticker: IOVA Security ID: 462260100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iain Dukes For For Management 1.2 Elect Director Maria Fardis For For Management 1.3 Elect Director Athena Countouriotis For For Management 1.4 Elect Director Ryan Maynard For For Management 1.5 Elect Director Merrill A. McPeak For For Management 1.6 Elect Director Wayne P. Rothbaum For For Management 1.7 Elect Director Michael Weiser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- JOUNCE THERAPEUTICS, INC. Ticker: JNCE Security ID: 481116101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Duncan Higgons For Withhold Management 1.2 Elect Director Robert Iannone For Withhold Management 1.3 Elect Director Luisa Salter-Cid For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KALA PHARMACEUTICALS, INC. Ticker: KALA Security ID: 483119103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew I. Koven For Withhold Management 1.2 Elect Director Gregory D. Perry For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For Against Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Townsend For Against Management 1b Elect Director Ervin Veszpremi For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KURA ONCOLOGY, INC. Ticker: KURA Security ID: 50127T109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy E. Wilson For Withhold Management 1.2 Elect Director Faheem Hasnain For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Cielo Hernandez For For Management 1.2 Elect Director Cathy-Ann For For Management Martine-Dolecki 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director John Mutch For Did Not Vote Shareholder 1.2 Elect Director Eric Singer For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Schlarbaum For For Management 1.2 Elect Director Charles D. Roberson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIMBACH HOLDINGS, INC. Ticker: LMB Security ID: 53263P105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norbert W. Young For Withhold Management 1.2 Elect Director Michael F. McNally For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LORAL SPACE & COMMUNICATIONS, INC. Ticker: LORL Security ID: 543881106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Harkey, Jr. For Withhold Management 1.2 Elect Director Michael B. Targoff For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca Taub For For Management 1.2 Elect Director Fred B. Craves For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAGNITE, INC. Ticker: MGNI Security ID: 55955D100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Frankenberg For For Management 1.2 Elect Director Sarah P. Harden For For Management 1.3 Elect Director James Rossman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANNATECH, INCORPORATED Ticker: MTEX Security ID: 563771203 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry A. Jobe For For Management 1.2 Elect Director Kevin Robbins For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57667L107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wendi Murdoch For For Management 1b Elect Director Glenn H. Schiffman For For Management 1c Elect Director Pamela S. Seymon For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN CORPORATION Ticker: MRBK Security ID: 58958P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Casciato For Withhold Management 1.2 Elect Director Kenneth H. Slack For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred P. Lampropoulos For For Management 1b Elect Director A. Scott Anderson For For Management 1c Elect Director Lynne M. Ward For For Management 1d Elect Director Stephen C. Evans For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERSANA THERAPEUTICS, INC. Ticker: MRSN Security ID: 59045L106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willard H. Dere For Withhold Management 1.2 Elect Director Martin H. Huber For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For Against Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neha J. Clark For For Management 1b Elect Director Thomas A. Gerke For For Management 1c Elect Director Donn Lux For For Management 1d Elect Director Kevin S. Rauckman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MODIVCARE INC. Ticker: MODV Security ID: 60783X104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Todd J. Carter For For Management 1b Elect Director Frank J. Wright For For Management 1c Elect Director Garth Graham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MONGODB, INC. Ticker: MDB Security ID: 60937P106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For Withhold Management 1.2 Elect Director Dev Ittycheria For Withhold Management 1.3 Elect Director John McMahon For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director James L. Dinkins For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For For Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Hays For For Management 1.2 Elect Director John N. Nunnelly For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from For For Management Wisconsin to Delaware 5 Increase Authorized Common Stock For Against Management 6 Amend Certificate of Incorporation For For Management Regarding Removing Restrictions on Business Combinations 7 Opt Out of Section 203 of the Delaware For For Management General Corporation Law -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Bradshaw For Against Management 1b Elect Director Nigel J. Jenvey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For For Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For For Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For For Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James 'Jim' Barr, IV For For Management 1.2 Elect Director Richard A. Horn For For Management 1.3 Elect Director M. Carl Johnson, III For For Management 1.4 Elect Director Patricia 'Patty' M. Ross For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NETSOL TECHNOLOGIES, INC. Ticker: NTWK Security ID: 64115A402 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Najeeb U. Ghauri For For Management 1b Elect Director Mark Caton For For Management 1c Elect Director Malea Farsai For For Management 1d Elect Director Henry Tolentino For For Management 1e Elect Director Kausar Kazmi For For Management 2 Ratify BF Borgers CPA PC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC. Ticker: NFE Security ID: 644393100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Grain For Withhold Management 1.2 Elect Director C. William Griffin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For For Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- OAK VALLEY BANCORP Ticker: OVLY Security ID: 671807105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald L. Barton For For Management 1.2 Elect Director Lynn R. Dickerson For For Management 1.3 Elect Director Thomas A. Haidlen For For Management 1.4 Elect Director Daniel J. Leonard For For Management 1.5 Elect Director Ronald C. Martin For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd McKinnon For Withhold Management 1.2 Elect Director Michael Stankey For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alissa Ahlman For For Management 1b Elect Director Robert Fisch For For Management 1c Elect Director Thomas Hendrickson For For Management 1d Elect Director John Swygert For For Management 1e Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OPKO HEALTH, INC. Ticker: OPK Security ID: 68375N103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip Frost For For Management 1.2 Elect Director Jane H. Hsiao For For Management 1.3 Elect Director Steven D. Rubin For Withhold Management 1.4 Elect Director Jon R. Cohen For For Management 1.5 Elect Director Robert S. Fishel For For Management 1.6 Elect Director Richard M. Krasno For For Management 1.7 Elect Director Prem A. Lachman For For Management 1.8 Elect Director Richard A. Lerner For For Management 1.9 Elect Director Roger J. Medel For For Management 1.10 Elect Director John A. Paganelli For Withhold Management 1.11 Elect Director Richard C. Pfenniger, For For Management Jr. 1.12 Elect Director Alice Lin-Tsing Yu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Jason M. Hannon For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Alexis V. Lukianov For For Management 1.5 Elect Director Lilly Marks For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Jon C. Serbousek For For Management 1.8 Elect Director John E. Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OTONOMY, INC. Ticker: OTIC Security ID: 68906L105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Breitmeyer For Withhold Management 1.2 Elect Director David A. Weber For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Chubb, III For For Management 1.2 Elect Director John R. Holder For For Management 1.3 Elect Director Stephen S. Lanier For For Management 1.4 Elect Director Clarence H. Smith For For Management 1.5 Elect Director Milford W. McGuirt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Ticker: PACB Security ID: 69404D108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Livingston For Against Management 1.2 Elect Director Marshall Mohr For For Management 1.3 Elect Director Hannah A. Valantine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimon W. Michaels For For Management 1.2 Elect Director Gerald Z. Yin For Against Management 1.3 Elect Director Shuo Zhang For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Richard Jones For For Management 1.4 Elect Director Christopher Lafond For For Management 1.5 Elect Director Dianne Ledingham For For Management 1.6 Elect Director Sharon Rowlands For For Management 1.7 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Proxy Access Right Against For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Kennedy For Withhold Management 1b Elect Director Sheryl Oloughlin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Kiener For Withhold Management 1.2 Elect Director Christopher Kiritsy For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N.V. Ticker: PLYA Security ID: N70544106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce D. Wardinski For For Management 1b Elect Director Charles Floyd For For Management 1c Elect Director Richard B. Fried For For Management 1d Elect Director Hal Stanley Jones For For Management 1e Elect Director Mahmood Khimji For For Management 1f Elect Director Elizabeth Lieberman For For Management 1g Elect Director Maria Miller For For Management 1h Elect Director Leticia Navarro For For Management 1i Elect Director Karl Peterson For For Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Ratify Deloitte Accountants B.V. as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Discharge of Directors and For For Management Auditors 7 Authorization of the Board to Acquire For Against Management Shares and Depositary Receipts for Shares in the Capital of the Company 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8b Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For Withhold Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Douglas V. Reynolds For For Management 1.6 Elect Director Marshall T. Reynolds For For Management 1.7 Elect Director Neal W. Scaggs For Withhold Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROG HOLDINGS, INC. Ticker: PRG Security ID: 74319R101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathy T. Betty For For Management 1b Elect Director Douglas C. Curling For Against Management 1c Elect Director Cynthia N. Day For For Management 1d Elect Director Curtis L. Doman For For Management 1e Elect Director Steven A. Michaels For For Management 1f Elect Director Ray M. Robinson For For Management 1g Elect Director James P. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dana Evan For For Management 1b Elect Director Kristen Gil For For Management 1c Elect Director Gary Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Rothschild For Withhold Management 1.2 Elect Director Anita Sands For Withhold Management 1.3 Elect Director Susan Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D207 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D306 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTERIX CORPORATION Ticker: QTRX Security ID: 74766Q101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin D. Madaus For Withhold Management 1.2 Elect Director Laurie J. Olson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAMACO RESOURCES, INC. Ticker: METC Security ID: 75134P303 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall W. Atkins For Against Management 1b Elect Director C. Lynch Christian, III For Against Management 1c Elect Director David E.K. Frischkorn, For For Management Jr. 1d Elect Director Patrick C. Graney, III For Against Management 1e Elect Director Jennifer Gray For For Management 1f Elect Director E. Forrest Jones, Jr. For For Management 1g Elect Director Bryan H. Lawrence For Against Management 1h Elect Director Peter Leidel For Against Management 1i Elect Director Mahmud Riffat For For Management 1j Elect Director Richard M. Whiting For Against Management -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For Against Management 1d Elect Director Marc Tessier-Lavigne For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike Karanikolas For Withhold Management 1.2 Elect Director Michael Mente For Withhold Management 1.3 Elect Director Melanie Cox For For Management 1.4 Elect Director Hadley Mullin For For Management 1.5 Elect Director Marc Stolzman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roderick Wong For Withhold Management 1b Elect Director Carsten Boess For For Management 1c Elect Director Pedro Granadillo For Withhold Management 1d Elect Director Gotham Makker For Withhold Management 1e Elect Director Gaurav Shah For Withhold Management 1f Elect Director David P. Southwell For Withhold Management 1g Elect Director Naveen Yalamanchi For Withhold Management 1h Elect Director Elisabeth Bjork For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For Against Management 1.6 Elect Director Laura G. Thatcher For For Management 1.7 Elect Director Richard F. Wallman For For Management 1.8 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SEAWORLD ENTERTAINMENT, INC. Ticker: SEAS Security ID: 81282V100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Bension For For Management 1b Elect Director James Chambers For For Management 1c Elect Director William Gray For For Management 1d Elect Director Timothy Hartnett For For Management 1e Elect Director Charles Koppelman For For Management 1f Elect Director Yoshikazu Maruyama For For Management 1g Elect Director Thomas E. Moloney For For Management 1h Elect Director Neha Jogani Narang For For Management 1i Elect Director Scott Ross For For Management 1j Elect Director Kimberly Schaefer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SECUREWORKS CORP. Ticker: SCWX Security ID: 81374A105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela Daley For Withhold Management 1.2 Elect Director Kyle Paster For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SECURITY NATIONAL FINANCIAL CORPORATION Ticker: SNFCA Security ID: 814785309 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Quist For For Management 1.2 Elect Director John L. Cook For For Management 1.3 Elect Director Jason G. Overbaugh For For Management 1.4 Elect Director Gilbert A. Fuller For For Management 1.5 Elect Director Robert G. Hunter For For Management 1.6 Elect Director Ludmya (Mia) B. Love For For Management 1.7 Elect Director H. Craig Moody For For Management 1.8 Elect Director Shital A. Mehta (a/k/a For For Management Alexandra Mysoor) 1.9 Elect Director S. Andrew Quist For For Management 1.10 Elect Director Adam G. Quist For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SHOCKWAVE MEDICAL, INC. Ticker: SWAV Security ID: 82489T104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antoine Papiernik For Withhold Management 1.2 Elect Director Sara Toyloy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SIGA TECHNOLOGIES, INC. Ticker: SIGA Security ID: 826917106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Antal For For Management 1.2 Elect Director Jaymie A. Durnan For For Management 1.3 Elect Director Phillip L. Gomez For For Management 1.4 Elect Director Julie M. Kane For For Management 1.5 Elect Director Joseph W. "Chip" For For Management Marshall, III 1.6 Elect Director Gary J. Nabel For For Management 1.7 Elect Director Julian Nemirovsky For For Management 1.8 Elect Director Holly L. Phillips For For Management 1.9 Elect Director Michael C. Plansky For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Andre V. Branch For For Management 1c Elect Director Virginia C. Drosos For For Management 1d Elect Director R. Mark Graf For For Management 1e Elect Director Zackery A. Hicks For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Helen McCluskey For For Management 1h Elect Director Nancy A. Reardon For For Management 1i Elect Director Jonathan Seiffer For For Management 1j Elect Director Brian Tilzer For For Management 1k Elect Director Eugenia Ulasewicz For For Management 1l Elect Director Donta L. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILVERGATE CAPITAL CORPORATION Ticker: SI Security ID: 82837P408 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul D. Colucci For Against Management 1b Elect Director Thomas C. Dircks For Against Management 1c Elect Director Colleen Sullivan For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPECTRUM PHARMACEUTICALS, INC. Ticker: SPPI Security ID: 84763A108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Ashton For For Management 1.2 Elect Director Nora E. Brennan For For Management 1.3 Elect Director Seth H.Z. Fischer For For Management 1.4 Elect Director Joseph W. Turgeon For For Management 1.5 Elect Director Jeffrey L. Vacirca For For Management 1.6 Elect Director Dolatrai M. Vyas For For Management 1.7 Elect Director Bernice R. Welles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as None None Management Auditors *Withdrawn* -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Baack For For Management 1b Elect Director Sean Boyle For For Management 1c Elect Director Douglas Merritt For For Management 1d Elect Director Graham Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For Withhold Management 1.2 Elect Director Mary Meeker For Withhold Management 1.3 Elect Director Lawrence Summers For Withhold Management 1.4 Elect Director Darren Walker For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- STAAR SURGICAL COMPANY Ticker: STAA Security ID: 852312305 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Farrell For For Management 1.2 Elect Director Thomas G. Frinzi For For Management 1.3 Elect Director Gilbert H. Kliman For For Management 1.4 Elect Director Caren Mason For For Management 1.5 Elect Director Louis E. Silverman For For Management 1.6 Elect Director Elizabeth Yeu For For Management 1.7 Elect Director K. Peony Yu For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georges Gemayel For For Management 1.2 Elect Director John M. Siebert For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Angela Archon For For Management 1.3 Elect Director Liane Pelletier For For Management 1.4 Elect Director Zareh Sarrafian For Withhold Management 1.5 Elect Director Kim Sheehy For For Management 1.6 Elect Director Donald D. Snyder For Withhold Management 1.7 Elect Director Tom Thomas For For Management 1.8 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Sai W. Chu For For Management 1.3 Elect Director Richard T. du Moulin For For Management 1.4 Elect Director David Schellenberg For For Management 1.5 Elect Director Peter Antturi For For Management -------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Ticker: TGTX Security ID: 88322Q108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence N. Charney For Withhold Management 1.2 Elect Director Yann Echelard For Withhold Management 1.3 Elect Director William J. Kennedy For Withhold Management 1.4 Elect Director Kenneth Hoberman For Withhold Management 1.5 Elect Director Daniel Hume For Withhold Management 1.6 Elect Director Sagar Lonial For Withhold Management 1.7 Elect Director Michael S. Weiss For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Elect Director Michael Collins For For Management 2b Elect Director Alastair Barbour For For Management 2c Elect Director Sonia Baxendale For For Management 2d Elect Director James Burr For For Management 2e Elect Director Michael Covell For For Management 2f Elect Director Mark Lynch For For Management 2g Elect Director Jana Schreuder For For Management 2h Elect Director Michael Schrum For For Management 2i Elect Director Pamela Thomas-Graham For For Management 2j Elect Director John Wright For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Kevin M. Brown For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director J. Amanda Sourry Knox For For Management (Amanda Sourry) 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRUPANION, INC. Ticker: TRUP Security ID: 898202106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline "Jackie" For For Management Davidson 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Lawson For Withhold Management 1.2 Elect Director Byron Deeter For Withhold Management 1.3 Elect Director Jeffrey Epstein For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jesse Cohn For For Management 1b Elect Director Martha Lane Fox For For Management 1c Elect Director Fei-Fei Li For For Management 1d Elect Director David Rosenblatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Declassify the Board of Directors For For Management 6 Report on Climate Change *Withdrawn None None Shareholder Resolution* 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Klein For For Management 1b Elect Director Ray Kurzweil For For Management 1c Elect Director Linda Maxwell For For Management 1d Elect Director Martine Rothblatt For For Management 1e Elect Director Louis Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven V. Abramson For For Management 1b Elect Director Cynthia J. Comparin For For Management 1c Elect Director Richard C. Elias For For Management 1d Elect Director Elizabeth H. Gemmill For For Management 1e Elect Director C. Keith Hartley For For Management 1f Elect Director Celia M. Joseph For For Management 1g Elect Director Lawrence Lacerte For For Management 1h Elect Director Sidney D. Rosenblatt For For Management 1i Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Carges For For Management 1b Elect Director Paul E. Chamberlain For For Management 1c Elect Director Ronald E.F. Codd For For Management 1d Elect Director Peter P. Gassner For Against Management 1e Elect Director Mary Lynne Hedley For For Management 1f Elect Director Gordon Ritter For For Management 1g Elect Director Paul Sekhri For Against Management 1h Elect Director Matthew J. Wallach For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Call a Special Against Against Shareholder Meeting at a 15 Percent Ownership Threshold -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director Linda Crawford For For Management 1.3 Elect Director John Egan For For Management 1.4 Elect Director Reid French For For Management 1.5 Elect Director Stephen Gold For For Management 1.6 Elect Director William Kurtz For For Management 1.7 Elect Director Andrew Miller For For Management 1.8 Elect Director Richard Nottenburg For For Management 1.9 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VICOR CORPORATION Ticker: VICR Security ID: 925815102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel J. Anderson For For Management 1.2 Elect Director M. Michael Ansour For For Management 1.3 Elect Director Jason L. Carlson For For Management 1.4 Elect Director Philip D. Davies For Withhold Management 1.5 Elect Director Andrew T. D'Amico For Withhold Management 1.6 Elect Director Estia J. Eichten For For Management 1.7 Elect Director Michael S. McNamara For Withhold Management 1.8 Elect Director Claudio Tuozzolo For Withhold Management 1.9 Elect Director Patrizio Vinciarelli For Withhold Management -------------------------------------------------------------------------------- VIEWRAY, INC. Ticker: VRAY Security ID: 92672L107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caley Castelein For Withhold Management 1.2 Elect Director Brian K. Roberts For For Management 1.3 Elect Director Karen N. Prange For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRCO MFG. CORPORATION Ticker: VIRC Security ID: 927651109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Virtue For For Management 1.2 Elect Director Kathy Virtue Young For For Management 1.3 Elect Director Agnieszka Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. Berkley For For Management 1b Elect Director Christopher L. Augostini For For Management 1c Elect Director Mark E. Brockbank For For Management 1d Elect Director Mark L. Shapiro For For Management 1e Elect Director Jonathan Talisman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLSCOT MOBILE MINI HOLDINGS CORP. Ticker: WSC Security ID: 971378104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara R. Dial For For Management 1b Elect Director Gerard E. Holthaus For For Management 1c Elect Director Gary Lindsay For For Management 1d Elect Director Kimberly J. McWaters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bossone For For Management 1b Elect Director Smita Conjeevaram For For Management 1c Elect Director Bruce Lavine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director Yujiro S. Hata For For Management 1.6 Elect Director A. Bruce Montgomery For For Management 1.7 Elect Director Richard J. Ranieri For For Management 1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ========================= Dimensional U.S. Equity ETF ========================== ACADIA PHARMACEUTICALS INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Biggar For For Management 1.2 Elect Director Julian C. Baker For For Management 1.3 Elect Director Daniel B. Soland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCELERON PHARMA INC. Ticker: XLRN Security ID: 00434H108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Habib J. Dable For For Management 1b Elect Director Terrence C. Kearney For For Management 1c Elect Director Karen L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Dirk Allison For For Management 1.2 Elect Director Mark L. First For Withhold Management 1.3 Elect Director Darin J. Gordon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette None None Management *Withdrawn Resolution* 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For Against Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hsiao-Wuen Hon For For Management 1.2 Elect Director Christopher B. Paisley For For Management 1.3 Elect Director Andrew W. Verhalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip A. Garcia For For Management 1.2 Elect Director Millard E. Morris For For Management 1.3 Elect Director Randall E. Roach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Fenton For Withhold Management 1.2 Elect Director James N. Topper For Withhold Management 1.3 Elect Director Oleg Nodelman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen O. Richard For For Management 1b Elect Director Jeffery S. Thompson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christina M. Alvord For For Management 1b Elect Director Herbert K. Parker For For Management 1c Elect Director Ty R. Silberhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Bertrand, Jr. For Withhold Management 1.2 Elect Director Onaiza Cadoret-Manier For Withhold Management 1.3 Elect Director Jan Lundberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Katharine Knobil For For Management 1.6 Elect Director Amit D. Munshi For For Management 1.7 Elect Director Garry A. Neil For For Management 1.8 Elect Director Tina S. Nova For For Management 1.9 Elect Director Nawal Ouzren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For Against Management 1c Elect Director Paul G. Joubert For Against Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For Against Management 1g Elect Director Judy D. Olian For Against Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew McRae For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. Mcwilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Elizabeth (Betsy) Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXONICS, INC. Ticker: AXNX Security ID: 05465P101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond W. Cohen For For Management 1b Elect Director Robert E. McNamara For Against Management 1c Elect Director Michael H. Carrel For Against Management 1d Elect Director Nancy Snyderman For Against Management 1e Elect Director Jane E. Kiernan For For Management 1f Elect Director David M. Demski For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Knutson For For Management 1.2 Elect Director Joyce Lee For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BBQ HOLDINGS, INC. Ticker: BBQ Security ID: 05551A109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachael Maga For For Management 1.2 Elect Director Charles E. Davidson For For Management 1.3 Elect Director Peter O. Haeg For For Management 1.4 Elect Director Jeffery Crivello For For Management 1.5 Elect Director Bryan L. Wolff For For Management 1.6 Elect Director David L. Kanen None None Management *Withdrawn* 2 Ratify Schechter, Dokken, Kanter, For For Management Andrews & Selcer, Ltd. as Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For Against Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For Against Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director David W. Kenny For For Management 1e Elect Director Mario J. Marte For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For Against Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Steven E. Rendle For For Management 1k Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For Withhold Management 1.2 Elect Director Ken Parent For Withhold Management 1.3 Elect Director Robert Steele For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director Anthony M. Jabbour For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Thomas M. Hagerty For For Management 1.5 Elect Director Joseph M. Otting For For Management 1.6 Elect Director John D. Rood For For Management 1.7 Elect Director Nancy L. Shanik For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John O. Agwunobi For Against Management 1b Elect Director Daniel S. Lynch For For Management 1c Elect Director William R. Sellers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Aguiar For Withhold Management 1.2 Elect Director Ali Satvat For Withhold Management 1.3 Elect Director Jennifer E. Cook For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Atkinson For For Management 1b Elect Director Jordan Hitch For For Management 1c Elect Director Laurel J. Richie For For Management 1d Elect Director Mary Ann Tocio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Barbara Trebbi For For Management 1.5 Elect Director Suren Rana For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jordan R. Asher For For Management 1.2 Elect Director Lucinda M. Baier For For Management 1.3 Elect Director Marcus E. Bromley For For Management 1.4 Elect Director Frank M. Bumstead For For Management 1.5 Elect Director Victoria L. Freed For For Management 1.6 Elect Director Rita Johnson-Mills For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Denise W. Warren For For Management 1.9 Elect Director Lee S. Wielansky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKFIELD RENEWABLE CORPORATION Ticker: BEPC Security ID: 11284V105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Blidner For Withhold Management 1.2 Elect Director Scott Cutler For For Management 1.3 Elect Director Eleazar de Carvalho For For Management Filho 1.4 Elect Director Nancy Dorn For For Management 1.5 Elect Director David Mann For For Management 1.6 Elect Director Lou Maroun For For Management 1.7 Elect Director Sachin Shah For For Management 1.8 Elect Director Stephen Westwell For For Management 1.9 Elect Director Patricia Zuccotti For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Jan Jones Blackhurst For Withhold Management 1.4 Elect Director Frank J. Fahrenkopf For For Management 1.5 Elect Director Don R. Kornstein For For Management 1.6 Elect Director Courtney R. Mather For For Management 1.7 Elect Director Michael E. Pegram For For Management 1.8 Elect Director Thomas R. Reeg For For Management 1.9 Elect Director David P. Tomick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Increase Authorized Common Stock For For Management 6 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director David Aung For For Management 1.3 Elect Director Frank R. Martire For Withhold Management 1.4 Elect Director Richard N. Massey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juli C. Spottiswood For For Management 1b Elect Director Edward H. West For For Management 1c Elect Director Rahul Gupta For For Management 2 Ratify KPMG LLP (U.S.) as Auditors For For Management 3 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 4 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote to Ratify Directors' For For Management Compensation Report 7 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George W. Bickerstaff, For Withhold Management III 1.2 Elect Director Grace E. Colon For Withhold Management 1.3 Elect Director Ralph Snyderman For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Harris For For Management 1b Elect Director Deborah M. Derby For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Ticker: CZWI Security ID: 174903104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristina M. Bourget For For Management 1.2 Elect Director Timothy L. Olson For For Management 2 Ratify Eide Bailly, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Gregg A. Gonsalves For For Management 1.4 Elect Director Steven Kotler For For Management 1.5 Elect Director Lawrence E. Leibowitz For For Management 1.6 Elect Director Margaret L. Poster For For Management 1.7 Elect Director Douglas A. Rediker For For Management 1.8 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CPI AEROSTRUCTURES, INC. Ticker: CVU Security ID: 125919308 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Caswell For For Management 1.2 Elect Director Walter Paulick For For Management 1.3 Elect Director Eric Rosenfeld For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory A. Barrett For For Management 1.2 Elect Director David H. Mowry For For Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Elect Director Sheila A. Hopkins For For Management -------------------------------------------------------------------------------- DECIPHERA PHARMACEUTICALS, INC. Ticker: DCPH Security ID: 24344T101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bristol For Withhold Management 1.2 Elect Director Frank S. Friedman For Withhold Management 1.3 Elect Director Ron Squarer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For For Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A.L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Andreas Lind For For Management 1.2 Elect Director Sophie Rossini For For Management 2 Ratify Ernst & Young AS as Auditors For For Management -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shira Fayans Birenbaum For For Management 1.2 Elect Director Ofer Elyakim For For Management 1.3 Elect Director Thomas A. Lacey For For Management 1.4 Elect Director Cynthia L. Paul For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For Withhold Management 1.2 Elect Director Kent Yee For For Management 1.3 Elect Director Joseph R. Mannes For Withhold Management 1.4 Elect Director Timothy P. Halter For Withhold Management 1.5 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For For Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Murray For For Management 1.2 Elect Director Cesar M. Soriano For For Management 1.3 Elect Director Dale B. Wolf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary S. Briggs For Withhold Management 1b Elect Director Edith W. Cooper For Withhold Management 1c Elect Director Melissa Reiff For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXACT SCIENCES CORPORATION Ticker: EXAS Security ID: 30063P105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Clancy For For Management 1.2 Elect Director Pierre Jacquet For For Management 1.3 Elect Director Daniel Levangie For For Management 2 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garen K. Staglin For For Management 1b Elect Director Rohit Kapoor For For Management 1c Elect Director Anne E. Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde W. Ostler For For Management 1f Elect Director Vikram S. Pandit For For Management 1g Elect Director Kristy Pipes For For Management 1h Elect Director Nitin Sahney For For Management 1i Elect Director Jaynie M. Studenmund For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Quirk For For Management 1.2 Elect Director Sandra D. Morgan For For Management 1.3 Elect Director Heather H. Murren For For Management 1.4 Elect Director John D. Rood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn H. Burlew For For Management 1.2 Elect Director Robert N. Latella For For Management 1.3 Elect Director Mauricio F. Riveros For For Management 1.4 Elect Director Mark A. Zupan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara C. Andrews For For Management 1b Elect Director Adrian McDermott For For Management 1c Elect Director Robert E. Switz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dinesh S. Lathi For Against Management 1b Elect Director Richard L. Markee For For Management 1c Elect Director Thomas G. Vellios For For Management 1d Elect Director Zuhairah S. Washington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Kenneth A. Goldman For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director Jean Hu For For Management 1.7 Elect Director William H. Neukom For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- G1 THERAPEUTICS, INC. Ticker: GTHX Security ID: 3621LQ109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. (Jack) Bailey, For Withhold Management Jr. 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Cynthia L. Schwalm For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Dixon For For Management 1.2 Elect Director David A. Ramon For For Management 1.3 Elect Director William D. Jenkins, Jr. For For Management 1.4 Elect Director Kathryn V. Roedel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For Withhold Management 1.2 Elect Director Deval L. Patrick For Withhold Management 1.3 Elect Director Mark L. Perry For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL INDEMNITY GROUP, LLC Ticker: GBLI Security ID: 37959R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Seth J. Gersch For For Management 2 Approve Ernst & Young Global Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB.XX1 Security ID: 400110102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katrina Lake For Withhold Management 1.2 Elect Director Matthew Maloney For Withhold Management 1.3 Elect Director Brian McAndrews For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Helmy Eltoukhy For Withhold Management 1b Elect Director AmirAli Talasaz For Withhold Management 1c Elect Director Bahija Jallal For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUESS?, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Maurice Marciano For For Management 2.2 Elect Director Laurie Ann Goldman For For Management 2.3 Elect Director Thomas J. Barrack, Jr. For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Kaminski For For Management 1.2 Elect Director Andrew P. Callahan For For Management 1.3 Elect Director Olu Beck For For Management 1.4 Elect Director Laurence Bodner For For Management 1.5 Elect Director Gretchen R. Crist For For Management 1.6 Elect Director Rachel P. Cullen For For Management 1.7 Elect Director Hugh G. Dineen For For Management 1.8 Elect Director Ioannis Skoufalos For For Management 1.9 Elect Director Craig D. Steeneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) Breslin For For Management 1b Elect Director Brian Bales For For Management 1c Elect Director Olaf Kastner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INGERSOLL RAND INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6a.1 Elect Director Peter M. Stavros For For Management 6a.2 Elect Director Kirk E. Arnold For For Management 6a.3 Elect Director Elizabeth Centoni For For Management 6a.4 Elect Director William P. Donnelly For For Management 6a.5 Elect Director Gary D. Forsee For For Management 6a.6 Elect Director John Humphrey For For Management 6a.7 Elect Director Marc E. Jones For For Management 6a.8 Elect Director Vicente Reynal For For Management 6a.9 Elect Director Joshua T. Weisenbeck For For Management 6a.10 Elect Director Tony L. White For For Management 6b.11 Elect Director Peter M. Stavros For For Management 6b.12 Elect Director Elizabeth Centoni For For Management 6b.13 Elect Director Gary D. Forsee For For Management 6b.14 Elect Director Tony L. White For For Management -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Cohen For Withhold Management 1.2 Elect Director Jean-Francois Formela For Withhold Management 1.3 Elect Director Frank Verwiel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRA-CELLULAR THERAPIES, INC. Ticker: ITCI Security ID: 46116X101 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rawlins For For Management 1.2 Elect Director Joel S. Marcus For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For Against Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Cielo Hernandez For For Management 1.2 Elect Director Cathy-Ann For For Management Martine-Dolecki 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director John Mutch For Did Not Vote Shareholder 1.2 Elect Director Eric Singer For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Schlarbaum For For Management 1.2 Elect Director Charles D. Roberson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca Taub For For Management 1.2 Elect Director Fred B. Craves For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57667L107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wendi Murdoch For For Management 1b Elect Director Glenn H. Schiffman For For Management 1c Elect Director Pamela S. Seymon For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred P. Lampropoulos For For Management 1b Elect Director A. Scott Anderson For For Management 1c Elect Director Lynne M. Ward For For Management 1d Elect Director Stephen C. Evans For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For Against Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neha J. Clark For For Management 1b Elect Director Thomas A. Gerke For For Management 1c Elect Director Donn Lux For For Management 1d Elect Director Kevin S. Rauckman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MODIVCARE INC. Ticker: MODV Security ID: 60783X104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Todd J. Carter For For Management 1b Elect Director Frank J. Wright For For Management 1c Elect Director Garth Graham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MONGODB, INC. Ticker: MDB Security ID: 60937P106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For Withhold Management 1.2 Elect Director Dev Ittycheria For Withhold Management 1.3 Elect Director John McMahon For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director James L. Dinkins For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For For Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Hays For For Management 1.2 Elect Director John N. Nunnelly For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from For For Management Wisconsin to Delaware 5 Increase Authorized Common Stock For Against Management 6 Amend Certificate of Incorporation For For Management Regarding Removing Restrictions on Business Combinations 7 Opt Out of Section 203 of the Delaware For For Management General Corporation Law -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Bradshaw For Against Management 1b Elect Director Nigel J. Jenvey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For For Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For For Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For For Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James 'Jim' Barr, IV For For Management 1.2 Elect Director Richard A. Horn For For Management 1.3 Elect Director M. Carl Johnson, III For For Management 1.4 Elect Director Patricia 'Patty' M. Ross For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For For Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NOVAVAX, INC. Ticker: NVAX Security ID: 670002401 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Douglas For For Management 1b Elect Director Margaret G. McGlynn For For Management 1c Elect Director David M. Mott For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify April 2020 Equity Awards For For Management 5 Ratify June 2020 Equity Awards For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd McKinnon For Withhold Management 1.2 Elect Director Michael Stankey For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alissa Ahlman For For Management 1b Elect Director Robert Fisch For For Management 1c Elect Director Thomas Hendrickson For For Management 1d Elect Director John Swygert For For Management 1e Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Jason M. Hannon For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Alexis V. Lukianov For For Management 1.5 Elect Director Lilly Marks For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Jon C. Serbousek For For Management 1.8 Elect Director John E. Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Chubb, III For For Management 1.2 Elect Director John R. Holder For For Management 1.3 Elect Director Stephen S. Lanier For For Management 1.4 Elect Director Clarence H. Smith For For Management 1.5 Elect Director Milford W. McGuirt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimon W. Michaels For For Management 1.2 Elect Director Gerald Z. Yin For Against Management 1.3 Elect Director Shuo Zhang For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Richard Jones For For Management 1.4 Elect Director Christopher Lafond For For Management 1.5 Elect Director Dianne Ledingham For For Management 1.6 Elect Director Sharon Rowlands For For Management 1.7 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Proxy Access Right Against For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Kennedy For Withhold Management 1b Elect Director Sheryl Oloughlin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROG HOLDINGS, INC. Ticker: PRG Security ID: 74319R101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathy T. Betty For For Management 1b Elect Director Douglas C. Curling For Against Management 1c Elect Director Cynthia N. Day For For Management 1d Elect Director Curtis L. Doman For For Management 1e Elect Director Steven A. Michaels For For Management 1f Elect Director Ray M. Robinson For For Management 1g Elect Director James P. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dana Evan For For Management 1b Elect Director Kristen Gil For For Management 1c Elect Director Gary Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Rothschild For Withhold Management 1.2 Elect Director Anita Sands For Withhold Management 1.3 Elect Director Susan Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D207 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D306 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For Against Management 1d Elect Director Marc Tessier-Lavigne For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roderick Wong For Withhold Management 1b Elect Director Carsten Boess For For Management 1c Elect Director Pedro Granadillo For Withhold Management 1d Elect Director Gotham Makker For Withhold Management 1e Elect Director Gaurav Shah For Withhold Management 1f Elect Director David P. Southwell For Withhold Management 1g Elect Director Naveen Yalamanchi For Withhold Management 1h Elect Director Elisabeth Bjork For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For Against Management 1.6 Elect Director Laura G. Thatcher For For Management 1.7 Elect Director Richard F. Wallman For For Management 1.8 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Baack For For Management 1b Elect Director Sean Boyle For For Management 1c Elect Director Douglas Merritt For For Management 1d Elect Director Graham Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For Withhold Management 1.2 Elect Director Mary Meeker For Withhold Management 1.3 Elect Director Lawrence Summers For Withhold Management 1.4 Elect Director Darren Walker For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- STAAR SURGICAL COMPANY Ticker: STAA Security ID: 852312305 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Farrell For For Management 1.2 Elect Director Thomas G. Frinzi For For Management 1.3 Elect Director Gilbert H. Kliman For For Management 1.4 Elect Director Caren Mason For For Management 1.5 Elect Director Louis E. Silverman For For Management 1.6 Elect Director Elizabeth Yeu For For Management 1.7 Elect Director K. Peony Yu For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georges Gemayel For For Management 1.2 Elect Director John M. Siebert For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Elect Director Michael Collins For For Management 2b Elect Director Alastair Barbour For For Management 2c Elect Director Sonia Baxendale For For Management 2d Elect Director James Burr For For Management 2e Elect Director Michael Covell For For Management 2f Elect Director Mark Lynch For For Management 2g Elect Director Jana Schreuder For For Management 2h Elect Director Michael Schrum For For Management 2i Elect Director Pamela Thomas-Graham For For Management 2j Elect Director John Wright For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Kevin M. Brown For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director J. Amanda Sourry Knox For For Management (Amanda Sourry) 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Lawson For Withhold Management 1.2 Elect Director Byron Deeter For Withhold Management 1.3 Elect Director Jeffrey Epstein For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jesse Cohn For For Management 1b Elect Director Martha Lane Fox For For Management 1c Elect Director Fei-Fei Li For For Management 1d Elect Director David Rosenblatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Declassify the Board of Directors For For Management 6 Report on Climate Change *Withdrawn None None Shareholder Resolution* 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Klein For For Management 1b Elect Director Ray Kurzweil For For Management 1c Elect Director Linda Maxwell For For Management 1d Elect Director Martine Rothblatt For For Management 1e Elect Director Louis Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven V. Abramson For For Management 1b Elect Director Cynthia J. Comparin For For Management 1c Elect Director Richard C. Elias For For Management 1d Elect Director Elizabeth H. Gemmill For For Management 1e Elect Director C. Keith Hartley For For Management 1f Elect Director Celia M. Joseph For For Management 1g Elect Director Lawrence Lacerte For For Management 1h Elect Director Sidney D. Rosenblatt For For Management 1i Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Carges For For Management 1b Elect Director Paul E. Chamberlain For For Management 1c Elect Director Ronald E.F. Codd For For Management 1d Elect Director Peter P. Gassner For Against Management 1e Elect Director Mary Lynne Hedley For For Management 1f Elect Director Gordon Ritter For For Management 1g Elect Director Paul Sekhri For Against Management 1h Elect Director Matthew J. Wallach For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Call a Special Against Against Shareholder Meeting at a 15 Percent Ownership Threshold -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director Linda Crawford For For Management 1.3 Elect Director John Egan For For Management 1.4 Elect Director Reid French For For Management 1.5 Elect Director Stephen Gold For For Management 1.6 Elect Director William Kurtz For For Management 1.7 Elect Director Andrew Miller For For Management 1.8 Elect Director Richard Nottenburg For For Management 1.9 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VICOR CORPORATION Ticker: VICR Security ID: 925815102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel J. Anderson For For Management 1.2 Elect Director M. Michael Ansour For For Management 1.3 Elect Director Jason L. Carlson For For Management 1.4 Elect Director Philip D. Davies For Withhold Management 1.5 Elect Director Andrew T. D'Amico For Withhold Management 1.6 Elect Director Estia J. Eichten For For Management 1.7 Elect Director Michael S. McNamara For Withhold Management 1.8 Elect Director Claudio Tuozzolo For Withhold Management 1.9 Elect Director Patrizio Vinciarelli For Withhold Management -------------------------------------------------------------------------------- VIRCO MFG. CORPORATION Ticker: VIRC Security ID: 927651109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Virtue For For Management 1.2 Elect Director Kathy Virtue Young For For Management 1.3 Elect Director Agnieszka Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. Berkley For For Management 1b Elect Director Christopher L. Augostini For For Management 1c Elect Director Mark E. Brockbank For For Management 1d Elect Director Mark L. Shapiro For For Management 1e Elect Director Jonathan Talisman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLSCOT MOBILE MINI HOLDINGS CORP. Ticker: WSC Security ID: 971378104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara R. Dial For For Management 1b Elect Director Gerard E. Holthaus For For Management 1c Elect Director Gary Lindsay For For Management 1d Elect Director Kimberly J. McWaters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bossone For For Management 1b Elect Director Smita Conjeevaram For For Management 1c Elect Director Bruce Lavine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director Yujiro S. Hata For For Management 1.6 Elect Director A. Bruce Montgomery For For Management 1.7 Elect Director Richard J. Ranieri For For Management 1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ======================== Dimensional U.S. Small Cap ETF ======================== ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Dirk Allison For For Management 1.2 Elect Director Mark L. First For Withhold Management 1.3 Elect Director Darin J. Gordon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Gilbert Li For For Management 1.3 Elect Director J. Taylor Simonton For For Management 1.4 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For Against Management -------------------------------------------------------------------------------- AIRGAIN, INC. Ticker: AIRG Security ID: 00938A104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan H. Gillman For Withhold Management 1.2 Elect Director Arthur M. Toscanini For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALBIREO PHARMA, INC. Ticker: ALBO Security ID: 01345P106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald H.W. Cooper For For Management 1.2 Elect Director Anne Klibanski For For Management 1.3 Elect Director Stephanie S. Okey For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALTO INGREDIENTS, INC. Ticker: ALTO Security ID: 021513106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Jones For For Management 1.2 Elect Director Michael D. Kandris For For Management 1.3 Elect Director Terry L. Stone For For Management 1.4 Elect Director John L. Prince For For Management 1.5 Elect Director Douglas L. Kieta For For Management 1.6 Elect Director Gilbert E. Nathan For For Management 1.7 Elect Director Dianne S. Nury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hsiao-Wuen Hon For For Management 1.2 Elect Director Christopher B. Paisley For For Management 1.3 Elect Director Andrew W. Verhalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip A. Garcia For For Management 1.2 Elect Director Millard E. Morris For For Management 1.3 Elect Director Randall E. Roach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Fenton For Withhold Management 1.2 Elect Director James N. Topper For Withhold Management 1.3 Elect Director Oleg Nodelman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen O. Richard For For Management 1b Elect Director Jeffery S. Thompson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Kennedy For For Management 1.2 Elect Director Brooks J. Klimley For Withhold Management 1.3 Elect Director John C. Mollenkopf For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For For Management 1.2 Elect Director Jacqueline C. Mutschler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christina M. Alvord For For Management 1b Elect Director Herbert K. Parker For For Management 1c Elect Director Ty R. Silberhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APOLLO MEDICAL HOLDINGS, INC. Ticker: AMEH Security ID: 03763A207 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Sim For For Management 1.2 Elect Director Thomas S. Lam For For Management 1.3 Elect Director Mitchell W. Kitayama For For Management 1.4 Elect Director David G. Schmidt For For Management 1.5 Elect Director Mark Fawcett For For Management 1.6 Elect Director Michael F. Eng For For Management 1.7 Elect Director Li Yu For For Management 1.8 Elect Director Ernest A. Bates For For Management 1.9 Elect Director Linda Marsh For For Management 1.10 Elect Director John Chiang For For Management 1.11 Elect Director Matthew Mazdyasni For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- APTEVO THERAPEUTICS INC. Ticker: APVO Security ID: 03835L207 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Abdun-Nabi For Withhold Management 1.2 Elect Director Grady Grant, III For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Seek Sale of Company Against Against Shareholder 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Bertrand, Jr. For Withhold Management 1.2 Elect Director Onaiza Cadoret-Manier For Withhold Management 1.3 Elect Director Jan Lundberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Katharine Knobil For For Management 1.6 Elect Director Amit D. Munshi For For Management 1.7 Elect Director Garry A. Neil For For Management 1.8 Elect Director Tina S. Nova For For Management 1.9 Elect Director Nawal Ouzren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew McRae For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. Mcwilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AT HOME GROUP INC. Ticker: HOME Security ID: 04650Y100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy A. Beck For Withhold Management 1.2 Elect Director John J. Butcher For Withhold Management 1.3 Elect Director Philip L. Francis For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ATHENEX, INC. Ticker: ATNX Security ID: 04685N103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie Davis For Withhold Management 1.2 Elect Director Benson Kwan Hung Tsang For Withhold Management 1.3 Elect Director Jinn Wu For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTOWEB, INC. Ticker: AUTO Security ID: 05335B100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Carpenter For For Management 1.2 Elect Director Mark N. Kaplan For For Management 1.3 Elect Director Jose Vargas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Knutson For For Management 1.2 Elect Director Joyce Lee For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BALLY'S CORPORATION Ticker: BALY Security ID: 05875B106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For Withhold Management 1.2 Elect Director Russell A. Colombo For Withhold Management 1.3 Elect Director James C. Hale For Withhold Management 1.4 Elect Director Robert Heller For Withhold Management 1.5 Elect Director Norma J. Howard For Withhold Management 1.6 Elect Director Kevin R. Kennedy For Withhold Management 1.7 Elect Director William H. McDevitt, Jr. For Withhold Management 1.8 Elect Director Leslie E. Murphy For Withhold Management 1.9 Elect Director Sanjiv S. Sanghvi For For Management 1.10 Elect Director Joel Sklar For Withhold Management 1.11 Elect Director Brian M. Sobel For Withhold Management 1.12 Elect Director Secil Tabli Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- BAYCOM CORP Ticker: BCML Security ID: 07272M107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Camp For Withhold Management 1.2 Elect Director Harpreet S. Chaudhary For Withhold Management 1.3 Elect Director Rocco Davis For For Management 1.4 Elect Director George J. Guarini For For Management 1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management 1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management 1.7 Elect Director Robert G. Laverne For For Management 1.8 Elect Director Syvia L. Magid For For Management 1.9 Elect Director David M. Spatz For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For Against Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For Against Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOLIFE SOLUTIONS, INC. Ticker: BLFS Security ID: 09062W204 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rice For For Management 1.2 Elect Director Raymond W. Cohen For For Management 1.3 Elect Director Andrew Hinson For For Management 1.4 Elect Director Joseph Schick For For Management 1.5 Elect Director Amy DuRoss For For Management 1.6 Elect Director Rachel Ellingson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For Withhold Management 1.2 Elect Director Ken Parent For Withhold Management 1.3 Elect Director Robert Steele For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUE APRON HOLDINGS, INC. Ticker: APRN Security ID: 09523Q200 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda F. Kozlowski For For Management 1.2 Elect Director Barry Salzberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John O. Agwunobi For Against Management 1b Elect Director Daniel S. Lynch For For Management 1c Elect Director William R. Sellers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Aguiar For Withhold Management 1.2 Elect Director Ali Satvat For Withhold Management 1.3 Elect Director Jennifer E. Cook For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Barbara Trebbi For For Management 1.5 Elect Director Suren Rana For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jordan R. Asher For For Management 1.2 Elect Director Lucinda M. Baier For For Management 1.3 Elect Director Marcus E. Bromley For For Management 1.4 Elect Director Frank M. Bumstead For For Management 1.5 Elect Director Victoria L. Freed For For Management 1.6 Elect Director Rita Johnson-Mills For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Denise W. Warren For For Management 1.9 Elect Director Lee S. Wielansky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKFIELD RENEWABLE CORPORATION Ticker: BEPC Security ID: 11284V105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Blidner For Withhold Management 1.2 Elect Director Scott Cutler For For Management 1.3 Elect Director Eleazar de Carvalho For For Management Filho 1.4 Elect Director Nancy Dorn For For Management 1.5 Elect Director David Mann For For Management 1.6 Elect Director Lou Maroun For For Management 1.7 Elect Director Sachin Shah For For Management 1.8 Elect Director Stephen Westwell For For Management 1.9 Elect Director Patricia Zuccotti For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For Withhold Management 1.2 Elect Director Scott Garland For For Management 1.3 Elect Director Jean M. George For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director David Aung For For Management 1.3 Elect Director Frank R. Martire For Withhold Management 1.4 Elect Director Richard N. Massey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juli C. Spottiswood For For Management 1b Elect Director Edward H. West For For Management 1c Elect Director Rahul Gupta For For Management 2 Ratify KPMG LLP (U.S.) as Auditors For For Management 3 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 4 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote to Ratify Directors' For For Management Compensation Report 7 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George W. Bickerstaff, For Withhold Management III 1.2 Elect Director Grace E. Colon For Withhold Management 1.3 Elect Director Ralph Snyderman For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Harris For For Management 1b Elect Director Deborah M. Derby For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CASI PHARMACEUTICALS, INC. Ticker: CASI Security ID: 14757U109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wei-Wu He For Withhold Management 1.2 Elect Director Rajesh C. Shrotriya For Withhold Management 2 Ratify KPMG Huazhen LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Grant of Options to Wei-Wu He For Against Management -------------------------------------------------------------------------------- CENTRUS ENERGY CORP. Ticker: LEU Security ID: 15643U104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikel H. Williams For For Management 1.2 Elect Director W. Thomas Jagodinski For For Management 1.3 Elect Director Tina W. Jonas For For Management 1.4 Elect Director William J. Madia For For Management 1.5 Elect Director Daniel B. Poneman For For Management 1.6 Elect Director Neil S. Subin For For Management 1.7 Elect Director Kirkland H. Donald For For Management 1.8 Elect Director Bradley J. Sawatzke For For Management 2 Adopt NOL Rights Plan (NOL Pill) For Against Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEMBIO DIAGNOSTICS, INC. Ticker: CEMI Security ID: 163572209 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W.K. Acheson For For Management 1.2 Elect Director David W. Bespalko For For Management 1.3 Elect Director Katherine L. Davis For Withhold Management 1.4 Elect Director Richard L. Eberly For Withhold Management 1.5 Elect Director John G. Potthoff For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHICO'S FAS, INC. Ticker: CHS Security ID: 168615102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie R. Brooks For Against Management 1b Elect Director Janice L. Fields For Against Management 1c Elect Director Deborah L. Kerr For Against Management 1d Elect Director Molly Langenstein For Against Management 1e Elect Director John J. Mahoney For Against Management 1f Elect Director Kevin Mansell For For Management 1g Elect Director Kim Roy For Against Management 1h Elect Director David F. Walker For Against Management 1i Elect Director Stephen E. Watson For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHIMERIX, INC. Ticker: CMRX Security ID: 16934W106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha J. Demski For For Management 1.2 Elect Director Pratik S. Multani For For Management 1.3 Elect Director Vicki Vakiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Ticker: CZWI Security ID: 174903104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristina M. Bourget For For Management 1.2 Elect Director Timothy L. Olson For For Management 2 Ratify Eide Bailly, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. Ticker: CLNE Security ID: 184499101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Philippe Charleux For For Management 1.3 Elect Director Andrew J. Littlefair For For Management 1.4 Elect Director Thomas Maurisse For For Management 1.5 Elect Director James C. Miller, III For For Management 1.6 Elect Director Stephen A. Scully For For Management 1.7 Elect Director Kenneth M. Socha For For Management 1.8 Elect Director Vincent C. Taormina For For Management 1.9 Elect Director Parker A. Weil For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Issuance of Common Stock Upon For For Management Exercise Amazon Warrant 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CODEXIS, INC. Ticker: CDXS Security ID: 192005106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Aaker For For Management 1.2 Elect Director Esther Martinborough For For Management 1.3 Elect Director John J. Nicols For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORVUS PHARMACEUTICALS, INC. Ticker: CRVS Security ID: 221015100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For For Management 1.2 Elect Director Edith P. Mitchell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Gregg A. Gonsalves For For Management 1.4 Elect Director Steven Kotler For For Management 1.5 Elect Director Lawrence E. Leibowitz For For Management 1.6 Elect Director Margaret L. Poster For For Management 1.7 Elect Director Douglas A. Rediker For For Management 1.8 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CRINETICS PHARMACEUTICALS, INC. Ticker: CRNX Security ID: 22663K107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Camille Bedrosian For For Management 1.2 Elect Director Wendell Wierenga For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CURO GROUP HOLDINGS CORP. Ticker: CURO Security ID: 23131L107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don Gayhardt For For Management 1.2 Elect Director David M. Kirchheimer For For Management 1.3 Elect Director Mike McKnight For For Management 1.4 Elect Director Elizabeth Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory A. Barrett For For Management 1.2 Elect Director David H. Mowry For For Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Elect Director Sheila A. Hopkins For For Management -------------------------------------------------------------------------------- CYCLACEL PHARMACEUTICALS, INC. Ticker: CYCC Security ID: 23254L603 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul McBarron For For Management 1.2 Elect Director Christopher S. Henney For For Management 1.3 Elect Director Robert J. Spiegel For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYCLERION THERAPEUTICS, INC. Ticker: CYCN Security ID: 23255M105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Churchwell For For Management 1.2 Elect Director George Conrades For For Management 1.3 Elect Director Marsha Fanucci For For Management 1.4 Elect Director Peter M. Hecht For For Management 1.5 Elect Director Ole Isacson For For Management 1.6 Elect Director Stephanie Lovell For For Management 1.7 Elect Director Terrance McGuire For For Management 1.8 Elect Director Michael Mendelsohn For For Management 1.9 Elect Director Errol De Souza For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CYTOMX THERAPEUTICS, INC. Ticker: CTMX Security ID: 23284F105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Meyers For Against Management 1b Elect Director Halley Gilbert For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DASEKE, INC. Ticker: DSKE Security ID: 23753F107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Bonner For Withhold Management 1.2 Elect Director Don R. Daseke For For Management 1.3 Elect Director Catharine Ellingsen For For Management 1.4 Elect Director Grant Garbers For For Management 1.5 Elect Director Charles "Chuck" F. For Withhold Management Serianni 1.6 Elect Director Jonathan Shepko For For Management 1.7 Elect Director Ena Williams For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Chambers For For Management 1.2 Elect Director Hamish A. Dodds For Against Management 1.3 Elect Director Michael J. Griffith For Against Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For Against Management 1.6 Elect Director Patricia H. Mueller For Against Management 1.7 Elect Director Atish Shah For For Management 1.8 Elect Director Kevin M. Sheehan For Against Management 1.9 Elect Director Jennifer Storms For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Andreas Lind For For Management 1.2 Elect Director Sophie Rossini For For Management 2 Ratify Ernst & Young AS as Auditors For For Management -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shira Fayans Birenbaum For For Management 1.2 Elect Director Ofer Elyakim For For Management 1.3 Elect Director Thomas A. Lacey For For Management 1.4 Elect Director Cynthia L. Paul For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For Withhold Management 1.2 Elect Director Kent Yee For For Management 1.3 Elect Director Joseph R. Mannes For Withhold Management 1.4 Elect Director Timothy P. Halter For Withhold Management 1.5 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For For Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Murray For For Management 1.2 Elect Director Cesar M. Soriano For For Management 1.3 Elect Director Dale B. Wolf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EIGER BIOPHARMACEUTICALS, INC. Ticker: EIGR Security ID: 28249U105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Dietz For For Management 1.2 Elect Director Kim Sablich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EPIZYME, INC. Ticker: EPZM Security ID: 29428V104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant Bogle For For Management 1.2 Elect Director Kevin T. Conroy For Withhold Management 1.3 Elect Director Carl Goldfischer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garen K. Staglin For For Management 1b Elect Director Rohit Kapoor For For Management 1c Elect Director Anne E. Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde W. Ostler For For Management 1f Elect Director Vikram S. Pandit For For Management 1g Elect Director Kristy Pipes For For Management 1h Elect Director Nitin Sahney For For Management 1i Elect Director Jaynie M. Studenmund For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn H. Burlew For For Management 1.2 Elect Director Robert N. Latella For For Management 1.3 Elect Director Mauricio F. Riveros For For Management 1.4 Elect Director Mark A. Zupan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara C. Andrews For For Management 1b Elect Director Adrian McDermott For For Management 1c Elect Director Robert E. Switz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREQUENCY THERAPEUTICS, INC. Ticker: FREQ Security ID: 35803L108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia L. Feldmann For For Management 1.2 Elect Director Michael Huang For Withhold Management 1.3 Elect Director Joel S. Marcus For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- G1 THERAPEUTICS, INC. Ticker: GTHX Security ID: 3621LQ109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. (Jack) Bailey, For Withhold Management Jr. 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Cynthia L. Schwalm For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GATES INDUSTRIAL CORPORATION PLC Ticker: GTES Security ID: G39108108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James W. Ireland, III For For Management 1b Elect Director Ivo Jurek For For Management 1c Elect Director Julia C. Kahr For Against Management 1d Elect Director Terry Klebe For For Management 1e Elect Director Stephanie K. Mains For For Management 1f Elect Director Wilson S. Neely For For Management 1g Elect Director Neil P. Simpkins For Against Management 1h Elect Director Alicia Tillman For For Management 1i Elect Director Peifang Zhang (Molly P. For For Management Zhang) 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Remuneration Report For For Management 4 Appoint Deloitte & Touche LLP as For For Management Auditor 5 Appoint Deloitte LLP as UK Statutory For For Management Auditor 6 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Dixon For For Management 1.2 Elect Director David A. Ramon For For Management 1.3 Elect Director William D. Jenkins, Jr. For For Management 1.4 Elect Director Kathryn V. Roedel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For Withhold Management 1.2 Elect Director Deval L. Patrick For Withhold Management 1.3 Elect Director Mark L. Perry For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL INDEMNITY GROUP, LLC Ticker: GBLI Security ID: 37959R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Seth J. Gersch For For Management 2 Approve Ernst & Young Global Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GRITSTONE ONCOLOGY, INC. Ticker: GRTS Security ID: 39868T105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Krognes For Withhold Management 1.2 Elect Director Elaine Jones For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB.XX1 Security ID: 400110102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katrina Lake For Withhold Management 1.2 Elect Director Matthew Maloney For Withhold Management 1.3 Elect Director Brian McAndrews For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GTY TECHNOLOGY HOLDINGS INC. Ticker: GTYH Security ID: 362409104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Green For Against Management 1b Elect Director Charles Wert For Against Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- GUESS?, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Maurice Marciano For For Management 2.2 Elect Director Laurie Ann Goldman For For Management 2.3 Elect Director Thomas J. Barrack, Jr. For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen Neeleman For For Management 1.4 Elect Director Frank Corvino For For Management 1.5 Elect Director Adrian Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For Against Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Stuart Parker For For Management 1.9 Elect Director Ian Sacks For For Management 1.10 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Ticker: HRTX Security ID: 427746102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry Quart For For Management 1b Elect Director Stephen Davis For For Management 1c Elect Director Craig Johnson For For Management 1d Elect Director Kimberly Manhard For For Management 1e Elect Director Christian Waage For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HOMOLOGY MEDICINES, INC. Ticker: FIXX Security ID: 438083107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Patterson For Withhold Management 1.2 Elect Director Mary Thistle For Withhold Management 1.3 Elect Director Arthur O. Tzianabos For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Kaminski For For Management 1.2 Elect Director Andrew P. Callahan For For Management 1.3 Elect Director Olu Beck For For Management 1.4 Elect Director Laurence Bodner For For Management 1.5 Elect Director Gretchen R. Crist For For Management 1.6 Elect Director Rachel P. Cullen For For Management 1.7 Elect Director Hugh G. Dineen For For Management 1.8 Elect Director Ioannis Skoufalos For For Management 1.9 Elect Director Craig D. Steeneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUSTON WIRE & CABLE COMPANY Ticker: HWCC Security ID: 44244K109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INDUS REALTY TRUST, INC. Ticker: INDT Security ID: 45580R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bechtel For For Management 1b Elect Director Frederick M. Danziger For For Management 1c Elect Director Gordon F. DuGan For For Management 1d Elect Director Michael S. Gamzon For For Management 1e Elect Director Jonathan P. May For For Management 1f Elect Director Molly North For For Management 1g Elect Director Amy Rose Silverman For For Management 1h Elect Director Albert H. Small, Jr. For For Management 1i Elect Director Ardevan Yaghoubi For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Cohen For Withhold Management 1.2 Elect Director Jean-Francois Formela For Withhold Management 1.3 Elect Director Frank Verwiel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEST CORPORATION Ticker: INTT Security ID: 461147100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Abrams For For Management 1.2 Elect Director Jeffrey A. Beck For For Management 1.3 Elect Director Joseph W. Dews, IV For For Management 1.4 Elect Director Richard N. Grant, Jr. For For Management 1.5 Elect Director Gerald J. (Jerry) For For Management Maginnis 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRA-CELLULAR THERAPIES, INC. Ticker: ITCI Security ID: 46116X101 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rawlins For For Management 1.2 Elect Director Joel S. Marcus For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRADIMED CORPORATION Ticker: IRMD Security ID: 46266A109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Susi For Withhold Management 1.2 Elect Director James Hawkins For For Management 1.3 Elect Director Monty Allen For For Management 1.4 Elect Director Anthony Vuoto For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- IRIDEX CORPORATION Ticker: IRIX Security ID: 462684101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David I. Bruce For For Management 1.2 Elect Director Robert Grove For For Management 1.3 Elect Director Kenneth E. Ludlum For For Management 1.4 Elect Director Scott Shuda For For Management 1.5 Elect Director Nandini Devi For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ISSUER DIRECT CORPORATION Ticker: ISDR Security ID: 46520M204 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Everett For For Management 1.2 Elect Director Michael Nowlan For For Management 1.3 Elect Director J. Patrick Galleher For For Management 1.4 Elect Director Brian R. Balbirnie For Against Management 1.5 Elect Director Marti Beller For For Management 1.6 Elect Director Graeme P. Rein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- JOUNCE THERAPEUTICS, INC. Ticker: JNCE Security ID: 481116101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Duncan Higgons For Withhold Management 1.2 Elect Director Robert Iannone For Withhold Management 1.3 Elect Director Luisa Salter-Cid For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KALA PHARMACEUTICALS, INC. Ticker: KALA Security ID: 483119103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew I. Koven For Withhold Management 1.2 Elect Director Gregory D. Perry For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Townsend For Against Management 1b Elect Director Ervin Veszpremi For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KURA ONCOLOGY, INC. Ticker: KURA Security ID: 50127T109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy E. Wilson For Withhold Management 1.2 Elect Director Faheem Hasnain For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Cielo Hernandez For For Management 1.2 Elect Director Cathy-Ann For For Management Martine-Dolecki 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director John Mutch For Did Not Vote Shareholder 1.2 Elect Director Eric Singer For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Schlarbaum For For Management 1.2 Elect Director Charles D. Roberson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIMBACH HOLDINGS, INC. Ticker: LMB Security ID: 53263P105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norbert W. Young For Withhold Management 1.2 Elect Director Michael F. McNally For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LORAL SPACE & COMMUNICATIONS, INC. Ticker: LORL Security ID: 543881106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Harkey, Jr. For Withhold Management 1.2 Elect Director Michael B. Targoff For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca Taub For For Management 1.2 Elect Director Fred B. Craves For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAGNITE, INC. Ticker: MGNI Security ID: 55955D100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Frankenberg For For Management 1.2 Elect Director Sarah P. Harden For For Management 1.3 Elect Director James Rossman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGYAR BANCORP, INC. Ticker: MGYR Security ID: 55977T109 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion from Mutual Holding For For Management Company to Stock Holding Company 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MANNATECH, INCORPORATED Ticker: MTEX Security ID: 563771203 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry A. Jobe For For Management 1.2 Elect Director Kevin Robbins For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDICINOVA, INC. Ticker: MNOV Security ID: 58468P206 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yuichi Iwaki For For Management 1.2 Elect Director Kazuko Matsuda For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN CORPORATION Ticker: MRBK Security ID: 58958P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Casciato For Withhold Management 1.2 Elect Director Kenneth H. Slack For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred P. Lampropoulos For For Management 1b Elect Director A. Scott Anderson For For Management 1c Elect Director Lynne M. Ward For For Management 1d Elect Director Stephen C. Evans For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERSANA THERAPEUTICS, INC. Ticker: MRSN Security ID: 59045L106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willard H. Dere For Withhold Management 1.2 Elect Director Martin H. Huber For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neha J. Clark For For Management 1b Elect Director Thomas A. Gerke For For Management 1c Elect Director Donn Lux For For Management 1d Elect Director Kevin S. Rauckman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MISONIX, INC. Ticker: MSON Security ID: 604871103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Beyer For For Management 1.2 Elect Director Michael Koby For For Management 1.3 Elect Director Paul LaViolette For Withhold Management 1.4 Elect Director Thomas M. Patton For For Management 1.5 Elect Director Stavros G. Vizirgianakis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MODIVCARE INC. Ticker: MODV Security ID: 60783X104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Todd J. Carter For For Management 1b Elect Director Frank J. Wright For For Management 1c Elect Director Garth Graham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For For Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUSTANG BIO, INC. Ticker: MBIO Security ID: 62818Q104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Weiss For Withhold Management 1.2 Elect Director Lindsay A. Rosenwald For Withhold Management 1.3 Elect Director Neil Herskowitz For For Management 1.4 Elect Director Manuel Litchman For Withhold Management 1.5 Elect Director Michael J. Zelefsky For For Management 1.6 Elect Director Adam J. Chill For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Hays For For Management 1.2 Elect Director John N. Nunnelly For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from For For Management Wisconsin to Delaware 5 Increase Authorized Common Stock For Against Management 6 Amend Certificate of Incorporation For For Management Regarding Removing Restrictions on Business Combinations 7 Opt Out of Section 203 of the Delaware For For Management General Corporation Law -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Bradshaw For Against Management 1b Elect Director Nigel J. Jenvey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For For Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For For Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For For Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James 'Jim' Barr, IV For For Management 1.2 Elect Director Richard A. Horn For For Management 1.3 Elect Director M. Carl Johnson, III For For Management 1.4 Elect Director Patricia 'Patty' M. Ross For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NETSOL TECHNOLOGIES, INC. Ticker: NTWK Security ID: 64115A402 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Najeeb U. Ghauri For For Management 1b Elect Director Mark Caton For For Management 1c Elect Director Malea Farsai For For Management 1d Elect Director Henry Tolentino For For Management 1e Elect Director Kausar Kazmi For For Management 2 Ratify BF Borgers CPA PC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTCURE, INC. Ticker: NXTC Security ID: 65343E108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine V. Jones For Against Management 1b Elect Director Chau Q. Khuong For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTDECADE CORPORATION Ticker: NEXT Security ID: 65342K105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew K. Schatzman For Against Management 1.2 Elect Director Taewon Jun For Against Management 1.3 Elect Director Avinash Kripalani For Against Management 1.4 Elect Director William Vrattos For Against Management 1.5 Elect Director Edward Andrew Scoggins, For For Management Jr. 2 Approve Issuance of Shares for a For For Management Private Placement 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For For Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ODONATE THERAPEUTICS, INC. Ticker: ODT Security ID: 676079106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Tang For For Management 1.2 Elect Director Aaron Davis For Against Management 1.3 Elect Director Craig Johnson For For Management 1.4 Elect Director Laura Johnson For For Management 1.5 Elect Director Robert Rosen For For Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alissa Ahlman For For Management 1b Elect Director Robert Fisch For For Management 1c Elect Director Thomas Hendrickson For For Management 1d Elect Director John Swygert For For Management 1e Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OPIANT PHARMACEUTICALS, INC. Ticker: OPNT Security ID: 683750103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig A. Collard For For Management 1.2 Elect Director Richard J. Daly For For Management 1.3 Elect Director Michael Sinclair For For Management 2 Approve Issuance of Shares for a For For Management Private Placement 3 Ratify MaloneBailey, LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OPKO HEALTH, INC. Ticker: OPK Security ID: 68375N103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip Frost For For Management 1.2 Elect Director Jane H. Hsiao For For Management 1.3 Elect Director Steven D. Rubin For Withhold Management 1.4 Elect Director Jon R. Cohen For For Management 1.5 Elect Director Robert S. Fishel For For Management 1.6 Elect Director Richard M. Krasno For For Management 1.7 Elect Director Prem A. Lachman For For Management 1.8 Elect Director Richard A. Lerner For For Management 1.9 Elect Director Roger J. Medel For For Management 1.10 Elect Director John A. Paganelli For Withhold Management 1.11 Elect Director Richard C. Pfenniger, For For Management Jr. 1.12 Elect Director Alice Lin-Tsing Yu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Jason M. Hannon For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Alexis V. Lukianov For For Management 1.5 Elect Director Lilly Marks For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Jon C. Serbousek For For Management 1.8 Elect Director John E. Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OSMOTICA PHARMACEUTICALS PLC Ticker: OSMT Security ID: G6S41R101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Markison For Against Management 1b Elect Director Joachim Benes For Against Management 1c Elect Director David Burgstahler For Against Management 1d Elect Director Gregory L. Cowan For For Management 1e Elect Director Michael DeBiasi For For Management 1f Elect Director Sriram Venkataraman For Against Management 1g Elect Director Juan Vergez For Against Management 1h Elect Director Fred Weiss For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve Renewal of Waiver of Offer For Against Management Obligations Under Rule 37 of the Irish Takeover Rules to Enable Buybacks and Redemptions 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- OTONOMY, INC. Ticker: OTIC Security ID: 68906L105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Breitmeyer For Withhold Management 1.2 Elect Director David A. Weber For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Chubb, III For For Management 1.2 Elect Director John R. Holder For For Management 1.3 Elect Director Stephen S. Lanier For For Management 1.4 Elect Director Clarence H. Smith For For Management 1.5 Elect Director Milford W. McGuirt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PAGERDUTY, INC. Ticker: PD Security ID: 69553P100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alec Gallimore For For Management 1.2 Elect Director Rathi Murthy For Withhold Management 1.3 Elect Director Alex Solomon For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimon W. Michaels For For Management 1.2 Elect Director Gerald Z. Yin For Against Management 1.3 Elect Director Shuo Zhang For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Kennedy For Withhold Management 1b Elect Director Sheryl Oloughlin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PHIO PHARMACEUTICALS CORP. Ticker: PHIO Security ID: 71880W303 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Bitterman For Withhold Management 1.2 Elect Director Geert Cauwenbergh For Withhold Management 1.3 Elect Director Gerrit Dispersyn For For Management 1.4 Elect Director H. Paul Dorman For Withhold Management 1.5 Elect Director Robert L. Ferrara For Withhold Management 1.6 Elect Director Jonathan E. Freeman For Withhold Management 1.7 Elect Director Curtis A. Lockshin For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Kiener For Withhold Management 1.2 Elect Director Christopher Kiritsy For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N.V. Ticker: PLYA Security ID: N70544106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce D. Wardinski For For Management 1b Elect Director Charles Floyd For For Management 1c Elect Director Richard B. Fried For For Management 1d Elect Director Hal Stanley Jones For For Management 1e Elect Director Mahmood Khimji For For Management 1f Elect Director Elizabeth Lieberman For For Management 1g Elect Director Maria Miller For For Management 1h Elect Director Leticia Navarro For For Management 1i Elect Director Karl Peterson For For Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Ratify Deloitte Accountants B.V. as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Discharge of Directors and For For Management Auditors 7 Authorization of the Board to Acquire For Against Management Shares and Depositary Receipts for Shares in the Capital of the Company 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8b Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For Withhold Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Douglas V. Reynolds For For Management 1.6 Elect Director Marshall T. Reynolds For For Management 1.7 Elect Director Neal W. Scaggs For Withhold Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROG HOLDINGS, INC. Ticker: PRG Security ID: 74319R101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathy T. Betty For For Management 1b Elect Director Douglas C. Curling For Against Management 1c Elect Director Cynthia N. Day For For Management 1d Elect Director Curtis L. Doman For For Management 1e Elect Director Steven A. Michaels For For Management 1f Elect Director Ray M. Robinson For For Management 1g Elect Director James P. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Rothschild For Withhold Management 1.2 Elect Director Anita Sands For Withhold Management 1.3 Elect Director Susan Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D207 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D306 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTERIX CORPORATION Ticker: QTRX Security ID: 74766Q101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin D. Madaus For Withhold Management 1.2 Elect Director Laurie J. Olson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAMACO RESOURCES, INC. Ticker: METC Security ID: 75134P303 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall W. Atkins For Against Management 1b Elect Director C. Lynch Christian, III For Against Management 1c Elect Director David E.K. Frischkorn, For For Management Jr. 1d Elect Director Patrick C. Graney, III For Against Management 1e Elect Director Jennifer Gray For For Management 1f Elect Director E. Forrest Jones, Jr. For For Management 1g Elect Director Bryan H. Lawrence For Against Management 1h Elect Director Peter Leidel For Against Management 1i Elect Director Mahmud Riffat For For Management 1j Elect Director Richard M. Whiting For Against Management -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike Karanikolas For Withhold Management 1.2 Elect Director Michael Mente For Withhold Management 1.3 Elect Director Melanie Cox For For Management 1.4 Elect Director Hadley Mullin For For Management 1.5 Elect Director Marc Stolzman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roderick Wong For Withhold Management 1b Elect Director Carsten Boess For For Management 1c Elect Director Pedro Granadillo For Withhold Management 1d Elect Director Gotham Makker For Withhold Management 1e Elect Director Gaurav Shah For Withhold Management 1f Elect Director David P. Southwell For Withhold Management 1g Elect Director Naveen Yalamanchi For Withhold Management 1h Elect Director Elisabeth Bjork For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SEAWORLD ENTERTAINMENT, INC. Ticker: SEAS Security ID: 81282V100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Bension For For Management 1b Elect Director James Chambers For For Management 1c Elect Director William Gray For For Management 1d Elect Director Timothy Hartnett For For Management 1e Elect Director Charles Koppelman For For Management 1f Elect Director Yoshikazu Maruyama For For Management 1g Elect Director Thomas E. Moloney For For Management 1h Elect Director Neha Jogani Narang For For Management 1i Elect Director Scott Ross For For Management 1j Elect Director Kimberly Schaefer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SECUREWORKS CORP. Ticker: SCWX Security ID: 81374A105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela Daley For Withhold Management 1.2 Elect Director Kyle Paster For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SECURITY NATIONAL FINANCIAL CORPORATION Ticker: SNFCA Security ID: 814785309 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Quist For For Management 1.2 Elect Director John L. Cook For For Management 1.3 Elect Director Jason G. Overbaugh For For Management 1.4 Elect Director Gilbert A. Fuller For For Management 1.5 Elect Director Robert G. Hunter For For Management 1.6 Elect Director Ludmya (Mia) B. Love For For Management 1.7 Elect Director H. Craig Moody For For Management 1.8 Elect Director Shital A. Mehta (a/k/a For For Management Alexandra Mysoor) 1.9 Elect Director S. Andrew Quist For For Management 1.10 Elect Director Adam G. Quist For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SEQUENTIAL BRANDS GROUP, INC. Ticker: SQBG Security ID: 81734P206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Sweedler - None None Management Withdrawn 1.2 Elect Director John Dionne For For Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHARPSPRING, INC. Ticker: SHSP Security ID: 820054104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Huey For For Management 1.2 Elect Director Richard A. Carlson For For Management 1.3 Elect Director Scott Miller For For Management 1.4 Elect Director Savneet Singh For Withhold Management 1.5 Elect Director Jason Costi For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHOCKWAVE MEDICAL, INC. Ticker: SWAV Security ID: 82489T104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antoine Papiernik For Withhold Management 1.2 Elect Director Sara Toyloy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SHOTSPOTTER, INC. Ticker: SSTI Security ID: 82536T107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Bratton For Withhold Management 1.2 Elect Director Deborah A. Elam For For Management 1.3 Elect Director Randall Hawks, Jr. For Withhold Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- SIGA TECHNOLOGIES, INC. Ticker: SIGA Security ID: 826917106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Antal For For Management 1.2 Elect Director Jaymie A. Durnan For For Management 1.3 Elect Director Phillip L. Gomez For For Management 1.4 Elect Director Julie M. Kane For For Management 1.5 Elect Director Joseph W. "Chip" For For Management Marshall, III 1.6 Elect Director Gary J. Nabel For For Management 1.7 Elect Director Julian Nemirovsky For For Management 1.8 Elect Director Holly L. Phillips For For Management 1.9 Elect Director Michael C. Plansky For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Andre V. Branch For For Management 1c Elect Director Virginia C. Drosos For For Management 1d Elect Director R. Mark Graf For For Management 1e Elect Director Zackery A. Hicks For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Helen McCluskey For For Management 1h Elect Director Nancy A. Reardon For For Management 1i Elect Director Jonathan Seiffer For For Management 1j Elect Director Brian Tilzer For For Management 1k Elect Director Eugenia Ulasewicz For For Management 1l Elect Director Donta L. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILK ROAD MEDICAL, INC. Ticker: SILK Security ID: 82710M100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Ballinger For For Management 1.2 Elect Director Tony M. Chou For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPECTRUM PHARMACEUTICALS, INC. Ticker: SPPI Security ID: 84763A108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Ashton For For Management 1.2 Elect Director Nora E. Brennan For For Management 1.3 Elect Director Seth H.Z. Fischer For For Management 1.4 Elect Director Joseph W. Turgeon For For Management 1.5 Elect Director Jeffrey L. Vacirca For For Management 1.6 Elect Director Dolatrai M. Vyas For For Management 1.7 Elect Director Bernice R. Welles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as None None Management Auditors *Withdrawn* -------------------------------------------------------------------------------- STAAR SURGICAL COMPANY Ticker: STAA Security ID: 852312305 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Farrell For For Management 1.2 Elect Director Thomas G. Frinzi For For Management 1.3 Elect Director Gilbert H. Kliman For For Management 1.4 Elect Director Caren Mason For For Management 1.5 Elect Director Louis E. Silverman For For Management 1.6 Elect Director Elizabeth Yeu For For Management 1.7 Elect Director K. Peony Yu For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georges Gemayel For For Management 1.2 Elect Director John M. Siebert For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Angela Archon For For Management 1.3 Elect Director Liane Pelletier For For Management 1.4 Elect Director Zareh Sarrafian For Withhold Management 1.5 Elect Director Kim Sheehy For For Management 1.6 Elect Director Donald D. Snyder For Withhold Management 1.7 Elect Director Tom Thomas For For Management 1.8 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TABULA RASA HEALTHCARE, INC. Ticker: TRHC Security ID: 873379101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samira Beckwith For Withhold Management 1.2 Elect Director Dennis Helling For Withhold Management 1.3 Elect Director Pamela Schweitzer For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Sai W. Chu For For Management 1.3 Elect Director Richard T. du Moulin For For Management 1.4 Elect Director David Schellenberg For For Management 1.5 Elect Director Peter Antturi For For Management -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Elect Director Michael Collins For For Management 2b Elect Director Alastair Barbour For For Management 2c Elect Director Sonia Baxendale For For Management 2d Elect Director James Burr For For Management 2e Elect Director Michael Covell For For Management 2f Elect Director Mark Lynch For For Management 2g Elect Director Jana Schreuder For For Management 2h Elect Director Michael Schrum For For Management 2i Elect Director Pamela Thomas-Graham For For Management 2j Elect Director John Wright For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TRANSLATE BIO, INC. Ticker: TBIO Security ID: 89374L104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Hughes For Withhold Management 1.2 Elect Director Ronald C. Renaud, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ULTRAGENYX PHARMACEUTICAL INC. Ticker: RARE Security ID: 90400D108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah Dunsire For For Management 1b Elect Director Michael Narachi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Klein For For Management 1b Elect Director Ray Kurzweil For For Management 1c Elect Director Linda Maxwell For For Management 1d Elect Director Martine Rothblatt For For Management 1e Elect Director Louis Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- VAPOTHERM, INC. Ticker: VAPO Security ID: 922107107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lori Knowles For For Management 1.2 Elect Director Mary Beth Moynihan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director Linda Crawford For For Management 1.3 Elect Director John Egan For For Management 1.4 Elect Director Reid French For For Management 1.5 Elect Director Stephen Gold For For Management 1.6 Elect Director William Kurtz For For Management 1.7 Elect Director Andrew Miller For For Management 1.8 Elect Director Richard Nottenburg For For Management 1.9 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VICOR CORPORATION Ticker: VICR Security ID: 925815102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel J. Anderson For For Management 1.2 Elect Director M. Michael Ansour For For Management 1.3 Elect Director Jason L. Carlson For For Management 1.4 Elect Director Philip D. Davies For Withhold Management 1.5 Elect Director Andrew T. D'Amico For Withhold Management 1.6 Elect Director Estia J. Eichten For For Management 1.7 Elect Director Michael S. McNamara For Withhold Management 1.8 Elect Director Claudio Tuozzolo For Withhold Management 1.9 Elect Director Patrizio Vinciarelli For Withhold Management -------------------------------------------------------------------------------- VIEWRAY, INC. Ticker: VRAY Security ID: 92672L107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caley Castelein For Withhold Management 1.2 Elect Director Brian K. Roberts For For Management 1.3 Elect Director Karen N. Prange For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRCO MFG. CORPORATION Ticker: VIRC Security ID: 927651109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Virtue For For Management 1.2 Elect Director Kathy Virtue Young For For Management 1.3 Elect Director Agnieszka Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WIDEPOINT CORPORATION Ticker: WYY Security ID: 967590209 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Fitzgerald For For Management 1.2 Elect Director J. Bernard Rice For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLSCOT MOBILE MINI HOLDINGS CORP. Ticker: WSC Security ID: 971378104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara R. Dial For For Management 1b Elect Director Gerard E. Holthaus For For Management 1c Elect Director Gary Lindsay For For Management 1d Elect Director Kimberly J. McWaters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bossone For For Management 1b Elect Director Smita Conjeevaram For For Management 1c Elect Director Bruce Lavine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director Yujiro S. Hata For For Management 1.6 Elect Director A. Bruce Montgomery For For Management 1.7 Elect Director Richard J. Ranieri For For Management 1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ===================== Dimensional U.S. Targeted Value ETF ====================== ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Dirk Allison For For Management 1.2 Elect Director Mark L. First For Withhold Management 1.3 Elect Director Darin J. Gordon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Gilbert Li For For Management 1.3 Elect Director J. Taylor Simonton For For Management 1.4 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For Against Management -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Fenton For Withhold Management 1.2 Elect Director James N. Topper For Withhold Management 1.3 Elect Director Oleg Nodelman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen O. Richard For For Management 1b Elect Director Jeffery S. Thompson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Kennedy For For Management 1.2 Elect Director Brooks J. Klimley For Withhold Management 1.3 Elect Director John C. Mollenkopf For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For For Management 1.2 Elect Director Jacqueline C. Mutschler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christina M. Alvord For For Management 1b Elect Director Herbert K. Parker For For Management 1c Elect Director Ty R. Silberhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew McRae For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AT HOME GROUP INC. Ticker: HOME Security ID: 04650Y100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy A. Beck For Withhold Management 1.2 Elect Director John J. Butcher For Withhold Management 1.3 Elect Director Philip L. Francis For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BALLY'S CORPORATION Ticker: BALY Security ID: 05875B106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For Withhold Management 1.2 Elect Director Russell A. Colombo For Withhold Management 1.3 Elect Director James C. Hale For Withhold Management 1.4 Elect Director Robert Heller For Withhold Management 1.5 Elect Director Norma J. Howard For Withhold Management 1.6 Elect Director Kevin R. Kennedy For Withhold Management 1.7 Elect Director William H. McDevitt, Jr. For Withhold Management 1.8 Elect Director Leslie E. Murphy For Withhold Management 1.9 Elect Director Sanjiv S. Sanghvi For For Management 1.10 Elect Director Joel Sklar For Withhold Management 1.11 Elect Director Brian M. Sobel For Withhold Management 1.12 Elect Director Secil Tabli Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- BAYCOM CORP Ticker: BCML Security ID: 07272M107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Camp For Withhold Management 1.2 Elect Director Harpreet S. Chaudhary For Withhold Management 1.3 Elect Director Rocco Davis For For Management 1.4 Elect Director George J. Guarini For For Management 1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management 1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management 1.7 Elect Director Robert G. Laverne For For Management 1.8 Elect Director Syvia L. Magid For For Management 1.9 Elect Director David M. Spatz For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For Against Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For Against Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jordan R. Asher For For Management 1.2 Elect Director Lucinda M. Baier For For Management 1.3 Elect Director Marcus E. Bromley For For Management 1.4 Elect Director Frank M. Bumstead For For Management 1.5 Elect Director Victoria L. Freed For For Management 1.6 Elect Director Rita Johnson-Mills For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Denise W. Warren For For Management 1.9 Elect Director Lee S. Wielansky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director David Aung For For Management 1.3 Elect Director Frank R. Martire For Withhold Management 1.4 Elect Director Richard N. Massey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Harris For For Management 1b Elect Director Deborah M. Derby For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Ticker: CZWI Security ID: 174903104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristina M. Bourget For For Management 1.2 Elect Director Timothy L. Olson For For Management 2 Ratify Eide Bailly, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. Ticker: CLNE Security ID: 184499101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Philippe Charleux For For Management 1.3 Elect Director Andrew J. Littlefair For For Management 1.4 Elect Director Thomas Maurisse For For Management 1.5 Elect Director James C. Miller, III For For Management 1.6 Elect Director Stephen A. Scully For For Management 1.7 Elect Director Kenneth M. Socha For For Management 1.8 Elect Director Vincent C. Taormina For For Management 1.9 Elect Director Parker A. Weil For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Issuance of Common Stock Upon For For Management Exercise Amazon Warrant 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORVUS PHARMACEUTICALS, INC. Ticker: CRVS Security ID: 221015100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Morrison For For Management 1.2 Elect Director Edith P. Mitchell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Gregg A. Gonsalves For For Management 1.4 Elect Director Steven Kotler For For Management 1.5 Elect Director Lawrence E. Leibowitz For For Management 1.6 Elect Director Margaret L. Poster For For Management 1.7 Elect Director Douglas A. Rediker For For Management 1.8 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CYCLERION THERAPEUTICS, INC. Ticker: CYCN Security ID: 23255M105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Churchwell For For Management 1.2 Elect Director George Conrades For For Management 1.3 Elect Director Marsha Fanucci For For Management 1.4 Elect Director Peter M. Hecht For For Management 1.5 Elect Director Ole Isacson For For Management 1.6 Elect Director Stephanie Lovell For For Management 1.7 Elect Director Terrance McGuire For For Management 1.8 Elect Director Michael Mendelsohn For For Management 1.9 Elect Director Errol De Souza For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Andreas Lind For For Management 1.2 Elect Director Sophie Rossini For For Management 2 Ratify Ernst & Young AS as Auditors For For Management -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shira Fayans Birenbaum For For Management 1.2 Elect Director Ofer Elyakim For For Management 1.3 Elect Director Thomas A. Lacey For For Management 1.4 Elect Director Cynthia L. Paul For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For Withhold Management 1.2 Elect Director Kent Yee For For Management 1.3 Elect Director Joseph R. Mannes For Withhold Management 1.4 Elect Director Timothy P. Halter For Withhold Management 1.5 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For For Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garen K. Staglin For For Management 1b Elect Director Rohit Kapoor For For Management 1c Elect Director Anne E. Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde W. Ostler For For Management 1f Elect Director Vikram S. Pandit For For Management 1g Elect Director Kristy Pipes For For Management 1h Elect Director Nitin Sahney For For Management 1i Elect Director Jaynie M. Studenmund For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FERROGLOBE PLC Ticker: GSM Security ID: G33856108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Belen Villalonga For For Management 4 Elect Director Silvia Villar-Mir de For For Management Fuentes 5 Elect Director Nicolas De Santis For For Management 6 Elect Director Rafael Barrilero Yarnoz For For Management 7 Elect Director Javier Lopez Madrid For Against Management 8 Elect Director Marco Levi For For Management 9 Elect Director Marta Amusategui For For Management 10 Elect Director Bruce L. Crockett For For Management 11 Elect Director Stuart E. Eizenstat For For Management 12 Elect Director Manuel Garrido y Ruano For For Management 13 Elect Director Juan Villar-Mir de For For Management Fuentes 14 Ratify Deloitte LLP as Auditors For For Management 15 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn H. Burlew For For Management 1.2 Elect Director Robert N. Latella For For Management 1.3 Elect Director Mauricio F. Riveros For For Management 1.4 Elect Director Mark A. Zupan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GATES INDUSTRIAL CORPORATION PLC Ticker: GTES Security ID: G39108108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James W. Ireland, III For For Management 1b Elect Director Ivo Jurek For For Management 1c Elect Director Julia C. Kahr For Against Management 1d Elect Director Terry Klebe For For Management 1e Elect Director Stephanie K. Mains For For Management 1f Elect Director Wilson S. Neely For For Management 1g Elect Director Neil P. Simpkins For Against Management 1h Elect Director Alicia Tillman For For Management 1i Elect Director Peifang Zhang (Molly P. For For Management Zhang) 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Remuneration Report For For Management 4 Appoint Deloitte & Touche LLP as For For Management Auditor 5 Appoint Deloitte LLP as UK Statutory For For Management Auditor 6 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor -------------------------------------------------------------------------------- GLOBAL INDEMNITY GROUP, LLC Ticker: GBLI Security ID: 37959R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Seth J. Gersch For For Management 2 Approve Ernst & Young Global Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GUESS?, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Maurice Marciano For For Management 2.2 Elect Director Laurie Ann Goldman For For Management 2.3 Elect Director Thomas J. Barrack, Jr. For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Kaminski For For Management 1.2 Elect Director Andrew P. Callahan For For Management 1.3 Elect Director Olu Beck For For Management 1.4 Elect Director Laurence Bodner For For Management 1.5 Elect Director Gretchen R. Crist For For Management 1.6 Elect Director Rachel P. Cullen For For Management 1.7 Elect Director Hugh G. Dineen For For Management 1.8 Elect Director Ioannis Skoufalos For For Management 1.9 Elect Director Craig D. Steeneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUSTON WIRE & CABLE COMPANY Ticker: HWCC Security ID: 44244K109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INDUS REALTY TRUST, INC. Ticker: INDT Security ID: 45580R103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bechtel For For Management 1b Elect Director Frederick M. Danziger For For Management 1c Elect Director Gordon F. DuGan For For Management 1d Elect Director Michael S. Gamzon For For Management 1e Elect Director Jonathan P. May For For Management 1f Elect Director Molly North For For Management 1g Elect Director Amy Rose Silverman For For Management 1h Elect Director Albert H. Small, Jr. For For Management 1i Elect Director Ardevan Yaghoubi For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEST CORPORATION Ticker: INTT Security ID: 461147100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Abrams For For Management 1.2 Elect Director Jeffrey A. Beck For For Management 1.3 Elect Director Joseph W. Dews, IV For For Management 1.4 Elect Director Richard N. Grant, Jr. For For Management 1.5 Elect Director Gerald J. (Jerry) For For Management Maginnis 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRIDEX CORPORATION Ticker: IRIX Security ID: 462684101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David I. Bruce For For Management 1.2 Elect Director Robert Grove For For Management 1.3 Elect Director Kenneth E. Ludlum For For Management 1.4 Elect Director Scott Shuda For For Management 1.5 Elect Director Nandini Devi For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- JOUNCE THERAPEUTICS, INC. Ticker: JNCE Security ID: 481116101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Duncan Higgons For Withhold Management 1.2 Elect Director Robert Iannone For Withhold Management 1.3 Elect Director Luisa Salter-Cid For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Townsend For Against Management 1b Elect Director Ervin Veszpremi For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KIRKLAND'S, INC. Ticker: KIRK Security ID: 497498105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Collins For For Management 1b Elect Director Ann E. Joyce For For Management 1c Elect Director R. Wilson Orr, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Cielo Hernandez For For Management 1.2 Elect Director Cathy-Ann For For Management Martine-Dolecki 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director John Mutch For Did Not Vote Shareholder 1.2 Elect Director Eric Singer For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Schlarbaum For For Management 1.2 Elect Director Charles D. Roberson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAGNITE, INC. Ticker: MGNI Security ID: 55955D100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Frankenberg For For Management 1.2 Elect Director Sarah P. Harden For For Management 1.3 Elect Director James Rossman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGYAR BANCORP, INC. Ticker: MGYR Security ID: 55977T109 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion from Mutual Holding For For Management Company to Stock Holding Company 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MANNATECH, INCORPORATED Ticker: MTEX Security ID: 563771203 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry A. Jobe For For Management 1.2 Elect Director Kevin Robbins For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred P. Lampropoulos For For Management 1b Elect Director A. Scott Anderson For For Management 1c Elect Director Lynne M. Ward For For Management 1d Elect Director Stephen C. Evans For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neha J. Clark For For Management 1b Elect Director Thomas A. Gerke For For Management 1c Elect Director Donn Lux For For Management 1d Elect Director Kevin S. Rauckman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MISONIX, INC. Ticker: MSON Security ID: 604871103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Beyer For For Management 1.2 Elect Director Michael Koby For For Management 1.3 Elect Director Paul LaViolette For Withhold Management 1.4 Elect Director Thomas M. Patton For For Management 1.5 Elect Director Stavros G. Vizirgianakis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MODIVCARE INC. Ticker: MODV Security ID: 60783X104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Todd J. Carter For For Management 1b Elect Director Frank J. Wright For For Management 1c Elect Director Garth Graham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For For Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Bradshaw For Against Management 1b Elect Director Nigel J. Jenvey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For For Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For For Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For For Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James 'Jim' Barr, IV For For Management 1.2 Elect Director Richard A. Horn For For Management 1.3 Elect Director M. Carl Johnson, III For For Management 1.4 Elect Director Patricia 'Patty' M. Ross For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For For Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- OPKO HEALTH, INC. Ticker: OPK Security ID: 68375N103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip Frost For For Management 1.2 Elect Director Jane H. Hsiao For For Management 1.3 Elect Director Steven D. Rubin For Withhold Management 1.4 Elect Director Jon R. Cohen For For Management 1.5 Elect Director Robert S. Fishel For For Management 1.6 Elect Director Richard M. Krasno For For Management 1.7 Elect Director Prem A. Lachman For For Management 1.8 Elect Director Richard A. Lerner For For Management 1.9 Elect Director Roger J. Medel For For Management 1.10 Elect Director John A. Paganelli For Withhold Management 1.11 Elect Director Richard C. Pfenniger, For For Management Jr. 1.12 Elect Director Alice Lin-Tsing Yu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Jason M. Hannon For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Alexis V. Lukianov For For Management 1.5 Elect Director Lilly Marks For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Jon C. Serbousek For For Management 1.8 Elect Director John E. Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OTONOMY, INC. Ticker: OTIC Security ID: 68906L105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Breitmeyer For Withhold Management 1.2 Elect Director David A. Weber For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Chubb, III For For Management 1.2 Elect Director John R. Holder For For Management 1.3 Elect Director Stephen S. Lanier For For Management 1.4 Elect Director Clarence H. Smith For For Management 1.5 Elect Director Milford W. McGuirt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimon W. Michaels For For Management 1.2 Elect Director Gerald Z. Yin For Against Management 1.3 Elect Director Shuo Zhang For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N.V. Ticker: PLYA Security ID: N70544106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce D. Wardinski For For Management 1b Elect Director Charles Floyd For For Management 1c Elect Director Richard B. Fried For For Management 1d Elect Director Hal Stanley Jones For For Management 1e Elect Director Mahmood Khimji For For Management 1f Elect Director Elizabeth Lieberman For For Management 1g Elect Director Maria Miller For For Management 1h Elect Director Leticia Navarro For For Management 1i Elect Director Karl Peterson For For Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Ratify Deloitte Accountants B.V. as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Discharge of Directors and For For Management Auditors 7 Authorization of the Board to Acquire For Against Management Shares and Depositary Receipts for Shares in the Capital of the Company 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8b Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For Withhold Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Douglas V. Reynolds For For Management 1.6 Elect Director Marshall T. Reynolds For For Management 1.7 Elect Director Neal W. Scaggs For Withhold Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROG HOLDINGS, INC. Ticker: PRG Security ID: 74319R101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathy T. Betty For For Management 1b Elect Director Douglas C. Curling For Against Management 1c Elect Director Cynthia N. Day For For Management 1d Elect Director Curtis L. Doman For For Management 1e Elect Director Steven A. Michaels For For Management 1f Elect Director Ray M. Robinson For For Management 1g Elect Director James P. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D207 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- SECURITY NATIONAL FINANCIAL CORPORATION Ticker: SNFCA Security ID: 814785309 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Quist For For Management 1.2 Elect Director John L. Cook For For Management 1.3 Elect Director Jason G. Overbaugh For For Management 1.4 Elect Director Gilbert A. Fuller For For Management 1.5 Elect Director Robert G. Hunter For For Management 1.6 Elect Director Ludmya (Mia) B. Love For For Management 1.7 Elect Director H. Craig Moody For For Management 1.8 Elect Director Shital A. Mehta (a/k/a For For Management Alexandra Mysoor) 1.9 Elect Director S. Andrew Quist For For Management 1.10 Elect Director Adam G. Quist For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Andre V. Branch For For Management 1c Elect Director Virginia C. Drosos For For Management 1d Elect Director R. Mark Graf For For Management 1e Elect Director Zackery A. Hicks For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Helen McCluskey For For Management 1h Elect Director Nancy A. Reardon For For Management 1i Elect Director Jonathan Seiffer For For Management 1j Elect Director Brian Tilzer For For Management 1k Elect Director Eugenia Ulasewicz For For Management 1l Elect Director Donta L. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPECTRUM PHARMACEUTICALS, INC. Ticker: SPPI Security ID: 84763A108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Ashton For For Management 1.2 Elect Director Nora E. Brennan For For Management 1.3 Elect Director Seth H.Z. Fischer For For Management 1.4 Elect Director Joseph W. Turgeon For For Management 1.5 Elect Director Jeffrey L. Vacirca For For Management 1.6 Elect Director Dolatrai M. Vyas For For Management 1.7 Elect Director Bernice R. Welles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as None None Management Auditors *Withdrawn* -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georges Gemayel For For Management 1.2 Elect Director John M. Siebert For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEEKAY CORPORATION Ticker: TK Security ID: Y8564W103 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Alan Semple For Withhold Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Sai W. Chu For For Management 1.3 Elect Director Richard T. du Moulin For For Management 1.4 Elect Director David Schellenberg For For Management 1.5 Elect Director Peter Antturi For For Management -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Elect Director Michael Collins For For Management 2b Elect Director Alastair Barbour For For Management 2c Elect Director Sonia Baxendale For For Management 2d Elect Director James Burr For For Management 2e Elect Director Michael Covell For For Management 2f Elect Director Mark Lynch For For Management 2g Elect Director Jana Schreuder For For Management 2h Elect Director Michael Schrum For For Management 2i Elect Director Pamela Thomas-Graham For For Management 2j Elect Director John Wright For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Klein For For Management 1b Elect Director Ray Kurzweil For For Management 1c Elect Director Linda Maxwell For For Management 1d Elect Director Martine Rothblatt For For Management 1e Elect Director Louis Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- VIRCO MFG. CORPORATION Ticker: VIRC Security ID: 927651109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Virtue For For Management 1.2 Elect Director Kathy Virtue Young For For Management 1.3 Elect Director Agnieszka Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WIDEPOINT CORPORATION Ticker: WYY Security ID: 967590209 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Fitzgerald For For Management 1.2 Elect Director J. Bernard Rice For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLSCOT MOBILE MINI HOLDINGS CORP. Ticker: WSC Security ID: 971378104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara R. Dial For For Management 1b Elect Director Gerard E. Holthaus For For Management 1c Elect Director Gary Lindsay For For Management 1d Elect Director Kimberly J. McWaters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management ==================== Dimensional US Core Equity Market ETF ===================== 10X GENOMICS, INC. Ticker: TXG Security ID: 88025U109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bryan E. Roberts For Against Management 1b Elect Director Kimberly J. Popovits For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Ticker: SRCE Security ID: 336901103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy D. Graham For For Management 1b Elect Director Ronda Shrewsbury For For Management Weybright 1c Elect Director Melody Birmingham For For Management 1d Elect Director Mark D. Schwabero For Against Management 2 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- 2U, INC. Ticker: TWOU Security ID: 90214J101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. Maeder For Withhold Management 1.2 Elect Director Christopher J. Paucek For Withhold Management 1.3 Elect Director Gregory K. Peters For Withhold Management 1.4 Elect Director Robert M. Stavis For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- 3D SYSTEMS CORPORATION Ticker: DDD Security ID: 88554D205 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Malissia R. Clinton For For Management 1b Elect Director William E. Curran For For Management 1c Elect Director Thomas W. Erickson For For Management 1d Elect Director Jeffrey A. Graves For Against Management 1e Elect Director Charles W. Hull For For Management 1f Elect Director William D. Humes For For Management 1g Elect Director Jim D. Kever For For Management 1h Elect Director Charles G. McClure, Jr. For For Management 1i Elect Director Kevin S. Moore For For Management 1j Elect Director Vasant Padmanabhan For For Management 1k Elect Director John J. Tracy For For Management 1l Elect Director Jeffrey Wadsworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director James R. Fitterling For For Management 1f Elect Director Herbert L. Henkel For For Management 1g Elect Director Amy E. Hood For For Management 1h Elect Director Muhtar Kent For For Management 1i Elect Director Dambisa F. Moyo For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Michael F. Roman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Brown For For Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- A10 NETWORKS, INC. Ticker: ATEN Security ID: 002121101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tor R. Braham For For Management 1b Elect Director Peter Y. Chung For For Management 1c Elect Director Mary Dotz For For Management 1d Elect Director Eric Singer For For Management 1e Elect Director Dhrupad Trivedi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- AAON, INC. Ticker: AAON Security ID: 000360206 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman H. Asbjornson For For Management 1.2 Elect Director Gary D. Fields For For Management 1.3 Elect Director Angela E. Kouplen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Darren W. McDew For For Management 1.7 Elect Director Nancy McKinstry For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Michael F. Roman For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For For Management 1.12 Elect Director Glenn F. Tilton For For Management 1.13 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Adopt Majority Voting Standard for For For Management Amendments of the Articles of Incorporation and Effect Other Ministerial Changes 4b Adopt Majority Voting Standard for For For Management Certain Extraordinary Transactions 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Racial Justice Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Terry L. Burman For For Management 1c Elect Director Felix J. Carbullido For For Management 1d Elect Director Susie Coulter For For Management 1e Elect Director Sarah M. Gallagher For For Management 1f Elect Director James A. Goldman For For Management 1g Elect Director Michael E. Greenlees For For Management 1h Elect Director Fran Horowitz For For Management 1i Elect Director Helen E. McCluskey For For Management 1j Elect Director Kenneth B. Robinson For For Management 1k Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Chavez For For Management 1b Elect Director Art A. Garcia For For Management 1c Elect Director Jill M. Golder For For Management 1d Elect Director Scott Salmirs For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACACIA RESEARCH CORPORATION Ticker: ACTG Security ID: 003881307 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen O'Connell For For Management 1b Elect Director Katharine Wolanyk For For Management 1c Elect Director Isaac T. Kohlberg For For Management 1d Elect Director Jonathan Sagal For For Management 1e Elect Director Clifford Press For For Management 1f Elect Director Alfred V. Tobia, Jr. For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Ticker: ACHC Security ID: 00404A109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Perot Bissell For For Management 1b Elect Director Vicky B. Gregg For For Management 1c Elect Director Debra K. Osteen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACADIA PHARMACEUTICALS INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Biggar For For Management 1.2 Elect Director Julian C. Baker For For Management 1.3 Elect Director Daniel B. Soland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCELERON PHARMA INC. Ticker: XLRN Security ID: 00434H108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Habib J. Dable For For Management 1b Elect Director Terrence C. Kearney For For Management 1c Elect Director Karen L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Beth E. Mooney For For Management 1e Elect Director Gilles C. Pelisson For For Management 1f Elect Director Paula A. Price For For Management 1g Elect Director Venkata (Murthy) For For Management Renduchintala 1h Elect Director David Rowland For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Julie Sweet For For Management 1k Elect Director Frank K. Tang For For Management 1l Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 6 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard None None Management *Withdrawn Resolution* 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela I. Monteagudo For For Management 1i Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACI WORLDWIDE, INC. Ticker: ACIW Security ID: 004498101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odilon Almeida For For Management 1.2 Elect Director Charles K. Bobrinskoy For For Management 1.3 Elect Director Janet O. Estep For For Management 1.4 Elect Director James C. Hale, III For Withhold Management 1.5 Elect Director Mary P. Harman For For Management 1.6 Elect Director Didier R. Lamouche For For Management 1.7 Elect Director Charles E. Peters, Jr. For For Management 1.8 Elect Director Adalio T. Sanchez For For Management 1.9 Elect Director Thomas W. Warsop, III For For Management 1.10 Elect Director Samir M. Zabaneh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACLARIS THERAPEUTICS, INC. Ticker: ACRS Security ID: 00461U105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Molineaux For Withhold Management 1.2 Elect Director Bryan Reasons For Withhold Management 1.3 Elect Director Vincent Milano For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ACM RESEARCH, INC. Ticker: ACMR Security ID: 00108J109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Haiping Dun For For Management 1b Elect Director Chenming C. Hu For For Management 1c Elect Director Tracy Liu For For Management 1d Elect Director David H. Wang For For Management 1e Elect Director Yinan Xiang For For Management 2 Increase Authorized Common Stock For Against Management 3 Ratify BDO China Shu Lun Pan Certified For For Management Public Accountants LLP as Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACNB CORPORATION Ticker: ACNB Security ID: 000868109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna M. Newell For For Management 1.2 Elect Director D. Arthur Seibel, Jr. For For Management 1.3 Elect Director David L. Sites For For Management 1.4 Elect Director Alan J. Stock For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- ACORDA THERAPEUTICS, INC. Ticker: ACOR Security ID: 00484M601 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry Greene For Withhold Management 1.2 Elect Director Catherine D. Strader For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ACUSHNET HOLDINGS CORP. Ticker: GOLF Security ID: 005098108 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Maher For Withhold Management 1.2 Elect Director Yoon Soo (Gene) Yoon For Withhold Management 1.3 Elect Director Jennifer Estabrook For Withhold Management 1.4 Elect Director Gregory Hewett For For Management 1.5 Elect Director Sean Sullivan For For Management 1.6 Elect Director Steven Tishman For For Management 1.7 Elect Director Walter (Wally) Uihlein For Withhold Management 1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADAMS RESOURCES & ENERGY, INC. Ticker: AE Security ID: 006351308 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Townes G. Pressler For For Management 1.2 Elect Director Michelle A. Earley For For Management 1.3 Elect Director Murray E. Brasseux For For Management 1.4 Elect Director Richard C. Jenner For For Management 1.5 Elect Director W.R. Scofield For For Management 1.6 Elect Director John O. Niemann, Jr. For For Management 1.7 Elect Director Dennis E. Dominic For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADAPTIVE BIOTECHNOLOGIES CORPORATION Ticker: ADPT Security ID: 00650F109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle Griffin For Withhold Management 1.2 Elect Director Peter Neupert For Withhold Management 1.3 Elect Director Leslie Trigg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Dirk Allison For For Management 1.2 Elect Director Mark L. First For Withhold Management 1.3 Elect Director Darin J. Gordon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Peter H. Carlin For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Douglas G. Del Grosso For For Management 1e Elect Director Richard Goodman For For Management 1f Elect Director Jose M. Gutierrez For For Management 1g Elect Director Frederick A. "Fritz" For For Management Henderson 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Melanie Boulden For For Management 1c Elect Director Frank Calderoni For For Management 1d Elect Director James Daley For For Management 1e Elect Director Laura Desmond For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David Ricks For For Management 1j Elect Director Daniel Rosensweig For For Management 1k Elect Director John Warnock For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADT INC. Ticker: ADT Security ID: 00090Q103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D. DeVries For Against Management 1.2 Elect Director Tracey R. Griffin For Against Management 1.3 Elect Director David C. Ryan For Against Management 1.4 Elect Director Lee J. Solomon For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADTRAN, INC. Ticker: ADTN Security ID: 00738A106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas R. Stanton For For Management 1b Elect Director H. Fenwick Huss For For Management 1c Elect Director Gregory J. McCray For For Management 1d Elect Director Balan Nair For For Management 1e Elect Director Jacqueline H. "Jackie" For For Management Rice 1f Elect Director Kathryn A. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carla J. Bailo For For Management 1b Elect Director John F. Ferraro For For Management 1c Elect Director Thomas R. Greco For For Management 1d Elect Director Jeffrey J. Jones, II For For Management 1e Elect Director Eugene I. Lee, Jr. For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Douglas A. Pertz For For Management 1h Elect Director Nigel Travis For For Management 1i Elect Director Arthur L. Valdez, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Gilbert Li For For Management 1.3 Elect Director J. Taylor Simonton For For Management 1.4 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For Against Management -------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. Ticker: AEIS Security ID: 007973100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant H. Beard For For Management 1.2 Elect Director Frederick A. Ball For For Management 1.3 Elect Director Anne T. DelSanto For For Management 1.4 Elect Director Tina M. Donikowski For For Management 1.5 Elect Director Ronald C. Foster For For Management 1.6 Elect Director Edward C. Grady For For Management 1.7 Elect Director Stephen D. Kelley For For Management 1.8 Elect Director Lanesha T. Minnix For For Management 1.9 Elect Director Thomas M. Rohrs For For Management 1.10 Elect Director John A. Roush For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANSIX INC. Ticker: ASIX Security ID: 00773T101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erin N. Kane For For Management 1b Elect Director Michael L. Marberry For For Management 1c Elect Director Darrell K. Hughes For For Management 1d Elect Director Todd D. Karran For For Management 1e Elect Director Paul E. Huck For For Management 1f Elect Director Daniel F. Sansone For For Management 1g Elect Director Sharon S. Spurlin For For Management 1h Elect Director Patrick S. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVERUM BIOTECHNOLOGIES, INC. Ticker: ADVM Security ID: 00773U108 Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1.1 Elect Director Dawn Svoronos For Did Not Vote Management 1.2 Elect Director Reed V. Tuckson For Did Not Vote Management 1.3 Elect Director Thomas Woiwode For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Proxy Card) 1.1 Elect Director Jean Bennet For For Shareholder 1.2 Elect Director Jodi Cook For For Shareholder 1.3 Elect Director Herbert Hughes For For Shareholder 2 Ratify Ernst & Young LLP as Auditors None For Management 3 Advisory Vote to Ratify Named Against Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley W. Buss For For Management 1.2 Elect Director Robert G. Card For For Management 1.3 Elect Director Diane C. Creel For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Lydia H. Kennard For For Management 1.6 Elect Director W. Troy Rudd For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 1.10 Elect Director Sander van't Noordende For For Management 1.11 Elect Director Janet C. Wolfenbarger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AEGION CORPORATION Ticker: AEGN Security ID: 00770F104 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AEGLEA BIOTHERAPEUTICS, INC. Ticker: AGLE Security ID: 00773J103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russell J. Cox For Withhold Management 1.2 Elect Director Ivana For Withhold Management Magovcevic-Liebisch 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AEROJET ROCKETDYNE HOLDINGS, INC. Ticker: AJRD Security ID: 007800105 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- AEROJET ROCKETDYNE HOLDINGS, INC. Ticker: AJRD Security ID: 007800105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin P. Chilton For For Management 1.2 Elect Director Thomas A. Corcoran For For Management 1.3 Elect Director Eileen P. Drake For Withhold Management 1.4 Elect Director James R. Henderson For For Management 1.5 Elect Director Warren G. Lichtenstein For For Management 1.6 Elect Director Lance W. Lord For For Management 1.7 Elect Director Audrey A. McNiff For For Management 1.8 Elect Director Martin Turchin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Ticker: AMG Security ID: 008252108 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karen L. Alvingham For For Management 1b Elect Director Tracy A. Atkinson For For Management 1c Elect Director Dwight D. Churchill For For Management 1d Elect Director Jay C. Horgen For For Management 1e Elect Director Reuben Jeffery, III For For Management 1f Elect Director Felix V. Matos Rodriguez For For Management 1g Elect Director Tracy P. Palandjian For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Bob De Lange For For Management 1.7 Elect Director Eric P. Hansotia For For Management 1.8 Elect Director George E. Minnich For For Management 1.9 Elect Director Mallika Srinivasan For For Management 1.10 Elect Director Matthew Tsien For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mala Anand For For Management 1.2 Elect Director Koh Boon Hwee For For Management 1.3 Elect Director Michael R. McMullen For For Management 1.4 Elect Director Daniel K. Podolsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For Against Management 1c Elect Director Lisa A. Davis For For Management 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director Seifollah (Seifi) For For Management Ghasemi 1f Elect Director David H. Y. Ho For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Ticker: ATSG Security ID: 00922R105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Baudouin For For Management 1b Elect Director Phyllis J. Campbell For For Management 1c Elect Director Richard F. Corrado For For Management 1d Elect Director Joseph C. Hete For For Management 1e Elect Director Raymond E. Johns, Jr. For For Management 1f Elect Director Laura J. Peterson For For Management 1g Elect Director Randy D. Rademacher For For Management 1h Elect Director J. Christopher Teets For For Management 1i Elect Director Jeffrey J. Vorholt For For Management 1j Elect Director Paul S. Williams For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon Bowen For For Management 1.2 Elect Director Marianne Brown For For Management 1.3 Elect Director Monte Ford For For Management 1.4 Elect Director Jill Greenthal For For Management 1.5 Elect Director Dan Hesse For For Management 1.6 Elect Director Tom Killalea For For Management 1.7 Elect Director Tom Leighton For For Management 1.8 Elect Director Jonathan Miller For For Management 1.9 Elect Director Madhu Ranganathan For For Management 1.10 Elect Director Ben Verwaayen For For Management 1.11 Elect Director Bill Wagner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AKEBIA THERAPEUTICS, INC. Ticker: AKBA Security ID: 00972D105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven C. Gilman For Withhold Management 1.2 Elect Director Cynthia Smith For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AKERNA CORP. Ticker: KERN Security ID: 00973W102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jessica Billingsley For Withhold Management 1.2 Elect Director Scott Sozio For Withhold Management 1.3 Elect Director Barry Fishman For For Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- AKERO THERAPEUTICS, INC. Ticker: AKRO Security ID: 00973Y108 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seth L. Harrison For Withhold Management 1.2 Elect Director Graham Walmsley For Withhold Management 1.3 Elect Director Yuan Xu For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALAMO GROUP INC. Ticker: ALG Security ID: 011311107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roderick R. Baty For For Management 1b Elect Director Robert P. Bauer For For Management 1c Elect Director Eric P. Etchart For For Management 1d Elect Director Tracy C. Jokinen For For Management 1e Elect Director Richard W. Parod For For Management 1f Elect Director Ronald A. Robinson For For Management 1g Elect Director Lorie L. Tekorius For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Ticker: ALRM Security ID: 011642105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darius G. Nevin For For Management 1.2 Elect Director Stephen Trundle For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Daniel K. Elwell For For Management 1e Elect Director Dhiren R. Fonseca For For Management 1f Elect Director Kathleen T. Hogan For For Management 1g Elect Director Jessie J. Knight, Jr. For For Management 1h Elect Director Susan J. Li For For Management 1i Elect Director Benito Minicucci For For Management 1j Elect Director Helvi K. Sandvik For For Management 1k Elect Director J. Kenneth Thompson For For Management 1l Elect Director Bradley D. Tilden For For Management 1m Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. Ticker: AIN Security ID: 012348108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Standish For For Management 1.2 Elect Director Erland E. Kailbourne For For Management 1.3 Elect Director John R. Scannell For For Management 1.4 Elect Director Katharine L. Plourde For For Management 1.5 Elect Director A. William Higgins For For Management 1.6 Elect Director Kenneth W. Krueger For For Management 1.7 Elect Director Lee C. Wortham For For Management 1.8 Elect Director Mark J. Murphy For For Management 1.9 Elect Director J. Michael McQuade For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALBEMARLE CORPORATION Ticker: ALB Security ID: 012653101 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Mary Lauren Brlas For For Management 2b Elect Director J. Kent Masters, Jr. For For Management 2c Elect Director Glenda J. Minor For For Management 2d Elect Director James J. O'Brien For For Management 2e Elect Director Diarmuid B. O'Connell For For Management 2f Elect Director Dean L. Seavers For For Management 2g Elect Director Gerald A. Steiner For For Management 2h Elect Director Holly A. Van Deursen For For Management 2i Elect Director Alejandro D. Wolff For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALBIREO PHARMA, INC. Ticker: ALBO Security ID: 01345P106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald H.W. Cooper For For Management 1.2 Elect Director Anne Klibanski For For Management 1.3 Elect Director Stephanie S. Okey For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Williams For For Management 1b Elect Director Mary Anne Citrino For Against Management 1c Elect Director Pasquale (Pat) Fiore For For Management 1d Elect Director Thomas J. Gorman For For Management 1e Elect Director Roy C. Harvey For For Management 1f Elect Director James A. Hughes For For Management 1g Elect Director James E. Nevels For For Management 1h Elect Director Carol L. Roberts For For Management 1i Elect Director Suzanne Sitherwood For For Management 1j Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ALDEYRA THERAPEUTICS, INC. Ticker: ALDX Security ID: 01438T106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ben Bronstein For Withhold Management 1.2 Elect Director Nancy Miller-Rich For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALERUS FINANCIAL CORPORATION Ticker: ALRS Security ID: 01446U103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen M. Bohn For For Management 1.2 Elect Director Daniel E. Coughlin For For Management 1.3 Elect Director Kevin D. Lemke For For Management 1.4 Elect Director Michael S. Mathews For For Management 1.5 Elect Director Randy L. Newman For For Management 1.6 Elect Director Sally J. Smith For For Management 1.7 Elect Director Galen G. Vetter For For Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALICO, INC. Ticker: ALCO Security ID: 016230104 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Kiernan For For Management 1.2 Elect Director George R. Brokaw For For Management 1.3 Elect Director R. Greg Eisner For For Management 1.4 Elect Director Katherine R. English For For Management 1.5 Elect Director Benjamin D. Fishman For For Management 1.6 Elect Director W. Andrew Krusen, Jr. For For Management 1.7 Elect Director Toby K. Purse For For Management 1.8 Elect Director Adam H. Putnam For For Management 1.9 Elect Director Henry R. Slack For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For For Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For For Management 1.6 Elect Director Anne M. Myong For For Management 1.7 Elect Director Andrea L. Saia For For Management 1.8 Elect Director Greg J. Santora For For Management 1.9 Elect Director Susan E. Siegel For For Management 1.10 Elect Director Warren S. Thaler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Bylaws to Add Federal Forum For For Management Selection Provision 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALLAKOS INC. Ticker: ALLK Security ID: 01671P100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Janney For Withhold Management 1.2 Elect Director Robert E. Andreatta For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip M. Martineau For For Management 1.2 Elect Director Raymond L.M. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert J. Carlisle For For Management 1.2 Elect Director David P. Hess For For Management 1.3 Elect Director Marianne Kah For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGIANCE BANCSHARES, INC. Ticker: ABTX Security ID: 01748H107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Nichols, III For Withhold Management 1.2 Elect Director Steven F. Retzloff For Withhold Management 1.3 Elect Director Fred S. Robertson For Withhold Management 1.4 Elect Director Ramon A. Vitulli, III For Withhold Management 1.5 Elect Director Louis A. Waters Jr. For Withhold Management 1.6 Elect Director Raimundo Riojas A. For For Management 1.7 Elect Director Jon-Al Duplantier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Dev Vardhan For For Management 1h Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director James J. Hoolihan For For Management 1d Elect Director Heidi E. Jimmerson For For Management 1e Elect Director Madeleine W. Ludlow For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director Douglas C. Neve For For Management 1h Elect Director Barbara A. Nick For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Karin J. Kimbrough For For Management 1.5 Elect Director Rajesh Natarajan For For Management 1.6 Elect Director Timothy J. Theriault For For Management 1.7 Elect Director Laurie A. Tucker For For Management 1.8 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger K. Newport For For Management 1.2 Elect Director Dean C. Oestreich For For Management 1.3 Elect Director Carol P. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Environmental Related Expenditures -------------------------------------------------------------------------------- ALLIED MOTION TECHNOLOGIES INC. Ticker: AMOT Security ID: 019330109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Engel For For Management 1.2 Elect Director Richard D. Federico For For Management 1.3 Elect Director Steven C. Finch For For Management 1.4 Elect Director James J. Tanous For For Management 1.5 Elect Director Nicole R. Tzetzo For For Management 1.6 Elect Director Richard S. Warzala For For Management 1.7 Elect Director Michael R. Winter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Ticker: MDRX Security ID: 01988P108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth A. Altman For For Management 1b Elect Director Mara G. Aspinall For For Management 1c Elect Director Paul M. Black For For Management 1d Elect Director P. Gregory Garrison For For Management 1e Elect Director Jonathan J. Judge For For Management 1f Elect Director Michael A. Klayko For For Management 1g Elect Director Dave B. Stevens For For Management 1h Elect Director David D. Stevens For For Management 1i Elect Director Carol J. Zierhoffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin W. Hobbs For For Management 1b Elect Director Kenneth J. Bacon For For Management 1c Elect Director Katryn (Trynka) For For Management Shineman Blake 1d Elect Director Maureen A. For For Management Breakiron-Evans 1e Elect Director William H. Cary For For Management 1f Elect Director Mayree C. Clark For For Management 1g Elect Director Kim S. Fennebresque For For Management 1h Elect Director Marjorie Magner For For Management 1i Elect Director Brian H. Sharples For For Management 1j Elect Director John J. Stack For For Management 1k Elect Director Michael F. Steib For For Management 1l Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALNYLAM PHARMACEUTICALS, INC. Ticker: ALNY Security ID: 02043Q107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis A. Ausiello For For Management 1b Elect Director Olivier Brandicourt For For Management 1c Elect Director Marsha H. Fanucci For For Management 1d Elect Director David E.I. Pyott For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHA METALLURGICAL RESOURCES, INC. Ticker: AMR Security ID: 020764106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth S. Courtis For For Management 1b Elect Director Albert E. Ferrara, Jr. For For Management 1c Elect Director Elizabeth A. Fessenden For For Management 1d Elect Director Michael J. Quillen For For Management 1e Elect Director Daniel D. Smith For For Management 1f Elect Director David J. Stetson For For Management 1g Elect Director Scott D. Vogel For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For Against Management 1k Elect Director Robin L. Washington For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against Against Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against Against Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ALTAIR ENGINEERING INC. Ticker: ALTR Security ID: 021369103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Boyce For Against Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 1b Elect Director Jim F. Anderson For For Management -------------------------------------------------------------------------------- ALTERYX, INC. Ticker: AYX Security ID: 02156B103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anjali Joshi For For Management 1.2 Elect Director Timothy I. Maudlin For Withhold Management 1.3 Elect Director Eileen M. Schloss For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette None None Management *Withdrawn Resolution* 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For Against Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALTO INGREDIENTS, INC. Ticker: ALTO Security ID: 021513106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Jones For For Management 1.2 Elect Director Michael D. Kandris For For Management 1.3 Elect Director Terry L. Stone For For Management 1.4 Elect Director John L. Prince For For Management 1.5 Elect Director Douglas L. Kieta For For Management 1.6 Elect Director Gilbert E. Nathan For For Management 1.7 Elect Director Dianne S. Nury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director J. Scott Hall For For Management 1.4 Elect Director Nicole Parent Haughey For For Management 1.5 Elect Director Margot L. Hoffman For For Management 1.6 Elect Director Thomas W. Swidarski For For Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director William F. Gifford, Jr. For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Ellen R. Strahlman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Underage Tobacco Prevention Against Against Shareholder Policies and Marketing Practices 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Keith B. Alexander For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations 5 Require Independent Board Chair Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder 7 Report on Promotion Data Against Against Shareholder 8 Report on the Impacts of Plastic Against Against Shareholder Packaging 9 Oversee and Report on a Civil Rights, Against Against Shareholder Equity, Diversity and Inclusion Audit 10 Adopt a Policy to Include Hourly Against Against Shareholder Employees as Director Candidates 11 Report on Board Oversight of Risks Against Against Shareholder Related to Anti-Competitive Practices 12 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 13 Report on Lobbying Payments and Policy Against Against Shareholder 14 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hsiao-Wuen Hon For For Management 1.2 Elect Director Christopher B. Paisley For For Management 1.3 Elect Director Andrew W. Verhalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For Against Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For For Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vickie L. Capps For For Management 1b Elect Director Molly J. Coye For For Management 1c Elect Director Julie D. Klapstein For For Management 1d Elect Director Teresa L. Kline For For Management 1e Elect Director Paul B. Kusserow For For Management 1f Elect Director Richard A. Lechleiter For For Management 1g Elect Director Bruce D. Perkins For For Management 1h Elect Director Jeffrey A. Rideout For For Management 1i Elect Director Ivanetta Davis Samuels For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERANT BANCORP, INC. Ticker: AMTB Security ID: 023576101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick C. Copeland, For For Management Jr. 1.2 Elect Director Gerald P. Plush For For Management 1.3 Elect Director Miguel A. Capriles L. For For Management 1.4 Elect Director Pamella J. Dana For For Management 1.5 Elect Director Dolores M. Lare For For Management 1.6 Elect Director Gustavo Marturet M. For For Management 1.7 Elect Director John W. Quill For For Management 1.8 Elect Director Guillermo Villar For Against Management 1.9 Elect Director Gustavo J. Vollmer A. For For Management 1.10 Elect Director Millar Wilson For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERANT BANCORP, INC. Ticker: AMTB Security ID: 023576200 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick C. Copeland, For For Management Jr. 1.2 Elect Director Gerald P. Plush For For Management 1.3 Elect Director Miguel A. Capriles L. For For Management 1.4 Elect Director Pamella J. Dana For For Management 1.5 Elect Director Dolores M. Lare For For Management 1.6 Elect Director Gustavo Marturet M. For For Management 1.7 Elect Director John W. Quill For For Management 1.8 Elect Director Guillermo Villar For Against Management 1.9 Elect Director Gustavo J. Vollmer A. For For Management 1.10 Elect Director Millar Wilson For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Leo S. Mackay, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERESCO, INC. Ticker: AMRC Security ID: 02361E108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Corrsin For For Management 1.2 Elect Director George P. Sakellaris For For Management 1.3 Elect Director Joseph W. Sutton For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director Adriane M. Brown For For Management 1d Elect Director John T. Cahill For For Management 1e Elect Director Michael J. Embler For For Management 1f Elect Director Matthew J. Hart For For Management 1g Elect Director Susan D. Kronick For For Management 1h Elect Director Martin H. Nesbitt For For Management 1i Elect Director Denise M. O'Leary For For Management 1j Elect Director W. Douglas Parker For For Management 1k Elect Director Ray M. Robinson For For Management 1l Elect Director Douglas M. Steenland For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Ticker: AXL Security ID: 024061103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Dauch For For Management 1.2 Elect Director William L. Kozyra For For Management 1.3 Elect Director Peter D. Lyons For For Management 1.4 Elect Director Samuel Valenti, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice E. Page For For Management 1.2 Elect Director David M. Sable For For Management 1.3 Elect Director Noel J. Spiegel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Art A. Garcia For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Margaret M. McCarthy For For Management 1.9 Elect Director Stephen S. Rasmussen For For Management 1.10 Elect Director Oliver G. Richard, III For For Management 1.11 Elect Director Daryl Roberts For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brenda J. Cushing For For Management 1.2 Elect Director Douglas T. Healy For For Management 1.3 Elect Director David S. Mulcahy For For Management 1.4 Elect Director Sachin Shah For For Management 1.5 Elect Director A.J. Strickland, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Baltimore For For Management 1b Elect Director Charlene Barshefsky For For Management 1c Elect Director John J. Brennan For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For Against Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Charles E. Phillips For For Management 1j Elect Director Lynn A. Pike For For Management 1k Elect Director Stephen J. Squeri For For Management 1l Elect Director Daniel L. Vasella For For Management 1m Elect Director Lisa W. Wardell For For Management 1n Elect Director Ronald A. Williams For For Management 1o Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director John B. Berding For For Management 1.4 Elect Director Virginia "Gina" C. For For Management Drosos 1.5 Elect Director James E. Evans For For Management 1.6 Elect Director Terry S. Jacobs For For Management 1.7 Elect Director Gregory G. Joseph For For Management 1.8 Elect Director Mary Beth Martin For For Management 1.9 Elect Director Evans N. Nwankwo For For Management 1.10 Elect Director William W. Verity For For Management 1.11 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Ticker: AMNB Security ID: 027745108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Haley For For Management 1.2 Elect Director Charles S. Harris For For Management 1.3 Elect Director F. D. Hornaday, III For For Management 2 Ratify Yount, Hyde and Barbour, P.C. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN NATIONAL GROUP, INC. Ticker: ANAT Security ID: 02772A109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Ansell For For Management 1.2 Elect Director Arthur O. Dummer For For Management 1.3 Elect Director Irwin M. Herz, Jr. For For Management 1.4 Elect Director E. Douglas McLeod For For Management 1.5 Elect Director Frances A. For For Management Moody-Dahlberg 1.6 Elect Director Ross R. Moody For For Management 1.7 Elect Director James P. Payne For For Management 1.8 Elect Director E. J. "Jere" Pederson For For Management 1.9 Elect Director James E. Pozzi For For Management 1.10 Elect Director James D. Yarbrough For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN PUBLIC EDUCATION, INC. Ticker: APEI Security ID: 02913V103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric C. Andersen For For Management 1b Elect Director Granetta B. Blevins For For Management 1c Elect Director Jean C. Halle For For Management 1d Elect Director Barbara 'Bobbi' L. For For Management Kurshan 1e Elect Director Timothy J. Landon For For Management 1f Elect Director Daniel S. Pianko For For Management 1g Elect Director William G. Robinson, Jr. For For Management 1h Elect Director Angela K. Selden For For Management 1i Elect Director Vincent R. Stewart For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah J. Anderson For For Management 1.2 Elect Director Steven D. Davis For For Management 1.3 Elect Director Anne M. Holloway For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN VANGUARD CORPORATION Ticker: AVD Security ID: 030371108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Baskin For For Management 1b Elect Director Lawrence S. Clark For For Management 1c Elect Director Debra F. Edwards For For Management 1d Elect Director Morton D. Erlich For For Management 1e Elect Director Emer Gunter For For Management 1f Elect Director Alfred F. Ingulli For For Management 1g Elect Director John L. Killmer For For Management 1h Elect Director Eric G. Wintemute For For Management 1i Elect Director M. Esmail Zirakparvar For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William I. Bowen, Jr. For For Management 1.2 Elect Director Rodney D. Bullard For For Management 1.3 Elect Director Wm. Millard Choate For For Management 1.4 Elect Director R. Dale Ezzell For For Management 1.5 Elect Director Leo J. Hill For For Management 1.6 Elect Director Daniel B. Jeter For For Management 1.7 Elect Director Robert P. Lynch For For Management 1.8 Elect Director Elizabeth A. McCague For For Management 1.9 Elect Director James B. Miller, Jr. For For Management 1.10 Elect Director Gloria A. O'Neal For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director William H. Stern For For Management 1.13 Elect Director Jimmy D. Veal For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip A. Garcia For For Management 1.2 Elect Director Millard E. Morris For For Management 1.3 Elect Director Randall E. Roach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ornella Barra For For Management 1b Elect Director Steven H. Collis For For Management 1c Elect Director D. Mark Durcan For For Management 1d Elect Director Richard W. Gochnauer For Against Management 1e Elect Director Lon R. Greenberg For For Management 1f Elect Director Jane E. Henney For Against Management 1g Elect Director Kathleen W. Hyle For Against Management 1h Elect Director Michael J. Long For Against Management 1i Elect Director Henry W. McGee For For Management 1j Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMES NATIONAL CORPORATION Ticker: ATLO Security ID: 031001100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa M. Eslinger For For Management 1.2 Elect Director Steven D. Forth For For Management 1.3 Elect Director James R. Larson, II For For Management 1.4 Elect Director John L. Pierschbacher For For Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tod E. Carpenter For For Management 1b Elect Director Karleen M. Oberton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMKOR TECHNOLOGY, INC. Ticker: AMKR Security ID: 031652100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Kim For For Management 1.2 Elect Director Susan Y. Kim For For Management 1.3 Elect Director Giel Rutten For For Management 1.4 Elect Director Douglas A. Alexander For For Management 1.5 Elect Director Roger A. Carolin For For Management 1.6 Elect Director Winston J. Churchill For For Management 1.7 Elect Director Daniel Liao For For Management 1.8 Elect Director MaryFrances McCourt For For Management 1.9 Elect Director Robert R. Morse For For Management 1.10 Elect Director Gil C. Tily For For Management 1.11 Elect Director David N. Watson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMN HEALTHCARE SERVICES, INC. Ticker: AMN Security ID: 001744101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Foletta For For Management 1b Elect Director Teri G. Fontenot For For Management 1c Elect Director R. Jeffrey Harris For For Management 1d Elect Director Daphne E. Jones For For Management 1e Elect Director Martha H. Marsh For For Management 1f Elect Director Susan R. Salka For For Management 1g Elect Director Sylvia Trent-Adams For For Management 1h Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify KPMG LLP as Auditors For For Management 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- AMNEAL PHARMACEUTICALS, INC. Ticker: AMRX Security ID: 03168L105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emily Peterson Alva For For Management 1b Elect Director J. Kevin Buchi For Against Management 1c Elect Director Jeff George For For Management 1d Elect Director John Kiely For Against Management 1e Elect Director Paul Meister For Against Management 1f Elect Director Ted Nark For Against Management 1g Elect Director Chintu Patel For For Management 1h Elect Director Chirag Patel For For Management 1i Elect Director Gautam Patel For For Management 1j Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Charter to Remove References to For For Management Class B-1 Common Stock 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPCO-PITTSBURGH CORPORATION Ticker: AP Security ID: 032037103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael I. German For For Management 1.2 Elect Director J. Brett McBrayer For For Management 1.3 Elect Director Carl H. Pforzheimer, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS, INC. Ticker: AMPH Security ID: 03209R103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Ziping Luo For Against Management 1b Elect Director Howard Lee For Against Management 1c Elect Director Michael A. Zasloff For Against Management 1d Elect Director Gayle Deflin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley L. Clark For For Management 1.2 Elect Director John D. Craig For For Management 1.3 Elect Director David P. Falck For For Management 1.4 Elect Director Edward G. Jepsen For For Management 1.5 Elect Director Rita S. Lane For For Management 1.6 Elect Director Robert A. Livingston For For Management 1.7 Elect Director Martin H. Loeffler For For Management 1.8 Elect Director R. Adam Norwitt For For Management 1.9 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- AMTECH SYSTEMS, INC. Ticker: ASYS Security ID: 032332504 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jong S. Whang For Withhold Management 1.2 Elect Director Michael Whang For Withhold Management 1.3 Elect Director Lisa D. Gibbs For Withhold Management 1.4 Elect Director Robert M. Averick For For Management 1.5 Elect Director Michael Garnreiter For Withhold Management 1.6 Elect Director Sukesh Mohan For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Laurie H. Glimcher For For Management 1h Elect Director Karen M. Golz For For Management 1i Elect Director Mark M. Little For For Management 1j Elect Director Kenton J. Sicchitano For For Management 1k Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANAPLAN, INC. Ticker: PLAN Security ID: 03272L108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Conte For Withhold Management 1.2 Elect Director Suresh Vasudevan For Withhold Management 1.3 Elect Director Yvonne Wassenaar For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Fenton For Withhold Management 1.2 Elect Director James N. Topper For Withhold Management 1.3 Elect Director Oleg Nodelman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANGI INC. Ticker: ANGI Security ID: 00183L102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Evans For For Management 1.2 Elect Director Alesia J. Haas For For Management 1.3 Elect Director Kendall Handler For Withhold Management 1.4 Elect Director Oisin Hanrahan For Withhold Management 1.5 Elect Director Angela R. Hicks Bowman For Withhold Management 1.6 Elect Director Joseph Levin For Withhold Management 1.7 Elect Director Glenn H. Schiffman For Withhold Management 1.8 Elect Director Mark Stein For Withhold Management 1.9 Elect Director Suzy Welch For Withhold Management 1.10 Elect Director Gregg Winiarski For Withhold Management 1.11 Elect Director Yilu Zhao For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANI PHARMACEUTICALS, INC. Ticker: ANIP Security ID: 00182C103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Brown, Jr. For For Management 1.2 Elect Director Thomas Haughey For For Management 1.3 Elect Director Nikhil Lalwani For For Management 1.4 Elect Director David B. Nash For For Management 1.5 Elect Director Antonio R. Pera For For Management 1.6 Elect Director Jeanne A. Thoma For For Management 1.7 Elect Director Patrick D. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Issue Shares in Connection with For For Management Acquisition 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen O. Richard For For Management 1b Elect Director Jeffery S. Thompson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANSYS, INC. Ticker: ANSS Security ID: 03662Q105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jim Frankola For For Management 1b Elect Director Alec D. Gallimore For For Management 1c Elect Director Ronald W. Hovsepian For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ANTARES PHARMA, INC. Ticker: ATRS Security ID: 036642106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anton G. Gueth For For Management 1.2 Elect Director Robert P. Roche, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Kennedy For For Management 1.2 Elect Director Brooks J. Klimley For Withhold Management 1.3 Elect Director John C. Mollenkopf For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For For Management 1.2 Elect Director Jacqueline C. Mutschler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For Against Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Byron O. Spruell For For Management 1.12 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Amend Articles of Association Re: For For Management Article 190 7 Authorize the Board of Directors to For For Management Capitalize Certain Non-distributable Reserves 8 Approve Creation of Distributable For For Management Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christina M. Alvord For For Management 1b Elect Director Herbert K. Parker For For Management 1c Elect Director Ty R. Silberhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APOLLO MEDICAL HOLDINGS, INC. Ticker: AMEH Security ID: 03763A207 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Sim For For Management 1.2 Elect Director Thomas S. Lam For For Management 1.3 Elect Director Mitchell W. Kitayama For For Management 1.4 Elect Director David G. Schmidt For For Management 1.5 Elect Director Mark Fawcett For For Management 1.6 Elect Director Michael F. Eng For For Management 1.7 Elect Director Li Yu For For Management 1.8 Elect Director Ernest A. Bates For For Management 1.9 Elect Director Linda Marsh For For Management 1.10 Elect Director John Chiang For For Management 1.11 Elect Director Matthew Mazdyasni For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- APPFOLIO, INC. Ticker: APPF Security ID: 03783C100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Bliss For Withhold Management 1.2 Elect Director Jason Randall For Withhold Management 1.3 Elect Director Winifred Webb For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Withhold Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPIAN CORPORATION Ticker: APPN Security ID: 03782L101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew Calkins For For Management 1.2 Elect Director Robert C. Kramer For For Management 1.3 Elect Director A.G.W. (Jack) Biddle, For For Management III 1.4 Elect Director Prashanth (PV) Boccassam For For Management 1.5 Elect Director Michael G. Devine For For Management 1.6 Elect Director Barbara (Bobbie) Kilberg For For Management 1.7 Elect Director Michael J. Mulligan For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against Against Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- APPLIED OPTOELECTRONICS, INC. Ticker: AAOI Security ID: 03823U102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Yeh For For Management 1.2 Elect Director Cynthia (Cindy) DeLaney For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APTARGROUP, INC. Ticker: ATR Security ID: 038336103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andreas C. Kramvis For For Management 1b Elect Director Maritza Gomez Montiel For For Management 1c Elect Director Jesse Wu For For Management 1d Elect Director Ralf K. Wunderlich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APTINYX INC. Ticker: APTX Security ID: 03836N103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry O. Gosebruch For Withhold Management 1.2 Elect Director Elisha P. Gould, III For Withhold Management 1.3 Elect Director Robert J. Hombach For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin P. Clark For For Management 1b Elect Director Richard L. Clemmer For Against Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Nicholas M. Donofrio For For Management 1e Elect Director Rajiv L. Gupta For For Management 1f Elect Director Joseph L. Hooley For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Sean O. Mahoney For For Management 1i Elect Director Paul M. Meister For For Management 1j Elect Director Robert K. Ortberg For For Management 1k Elect Director Colin J. Parris For For Management 1l Elect Director Ana G. Pinczuk For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARAMARK Ticker: ARMK Security ID: 03852U106 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Greg Creed For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Irene M. Esteves For Against Management 1f Elect Director Daniel J. Heinrich For For Management 1g Elect Director Bridgette P. Heller For For Management 1h Elect Director Paul C. Hilal For For Management 1i Elect Director Karen M. King For For Management 1j Elect Director Stephen I. Sadove For For Management 1k Elect Director Arthur B. Winkleblack For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ARCBEST CORPORATION Ticker: ARCB Security ID: 03937C105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eduardo F. Conrado For For Management 1.2 Elect Director Fredrik J. Eliasson For For Management 1.3 Elect Director Stephen E. Gorman For For Management 1.4 Elect Director Michael P. Hogan For For Management 1.5 Elect Director Kathleen D. McElligott For For Management 1.6 Elect Director Judy R. McReynolds For For Management 1.7 Elect Director Craig E. Philip For For Management 1.8 Elect Director Steven L. Spinner For For Management 1.9 Elect Director Janice E. Stipp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Ticker: ACGL Security ID: G0450A105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric W. Doppstadt For For Management 1b Elect Director Laurie S. Goodman For For Management 1c Elect Director John M. Pasquesi For For Management 1d Elect Director Thomas R. Watjen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4a Elect Director Robert Appleby as For For Management Designated Company Director of Non-U.S. Subsidiaries 4b Elect Director Matthew Dragonetti as For For Management Designated Company Director of Non-U.S. Subsidiaries 4c Elect Director Seamus Fearon as For For Management Designated Company Director of Non-U.S. Subsidiaries 4d Elect Director H. Beau Franklin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4e Elect Director Jerome Halgan as For For Management Designated Company Director of Non-U.S. Subsidiaries 4f Elect Director James Haney as For For Management Designated Company Director of Non-U.S. Subsidiaries 4g Elect Director Chris Hovey as For For Management Designated Company Director of Non-U.S. Subsidiaries 4h Elect Director W. Preston Hutchings as For For Management Designated Company Director of Non-U.S. Subsidiaries 4i Elect Director Pierre Jal as For For Management Designated Company Director of Non-U.S. Subsidiaries 4j Elect Director Francois Morin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4k Elect Director David J. Mulholland as For For Management Designated Company Director of Non-U.S. Subsidiaries 4l Elect Director Chiara Nannini as For For Management Designated Company Director of Non-U.S. Subsidiaries 4m Elect Director Tim Peckett as For For Management Designated Company Director of Non-U.S. Subsidiaries 4n Elect Director Maamoun Rajeh as For For Management Designated Company Director of Non-U.S. Subsidiaries 4o Elect Director Roderick Romeo as For For Management Designated Company Director of Non-U.S. Subsidiaries -------------------------------------------------------------------------------- ARCH RESOURCES, INC. Ticker: ARCH Security ID: 03940R107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Bartels, Jr. For For Management 1.2 Elect Director James N. Chapman For For Management 1.3 Elect Director John W. Eaves For For Management 1.4 Elect Director Holly Keller Koeppel For For Management 1.5 Elect Director Patrick A. Kriegshauser For For Management 1.6 Elect Director Paul A. Lang For For Management 1.7 Elect Director Richard A. Navarre For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Theodore Colbert For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Pierre Dufour For For Management 1e Elect Director Donald E. Felsinger For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director Juan R. Luciano For For Management 1h Elect Director Patrick J. Moore For For Management 1i Elect Director Francisco J. Sanchez For For Management 1j Elect Director Debra A. Sandler For For Management 1k Elect Director Lei Z. Schlitz For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ARCHROCK, INC. Ticker: AROC Security ID: 03957W106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director D. Bradley Childers For For Management 1.3 Elect Director Gordon T. Hall For For Management 1.4 Elect Director Frances Powell Hawes For For Management 1.5 Elect Director J.W.G. 'Will' For For Management Honeybourne 1.6 Elect Director James H. Lytal For For Management 1.7 Elect Director Leonard W. Mallett For For Management 1.8 Elect Director Jason C. Rebrook For For Management 1.9 Elect Director Edmund P. Segner, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCOSA, INC. Ticker: ACA Security ID: 039653100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Jeffrey A. Craig For For Management 1c Elect Director John W. Lindsay For For Management 1d Elect Director Rhys J. Best For For Management 1e Elect Director David W. Biegler For For Management 1f Elect Director Antonio Carrillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Bertrand, Jr. For Withhold Management 1.2 Elect Director Onaiza Cadoret-Manier For Withhold Management 1.3 Elect Director Jan Lundberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARDMORE SHIPPING CORPORATION Ticker: ASC Security ID: Y0207T100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Gurnee For For Management 1.2 Elect Director Helen Tveitan de Jong For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Katharine Knobil For For Management 1.6 Elect Director Amit D. Munshi For For Management 1.7 Elect Director Garry A. Neil For For Management 1.8 Elect Director Tina S. Nova For For Management 1.9 Elect Director Nawal Ouzren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For Against Management 1c Elect Director Paul G. Joubert For Against Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For Against Management 1g Elect Director Judy D. Olian For Against Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernard C. Bailey For For Management 1b Elect Director Thomas A. Bradley For For Management 1c Elect Director Fred R. Donner For For Management 1d Elect Director Anthony P. Latham For For Management 1e Elect Director Dymphna A. Lehane For For Management 1f Elect Director Samuel G. Liss For For Management 1g Elect Director Carol A. McFate For For Management 1h Elect Director Al-Noor Ramji For For Management 1i Elect Director Kevin J. Rehnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Other Business - Non-voting Item None None Management -------------------------------------------------------------------------------- ARISTA NETWORKS, INC. Ticker: ANET Security ID: 040413106 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly Battles For For Management 1.2 Elect Director Andreas Bechtolsheim For Withhold Management 1.3 Elect Director Jayshree Ullal For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew McRae For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARMSTRONG FLOORING, INC. Ticker: AFI Security ID: 04238R106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Johnston For Withhold Management 1.2 Elect Director Kathleen S. Lane For Withhold Management 1.3 Elect Director Jeffrey Liaw For For Management 1.4 Elect Director Michael W. Malone For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For Withhold Management 1.7 Elect Director Michel S. Vermette For For Management 2 Approve Decrease in Size of Board For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. Mcwilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROW FINANCIAL CORPORATION Ticker: AROW Security ID: 042744102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Clarke For For Management 1.2 Elect Director David G. Kruczlnicki For For Management 1.3 Elect Director Thomas J. Murphy For For Management 1.4 Elect Director Raymond F. O'Conor For For Management 1.5 Elect Director Gregory J. Champion For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Anzalone For For Management 1.2 Elect Director Marianne De Backer For For Management 1.3 Elect Director Mauro Ferrari For For Management 1.4 Elect Director Douglass Given For For Management 1.5 Elect Director Oye Olukotun For For Management 1.6 Elect Director Michael S. Perry For For Management 1.7 Elect Director William Waddill For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director J. Patrick Gallagher, For For Management Jr. 1e Elect Director David S. Johnson For For Management 1f Elect Director Kay W. McCurdy For For Management 1g Elect Director Christopher C. Miskel For For Management 1h Elect Director Ralph J. Nicoletti For For Management 1i Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer A. Barbetta For For Management 1.2 Elect Director Matthew R. Barger For For Management 1.3 Elect Director Eric R. Colson For For Management 1.4 Elect Director Tench Coxe For Withhold Management 1.5 Elect Director Stephanie G. DiMarco For Withhold Management 1.6 Elect Director Jeffrey A. Joerres For Withhold Management 1.7 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. Ticker: ABG Security ID: 043436104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Reddin For For Management 1b Elect Director Joel Alsfine For For Management 1c Elect Director Thomas C. DeLoach, Jr. For For Management 1d Elect Director William D. Fay For For Management 1e Elect Director David W. Hult For For Management 1f Elect Director Juanita T. James For For Management 1g Elect Director Philip F. Maritz For For Management 1h Elect Director Maureen F. Morrison For For Management 1i Elect Director Bridget Ryan-Berman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASHLAND GLOBAL HOLDINGS INC. Ticker: ASH Security ID: 044186104 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brendan M. Cummins For For Management 1.2 Elect Director William G. Dempsey For For Management 1.3 Elect Director Jay V. Ihlenfeld For For Management 1.4 Elect Director Wetteny Joseph For For Management 1.5 Elect Director Susan L. Main For For Management 1.6 Elect Director Guillermo Novo For For Management 1.7 Elect Director Jerome A. Peribere For For Management 1.8 Elect Director Ricky C. Sandler For For Management 1.9 Elect Director Janice J. Teal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- ASPEN AEROGELS, INC. Ticker: ASPN Security ID: 04523Y105 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca B. Blalock For Withhold Management 1.2 Elect Director Robert M. Gervis For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Bradicich For For Management 1.2 Elect Director Adriana Karaboutis For For Management 1.3 Elect Director Georgia Keresty For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSEMBLY BIOSCIENCES, INC. Ticker: ASMB Security ID: 045396108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony E. Altig For For Management 1b Elect Director Gina Consylman For For Management 1c Elect Director Richard D. DiMarchi For For Management 1d Elect Director Myron Z. Holubiak For For Management 1e Elect Director Lisa R. Johnson-Pratt For For Management 1f Elect Director Susan Mahony For For Management 1g Elect Director John G. McHutchison For For Management 1h Elect Director William R. Ringo, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ASSETMARK FINANCIAL HOLDINGS, INC. Ticker: AMK Security ID: 04546L106 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Guinn For Withhold Management 1.2 Elect Director Ying Sun For Withhold Management 1.3 Elect Director Joseph Velli For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Philip B. Flynn For For Management 1.3 Elect Director R. Jay Gerken For For Management 1.4 Elect Director Judith P. Greffin For For Management 1.5 Elect Director Michael J. Haddad For For Management 1.6 Elect Director Robert A. Jeffe For For Management 1.7 Elect Director Eileen A. Kamerick For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Cory L. Nettles For For Management 1.10 Elect Director Karen T. van Lith For For Management 1.11 Elect Director John (Jay) B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director J. Braxton Carter For For Management 1d Elect Director Juan N. Cento For For Management 1e Elect Director Alan B. Colberg For For Management 1f Elect Director Harriet Edelman For For Management 1g Elect Director Lawrence V. Jackson For For Management 1h Elect Director Jean-Paul L. Montupet For For Management 1i Elect Director Debra J. Perry For For Management 1j Elect Director Ognjen (Ogi) Redzic For For Management 1k Elect Director Paul J. Reilly For For Management 1l Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michelle McCloskey For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Yukiko Omura For For Management 1l Elect Director Lorin P.T. Radtke For For Management 1m Elect Director Courtney C. Shea For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd. 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd. 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd. 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd. 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd. 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd. 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd. 4ah Elect Darrin Futter as Director of For For Management Assured Guaranty Re Ltd. 4ai Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd. 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd. -------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. Ticker: ASTE Security ID: 046224101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Baker For For Management 1.2 Elect Director Glen E. Tellock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASTRONICS CORPORATION Ticker: ATRO Security ID: 046433108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond W. Boushie For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director Tonit M. Calaway For For Management 1.4 Elect Director Jeffry D. Frisby For For Management 1.5 Elect Director Peter J. Gundermann For For Management 1.6 Elect Director Warren C. Johnson For For Management 1.7 Elect Director Robert S. Keane For For Management 1.8 Elect Director Neil Y. Kim For For Management 1.9 Elect Director Mark Moran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ASURE SOFTWARE, INC. Ticker: ASUR Security ID: 04649U102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin Allen For For Management 1.2 Elect Director W. Carl Drew For For Management 1.3 Elect Director Daniel Gill For For Management 1.4 Elect Director Patrick Goepel For For Management 1.5 Elect Director Grace Lee For For Management 1.6 Elect Director Bradford Oberwager For For Management 1.7 Elect Director Bjorn Reynolds For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AT HOME GROUP INC. Ticker: HOME Security ID: 04650Y100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy A. Beck For Withhold Management 1.2 Elect Director John J. Butcher For Withhold Management 1.3 Elect Director Philip L. Francis For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Kennard For For Management 1b Elect Director Samuel A. Di Piazza, Jr. For For Management 1c Elect Director Scott T. Ford For For Management 1d Elect Director Glenn H. Hutchins For For Management 1e Elect Director Debra L. Lee For For Management 1f Elect Director Stephen J. Luczo For For Management 1g Elect Director Michael B. McCallister For For Management 1h Elect Director Beth E. Mooney For For Management 1i Elect Director Matthew K. Rose For Against Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Cynthia B. Taylor For For Management 1l Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent -------------------------------------------------------------------------------- ATARA BIOTHERAPEUTICS, INC. Ticker: ATRA Security ID: 046513107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric L. Dobmeier For Withhold Management 1.2 Elect Director William K. Heiden For Withhold Management 1.3 Elect Director Beth Seidenberg For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATHENEX, INC. Ticker: ATNX Security ID: 04685N103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie Davis For Withhold Management 1.2 Elect Director Benson Kwan Hung Tsang For Withhold Management 1.3 Elect Director Jinn Wu For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Betty R. Johnson For For Management 1b Elect Director William E. Waltz, Jr. For For Management 1c Elect Director A. Mark Zeffiro For For Management 1d Elect Director Jeri L. Isbell For For Management 1e Elect Director Wilbert W. James, Jr. For For Management 1f Elect Director Michael V. Schrock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATLANTIC CAPITAL BANCSHARES, INC. Ticker: ACBI Security ID: 048269203 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter M. "Sonny" For Withhold Management Deriso, Jr. 1.2 Elect Director Shantella E. "Shan" For Withhold Management Cooper 1.3 Elect Director David H. Eidson For For Management 1.4 Elect Director Henchy R. Enden For Withhold Management 1.5 Elect Director James H. Graves For Withhold Management 1.6 Elect Director Douglas J. Hertz For Withhold Management 1.7 Elect Director Thomas "Tommy" M. Holder For Withhold Management 1.8 Elect Director Lizanne Thomas For Withhold Management 1.9 Elect Director Douglas L. Williams For Withhold Management 1.10 Elect Director Marietta Edmunds Zakas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ATLANTIC POWER CORPORATION Ticker: ATP Security ID: 04878Q863 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by I Squared For For Management Capital 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ATLANTIC UNION BANKSHARES CORPORTATION Ticker: AUB Security ID: 04911A107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas P. Rohman For For Management 1.2 Elect Director Thomas G. Snead, Jr. For For Management 1.3 Elect Director Ronald L. Tillett For For Management 1.4 Elect Director Keith L. Wampler For For Management 1.5 Elect Director F. Blair Wimbush For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Ticker: AY Security ID: G0751N103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Director Michael Woollcombe For For Management 5 Elect Director Michael Forsayeth For For Management 6 Elect Director William Aziz For For Management 7 Elect Director Brenda Eprile For For Management 8 Elect Director Debora Del Favero For For Management 9 Elect Director Arun Banskota For For Management 10 Elect Director George Trisic For For Management 11 Elect Director Santiago Seage For For Management 12 Reappoint Ernst & Young LLP and Ernst For For Management & Young S.L. as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For Against Management Pre-emptive Rights (Additional Authority) 17 Approve Reduction of the Share Premium For For Management Account -------------------------------------------------------------------------------- ATLANTICUS HOLDINGS CORPORATION Ticker: ATLC Security ID: 04914Y102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David G. Hanna For For Management 1.2 Elect Director Denise M. Harrod For For Management 1.3 Elect Director Jeffrey A. Howard For For Management 1.4 Elect Director Deal W. Hudson For For Management 1.5 Elect Director Joann G. Jones For For Management 1.6 Elect Director Mack F. Mattingly For For Management 1.7 Elect Director Thomas G. Rosencrants For For Management -------------------------------------------------------------------------------- ATLAS AIR WORLDWIDE HOLDINGS, INC. Ticker: AAWW Security ID: 049164205 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Bernlohr For For Management 1.2 Elect Director Charles F. Bolden, Jr. For For Management 1.3 Elect Director John W. Dietrich For For Management 1.4 Elect Director Beverly K. Goulet For For Management 1.5 Elect Director Bobby J. Griffin For For Management 1.6 Elect Director Carol B. Hallett For For Management 1.7 Elect Director Duncan J. McNabb For Against Management 1.8 Elect Director Sheila A. Stamps For For Management 1.9 Elect Director John K. Wulff For For Management 1.10 Elect Director Carol J. Zierhoffer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Kevin Akers For For Management 1b Elect Director Robert W. Best For For Management 1c Elect Director Kim R. Cocklin For For Management 1d Elect Director Kelly H. Compton For For Management 1e Elect Director Sean Donohue For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 1n Elect Director Frank Yoho For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATN INTERNATIONAL, INC. Ticker: ATNI Security ID: 00215F107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernard J. Bulkin For For Management 1b Elect Director James S. Eisenstein For For Management 1c Elect Director Richard J. Ganong For For Management 1d Elect Director John C. Kennedy For For Management 1e Elect Director Pamela F. Lenehan For For Management 1f Elect Director Liane J. Pelletier For For Management 1g Elect Director Michael T. Prior For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ATRECA, INC. Ticker: BCEL Security ID: 04965G109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Atwood For Withhold Management 1.2 Elect Director William H. Robinson For Withhold Management 1.3 Elect Director Tito A. Serafini For Withhold Management 2 Ratify OUM & Co. LLP as Auditors For For Management -------------------------------------------------------------------------------- ATRICURE, INC. Ticker: ATRC Security ID: 04963C209 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael H. Carrel For For Management 1b Elect Director Mark A. Collar For For Management 1c Elect Director Daniel P. Florin For For Management 1d Elect Director Regina E. Groves For For Management 1e Elect Director B. Kristine Johnson For For Management 1f Elect Director Karen N. Prange For For Management 1g Elect Director Sven A. Wehrwein For For Management 1h Elect Director Robert S. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATRION CORPORATION Ticker: ATRI Security ID: 049904105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Preston G. Athey For For Management 1b Elect Director Hugh J. Morgan, Jr. For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUDACY, INC. Ticker: AUD Security ID: 293639100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David Levy For Withhold Management 2.1 Elect Director Louise C. Kramer For Withhold Management 2.2 Elect Director Susan K. Neely For Withhold Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Elizabeth (Betsy) Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOLIV, INC. Ticker: ALV Security ID: 052800109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikael Bratt For For Management 1.2 Elect Director Laurie Brlas For For Management 1.3 Elect Director Jan Carlson For For Management 1.4 Elect Director Hasse Johansson For For Management 1.5 Elect Director Leif Johansson For For Management 1.6 Elect Director Franz-Josef Kortum For For Management 1.7 Elect Director Frederic Lissalde For For Management 1.8 Elect Director Min Liu For For Management 1.9 Elect Director Xiaozhi Liu For For Management 1.10 Elect Director Martin Lundstedt For For Management 1.11 Elect Director Thaddeus J. "Ted" Senko For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young AB as Auditor For For Management -------------------------------------------------------------------------------- AUTONATION, INC. Ticker: AN Security ID: 05329W102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mike Jackson For For Management 1b Elect Director Rick L. Burdick For For Management 1c Elect Director David B. Edelson For For Management 1d Elect Director Steven L. Gerard For For Management 1e Elect Director Robert R. Grusky For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Lisa Lutoff-Perlo For For Management 1h Elect Director G. Mike Mikan For For Management 1i Elect Director Jacqueline A. Travisano For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Provide Right to Call A Special Meeting Against Against Shareholder -------------------------------------------------------------------------------- AVALARA, INC. Ticker: AVLR Security ID: 05338G106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marion Foote For Withhold Management 1.2 Elect Director Rajeev Singh For Withhold Management 1.3 Elect Director Kathleen Zwickert For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AVANGRID, INC. Ticker: AGR Security ID: 05351W103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ignacio S. Galan For Against Management 1.2 Elect Director John Baldacci For Against Management 1.3 Elect Director Daniel Alcain Lopez For Against Management 1.4 Elect Director Dennis V. Arriola For Against Management 1.5 Elect Director Pedro Azagra Blazquez For Against Management 1.6 Elect Director Robert Duffy For For Management 1.7 Elect Director Teresa Herbert For For Management 1.8 Elect Director Patricia Jacobs For For Management 1.9 Elect Director John Lahey For For Management 1.10 Elect Director Jose Angel Marra For Against Management Rodriguez 1.11 Elect Director Santiago Martinez For Against Management Garrido 1.12 Elect Director Jose Sainz Armada For Against Management 1.13 Elect Director Alan Solomont For For Management 1.14 Elect Director Elizabeth Timm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVANOS MEDICAL, INC. Ticker: AVNS Security ID: 05350V106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary D. Blackford For For Management 1b Elect Director Patrick J. O'Leary For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVAYA HOLDINGS CORP. Ticker: AVYA Security ID: 05351X101 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Chirico, Jr. For For Management 1.2 Elect Director Stephan Scholl For For Management 1.3 Elect Director Susan L. Spradley For For Management 1.4 Elect Director Stanley J. Sutula, III For For Management 1.5 Elect Director Robert Theis For For Management 1.6 Elect Director Scott D. Vogel For For Management 1.7 Elect Director William D. Watkins For For Management 1.8 Elect Director Jacqueline 'Jackie' E. For For Management Yeaney 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For Against Management 1c Elect Director Mark J. Barrenechea For For Management 1d Elect Director Mitchell R. Butier For For Management 1e Elect Director Ken C. Hicks For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director Patrick T. Siewert For For Management 1h Elect Director Julia A. Stewart For For Management 1i Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AVID TECHNOLOGY, INC. Ticker: AVID Security ID: 05367P100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christian A. Asmar For For Management 1b Elect Director Elizabeth M. Daley For For Management 1c Elect Director Nancy Hawthorne For For Management 1d Elect Director Michelle Munson For For Management 1e Elect Director Daniel B. Silvers For For Management 1f Elect Director John P. Wallace For For Management 1g Elect Director Peter Westley For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVIENT CORPORATION Ticker: AVNT Security ID: 05368V106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. Ticker: CAR Security ID: 053774105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernardo Hees For For Management 1.2 Elect Director Lynn Krominga For Against Management 1.3 Elect Director Glenn Lurie For Against Management 1.4 Elect Director Jagdeep Pahwa For Against Management 1.5 Elect Director Karthik Sarma For For Management 1.6 Elect Director Carl Sparks For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Sena M. Kwawu For For Management 1e Elect Director Scott H. Maw For For Management 1f Elect Director Scott L. Morris For For Management 1g Elect Director Jeffry L. Philipps For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AWARE, INC. Ticker: AWRE Security ID: 05453N100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Connolly For For Management 1.2 Elect Director Gary Evee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AXALTA COATING SYSTEMS LTD. Ticker: AXTA Security ID: G0750C108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Bryant For For Management 1.2 Elect Director Steven M. Chapman For For Management 1.3 Elect Director William M. Cook For For Management 1.4 Elect Director Mark Garrett For For Management 1.5 Elect Director Deborah J. Kissire For For Management 1.6 Elect Director Elizabeth C. Lempres For For Management 1.7 Elect Director Robert M. McLaughlin For For Management 1.8 Elect Director Rakesh Sachdev For For Management 1.9 Elect Director Samuel L. Smolik For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540208 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tzu-Yin "TY" Chiu For For Management 1.2 Elect Director Richard J. Faubert For For Management 1.3 Elect Director Arthur L. George, Jr. For For Management 1.4 Elect Director Joseph P. Keithley For For Management 1.5 Elect Director John T. Kurtzweil For For Management 1.6 Elect Director Mary G. Puma For For Management 1.7 Elect Director Thomas St. Dennis For For Management 1.8 Elect Director Jorge Titinger For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXCELLA HEALTH INC. Ticker: AXLA Security ID: 05454B105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Behar For Withhold Management 1.2 Elect Director Gary Pisano For Withhold Management 1.3 Elect Director Cristina M. Rondinone For Withhold Management 1.4 Elect Director Shreeram Aradhye For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Davis For For Management 1.2 Elect Director Elanor R. Hardwick For For Management 1.3 Elect Director Axel Theis For For Management 1.4 Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AXOGEN, INC. Ticker: AXGN Security ID: 05463X106 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Zaderej For For Management 1.2 Elect Director Gregory Freitag For For Management 1.3 Elect Director Quentin Blackford For For Management 1.4 Elect Director Mark Gold For For Management 1.5 Elect Director Alan Levine For For Management 1.6 Elect Director Guido Neels For For Management 1.7 Elect Director Paul Thomas For For Management 1.8 Elect Director Amy Wendell For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Ticker: AXON Security ID: 05464C101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Carmona For Withhold Management 1.2 Elect Director Julie Cullivan For Withhold Management 1.3 Elect Director Caitlin Kalinowski For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve the Increase in the Maximum For For Management Number of Directors from Nine to Eleven 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AXT, INC. Ticker: AXTI Security ID: 00246W103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jesse Chen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- B&G FOODS, INC. Ticker: BGS Security ID: 05508R106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director DeAnn L. Brunts For For Management 1.2 Elect Director Debra Martin Chase For For Management 1.3 Elect Director Charles F. Marcy For For Management 1.4 Elect Director Robert D. Mills For For Management 1.5 Elect Director Dennis M. Mullen For For Management 1.6 Elect Director Cheryl M. Palmer For For Management 1.7 Elect Director Alfred Poe For For Management 1.8 Elect Director Stephen C. Sherrill For For Management 1.9 Elect Director David L. Wenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BADGER METER, INC. Ticker: BMI Security ID: 056525108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Adams For For Management 1.2 Elect Director Kenneth C. Bockhorst For For Management 1.3 Elect Director Gale E. Klappa For For Management 1.4 Elect Director Gail A. Lione For For Management 1.5 Elect Director James W. McGill For For Management 1.6 Elect Director Tessa M. Myers For For Management 1.7 Elect Director James F. Stern For For Management 1.8 Elect Director Glen E. Tellock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For For Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Knutson For For Management 1.2 Elect Director Joyce Lee For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BALL CORPORATION Ticker: BLL Security ID: 058498106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Bryant For Withhold Management 1.2 Elect Director Michael J. Cave For Withhold Management 1.3 Elect Director Daniel W. Fisher For For Management 1.4 Elect Director Pedro Henrique Mariani For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BALLY'S CORPORATION Ticker: BALY Security ID: 05875B106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence Downey For Against Management 1b Elect Director Jaymin B. Patel For For Management 1c Elect Director Wanda Y. Wilson For Against Management 2 Increase Authorized Common Stock For For Management 3 Authorize New Class of Preferred Stock For Against Management 4 Amend Certificate of Incorporation to For For Management Include New Jersey Gaming Law Requirements 5 Approve Omnibus Stock Plan For Against Management 6 Ratify Deloitte and Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- BALLY'S CORPORATION Ticker: BALY Security ID: 05875B106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. "Conan" Barker For For Management 1b Elect Director Mary A. Curran For For Management 1c Elect Director B.A. Fallon-Walsh For For Management 1d Elect Director Bonnie G. Hill For For Management 1e Elect Director Richard J. Lashley For For Management 1f Elect Director Jonah F. Schnel For For Management 1g Elect Director Robert D. Sznewajs For For Management 1h Elect Director Andrew Thau For For Management 1i Elect Director Jared M. Wolff For For Management 1j Elect Director W. Kirk Wycoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANCFIRST CORPORATION Ticker: BANF Security ID: 05945F103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis L. Brand For For Management 1.2 Elect Director C. L. Craig, Jr. For For Management 1.3 Elect Director F. Ford Drummond For For Management 1.4 Elect Director Joseph Ford For For Management 1.5 Elect Director Joe R. Goyne For For Management 1.6 Elect Director David R. Harlow For For Management 1.7 Elect Director William O. Johnstone For For Management 1.8 Elect Director Frank Keating For For Management 1.9 Elect Director Bill G. Lance For For Management 1.10 Elect Director Dave R. Lopez For For Management 1.11 Elect Director William Scott Martin For For Management 1.12 Elect Director Tom H. McCasland, III For For Management 1.13 Elect Director David E. Rainbolt For For Management 1.14 Elect Director H.E. Rainbolt For For Management 1.15 Elect Director Robin Roberson For For Management 1.16 Elect Director Darryl W. Schmidt For For Management 1.17 Elect Director Natalie Shirley For For Management 1.18 Elect Director Michael K. Wallace For For Management 1.19 Elect Director Gregory G. Wedel For For Management 1.20 Elect Director G. Rainey Williams, Jr. For For Management 2 Amend Stock Option Plan For Against Management 3 Amend Non-Employee Director Stock For For Management Option Plan 4 Amend Deferred Compensation Plan For For Management 5 Ratify BKD, LLP as Auditor For For Management -------------------------------------------------------------------------------- BANCORPSOUTH BANK Ticker: BXS Security ID: 05971J102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlotte N. Corley For For Management 1.2 Elect Director Keith J. Jackson For For Management 1.3 Elect Director Larry G. Kirk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANDWIDTH INC. Ticker: BAND Security ID: 05988J103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Bailey For Withhold Management 1.2 Elect Director Lukas M. Roush For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BANK OF COMMERCE HOLDINGS Ticker: BOCH Security ID: 06424J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Orin N. Bennett For For Management 1.2 Elect Director Randall S. Eslick For For Management 1.3 Elect Director Joseph Q. Gibson For For Management 1.4 Elect Director Jon W. Halfhide For For Management 1.5 Elect Director David J. Inderkum For For Management 1.6 Elect Director Linda J. Miles For For Management 1.7 Elect Director Diane D. Miller For For Management 1.8 Elect Director Karl L. Silberstein For For Management 1.9 Elect Director Terence J. Street For For Management 1.10 Elect Director Lyle L. Tullis For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mark A. Burak For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Joshua D. Feldman For For Management 1.5 Elect Director Peter S. Ho For For Management 1.6 Elect Director Michelle E. Hulst For For Management 1.7 Elect Director Kent T. Lucien For For Management 1.8 Elect Director Alicia E. Moy For For Management 1.9 Elect Director Victor K. Nichols For For Management 1.10 Elect Director Barbara J. Tanabe For For Management 1.11 Elect Director Dana M. Tokioka For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For Withhold Management 1.2 Elect Director Russell A. Colombo For Withhold Management 1.3 Elect Director James C. Hale For Withhold Management 1.4 Elect Director Robert Heller For Withhold Management 1.5 Elect Director Norma J. Howard For Withhold Management 1.6 Elect Director Kevin R. Kennedy For Withhold Management 1.7 Elect Director William H. McDevitt, Jr. For Withhold Management 1.8 Elect Director Leslie E. Murphy For Withhold Management 1.9 Elect Director Sanjiv S. Sanghvi For For Management 1.10 Elect Director Joel Sklar For Withhold Management 1.11 Elect Director Brian M. Sobel For Withhold Management 1.12 Elect Director Secil Tabli Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- BANK OF SOUTH CAROLINA CORPORATION Ticker: BKSC Security ID: 065066102 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susanne K. Boyd For For Management 1.2 Elect Director David W. Bunch For For Management 1.3 Elect Director Graham M. Eubank, Jr. For For Management 1.4 Elect Director Elizabeth M. Hagood For For Management 1.5 Elect Director Fleetwood S. Hassell For For Management 1.6 Elect Director Glen B. Haynes For For Management 1.7 Elect Director William L. Hiott, Jr. For For Management 1.8 Elect Director Richard W. Hutson, Jr. For For Management 1.9 Elect Director Charles G. Lane For For Management 1.10 Elect Director Hugh C. Lane, Jr. For For Management 1.11 Elect Director Linda J. Bradley McKee For For Management 1.12 Elect Director Alan I. Nussbaum For For Management 1.13 Elect Director Karen J. Phillips For For Management 1.14 Elect Director Edmund Rhett, Jr. For For Management 1.15 Elect Director Malcolm M. Rhodes For For Management 1.16 Elect Director Douglas H. Sass For For Management 1.17 Elect Director Sheryl G. Sharry For For Management 1.18 Elect Director Steve D. Swanson For For Management 1.19 Elect Director Eugene H. Walpole, IV For For Management 2 Approve Non-Employee Director Stock For For Management Option Plan 3 Ratify Elliott Davis, LLC as Auditors For For Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Brown For For Management 1.2 Elect Director Paula Cholmondeley For For Management 1,3 Elect Director Beverly Cole For For Management 1.4 Elect Director Robert East For For Management 1.5 Elect Director Kathleen Franklin For For Management 1.6 Elect Director Catherine B. Freedberg For For Management 1.7 Elect Director Jeffrey Gearhart For For Management 1.8 Elect Director George Gleason For For Management 1.9 Elect Director Peter Kenny For For Management 1.10 Elect Director William A. Koefoed, Jr. For For Management 1.11 Elect Director Christopher Orndorff For For Management 1.12 Elect Director Steven Sadoff For For Management 1.13 Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BANK7 CORP. Ticker: BSVN Security ID: 06652N107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Charles W. Brown For Against Management 2b Elect Director William M. Buergler For Against Management 2c Elect Director Teresa L. 'Tracy' Dick For For Management 2d Elect Director William B. 'Brad' Haines For For Management 2e Elect Director John T. 'J.T.' Phillips For For Management 2f Elect Director J. Michael Sanner For Against Management 2g Elect Director Thomas L. 'Tom' Travis For For Management 2h Elect Director Gary D. Whitcomb For For Management 3a Elect Director William B. 'Brad' Haines For Against Management 3b Elect Director Gary D. Whitcomb For Against Management 3c Elect Director Teresa L. 'Tracy' Dick For For Management 4 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- BANKFINANCIAL CORPORATION Ticker: BFIN Security ID: 06643P104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cassandra J. Francis For Withhold Management 1.2 Elect Director Terry R. Wells For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANKWELL FINANCIAL GROUP, INC. Ticker: BWFG Security ID: 06654A103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George P. Bauer For For Management 1.2 Elect Director Gail E.D. Brathwaite For For Management 1.3 Elect Director Richard E. Castiglioni For For Management 1.4 Elect Director Eric J. Dale For For Management 1.5 Elect Director Blake S. Drexler For For Management 1.6 Elect Director James M. Garnett, Jr. For For Management 1.7 Elect Director Christopher R. Gruseke For For Management 1.8 Elect Director Daniel S. Jones For For Management 1.9 Elect Director Todd Lampert For For Management 1.10 Elect Director Victor S. Liss For For Management 1.11 Elect Director Carl M. Porto For Withhold Management 1.12 Elect Director Lawrence B. Seidman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roberto R. Herencia For For Management 1.2 Elect Director John R. Layman For For Management 1.3 Elect Director Kevin F. Riordan For For Management 1.4 Elect Director Terry Schwakopf For For Management 1.5 Elect Director Ellen R.M. Boyer For For Management 1.6 Elect Director David I. Matson For For Management 1.7 Elect Director John Pedersen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Ticker: BHB Security ID: 066849100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daina H. Belair For For Management 1b Elect Director Matthew L. Caras For For Management 1c Elect Director David M. Colter For For Management 1d Elect Director Steven H. Dimick For For Management 1e Elect Director Martha T. Dudman For For Management 1f Elect Director Lauri E. Fernald For For Management 1g Elect Director Brendan J. O'Halloran For For Management 1h Elect Director Curtis C. Simard For For Management 1i Elect Director Kenneth E. Smith For For Management 1j Elect Director Stephen R. Theroux For For Management 1k Elect Director Scott G. Toothaker For For Management 1l Elect Director David B. Woodside For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNES GROUP INC. Ticker: B Security ID: 067806109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas O. Barnes For For Management 1b Elect Director Elijah K. Barnes For For Management 1c Elect Director Patrick J. Dempsey For For Management 1d Elect Director Richard J. Hipple For For Management 1e Elect Director Thomas J. Hook For For Management 1f Elect Director Daphne E. Jones For For Management 1g Elect Director Mylle H. Mangum For Against Management 1h Elect Director Hans-Peter Manner For For Management 1i Elect Director William J. Morgan For For Management 1j Elect Director Anthony V. Nicolosi For For Management 1k Elect Director JoAnna L. Sohovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For For Management 1.2 Elect Director Thomas B. Cusick For For Management 1.3 Elect Director Diane L. Dewbrey For For Management 1.4 Elect Director James B. Hicks For For Management 1.5 Elect Director Jon L. Justesen For For Management 1.6 Elect Director Gary E. Kramer For For Management 1.7 Elect Director Anthony Meeker For For Management 1.8 Elect Director Carla A. Moradi For For Management 1.9 Elect Director Vincent P. Price For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BASSETT FURNITURE INDUSTRIES, INCORPORATED Ticker: BSET Security ID: 070203104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emma S. Battle For For Management 1.2 Elect Director John R. Belk For For Management 1.3 Elect Director Kristina Cashman For For Management 1.4 Elect Director Virginia W. Hamlet For For Management 1.5 Elect Director J. Walter McDowell For For Management 1.6 Elect Director Robert H. Spilman, Jr. For For Management 1.7 Elect Director William C. Wampler, Jr. For For Management 1.8 Elect Director William C. Warden, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BATTALION OIL CORPORATION Ticker: BATL Security ID: 07134L107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Little For For Management 1.2 Elect Director Jonathan D. Barrett For For Management 1.3 Elect Director David Chang For For Management 1.4 Elect Director Gregory S. Hinds For For Management 1.5 Elect Director Allen Li For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose (Joe) E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director Peter S. Hellman For For Management 1e Elect Director Michael F. Mahoney For For Management 1f Elect Director Patricia B. Morrison For For Management 1g Elect Director Stephen N. Oesterle For For Management 1h Elect Director Cathy R. Smith For For Management 1i Elect Director Thomas T. Stallkamp For For Management 1j Elect Director Albert P.L. Stroucken For For Management 1k Elect Director Amy A. Wendell For For Management 1l Elect Director David S. Wilkes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- BAYCOM CORP Ticker: BCML Security ID: 07272M107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Camp For Withhold Management 1.2 Elect Director Harpreet S. Chaudhary For Withhold Management 1.3 Elect Director Rocco Davis For For Management 1.4 Elect Director George J. Guarini For For Management 1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management 1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management 1.7 Elect Director Robert G. Laverne For For Management 1.8 Elect Director Syvia L. Magid For For Management 1.9 Elect Director David M. Spatz For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BCB BANCORP, INC. Ticker: BCBP Security ID: 055298103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Coughlin For Withhold Management 1.2 Elect Director Vincent DiDomenico, Jr. For Withhold Management 1.3 Elect Director Joseph Lyga For Withhold Management 1.4 Elect Director Spencer B. Robbins For Withhold Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip W. Knisely For For Management 1.2 Elect Director Julian G. Francis For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Barbara G. Fast For For Management 1.5 Elect Director Richard W. Frost For For Management 1.6 Elect Director Alan Gershenhorn For For Management 1.7 Elect Director Robert M. McLaughlin For For Management 1.8 Elect Director Neil S. Novich For For Management 1.9 Elect Director Stuart A. Randle For For Management 1.10 Elect Director Nathan K. Sleeper For For Management 1.11 Elect Director Douglas L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEAZER HOMES USA, INC. Ticker: BZH Security ID: 07556Q881 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth S. Acton For For Management 1b Elect Director Allan P. Merrill For For Management 1c Elect Director Peter M. Orser For For Management 1d Elect Director Norma A. Provencio For For Management 1e Elect Director Danny R. Shepherd For For Management 1f Elect Director David J. Spitz For For Management 1g Elect Director C. Christian Winkle For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Catherine M. Burzik For For Management 1b Elect Director R. Andrew Eckert For For Management 1c Elect Director Vincent A. Forlenza For For Management 1d Elect Director Claire M. Fraser For For Management 1e Elect Director Jeffrey W. Henderson For For Management 1f Elect Director Christopher Jones For For Management 1g Elect Director Marshall O. Larsen For For Management 1h Elect Director David F. Melcher For For Management 1i Elect Director Thomas E. Polen For For Management 1j Elect Director Claire Pomeroy For For Management 1k Elect Director Rebecca W. Rimel For For Management 1l Elect Director Timothy M. Ring For For Management 1m Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For Against Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For Against Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Aldrich For For Management 1.2 Elect Director Lance C. Balk For For Management 1.3 Elect Director Steven W. Berglund For For Management 1.4 Elect Director Diane D. Brink For For Management 1.5 Elect Director Judy L. Brown For For Management 1.6 Elect Director Nancy Calderon For For Management 1.7 Elect Director Bryan C. Cressey For For Management 1.8 Elect Director Jonathan C. Klein For For Management 1.9 Elect Director George E. Minnich For For Management 1.10 Elect Director Roel Vestjens For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Scheible For For Management 1.2 Elect Director Bruce A. Carlson For For Management 1.3 Elect Director Anne De Greef-Safft For For Management 1.4 Elect Director Douglas G. Duncan For For Management 1.5 Elect Director Robert K. Gifford For For Management 1.6 Elect Director Kenneth T. Lamneck For For Management 1.7 Elect Director Jeffrey S. McCreary For For Management 1.8 Elect Director Merilee Raines For For Management 1.9 Elect Director Jeffrey W. Benck For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 01, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For Withhold Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Report on Climate-Related Risks and Against Against Shareholder Opportunities 3 Publish Annually a Report Assessing Against Against Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Ticker: BHLB Security ID: 084680107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baye Adofo-Wilson For For Management 1.2 Elect Director Deborah P. Bailey For For Management 1.3 Elect Director Rheo A. Brouillard For For Management 1.4 Elect Director David M. Brunelle For For Management 1.5 Elect Director Robert M. Curley For For Management 1.6 Elect Director John B. Davies For For Management 1.7 Elect Director J. Williar Dunlaevy For For Management 1.8 Elect Director William H. Hughes, III For For Management 1.9 Elect Director Sylvia Maxfield For For Management 1.10 Elect Director Nitin J. Mhatre For For Management 1.11 Elect Director Laurie Norton Moffatt For For Management 1.12 Elect Director Jonathan I. Shulman For For Management 1.13 Elect Director Michael A. Zaitzeff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- BERRY CORPORATION (BRY) Ticker: BRY Security ID: 08579X101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cary Baetz For For Management 1.2 Elect Director Brent Buckley For For Management 1.3 Elect Director Renee Hornbaker For For Management 1.4 Elect Director Anne Mariucci For For Management 1.5 Elect Director Don Paul For For Management 1.6 Elect Director Arthur "Trem" Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BERRY GLOBAL GROUP, INC. Ticker: BERY Security ID: 08579W103 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Evan Bayh For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Idalene F. Kesner For For Management 1d Elect Director Jill A. Rahman For For Management 1e Elect Director Carl J. (Rick) For For Management Rickertsen 1f Elect Director Thomas E. Salmon For For Management 1g Elect Director Paula A. Sneed For For Management 1h Elect Director Robert A. Steele For For Management 1i Elect Director Stephen E. Sterrett For For Management 1j Elect Director Scott B. Ullem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director David W. Kenny For For Management 1e Elect Director Mario J. Marte For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For Against Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Steven E. Rendle For For Management 1k Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BEYOND MEAT, INC. Ticker: BYND Security ID: 08862E109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sally Grimes For For Management 1.2 Elect Director Muktesh "Micky" Pant For For Management 1.3 Elect Director Ned Segal For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra Campos For For Management 1.2 Elect Director James R. Chambers For For Management 1.3 Elect Director Sebastian J. DiGrande For For Management 1.4 Elect Director Marla C. Gottschalk For For Management 1.5 Elect Director Cynthia T. Jamison For Withhold Management 1.6 Elect Director Thomas A. Kingsbury For For Management 1.7 Elect Director Christopher J. McCormick For For Management 1.8 Elect Director Kimberley A. Newton For For Management 1.9 Elect Director Nancy A. Reardon For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director Bruce K. Thorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. Ticker: BIO Security ID: 090572207 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Melinda Litherland For For Management 1.2 Elect Director Arnold A. Pinkston For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Nancy L. Leaming For For Management 1g Elect Director Jesus B. Mantas For For Management 1h Elect Director Richard C. Mulligan For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For For Management 1l Elect Director Stephen A. Sherwin For For Management 1m Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Willard Dere For For Management 1.4 Elect Director Michael Grey For Withhold Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Maykin Ho For For Management 1.7 Elect Director Robert J. Hombach For For Management 1.8 Elect Director V. Bryan Lawlis For For Management 1.9 Elect Director Richard A. Meier For For Management 1.10 Elect Director David E.I. Pyott For For Management 1.11 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BJ'S RESTAURANTS, INC. Ticker: BJRI Security ID: 09180C106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter 'Pete' A. Bassi For For Management 1.2 Elect Director Larry D. Bouts For For Management 1.3 Elect Director Bina Chaurasia For For Management 1.4 Elect Director James 'Jim' A. Dal Pozzo For For Management 1.5 Elect Director Gerald 'Jerry' W. For For Management Deitchle 1.6 Elect Director Noah A. Elbogen For For Management 1.7 Elect Director Lea Anne S. Ottinger For For Management 1.8 Elect Director Keith E. Pascal For For Management 1.9 Elect Director Janet M. Sherlock For For Management 1.10 Elect Director Gregory A. Trojan For For Management 1.11 Elect Director Patrick D. Walsh For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For Withhold Management 1.2 Elect Director Ken Parent For Withhold Management 1.3 Elect Director Robert Steele For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linden R. Evans For For Management 1.2 Elect Director Barry M. Granger For For Management 1.3 Elect Director Tony A. Jensen For For Management 1.4 Elect Director Steven R. Mills For For Management 1.5 Elect Director Scott M. Prochazka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director Anthony M. Jabbour For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Thomas M. Hagerty For For Management 1.5 Elect Director Joseph M. Otting For For Management 1.6 Elect Director John D. Rood For For Management 1.7 Elect Director Nancy L. Shanik For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLACKBAUD, INC. Ticker: BLKB Security ID: 09227Q100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George H. Ellis For For Management 1b Elect Director Andrew M. Leitch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BLACKLINE, INC. Ticker: BL Security ID: 09239B109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Ryan For Withhold Management 1.2 Elect Director Kevin Thompson For Withhold Management 1.3 Elect Director Sophia Velastegui For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Pamela Daley For For Management 1c Elect Director Jessica P. Einhorn For For Management 1d Elect Director Laurence D. Fink For For Management 1e Elect Director William E. Ford For For Management 1f Elect Director Fabrizio Freda For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Margaret 'Peggy' L. For For Management Johnson 1i Elect Director Robert S. Kapito For For Management 1j Elect Director Cheryl D. Mills For For Management 1k Elect Director Gordon M. Nixon For For Management 1l Elect Director Charles H. Robbins For For Management 1m Elect Director Marco Antonio Slim Domit For For Management 1n Elect Director Hans E. Vestberg For For Management 1o Elect Director Susan L. Wagner For For Management 1p Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4a Provide Right to Call Special Meeting For For Management 4b Eliminate Supermajority Vote For For Management Requirement 4c Amend Charter to Eliminate Provisions For For Management that are No Longer Applicable and Make Other Technical Revisions 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Ticker: BLMN Security ID: 094235108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Fitzjohn For For Management 1.2 Elect Director John P. Gainor, Jr. For For Management 1.3 Elect Director John J. Mahoney For Against Management 1.4 Elect Director R. Michael Mohan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote Against For Shareholder Requirement 6 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- BLUE BIRD CORPORATION Ticker: BLBD Security ID: 095306106 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gurminder S. Bedi For For Management 1.2 Elect Director Kevin Penn For For Management 1.3 Elect Director Alan H. Schumacher For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John O. Agwunobi For Against Management 1b Elect Director Daniel S. Lynch For For Management 1c Elect Director William R. Sellers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUELINX HOLDINGS INC. Ticker: BXC Security ID: 09624H208 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karel K. Czanderna For For Management 1.2 Elect Director Dominic DiNapoli For For Management 1.3 Elect Director Kim S. Fennebresque For For Management 1.4 Elect Director Mitchell B. Lewis For For Management 1.5 Elect Director J. David Smith For For Management 1.6 Elect Director Carol B. Yancey For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUEPRINT MEDICINES CORPORATION Ticker: BPMC Security ID: 09627Y109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George D. Demetri For Withhold Management 1.2 Elect Director Lynn Seely For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BM TECHNOLOGIES, INC. Ticker: BMTX Security ID: 05591L107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aaron Hodari For For Management 1.2 Elect Director Pankaj Dinodia For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify BDO USA, LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- BOINGO WIRELESS, INC. Ticker: WIFI Security ID: 09739C102 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nate Jorgensen For For Management 1b Elect Director Richard Fleming For For Management 1c Elect Director Mack Hogans For For Management 1d Elect Director Christopher McGowan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Ticker: BOKF Security ID: 05561Q201 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For Withhold Management 1.2 Elect Director C. Fred Ball, Jr. For For Management 1.3 Elect Director Steven Bangert For Withhold Management 1.4 Elect Director Peter C. Boylan, III For For Management 1.5 Elect Director Steven G. Bradshaw For Withhold Management 1.6 Elect Director Chester E. Cadieux, III For Withhold Management 1.7 Elect Director John W. Coffey For For Management 1.8 Elect Director Joseph W. Craft, III For For Management 1.9 Elect Director Jack E. Finley For For Management 1.10 Elect Director David F. Griffin For For Management 1.11 Elect Director V. Burns Hargis For For Management 1.12 Elect Director Douglas D. Hawthorne For For Management 1.13 Elect Director Kimberley D. Henry For For Management 1.14 Elect Director E. Carey Joullian, IV For For Management 1.15 Elect Director George B. Kaiser For Withhold Management 1.16 Elect Director Stanley A. Lybarger For Withhold Management 1.17 Elect Director Steven J. Malcolm For For Management 1.18 Elect Director Steven E. Nell For Withhold Management 1.19 Elect Director E.C. Richards For For Management 1.20 Elect Director Claudia San Pedro For For Management 1.21 Elect Director Michael C. Turpen For For Management 1.22 Elect Director Rose M. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Nelda J. Connors For For Management 1B Elect Director Dennis C. Cuneo For For Management 1C Elect Director David S. Haffner For For Management 1D Elect Director Michael S. Hanley For For Management 1E Elect Director Frederic B. Lissalde For For Management 1F Elect Director Paul A. Mascarenas For For Management 1G Elect Director Shaun E. McAlmont For For Management 1H Elect Director Deborah D. McWhinney For For Management 1I Elect Director Alexis P. Michas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Ticker: BPFH Security ID: 101119105 Meeting Date: MAY 04, 2021 Meeting Type: Proxy Contest Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director David J. Roux For For Management 1h Elect Director John E. Sununu For For Management 1i Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BOYD GAMING CORPORATION Ticker: BYD Security ID: 103304101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Bailey For For Management 1.2 Elect Director Robert L. Boughner For For Management 1.3 Elect Director William R. Boyd For For Management 1.4 Elect Director William S. Boyd For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Keith E. Smith For For Management 1.7 Elect Director Christine J. Spadafor For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Peter M. Thomas For For Management 1.10 Elect Director Paul W. Whetsell For Withhold Management 1.11 Elect Director Veronica J. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with the For For Management Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Aguiar For Withhold Management 1.2 Elect Director Ali Satvat For Withhold Management 1.3 Elect Director Jennifer E. Cook For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIDGEWATER BANCSHARES, INC. Ticker: BWB Security ID: 108621103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry J. Baack For Withhold Management 1.2 Elect Director Lisa M. Brezonik For Withhold Management 1.3 Elect Director Mohammed Lawal For For Management 1.4 Elect Director Jeffrey D. Shellberg For Withhold Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Atkinson For For Management 1b Elect Director Jordan Hitch For For Management 1c Elect Director Laurel J. Richie For For Management 1d Elect Director Mary Ann Tocio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHTCOVE INC. Ticker: BCOV Security ID: 10921T101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary E. Haroian For For Management 1.2 Elect Director Diane Hessan For For Management 1.3 Elect Director Ritcha Ranjan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene Chang Britt For Withhold Management 1b Elect Director C. Edward (Chuck) For For Management Chaplin 1c Elect Director Stephen C. (Steve) For For Management Hooley 1d Elect Director Eileen A. Mallesch For Withhold Management 1e Elect Director Diane E. Offereins For Withhold Management 1f Elect Director Patrick J. (Pat) For For Management Shouvlin 1g Elect Director Eric T. Steigerwalt For For Management 1h Elect Director Paul M. Wetzel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Barbara Trebbi For For Management 1.5 Elect Director Suren Rana For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Ticker: BV Security ID: 10948C107 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Abrahamson For Withhold Management 1.2 Elect Director Jane Okun Bomba For For Management 1.3 Elect Director Shamit Grover For Withhold Management 1.4 Elect Director Andrew V. Masterman For Withhold Management 1.5 Elect Director Paul E. Raether For Withhold Management 1.6 Elect Director Richard W. Roedel For Withhold Management 1.7 Elect Director Mara Swan For For Management 1.8 Elect Director Joshua T. Weisenbeck For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Michael W. Bonney For For Management 1C Elect Director Giovanni Caforio For For Management 1D Elect Director Julia A. Haller For For Management 1E Elect Director Paula A. Price For For Management 1F Elect Director Derica W. Rice For For Management 1G Elect Director Theodore R. Samuels For For Management 1H Elect Director Gerald L. Storch For For Management 1I Elect Director Karen H. Vousden For For Management 1J Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Ownership Threshold for Special For For Management Shareholder Meetings to 15% 6 Require Independent Board Chair Against Against Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Reduce Ownership Threshold for Special Against Against Shareholder Shareholder Meetings to 10% -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane M. Bryant For For Management 1b Elect Director Gayla J. Delly For For Management 1c Elect Director Raul J. Fernandez For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Check Kian Low For For Management 1f Elect Director Justine F. Page For For Management 1g Elect Director Henry Samueli For For Management 1h Elect Director Hock E. Tan For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jordan R. Asher For For Management 1.2 Elect Director Lucinda M. Baier For For Management 1.3 Elect Director Marcus E. Bromley For For Management 1.4 Elect Director Frank M. Bumstead For For Management 1.5 Elect Director Victoria L. Freed For For Management 1.6 Elect Director Rita Johnson-Mills For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Denise W. Warren For For Management 1.9 Elect Director Lee S. Wielansky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. Ticker: BRKL Security ID: 11373M107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Doyle, Jr. For For Management 1b Elect Director Thomas J. Hollister For For Management 1c Elect Director Charles H. Peck For For Management 1d Elect Director Paul A. Perrault For For Management 1e Elect Director Joseph J. Slotnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robyn C. Davis For For Management 1.2 Elect Director Joseph R. Martin For For Management 1.3 Elect Director Erica J. McLaughlin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Hugh M. Brown For For Management 1.3 Elect Director J. Powell Brown For For Management 1.4 Elect Director Lawrence L. For For Management Gellerstedt, III 1.5 Elect Director James C. Hays For For Management 1.6 Elect Director Theodore J. Hoepner For For Management 1.7 Elect Director James S. Hunt For For Management 1.8 Elect Director Toni Jennings For For Management 1.9 Elect Director Timothy R.M. Main For For Management 1.10 Elect Director H. Palmer Proctor, Jr. For For Management 1.11 Elect Director Wendell S. Reilly For For Management 1.12 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William A. Linton For For Management 1.2 Elect Director Adelene Q. Perkins For For Management 1.3 Elect Director Robert Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director Reginald Fils-Aime For For Management 1d Elect Director Lauren P. Flaherty For For Management 1e Elect Director David M. Foulkes For For Management 1f Elect Director Joseph W. McClanathan For For Management 1g Elect Director David V. Singer For For Management 1h Elect Director Jane L. Warner For For Management 1i Elect Director J. Steven Whisler For For Management 1j Elect Director Roger J. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendell F. Holland For For Management 1.2 Elect Director Diego F. Calderin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BUILD-A-BEAR WORKSHOP, INC. Ticker: BBW Security ID: 120076104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Carrara For For Management 1.2 Elect Director Sharon John For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Carol M. Browner For For Management 1c Elect Director Paul Fribourg For For Management 1d Elect Director J. Erik Fyrwald For For Management 1e Elect Director Gregory A. Heckman For For Management 1f Elect Director Bernardo Hees For For Management 1g Elect Director Kathleen Hyle For For Management 1h Elect Director Henry W. (Jay) Winship For For Management 1i Elect Director Mark N. Zenuk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Report on the Soy Supply Chain For For Shareholder 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Goodwin For For Management 1.2 Elect Director William P. McNamara For For Management 1.3 Elect Director Michael O'Sullivan For For Management 1.4 Elect Director Jessica Rodriguez For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- BUSINESS FIRST BANCSHARES, INC. Ticker: BFST Security ID: 12326C105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Drew C. Brees For For Management 1.2 Elect Director James J. Buquet, III For For Management 1.3 Elect Director Carol M. Calkins For For Management 1.4 Elect Director Ricky D. Day For For Management 1.5 Elect Director John P. Ducrest For For Management 1.6 Elect Director Mark P. Folse For For Management 1.7 Elect Director Robert S. Greer, Jr. For For Management 1.8 Elect Director J. Vernon Johnson For For Management 1.9 Elect Director Rolfe H. McCollister, For For Management Jr. 1.10 Elect Director Andrew D. McLindon For For Management 1.11 Elect Director David R. Melville, III For For Management 1.12 Elect Director Patrick E. Mockler For For Management 1.13 Elect Director David A. Montgomery, Jr. For For Management 1.14 Elect Director Arthur J. Price For For Management 1.15 Elect Director Kenneth Wm. Smith For For Management 1.16 Elect Director Keith A. Tillage For For Management 1.17 Elect Director Steven G. White For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Gerhard F. Burbach For For Management 1c Elect Director Rex D. Geveden For For Management 1d Elect Director James M. Jaska For For Management 1e Elect Director Kenneth J. Krieg For For Management 1f Elect Director Leland D. Melvin For For Management 1g Elect Director Robert L. Nardelli For For Management 1h Elect Director Barbara A. Niland For For Management 1i Elect Director John M. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BYLINE BANCORP, INC. Ticker: BY Security ID: 124411109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roberto R. Herencia For For Management 1.2 Elect Director Phillip R. Cabrera For For Management 1.3 Elect Director Antonio del Valle For For Management Perochena 1.4 Elect Director Mary Jo S. Herseth For For Management 1.5 Elect Director Steven P. Kent For For Management 1.6 Elect Director William G. Kistner For For Management 1.7 Elect Director Alberto J. Paracchini For For Management 1.8 Elect Director Steven M. Rull For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Kermit R. Crawford For For Management 1.4 Elect Director Wayne M. Fortun For For Management 1.5 Elect Director Timothy C. Gokey For For Management 1.6 Elect Director Mary J. Steele Guilfoile For For Management 1.7 Elect Director Jodee A. Kozlak For For Management 1.8 Elect Director Brian P. Short For For Management 1.9 Elect Director James B. Stake For For Management 1.10 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas S. Gayner For Against Management 1b Elect Director Deborah J. Kissire For For Management 1c Elect Director Thomas O. Might For For Management 1d Elect Director Kristine E. Miller For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CABOT CORPORATION Ticker: CBT Security ID: 127055101 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia A. Arnold For For Management 1.2 Elect Director Douglas G. Del Grosso For For Management 1.3 Elect Director Christine Y. Yan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director W. Matt Ralls For For Management 1.8 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael McGovern For Withhold Management 1.2 Elect Director John (Andy) O'Donnell For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Murphy, Jr. For For Management 1.2 Elect Director Precious W. Owodunni For For Management 1.3 Elect Director Marc J. Shapiro For For Management 1.4 Elect Director J. Thomas Wiley, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Ita Brennan For For Management 1.3 Elect Director Lewis Chew For For Management 1.4 Elect Director Julia Liuson For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Jan Jones Blackhurst For Withhold Management 1.4 Elect Director Frank J. Fahrenkopf For For Management 1.5 Elect Director Don R. Kornstein For For Management 1.6 Elect Director Courtney R. Mather For For Management 1.7 Elect Director Michael E. Pegram For For Management 1.8 Elect Director Thomas R. Reeg For For Management 1.9 Elect Director David P. Tomick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Increase Authorized Common Stock For For Management 6 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- CAI INTERNATIONAL, INC. Ticker: CAI Security ID: 12477X106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn G. Jackson For For Management 1.2 Elect Director Andrew S. Ogawa For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALAVO GROWERS, INC. Ticker: CVGW Security ID: 128246105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Farha Aslam For For Management 1.2 Elect Director Marc L. Brown For For Management 1.3 Elect Director Michael A. DiGregorio For For Management 1.4 Elect Director Harold S. Edwards For For Management 1.5 Elect Director James Helin For For Management 1.6 Elect Director Steven Hollister For For Management 1.7 Elect Director Kathleen M. Holmgren For For Management 1.8 Elect Director John M. Hunt For For Management 1.9 Elect Director J. Link Leavens For For Management 1.10 Elect Director Donald M. Sanders For For Management 1.11 Elect Director Scott Van Der Kar For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CALEDONIA MINING CORPORATION PLC Ticker: CMCL Security ID: G1757E113 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leigh A. Wilson For For Management 1b Elect Director Steven Curtis For For Management 1c Elect Director Mark Learmonth For For Management 1d Elect Director John Kelly For For Management 1e Elect Director Johan Holtzhausen For For Management 1f Elect Director John McGloin For For Management 1g Elect Director Nick Clarke For For Management 1h Elect Director Geralda Wildschutt For For Management 2 Approve BDO South Africa Inc as For For Management Auditors and Authorize Board to Fix Their Remuneration 3a Elect Audit Committee Member Johan For For Management Holtzhausen 3b Elect Audit Committee Member John Kelly For For Management 3c Elect Audit Committee Member John For Against Management McGloin -------------------------------------------------------------------------------- CALERES, INC. Ticker: CAL Security ID: 129500104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Flavin For For Management 1.2 Elect Director Brenda C. Freeman For For Management 1.3 Elect Director Lori H. Greeley For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALIFORNIA BANCORP Ticker: CALB Security ID: 13005U101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen A. Cortese For For Management 1.2 Elect Director Andrew J. Armanino For For Management 1.3 Elect Director Kevin J. Cullen For For Management 1.4 Elect Director Stephen R. Dathe For For Management 1.5 Elect Director Wayne S. Doiguchi For For Management 1.6 Elect Director Donald J. Kintzer For For Management 1.7 Elect Director Rochelle G. Klein For For Management 1.8 Elect Director Julie J. Levenson For For Management 1.9 Elect Director Frank L. Muller For For Management 1.10 Elect Director Steven E. Shelton For For Management 1.11 Elect Director Edmond E. Traille For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Shelly M. Esque For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Yvonne (Bonnie) A. For For Management Maldonado 1h Elect Director Scott L. Morris For For Management 1i Elect Director Peter C. Nelson For For Management 1j Elect Director Carol M. Pottenger For For Management 1k Elect Director Lester A. Snow For For Management 1l Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For Withhold Management 1.2 Elect Director Scott Garland For For Management 1.3 Elect Director Jean M. George For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALIX, INC. Ticker: CALX Security ID: 13100M509 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don Listwin For For Management 1.2 Elect Director Kevin Peters For For Management 1.3 Elect Director J. Daniel Plants For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Erik J Anderson For For Management 1.3 Elect Director Samuel H. Armacost For For Management 1.4 Elect Director Scott H. Baxter For For Management 1.5 Elect Director Thomas G. Dundon For For Management 1.6 Elect Director Laura J. Flanagan For For Management 1.7 Elect Director Russell L. Fleischer For For Management 1.8 Elect Director John F. Lundgren For For Management 1.9 Elect Director Scott M. Marimow For For Management 1.10 Elect Director Adebayo O. Ogunlesi For For Management 1.11 Elect Director Linda B. Segre For For Management 1.12 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X508 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara J. Faulkenberry For For Management 1.2 Elect Director L. Richard Flury For For Management 1.3 Elect Director Joseph C. Gatto, Jr. For For Management 1.4 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CALYXT, INC. Ticker: CLXT Security ID: 13173L107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Yves J. Ribeill For Withhold Management 1b Elect Director Laurent Arthaud For Withhold Management 1c Elect Director Philippe Dumont For Withhold Management 1d Elect Director Jonathan B. Fassberg For Withhold Management 1e Elect Director Anna Ewa For Withhold Management Kozicz-Stankiewicz 1f Elect Director Kimberly K. Nelson For Withhold Management 1g Elect Director Christopher J. Neugent For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CAMBRIDGE BANCORP Ticker: CATC Security ID: 132152109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanette G. Clough For For Management 1.2 Elect Director Hambleton Lord For For Management 1.3 Elect Director R. Gregg Stone For For Management 1.4 Elect Director Simon R. Gerlin For For Management 1.5 Elect Director Kathryn M. Hinderhofer For For Management 1.6 Elect Director Thomas J. Fontaine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Ticker: CAC Security ID: 133034108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann W. Bresnahan For For Management 1b Elect Director Gregory A. Dufour For For Management 1c Elect Director S. Catherine Longley For For Management 1d Elect Director Carl J. Soderberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- CAMPING WORLD HOLDINGS, INC. Ticker: CWH Security ID: 13462K109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andris A. Baltins For Withhold Management 1.2 Elect Director Brent L. Moody For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For Withhold Management 1.2 Elect Director David Aung For For Management 1.3 Elect Director Frank R. Martire For Withhold Management 1.4 Elect Director Richard N. Massey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANTEL MEDICAL CORP. Ticker: CMD Security ID: 138098108 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- CAPITAL CITY BANK GROUP, INC. Ticker: CCBG Security ID: 139674105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Robert Antoine For For Management 2.2 Elect Director Marshall M. Criser, III For For Management 2.3 Elect Director Laura L. Johnson For For Management 2.4 Elect Director Thomas A. Barron For For Management 2.5 Elect Director Stanley W. Connally, Jr. For For Management 2.6 Elect Director J. Everitt Drew For For Management 2.7 Elect Director Eric Grant For For Management 2.8 Elect Director Allan G. Bense For For Management 2.9 Elect Director Cader B. Cox, III For For Management 2.10 Elect Director John G. Sample, Jr. For For Management 2.11 Elect Director William G. Smith, Jr. For For Management 3 Approve Director Stock Purchase Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Francois Locoh-Donou For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Eileen Serra For For Management 1i Elect Director Mayo A. Shattuck, III For For Management 1j Elect Director Bradford H. Warner For For Management 1k Elect Director Catherine G. West For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CAPITOL FEDERAL FINANCIAL, INC. Ticker: CFFN Security ID: 14057J101 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris J. Huey, II For For Management 1.2 Elect Director Carlton A. Ricketts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPSTAR FINANCIAL HOLDINGS, INC. Ticker: CSTR Security ID: 14070T102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis C. Bottorff For For Management 1.2 Elect Director L. Earl Bentz For For Management 1.3 Elect Director Sam B. DeVane For For Management 1.4 Elect Director Thomas R. Flynn For For Management 1.5 Elect Director Louis A. Green, III For For Management 1.6 Elect Director Valora S. Gurganious For For Management 1.7 Elect Director Myra NanDora Jenne For For Management 1.8 Elect Director Joelle J. Phillips For For Management 1.9 Elect Director Timothy K. Schools For For Management 1.10 Elect Director Stephen B. Smith For For Management 1.11 Elect Director James S. Turner, Jr. For For Management 1.12 Elect Director Toby S. Wilt For For Management 2 Ratify Elliott Davis, LLC as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: MAY 07, 2021 Meeting Type: Court Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C115 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juli C. Spottiswood For For Management 1b Elect Director Edward H. West For For Management 1c Elect Director Rahul Gupta For For Management 2 Ratify KPMG LLP (U.S.) as Auditors For For Management 3 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 4 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote to Ratify Directors' For For Management Compensation Report 7 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CARGURUS, INC. Ticker: CARG Security ID: 141788109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lori Hickok For Withhold Management 1.2 Elect Director Greg Schwartz For Withhold Management 1.3 Elect Director Jason Trevisan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James D. Frias For For Management 1b Elect Director Maia A. Hansen For For Management 1c Elect Director Corrine D. Ricard For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Jeffrey J. Gearhart as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 8 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 12 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Approve Directors' Remuneration Report For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARPARTS.COM, INC. Ticker: PRTS Security ID: 14427M107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lev Peker For For Management 1.2 Elect Director Warren B. Phelps, III For For Management 1.3 Elect Director Lisa Costa For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Melvin C. Payne For Withhold Management 1.2 Elect Director James R. Schenck For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For Against Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CARRIER GLOBAL CORP. Ticker: CARR Security ID: 14448C104 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John V. Faraci For For Management 1b Elect Director Jean-Pierre Garnier For For Management 1c Elect Director David Gitlin For For Management 1d Elect Director John J. Greisch For For Management 1e Elect Director Charles M. Holley, Jr. For For Management 1f Elect Director Michael M. McNamara For For Management 1g Elect Director Michael A. Todman For For Management 1h Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Harris For For Management 1b Elect Director Deborah M. Derby For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARS.COM INC. Ticker: CARS Security ID: 14575E105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerri DeVard For For Management 1.2 Elect Director Scott Forbes For For Management 1.3 Elect Director Jill Greenthal For For Management 1.4 Elect Director Thomas Hale For For Management 1.5 Elect Director Michael Kelly For For Management 1.6 Elect Director Donald A. McGovern, Jr. For For Management 1.7 Elect Director Greg Revelle For For Management 1.8 Elect Director Jenell R. Ross For For Management 1.9 Elect Director Bala Subramanian For For Management 1.10 Elect Director T. Alex Vetter For For Management 1.11 Elect Director Bryan Wiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Giuseppina Buonfantino For For Management 1c Elect Director Michael D. Casey For For Management 1d Elect Director A. Bruce Cleverly For For Management 1e Elect Director Jevin S. Eagle For For Management 1f Elect Director Mark P. Hipp For For Management 1g Elect Director William J. Montgoris For For Management 1h Elect Director David Pulver For For Management 1i Elect Director Gretchen W. Schar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CARVANA CO. Ticker: CVNA Security ID: 146869102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest Garcia, III For Withhold Management 1.2 Elect Director Ira Platt For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CASA SYSTEMS, INC. Ticker: CASA Security ID: 14713L102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Guo For Withhold Management 1.2 Elect Director Daniel S. Mead For Withhold Management 2 Ratify Ernst and Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. Ticker: CWST Security ID: 147448104 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Casella For For Management 1.2 Elect Director William P. Hulligan For For Management 1.3 Elect Director Rose Stuckey Kirk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CASI PHARMACEUTICALS, INC. Ticker: CASI Security ID: 14757U109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wei-Wu He For Withhold Management 1.2 Elect Director Rajesh C. Shrotriya For Withhold Management 2 Ratify KPMG Huazhen LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Grant of Options to Wei-Wu He For Against Management -------------------------------------------------------------------------------- CASS INFORMATION SYSTEMS, INC. Ticker: CASS Security ID: 14808P109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Ebel For For Management 1.2 Elect Director Randall L. Schilling For For Management 1.3 Elect Director Franklin D. Wicks, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CASTLE BIOSCIENCES, INC. Ticker: CSTL Security ID: 14843C105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mara G. Aspinall For Withhold Management 1.2 Elect Director Daniel M. Bradbury For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CATALYST BIOSCIENCES, INC. Ticker: CBIO Security ID: 14888D208 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Errol B. De Souza For For Management 1.2 Elect Director Sharon Tetlow For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For Against Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Gerald Johnson For For Management 1.5 Elect Director David W. MacLennan For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Policy Against Against Shareholder 5 Report on Diversity and Inclusion Against Against Shareholder Efforts 6 Amend Certificate of Incorporate to Against Against Shareholder become Public Benefit Corporation 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jane Jelenko For For Management 1b Elect Director Anthony M. Tang For For Management 1c Elect Director Shally Wang For For Management 1d Elect Director Peter Wu For For Management 1e Elect Director Chang M. Liu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBDMD, INC. Ticker: YCBD Security ID: 12482W101 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin A. Sumichrast For For Management 1.2 Elect Director R. Scott Coffman For For Management 1.3 Elect Director Bakari Sellers For For Management 1.4 Elect Director William F. Raines, III For For Management 1.5 Elect Director Peter Ghiloni For For Management 1.6 Elect Director Scott G. Stephen For For Management 1.7 Elect Director Sim Farar For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. DeGroote For For Management 1.2 Elect Director Gina D. France For For Management 1.3 Elect Director A. Haag Sherman For For Management 1.4 Elect Director Todd J. Slotkin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Ivan K. Fong For For Management 1f Elect Director Janet P. Froetscher For For Management 1g Elect Director Jill R. Goodman For For Management 1h Elect Director Alexander J. Matturri, For For Management Jr. 1i Elect Director Jennifer J. McPeek For For Management 1j Elect Director Roderick A. Palmore For For Management 1k Elect Director James E. Parisi For For Management 1l Elect Director Joseph P. Ratterman For For Management 1m Elect Director Jill E. Sommers For For Management 1n Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Shira D. Goodman For For Management 1e Elect Director Christopher T. Jenny For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CBTX, INC. Ticker: CBTX Security ID: 12481V104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheila G. Umphrey For Withhold Management 1.2 Elect Director John E. Williams, Jr. For Withhold Management 1.3 Elect Director William E. Wilson, Jr. For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Virginia C. Addicott For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Paul J. Finnegan For For Management 1e Elect Director Anthony R. Foxx For For Management 1f Elect Director Christine A. Leahy For For Management 1g Elect Director Sanjay Mehrotra For For Management 1h Elect Director David W. Nelms For For Management 1i Elect Director Joseph R. Swedish For For Management 1j Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Amend Certificate of Incorporation to For For Management Eliminate Obsolete Competition and Corporate Opportunity Provision 6 Approve Omnibus Stock Plan For For Management 7 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason DeZwirek For For Management 1.2 Elect Director Eric M. Goldberg For For Management 1.3 Elect Director David B. Liner For For Management 1.4 Elect Director Claudio A. Mannarino For For Management 1.5 Elect Director Munish Nanda For For Management 1.6 Elect Director Jonathan Pollack For For Management 1.7 Elect Director Valerie Gentile Sachs For For Management 1.8 Elect Director Todd Gleason For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Deborah J. Kissire For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CELLDEX THERAPEUTICS, INC. Ticker: CLDX Security ID: 15117B202 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen L. Shoos For For Management 1.2 Elect Director Anthony S. Marucci For For Management 1.3 Elect Director Keith L. Brownlie For For Management 1.4 Elect Director Herbert J. Conrad For For Management 1.5 Elect Director James J. Marino For For Management 1.6 Elect Director Harry H. Penner, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jessica L. Blume For For Management 1b Elect Director Frederick H. Eppinger For For Management 1c Elect Director David L. Steward For For Management 1d Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Shareholder -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Wendy Montoya Cloonan For For Management 1d Elect Director Earl M. Cummings For For Management 1e Elect Director David J. Lesar For For Management 1f Elect Director Martin H. Nesbitt For For Management 1g Elect Director Theodore F. Pound For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director Barry T. Smitherman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTRAL GARDEN & PET COMPANY Ticker: CENT Security ID: 153527106 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Brown For Withhold Management 1.2 Elect Director Courtnee Chun For For Management 1.3 Elect Director Timothy P. Cofer For Withhold Management 1.4 Elect Director Brendan P. Dougher For For Management 1.5 Elect Director Michael J. Edwards For For Management 1.6 Elect Director Michael J. Griffith For Withhold Management 1.7 Elect Director Christopher T. Metz For For Management 1.8 Elect Director Daniel P. Myers For Withhold Management 1.9 Elect Director Brooks M. Pennington, For Withhold Management III 1.10 Elect Director John R. Ranelli For Withhold Management 1.11 Elect Director Mary Beth Springer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTRAL VALLEY COMMUNITY BANCORP Ticker: CVCY Security ID: 155685100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel N. Cunningham For For Management 1.2 Elect Director Daniel J. Doyle For Withhold Management 1.3 Elect Director F.T. "Tommy" Elliott, IV For For Management 1.4 Elect Director Robert J. Flautt For Withhold Management 1.5 Elect Director James M. Ford For For Management 1.6 Elect Director Gary D. Gall For Withhold Management 1.7 Elect Director Andriana D. Majarian For For Management 1.8 Elect Director Steven D. McDonald For For Management 1.9 Elect Director Louis McMurray For For Management 1.10 Elect Director Karen Musson For For Management 1.11 Elect Director Dorothea D. Silva For For Management 1.12 Elect Director William S. Smittcamp For For Management 2 Change Range for Size of the Board For For Management 3 Ratify Crowe LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY CASINOS, INC. Ticker: CNTY Security ID: 156492100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erwin Haitzmann For For Management 1.2 Elect Director Gottfried Schellmann For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY COMMUNITIES, INC. Ticker: CCS Security ID: 156504300 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dale Francescon For For Management 1b Elect Director Robert J. Francescon For For Management 1c Elect Director Patricia L. Arvielo For For Management 1d Elect Director John P. Box For For Management 1e Elect Director Keith R. Guericke For For Management 1f Elect Director James M. Lippman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERENCE INC. Ticker: CRNC Security ID: 156727109 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sanjay Jha For Against Management 1.2 Elect Director Alfred Nietzel For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CERIDIAN HCM HOLDING INC. Ticker: CDAY Security ID: 15677J108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Ossip For For Management 1.2 Elect Director Andrea S. Rosen For For Management 1.3 Elect Director Gerald C. Throop For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CERNER CORPORATION Ticker: CERN Security ID: 156782104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell E. Daniels, Jr. For For Management 1b Elect Director Elder Granger For For Management 1c Elect Director John J. Greisch For For Management 1d Elect Director Melinda J. Mount For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CEVA, INC. Ticker: CEVA Security ID: 157210105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernadette Andrietti For For Management 1.2 Elect Director Eliyahu Ayalon For For Management 1.3 Elect Director Zvi Limon For For Management 1.4 Elect Director Jaclyn Liu For Withhold Management 1.5 Elect Director Maria Marced For For Management 1.6 Elect Director Peter McManamon For For Management 1.7 Elect Director Sven-Christer Nilsson For For Management 1.8 Elect Director Louis Silver For For Management 1.9 Elect Director Gideon Wertheizer For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director Deborah L. DeHaas For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Ratify KPMG LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHANNELADVISOR CORPORATION Ticker: ECOM Security ID: 159179100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Buckley For For Management 1.2 Elect Director Joseph L. Cowan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy C. Andrews For For Management 1.3 Elect Director Robert Bertolini For For Management 1.4 Elect Director Deborah T. Kochevar For For Management 1.5 Elect Director George Llado, Sr. For For Management 1.6 Elect Director Martin W. Mackay For For Management 1.7 Elect Director George E. Massaro For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director C. Richard Reese For For Management 1.10 Elect Director Richard F. Wallman For For Management 1.11 Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Ticker: GTLS Security ID: 16115Q308 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carey Chen For For Management 1.2 Elect Director Jillian C. Evanko For For Management 1.3 Elect Director Steven W. Krablin For Withhold Management 1.4 Elect Director Singleton B. McAllister For For Management 1.5 Elect Director Michael L. Molinini For For Management 1.6 Elect Director David M. Sagehorn For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For Against Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For Against Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CHASE CORPORATION Ticker: CCF Security ID: 16150R104 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam P. Chase For For Management 1.2 Elect Director Peter R. Chase For For Management 1.3 Elect Director Mary Claire Chase For For Management 1.4 Elect Director Thomas D. DeByle For For Management 1.5 Elect Director John H. Derby, III For For Management 1.6 Elect Director Chad A. McDaniel For For Management 1.7 Elect Director Dana Mohler-Faria For For Management 1.8 Elect Director Joan Wallace-Benjamin For For Management 1.9 Elect Director Thomas Wroe, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEGG, INC. Ticker: CHGG Security ID: 163092109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marne Levine For For Management 1.2 Elect Director Richard Sarnoff For For Management 1.3 Elect Director Paul LeBlanc For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Andrea Botta For For Management 1b Elect Director Jack A. Fusco For For Management 1c Elect Director Vicky A. Bailey For Against Management 1d Elect Director Nuno Brandolini For For Management 1e Elect Director David B. Kilpatrick For For Management 1f Elect Director Sean T. Klimczak For For Management 1g Elect Director Andrew Langham For Against Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Neal A. Shear For For Management 1j Elect Director Andrew J. Teno For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker: CPK Security ID: 165303108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Hill, Jr. For For Management 1b Elect Director Dennis S. Hudson, III For For Management 1c Elect Director Calvert A. Morgan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Marillyn A. Hewson For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Debra Reed-Klages For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director D. James Umpleby, III For For Management 1l Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Scope 3 Emissions Against Against Shareholder 5 Report on Impacts of Net Zero 2050 Against Against Shareholder Scenario 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHIMERIX, INC. Ticker: CMRX Security ID: 16934W106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha J. Demski For For Management 1.2 Elect Director Pratik S. Multani For For Management 1.3 Elect Director Vicki Vakiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. Ticker: CMG Security ID: 169656105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert S. Baldocchi For For Management 1.2 Elect Director Matthew A. Carey For For Management 1.3 Elect Director Gregg L. Engles For For Management 1.4 Elect Director Patricia Fili-Krushel For For Management 1.5 Elect Director Neil W. Flanzraich For For Management 1.6 Elect Director Mauricio Gutierrez For For Management 1.7 Elect Director Robin Hickenlooper For For Management 1.8 Elect Director Scott Maw For For Management 1.9 Elect Director Ali Namvar For For Management 1.10 Elect Director Brian Niccol For For Management 1.11 Elect Director Mary Winston For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian B. Bainum For For Management 1.2 Elect Director Stewart W. Bainum, Jr. For For Management 1.3 Elect Director William L. Jews For For Management 1.4 Elect Director Monte J.M. Koch For For Management 1.5 Elect Director Liza K. Landsman For For Management 1.6 Elect Director Patrick S. Pacious For For Management 1.7 Elect Director Ervin R. Shames For For Management 1.8 Elect Director Maureen D. Sullivan For For Management 1.9 Elect Director John P. Tague For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael P. Connors For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Robert J. Hugin For For Management 5.7 Elect Director Robert W. Scully For For Management 5.8 Elect Director Eugene B. Shanks, Jr. For For Management 5.9 Elect Director Theodore E. Shasta For For Management 5.10 Elect Director David H. Sidwell For For Management 5.11 Elect Director Olivier Steimer For For Management 5.12 Elect Director Luis Tellez For For Management 5.13 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Amend Omnibus Stock Plan For For Management 10 Approve CHF 86,557,222.50 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 48 Million for Fiscal 2022 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Craigie For For Management 1b Elect Director Matthew T. Farrell For For Management 1c Elect Director Bradley C. Irwin For For Management 1d Elect Director Penry W. Price For For Management 1e Elect Director Susan G. Saideman For For Management 1f Elect Director Ravichandra K. Saligram For For Management 1g Elect Director Robert K. Shearer For For Management 1h Elect Director Janet S. Vergis For For Management 1i Elect Director Arthur B. Winkleblack For For Management 1j Elect Director Laurie J. Yoler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement to Fill Board Vacancies 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets 5 Amend Articles of Incorporation to For For Management Remove Provisions Relating to Classified Board 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Ticker: CHDN Security ID: 171484108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Carstanjen For For Management 1.2 Elect Director Karole F. Lloyd For For Management 1.3 Elect Director Paul C. Varga For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIDARA THERAPEUTICS, INC. Ticker: CDTX Security ID: 171757107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carin Canale-Theakston For For Management 1b Elect Director Timothy R. Franson For Withhold Management 1c Elect Director Chrysa Mineo For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- CIENA CORPORATION Ticker: CIEN Security ID: 171779309 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hassan M. Ahmed For For Management 1b Elect Director Bruce L. Claflin For For Management 1c Elect Director T. Michael Nevens For For Management 1d Elect Director Patrick T. Gallagher For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Lisa A. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Declassify the Board of Directors For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Ticker: CINF Security ID: 172062101 Meeting Date: MAY 08, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Aaron For For Management 1.2 Elect Director William F. Bahl For For Management 1.3 Elect Director Nancy C. Benacci For For Management 1.4 Elect Director Linda W. Clement-Holmes For For Management 1.5 Elect Director Dirk J. Debbink For For Management 1.6 Elect Director Steven J. Johnston For For Management 1.7 Elect Director Kenneth C. Lichtendahl For For Management 1.8 Elect Director Jill P. Meyer For For Management 1.9 Elect Director David P. Osborn For For Management 1.10 Elect Director Gretchen W. Schar For For Management 1.11 Elect Director Charles O. Schiff For For Management 1.12 Elect Director Douglas S. Skidmore For For Management 1.13 Elect Director John F. Steele, Jr. For For Management 1.14 Elect Director Larry R. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy Antonellis For For Management 1.2 Elect Director Carlos Sepulveda For For Management 1.3 Elect Director Mark Zoradi For For Management 2 Ratify Deloitte and Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. Ticker: CIR Security ID: 17273K109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott A. Buckhout For For Management 1.2 Elect Director Samuel R. Chapin For For Management 1.3 Elect Director David F. Dietz For For Management 1.4 Elect Director Tina M. Donikowski For For Management 1.5 Elect Director Bruce Lisman For For Management 1.6 Elect Director John (Andy) O'Donnell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CITI TRENDS, INC. Ticker: CTRN Security ID: 17306X102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Brian P. Carney For For Management 1B Elect Director Jonathan Duskin For For Management 1C Elect Director Laurens M. Goff For For Management 1D Elect Director Margaret L. Jenkins For For Management 1E Elect Director David N. Makuen For For Management 1F Elect Director Peter R. Sachse For For Management 1G Elect Director Kenneth D. Seipel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- CITIZENS & NORTHERN CORPORATION Ticker: CZNC Security ID: 172922106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobbi J. Kilmer For For Management 1.2 Elect Director Terry L. Lehman For For Management 1.3 Elect Director Robert G. Loughery For For Management 1.4 Elect Director Frank G. Pellegrino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Ticker: CZWI Security ID: 174903104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristina M. Bourget For For Management 1.2 Elect Director Timothy L. Olson For For Management 2 Ratify Eide Bailly, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Lee Alexander For For Management 1.3 Elect Director Christine M. Cumming For For Management 1.4 Elect Director William P. Hankowsky For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Christopher J. Swift For For Management 1.12 Elect Director Wendy A. Watson For For Management 1.13 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CITIZENS, INC. Ticker: CIA Security ID: 174740100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher W. Claus For For Management 1.2 Elect Director Jerry D. Davis, Jr. For For Management 1.3 Elect Director E. Dean Gage For For Management 1.4 Elect Director Francis Anthony For Against Management Keating, II 1.5 Elect Director Terry S. Maness For For Management 1.6 Elect Director Gerald W. Shields For For Management 1.7 Elect Director Robert B. Sloan, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Murray J. Demo For For Management 1d Elect Director Ajei S. Gopal For For Management 1e Elect Director David J. Henshall For For Management 1f Elect Director Thomas E. Hogan For For Management 1g Elect Director Moira A. Kilcoyne For For Management 1h Elect Director Robert E. Knowling, Jr. For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- CITY HOLDING COMPANY Ticker: CHCO Security ID: 177835105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Thomas Jones For For Management 1.2 Elect Director James L. Rossi For For Management 1.3 Elect Director Diane W. Strong-Treister For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Ronald Blankenship For For Management 1b Elect Director Charles Szalkowski For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Ticker: CIVB Security ID: 178867107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Depler For For Management 1.2 Elect Director Julie A. Mattlin For For Management 1.3 Elect Director James O. Miller For For Management 1.4 Elect Director Dennis E. Murray, Jr. For For Management 1.5 Elect Director Allen R. Nickles For For Management 1.6 Elect Director Mary Patricia Oliver For For Management 1.7 Elect Director William F. Ritzmann For For Management 1.8 Elect Director Dennis G. Shaffer For For Management 1.9 Elect Director Harry Singer For For Management 1.10 Elect Director Daniel J. White For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- CLARUS CORPORATION Ticker: CLAR Security ID: 18270P109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren B. Kanders For Withhold Management 1.2 Elect Director Donald L. House For Withhold Management 1.3 Elect Director Nicholas Sokolow For Withhold Management 1.4 Elect Director Michael A. Henning For Withhold Management 1.5 Elect Director Susan Ottmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. Ticker: CLNE Security ID: 184499101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Philippe Charleux For For Management 1.3 Elect Director Andrew J. Littlefair For For Management 1.4 Elect Director Thomas Maurisse For For Management 1.5 Elect Director James C. Miller, III For For Management 1.6 Elect Director Stephen A. Scully For For Management 1.7 Elect Director Kenneth M. Socha For For Management 1.8 Elect Director Vincent C. Taormina For For Management 1.9 Elect Director Parker A. Weil For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Issuance of Common Stock Upon For For Management Exercise Amazon Warrant 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. McKim For For Management 1.2 Elect Director John T. Preston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend By-Laws to Add State and Federal For Against Management Forum Selection Provisions -------------------------------------------------------------------------------- CLEARFIELD, INC. Ticker: CLFD Security ID: 18482P103 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl Beranek For For Management 1.2 Elect Director Ronald G. Roth For Withhold Management 1.3 Elect Director Patrick Goepel For Withhold Management 1.4 Elect Director Roger Harding For Withhold Management 1.5 Elect Director Charles N. Hayssen For For Management 1.6 Elect Director Donald R. Hayward For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION Ticker: CLW Security ID: 18538R103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Corkrean For For Management 1b Elect Director Arsen S. Kitch For For Management 1c Elect Director Alexander Toeldte For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Bram For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Brian R. Ford For For Management 1.4 Elect Director Bruce MacLennan For Withhold Management 1.5 Elect Director Ferrell P. McClean For For Management 1.6 Elect Director Daniel B. More For For Management 1.7 Elect Director E. Stanley O'Neal For For Management 1.8 Elect Director Christopher S. Sotos For Withhold Management 1.9 Elect Director Scott Stanley For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C204 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Bram For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Brian R. Ford For For Management 1.4 Elect Director Bruce MacLennan For Withhold Management 1.5 Elect Director Ferrell P. McClean For For Management 1.6 Elect Director Daniel B. More For For Management 1.7 Elect Director E. Stanley O'Neal For For Management 1.8 Elect Director Christopher S. Sotos For Withhold Management 1.9 Elect Director Scott Stanley For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CLOUDERA, INC. Ticker: CLDR Security ID: 18914U100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Hu For For Management 1.2 Elect Director Kevin Klausmeyer For Withhold Management 1.3 Elect Director Michael A. Stankey For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMC MATERIALS, INC. Ticker: CCMP Security ID: 12571T100 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Klein For For Management 1.2 Elect Director David H. Li For For Management 1.3 Elect Director William P. Noglows For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Garrick J. Rochow For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For Against Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Environmental Related Expenditures -------------------------------------------------------------------------------- CNA FINANCIAL CORPORATION Ticker: CNA Security ID: 126117100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Bless For For Management 1.2 Elect Director Jose O. Montemayor For For Management 1.3 Elect Director Don M. Randel For For Management 1.4 Elect Director Andre Rice For For Management 1.5 Elect Director Dino E. Robusto For Withhold Management 1.6 Elect Director Kenneth I. Siegel For Withhold Management 1.7 Elect Director Andrew H. Tisch For Withhold Management 1.8 Elect Director Benjamin J. Tisch For Withhold Management 1.9 Elect Director James S. Tisch For Withhold Management 1.10 Elect Director Jane J. Wang For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CNB FINANCIAL CORPORATION Ticker: CCNE Security ID: 126128107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Bower, Jr. For For Management 1.2 Elect Director Robert W. Montler For For Management 1.3 Elect Director Joel E. Peterson For For Management 1.4 Elect Director Richard B. Seager For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CNX RESOURCES CORPORATION Ticker: CNX Security ID: 12653C108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Palmer Clarkson For For Management 1b Elect Director Nicholas J. DeIuliis For For Management 1c Elect Director Maureen E. Lally-Green For For Management 1d Elect Director Bernard Lanigan, Jr. For For Management 1e Elect Director Ian McGuire For For Management 1f Elect Director William N. Thorndike, For For Management Jr. 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COASTAL FINANCIAL CORPORATION Ticker: CCB Security ID: 19046P209 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sadhana Akella-Mishra For Withhold Management 1.2 Elect Director Sarah Elliott For For Management 1.3 Elect Director Eric M. Sprink For Withhold Management 1.4 Elect Director Pamela Unger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- COCA-COLA CONSOLIDATED, INC. Ticker: COKE Security ID: 191098102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Frank Harrison, III For Withhold Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Morgan H. Everett For For Management 1.4 Elect Director James R. Helvey, III For For Management 1.5 Elect Director William H. Jones For For Management 1.6 Elect Director Umesh M. Kasbekar For For Management 1.7 Elect Director David M. Katz For Withhold Management 1.8 Elect Director Jennifer K. Mann For For Management 1.9 Elect Director James H. Morgan For For Management 1.10 Elect Director John W. Murrey, III For For Management 1.11 Elect Director Sue Anne H. Wells For For Management 1.12 Elect Director Dennis A. Wicker For For Management 1.13 Elect Director Richard T. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CODEXIS, INC. Ticker: CDXS Security ID: 192005106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Aaker For For Management 1.2 Elect Director Esther Martinborough For For Management 1.3 Elect Director John J. Nicols For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CODORUS VALLEY BANCORP, INC. Ticker: CVLY Security ID: 192025104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Brunner For For Management 1.2 Elect Director Jeffrey R. Hines For For Management 1.3 Elect Director J. Rodney Messick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- COEUR MINING, INC. Ticker: CDE Security ID: 192108504 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Sebastian Edwards For For Management 1c Elect Director Randolph E. Gress For For Management 1d Elect Director Mitchell J. Krebs For For Management 1e Elect Director Eduardo Luna For For Management 1f Elect Director Jessica L. McDonald For For Management 1g Elect Director Robert E. Mellor For For Management 1h Elect Director John H. Robinson For For Management 1i Elect Director J. Kenneth Thompson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For For Management 1.2 Elect Director D. Blake Bath For For Management 1.3 Elect Director Steven D. Brooks For For Management 1.4 Elect Director Lewis H. Ferguson, III For For Management 1.5 Elect Director Carolyn Katz For For Management 1.6 Elect Director Sheryl Kennedy For For Management 1.7 Elect Director Marc Montagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sachin Lawande For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director Brian Humphries For For Management 1g Elect Director Leo S. Mackay, Jr. For For Management 1h Elect Director Michael Patsalos-Fox For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Cohen For For Management 1b Elect Director Robert H. Steers For For Management 1c Elect Director Joseph M. Harvey For For Management 1d Elect Director Reena Aggarwal For For Management 1e Elect Director Frank T. Connor For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Richard P. Simon For For Management 1h Elect Director Dasha Smith For For Management 1i Elect Director Edmond D. Villani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay T. Flatley For For Management 1b Elect Director Pamela Fletcher For For Management 1c Elect Director Andreas (Andy) W. Mattes For For Management 1d Elect Director Beverly Kay Matthews For For Management 1e Elect Director Michael R. McMullen For For Management 1f Elect Director Garry W. Rogerson For For Management 1g Elect Director Steve Skaggs For For Management 1h Elect Director Sandeep Vij For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COHU, INC. Ticker: COHU Security ID: 192576106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Caggia For For Management 1b Elect Director Luis A. Muller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For For Management 1d Elect Director Thomas S. Gayner For Against Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director Liam J. Kelly For For Management 1g Elect Director Philip A. Okala For For Management 1h Elect Director A. Clayton Perfall For For Management 1i Elect Director Didier Teirlinck For For Management 1j Elect Director Rajiv Vinnakota For For Management 1k Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director C. Martin Harris For For Management 1e Elect Director Martina Hund-Mejean For For Management 1f Elect Director Kimberly A. Nelson For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Laura Alvarez Schrag For For Management 1c Elect Director Ford Elsaesser For For Management 1d Elect Director Mark A. Finkelstein For For Management 1e Elect Director Eric S. Forrest For For Management 1f Elect Director Thomas M. Hulbert For For Management 1g Elect Director Michelle M. Lantow For For Management 1h Elect Director Randal L. Lund For For Management 1i Elect Director Tracy Mack-Askew For For Management 1j Elect Director S. Mae Fujita Numata For For Management 1k Elect Director Elizabeth W. Seaton For For Management 1l Elect Director Clint E. Stein For For Management 1m Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUMBIA FINANCIAL, INC. Ticker: CLBK Security ID: 197641103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noel R. Holland For Withhold Management 1.2 Elect Director Lucy Sorrentini For Withhold Management 1.3 Elect Director Robert Van Dyk For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director John W. Culver For For Management 1.5 Elect Director Walter T. Klenz For For Management 1.6 Elect Director Kevin Mansell For For Management 1.7 Elect Director Ronald E. Nelson For For Management 1.8 Elect Director Sabrina L. Simmons For For Management 1.9 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks Posed by the Failing Against Against Shareholder to Prevent Workplace Sexual Harassment -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director Constance E. Skidmore For For Management 1.9 Elect Director Vance W. Tang For For Management 1.10 Elect Director Cindy L. Wallis-Lage For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Ticker: CBSH Security ID: 200525103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry D. Bassham For For Management 1.2 Elect Director John W. Kemper For For Management 1.3 Elect Director Jonathan M. Kemper For For Management 1.4 Elect Director Kimberly G. Walker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCIAL VEHICLE GROUP, INC. Ticker: CVGI Security ID: 202608105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harold C. Bevis For For Management 1b Elect Director Roger L. Fix For For Management 1c Elect Director Robert C. Griffin For For Management 1d Elect Director Wayne M. Rancourt For For Management 1e Elect Director James R. Ray For For Management 1f Elect Director Janice E. Stipp For For Management 2 Amend Exclusive Forum Bylaw For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMSCOPE HOLDING COMPANY, INC. Ticker: COMM Security ID: 20337X109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 3a Elect Director Mary S. Chan For For Management 3b Elect Director Stephen (Steve) C. Gray For For Management 3c Elect Director L. William (Bill) Krause For For Management 3d Elect Director Derrick A. Roman For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management 6 Approve Termination of Executive For Against Management Performance Options and Grant of Selective Performance-Based Retention Equity Awards 7 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker: CBU Security ID: 203607106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian R. Ace For For Management 1b Elect Director Mark J. Bolus For For Management 1c Elect Director Jeffrey L. Davis For For Management 1d Elect Director Neil E. Fesette For For Management 1e Elect Director Kerrie D. MacPherson For For Management 1f Elect Director John Parente For For Management 1g Elect Director Raymond C. Pecor, III For For Management 1h Elect Director Susan E. Skerritt For For Management 1i Elect Director Sally A. Steele For For Management 1j Elect Director Eric E. Stickels For For Management 1k Elect Director Mark E. Tryniski For For Management 1l Elect Director John F. Whipple, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY BANKERS TRUST CORPORATION Ticker: ESXB Security ID: 203612106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh M. Fain, III For Against Management 1.2 Elect Director Ira C. Harris For For Management 1.3 Elect Director Rex L. Smith, III For For Management 1.4 Elect Director Robin Traywick Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. Ticker: CYH Security ID: 203668108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Clerico For For Management 1b Elect Director Michael Dinkins For For Management 1c Elect Director James S. Ely, III For For Management 1d Elect Director John A. Fry For For Management 1e Elect Director Tim L. Hingtgen For For Management 1f Elect Director Elizabeth T. Hirsch For For Management 1g Elect Director William Norris Jennings For For Management 1h Elect Director K. Ranga Krishnan For For Management 1i Elect Director Julia B. North For For Management 1j Elect Director Wayne T. Smith For For Management 1k Elect Director H. James Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY TRUST BANCORP, INC. Ticker: CTBI Security ID: 204149108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Baird For For Management 1.2 Elect Director David Collins For For Management 1.3 Elect Director Franklin H. Farris, Jr. For For Management 1.4 Elect Director Jean R. Hale For For Management 1.5 Elect Director Eugenia Crittenden For For Management "Crit" Luallen 1.6 Elect Director Ina Michelle Matthews For For Management 1.7 Elect Director James E. McGhee, II For For Management 1.8 Elect Director Franky Minnifield For For Management 1.9 Elect Director M. Lynn Parrish For For Management 1.10 Elect Director Anthony W. St. Charles For For Management 1.11 Elect Director Chad C. Street For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. Ticker: CMP Security ID: 20451N101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin S. Crutchfield For For Management 1b Elect Director Eric Ford For For Management 1c Elect Director Richard S. Grant For For Management 1d Elect Director Joseph E. Reece For For Management 1e Elect Director Allan R. Rothwell For For Management 1f Elect Director Lori A. Walker For For Management 1g Elect Director Paul S. Williams For Against Management 1h Elect Director Amy J. Yoder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. Ticker: CPSI Security ID: 205306103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Glenn P. Tobin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- COMSCORE, INC. Ticker: SCOR Security ID: 20564W105 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Creation of Convertible For For Management Preferred Stock and Authorize A Sufficient Number of Shares of Preferred and Common Stocks into which such Shares of Convertible Preferred Stock may be Converted 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COMSCORE, INC. Ticker: SCOR Security ID: 20564W105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin Gotlieb For For Management 1.2 Elect Director William Livek For For Management 1.3 Elect Director Brent Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. Ticker: CRK Security ID: 205768302 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Jay Allison For For Management 1.2 Elect Director Roland O. Burns For For Management 1.3 Elect Director Elizabeth B. Davis For For Management 1.4 Elect Director Morris E. Foster For For Management 1.5 Elect Director Jim L. Turner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- CONCERT PHARMACEUTICALS, INC. Ticker: CNCE Security ID: 206022105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Barton Hutt For Withhold Management 1.2 Elect Director Wilfred E. Jaeger For Withhold Management 1.3 Elect Director Roger D. Tung For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCRETE PUMPING HOLDINGS, INC. Ticker: BBCP Security ID: 206704108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Young For Withhold Management 1.2 Elect Director M. Brent Stevens For Withhold Management 1.3 Elect Director Thomas Armstrong For For Management 1.4 Elect Director Ryan Beres For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford Skelton For For Management 1.2 Elect Director Hunter Gary For For Management 1.3 Elect Director Kathy Higgins Victor For For Management 1.4 Elect Director Scott Letier For For Management 1.5 Elect Director Jesse A. Lynn For For Management 1.6 Elect Director Steven Miller For For Management 1.7 Elect Director Michael Montelongo For For Management 1.8 Elect Director Margarita For Against Management Palau-Hernandez 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director LaVerne Council For For Management 1.4 Elect Director Charles M. Farkas For For Management 1.5 Elect Director Martha Goldberg Aronson For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Jerome J. Lande For For Management 1.8 Elect Director Barbara J. For For Management Schwarzentraub 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Haworth For For Management 1.2 Elect Director Sue E. Gove For Against Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director Norman L. Miller For For Management 1.6 Elect Director William E. Saunders, Jr. For For Management 1.7 Elect Director William (David) Schofman For For Management 1.8 Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Stephen T. Boswell For For Management 1.4 Elect Director Katherin Nukk-Freeman For For Management 1.5 Elect Director Frank Huttle, III For For Management 1.6 Elect Director Michael Kempner For For Management 1.7 Elect Director Nicholas Minoia For For Management 1.8 Elect Director Joseph Parisi, Jr. For For Management 1.9 Elect Director Daniel Rifkin For For Management 1.10 Elect Director William A. Thompson For For Management 1.11 Elect Director Mark Sokolich For For Management 1.12 Elect Director Anson M. Moise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against Against Shareholder -------------------------------------------------------------------------------- CONSOL ENERGY INC. Ticker: CEIX Security ID: 20854L108 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONSOL ENERGY INC. Ticker: CEIX Security ID: 20854L108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sophie Bergeron For For Management 1b Elect Director James A. Brock For For Management 1c Elect Director John T. Mills For For Management 1d Elect Director William P. Powell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. Ticker: CNSL Security ID: 209034107 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David G. Fuller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Declassify the Board of Directors For For Management 6 Approve Issuance of Shares for a For For Management Private Placement 7 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Cawley For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director Karol V. Mason For For Management 1.5 Elect Director John McAvoy For For Management 1.6 Elect Director Dwight A. McBride For For Management 1.7 Elect Director William J. Mulrow For For Management 1.8 Elect Director Armando J. Olivera For Against Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Linda S. Sanford For For Management 1.11 Elect Director Deirdre Stanley For For Management 1.12 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSTRUCTION PARTNERS, INC. Ticker: ROAD Security ID: 21044C107 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael H. McKay For Withhold Management 1b Elect Director Stefan L. Shaffer For Withhold Management 1c Elect Director Noreen E. Skelly For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Berry For For Management 1.2 Elect Director Harold G. Hamm For Withhold Management 1.3 Elect Director Shelly Lambertz For Withhold Management 1.4 Elect Director Ellis L. 'Lon' McCain For For Management 1.5 Elect Director John T. McNabb, II For For Management 1.6 Elect Director Mark E. Monroe For For Management 1.7 Elect Director Timothy G. Taylor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY Ticker: CTB Security ID: 216831107 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY Ticker: CTB Security ID: 216831107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Chapman For For Management 1.2 Elect Director Susan F. Davis For For Management 1.3 Elect Director Kathryn P. Dickson For For Management 1.4 Elect Director John J. Holland For For Management 1.5 Elect Director Bradley E. Hughes For For Management 1.6 Elect Director Tyrone M. Jordan For For Management 1.7 Elect Director Tracey I. Joubert For For Management 1.8 Elect Director Gary S. Michel For For Management 1.9 Elect Director Brian C. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOPER-STANDARD HOLDINGS INC. Ticker: CPS Security ID: 21676P103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John G. Boss For For Management 1b Elect Director Jeffrey S. Edwards For For Management 1c Elect Director Richard J. Freeland For For Management 1d Elect Director Adriana E. For For Management Macouzet-Flores 1e Elect Director David J. Mastrocola For For Management 1f Elect Director Justin E. Mirro For For Management 1g Elect Director Robert J. Remenar For For Management 1h Elect Director Sonya F. Sepahban For For Management 1i Elect Director Thomas W. Sidlik For For Management 1j Elect Director Stephen A. Van Oss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORCEPT THERAPEUTICS INCORPORATED Ticker: CORT Security ID: 218352102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregg Alton For For Management 1.2 Elect Director G. Leonard Baker, Jr. For For Management 1.3 Elect Director Joseph K. Belanoff For For Management 1.4 Elect Director Gillian M. Cannon For For Management 1.5 Elect Director David L. Mahoney For For Management 1.6 Elect Director Kimberly Park For For Management 1.7 Elect Director Daniel N. Swisher, Jr. For For Management 1.8 Elect Director James N. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORE LABORATORIES N.V. Ticker: CLB Security ID: N22717107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kwaku Temeng For For Management 1b Elect Director Lawrence Bruno For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Cancellation of Repurchased For For Management Shares 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8a Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 8b Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Booth For For Management 1b Elect Director Rocky Dewbre For For Management 1c Elect Director Laura Flanagan For For Management 1d Elect Director Robert G. Gross For For Management 1e Elect Director Scott E. McPherson For For Management 1f Elect Director Diane Randolph For For Management 1g Elect Director Harvey L. Tepner For For Management 1h Elect Director Rosemary Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CORNERSTONE BUILDING BRANDS, INC. Ticker: CNR Security ID: 21925D109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Holland For For Management 1.2 Elect Director Wilbert W. James, Jr. For For Management 1.3 Elect Director Daniel Janki For For Management 1.4 Elect Director John Krenicki For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For Against Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Roger W. Ferguson, Jr. For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Daniel P. Huttenlocher For For Management 1i Elect Director Kurt M. Landgraf For For Management 1j Elect Director Kevin J. Martin For For Management 1k Elect Director Deborah D. Rieman For For Management 1l Elect Director Hansel E. Tookes, II For For Management 1m Elect Director Wendell P. Weeks For For Management 1n Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For For Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORTEXYME, INC. Ticker: CRTX Security ID: 22053A107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen S. Dominy For Withhold Management 1.2 Elect Director David A. Lamond For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For Against Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director John W. Hill For For Management 1f Elect Director Robert W. Musslewhite For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director Louise S. Sams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- COUNTY BANCORP, INC. Ticker: ICBK Security ID: 221907108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Censky For Withhold Management 1.2 Elect Director Wayne D. Mueller For Withhold Management 1.3 Elect Director Vicki L. Tandeski For Withhold Management 1.4 Elect Director Gary J. Ziegelbauer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Plante & Moran, PLLC as Auditor For For Management -------------------------------------------------------------------------------- COUPA SOFTWARE INCORPORATED Ticker: COUP Security ID: 22266L106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Siboni For Withhold Management 1.2 Elect Director Tayloe Stansbury For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Owen Michaelson For For Management 1.7 Elect Director Danielle Pletka For For Management 1.8 Elect Director Michael W. Ranger For For Management 1.9 Elect Director Robert S. Silberman For For Management 1.10 Elect Director Jean Smith For For Management 1.11 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COVENANT LOGISTICS GROUP, INC. Ticker: CVLG Security ID: 22284P105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Parker For For Management 1.2 Elect Director Robert E. Bosworth For For Management 1.3 Elect Director D. Michael Kramer For For Management 1.4 Elect Director Bradley A. Moline For For Management 1.5 Elect Director Rachel Parker-Hatchett For For Management 1.6 Elect Director Herbert J. Schmidt For For Management 1.7 Elect Director W. Miller Welborn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- COVETRUS, INC. Ticker: CVET Security ID: 22304C100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Manoff For For Management 1.2 Elect Director Edward M. McNamara For For Management 1.3 Elect Director Steven Paladino For For Management 1.4 Elect Director Sandra Peterson For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director John S. Stroup For For Management 1.10 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CRAWFORD & COMPANY Ticker: CRD.B Security ID: 224633107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dame Inga K. Beale For For Management 1.2 Elect Director Joseph O. Blanco For For Management 1.3 Elect Director Jesse C. Crawford For Withhold Management 1.4 Elect Director Jesse C. Crawford, Jr. For Withhold Management 1.5 Elect Director Lisa G. Hannusch For For Management 1.6 Elect Director Michelle E. Jarrard For For Management 1.7 Elect Director Charles H. Ogburn For For Management 1.8 Elect Director Rahul Patel For For Management 1.9 Elect Director Rohit Verma For For Management 1.10 Elect Director D. Richard Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CRINETICS PHARMACEUTICALS, INC. Ticker: CRNX Security ID: 22663K107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Camille Bedrosian For For Management 1.2 Elect Director Wendell Wierenga For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Ticker: CRSP Security ID: H17182108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Treatment of Net Loss For For Management 3 Approve Discharge of Board and Senior For For Management Management 4a Reelect Director Rodger Novak For For Management 4b Reelect Director Samarth Kulkarni For For Management 4c Reelect Director Ali Behbahani For Against Management 4d Reelect Director Bradley Bolzon For For Management 4e Reelect Director Simeon J. George For For Management 4f Reelect Director John T. Greene For For Management 4g Reelect Director Katherine A. High For For Management 4h Reelect Director Douglas A. Treco For For Management 4i Elect Director H Edward Fleming, Jr. For For Management 5a Reelect Ali Behbahani as Member of the For Against Management Compensation Committee 5b Reelect Simeon J. George as Member of For For Management the Compensation Committee 5c Reelect John T. Greene as Member of For For Management the Compensation Committee 6a Approve Remuneration of Directors in For For Management the Amount of USD 507,000 6b Approve Remuneration of Directors in For Against Management the Amount of USD 11,738,100 6c Approve Remuneration of Executive For Against Management Committee in the Amount of USD 3,514,207 6d Approve Remuneration of Executive For Against Management Committee in the Amount of USD 2,693,933 6e Approve Remuneration of Executive For Against Management Committee in the Amount of USD 55,827,593 7 Approve Increase in Conditional Share For Against Management Capital for Employee Equity Plans 8 Approve Increase in Size of Board For For Management 9 Approve CHF 1,179,509 Increase in For Against Management Authorized Capital 10 Designate Marius Meier as Independent For For Management Proxy 11 Ratify Ernst & Young LLP as Auditor For For Management and Ernst & Young AG as Statutory Auditor -------------------------------------------------------------------------------- CROCS, INC. Ticker: CROX Security ID: 227046109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Frasch For For Management 1.2 Elect Director Andrew Rees For For Management 1.3 Elect Director Charisse Ford Hughes For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROSS COUNTRY HEALTHCARE, INC. Ticker: CCRN Security ID: 227483104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin C. Clark For For Management 1b Elect Director W. Larry Cash For For Management 1c Elect Director Thomas C. Dircks For For Management 1d Elect Director Gale Fitzgerald For For Management 1e Elect Director Darrell S. Freeman, Sr. For For Management 1f Elect Director Janice E. Nevin For For Management 1g Elect Director Mark Perlberg For For Management 1h Elect Director Joseph A. Trunfio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROSSFIRST BANKSHARES, INC. Ticker: CFB Security ID: 22766M109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Caple For Withhold Management 1.2 Elect Director Ron Geist For Withhold Management 1.3 Elect Director George E. Hansen, III For Withhold Management 1.4 Elect Director George F. Jones, Jr. For Withhold Management 1.5 Elect Director Kevin Rauckman For Withhold Management 1.6 Elect Director Grey Stogner For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Conway For For Management 1.2 Elect Director Timothy J. Donahue For For Management 1.3 Elect Director Richard H. Fearon For For Management 1.4 Elect Director Andrea J. Funk For For Management 1.5 Elect Director Stephen J. Hagge For For Management 1.6 Elect Director Rose Lee For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director Josef M. Muller For For Management 1.9 Elect Director B. Craig Owens For For Management 1.10 Elect Director Caesar F. Sweitzer For For Management 1.11 Elect Director Jim L. Turner For For Management 1.12 Elect Director William S. Urkiel For For Management 1.13 Elect Director Dwayne A. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRYOLIFE, INC. Ticker: CRY Security ID: 228903100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Ackerman For For Management 1.2 Elect Director Daniel J. Bevevino For For Management 1.3 Elect Director Marna P. Borgstrom For For Management 1.4 Elect Director James W. Bullock For For Management 1.5 Elect Director Jeffrey H. Burbank For For Management 1.6 Elect Director J. Patrick Mackin For For Management 1.7 Elect Director Ronald D. McCall For For Management 1.8 Elect Director Harvey Morgan For For Management 1.9 Elect Director Jon W. Salveson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian A. Shepherd For For Management 1b Elect Director Frank V. Sica For For Management 1c Elect Director Silvio Tavares For For Management 1d Elect Director Tse Li 'Lily' Yang For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Thomas P. Bostick For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director David M. Moffett For For Management 1g Elect Director Linda H. Riefler For For Management 1h Elect Director Suzanne M. Vautrinot For For Management 1i Elect Director James L. Wainscott For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CTS CORPORATION Ticker: CTS Security ID: 126501105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna M. Costello For For Management 1.2 Elect Director Gordon Hunter For For Management 1.3 Elect Director William S. Johnson For For Management 1.4 Elect Director Ye Jane Li For For Management 1.5 Elect Director Kieran O'Sullivan For For Management 1.6 Elect Director Robert A. Profusek For For Management 1.7 Elect Director Alfonso G. Zulueta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- CUBIC CORPORATION Ticker: CUB Security ID: 229669106 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Prithviraj Banerjee For Withhold Management 1.2 Elect Director Bruce G. Blakley For Withhold Management 1.3 Elect Director Maureen Breakiron-Evans For Withhold Management 1.4 Elect Director Denise L. Devine For Withhold Management 1.5 Elect Director Bradley H. Feldmann For Withhold Management 1.6 Elect Director Carolyn A. Flowers For Withhold Management 1.7 Elect Director Janice M. Hamby For Withhold Management 1.8 Elect Director David F. Melcher For Withhold Management 1.9 Elect Director Steven J. Norris For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CUBIC CORPORATION Ticker: CUB Security ID: 229669106 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For Against Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For Against Management 1.12 Elect Director Ida Clement Steen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Carla A. Harris For For Management 7 Elect Director Robert K. Herdman For For Management 8 Elect Director Alexis M. Herman For For Management 9 Elect Director Thomas J. Lynch For For Management 10 Elect Director William I. Miller For For Management 11 Elect Director Georgia R. Nelson For For Management 12 Elect Director Kimberly A. Nelson For For Management 13 Elect Director Karen H. Quintos For For Management 14 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 16 Abolish Professional Services Allowance Against For Shareholder -------------------------------------------------------------------------------- CUMULUS MEDIA INC. Ticker: CMLS Security ID: 231082801 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary G. Berner For Withhold Management 1.2 Elect Director David M. Baum For Withhold Management 1.3 Elect Director Matthew C. Blank For Withhold Management 1.4 Elect Director Thomas H. Castro For Withhold Management 1.5 Elect Director Joan Hogan Gillman For Withhold Management 1.6 Elect Director Andrew W. Hobson For Withhold Management 1.7 Elect Director Brian G. Kushner For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CURO GROUP HOLDINGS CORP. Ticker: CURO Security ID: 23131L107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don Gayhardt For For Management 1.2 Elect Director David M. Kirchheimer For For Management 1.3 Elect Director Mike McKnight For For Management 1.4 Elect Director Elizabeth Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Lynn M. Bamford For For Management 1.3 Elect Director Dean M. Flatt For For Management 1.4 Elect Director S. Marce Fuller For For Management 1.5 Elect Director Bruce D. Hoechner For For Management 1.6 Elect Director Glenda J. Minor For For Management 1.7 Elect Director Anthony J. Moraco For For Management 1.8 Elect Director John B. Nathman For For Management 1.9 Elect Director Robert J. Rivet For For Management 1.10 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUSHMAN & WAKEFIELD PLC Ticker: CWK Security ID: G2717B108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Dattels For Against Management 1.2 Elect Director Lincoln Pan For Against Management 1.3 Elect Director Rajeev Ruparelia For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Ratify KPMG LLP as UK Statutory Auditor For For Management 4 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Approve Director Compensation Report For Against Management 7 Approve Director Compensation Policy For For Management 8 Amend Omnibus Stock Plan For For Management 9 Amend Articles of Association to For For Management Permit Virtual Meetings -------------------------------------------------------------------------------- CUSTOMERS BANCORP, INC. Ticker: CUBI Security ID: 23204G100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay S. Sidhu For For Management 1.2 Elect Director Robert J. Buford For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVB FINANCIAL CORP. Ticker: CVBF Security ID: 126600105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George A. Borba, Jr. For For Management 1.2 Elect Director David A. Brager For For Management 1.3 Elect Director Stephen A. Del Guercio For For Management 1.4 Elect Director Rodrigo Guerra, Jr. For For Management 1.5 Elect Director Anna Kan For For Management 1.6 Elect Director Marshall V. Laitsch For For Management 1.7 Elect Director Kristina M. Leslie For For Management 1.8 Elect Director Raymond V. O'Brien, III For For Management 1.9 Elect Director Jane Olvera For For Management 1.10 Elect Director Hal W. Oswalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia A. Agnello For Withhold Management 1.2 Elect Director Kapiljeet Dargan For Withhold Management 1.3 Elect Director Jaffrey (Jay) A. For For Management Firestone 1.4 Elect Director Jonathan Frates For Withhold Management 1.5 Elect Director Hunter C. Gary For Withhold Management 1.6 Elect Director David L. Lamp For Withhold Management 1.7 Elect Director Stephen Mongillo For For Management 1.8 Elect Director James M. Strock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CYCLERION THERAPEUTICS, INC. Ticker: CYCN Security ID: 23255M105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Churchwell For For Management 1.2 Elect Director George Conrades For For Management 1.3 Elect Director Marsha Fanucci For For Management 1.4 Elect Director Peter M. Hecht For For Management 1.5 Elect Director Ole Isacson For For Management 1.6 Elect Director Stephanie Lovell For For Management 1.7 Elect Director Terrance McGuire For For Management 1.8 Elect Director Michael Mendelsohn For For Management 1.9 Elect Director Errol De Souza For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CYMABAY THERAPEUTICS, INC. Ticker: CBAY Security ID: 23257D103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet Dorling For For Management 1.2 Elect Director Caroline Loewy For For Management 1.3 Elect Director Sujal Shah For For Management 1.4 Elect Director Kurt von Emster For For Management 1.5 Elect Director Thomas G. Wiggans For For Management 1.6 Elect Director Robert J. Wills For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rainer M. Blair For For Management 1b Elect Director Linda Hefner Filler For For Management 1c Elect Director Teri List For For Management 1d Elect Director Walter G. Lohr, Jr. For For Management 1e Elect Director Jessica L. Mega For For Management 1f Elect Director Mitchell P. Rales For For Management 1g Elect Director Steven M. Rales For For Management 1h Elect Director Pardis C. Sabeti For For Management 1i Elect Director John T. Schwieters For For Management 1j Elect Director Alan G. Spoon For For Management 1k Elect Director Raymond C. Stevens For For Management 1l Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DARLING INGREDIENTS INC. Ticker: DAR Security ID: 237266101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall C. Stuewe For For Management 1b Elect Director Charles Adair For For Management 1c Elect Director Beth Albright For For Management 1d Elect Director Linda Goodspeed For For Management 1e Elect Director Dirk Kloosterboer For For Management 1f Elect Director Mary R. Korby For For Management 1g Elect Director Gary W. Mize For For Management 1h Elect Director Michael E. Rescoe For For Management 1i Elect Director Nicole M. Ringenberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DASEKE, INC. Ticker: DSKE Security ID: 23753F107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Bonner For Withhold Management 1.2 Elect Director Don R. Daseke For For Management 1.3 Elect Director Catharine Ellingsen For For Management 1.4 Elect Director Grant Garbers For For Management 1.5 Elect Director Charles "Chuck" F. For Withhold Management Serianni 1.6 Elect Director Jonathan Shepko For For Management 1.7 Elect Director Ena Williams For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Chambers For For Management 1.2 Elect Director Hamish A. Dodds For Against Management 1.3 Elect Director Michael J. Griffith For Against Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For Against Management 1.6 Elect Director Patricia H. Mueller For Against Management 1.7 Elect Director Atish Shah For For Management 1.8 Elect Director Kevin M. Sheehan For Against Management 1.9 Elect Director Jennifer Storms For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Paul J. Diaz For For Management 1e Elect Director Shawn M. Guertin None None Management *Withdrawn Resolution* 1f Elect Director John M. Nehra For For Management 1g Elect Director Paula A. Price For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DEL TACO RESTAURANTS, INC. Ticker: TACO Security ID: 245496104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Stein For For Management 1.2 Elect Director Valerie L. Insignares For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 06, 2021 Meeting Type: Proxy Contest Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1.1 Elect Director Ezra Uzi Yemin For Withhold Management 1.2 Elect Director William J. Finnerty For Withhold Management 1.3 Elect Director Richard J. Marcogliese For Withhold Management 1.4 Elect Director Gary M. Sullivan, Jr. For Withhold Management 1.5 Elect Director Vicky Sutil For Withhold Management 1.6 Elect Director Laurie Z. Tolson For For Management 1.7 Elect Director David Wiessman For Withhold Management 1.8 Elect Director Shlomo Zohar For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1A Elect Directors Randall D. Balhorn For Did Not Vote Shareholder 1B Elect Director George J. Damiris For Did Not Vote Shareholder 1C Elect Director Robert Edward Kent, Jr. For Did Not Vote Shareholder 1D Management Nominee Ezra Uzi Yemin For Did Not Vote Shareholder 1E Management Nominee Richard J. For Did Not Vote Shareholder Marcogliese 1F Management Nominee Gary M. Sullivan, For Did Not Vote Shareholder Jr. 1G Management Nominee Vicky Sutil For Did Not Vote Shareholder 1H Management Nominee Laurie Z. Tolson For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 4 Amend Omnibus Stock Plan Abstain Did Not Vote Management 5 Approve Qualified Employee Stock For Did Not Vote Management Purchase Plan -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For For Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A.L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Cobb For For Management 1.2 Elect Director Paul R. Garcia For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Barry C. McCarthy For For Management 1.5 Elect Director Don J. McGrath For For Management 1.6 Elect Director Thomas J. Reddin For For Management 1.7 Elect Director Martyn R. Redgrave For For Management 1.8 Elect Director John L. Stauch For For Management 1.9 Elect Director Victoria A. Treyger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DENALI THERAPEUTICS INC. Ticker: DNLI Security ID: 24823R105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Cole For Withhold Management 1.2 Elect Director Jay Flatley For Withhold Management 1.3 Elect Director Marc Tessier-Lavigne For Withhold Management 1.4 Elect Director Nancy A. Thornberry For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DENBURY INC. Ticker: DEN Security ID: 24790A101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin O. Meyers For Against Management 1b Elect Director Anthony M. Abate For For Management 1c Elect Director Caroline G. Angoorly For For Management 1d Elect Director James N. Chapman For For Management 1e Elect Director Christian S. Kendall For For Management 1f Elect Director Lynn A. Peterson For For Management 1g Elect Director Brett R. Wiggs For For Management 1h Elect Director Cindy A. Yeilding For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DENNY'S CORPORATION Ticker: DENN Security ID: 24869P104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette S. Aulestia For For Management 1b Elect Director Olu Beck For For Management 1c Elect Director Gregg R. Dedrick For For Management 1d Elect Director Jose M. Gutierrez For For Management 1e Elect Director Brenda J. Lauderback For For Management 1f Elect Director John C. Miller For For Management 1g Elect Director Donald C. Robinson For For Management 1h Elect Director Laysha Ward For For Management 1i Elect Director F. Mark Wolfinger For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Ticker: XRAY Security ID: 24906P109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric K. Brandt For For Management 1b Elect Director Donald M. Casey, Jr. For For Management 1c Elect Director Willie A. Deese For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Clyde R. Hosein For For Management 1f Elect Director Arthur D. Kowaloff For For Management 1g Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1h Elect Director Gregory T. Lucier For For Management 1i Elect Director Leslie F. Varon For For Management 1j Elect Director Janet S. Vergis For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DESIGNER BRANDS INC. Ticker: DBI Security ID: 250565108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter S. Cobb For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 1.3 Elect Director Roger L. Rawlins For For Management 1.4 Elect Director Joanne Zaiac For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Kelt Kindick For For Management 1.6 Elect Director John Krenicki, Jr. For For Management 1.7 Elect Director Karl F. Kurz For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Richard E. Muncrief For For Management 1.10 Elect Director Duane C. Radtke For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin R. Sayer For For Management 1.2 Elect Director Nicholas Augustinos For For Management 1.3 Elect Director Bridgette P. Heller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- DHI GROUP, INC. Ticker: DHX Security ID: 23331S100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Friedlich For For Management 1.2 Elect Director Elizabeth Salomon For For Management 1.3 Elect Director Kathleen Swann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Andreas Lind For For Management 1.2 Elect Director Sophie Rossini For For Management 2 Ratify Ernst & Young AS as Auditors For For Management -------------------------------------------------------------------------------- DIAMOND HILL INVESTMENT GROUP, INC. Ticker: DHIL Security ID: 25264R207 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heather E. Brilliant For For Management 1b Elect Director Richard S. Cooley For For Management 1c Elect Director James F. Laird For For Management 1d Elect Director Randolph J. Fortener For For Management 1e Elect Director Paula R. Meyer For For Management 1f Elect Director Nicole R. St. Pierre For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Colombo For For Management 1b Elect Director Sandeep Mathrani For For Management 1c Elect Director Desiree Ralls-Morrison For For Management 1d Elect Director Larry D. Stone For For Management 2 Declassify the Board of Directors For For Management 3 Approve Increase in Size of Board For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DIGI INTERNATIONAL INC. Ticker: DGII Security ID: 253798102 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher D. Heim For For Management 1b Elect Director Sally J. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DILLARD'S, INC. Ticker: DDS Security ID: 254067101 Meeting Date: MAY 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rob C. Holmes For For Management 1b Elect Director Frank R. Mori For For Management 1c Elect Director Reynie Rutledge For For Management 1d Elect Director J.C. Watts, Jr. For For Management 1e Elect Director Nick White For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DIODES INCORPORATED Ticker: DIOD Security ID: 254543101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angie Chen Button For For Management 1.2 Elect Director C.H. Chen For For Management 1.3 Elect Director Warren Chen For For Management 1.4 Elect Director Michael R. Giordano For For Management 1.5 Elect Director Keh-Shew Lu For For Management 1.6 Elect Director Peter M. Menard For For Management 1.7 Elect Director Christina Wen-Chi Sung For For Management 1.8 Elect Director Michael K.C. Tsai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director David L. Rawlinson, II For For Management 1.11 Elect Director Mark A. Thierer For For Management 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DISCOVERY, INC. Ticker: DISCA Security ID: 25470F104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Beck For Withhold Management 1.2 Elect Director Robert L. Johnson For For Management 1.3 Elect Director J. David Wargo For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DISH NETWORK CORPORATION Ticker: DISH Security ID: 25470M109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Q. Abernathy For Withhold Management 1.2 Elect Director George R. Brokaw For Withhold Management 1.3 Elect Director James DeFranco For For Management 1.4 Elect Director Cantey M. Ergen For For Management 1.5 Elect Director Charles W. Ergen For For Management 1.6 Elect Director Afshin Mohebbi For For Management 1.7 Elect Director Tom A. Ortolf For Withhold Management 1.8 Elect Director Joseph T. Proietti For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Stock For Against Management Option Plan -------------------------------------------------------------------------------- DMC GLOBAL INC. Ticker: BOOM Security ID: 23291C103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Aldous For For Management 1.2 Elect Director Andrea E. Bertone For For Management 1.3 Elect Director Robert A. Cohen For For Management 1.4 Elect Director Ruth I. Dreessen For For Management 1.5 Elect Director Richard P. Graff For For Management 1.6 Elect Director Michael A. Kelly For For Management 1.7 Elect Director Kevin T. Longe For For Management 1.8 Elect Director Clifton Peter Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOCUSIGN, INC. Ticker: DOCU Security ID: 256163106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Enrique Salem For Withhold Management 1.2 Elect Director Peter Solvik For Withhold Management 1.3 Elect Director Inhi Cho Suh For Withhold Management 1.4 Elect Director Mary Agnes "Maggie" For Withhold Management Wilderotter 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director Simon Segars For For Management 1.6 Elect Director Roger Siboni For For Management 1.7 Elect Director Anjali Sud For For Management 1.8 Elect Director Avadis Tevanian, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Patricia D. Fili-Krushel For For Management 1d Elect Director Timothy I. McGuire For For Management 1e Elect Director William C. Rhodes, III For For Management 1f Elect Director Debra A. Sandler For For Management 1g Elect Director Ralph E. Santana For For Management 1h Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management of the total of 25% of Outstanding Common Stock 6 Provide Right to Call A Special Against Against Shareholder Meeting of the total of 10% of Outstanding Common Stock -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Winnie Y. Park For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Stephanie P. Stahl For For Management 1i Elect Director Carrie A. Wheeler For For Management 1j Elect Director Thomas E. Whiddon For For Management 1k Elect Director Michael A. Witynski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James A. Bennett For For Management 1B Elect Director Robert M. Blue For For Management 1C Elect Director Helen E. Dragas For For Management 1D Elect Director James O. Ellis, Jr. For For Management 1E Elect Director D. Maybank Hagood For For Management 1F Elect Director Ronald W. Jibson For For Management 1G Elect Director Mark J. Kington For For Management 1H Elect Director Joseph M. Rigby For For Management 1I Elect Director Pamela J. Royal For For Management 1J Elect Director Robert H. Spilman, Jr. For For Management 1K Elect Director Susan N. Story For For Management 1L Elect Director Michael E. Szymanczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Denis Turcotte For For Management 1.7 Elect Director John D. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DONEGAL GROUP INC. Ticker: DGICA Security ID: 257701201 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Bixenman For For Management 1.2 Elect Director Kevin M. Kraft, Sr. For Withhold Management 1.3 Elect Director Jon M. Mahan For For Management 1.4 Elect Director Richard D. Wampler, II For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DONNELLEY FINANCIAL SOLUTIONS, INC. Ticker: DFIN Security ID: 25787G100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luis A. Aguilar For Against Management 1.2 Elect Director Richard L. Crandall For For Management 1.3 Elect Director Charles D. Drucker For For Management 1.4 Elect Director Juliet S. Ellis For For Management 1.5 Elect Director Gary G. Greenfield For For Management 1.6 Elect Director Jeffrey Jacobowitz For For Management 1.7 Elect Director Daniel N. Leib For For Management 1.8 Elect Director Lois M. Martin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. Ticker: DORM Security ID: 258278100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven L. Berman For For Management 1B Elect Director Kevin M. Olsen For For Management 1C Elect Director Lisa M. Bachmann For For Management 1D Elect Director John J. Gavin For For Management 1E Elect Director Paul R. Lederer For For Management 1F Elect Director Richard T. Riley For For Management 1G Elect Director Kelly A. Romano For For Management 1H Elect Director G. Michael Stakias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DOUGLAS DYNAMICS, INC. Ticker: PLOW Security ID: 25960R105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth W. Krueger For For Management 1.2 Elect Director Lisa R. Bacus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah L. DeHaas For For Management 1b Elect Director H. John Gilbertson, Jr. For Against Management 1c Elect Director Kristiane C. Graham For For Management 1d Elect Director Michael F. Johnston For For Management 1e Elect Director Eric A. Spiegel For For Management 1f Elect Director Richard J. Tobin For For Management 1g Elect Director Stephen M. Todd For For Management 1h Elect Director Stephen K. Wagner For For Management 1i Elect Director Keith E. Wandell For For Management 1j Elect Director Mary A. Winston For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Gaurdie Banister, Jr. For For Management 1c Elect Director Wesley G. Bush For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Debra L. Dial For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Jim Fitterling For For Management 1h Elect Director Jacqueline C. Hinman For For Management 1i Elect Director Luis A. Moreno For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Newman For For Management 1.2 Elect Director Amy B. Schwetz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DROPBOX, INC. Ticker: DBX Security ID: 26210C104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew W. Houston For Withhold Management 1.2 Elect Director Donald W. Blair For Withhold Management 1.3 Elect Director Lisa Campbell For Withhold Management 1.4 Elect Director Paul E. Jacobs For Withhold Management 1.5 Elect Director Robert J. Mylod, Jr. For Withhold Management 1.6 Elect Director Karen Peacock For Withhold Management 1.7 Elect Director Michael Seibel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shira Fayans Birenbaum For For Management 1.2 Elect Director Ofer Elyakim For For Management 1.3 Elect Director Thomas A. Lacey For For Management 1.4 Elect Director Cynthia L. Paul For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Environmental Related Expenditures -------------------------------------------------------------------------------- DUCOMMUN INCORPORATED Ticker: DCO Security ID: 264147109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Shirley G. Drazba For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Caroline Dorsa For For Management 1.6 Elect Director W. Roy Dunbar For For Management 1.7 Elect Director Nicholas C. Fanandakis For For Management 1.8 Elect Director Lynn J. Good For For Management 1.9 Elect Director John T. Herron For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Michael J. Pacilio For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Require Independent Board Chair Against Against Shareholder 6 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- DULUTH HOLDINGS INC. Ticker: DLTH Security ID: 26443V101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen L. Schlecht For Withhold Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director David C. Finch For For Management 1.4 Elect Director Thomas G. Folliard For For Management 1.5 Elect Director Brenda I. Morris For For Management 1.6 Elect Director Brett L. Paschke For For Management 1.7 Elect Director Scott K. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors None None Management - Withdrawn -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For Withhold Management 1.2 Elect Director Kent Yee For For Management 1.3 Elect Director Joseph R. Mannes For Withhold Management 1.4 Elect Director Timothy P. Halter For Withhold Management 1.5 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- DYCOM INDUSTRIES INC. Ticker: DY Security ID: 267475101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven E. Nielsen For For Management 1b Elect Director Jennifer M. Fritzsche For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DZS INC. Ticker: DZSI Security ID: 268211109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matt W. Bross For For Management 1.2 Elect Director David Schopp For For Management 1.3 Elect Director Choon Yul Yoo For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- EAGLE BANCORP MONTANA, INC. Ticker: EBMT Security ID: 26942G100 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shavon R. Cape For For Management 1.2 Elect Director Thomas J. McCarvel For For Management 1.3 Elect Director Kenneth M. Walsh For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Steven Freidkin For For Management 1.3 Elect Director Ernest D. Jarvis For For Management 1.4 Elect Director Theresa G. LaPlaca For For Management 1.5 Elect Director A. Leslie Ludwig For For Management 1.6 Elect Director Norman R. Pozez For For Management 1.7 Elect Director Kathy A. Raffa For For Management 1.8 Elect Director Susan G. Riel For For Management 1.9 Elect Director James A. Soltesz For For Management 1.10 Elect Director Benjamin M. Soto For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Vanessa L. Allen For For Management Sutherland 1.3 Elect Director Brett D. Begemann For For Management 1.4 Elect Director Mark J. Costa For For Management 1.5 Elect Director Edward L. Doheny, II For For Management 1.6 Elect Director Julie F. Holder For For Management 1.7 Elect Director Renee J. Hornbaker For For Management 1.8 Elect Director Kim Ann Mink For For Management 1.9 Elect Director James J. O'Brien For For Management 1.10 Elect Director David W. Raisbeck For For Management 1.11 Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Olivier Leonetti For For Management 1d Elect Director Deborah L. McCoy For For Management 1e Elect Director Silvio Napoli For For Management 1f Elect Director Gregory R. Page For For Management 1g Elect Director Sandra Pianalto For For Management 1h Elect Director Lori J. Ryerkerk For For Management 1i Elect Director Gerald B. Smith For For Management 1j Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For For Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For Withhold Management 1.2 Elect Director Michael T. Dugan For Withhold Management 1.3 Elect Director Charles W. Ergen For Withhold Management 1.4 Elect Director Lisa W. Hershman For For Management 1.5 Elect Director Pradman P. Kaul For Withhold Management 1.6 Elect Director C. Michael Schroeder For For Management 1.7 Elect Director Jeffrey R. Tarr For For Management 1.8 Elect Director William D. Wade For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Christophe Beck For For Management 1e Elect Director Jeffrey M. Ettinger For For Management 1f Elect Director Arthur J. Higgins For For Management 1g Elect Director Michael Larson For For Management 1h Elect Director David W. MacLennan For For Management 1i Elect Director Tracy B. McKibben For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Victoria J. Reich For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 1m Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- EDGEWELL PERSONAL CARE COMPANY Ticker: EPC Security ID: 28035Q102 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Black For For Management 1b Elect Director George R. Corbin For For Management 1c Elect Director Daniel J. Heinrich For For Management 1d Elect Director Carla C. Hendra For For Management 1e Elect Director John C. Hunter, III For For Management 1f Elect Director James C. Johnson For For Management 1g Elect Director Rod R. Little For For Management 1h Elect Director Joseph D. O'Leary For For Management 1i Elect Director Rakesh Sachdev For For Management 1j Elect Director Swan Sit For For Management 1k Elect Director Gary K. Waring For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- EDITAS MEDICINE, INC. Ticker: EDIT Security ID: 28106W103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meeta Chatterjee For For Management 1.2 Elect Director Andrew Hirsch For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kieran T. Gallahue For For Management 1.2 Elect Director Leslie S. Heisz For For Management 1.3 Elect Director Paul A. LaViolette For For Management 1.4 Elect Director Steven R. Loranger For For Management 1.5 Elect Director Martha H. Marsh For For Management 1.6 Elect Director Michael A. Mussallem For For Management 1.7 Elect Director Ramona Sequeira For For Management 1.8 Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Murray For For Management 1.2 Elect Director Cesar M. Soriano For For Management 1.3 Elect Director Dale B. Wolf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EL POLLO LOCO HOLDINGS, INC. Ticker: LOCO Security ID: 268603107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernard Acoca For Withhold Management 1.2 Elect Director Carol "Lili" Lynton For Withhold Management 1.3 Elect Director Michael G. Maselli For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ELANCO ANIMAL HEALTH INCORPORATED Ticker: ELAN Security ID: 28414H103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Doyle For For Management 1b Elect Director Art A. Garcia For Against Management 1c Elect Director Denise Scots-Knight For Against Management 1d Elect Director Jeffrey N. Simmons For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ELEMENT SOLUTIONS INC Ticker: ESI Security ID: 28618M106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Franklin For For Management 1b Elect Director Benjamin Gliklich For For Management 1c Elect Director Ian G.H. Ashken For For Management 1d Elect Director Elyse Napoli Filon For For Management 1e Elect Director Christopher T. Fraser For Against Management 1f Elect Director Michael F. Goss For For Management 1g Elect Director Nichelle Maynard-Elliott For For Management 1h Elect Director E. Stanley O' Neal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ELEVATE CREDIT, INC. Ticker: ELVT Security ID: 28621V101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Stephen B. Galasso For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For For Management 1d Elect Director Gabrielle Sulzberger For For Management 1e Elect Director Jackson P. Tai For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Adopt Policy on Bonus Banking Against For Shareholder 9 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Ronald L. Johnson For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EMCORE CORPORATION Ticker: EMKR Security ID: 290846203 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen L. Domenik For For Management 1.2 Elect Director Bruce E. Grooms For For Management 1.3 Elect Director Noel Heiks For For Management 1.4 Elect Director Rex S. Jackson For For Management 1.5 Elect Director Jeffrey Rittichier For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMCORE CORPORATION Ticker: EMKR Security ID: 290846203 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EMERALD HOLDING, INC. Ticker: EEX Security ID: 29103W104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Munk For Withhold Management 1.2 Elect Director Herve Sedky For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Ticker: EBS Security ID: 29089Q105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerome Hauer For For Management 1b Elect Director Robert Kramer For For Management 1c Elect Director Marvin White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Blinn For For Management 1.2 Elect Director Arthur F. Golden For For Management 1.3 Elect Director Candace Kendle For For Management 1.4 Elect Director James S. Turley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine H. Antonello For For Management 1.2 Elect Director Richard W. Blakey For For Management 1.3 Elect Director Joao (John) M. de For For Management Figueiredo 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 1.7 Elect Director Prasanna G. Dhore For For Management 1.8 Elect Director Valerie R. Glenn For For Management 1.9 Elect Director Barbara A. Higgins For For Management 1.10 Elect Director Jeanne L. Mockard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENANTA PHARMACEUTICALS, INC. Ticker: ENTA Security ID: 29251M106 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristine Peterson For For Management 1.2 Elect Director Terry C. Vance For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE WIRE CORPORATION Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Fisher For For Management 1.2 Elect Director Daniel L. Jones For For Management 1.3 Elect Director Gina A. Norris For For Management 1.4 Elect Director William R. Thomas For For Management 1.5 Elect Director Scott D. Weaver For For Management 1.6 Elect Director John H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENDO INTERNATIONAL PLC Ticker: ENDP Security ID: G30401106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Jennifer M. Chao For Against Management 1c Elect Director Blaise Coleman For For Management 1d Elect Director Shane M. Cooke For For Management 1e Elect Director Nancy J. Hutson For For Management 1f Elect Director Michael Hyatt For For Management 1g Elect Director William P. Montague For For Management 1h Elect Director M. Christine Smith For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 4 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: FEB 01, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director Mark S. LaVigne For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGY RECOVERY, INC. Ticker: ERII Security ID: 29270J100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Elect Director Olav Fjell For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERPAC TOOL GROUP CORP. Ticker: EPAC Security ID: 292765104 Meeting Date: JAN 19, 2021 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfredo Altavilla For For Management 1.2 Elect Director Judy L. Altmaier For For Management 1.3 Elect Director Randal W. Baker For For Management 1.4 Elect Director J. Palmer Clarkson For For Management 1.5 Elect Director Danny L. Cunningham For For Management 1.6 Elect Director E. James Ferland For For Management 1.7 Elect Director Richard D. Holder For For Management 1.8 Elect Director Sidney S. Simmons For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENETI INC. Ticker: NETI Security ID: Y2294C107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bugbee For For Management 1.2 Elect Director Einar Michael Steimler For For Management 1.3 Elect Director Berit Henriksen For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- ENOCHIAN BIOSCIENCES INC. Ticker: ENOB Security ID: 29350E104 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rene Sindlev For Withhold Management 1.2 Elect Director Mark Dybul For Withhold Management 1.3 Elect Director Carol Brosgart For For Management 1.4 Elect Director Gregg Alton For Withhold Management 1.5 Elect Director Evelyn D'An For Withhold Management 1.6 Elect Director James Sapirstein For Withhold Management 1.7 Elect Director Carl Sandler For Withhold Management 1.8 Elect Director Henrik Gronfeldt - For Withhold Management Sorensen 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify Sadler, Gibb & Associates LLC For For Management as Auditors -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Badrinarayanan For For Management Kothandaraman 1.2 Elect Director Joseph Malchow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. Ticker: NPO Security ID: 29355X107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marvin A. Riley For For Management 1.2 Elect Director Thomas M. Botts For For Management 1.3 Elect Director Felix M. Brueck For For Management 1.4 Elect Director B. Bernard Burns, Jr. For For Management 1.5 Elect Director Diane C. Creel For For Management 1.6 Elect Director Adele M. Gulfo For For Management 1.7 Elect Director David L. Hauser For For Management 1.8 Elect Director John Humphrey For For Management 1.9 Elect Director Kees van der Graaf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENSTAR GROUP LIMITED Ticker: ESGR Security ID: G3075P101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Susan L. Cross For For Management 2b Elect Director Hans-Peter Gerhardt For For Management 2c Elect Director Dominic Silvester For For Management 2d Elect Director Poul Winslow For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve KPMG Audit Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director Rodney Clark For For Management 1d Elect Director James F. Gentilcore For For Management 1e Elect Director Yvette Kanouff For For Management 1f Elect Director James P. Lederer For For Management 1g Elect Director Bertrand Loy For For Management 1h Elect Director Paul L.H. Olson For For Management 1i Elect Director Azita Saleki-Gerhardt For For Management 1j Elect Director Brian F. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Brian W. Ellis For For Management 1f Elect Director Philip L. Frederickson For For Management 1g Elect Director Alexis M. Herman For For Management 1h Elect Director M. Elise Hyland For For Management 1i Elect Director Stuart L. Levenick For For Management 1j Elect Director Blanche Lambert Lincoln For For Management 1k Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- ENTERPRISE BANCORP, INC. Ticker: EBTC Security ID: 293668109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gino J. Baroni For Withhold Management 1.2 Elect Director John P. Clancy, Jr. For Withhold Management 1.3 Elect Director James F. Conway, III For Withhold Management 1.4 Elect Director John T. Grady, Jr. For Withhold Management 1.5 Elect Director Mary Jane King For Withhold Management 1.6 Elect Director Shelagh E. Mahoney For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTERPRISE FINANCIAL SERVICES CORP Ticker: EFSC Security ID: 293712105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. DeCola For For Management 1.2 Elect Director John S. Eulich For For Management 1.3 Elect Director Robert E. Guest, Jr. For For Management 1.4 Elect Director James M. Havel For For Management 1.5 Elect Director Judith S. Heeter For For Management 1.6 Elect Director Michael R. Holmes For For Management 1.7 Elect Director Nevada A. Kent, IV For For Management 1.8 Elect Director James B. Lally For For Management 1.9 Elect Director Richard M. Sanborn For For Management 1.10 Elect Director Anthony R. Scavuzzo For For Management 1.11 Elect Director Eloise E. Schmitz For For Management 1.12 Elect Director Sandra A. Van Trease For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ENTRAVISION COMMUNICATIONS CORPORATION Ticker: EVC Security ID: 29382R107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter F. Ulloa For For Management 1.2 Elect Director Paul Anton Zevnik For Withhold Management 1.3 Elect Director Gilbert R. Vasquez For Withhold Management 1.4 Elect Director Patricia Diaz Dennis For Withhold Management 1.5 Elect Director Juan Saldivar von For For Management Wuthenau 1.6 Elect Director Martha Elena Diaz For Withhold Management 1.7 Elect Director Fehmi Zeko For For Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ENVELA CORPORATION Ticker: ELA Security ID: 29402E102 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Loftus For For Management 1.2 Elect Director Joel S. Friedman For For Management 1.3 Elect Director Jim R. Ruth For For Management 1.4 Elect Director Alexandra C. Griffin For For Management 1.5 Elect Director Allison M. DeStefano For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Valerie Mosley For Withhold Management 1.2 Elect Director Gregory Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Carruthers For For Management 1.2 Elect Director Scott Huennekens For For Management 1.3 Elect Director Christine Tsingos For For Management 2a Declassify the Board of Directors For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For Against Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arkadiy Dobkin For For Management 1.2 Elect Director Robert E. Segert For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EPSILON ENERGY LTD. Ticker: EPSN Security ID: 294375209 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director John Lovoi For For Management 2.2 Elect Director Michael Raleigh For For Management 2.3 Elect Director Matthew Dougherty For For Management 2.4 Elect Director Jacob Roorda For For Management 2.5 Elect Director Tracy Stephens For For Management 2.6 Elect Director Stephen Finlayson For For Management 2.7 Elect Director David Winn For For Management 2.8 Elect Director Jason Stankowski For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUIFAX INC. Ticker: EFX Security ID: 294429105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark W. Begor For For Management 1b Elect Director Mark L. Feidler For For Management 1c Elect Director G. Thomas Hough For For Management 1d Elect Director Robert D. Marcus For For Management 1e Elect Director Scott A. McGregor For For Management 1f Elect Director John A. McKinley For For Management 1g Elect Director Robert W. Selander For For Management 1h Elect Director Melissa D. Smith For For Management 1i Elect Director Audrey Boone Tillman For For Management 1j Elect Director Heather H. Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis A. Hondal For For Management 1b Elect Director Daniel G. Kaye For For Management 1c Elect Director Joan Lamm-Tennant For For Management 1d Elect Director Kristi A. Matus For Against Management 1e Elect Director Ramon de Oliveira For For Management 1f Elect Director Mark Pearson For For Management 1g Elect Director Bertram L. Scott For Against Management 1h Elect Director George Stansfield For For Management 1i Elect Director Charles G.T. Stonehill For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For Against Management 1b Elect Director Sarah M. Barpoulis For For Management 1c Elect Director Kenneth M. Burke For Against Management 1d Elect Director Patricia K. Collawn For For Management 1e Elect Director Margaret K. Dorman For Against Management 1f Elect Director Thomas F. Karam For Against Management 1g Elect Director D. Mark Leland For For Management 1h Elect Director Norman J. Szydlowski For Against Management 1i Elect Director Robert F. Vagt For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Ticker: EQBK Security ID: 29460X109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Cook For For Management 1.2 Elect Director Brad S. Elliott For Against Management 1.3 Elect Director Junetta M. Everett For Against Management 1.4 Elect Director Gregory H. Kossover For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ESCALADE, INCORPORATED Ticker: ESCA Security ID: 296056104 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter P. Glazer, Jr. For Withhold Management 1.2 Elect Director Katherine F. Franklin For For Management 1.3 Elect Director Edward E. Williams For For Management 1.4 Elect Director Richard F. Baalmann, Jr. For For Management 1.5 Elect Director Patrick J. Griffin For Withhold Management 2 Ratify BKD, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. Ticker: ESE Security ID: 296315104 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor L. Richey For For Management 1.2 Elect Director James M. Stolze For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet Hill For Withhold Management 1.2 Elect Director Anthony Coelho For Withhold Management 1.3 Elect Director Richard T. Powers For Withhold Management 1.4 Elect Director Andrew C. Sagliocca For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Chwick For For Management 1.2 Elect Director Aditya Dutt For For Management 1.3 Elect Director Roy J. Kasmar For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENTIAL UTILITIES, INC. Ticker: WTRG Security ID: 29670G102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth B. Amato For For Management 1.2 Elect Director Christopher H. Franklin For For Management 1.3 Elect Director Daniel J. Hilferty For For Management 1.4 Elect Director Francis O. Idehen For For Management 1.5 Elect Director Edwina Kelly For For Management 1.6 Elect Director Ellen T. Ruff For For Management 1.7 Elect Director Lee C. Stewart For For Management 1.8 Elect Director Christopher C. Womack For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary S. Briggs For Withhold Management 1b Elect Director Edith W. Cooper For Withhold Management 1c Elect Director Melissa Reiff For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul S. Althasen For For Management 1.2 Elect Director Thomas A. McDonnell For For Management 1.3 Elect Director Michael N. Frumkin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVELO BIOSCIENCES, INC. Ticker: EVLO Security ID: 299734103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Epstein For Withhold Management 1.2 Elect Director Balkrishan (Simba) Gill For Withhold Management 1.3 Elect Director John A. Hohneker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVENTBRITE, INC. Ticker: EB Security ID: 29975E109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Hartz For Withhold Management 1.2 Elect Director Sean Moriarty For Withhold Management 1.3 Elect Director Naomi Wheeless For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Campbell For For Management 1b Elect Director Mollie Hale Carter For For Management 1c Elect Director Thomas D. Hyde For For Management 1d Elect Director B. Anthony Isaac For For Management 1e Elect Director Paul M. Keglevic For For Management 1f Elect Director Mary L. Landrieu For For Management 1g Elect Director Sandra A.J. Lawrence For For Management 1h Elect Director Ann D. Murtlow For For Management 1i Elect Director Sandra J. Price For For Management 1j Elect Director Mark A. Ruelle For For Management 1k Elect Director S. Carl Soderstrom, Jr. For For Management 1l Elect Director John Arthur Stall For For Management 1m Elect Director C. John Wilder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERI HOLDINGS INC. Ticker: EVRI Security ID: 30034T103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eileen F. Raney For For Management 1.2 Elect Director Atul Bali For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director Gregory M. Jones For For Management 1.6 Elect Director James J. Judge For For Management 1.7 Elect Director John Y. Kim For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director David H. Long For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Kelly Barrett For For Management 1d Elect Director Olga Botero For For Management 1e Elect Director Jorge A. Junquera For For Management 1f Elect Director Ivan Pagan For For Management 1g Elect Director Aldo J. Polak For For Management 1h Elect Director Alan H. Schumacher For For Management 1i Elect Director Brian J. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- EVO PAYMENTS, INC. Ticker: EVOP Security ID: 26927E104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vahe A. Dombalagian For Withhold Management 1.2 Elect Director James G. Kelly For Withhold Management 1.3 Elect Director Rafik R. Sidhom For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Limitation on Conversions For For Management Contained in Outstanding Series A Convertible Preferred Stock -------------------------------------------------------------------------------- EVOLENT HEALTH, INC. Ticker: EVH Security ID: 30050B101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirements 3a Elect Director Craig Barbarosh For For Management 3b Elect Director Kim Keck For For Management 3c Elect Director Cheryl Scott For For Management 3d Elect Director Frank Williams For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVOQUA WATER TECHNOLOGIES CORP. Ticker: AQUA Security ID: 30057T105 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary A. Cappeline For Withhold Management 1.2 Elect Director Lisa Glatch For Withhold Management 1.3 Elect Director Brian R. Hoesterey For Withhold Management 1.4 Elect Director Vinay Kumar For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EXACT SCIENCES CORPORATION Ticker: EXAS Security ID: 30063P105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Clancy For For Management 1.2 Elect Director Pierre Jacquet For For Management 1.3 Elect Director Daniel Levangie For For Management 2 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Cohen For For Management 1b Elect Director Carl B. Feldbaum For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director Alan M. Garber For For Management 1e Elect Director Vincent T. Marchesi For For Management 1f Elect Director Michael M. Morrissey For For Management 1g Elect Director Stelios Papadopoulos For For Management 1h Elect Director George Poste For For Management 1i Elect Director Julie Anne Smith For For Management 1j Elect Director Lance Willsey For For Management 1k Elect Director Jack L. Wyszomierski For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For Against Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Marjorie Rodgers For For Management Cheshire 1e Elect Director Christopher Crane For For Management 1f Elect Director Yves de Balmann For For Management 1g Elect Director Linda Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Child Labor Audit Against Against Shareholder -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Garen K. Staglin For For Management 1b Elect Director Rohit Kapoor For For Management 1c Elect Director Anne E. Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde W. Ostler For For Management 1f Elect Director Vikram S. Pandit For For Management 1g Elect Director Kristy Pipes For For Management 1h Elect Director Nitin Sahney For For Management 1i Elect Director Jaynie M. Studenmund For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXP WORLD HOLDINGS, INC. Ticker: EXPI Security ID: 30212W100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glenn Sanford For Against Management 1b Elect Director Jason Gesing For Against Management 1c Elect Director Randall Miles For For Management 1d Elect Director Dan Cahir For For Management 1e Elect Director Darren Jacklin For For Management 1f Elect Director Eugene Frederick For Against Management 1g Elect Director Felicia Gentry For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Beverly Anderson For For Management 1c Elect Director Susan Athey For Withhold Management 1d Elect Director Chelsea Clinton For Withhold Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon Gieselman - None None Management Withdrawn 1g Elect Director Craig Jacobson For Withhold Management 1h Elect Director Peter Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Patricia Menendez-Cambo For For Management 1k Elect Director Greg Mondre For For Management 1l Elect Director David Sambur - Withdrawn None None Management 1m Elect Director Alex von Furstenberg For For Management 1n Elect Director Julie Whalen For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EXPONENT, INC. Ticker: EXPO Security ID: 30214U102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George H. Brown For For Management 1.2 Elect Director Catherine Ford Corrigan For For Management 1.3 Elect Director Paul R. Johnston For For Management 1.4 Elect Director Carol Lindstrom For For Management 1.5 Elect Director Karen A. Richardson For For Management 1.6 Elect Director John B. Shoven For For Management 1.7 Elect Director Debra L. Zumwalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPRESS, INC. Ticker: EXPR Security ID: 30219E103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Devine For Against Management 1b Elect Director Mylle Mangum For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- EXTERRAN CORPORATION Ticker: EXTN Security ID: 30227H106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Goodyear For For Management 1.2 Elect Director James C. Gouin For For Management 1.3 Elect Director John P. Ryan For For Management 1.4 Elect Director Christopher T. Seaver For For Management 1.5 Elect Director Hatem Soliman For For Management 1.6 Elect Director Mark R. Sotir For For Management 1.7 Elect Director Andrew J. Way For For Management 1.8 Elect Director Ieda Gomes Yell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Michael J. Angelakis For Did Not Vote Management 1.2 Elect Director Susan K. Avery For Did Not Vote Management 1.3 Elect Director Angela F. Braly For Did Not Vote Management 1.4 Elect Director Ursula M. Burns For Did Not Vote Management 1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management 1.6 Elect Director Joseph L. Hooley For Did Not Vote Management 1.7 Elect Director Steven A. Kandarian For Did Not Vote Management 1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management 1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management 1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management 1.11 Elect Director Darren W. Woods For Did Not Vote Management 1.12 Elect Director Wan Zulkiflee For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Require Independent Board Chair Against Did Not Vote Shareholder 5 Reduce Ownership Threshold for Against Did Not Vote Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial Against Did Not Vote Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of Against Did Not Vote Shareholder Environmental-Related Expenditures 8 Report on Political Contributions Against Did Not Vote Shareholder 9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder 10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder Aligned with Paris Agreement # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff For For Shareholder 1.2 Elect Director Kaisa Hietala For Withhold Shareholder 1.3 Elect Director Alexander A. Karsner For For Shareholder 1.4 Elect Director Anders Runevad For Withhold Shareholder 1.5 Management Nominee Michael J. Angelakis For For Shareholder 1.6 Management Nominee Susan K. Avery For For Shareholder 1.7 Management Nominee Angela F. Braly For For Shareholder 1.8 Management Nominee Ursula M. Burns For For Shareholder 1.9 Management Nominee Kenneth C. Frazier For For Shareholder 1.10 Management Nominee Joseph L. Hooley For For Shareholder 1.11 Management Nominee Jeffrey W. Ubben For For Shareholder 1.12 Management Nominee Darren W. Woods For For Shareholder 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Require Independent Board Chair None Against Shareholder 5 Reduce Ownership Threshold for None Against Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial None Against Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of None Against Shareholder Environmental-Related Expenditures 8 Report on Political Contributions None Against Shareholder 9 Report on Lobbying Payments and Policy None Against Shareholder 10 Report on Corporate Climate Lobbying None Against Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sandra E. Bergeron For For Management 1b Elect Director Elizabeth L. Buse For For Management 1c Elect Director Michel Combes For Against Management 1d Elect Director Michael L. Dreyer For For Management 1e Elect Director Alan J. Higginson For For Management 1f Elect Director Peter S. Klein For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Nikhil Mehta For For Management 1i Elect Director Marie E. Myers For For Management 1j Elect Director Sripada Shivananda For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Report on Online Child Sexual Against For Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against Against Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director James D. Kirsner For For Management 1d Elect Director William J. Lansing For For Management 1e Elect Director Eva Manolis For For Management 1f Elect Director Marc F. McMorris For For Management 1g Elect Director Joanna Rees For For Management 1h Elect Director David A. Rey For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FARMERS & MERCHANTS BANCORP, INC. Ticker: FMAO Security ID: 30779N105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew J. Briggs For For Management 1b Elect Director Eugene N. Burkholder For For Management 1c Elect Director Lars B. Eller For For Management 1d Elect Director Jo Ellen Hornish For For Management 1e Elect Director Jack C. Johnson For For Management 1f Elect Director Lori A. Johnston For For Management 1g Elect Director Marcia S. Latta For For Management 1h Elect Director Steven J. Planson For For Management 1i Elect Director Anthony J. Rupp For For Management 1j Elect Director Kevin J. Sauder For For Management 1k Elect Director Paul S. Siebenmorgen For For Management 1l Elect Director K. Brad Stamm For For Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FARMERS NATIONAL BANC CORP. Ticker: FMNB Security ID: 309627107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne Frederick Crawford For For Management 1.2 Elect Director David Z. Paull For For Management 1.3 Elect Director James R. Smail For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- FARO TECHNOLOGIES, INC. Ticker: FARO Security ID: 311642102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn Brubaker For For Management 1.2 Elect Director Jeroen van Rotterdam For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 24, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott A. Satterlee For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Stephen L. Eastman For For Management 1d Elect Director Daniel L. Florness For For Management 1e Elect Director Rita J. Heise For For Management 1f Elect Director Hsenghung Sam Hsu For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTLY, INC. Ticker: FSLY Security ID: 31188V100 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Hornik For Withhold Management 1.2 Elect Director Kelly Wright For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Ticker: FATE Security ID: 31189P102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Hershberg For For Management 1.2 Elect Director Michael Lee For For Management 1.3 Elect Director William H. Rastetter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jimmy E. Allen For For Management 1.2 Elect Director William (Bill) F. For For Management Andrews 1.3 Elect Director James (Jim) W. Ayers For For Management 1.4 Elect Director J. Jonathan (Jon) Ayers For For Management 1.5 Elect Director William (Bill) F. For For Management Carpenter, III 1.6 Elect Director Agenia W. Clark For For Management 1.7 Elect Director James (Jim) W. Cross, IV For For Management 1.8 Elect Director James (Jimmy) L. Exum For For Management 1.9 Elect Director Christopher (Chris) T. For For Management Holmes 1.10 Elect Director Orrin H. Ingram For For Management 1.11 Elect Director Raja J. Jubran For For Management 1.12 Elect Director Stuart C. McWhorter For For Management 1.13 Elect Director Emily J. Reynolds For For Management 1.14 Elect Director Melody J. Sullivan For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- FBL FINANCIAL GROUP, INC. Ticker: FFG Security ID: 30239F106 Meeting Date: MAY 21, 2021 Meeting Type: Proxy Contest Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For Withhold Management 1.3 Elect Director William F. Owens For For Management 1.4 Elect Director Brenda L. Reichelderfer For For Management 1.5 Elect Director Jennifer L. Sherman For For Management 1.6 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FERRO CORPORATION Ticker: FOE Security ID: 315405100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Lorber For For Management 1.2 Elect Director Marran H. Ogilvie For For Management 1.3 Elect Director Andrew M. Ross For For Management 1.4 Elect Director Allen A. Spizzo For For Management 1.5 Elect Director Peter T. Thomas For For Management 1.6 Elect Director Ronald P. Vargo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- FERROGLOBE PLC Ticker: GSM Security ID: G33856108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Belen Villalonga For For Management 4 Elect Director Silvia Villar-Mir de For For Management Fuentes 5 Elect Director Nicolas De Santis For For Management 6 Elect Director Rafael Barrilero Yarnoz For For Management 7 Elect Director Javier Lopez Madrid For Against Management 8 Elect Director Marco Levi For For Management 9 Elect Director Marta Amusategui For For Management 10 Elect Director Bruce L. Crockett For For Management 11 Elect Director Stuart E. Eizenstat For For Management 12 Elect Director Manuel Garrido y Ruano For For Management 13 Elect Director Juan Villar-Mir de For For Management Fuentes 14 Ratify Deloitte LLP as Auditors For For Management 15 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Quirk For For Management 1.2 Elect Director Sandra D. Morgan For For Management 1.3 Elect Director Heather H. Murren For For Management 1.4 Elect Director John D. Rood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Jeffrey A. Goldstein For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIESTA RESTAURANT GROUP, INC. Ticker: FRGI Security ID: 31660B101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stacey Rauch For For Management 1b Elect Director Nicholas Daraviras For Against Management 1c Elect Director Stephen P. Elker For For Management 1d Elect Director Nicholas P. Shepherd For For Management 1e Elect Director Richard C. Stockinger For For Management 1f Elect Director Paul E. Twohig For For Management 1g Elect Director Sherrill Kaplan For For Management 1h Elect Director Andrew V. Rechtschaffen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas K. Akins For For Management 1b Elect Director B. Evan Bayh, III For For Management 1c Elect Director Jorge L. Benitez For For Management 1d Elect Director Katherine B. Blackburn For For Management 1e Elect Director Emerson L. Brumback For For Management 1f Elect Director Greg D. Carmichael For For Management 1g Elect Director Linda W. Clement-Holmes For For Management 1h Elect Director C. Bryan Daniels For For Management 1i Elect Director Mitchell S. Feiger For For Management 1j Elect Director Thomas H. Harvey For For Management 1k Elect Director Gary R. Heminger For For Management 1l Elect Director Jewell D. Hoover For For Management 1m Elect Director Eileen A. Mallesch For For Management 1n Elect Director Michael B. McCallister For For Management 1o Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn H. Burlew For For Management 1.2 Elect Director Robert N. Latella For For Management 1.3 Elect Director Mauricio F. Riveros For For Management 1.4 Elect Director Mark A. Zupan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara C. Andrews For For Management 1b Elect Director Adrian McDermott For For Management 1c Elect Director Robert E. Switz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Gilmore For For Management 1.2 Elect Director Margaret M. McCarthy For For Management 1.3 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBNC Security ID: 318910106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Blue, Jr. For For Management 1.2 Elect Director Mary Clara Capel For For Management 1.3 Elect Director James C. Crawford, III For For Management 1.4 Elect Director Suzanne S. DeFerie For For Management 1.5 Elect Director Abby J. Donnelly For For Management 1.6 Elect Director John B. Gould For For Management 1.7 Elect Director Michael G. Mayer For For Management 1.8 Elect Director Richard H. Moore For For Management 1.9 Elect Director O. Temple Sloan, III For For Management 1.10 Elect Director Frederick L. Taylor, II For For Management 1.11 Elect Director Virginia Thomasson For For Management 1.12 Elect Director Dennis A. Wicker For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Patricia M. Eaves For For Management 1f Elect Director Daniel E. Frye For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Felix M. Villamil For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BUSEY CORPORATION Ticker: BUSE Security ID: 319383204 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel P. Banks For For Management 1.2 Elect Director George Barr For For Management 1.3 Elect Director Stanley J. Bradshaw For For Management 1.4 Elect Director Michael D. Cassens For For Management 1.5 Elect Director Van A. Dukeman For For Management 1.6 Elect Director Karen M. Jensen For For Management 1.7 Elect Director Frederic L. Kenney For For Management 1.8 Elect Director Stephen V. King For For Management 1.9 Elect Director Gregory B. Lykins For For Management 1.10 Elect Director Thomas G. Sloan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BUSINESS FINANCIAL SERVICES, INC. Ticker: FBIZ Security ID: 319390100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie S. Benson For For Management 1.2 Elect Director Mark D. Bugher For For Management 1.3 Elect Director Corey A. Chambas For For Management 1.4 Elect Director John J. Harris For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION Ticker: FCF Security ID: 319829107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Ray T. Charley For For Management 1.3 Elect Director Gary R. Claus For For Management 1.4 Elect Director David S. Dahlmann For For Management 1.5 Elect Director Johnston A. Glass For For Management 1.6 Elect Director Jon L. Gorney For For Management 1.7 Elect Director Jane Grebenc For For Management 1.8 Elect Director David W. Greenfield For For Management 1.9 Elect Director Bart E. Johnson For For Management 1.10 Elect Director Luke A. Latimer For For Management 1.11 Elect Director Aradhna M. Oliphant For For Management 1.12 Elect Director T. Michael Price For For Management 1.13 Elect Director Robert J. Ventura For For Management 1.14 Elect Director Stephen A. Wolfe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST COMMUNITY BANKSHARES, INC. Ticker: FCBC Security ID: 31983A103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. William Davis For Withhold Management 1.2 Elect Director Harriet B. Price For For Management 1.3 Elect Director William P. Stafford, II For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 4 Report on Board Diversity None For Shareholder -------------------------------------------------------------------------------- FIRST COMMUNITY CORPORATION (SOUTH CAROLINA) Ticker: FCCO Security ID: 319835104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Jan H. Hollar For For Management 1b.1 Elect Director C. Jimmy Chao For For Management 1b.2 Elect Director Ray E. Jones For For Management 1b.3 Elect Director E. Leland Reynolds For For Management 1b.4 Elect Director Alexander Snipe, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Elliott Davis, LLC as Auditors For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Barron For For Management 1.2 Elect Director Vincent A. Berta For For Management 1.3 Elect Director Cynthia O. Booth For For Management 1.4 Elect Director Archie M. Brown For For Management 1.5 Elect Director Claude E. Davis For For Management 1.6 Elect Director Corinne R. Finnerty For For Management 1.7 Elect Director Susan L. Knust For For Management 1.8 Elect Director William J. Kramer For For Management 1.9 Elect Director John T. Neighbours For For Management 1.10 Elect Director Thomas M. O'Brien For For Management 1.11 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. Ticker: FFIN Security ID: 32020R109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director April K. Anthony For For Management 1.2 Elect Director Vianei Lopez Braun For For Management 1.3 Elect Director Tucker S. Bridwell For For Management 1.4 Elect Director David L. Copeland For For Management 1.5 Elect Director Mike B. Denny For For Management 1.6 Elect Director F. Scott Dueser For For Management 1.7 Elect Director Murray H. Edwards For For Management 1.8 Elect Director I. Tim Lancaster For For Management 1.9 Elect Director Kade L. Matthews For For Management 1.10 Elect Director Robert C. Nickles, Jr. For For Management 1.11 Elect Director Johnny E. Trotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION Ticker: THFF Security ID: 320218100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas T. Dinkel For For Management 1.2 Elect Director Norman L. Lowery For For Management 1.3 Elect Director Thomas C. Martin For For Management 1.4 Elect Director James O. McDonald For For Management 1.5 Elect Director William J. Voges For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Articles of Incorporation to For For Management Provide Shareholder the Right to Amend the Code of By-Laws 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FOUNDATION INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max Briggs For For Management 1.2 Elect Director John Hakopian For For Management 1.3 Elect Director Scott F. Kavanaugh For Withhold Management 1.4 Elect Director Ulrich E. Keller, Jr. For For Management 1.5 Elect Director David Lake For For Management 1.6 Elect Director Elizabeth A. Pagliarini For For Management 1.7 Elect Director Mitchell M. Rosenberg For For Management 1.8 Elect Director Diane M. Rubin For For Management 1.9 Elect Director Jacob Sonenshine For For Management 2 Ratify Eide Bailly LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew J. Cox For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Robert S. Harrison For For Management 1.4 Elect Director Faye W. Kurren For For Management 1.5 Elect Director Allen B. Uyeda For For Management 1.6 Elect Director Jenai S. Wall For For Management 1.7 Elect Director Vanessa L. Washington For For Management 1.8 Elect Director C. Scott Wo For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HORIZON CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry V. Barton, Jr. For For Management 1.2 Elect Director Kenneth A. Burdick For For Management 1.3 Elect Director Daryl G. Byrd For For Management 1.4 Elect Director John N. Casbon For For Management 1.5 Elect Director John C. Compton For For Management 1.6 Elect Director Wendy P. Davidson For For Management 1.7 Elect Director William H. Fenstermaker For For Management 1.8 Elect Director D. Bryan Jordan For For Management 1.9 Elect Director J. Michael Kemp, Sr. For For Management 1.10 Elect Director Rick E. Maples For For Management 1.11 Elect Director Vicki R. Palmer For For Management 1.12 Elect Director Colin V. Reed For For Management 1.13 Elect Director E. Stewart Shea, III For For Management 1.14 Elect Director Cecelia D. Stewart For For Management 1.15 Elect Director Rajesh Subramaniam For For Management 1.16 Elect Director Rosa Sugranes For For Management 1.17 Elect Director R. Eugene Taylor For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aasif M. Bade For For Management 1.2 Elect Director David B. Becker For For Management 1.3 Elect Director Ana Dutra For For Management 1.4 Elect Director John K. Keach, Jr. For For Management 1.5 Elect Director David R. Lovejoy For For Management 1.6 Elect Director Ralph R. Whitney, Jr. For For Management 1.7 Elect Director Jerry Williams For For Management 1.8 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Heyneman, Jr. For Withhold Management 1.2 Elect Director David L. Jahnke For For Management 1.3 Elect Director Ross E. Leckie For For Management 1.4 Elect Director Kevin P. Riley For For Management 1.5 Elect Director James R. Scott For Withhold Management 2 Elect Stephen B. Bowman and Joyce A. For For Management Phillips as Directors 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Becher For For Management 1.2 Elect Director Susan W. Brooks For For Management 1.3 Elect Director Mark K. Hardwick For For Management 1.4 Elect Director William L. Hoy For For Management 1.5 Elect Director Patrick A. Sherman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MID BANCSHARES, INC. Ticker: FMBH Security ID: 320866106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Holly B. Adams For For Management (formerly known as Holly A. Bailey) 1.2 Elect Director Joseph R. Dively For Withhold Management 1.3 Elect Director Zachary I. Horn For For Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara A. Boigegrain For For Management 1b Elect Director Thomas L. Brown For For Management 1c Elect Director Phupinder S. Gill For For Management 1d Elect Director Kathryn J. Hayley For For Management 1e Elect Director Peter J. Henseler For For Management 1f Elect Director Frank B. Modruson For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Mark G. Sander For For Management 1i Elect Director Michael L. Scudder For For Management 1j Elect Director Michael J. Small For For Management 1k Elect Director Stephen C. Van Arsdell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST NORTHWEST BANCORP Ticker: FNWB Security ID: 335834107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherilyn G. Anderson For For Management 1.2 Elect Director David A. Blake For Withhold Management 1.3 Elect Director Craig A. Curtis For Withhold Management 1.4 Elect Director Norman J. Tonina, Jr. For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST SOLAR, INC. Ticker: FSLR Security ID: 336433107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Ahearn For For Management 1.2 Elect Director Sharon L. Allen For For Management 1.3 Elect Director Richard D. Chapman For For Management 1.4 Elect Director George A. Hambro For For Management 1.5 Elect Director Kathryn A. Hollister For For Management 1.6 Elect Director Molly E. Joseph For For Management 1.7 Elect Director Craig Kennedy For For Management 1.8 Elect Director William J. Post For For Management 1.9 Elect Director Paul H. Stebbins For For Management 1.10 Elect Director Michael Sweeney For For Management 1.11 Elect Director Mark R. Widmar For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- FIRST WESTERN FINANCIAL, INC. Ticker: MYFW Security ID: 33751L105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Julie A. Courkamp For For Management 1.3 Elect Director David R. Duncan For For Management 1.4 Elect Director Thomas A. Gart For For Management 1.5 Elect Director Patrick H. Hamill For For Management 1.6 Elect Director Luke A. Latimer For For Management 1.7 Elect Director Scott C. Mitchell For For Management 1.8 Elect Director Eric D. Sipf For For Management 1.9 Elect Director Mark L. Smith For For Management 1.10 Elect Director Scott C. Wylie For For Management 1.11 Elect Director Joseph C. Zimlich For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick L. Wessel For For Management 1b Elect Director James H. Graves For Against Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Jesse A. Lynn For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Luis A. Reyes For For Management 1.10 Elect Director John W. Somerhalder, II For For Management 1.11 Elect Director Steven E. Strah For For Management 1.12 Elect Director Andrew Teno For For Management 1.13 Elect Director Leslie M. Turner For For Management 1.14 Elect Director Melvin Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dinesh S. Lathi For Against Management 1b Elect Director Richard L. Markee For For Management 1c Elect Director Thomas G. Vellios For For Management 1d Elect Director Zuhairah S. Washington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE POINT HOLDINGS, LLC Ticker: FPH Security ID: 33833Q106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan Carruthers For For Management 1.2 Elect Director Jonathan Foster For For Management 1.3 Elect Director Emile Haddad For For Management 1.4 Elect Director Stuart A. Miller For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIVE STAR SENIOR LIVING INC. Ticker: FVE Security ID: 33832D205 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna D. Fraiche For Withhold Management 1.2 Elect Director Gerard M. Martin For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE9, INC. Ticker: FIVN Security ID: 338307101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Burdiek For Withhold Management 1.2 Elect Director David DeWalt For Withhold Management 1.3 Elect Director Susan Barsamian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alessandro P. DiNello For For Management 1b Elect Director Jay J. Hansen For For Management 1c Elect Director Toan Huynh For For Management 1d Elect Director Lori Jordan For For Management 1e Elect Director John D. Lewis For For Management 1f Elect Director Bruce E. Nyberg For For Management 1g Elect Director James A. Ovenden For For Management 1h Elect Director Peter Schoels For For Management 1i Elect Director David L. Treadwell For For Management 1j Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven T. Stull For For Management 1b Elect Director Michael Buckman For For Management 1c Elect Director Thomas M. Hagerty For For Management 1d Elect Director Mark A. Johnson For For Management 1e Elect Director Archie L. Jones, Jr. For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Jeffrey S. Sloan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FLOOR & DECOR HOLDINGS, INC. Ticker: FND Security ID: 339750101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Norman H. Axelrod For For Management 1b Elect Director Ryan Marshall For For Management 1c Elect Director Richard L. Sullivan For For Management 1d Elect Director Felicia D. Thornton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- FLOTEK INDUSTRIES, INC. Ticker: FTK Security ID: 343389102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harsha V. Agadi For For Management 1.2 Elect Director Ted D. Brown For For Management 1.3 Elect Director Michael Fucci For For Management 1.4 Elect Director John W. Gibson, Jr. For For Management 1.5 Elect Director Paul W. Hobby For For Management 1.6 Elect Director David Nierenberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George E. Deese For For Management 1b Elect Director Edward J. Casey, Jr. For For Management 1c Elect Director Thomas C. Chubb, III For For Management 1d Elect Director Rhonda Gass For For Management 1e Elect Director Benjamin H. Griswold, IV For For Management 1f Elect Director Margaret G. Lewis For For Management 1g Elect Director W. Jameson McFadden For For Management 1h Elect Director A. Ryals McMullian For For Management 1i Elect Director James T. Spear For For Management 1j Elect Director Melvin T. Stith For For Management 1k Elect Director Terry S. Thomas For For Management 1l Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Rowe For For Management 1b Elect Director Sujeet Chand For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Gayla J. Delly For For Management 1e Elect Director Roger L. Fix For For Management 1f Elect Director John R. Friedery For For Management 1g Elect Director John L. Garrison For For Management 1h Elect Director Michael C. McMurray For For Management 1i Elect Director David E. Roberts For For Management 1j Elect Director Carlyn R. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- FLUENT, INC. Ticker: FLNT Security ID: 34380C102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ryan Schulke For For Management 1b Elect Director Matthew Conlin For For Management 1c Elect Director Donald Mathis For For Management 1d Elect Director Carla S. Newell For For Management 1e Elect Director Barbara Shattuck Kohn For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- FLUIDIGM CORPORATION Ticker: FLDM Security ID: 34385P108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerhard F. Burbach For For Management 1.2 Elect Director Carlos Paya For For Management 1.3 Elect Director Ana K. Stankovic For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLUOR CORPORATION Ticker: FLR Security ID: 343412102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alan M. Bennett For Against Management 1B Elect Director Rosemary T. Berkery For Against Management 1C Elect Director Alan L. Boeckmann For Against Management 1D Elect Director David E. Constable For Against Management 1E Elect Director H. Paulett Eberhart For Against Management 1F Elect Director James T. Hackett For Against Management 1G Elect Director Thomas C. Leppert For Against Management 1H Elect Director Teri P. McClure For Against Management 1I Elect Director Armando J. Olivera For Against Management 1J Elect Director Matthew K. Rose For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Azarian For For Management 1b Elect Director Steven J. D'Iorio For For Management 1c Elect Director Louis C. Grassi For For Management 1d Elect Director Sam S. Han For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Mark Douglas For For Management 1e Elect Director C. Scott Greer For For Management 1f Elect Director K'Lynne Johnson For For Management 1g Elect Director Dirk A. Kempthorne For For Management 1h Elect Director Paul J. Norris For For Management 1i Elect Director Margareth Ovrum For For Management 1j Elect Director Robert C. Pallash For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan D. Feldman For Against Management 1b Elect Director Richard A. Johnson For Against Management 1c Elect Director Guillermo G. Marmol For Against Management 1d Elect Director Matthew M. McKenna For Against Management 1e Elect Director Darlene Nicosia For Against Management 1f Elect Director Steven Oakland For Against Management 1g Elect Director Ulice Payne, Jr. For Against Management 1h Elect Director Kimberly Underhill For Against Management 1i Elect Director Tristan Walker For Against Management 1j Elect Director Dona D. Young For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Alexandra Ford English For For Management 1d Elect Director James D. Farley, Jr. For For Management 1e Elect Director Henry Ford, III For For Management 1f Elect Director William Clay Ford, Jr. For For Management 1g Elect Director William W. Helman, IV For For Management 1h Elect Director Jon M. Huntsman, Jr. For For Management 1i Elect Director William E. Kennard For For Management 1j Elect Director Beth E. Mooney For For Management 1k Elect Director John L. Thornton For For Management 1l Elect Director John B. Veihmeyer For For Management 1m Elect Director Lynn M. Vojvodich For For Management 1n Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- FORESTAR GROUP INC. Ticker: FOR Security ID: 346232101 Meeting Date: JAN 19, 2021 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Fuller For For Management 1b Elect Director Lisa H. Jamieson For For Management 1c Elect Director G.F. (Rick) Ringler, III For For Management 1d Elect Director Donald C. Spitzer For For Management 1e Elect Director Donald J. Tomnitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FORMFACTOR, INC. Ticker: FORM Security ID: 346375108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebeca Obregon-Jimenez For For Management 1b Elect Director Kelley Steven-Waiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FORRESTER RESEARCH, INC. Ticker: FORR Security ID: 346563109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean M. Birch For For Management 1.2 Elect Director David Boyce For For Management 1.3 Elect Director Neil Bradford For For Management 1.4 Elect Director George F. Colony For For Management 1.5 Elect Director Anthony Friscia For For Management 1.6 Elect Director Robert M. Galford For For Management 1.7 Elect Director Gretchen Teichgraeber For For Management 1.8 Elect Director Yvonne Wassenaar For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTERRA, INC. Ticker: FRTA Security ID: 34960W106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Meyer For Withhold Management 1.2 Elect Director Richard "Chip" For Withhold Management Cammerer, Jr. 1.3 Elect Director Rafael Colorado For Withhold Management 1.4 Elect Director Maureen Harrell For Withhold Management 1.5 Elect Director Chad Lewis For Withhold Management 1.6 Elect Director Karl H. Watson, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Kenneth A. Goldman For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director Jean Hu For For Management 1.7 Elect Director William H. Neukom For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTITUDE GOLD CORP. Ticker: FTCO Security ID: 34962K100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason D. Reid For Withhold Management 1.2 Elect Director Bill M. Conrad For Withhold Management 2 Ratify Haynie & Company as Auditors For For Management -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel L. Comas For For Management 1b Elect Director Feroz Dewan For For Management 1c Elect Director Sharmistha Dubey For For Management 1d Elect Director Rejji P. Hayes For For Management 1e Elect Director James A. Lico For For Management 1f Elect Director Kate D. Mitchell For For Management 1g Elect Director Jeannine Sargent For For Management 1h Elect Director Alan G. Spoon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Ticker: FBHS Security ID: 34964C106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fritz Hackett For For Management 1b Elect Director John G. Morikis For For Management 1c Elect Director Jeffery S. Perry For For Management 1d Elect Director Ronald V. Waters, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORUM ENERGY TECHNOLOGIES, INC. Ticker: FET Security ID: 34984V209 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael McShane For Withhold Management 1.2 Elect Director John Schmitz For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- FORWARD AIR CORPORATION Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director G. Michael Lynch For For Management 1.7 Elect Director George S. Mayes, Jr. For For Management 1.8 Elect Director Chitra Nayak For For Management 1.9 Elect Director Scott M. Niswonger For For Management 1.10 Elect Director Javier Polit For For Management 1.11 Elect Director Richard H. Roberts For For Management 1.12 Elect Director Thomas Schmitt For For Management 1.13 Elect Director Laurie A. Tucker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOSSIL GROUP, INC. Ticker: FOSL Security ID: 34988V106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Belgya For For Management 1.2 Elect Director William B. Chiasson For For Management 1.3 Elect Director Kim Harris Jones For For Management 1.4 Elect Director Kosta N. Kartsotis For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Diane L. Neal For For Management 1.7 Elect Director Marc R. Y. Rey For For Management 1.8 Elect Director Gail B. Tifford For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Ticker: FOXF Security ID: 35138V102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Dennison For For Management 1.2 Elect Director Sidney Johnson For For Management 1.3 Elect Director Ted Waitman For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANKLIN COVEY CO. Ticker: FC Security ID: 353469109 Meeting Date: JAN 22, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne H. Chow For For Management 1.2 Elect Director Michael Fung For For Management 1.3 Elect Director Dennis G. Heiner For For Management 1.4 Elect Director Donald J. McNamara For For Management 1.5 Elect Director Joel C. Peterson For For Management 1.6 Elect Director Nancy Phillips For For Management 1.7 Elect Director Derek C.M. van Bever For For Management 1.8 Elect Director Robert A. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. Ticker: FELE Security ID: 353514102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregg C. Sengstack For For Management 1.2 Elect Director David M. Wathen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANKLIN FINANCIAL SERVICES CORPORATION Ticker: FRAF Security ID: 353525108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin W. Craig For For Management 1.2 Elect Director Daniel J. Fisher For For Management 1.3 Elect Director Donald H. Mowery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mariann Byerwalter For For Management 1b Elect Director Alexander S. Friedman For For Management 1c Elect Director Gregory E. Johnson For For Management 1d Elect Director Jennifer M. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director John Y. Kim For For Management 1g Elect Director Anthony J. Noto For For Management 1h Elect Director John W. Thiel For For Management 1i Elect Director Seth H. Waugh For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Abney For For Management 1.2 Elect Director Richard C. Adkerson For For Management 1.3 Elect Director Robert W. Dudley For For Management 1.4 Elect Director Lydia H. Kennard For For Management 1.5 Elect Director Dustan E. McCoy For For Management 1.6 Elect Director John J. Stephens For For Management 1.7 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mohammad Abu-Ghazaleh For For Management 1.2 Elect Director Ahmad Abu-Ghazaleh For For Management 1.3 Elect Director Kristin Colber-Baker For For Management 1.4 Elect Director Lori Tauber Marcus For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Second Amended and Restated For Against Management Memorandum and Articles of Association -------------------------------------------------------------------------------- FRONTDOOR, INC. Ticker: FTDR Security ID: 35905A109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard P. Fox For For Management 1b Elect Director Brian P. McAndrews For For Management 1c Elect Director Rexford J. Tibbens For For Management 1d Elect Director Anna C. Catalano For For Management 1e Elect Director William C. Cobb For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management Regarding Supermajority Vote Requirements and Advancement of Expenses -------------------------------------------------------------------------------- FRP HOLDINGS, INC. Ticker: FRPH Security ID: 30292L107 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Baker, II For For Management 1.2 Elect Director Charles E. Commander, For For Management III 1.3 Elect Director H.W. 'Mike' Shad, III For For Management 1.4 Elect Director Martin E. 'Hap' Stein, For For Management Jr. 1.5 Elect Director William H. Walton, III For For Management 1.6 Elect Director Margaret B. Wetherbee For Withhold Management 2 Ratify Hancock Askew & Co., LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FS BANCORP, INC. Ticker: FSBW Security ID: 30263Y104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Andrews For For Management 1.2 Elect Director Joseph C. Adams For For Management 1.3 Elect Director Joseph P. Zavaglia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For Against Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUEL TECH, INC. Ticker: FTEK Security ID: 359523107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vincent J. Arnone For For Management 1.2 Elect Director Douglas G. Bailey For For Management 1.3 Elect Director Sharon L. Jones For For Management 1.4 Elect Director Thomas S. Shaw, Jr. For For Management 1.5 Elect Director Dennis L. Zeitler For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FULGENT GENETICS, INC. Ticker: FLGT Security ID: 359664109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ming Hsieh For For Management 1.2 Elect Director John Bolger For For Management 1.3 Elect Director Yun Yen For For Management 1.4 Elect Director Linda Marsh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FULL HOUSE RESORTS, INC. Ticker: FLL Security ID: 359678109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth R. Adams For For Management 1b Elect Director Carl G. Braunlich For For Management 1c Elect Director Lewis A. Fanger For For Management 1d Elect Director Eric J. Green For For Management 1e Elect Director Michael A. Hartmeier For For Management 1f Elect Director Daniel R. Lee For For Management 1g Elect Director Kathleen M. Marshall For For Management 1h Elect Director Michael P. Shaunnessy For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FULTON FINANCIAL CORPORATION Ticker: FULT Security ID: 360271100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Craighead Carey For For Management 1b Elect Director Lisa Crutchfield For For Management 1c Elect Director Denise L. Devine For For Management 1d Elect Director Steven S. Etter For For Management 1e Elect Director Carlos E. Graupera For For Management 1f Elect Director George W. Hodges For For Management 1g Elect Director George K. Martin For For Management 1h Elect Director James R. Moxley, III For For Management 1i Elect Director Curtis J. Myers For For Management 1j Elect Director Scott A. Snyder For For Management 1k Elect Director Ronald H. Spair For For Management 1l Elect Director Mark F. Strauss For For Management 1m Elect Director Ernest J. Waters For For Management 1n Elect Director E. Philip Wenger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FUNKO, INC. Ticker: FNKO Security ID: 361008105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Denson For Withhold Management 1.2 Elect Director Adam Kriger For Withhold Management 1.3 Elect Director Brian Mariotti For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FVCBANKCORP, INC. Ticker: FVCB Security ID: 36120Q101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Pijor For For Management 1.2 Elect Director L. Burwell Gunn For For Management 1.3 Elect Director Morton A. Bender For For Management 1.4 Elect Director Patricia A. Ferrick For For Management 1.5 Elect Director Meena Krishnan For For Management 1.6 Elect Director Scott Laughlin For For Management 1.7 Elect Director Thomas L. Patterson For For Management 1.8 Elect Director Devin Satz For For Management 1.9 Elect Director Lawrence W. Schwartz For For Management 1.10 Elect Director Sidney G. Simmonds For For Management 1.11 Elect Director Daniel M. Testa For For Management 1.12 Elect Director Philip R. Wills, III For For Management 1.13 Elect Director Steven M. Wiltse For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. Ticker: GIII Security ID: 36237H101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris Goldfarb For For Management 1.2 Elect Director Sammy Aaron For For Management 1.3 Elect Director Thomas J. Brosig For For Management 1.4 Elect Director Alan Feller For For Management 1.5 Elect Director Jeffrey Goldfarb For For Management 1.6 Elect Director Victor Herrero For For Management 1.7 Elect Director Robert L. Johnson For For Management 1.8 Elect Director Jeanette Nostra For For Management 1.9 Elect Director Laura Pomerantz For For Management 1.10 Elect Director Willem van Bokhorst For For Management 1.11 Elect Director Cheryl Vitali For For Management 1.12 Elect Director Richard White For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- G1 THERAPEUTICS, INC. Ticker: GTHX Security ID: 3621LQ109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. (Jack) Bailey, For Withhold Management Jr. 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Cynthia L. Schwalm For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GAIA, INC. Ticker: GAIA Security ID: 36269P104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jirka Rysavy For Withhold Management 1.2 Elect Director Kristin Frank For For Management 1.3 Elect Director James Colquhoun For Withhold Management 1.4 Elect Director David Maisel For For Management 1.5 Elect Director Keyur Patel For For Management 1.6 Elect Director Paul Sutherland For For Management 1.7 Elect Director Anaal Udaybabu For For Management -------------------------------------------------------------------------------- GARMIN LTD. Ticker: GRMN Security ID: H2906T109 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Dividends For For Management 4 Approve Discharge of Board and Senior For For Management Management 5.1 Elect Director Jonathan C. Burrell For For Management 5.2 Elect Director Joseph J. Hartnett For For Management 5.3 Elect Director Min H. Kao For For Management 5.4 Elect Director Catherine A. Lewis For For Management 5.5 Elect Director Charles W. Peffer For For Management 5.6 Elect Director Clifton A. Pemble For For Management 6 Elect Min H. Kao as Board Chairman For For Management 7.1 Appoint Jonathan C. Burrell as Member For For Management of the Compensation Committee 7.2 Appoint Joseph J. Hartnett as Member For For Management of the Compensation Committee 7.3 Appoint Catherine A. Lewis as Member For For Management of the Compensation Committee 7.4 Appoint Charles W. Peffer as Member of For For Management the Compensation Committee 8 Designate Wuersch & Gering LLP as For For Management Independent Proxy 9 Ratify Ernst & Young LLP as Auditors For For Management and Ernst & Young Ltd as Statutory Auditor 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Approve Fiscal Year 2022 Maximum For For Management Aggregate Compensation for the Executive Management 12 Approve Maximum Aggregate Compensation For For Management for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter E. Bisson For For Management 1b Elect Director Richard J. Bressler For For Management 1c Elect Director Raul E. Cesan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Anne Sutherland Fuchs For For Management 1f Elect Director William O. Grabe For For Management 1g Elect Director Eugene A. Hall For For Management 1h Elect Director Stephen G. Pagliuca For For Management 1i Elect Director Eileen M. Serra For For Management 1j Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- GASLOG LTD. Ticker: GLOG Security ID: G37585109 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- GATES INDUSTRIAL CORPORATION PLC Ticker: GTES Security ID: G39108108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James W. Ireland, III For For Management 1b Elect Director Ivo Jurek For For Management 1c Elect Director Julia C. Kahr For Against Management 1d Elect Director Terry Klebe For For Management 1e Elect Director Stephanie K. Mains For For Management 1f Elect Director Wilson S. Neely For For Management 1g Elect Director Neil P. Simpkins For Against Management 1h Elect Director Alicia Tillman For For Management 1i Elect Director Peifang Zhang (Molly P. For For Management Zhang) 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Remuneration Report For For Management 4 Appoint Deloitte & Touche LLP as For For Management Auditor 5 Appoint Deloitte LLP as UK Statutory For For Management Auditor 6 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor -------------------------------------------------------------------------------- GATX CORPORATION Ticker: GATX Security ID: 361448103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Aigotti For For Management 1.2 Elect Director Anne L. Arvia For For Management 1.3 Elect Director Brian A. Kenney For For Management 1.4 Elect Director James B. Ream For For Management 1.5 Elect Director Adam L. Stanley For For Management 1.6 Elect Director David S. Sutherland For For Management 1.7 Elect Director Stephen R. Wilson For For Management 1.8 Elect Director Paul G. Yovovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- GCP APPLIED TECHNOLOGIES INC. Ticker: GCP Security ID: 36164Y101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simon M. Bates For For Management 1.2 Elect Director Peter A. Feld For For Management 1.3 Elect Director Janet Plaut Giesselman For For Management 1.4 Elect Director Clay H. Kiefaber For For Management 1.5 Elect Director Armand F. Lauzon For For Management 1.6 Elect Director Marran H. Ogilvie For For Management 1.7 Elect Director Andrew M. Ross For For Management 1.8 Elect Director Linda J. Welty For For Management 1.9 Elect Director Robert H. Yanker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENASYS INC. Ticker: GNSS Security ID: 36872P103 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Anchin For For Management 1.2 Elect Director Laura M. Clague For For Management 1.3 Elect Director John G. Coburn For For Management 1.4 Elect Director Richard S. Danforth For For Management 1.5 Elect Director Daniel H. McCollum For For Management 1.6 Elect Director Richard H. Osgood, III For For Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Increase Authorized Common Stock For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENCO SHIPPING & TRADING LIMITED Ticker: GNK Security ID: Y2685T131 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur L. Regan For For Management 1.2 Elect Director James G. Dolphin For For Management 1.3 Elect Director Kathleen C. Haines For For Management 1.4 Elect Director Kevin Mahony For For Management 1.5 Elect Director Basil G. Mavroleon For For Management 1.6 Elect Director Karin Y. Orsel For For Management 1.7 Elect Director Bao D. Truong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Amend Omnibus Stock Plan For Against Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision -------------------------------------------------------------------------------- GENCOR INDUSTRIES, INC. Ticker: GENC Security ID: 368678108 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John G. Coburn For Withhold Management 2 Ratify MSL, P.A. as Auditors For For Management -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Dixon For For Management 1.2 Elect Director David A. Ramon For For Management 1.3 Elect Director William D. Jenkins, Jr. For For Management 1.4 Elect Director Kathryn V. Roedel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sebastien Bazin For For Management 1b Elect Director Ashton Carter For For Management 1c Elect Director H. Lawrence Culp, Jr. For For Management 1d Elect Director Francisco D'Souza For For Management 1e Elect Director Edward Garden For For Management 1f Elect Director Thomas Horton For For Management 1g Elect Director Risa Lavizzo-Mourey For For Management 1h Elect Director Catherine Lesjak For For Management 1i Elect Director Paula Rosput Reynolds For For Management 1j Elect Director Leslie Seidman For For Management 1k Elect Director James Tisch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management 5 Require More Director Nominations Than Against Against Shareholder Open Seats 6 Require Independent Board Chair Against Against Shareholder 7 Report on Meeting the Criteria of the For For Shareholder Net Zero Indicator -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- GENIE ENERGY LTD. Ticker: GNE Security ID: 372284208 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard S. Jonas For Against Management 1.2 Elect Director Joyce J. Mason For For Management 1.3 Elect Director W. Wesley Perry For For Management 1.4 Elect Director Alan B. Rosenthal For For Management 1.5 Elect Director Allan Sass For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Tamara Franklin For For Management 1.7 Elect Director Carol Lindstrom For For Management 1.8 Elect Director CeCelia Morken For For Management 1.9 Elect Director Mark Nunnelly For For Management 1.10 Elect Director Brian Stevens For For Management 1.11 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director Richard Schaum For For Management 1.6 Elect Director Kathleen Starkoff For For Management 1.7 Elect Director Brian Walker For For Management 1.8 Elect Director James Wallace For For Management 1.9 Elect Director Ling Zang For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENTHERM INCORPORATED Ticker: THRM Security ID: 37253A103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sophie Desormiere For For Management 1.2 Elect Director Phillip M. Eyler For For Management 1.3 Elect Director Yvonne Hao For For Management 1.4 Elect Director David Heinzmann For For Management 1.5 Elect Director Ronald Hundzinski For For Management 1.6 Elect Director Charles Kummeth For For Management 1.7 Elect Director Betsy Meter For For Management 1.8 Elect Director Byron Shaw, II For For Management 1.9 Elect Director John Stacey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director Juliette W. Pryor For For Management 1.13 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GEOSPACE TECHNOLOGIES CORPORATION Ticker: GEOS Security ID: 37364X109 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tina M. Langtry For For Management 1B Elect Director Kenneth Asbury For For Management 1C Elect Director Margaret Sidney Ashworth For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Ticker: GABC Security ID: 373865104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc D. Fine For For Management 1.2 Elect Director Jason M. Kelly For For Management 1.3 Elect Director Christina M. Ryan For For Management 1.4 Elect Director Tyson J. Wagler For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. Ticker: ROCK Security ID: 374689107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director William T. Bosway For For Management 1c Elect Director Craig A. Hindman For For Management 1d Elect Director Gwendolyn G. Mizell For For Management 1e Elect Director William P. Montague For For Management 1f Elect Director Linda K. Myers For For Management 1g Elect Director James B. Nish For For Management 1h Elect Director Atlee Valentine Pope For For Management 1i Elect Director Manish H. Shah For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Jeffrey A. Bluestone For For Management 1c Elect Director Sandra J. Horning For For Management 1d Elect Director Kelly A. Kramer For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Daniel P. O'Day For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director Anthony Welters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- GLACIER BANCORP, INC. Ticker: GBCI Security ID: 37637Q105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Boyles For For Management 1.2 Elect Director Robert A. Cashell, Jr. For For Management 1.3 Elect Director Randall M. Chesler For For Management 1.4 Elect Director Sherry L. Cladouhos For For Management 1.5 Elect Director James M. English For For Management 1.6 Elect Director Annie M. Goodwin For For Management 1.7 Elect Director Kristen L. Heck For For Management 1.8 Elect Director Craig A. Langel For For Management 1.9 Elect Director Douglas J. McBride For For Management 1.10 Elect Director George R. Sutton For For Management 2 Amend Articles of Incorporation to For For Management Provide for Indemnification of Directors and Officers 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GLATFELTER CORPORATION Ticker: GLT Security ID: 377320106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Brown For For Management 1.2 Elect Director Kathleen A. Dahlberg For For Management 1.3 Elect Director Kevin M. Fogarty For For Management 1.4 Elect Director Marie T. Gallagher For For Management 1.5 Elect Director Darrel Hackett For For Management 1.6 Elect Director J. Robert Hall For For Management 1.7 Elect Director Dante C. Parrini For For Management 1.8 Elect Director Lee C. Stewart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For For Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- GLOBAL WATER RESOURCES, INC. Ticker: GWRS Security ID: 379463102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ron L. Fleming For For Management 1.2 Elect Director Richard M. Alexander For Withhold Management 1.3 Elect Director Debra G. Coy For Withhold Management 1.4 Elect Director Brett Huckelbridge For For Management 1.5 Elect Director David Rousseau For For Management 1.6 Elect Director Jonathan L. Levine For For Management 1.7 Elect Director Andrew M. Cohn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Loss For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for IFRS Consolidated Accounts 9 Reelect Martin Migoya as Director For Against Management 10 Reelect Philip Odeen as Director For For Management 11 Reelect Richard Haythornthwaite as For For Management Director 12 Elect Maria Pinelli as Director For For Management 13 Approve Globant S.A. 2021 Employee For For Management Stock Purchase Plan -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Ticker: GMED Security ID: 379577208 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David D. Davidar For Against Management 1b Elect Director James R. Tobin For For Management 1c Elect Director Stephen T. Zarrilli For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLU MOBILE INC. Ticker: GLUU Security ID: 379890106 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLYCOMIMETICS, INC. Ticker: GLYC Security ID: 38000Q102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Junius For Withhold Management 1.2 Elect Director Rachel King For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GODADDY INC. Ticker: GDDY Security ID: 380237107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herald Y. Chen For Withhold Management 1.2 Elect Director Brian H. Sharples For Withhold Management 1.3 Elect Director Leah Sweet For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLD RESOURCE CORPORATION Ticker: GORO Security ID: 38068T105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alex G. Morrison For For Management 1.2 Elect Director Allen Palmiere For For Management 1.3 Elect Director Lila Manassa Murphy For For Management 1.4 Elect Director Joseph Driscoll For For Management 1.5 Elect Director Ron Little For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- GOODRICH PETROLEUM CORPORATION Ticker: GDP Security ID: 382410843 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter G. 'Gil' Goodrich For For Management 1.2 Elect Director Robert C. Turnham, Jr. For For Management 1.3 Elect Director Timothy D. Leuliette For For Management 1.4 Elect Director Ronald F. Coleman For Withhold Management 1.5 Elect Director K. Adam Leight For For Management 1.6 Elect Director Thomas M. Souers For Withhold Management 1.7 Elect Director Jeffrey S. Serota For Withhold Management 1.8 Elect Director Edward J. Sondey For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOPRO, INC. Ticker: GPRO Security ID: 38268T103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Woodman For For Management 1.2 Elect Director Tyrone Ahmad-Taylor For For Management 1.3 Elect Director Kenneth Goldman For For Management 1.4 Elect Director Peter Gotcher For For Management 1.5 Elect Director James Lanzone For For Management 1.6 Elect Director Alexander Lurie For For Management 1.7 Elect Director Susan Lyne For For Management 1.8 Elect Director Frederic Welts For For Management 1.9 Elect Director Lauren Zalaznick For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brett C. Carter For For Management 1b Elect Director R. William Van Sant For For Management 1c Elect Director Emily C. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine L. Clegg For For Management 1.2 Elect Director Jeffrey C. Dutton For For Management 1.3 Elect Director Anthony R. Taccone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAHAM HOLDINGS COMPANY Ticker: GHC Security ID: 384637104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony Allen For For Management 1.2 Elect Director Christopher C. Davis For For Management 1.3 Elect Director Anne M. Mulcahy For Withhold Management -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED Ticker: GVA Security ID: 387328107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Darnell For For Management 1b Elect Director Celeste B. Mastin For For Management 1c Elect Director Gaddi H. Vasquez For For Management 1d Elect Director Molly C. Campbell For For Management 1e Elect Director David H. Kelsey For For Management 1f Elect Director Michael F. McNally For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Carrico For For Management 1.2 Elect Director Philip R. Martens For For Management 1.3 Elect Director Lynn A. Wentworth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAY TELEVISION, INC. Ticker: GTN Security ID: 389375106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For For Management 1.2 Elect Director Howell W. Newton For For Management 1.3 Elect Director Richard L. Boger For For Management 1.4 Elect Director T. L. (Gene) Elder For For Management 1.5 Elect Director Luis A. Garcia For For Management 1.6 Elect Director Richard B. Hare For For Management 1.7 Elect Director Robin R. Howell For For Management 1.8 Elect Director Donald P. (Pat) For For Management LaPlatney 1.9 Elect Director Paul H. McTear For For Management 1.10 Elect Director Sterling A. Spainhour, For For Management Jr. 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lasse J. Petterson For For Management 1b Elect Director Kathleen M. Shanahan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Ticker: GSBC Security ID: 390905107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carlson For Withhold Management 1.2 Elect Director Debra Mallonee Shantz For Withhold Management Hart 1.3 Elect Director Joseph W. Turner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT WESTERN BANCORP, INC. Ticker: GWB Security ID: 391416104 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Brannen For For Management 1.2 Elect Director Thomas Henning For For Management 1.3 Elect Director Daniel Rykhus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GREEN BRICK PARTNERS, INC. Ticker: GRBK Security ID: 392709101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth K. Blake For Withhold Management 1.2 Elect Director Harry Brandler For For Management 1.3 Elect Director James R. Brickman For For Management 1.4 Elect Director David Einhorn For For Management 1.5 Elect Director John R. Farris For For Management 1.6 Elect Director Kathleen Olsen For Withhold Management 1.7 Elect Director Richard S. Press For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GREEN DOT CORPORATION Ticker: GDOT Security ID: 39304D102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Chris Brewster For For Management 1.2 Elect Director Glinda Bridgforth Hodges For For Management 1.3 Elect Director Rajeev V. Date For For Management 1.4 Elect Director Saturnino "Nino" Fanlo For For Management 1.5 Elect Director William I Jacobs For For Management 1.6 Elect Director Dan R. Henry For For Management 1.7 Elect Director Jeffrey B. Osher For For Management 1.8 Elect Director Ellen Richey For For Management 1.9 Elect Director George T. Shaheen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- GREEN PLAINS INC. Ticker: GPRE Security ID: 393222104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Becker For For Management 1.2 Elect Director Thomas Manuel For For Management 1.3 Elect Director Brian Peterson For For Management 1.4 Elect Director Alain Treuer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott L. Bok For For Management 1b Elect Director Meryl D. Hartzband For For Management 1c Elect Director John D. Liu For For Management 1d Elect Director Karen P. Robards For For Management 1e Elect Director Kevin T. Ferro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- GREENLIGHT CAPITAL RE, LTD. Ticker: GLRE Security ID: G4095J109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Alan Brooks as GLRE Director For For Management 1b Elect Simon Burton as GLRE Director For For Management 1c Elect David Einhorn as GLRE Director For For Management 1d Elect Leonard Goldberg as GLRE Director For For Management 1e Elect Ian Isaacs as GLRE Director For Against Management 1f Elect Bryan Murphy as GLRE Director For Against Management 1g Elect Joseph Platt as GLRE Director For Against Management 2a Elect Alan Brooks as Greenlight Re For For Management Subsidiary Director 2b Elect Simon Burton as Greenlight Re For For Management Subsidiary Director 2c Elect David Einhorn as Greenlight Re For For Management Subsidiary Director 2d Elect Leonard Goldberg as Greenlight For For Management Re Subsidiary Director 2e Elect Ian Isaacs as Greenlight Re For For Management Subsidiary Director 2f Elect Bryan Murphy as Greenlight Re For For Management Subsidiary Director 2g Elect Joseph Platt as Greenlight Re For For Management Subsidiary Director 3a Elect Michael Brady as GRIL Subsidiary For For Management Director 3b Elect Lesley Caslin as GRIL Subsidiary For For Management Director 3c Elect Bryan Murphy as GRIL Subsidiary For For Management Director 3d Elect Patrick O'Brien as GRIL For For Management Subsidiary Director 3e Elect Daniel Roitman as GRIL For For Management Subsidiary Director 4 Ratify BDO USA, LLP as Auditors For For Management 5 Ratify BDO Cayman Ltd. as Auditors of For For Management Greenlight Re 6 Ratify Mazars as Auditors of GRIL For For Management 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENSKY, INC. Ticker: GSKY Security ID: 39572G100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel Babbit For Withhold Management 1.2 Elect Director Gerald Benjamin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GREIF, INC. Ticker: GEF Security ID: 397624206 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Gasser For Withhold Management 1.2 Elect Director Peter G. Watson For For Management 1.3 Elect Director Vicki L. Avril-Groves For For Management 1.4 Elect Director Bruce A. Edwards For For Management 1.5 Elect Director Mark A. Emkes For For Management 1.6 Elect Director John F. Finn For For Management 1.7 Elect Director Daniel J. Gunsett For For Management 1.8 Elect Director Judith D. Hook For For Management 1.9 Elect Director John W. McNamara For For Management 1.10 Elect Director Robert M. Patterson For For Management -------------------------------------------------------------------------------- GRIFFON CORPORATION Ticker: GFF Security ID: 398433102 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry A. Alpert For Withhold Management 1.2 Elect Director Jerome L. Coben For For Management 1.3 Elect Director Ronald J. Kramer For For Management 1.4 Elect Director Victor Eugene Renuart For For Management 1.5 Elect Director Kevin F. Sullivan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GRITSTONE ONCOLOGY, INC. Ticker: GRTS Security ID: 39868T105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Krognes For Withhold Management 1.2 Elect Director Elaine Jones For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP. Ticker: GO Security ID: 39874R101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Kay Haben For Withhold Management 1.2 Elect Director Gail Moody-Byrd For For Management 1.3 Elect Director S. MacGregor Read, Jr. For Withhold Management 1.4 Elect Director Jeffrey York For Withhold Management 2 Ratify Deloitte and Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Earl J. Hesterberg For For Management 1.3 Elect Director Steven C. Mizell For For Management 1.4 Elect Director Lincoln Pereira For For Management 1.5 Elect Director Stephen D. Quinn For For Management 1.6 Elect Director Steven P. Stanbrook For For Management 1.7 Elect Director Charles L. Szews For For Management 1.8 Elect Director Anne Taylor For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GTY TECHNOLOGY HOLDINGS INC. Ticker: GTYH Security ID: 362409104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Green For Against Management 1b Elect Director Charles Wert For Against Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- GUARANTY BANCSHARES, INC. Ticker: GNTY Security ID: 400764106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Bunch For Against Management 1.2 Elect Director Molly Curl For Against Management 1.3 Elect Director Christopher B. Elliott For Against Management 1.4 Elect Director William D. Priefert For Against Management 2 Ratify Whitley Penn LLP as Auditors For For Management -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Helmy Eltoukhy For Withhold Management 1b Elect Director AmirAli Talasaz For Withhold Management 1c Elect Director Bahija Jallal For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUESS?, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Maurice Marciano For For Management 2.2 Elect Director Laurie Ann Goldman For For Management 2.3 Elect Director Thomas J. Barrack, Jr. For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GULF ISLAND FABRICATION, INC. Ticker: GIFI Security ID: 402307102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Averick For For Management 1.2 Elect Director Richard W. Heo For For Management 1.3 Elect Director Michael J. Keeffe For For Management 1.4 Elect Director Cheryl D. Richard For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES, INC. Ticker: HEES Security ID: 404030108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Engquist For For Management 1.2 Elect Director Bradley W. Barber For For Management 1.3 Elect Director Paul N. Arnold For For Management 1.4 Elect Director Gary W. Bagley For For Management 1.5 Elect Director Bruce C. Bruckmann For For Management 1.6 Elect Director Patrick L. Edsell For For Management 1.7 Elect Director Thomas J. Galligan, III For For Management 1.8 Elect Director Lawrence C. Karlson For For Management 1.9 Elect Director John T. Sawyer For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- H.B. FULLER COMPANY Ticker: FUL Security ID: 359694106 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Handley For For Management 1.2 Elect Director Maria Teresa Hilado For For Management 1.3 Elect Director Ruth S. Kimmelshue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For Against Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Patricia Hemingway Hall For For Management 1h Elect Director Robert A. Malone For For Management 1i Elect Director Jeffrey A. Miller For For Management 1j Elect Director Bhavesh V. (Bob) Patel For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HALOZYME THERAPEUTICS, INC. Ticker: HALO Security ID: 40637H109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Pierre Bizzari For For Management 1.2 Elect Director James M. Daly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Hairston For For Management 1.2 Elect Director James H. Horne For For Management 1.3 Elect Director Suzette K. Kent For For Management 1.4 Elect Director Jerry L. Levens For For Management 1.5 Elect Director Christine L. Pickering For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Stephen B. Bratspies For For Management 1c Elect Director Geralyn R. Breig For For Management 1d Elect Director Bobby J. Griffin For For Management 1e Elect Director James C. Johnson For For Management 1f Elect Director Franck J. Moison For For Management 1g Elect Director Robert F. Moran For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Ann E. Ziegler For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For Withhold Management 1.2 Elect Director Asif Ahmad For Withhold Management 1.3 Elect Director Christopher B. Begley For Withhold Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For Withhold Management 1.7 Elect Director Mark M. Jones For For Management 1.8 Elect Director Cynthia L. Lucchese For Withhold Management 1.9 Elect Director Richard R. Pettingill For Withhold Management 1.10 Elect Director Kathryn M. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Kiho Choi For For Management 1c Elect Director Christie K. Chu For For Management 1d Elect Director Harry H. Chung For For Management 1e Elect Director Scott R. Diehl For For Management 1f Elect Director Bonita I. Lee For For Management 1g Elect Director David L. Rosenblum For For Management 1h Elect Director Thomas J. Williams For For Management 1i Elect Director Michael M. Yang For For Management 1j Elect Director Gideon Yu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HARBORONE BANCORP, INC. Ticker: HONE Security ID: 41165Y100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gordon Jezard For Withhold Management 1b Elect Director Wallace H. Peckham, III For Withhold Management 1c Elect Director William A. Payne For Withhold Management 1d Elect Director Mandy L. Berman For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director James D. Farley, Jr. For For Management 1.5 Elect Director Allan Golston For For Management 1.6 Elect Director Sara L. Levinson For For Management 1.7 Elect Director N. Thomas Linebarger For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HARMONIC INC. Ticker: HLIT Security ID: 413160102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Harshman For For Management 1.2 Elect Director Patrick Gallagher For For Management 1.3 Elect Director Deborah L. Clifford For For Management 1.4 Elect Director David Krall For For Management 1.5 Elect Director Mitzi Reaugh For For Management 1.6 Elect Director Susan G. Swenson For For Management 1.7 Elect Director Nikos Theodosopoulos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- HARVARD BIOSCIENCE, INC. Ticker: HBIO Security ID: 416906105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alan Edrick For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HASBRO, INC. Ticker: HAS Security ID: 418056107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Bronfin For For Management 1.2 Elect Director Michael R. Burns For For Management 1.3 Elect Director Hope F. Cochran For For Management 1.4 Elect Director Lisa Gersh For For Management 1.5 Elect Director Brian D. Goldner For For Management 1.6 Elect Director Tracy A. Leinbach For For Management 1.7 Elect Director Edward M. Philip For For Management 1.8 Elect Director Laurel J. Richie For For Management 1.9 Elect Director Richard S. Stoddart For For Management 1.10 Elect Director Mary Beth West For For Management 1.11 Elect Director Linda K. Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. Ticker: HVT Security ID: 419596101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Allison Dukes For For Management 1.2 Elect Director G. Thomas Hough For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. Ticker: HE Security ID: 419870100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Dahl For For Management 1b Elect Director Constance H. Lau For For Management 1c Elect Director Micah A. Kane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Ticker: HA Security ID: 419879101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Carty For Did Not Vote Management 1.2 Elect Director Earl E. Fry For Did Not Vote Management 1.3 Elect Director Lawrence S. Hershfield For Did Not Vote Management 1.4 Elect Director C. Jayne Hrdlicka For Did Not Vote Management 1.5 Elect Director Peter R. Ingram For Did Not Vote Management 1.6 Elect Director Randall L. Jenson For Did Not Vote Management 1.7 Elect Director Michael E. McNamara For Did Not Vote Management 1.8 Elect Director Crystal K. Rose For Did Not Vote Management 1.9 Elect Director Richard N. Zwern For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation A Please Check if Owner of Record is a U. None Did Not Vote Management S. Citizen B Please Check if Owner of Record is Not None Did Not Vote Management a U.S. Citizen -------------------------------------------------------------------------------- HAWTHORN BANCSHARES, INC. Ticker: HWBK Security ID: 420476103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. Burkhead For For Management 1.2 Elect Director Gus S. Wetzel, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAYNES INTERNATIONAL, INC. Ticker: HAYN Security ID: 420877201 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald C. Campion For For Management 2 Elect Director Robert H. Getz For For Management 3 Elect Director Dawne S. Hickton For For Management 4 Elect Director Michael L. Shor For For Management 5 Elect Director Larry O. Spencer For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HBT FINANCIAL, INC. Ticker: HBT Security ID: 404111106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Alvin Bowman For For Management 1.2 Elect Director Eric E. Burwell For For Management 1.3 Elect Director Patrick F. Busch For For Management 1.4 Elect Director J. Lance Carter For For Management 1.5 Elect Director Allen C. Drake For For Management 1.6 Elect Director Fred L. Drake For For Management 1.7 Elect Director Linda J. Koch For For Management 1.8 Elect Director Gerald E. Pfeiffer For For Management 1.9 Elect Director Dale S. Strassheim For For Management 2 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- HC2 HOLDINGS, INC. Ticker: HCHC Security ID: 404139107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Avram A. Glazer For For Management 1.2 Elect Director Wayne Barr, Jr. For For Management 1.3 Elect Director Kenneth S. Courtis For For Management 1.4 Elect Director Warren H. Gfeller For For Management 1.5 Elect Director Michael Gorzynski For For Management 1.6 Elect Director Shelly C. Lombard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karin Coleman For For Management 1.2 Elect Director Eric Hoffman For For Management 1.3 Elect Director Sue Watts For For Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTH CATALYST, INC. Ticker: HCAT Security ID: 42225T107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Burton For Withhold Management 1.2 Elect Director John A. Kane For Withhold Management 1.3 Elect Director Julie Larson-Green For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. Ticker: HCSG Security ID: 421906108 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Briggs For For Management 1.2 Elect Director Diane S. Casey For For Management 1.3 Elect Director Daniela Castagnino For For Management 1.4 Elect Director Robert L. Frome For For Management 1.5 Elect Director Laura Grant For For Management 1.6 Elect Director John J. McFadden For For Management 1.7 Elect Director Dino D. Ottaviano For For Management 1.8 Elect Director Jude Visconto For For Management 1.9 Elect Director Theodore Wahl For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen Neeleman For For Management 1.4 Elect Director Frank Corvino For For Management 1.5 Elect Director Adrian Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For Against Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Stuart Parker For For Management 1.9 Elect Director Ian Sacks For For Management 1.10 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHSTREAM, INC. Ticker: HSTM Security ID: 42222N103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Frist, Jr. For For Management 1.2 Elect Director Frank Edward Gordon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. Ticker: HTLD Security ID: 422347104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Gerdin For For Management 1.2 Elect Director Larry J. Gordon For For Management 1.3 Elect Director Benjamin J. Allen For For Management 1.4 Elect Director Brenda S. Neville For For Management 1.5 Elect Director James G. Pratt For For Management 1.6 Elect Director Tahira K. Hira For For Management 1.7 Elect Director Michael J. Sullivan For For Management 1.8 Elect Director David P. Millis For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. Ticker: HTLF Security ID: 42234Q102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn B. Fuller For For Management 1b Elect Director Christopher S. Hylen For For Management 1c Elect Director Susan G. Murphy For For Management 1d Elect Director Martin J. Schmitz For For Management 1e Elect Director Kathryn Graves Unger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HECLA MINING COMPANY Ticker: HL Security ID: 422704106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen F. Ralbovsky For For Management 1b Elect Director Catherine 'Cassie' J. For For Management Boggs 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Deferred Compensation Plan For For Management -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806109 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806208 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Lyle Logan For For Management 1.4 Elect Director T. Willem Mesdag For For Management 1.5 Elect Director Krishnan Rajagopalan For For Management 1.6 Elect Director Stacey Rauch For For Management 1.7 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HELIOS TECHNOLOGIES, INC. Ticker: HLIO Security ID: 42328H109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Josef Matosevic For For Management 1.2 Elect Director Gregory C. Yadley For Against Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Ticker: HLX Security ID: 42330P107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amerino Gatti For For Management 1.2 Elect Director Owen Kratz For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEMISPHERE MEDIA GROUP, INC. Ticker: HMTV Security ID: 42365Q103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. McNamara For Withhold Management 1.2 Elect Director Eric C. Neuman For For Management 1.3 Elect Director John Engelman For For Management 1.4 Elect Director Adam Reiss For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mohamad Ali For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Gerald A. Benjamin For For Management 1d Elect Director Stanley M. Bergman For For Management 1e Elect Director James P. Breslawski For For Management 1f Elect Director Deborah Derby For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 1p Elect Director Reed V. Tuckson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Kevin M. Jones For For Management 1.4 Elect Director Sophie L'Helias For For Management 1.5 Elect Director Alan LeFevre For For Management 1.6 Elect Director Juan Miguel Mendoza For For Management 1.7 Elect Director Donal Mulligan For For Management 1.8 Elect Director Maria Otero For For Management 1.9 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- HERC HOLDINGS INC. Ticker: HRI Security ID: 42704L104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick D. Campbell For For Management 1b Elect Director Lawrence H. Silber For For Management 1c Elect Director James H. Browning For For Management 1d Elect Director Shari L. Burgess For For Management 1e Elect Director Jonathan Frates For For Management 1f Elect Director Jean K. Holley For For Management 1g Elect Director Jacob M. Katz For For Management 1h Elect Director Michael A. Kelly For For Management 1i Elect Director Andrew N. Langham For Against Management 1j Elect Director Mary Pat Salomone For For Management 1k Elect Director Andrew J. Teno For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP. Ticker: HTBK Security ID: 426927109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julianne M. For For Management Biagini-Komas 1.2 Elect Director Frank G. Bisceglia For For Management 1.3 Elect Director Bruce H. Cabral For For Management 1.4 Elect Director Jack W. Conner For For Management 1.5 Elect Director Jason DiNapoli For For Management 1.6 Elect Director Stephen G. Heitel For For Management 1.7 Elect Director Walter T. Kaczmarek For For Management 1.8 Elect Director Robert T. Moles For For Management 1.9 Elect Director Laura Roden For For Management 1.10 Elect Director Marina Park Sutton For For Management 1.11 Elect Director Ranson W. Webster For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For For Management 1.3 Elect Director Kimberly T. Ellwanger For For Management 1.4 Elect Director Jeffrey J. Deuel For For Management 1.5 Elect Director Deborah J. Gavin For For Management 1.6 Elect Director Jeffrey S. Lyon For For Management 1.7 Elect Director Gragg E. Miller For For Management 1.8 Elect Director Anthony B. Pickering For For Management 1.9 Elect Director Frederick B. Rivera For For Management 1.10 Elect Director Brian L. Vance For For Management 1.11 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC. Ticker: HRTG Security ID: 42727J102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernie Garateix For For Management 1.2 Elect Director Richard Widdicombe For For Management 1.3 Elect Director Panagiotis (Pete) For For Management Apostolou 1.4 Elect Director Irini Barlas For For Management 1.5 Elect Director Mark Berset For For Management 1.6 Elect Director Steven Martindale For For Management 1.7 Elect Director Nicholas Pappas For For Management 1.8 Elect Director Joseph Vattamattam For For Management 1.9 Elect Director Vijay Walvekar For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERITAGE-CRYSTAL CLEAN, INC. Ticker: HCCI Security ID: 42726M106 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Fehsenfeld, Jr. For Withhold Management 1.2 Elect Director Jim Schumacher For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Antin For For Management 1.2 Elect Director Stephen L. Davis For For Management 1.3 Elect Director Mark F. Furlong For For Management 1.4 Elect Director Joachim A. Hasenmaier For For Management 1.5 Elect Director Scott W. Humphrey For For Management 1.6 Elect Director Sharon J. Larson For For Management 1.7 Elect Director David E. Sveen For For Management 1.8 Elect Director Kevin S. Wilson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For Against Management 1i Elect Director Karyn F. Ovelmen For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For Against Management 1b Elect Director Jeffrey C. Campbell For Against Management 1c Elect Director Cynthia M. Egnotovich For Against Management 1d Elect Director Thomas A. Gendron For Against Management 1e Elect Director Jeffrey A. Graves For Against Management 1f Elect Director Guy C. Hachey For Against Management 1g Elect Director Marilyn L. Minus For For Management 1h Elect Director Catherine A. Suever For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HIBBETT SPORTS, INC. Ticker: HIBB Security ID: 428567101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance G. Finley For For Management 1.2 Elect Director Dorlisa K. Flur For For Management 1.3 Elect Director Michael E. Longo For For Management 1.4 Elect Director Lorna E. Nagler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director John P. Groetelaars For For Management 1.3 Elect Director Gary L. Ellis For For Management 1.4 Elect Director Stacy Enxing Seng For For Management 1.5 Elect Director Mary Garrett For For Management 1.6 Elect Director James R. Giertz For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Gregory J. Moore For For Management 1.9 Elect Director Felicia F. Norwood For For Management 1.10 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Helen W. Cornell For For Management 1.2 Elect Director Jennifer W. Rumsey For For Management 1.3 Elect Director Stuart A. Taylor, II For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For Withhold Management 1.2 Elect Director Leonard A. Potter For Withhold Management 1.3 Elect Director Brenda J. Bacon For Withhold Management 1.4 Elect Director David W. Johnson For Withhold Management 1.5 Elect Director Mark H. Lazarus For Withhold Management 1.6 Elect Director Pamela H. Patsley For Withhold Management 1.7 Elect Director Paul W. Whetsell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Chris Carr For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Raymond E. Mabus, Jr. For For Management 1g Elect Director Judith A. McHale For For Management 1h Elect Director John G. Schreiber For For Management 1i Elect Director Elizabeth A. Smith For For Management 1j Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Desmond For Withhold Management 1.2 Elect Director Robert A. Lane For Withhold Management 1.3 Elect Director Scott L. Moser For Withhold Management 1.4 Elect Director Kara Gaughen Smith For Withhold Management 1.5 Elect Director Jacqueline M. Youngworth For Withhold Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HMS HOLDINGS CORP. Ticker: HMSY Security ID: 40425J101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HNI CORPORATION Ticker: HNI Security ID: 404251100 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary A. Bell For For Management 1.2 Elect Director Mary K.W. Jones For For Management 1.3 Elect Director Ronald V. Waters, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HOLOGIC INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen P. MacMillan For For Management 1b Elect Director Sally W. Crawford For For Management 1c Elect Director Charles J. Dockendorff For For Management 1d Elect Director Scott T. Garrett For For Management 1e Elect Director Ludwig N. Hantson For For Management 1f Elect Director Namal Nawana For For Management 1g Elect Director Christiana Stamoulis For For Management 1h Elect Director Amy M. Wendell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker: HBCP Security ID: 43689E107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Bordelon For For Management 1.2 Elect Director John A. Hendry For Withhold Management 1.3 Elect Director Ann Forte Trappey For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Wipfli LLP as Auditors For For Management -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Allison For For Management 1.2 Elect Director Brian S. Davis For For Management 1.3 Elect Director Milburn Adams For For Management 1.4 Elect Director Robert H. Adcock, Jr. For For Management 1.5 Elect Director Richard H. Ashley For For Management 1.6 Elect Director Mike D. Beebe For For Management 1.7 Elect Director Jack E. Engelkes For For Management 1.8 Elect Director Tracy M. French For For Management 1.9 Elect Director Karen E. Garrett For For Management 1.10 Elect Director James G. Hinkle For For Management 1.11 Elect Director Alex R. Lieblong For For Management 1.12 Elect Director Thomas J. Longe For For Management 1.13 Elect Director Jim Rankin, Jr. For For Management 1.14 Elect Director Larry W. Ross For For Management 1.15 Elect Director Donna J. Townsell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott M. Boggs For For Management 1b Elect Director Jeffrey D. Green For For Management 1c Elect Director James R. Mitchell, Jr. For For Management 1d Elect Director Mark R. Patterson For For Management 1e Elect Director Nancy D. Pellegrino For For Management 1f Elect Director Douglas I. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOMOLOGY MEDICINES, INC. Ticker: FIXX Security ID: 438083107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Patterson For Withhold Management 1.2 Elect Director Mary Thistle For Withhold Management 1.3 Elect Director Arthur O. Tzianabos For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Deborah Flint For For Management 1G Elect Director Judd Gregg For For Management 1H Elect Director Grace D. Lieblein For For Management 1I Elect Director Raymond T. Odierno For For Management 1J Elect Director George Paz For For Management 1K Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Christopher Beeler, For For Management Jr. 1.2 Elect Director Maria C. Duey For For Management 1.3 Elect Director Paulette Garafalo For For Management 1.4 Elect Director Jeremy R. Hoff For For Management 1.5 Elect Director Tonya H. Jackson For For Management 1.6 Elect Director E. Larry Ryder For For Management 1.7 Elect Director Ellen C. Taaffe For For Management 1.8 Elect Director Paul B. Toms, Jr. For For Management 1.9 Elect Director Henry G. Williamson, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Change Company Name to Hooker For For Management Furnishings Corporation 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOOKIPA PHARMA INC. Ticker: HOOK Security ID: 43906K100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Charles Soria For For Management 1.2 Elect Director Michael A. Kelly For Withhold Management 2 Ratify PwC Wirtschaftsprufung GmbH as For For Management Auditors -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin S. Kim For For Management 1.2 Elect Director Scott Yoon-Suk Whang For For Management 1.3 Elect Director Steven S. Koh For For Management 1.4 Elect Director Donald D. Byun For For Management 1.5 Elect Director Jinho Doo For For Management 1.6 Elect Director Daisy Y. Ha For For Management 1.7 Elect Director Joon Kyung Kim For For Management 1.8 Elect Director William J. Lewis For For Management 1.9 Elect Director David P. Malone For For Management 1.10 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION Ticker: HMN Security ID: 440327104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Casady For For Management 1b Elect Director Daniel A. Domenech For For Management 1c Elect Director Perry G. Hines For For Management 1d Elect Director Mark E. Konen For For Management 1e Elect Director Beverley J. McClure For For Management 1f Elect Director H. Wade Reece For For Management 1g Elect Director Elaine A. Sarsynski For For Management 1h Elect Director Robert Stricker For For Management 1i Elect Director Steven O. Swyers For For Management 1j Elect Director Marita Zuraitis For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON BANCORP, INC. Ticker: HBNC Security ID: 440407104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence E. Burnell For For Management 1.2 Elect Director Julie Scheck Freigang For For Management 1.3 Elect Director Peter L. Pairitz For For Management 1.4 Elect Director Spero W. Valavanis For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Ticker: HZNP Security ID: G46188101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Daniel For Against Management 1b Elect Director H. Thomas Watkins For Against Management 1c Elect Director Pascale Witz For Against Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Prama Bhatt For For Management 1b Elect Director Gary C. Bhojwani For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Stephen M. Lacy For For Management 1e Elect Director Elsa A. Murano For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director William A. Newlands For For Management 1h Elect Director Christopher J. For For Management Policinski 1i Elect Director Jose Luis Prado For For Management 1j Elect Director Sally J. Smith For For Management 1k Elect Director James P. Snee For For Management 1l Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Kaminski For For Management 1.2 Elect Director Andrew P. Callahan For For Management 1.3 Elect Director Olu Beck For For Management 1.4 Elect Director Laurence Bodner For For Management 1.5 Elect Director Gretchen R. Crist For For Management 1.6 Elect Director Rachel P. Cullen For For Management 1.7 Elect Director Hugh G. Dineen For For Management 1.8 Elect Director Ioannis Skoufalos For For Management 1.9 Elect Director Craig D. Steeneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUGHTON MIFFLIN HARCOURT COMPANY Ticker: HMHC Security ID: 44157R109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Claude Brizard For For Management 1.2 Elect Director L. Gordon Crovitz For For Management 1.3 Elect Director Jean S. Desravines For For Management 1.4 Elect Director Lawrence K. Fish For For Management 1.5 Elect Director Jill A. Greenthal For For Management 1.6 Elect Director John F. Killian For For Management 1.7 Elect Director John J. Lynch, Jr. For For Management 1.8 Elect Director John R. McKernan, Jr. For For Management 1.9 Elect Director Tracey D. Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HOUSTON WIRE & CABLE COMPANY Ticker: HWCC Security ID: 44244K109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HOWARD BANCORP, INC. Ticker: HBMD Security ID: 442496105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Feinglass For For Management 1.2 Elect Director John J. Keenan For For Management 1.3 Elect Director Robert D. Kunisch, Jr. For For Management 1.4 Elect Director Thomas P. O'Neill For For Management 1.5 Elect Director Linda L. Singh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Tolga I. Oal For For Management 1i Elect Director Nicole W. Piasecki For For Management 1j Elect Director John C. Plant For For Management 1k Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For Against Management 1b Elect Director Shumeet Banerji For Against Management 1c Elect Director Robert R. Bennett For Against Management 1d Elect Director Charles "Chip" V. Bergh For Against Management 1e Elect Director Stacy Brown-Philpot For Against Management 1f Elect Director Stephanie A. Burns For Against Management 1g Elect Director Mary Anne Citrino For Against Management 1h Elect Director Richard L. Clemmer For Against Management 1i Elect Director Enrique J. Lores For Against Management 1j Elect Director Judith "Jami" Miscik For For Management 1k Elect Director Subra Suresh For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For For Management 1.2 Elect Director Mary H. Boosalis For For Management 1.3 Elect Director James C. Kenny For For Management 1.4 Elect Director Peter B. McNitt For For Management 1.5 Elect Director Charles R. Reaves For For Management 1.6 Elect Director Martin P. Slark For For Management 1.7 Elect Director Jonathan P. Ward For For Management 1.8 Elect Director Jenell R. Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerben W. Bakker For For Management 1.2 Elect Director Carlos M. Cardoso For For Management 1.3 Elect Director Anthony J. Guzzi For For Management 1.4 Elect Director Rhett A. Hernandez For For Management 1.5 Elect Director Neal J. Keating For For Management 1.6 Elect Director Bonnie C. Lind For For Management 1.7 Elect Director John F. Malloy For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director John G. Russell For For Management 1.10 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Halligan For Against Management 1b Elect Director Ron Gill For Against Management 1c Elect Director Jill Ward For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. (Tanny) Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. (Chris) Inglis For For Management 1.9 Elect Director Katherine M. A. (Allie) For For Management Kline 1.10 Elect Director Richard W. Neu For Withhold Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director Stephanie L. O'Sullivan For For Management 1.8 Elect Director C. Michael Petters For For Management 1.9 Elect Director Thomas C. Schievelbein For For Management 1.10 Elect Director John K. Welch For For Management 1.11 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Sonia Dula For For Management 1f Elect Director Cynthia L. Egan For For Management 1g Elect Director Daniele Ferrari For For Management 1h Elect Director Robert J. Margetts For For Management 1i Elect Director Jeanne McGovern For For Management 1j Elect Director Wayne A. Reaud For For Management 1k Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh E. Sawyer For For Management 1.2 Elect Director Debra L. Zumwalt For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan D. Kronick For For Management 1.2 Elect Director Mackey J. McDonald For For Management 1.3 Elect Director Jason Pritzker For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HYSTER-YALE MATERIALS HANDLING, INC. Ticker: HY Security ID: 449172105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Bemowski For For Management 1.2 Elect Director J.C. Butler, Jr. For For Management 1.3 Elect Director Carolyn Corvi For For Management 1.4 Elect Director Edward T. Eliopoulos For For Management 1.5 Elect Director John P. Jumper For For Management 1.6 Elect Director Dennis W. LaBarre For For Management 1.7 Elect Director H. Vincent Poor For For Management 1.8 Elect Director Alfred M. Rankin, Jr. For For Management 1.9 Elect Director Claiborne R. Rankin For For Management 1.10 Elect Director Britton T. Taplin For For Management 1.11 Elect Director David B. H. Williams For For Management 1.12 Elect Director Eugene Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- I3 VERTICALS, INC. Ticker: IIIV Security ID: 46571Y107 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Daily For Withhold Management 1.2 Elect Director Clay Whitson For Withhold Management 1.3 Elect Director Elizabeth Seigenthaler For For Management Courtney 1.4 Elect Director John Harrison For For Management 1.5 Elect Director Burton Harvey For For Management 1.6 Elect Director Timothy McKenna For For Management 1.7 Elect Director David Morgan For For Management 1.8 Elect Director David Wilds For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) Breslin For For Management 1b Elect Director Brian Bales For For Management 1c Elect Director Olaf Kastner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Randall Mehl For For Management 1.3 Elect Director Scott B. Salmirs For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICHOR HOLDINGS, LTD. Ticker: ICHR Security ID: G4740B105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey Andreson For For Management 1b Elect Director John Kispert For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ICU MEDICAL, INC. Ticker: ICUI Security ID: 44930G107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vivek Jain For For Management 1.2 Elect Director George A. Lopez For For Management 1.3 Elect Director Robert S. Swinney For For Management 1.4 Elect Director David C. Greenberg For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director David F. Hoffmeister For For Management 1.7 Elect Director Donald M. Abbey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Odette C. Bolano For For Management 1.3 Elect Director Thomas Carlile For For Management 1.4 Elect Director Richard J. Dahl For For Management 1.5 Elect Director Annette G. Elg For For Management 1.6 Elect Director Lisa A. Grow For For Management 1.7 Elect Director Ronald W. Jibson For For Management 1.8 Elect Director Judith A. Johansen For For Management 1.9 Elect Director Dennis L. Johnson For For Management 1.10 Elect Director Richard J. Navarro For For Management 1.11 Elect Director Mark T. Peters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- IDENTIV, INC. Ticker: INVE Security ID: 45170X205 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gary Kremen For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Cook For For Management 1b Elect Director Mark A. Buthman For For Management 1c Elect Director Lakecia N. Gunter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce L. Claflin For For Management 1b Elect Director Asha S. Collins For For Management 1c Elect Director Daniel M. Junius For For Management 1d Elect Director Sam Samad For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IEC ELECTRONICS CORP. Ticker: IEC Security ID: 44949L105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith M. Butler For For Management 1.2 Elect Director Charles P. Hadeed For For Management 1.3 Elect Director Andrew M. Laurence For For Management 1.4 Elect Director Jeremy R. Nowak For For Management 1.5 Elect Director Michael W. Osborne For For Management 1.6 Elect Director Jeffrey T. Schlarbaum For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IES HOLDINGS, INC. Ticker: IESC Security ID: 44951W106 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd M. Cleveland For For Management 1.2 Elect Director Joseph L. Dowling, III For Withhold Management 1.3 Elect Director David B. Gendell For For Management 1.4 Elect Director Jeffrey L. Gendell For For Management 1.5 Elect Director Joe D. Koshkin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- IHEARTMEDIA, INC. Ticker: IHRT Security ID: 45174J509 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Bressler For Withhold Management 1.2 Elect Director Kamakshi For Withhold Management Sivaramakrishnan 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Dinyar S. Devitre For For Management 1d Elect Director Ruann F. Ernst For For Management 1e Elect Director Jacques Esculier For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Nicoletta Giadrossi For For Management 1i Elect Director Robert P. Kelly For For Management 1j Elect Director Deborah Doyle McWhinney For For Management 1k Elect Director Jean-Paul L. Montupet For For Management 1l Elect Director Deborah K. Orida For For Management 1m Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker: ITW Security ID: 452308109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Darrell L. Ford For For Management 1d Elect Director James W. Griffith For For Management 1e Elect Director Jay L. Henderson For For Management 1f Elect Director Richard H. Lenny For For Management 1g Elect Director E. Scott Santi For For Management 1h Elect Director David B. Smith, Jr. For For Management 1i Elect Director Pamela B. Strobel For For Management 1j Elect Director Anre D. Williams For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Gary S. Guthart For For Management 1E Elect Director Philip W. Schiller For For Management 1F Elect Director John W. Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMAX CORPORATION Ticker: IMAX Security ID: 45245E109 Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric A. Demirian For For Management 1.2 Elect Director Kevin Douglas For Withhold Management 1.3 Elect Director Richard L. Gelfond For For Management 1.4 Elect Director David W. Leebron For For Management 1.5 Elect Director Michael MacMillan For For Management 1.6 Elect Director Steve Pamon For For Management 1.7 Elect Director Dana Settle For Withhold Management 1.8 Elect Director Darren Throop For Withhold Management 2 Approve PricewaterhouseCoopers LLP For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend By-law No. 1 For For Management -------------------------------------------------------------------------------- IMEDIA BRANDS, INC. Ticker: IMBI Security ID: 452465206 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Friedman For For Management 1.2 Elect Director Landel C. Hobbs For For Management 1.3 Elect Director Jill Krueger For For Management 1.4 Elect Director Eyal Lalo For For Management 1.5 Elect Director Lisa A. Letizio For For Management 1.6 Elect Director Timothy A. Peterman For For Management 1.7 Elect Director Darryl C. Porter For For Management 1.8 Elect Director Aaron P. Reitkopf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IMMERSION CORPORATION Ticker: IMMR Security ID: 452521107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sumit Agarwal For For Management 1.2 Elect Director William Martin For For Management 1.3 Elect Director Eric Singer For For Management 1.4 Elect Director Mary Dotz For For Management 2 Ratify Armanino LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMMUCELL CORPORATION Ticker: ICCC Security ID: 452525306 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gloria J. Basse For Withhold Management 1.2 Elect Director Michael F. Brigham For Withhold Management 1.3 Elect Director Bobbi Jo Brockmann For Withhold Management 1.4 Elect Director David S. Cunningham For Withhold Management 1.5 Elect Director Steven T. Rosgen For Withhold Management 1.6 Elect Director David S. Tomsche For Withhold Management 1.7 Elect Director Paul R. Wainman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Wipfli LLP as Auditors For For Management -------------------------------------------------------------------------------- IMPINJ, INC. Ticker: PI Security ID: 453204109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Gibson For Against Management 1.2 Elect Director Umesh Padval For For Management 1.3 Elect Director Steve Sanghi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Proxy Access Right None For Shareholder -------------------------------------------------------------------------------- INCYTE CORPORATION Ticker: INCY Security ID: 45337C102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian C. Baker For For Management 1.2 Elect Director Jean-Jacques Bienaime For For Management 1.3 Elect Director Paul J. Clancy For For Management 1.4 Elect Director Wendy L. Dixon For For Management 1.5 Elect Director Jacqualyn A. Fouse For For Management 1.6 Elect Director Edmund P. Harrigan For For Management 1.7 Elect Director Katherine A. High For For Management 1.8 Elect Director Herve Hoppenot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna L. Abelli For For Management 1.2 Elect Director Kevin J. Jones For For Management 1.3 Elect Director Mary L. Lentz For For Management 1.4 Elect Director John J. Morrissey For For Management 1.5 Elect Director Frederick Taw For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Ticker: IBCP Security ID: 453838609 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christina L. Keller For For Management 1.2 Elect Director Ronia F. Kruse For For Management 1.3 Elect Director Michael M. Magee, Jr. For For Management 1.4 Elect Director Matthew J. Missad For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INDEPENDENT BANK GROUP, INC. Ticker: IBTX Security ID: 45384B106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Fair For For Management 1.2 Elect Director Donald L. Poarch For For Management 1.3 Elect Director Michael T. Viola For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- INFINERA CORPORATION Ticker: INFN Security ID: 45667G103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory P. Dougherty For For Management 1b Elect Director David W. Heard For For Management 1c Elect Director Paul J. Milbury For For Management 1d Elect Director David F. Welch For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INFORMATION SERVICES GROUP, INC. Ticker: III Security ID: 45675Y104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Pfau For For Management 1.2 Elect Director Kalpana Raina For For Management 1.3 Elect Director Donald C. Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INFUSYSTEM HOLDINGS, INC. Ticker: INFU Security ID: 45685K102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. DiIorio For For Management 1.2 Elect Director Paul A. Gendron For For Management 1.3 Elect Director Carrie A. Lachance For For Management 1.4 Elect Director Gregg O. Lehman For For Management 1.5 Elect Director Darrell B. Montgomery For For Management 1.6 Elect Director Christopher R. Sansone For For Management 1.7 Elect Director Scott A. Shuda For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- INGERSOLL RAND INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6a.1 Elect Director Peter M. Stavros For For Management 6a.2 Elect Director Kirk E. Arnold For For Management 6a.3 Elect Director Elizabeth Centoni For For Management 6a.4 Elect Director William P. Donnelly For For Management 6a.5 Elect Director Gary D. Forsee For For Management 6a.6 Elect Director John Humphrey For For Management 6a.7 Elect Director Marc E. Jones For For Management 6a.8 Elect Director Vicente Reynal For For Management 6a.9 Elect Director Joshua T. Weisenbeck For For Management 6a.10 Elect Director Tony L. White For For Management 6b.11 Elect Director Peter M. Stavros For For Management 6b.12 Elect Director Elizabeth Centoni For For Management 6b.13 Elect Director Gary D. Forsee For For Management 6b.14 Elect Director Tony L. White For For Management -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director John C. Fortson For For Management 1e Elect Director Diane H. Gulyas For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGLES MARKETS, INCORPORATED Ticker: IMKTA Security ID: 457030104 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest E. Ferguson For For Management 1.2 Elect Director John R. Lowden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Milton C. Blackmore For For Management 1.2 Elect Director Robert I. Paller For For Management 2 Elect Director Elizabeth K. Arnold For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INNOVATIVE SOLUTIONS AND SUPPORT, INC. Ticker: ISSC Security ID: 45769N105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geoffrey S. M. Hedrick For For Management 1b Elect Director Winston J. Churchill For For Management 1c Elect Director Roger A. Carolin For For Management 1d Elect Director Robert E. Mittelstaedt, For For Management Jr. 1e Elect Director Glen R. Bressner For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INNOVIVA, INC. Ticker: INVA Security ID: 45781M101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bickerstaff, For For Management III 1b Elect Director Deborah L. Birx For For Management 1c Elect Director Mark A. DiPaolo For For Management 1d Elect Director Jules Haimovitz For For Management 1e Elect Director Odysseas D. Kostas For For Management 1f Elect Director Sarah J. Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INOGEN, INC. Ticker: INGN Security ID: 45780L104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Scott Greer For Withhold Management 1.2 Elect Director Heather Rider For Withhold Management 1.3 Elect Director Kristen Miranda For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INOVALON HOLDINGS, INC. Ticker: INOV Security ID: 45781D101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Dunleavy For Withhold Management 1.2 Elect Director Denise K. Fletcher For Withhold Management 1.3 Elect Director William D. Green For Withhold Management 1.4 Elect Director Isaac (Zak) S. Kohane For Withhold Management 1.5 Elect Director Mark A. Pulido For Withhold Management 1.6 Elect Director Lee D. Roberts For Withhold Management 1.7 Elect Director William J. Teuber, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda M. Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol R. Kaufman For Against Management 1.2 Elect Director John L. Lumelleau For Against Management 1.3 Elect Director Paul J. Sarvadi For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INSTALLED BUILDING PRODUCTS, INC. Ticker: IBP Security ID: 45780R101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margot L. Carter For For Management 1.2 Elect Director David R. Meuse For For Management 1.3 Elect Director Michael H. Thomas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSTEEL INDUSTRIES INC. Ticker: IIIN Security ID: 45774W108 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Kennedy Thompson For For Management 1.2 Elect Director H. O. Woltz, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INSULET CORPORATION Ticker: PODD Security ID: 45784P101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne A. I. Frederick For For Management 1.2 Elect Director Shacey Petrovic For For Management 1.3 Elect Director Timothy J. Scannell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGER HOLDINGS CORPORATION Ticker: ITGR Security ID: 45826H109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheila Antrum For For Management 1.2 Elect Director Pamela G. Bailey For For Management 1.3 Elect Director Cheryl C. Capps For For Management 1.4 Elect Director Joseph W. Dziedzic For For Management 1.5 Elect Director James F. Hinrichs For For Management 1.6 Elect Director Jean Hobby For For Management 1.7 Elect Director Tyrone Jeffers For For Management 1.8 Elect Director M. Craig Maxwell For For Management 1.9 Elect Director Filippo Passerini For For Management 1.10 Elect Director Bill R. Sanford For For Management 1.11 Elect Director Donald J. Spence For For Management 1.12 Elect Director William B. Summers, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORPORATION Ticker: IART Security ID: 457985208 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Arduini For For Management 1b Elect Director Rhonda Germany Ballintyn For For Management 1c Elect Director Keith Bradley For For Management 1d Elect Director Shaundra D. Clay For For Management 1e Elect Director Stuart M. Essig For For Management 1f Elect Director Barbara B. Hill For For Management 1g Elect Director Donald E. Morel, Jr. For For Management 1h Elect Director Raymond G. Murphy For For Management 1i Elect Director Christian S. Schade For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick P. Gelsinger For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Alyssa Henry For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Risa Lavizzo-Mourey For For Management 1f Elect Director Tsu-Jae King Liu For For Management 1g Elect Director Gregory D. Smith For For Management 1h Elect Director Dion J. Weisler For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 6 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Cohen For Withhold Management 1.2 Elect Director Jean-Francois Formela For Withhold Management 1.3 Elect Director Frank Verwiel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTELLICHECK, INC. Ticker: IDN Security ID: 45817G201 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Guy L. Smith For For Management 1.2 Elect Director Emil R. "Buck" Bedard For For Management 1.3 Elect Director Jack A. Davis For For Management 1.4 Elect Director William P. Georges For For Management 1.5 Elect Director Dylan Glenn For For Management 1.6 Elect Director Amelia L. Ruzzo For For Management 1.7 Elect Director David E. Ullman For For Management 1.8 Elect Director Bryan Lewis For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. Ticker: IBKR Security ID: 45841N107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Peterffy For Against Management 1B Elect Director Earl H. Nemser For Against Management 1C Elect Director Milan Galik For Against Management 1D Elect Director Paul J. Brody For Against Management 1E Elect Director Lawrence E. Harris For For Management 1F Elect Director Gary Katz For For Management 1G Elect Director John M. Damgard For For Management 1H Elect Director Philip Uhde For For Management 1I Elect Director William Peterffy For Against Management 1J Elect Director Nicole Yuen For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Shantella E. Cooper For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Mark F. Mulhern For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Caroline L. Silver For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence (Liren) Chen For For Management 1b Elect Director Joan H. Gillman For For Management 1c Elect Director S. Douglas Hutcheson For For Management 1d Elect Director John A. Kritzmacher For For Management 1e Elect Director Pierre-Yves Lesaicherre For For Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director Jean F. Rankin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERFACE, INC. Ticker: TILE Security ID: 458665304 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Burke For For Management 1.2 Elect Director Dwight Gibson For For Management 1.3 Elect Director Daniel T. Hendrix For For Management 1.4 Elect Director Christopher G. Kennedy For For Management 1.5 Elect Director Joseph Keough For For Management 1.6 Elect Director Catherine M. Kilbane For For Management 1.7 Elect Director K. David Kohler For For Management 1.8 Elect Director Sheryl D. Palmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For For Management 1.3 Elect Director Douglas B. Howland For For Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For For Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Buberl For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director David N. Farr For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Michelle J. Howard For For Management 1f Elect Director Arvind Krishna For For Management 1g Elect Director Andrew N. Liveris For For Management 1h Elect Director Frederick William For For Management McNabb, III 1i Elect Director Martha E. Pollack For For Management 1j Elect Director Joseph R. Swedish For For Management 1k Elect Director Peter R. Voser For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 6 Publish Annually a Report Assessing For For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn J. Boor For For Management 1b Elect Director Edward D. Breen For Against Management 1c Elect Director Carol Anthony Davidson For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Roger W. Ferguson, Jr. For For Management 1f Elect Director John F. Ferraro For For Management 1g Elect Director Andreas Fibig For For Management 1h Elect Director Christina Gold For For Management 1i Elect Director Ilene Gordon For For Management 1j Elect Director Matthias J. Heinzel For For Management 1k Elect Director Dale F. Morrison For For Management 1l Elect Director Kare Schultz For For Management 1m Elect Director Stephen Williamson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Elect Director Marco Sala For For Management 5 Elect Director Beatrice Bassey None None Management *Withdrawn Resolution* 6 Elect Director Massimiliano Chiara For For Management 7 Elect Director Alberto Dessy For For Management 8 Elect Director Marco Drago For For Management 9 Elect Director James McCann For For Management 10 Elect Director Heather McGregor For For Management 11 Elect Director Lorenzo Pellicioli For For Management 12 Elect Director Samantha Ravich For For Management 13 Elect Director Vincent Sadusky For For Management 14 Elect Director Gianmario Tondato Da For For Management Ruos 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Authorize Political Donations and For For Management Expenditure 18 Authorize Issue of Equity For For Management 19 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 20 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorize Market Purchase of Ordinary For For Management Shares 22 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher M. Connor For For Management 1b Elect Director Ahmet C. Dorduncu For For Management 1c Elect Director Ilene S. Gordon For For Management 1d Elect Director Anders Gustafsson For For Management 1e Elect Director Jacqueline C. Hinman For For Management 1f Elect Director Clinton A. Lewis, Jr. For For Management 1g Elect Director DG Macpherson For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Anton V. Vincent For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- INTERNATIONAL SEAWAYS, INC. Ticker: INSW Security ID: Y41053102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doug Wheat For For Management 1.2 Elect Director Timothy J. Bernlohr For For Management 1.3 Elect Director Ian T. Blackley For Withhold Management 1.4 Elect Director Randee E. Day For For Management 1.5 Elect Director David I. Greenberg For For Management 1.6 Elect Director Joseph I. Kronsberg For For Management 1.7 Elect Director Ty E. Wallach For For Management 1.8 Elect Director Lois K. Zabrocky For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEVAC, INC. Ticker: IVAC Security ID: 461148108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Dury For For Management 1.2 Elect Director Wendell T. Blonigan For For Management 1.3 Elect Director Kevin D. Barber For For Management 1.4 Elect Director Dorothy D. Hayes For For Management 1.5 Elect Director Stephen A. Jamison For For Management 1.6 Elect Director Michele F. Klein For For Management 1.7 Elect Director Mark P. Popovich For For Management 1.8 Elect Director Thomas M. Rohrs For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify BPM LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y201 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terry Considine For For Management 1b Elect Director Chris A. Elliott For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRICON CORPORATION Ticker: IIN Security ID: 46121H109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas A. Giordano For For Management 1.2 Elect Director Raymond O. Huggenberger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Tekedra Mawakana For For Management 1g Elect Director Suzanne Nora Johnson For For Management 1h Elect Director Dennis D. Powell For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Thomas Szkutak For For Management 1k Elect Director Raul Vazquez For For Management 1l Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Monica P. Reed For For Management 1k Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- INVACARE CORPORATION Ticker: IVC Security ID: 461203101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan H. Alexander For For Management 1.2 Elect Director Julie A. Beck For For Management 1.3 Elect Director Petra Danielsohn-Weil For For Management 1.4 Elect Director Stephanie L. Fehr For For Management 1.5 Elect Director Diana S. Ferguson For For Management 1.6 Elect Director Marc M. Gibeley For For Management 1.7 Elect Director C. Martin Harris For For Management 1.8 Elect Director Matthew E. Monaghan For For Management 1.9 Elect Director Clifford D. Nastas For For Management 1.10 Elect Director Baiju R. Shah For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Thomas M. Finke For For Management 1.3 Elect Director Martin L. Flanagan For For Management 1.4 Elect Director Edward P. Garden For For Management 1.5 Elect Director William (Bill) F. For For Management Glavin, Jr. 1.6 Elect Director C. Robert Henrikson For For Management 1.7 Elect Director Denis Kessler For For Management 1.8 Elect Director Nelson Peltz For For Management 1.9 Elect Director Nigel Sheinwald For For Management 1.10 Elect Director Paula C. Tolliver For For Management 1.11 Elect Director G. Richard Wagoner, Jr. For For Management 1.12 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVESTAR HOLDING CORPORATION Ticker: ISTR Security ID: 46134L105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Baker For For Management 1.2 Elect Director Thomas C. Besselman, Sr. For For Management 1.3 Elect Director James H. Boyce, III For For Management 1.4 Elect Director Robert M. Boyce, Sr. For For Management 1.5 Elect Director John J. D'Angelo For For Management 1.6 Elect Director William H. Hidalgo, Sr. For For Management 1.7 Elect Director Gordon H. Joffrion, III For For Management 1.8 Elect Director Robert Chris Jordan For For Management 1.9 Elect Director David J. Lukinovich For For Management 1.10 Elect Director Suzanne O. Middleton For For Management 1.11 Elect Director Andrew C. Nelson For For Management 1.12 Elect Director Frank L. Walker For For Management 2 Ratify Horne LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Cummings For For Management 1.2 Elect Director John E. Harmon, Sr. For For Management 1.3 Elect Director Michele N. Siekerka For For Management 1.4 Elect Director Paul N. Stathoulopoulos For For Management 1.5 Elect Director Kim Wales For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS TITLE COMPANY Ticker: ITIC Security ID: 461804106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Fine, Jr. For Withhold Management 1.2 Elect Director James R. Morton For Withhold Management 1.3 Elect Director Elton C. Parker, Jr. For Withhold Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- INVITAE CORPORATION Ticker: NVTA Security ID: 46185L103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimber D. Lockhart For For Management 1b Elect Director Chitra Nayak For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett Monia For For Management 1.2 Elect Director Frederick T. Muto For Withhold Management 1.3 Elect Director Peter N. Reikes For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Ticker: IOVA Security ID: 462260100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iain Dukes For For Management 1.2 Elect Director Maria Fardis For For Management 1.3 Elect Director Athena Countouriotis For For Management 1.4 Elect Director Ryan Maynard For For Management 1.5 Elect Director Merrill A. McPeak For For Management 1.6 Elect Director Wayne P. Rothbaum For For Management 1.7 Elect Director Michael Weiser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION Ticker: IPGP Security ID: 44980X109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Valentin P. Gapontsev For For Management 1.2 Elect Director Eugene A. Scherbakov For For Management 1.3 Elect Director Michael C. Child For For Management 1.4 Elect Director Jeanmarie F. Desmond For For Management 1.5 Elect Director Gregory P. Dougherty For For Management 1.6 Elect Director Eric Meurice For For Management 1.7 Elect Director Natalia Pavlova For For Management 1.8 Elect Director John R. Peeler For For Management 1.9 Elect Director Thomas J. Seifert For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ari Bousbib For For Management 1.2 Elect Director John M. Leonard For For Management 1.3 Elect Director Todd B. Sisitsky For Withhold Management 2 Advisory Vote on Say on Pay Frequency None Three Years Management 3a Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 3b Eliminate Supermajority Vote For For Management Requirement for Removal of Directors 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IRADIMED CORPORATION Ticker: IRMD Security ID: 46266A109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Susi For Withhold Management 1.2 Elect Director James Hawkins For For Management 1.3 Elect Director Monty Allen For For Management 1.4 Elect Director Anthony Vuoto For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- IRHYTHM TECHNOLOGIES, INC. Ticker: IRTC Security ID: 450056106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Noel Bairey For For Management Merz 1.2 Elect Director Mark J. Rubash For Withhold Management 1.3 Elect Director Renee Budig For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM Security ID: 46269C102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Niehaus For For Management 1.2 Elect Director Thomas C. Canfield For For Management 1.3 Elect Director Matthew J. Desch For For Management 1.4 Elect Director Thomas J. Fitzpatrick For For Management 1.5 Elect Director L. Anthony Frazier For For Management 1.6 Elect Director Jane L. Harman For For Management 1.7 Elect Director Alvin B. Krongard For For Management 1.8 Elect Director Suzanne E. McBride For For Management 1.9 Elect Director Eric T. Olson For For Management 1.10 Elect Director Steven B. Pfeiffer For For Management 1.11 Elect Director Parker W. Rush For For Management 1.12 Elect Director Henrik O. Schliemann For For Management 1.13 Elect Director Barry J. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IROBOT CORPORATION Ticker: IRBT Security ID: 462726100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colin M. Angle For For Management 1b Elect Director Deborah G. Ellinger For For Management 1c Elect Director Eva Manolis For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Supermajority Vote For For Management Requirement 4 Declassify the Board of Directors For For Management 5 Provide Right to Call Special Meeting For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRONWOOD PHARMACEUTICALS, INC. Ticker: IRWD Security ID: 46333X108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark G. Currie For For Management 1.2 Elect Director Alexander J. Denner For For Management 1.3 Elect Director Jon R. Duane For For Management 1.4 Elect Director Marla L. Kessler For For Management 1.5 Elect Director Catherine Moukheibir For For Management 1.6 Elect Director Lawrence S. Olanoff For For Management 1.7 Elect Director Jay P. Shepard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Deitrich For For Management 1b Elect Director Timothy M. Leyden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi *Withdrawn None None Management Resolution* 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- J & J SNACK FOODS CORP. Ticker: JJSF Security ID: 466032109 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter G. Stanley For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director Thad Hill For For Management 1.7 Elect Director J. Bryan Hunt, Jr. For For Management 1.8 Elect Director Gale V. King For For Management 1.9 Elect Director John N. Roberts, III For For Management 1.10 Elect Director James L. Robo For For Management 1.11 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Ressler For For Management 1.2 Elect Director Vivek Shah For For Management 1.3 Elect Director Douglas Y. Bech For For Management 1.4 Elect Director Sarah Fay For For Management 1.5 Elect Director W. Brian Kretzmer For For Management 1.6 Elect Director Jonathan F. Miller For For Management 1.7 Elect Director Stephen Ross For For Management 1.8 Elect Director Pamela Sutton-Wallace For For Management 1.9 Elect Director Scott C. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anousheh Ansari For For Management 1b Elect Director Martha F. Brooks For For Management 1c Elect Director Christopher S. Holland For For Management 1d Elect Director Timothy L. Main For For Management 1e Elect Director Mark T. Mondello For For Management 1f Elect Director John C. Plant For For Management 1g Elect Director Steven A. Raymund For For Management 1h Elect Director Thomas A. Sansone For For Management 1i Elect Director David M. Stout For For Management 1j Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Goebel For For Management 1b Elect Director Darin S. Harris For For Management 1c Elect Director Sharon P. John For For Management 1d Elect Director Madeleine A. Kleiner For For Management 1e Elect Director Michael W. Murphy For For Management 1f Elect Director James M. Myers For For Management 1g Elect Director David M. Tehle For For Management 1h Elect Director Vivien M. Yeung For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. Ticker: J Security ID: 469814107 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Demetriou For For Management 1b Elect Director Christopher M.T. For For Management Thompson 1c Elect Director Vincent K. Brooks For For Management 1d Elect Director Robert C. Davidson, Jr. For For Management 1e Elect Director Ralph E. (Ed) Eberhart For For Management 1f Elect Director Manny Fernandez For For Management 1g Elect Director Georgette D. Kiser For For Management 1h Elect Director Linda Fayne Levinson For For Management 1i Elect Director Barbara L. Loughran For For Management 1j Elect Director Robert A. McNamara For For Management 1k Elect Director Peter J. Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JANUS HENDERSON GROUP PLC Ticker: JHG Security ID: G4474Y214 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Director Alison Davis For For Management 3 Elect Director Kalpana Desai For For Management 4 Elect Director Jeffrey Diermeier For For Management 5 Elect Director Kevin Dolan For For Management 6 Elect Director Eugene Flood, Jr. For For Management 7 Elect Director Richard Gillingwater For For Management 8 Elect Director Lawrence Kochard For For Management 9 Elect Director Glenn Schafer For For Management 10 Elect Director Angela Seymour-Jackson For For Management 11 Elect Director Richard Weil For For Management 12 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorise Audit Committee to Fix Their Remuneration 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise Market Purchase of CDIs For For Management -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Jacob M. Katz For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JELD-WEN HOLDING, INC. Ticker: JELD Security ID: 47580P103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey I. Joubert For For Management 1.2 Elect Director Cynthia Marshall For For Management 1.3 Elect Director Gary S. Michel For For Management 1.4 Elect Director Anthony Munk For For Management 1.5 Elect Director David G. Nord For For Management 1.6 Elect Director Suzanne L. Stefany For For Management 1.7 Elect Director Bruce M. Taten For For Management 1.8 Elect Director Roderick C. Wendt For For Management 1.9 Elect Director Steven E. Wynne For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Ben Baldanza For Against Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Monte Ford For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For Against Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Ticker: JBT Security ID: 477839104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Maury Devine For For Management 1b Elect Director Emmanuel Lagarrigue For For Management 1c Elect Director James M. Ringler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against Against Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against Against Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For Against Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Omnibus Stock Plan For For Management 7 Approve the Directors' Authority to For For Management Allot Shares 8 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JOHNSON OUTDOORS INC. Ticker: JOUT Security ID: 479167108 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry E. London For For Management 1.2 Elect Director John M. Fahey, Jr. For For Management 1.3 Elect Director William ("Bill") D. For For Management Perez 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Tina Ju For For Management 1e Elect Director Bridget Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) Mehta For For Management 1h Elect Director Jeetendra (Jeetu) I. For For Management Patel 1i Elect Director Sheila A. Penrose For For Management 1j Elect Director Ann Marie Petach For For Management 1k Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JOUNCE THERAPEUTICS, INC. Ticker: JNCE Security ID: 481116101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Duncan Higgons For Withhold Management 1.2 Elect Director Robert Iannone For Withhold Management 1.3 Elect Director Luisa Salter-Cid For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KADANT INC. Ticker: KAI Security ID: 48282T104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erin L. Russell For For Management 1.2 Elect Director William P. Tully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve the Issuance of Restricted For For Management Stock Units to Non-Employee Directors 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KADMON HOLDINGS, INC. Ticker: KDMN Security ID: 48283N106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harlan W. Waksal For For Management 1.2 Elect Director Tasos G. Konidaris For Withhold Management 1.3 Elect Director Eugene Bauer For Withhold Management 1.4 Elect Director Cynthia Schwalm For Withhold Management 1.5 Elect Director David E. Cohen For Withhold Management 1.6 Elect Director Arthur Kirsch For For Management 1.7 Elect Director Nancy Miller-Rich For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- KALA PHARMACEUTICALS, INC. Ticker: KALA Security ID: 483119103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew I. Koven For Withhold Management 1.2 Elect Director Gregory D. Perry For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KAMAN CORPORATION Ticker: KAMN Security ID: 483548103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aisha M. Barry For For Management 1.2 Elect Director E. Reeves Callaway, III For For Management 1.3 Elect Director A. William Higgins For For Management 1.4 Elect Director Michelle J. Lohmeier For For Management 1.5 Elect Director George E. Minnich For For Management 1.6 Elect Director Ian K. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Director Carmel Galvin For For Management 2b Elect Director James P. Hallett For For Management 2c Elect Director Mark E. Hill For For Management 2d Elect Director J. Mark Howell For For Management 2e Elect Director Stefan Jacoby For For Management 2f Elect Director Peter Kelly For For Management 2g Elect Director Michael T. Kestner For For Management 2h Elect Director Mary Ellen Smith For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur R. Collins For For Management 1.2 Elect Director Dorene C. Dominguez For For Management 1.3 Elect Director Kevin P. Eltife For For Management 1.4 Elect Director Timothy W. Finchem For For Management 1.5 Elect Director Stuart A. Gabriel For For Management 1.6 Elect Director Thomas W. Gilligan For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Robert L. Johnson For For Management 1.9 Elect Director Melissa Lora For For Management 1.10 Elect Director Jeffrey T. Mezger For For Management 1.11 Elect Director James C. "Rad" Weaver For For Management 1.12 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Amended Rights Agreement For Against Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director Stuart J. B. Bradie For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Lester L. Lyles For For Management 1e Elect Director Wendy M. Masiello For For Management 1f Elect Director Jack B. Moore For Against Management 1g Elect Director Ann D. Pickard For For Management 1h Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carter Cast For For Management 1b Elect Director Zack Gund For For Management 1c Elect Director Don Knauss For For Management 1d Elect Director Mike Schlotman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Supermajority Vote Requirement For For Management 5 Provide Right to Call A Special Meeting None Against Shareholder -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Stuart B. Parker For For Management 1i Elect Director Christopher B. Sarofim For For Management 1j Elect Director David P. Storch For Against Management 1k Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KENNEDY-WILSON HOLDINGS, INC. Ticker: KW Security ID: 489398107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Boucher For For Management 1.2 Elect Director Norman Creighton For For Management 1.3 Elect Director William J. McMorrow For For Management 1.4 Elect Director Kent Mouton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For Against Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Nersesian For For Management 1.2 Elect Director Charles J. Dockendorff For For Management 1.3 Elect Director Robert A. Rango For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KFORCE INC. Ticker: KFRC Security ID: 493732101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Dunkel For For Management 1.2 Elect Director Mark F. Furlong For For Management 1.3 Elect Director Catherine H. Cloudman For For Management 1.4 Elect Director Derrick D. Brooks For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Culver For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Non-Employee Director Omnibus For For Management Stock Plan 6 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For Against Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Townsend For Against Management 1b Elect Director Ervin Veszpremi For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael P. Kehoe For For Management 1b Elect Director Steven J. Bensinger For For Management 1c Elect Director Teresa P. Chia For For Management 1d Elect Director Robert V. Hatcher, III For For Management 1e Elect Director Anne C. Kronenberg For For Management 1f Elect Director Robert Lippincott, III For For Management 1g Elect Director James J. Ritchie For For Management 1h Elect Director Frederick L. Russell, For For Management Jr. 1i Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KIRBY CORPORATION Ticker: KEX Security ID: 497266106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanya S. Beder For Against Management 1b Elect Director Barry E. Davis For For Management 1c Elect Director Joseph H. Pyne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- KIRKLAND'S, INC. Ticker: KIRK Security ID: 497498105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Collins For For Management 1b Elect Director Ann E. Joyce For For Management 1c Elect Director R. Wilson Orr, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Knight For For Management 1.2 Elect Director Kathryn Munro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel W. Dienst For For Management 1.2 Elect Director Jeffrey Alan Henderson For For Management 1.3 Elect Director Christopher G. Kennedy For For Management 1.4 Elect Director Stephanie Stahl For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNOWLES CORPORATION Ticker: KN Security ID: 49926D109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith Barnes For For Management 1b Elect Director Hermann Eul For For Management 1c Elect Director Didier Hirsch For For Management 1d Elect Director Ronald Jankov For For Management 1e Elect Director Ye Jane Li For For Management 1f Elect Director Donald Macleod For For Management 1g Elect Director Jeffrey Niew For For Management 1h Elect Director Cheryl Shavers For For Management 1i Elect Director Michael Wishart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KODIAK SCIENCES INC. Ticker: KOD Security ID: 50015M109 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For Withhold Management 1.2 Elect Director Victor Perlroth For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Bender For For Management 1.2 Elect Director Peter Boneparth For For Management 1.3 Elect Director Steven A. Burd For For Management 1.4 Elect Director Yael Cosset For For Management 1.5 Elect Director H. Charles Floyd For For Management 1.6 Elect Director Michelle Gass For For Management 1.7 Elect Director Robbin Mitchell For For Management 1.8 Elect Director Jonas Prising For For Management 1.9 Elect Director John E. Schlifske For For Management 1.10 Elect Director Adrianne Shapira For For Management 1.11 Elect Director Frank V. Sica For For Management 1.12 Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KONTOOR BRANDS, INC. Ticker: KTB Security ID: 50050N103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen S. Barclay For Withhold Management 1.2 Elect Director Robert M. Lynch For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. Ticker: KOP Security ID: 50060P106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball For For Management 1.2 Elect Director Xudong Feng For For Management 1.3 Elect Director Traci L. Jensen For For Management 1.4 Elect Director David L. Motley For For Management 1.5 Elect Director Albert J. Neupaver For For Management 1.6 Elect Director Louis L. Testoni For For Management 1.7 Elect Director Stephen R. Tritch For For Management 1.8 Elect Director Sonja M. Wilkerson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KRATON CORPORATION Ticker: KRA Security ID: 50077C106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shelley J. Bausch For For Management 1.2 Elect Director Kevin M. Fogarty For For Management 1.3 Elect Director Karen A. Twitchell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS, INC. Ticker: KTOS Security ID: 50077B207 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Anderson For For Management 1.2 Elect Director Eric DeMarco For For Management 1.3 Elect Director William Hoglund For For Management 1.4 Elect Director Scot Jarvis For For Management 1.5 Elect Director Jane Judd For For Management 1.6 Elect Director Samuel Liberatore For For Management 1.7 Elect Director Amy Zegart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. Ticker: KRO Security ID: 50105F105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Loretta J. Feehan For Withhold Management 1.2 Elect Director Robert D. Graham For Withhold Management 1.3 Elect Director John E. Harper For For Management 1.4 Elect Director Meredith W. Mendes For For Management 1.5 Elect Director Cecil H. Moore, Jr. For For Management 1.6 Elect Director Thomas P. Stafford For For Management 1.7 Elect Director R. Gerald Turner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KRYSTAL BIOTECH, INC. Ticker: KRYS Security ID: 501147102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suma M. Krishnan For Withhold Management 1.2 Elect Director Julian S. Gangolli For Withhold Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors -------------------------------------------------------------------------------- KULICKE AND SOFFA INDUSTRIES, INC. Ticker: KLIC Security ID: 501242101 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chin Hu Lim For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KURA ONCOLOGY, INC. Ticker: KURA Security ID: 50127T109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy E. Wilson For Withhold Management 1.2 Elect Director Faheem Hasnain For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Cielo Hernandez For For Management 1.2 Elect Director Cathy-Ann For For Management Martine-Dolecki 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director John Mutch For Did Not Vote Shareholder 1.2 Elect Director Eric Singer For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia S. Bellinger For For Management 1b Elect Director Donna A. James For For Management 1c Elect Director Francis A. Hondal For For Management 1d Elect Director Danielle Lee For For Management 1e Elect Director Andrew M. Meslow For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Sarah E. Nash For For Management 1h Elect Director Robert H. Schottenstein For For Management 1i Elect Director Anne Sheehan For For Management 1j Elect Director Stephen D. Steinour For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director Kathryn E. Wengel For For Management 1j Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LAKELAND BANCORP, INC. Ticker: LBAI Security ID: 511637100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Bohuny For For Management 1.2 Elect Director Mary Ann Deacon For For Management 1.3 Elect Director Brian Flynn For For Management 1.4 Elect Director Brian A. Gragnolati For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Ticker: LKFN Security ID: 511656100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake W. Augsburger For For Management 1.2 Elect Director Robert E. Bartels, Jr. For For Management 1.3 Elect Director Darrianne P. Christian For For Management 1.4 Elect Director Daniel F. Evans, Jr. For For Management 1.5 Elect Director David M. Findlay For For Management 1.6 Elect Director Michael L. Kubacki For For Management 1.7 Elect Director Emily E. Pichon For For Management 1.8 Elect Director Steven D. Ross For For Management 1.9 Elect Director Brian J. Smith For For Management 1.10 Elect Director Bradley J. Toothaker For For Management 1.11 Elect Director Ronald D. Truex For For Management 1.12 Elect Director M. Scott Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LANDS' END, INC. Ticker: LE Security ID: 51509F105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Galvin For For Management 1.2 Elect Director Jerome Griffith For For Management 1.3 Elect Director Elizabeth Leykum For For Management 1.4 Elect Director Josephine Linden For For Management 1.5 Elect Director John T. McClain For For Management 1.6 Elect Director Maureen Mullen Murphy For For Management 1.7 Elect Director Jignesh Patel For For Management 1.8 Elect Director Jonah Staw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Gattoni For For Management 1b Elect Director Anthony J. Orlando For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANNETT COMPANY, INC. Ticker: LCI Security ID: 516012101 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. LePore For For Management 1.2 Elect Director John C. Chapman For For Management 1.3 Elect Director Timothy C. Crew For For Management 1.4 Elect Director David Drabik For For Management 1.5 Elect Director Jeffrey Farber For For Management 1.6 Elect Director Melissa Rewolinski For For Management 1.7 Elect Director Paul Taveira For For Management 2 Ratify Grant Thornton, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAREDO PETROLEUM, INC. Ticker: LPI Security ID: 516806205 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarvis V. Hollingsworth For For Management 1.2 Elect Director Lisa M. Lambert For For Management 1.3 Elect Director Lori A. Lancaster For For Management 1.4 Elect Director Edmund P. Segner, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Majority Voting Requirement to For For Management Amend Charter and Bylaws and Remove Directors for Cause -------------------------------------------------------------------------------- LARIMAR THERAPEUTICS, INC. Ticker: LRMR Security ID: 517125100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Leff For Against Management 1.2 Elect Director Peter Barrett For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin Chafetz For For Management 1.2 Elect Director Micheline Chau For Withhold Management 1.3 Elect Director Patrick Dumont For For Management 1.4 Elect Director Charles D. Forman For For Management 1.5 Elect Director Robert G. Goldstein For For Management 1.6 Elect Director George Jamieson For For Management 1.7 Elect Director Nora M. Jordan For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORPORATION Ticker: LSCC Security ID: 518415104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Anderson For For Management 1.2 Elect Director Robin A. Abrams For For Management 1.3 Elect Director Mark E. Jensen For For Management 1.4 Elect Director Anjali Joshi For For Management 1.5 Elect Director James P. Lederer For For Management 1.6 Elect Director Krishna Rangasayee For For Management 1.7 Elect Director D. Jeffrey Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAUREATE EDUCATION, INC. Ticker: LAUR Security ID: 518613203 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian F. Carroll For For Management 1.2 Elect Director Andrew B. Cohen For Withhold Management 1.3 Elect Director William L. Cornog For Withhold Management 1.4 Elect Director Pedro del Corro For For Management 1.5 Elect Director Michael J. Durham For Withhold Management 1.6 Elect Director Kenneth W. Freeman For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Judith Rodin For Withhold Management 1.9 Elect Director Eilif Serck-Hanssen For For Management 1.10 Elect Director Ian K. Snow For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LAWSON PRODUCTS, INC. Ticker: LAWS Security ID: 520776105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Albert For For Management 1.2 Elect Director I. Steven Edelson For For Management 1.3 Elect Director J. Bryan King For For Management 1.4 Elect Director Bianca A. Rhodes For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann-Kristin Achleitner For For Management 1.2 Elect Director Andrew M. Alper For For Management 1.3 Elect Director Ashish Bhutani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LAZYDAYS HOLDINGS, INC. Ticker: LAZY Security ID: 52110H100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Murnane For Withhold Management 1.2 Elect Director James J. Fredlake For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For Against Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Stephanie K. Mains For For Management 1i Elect Director Kieran M. O'Sullivan For For Management 1j Elect Director David A. Reed For For Management 1k Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LCNB CORP. Ticker: LCNB Security ID: 50181P100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer S. Cropper For For Management 1.2 Elect Director Eric J. Meilstrup For Withhold Management 1.3 Elect Director Stephen P. Wilson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- LEAF GROUP LTD. Ticker: LEAF Security ID: 52177G102 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mei-Wei Cheng For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Bradley M. Halverson For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Roger A. Krone For For Management 1f Elect Director Patricia L. Lewis For For Management 1g Elect Director Kathleen A. Ligocki For For Management 1h Elect Director Conrad L. Mallett, Jr. For For Management 1i Elect Director Raymond E. Scott For For Management 1j Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Robert E. Brunner For Against Management 1c Elect Director Mary Campbell For For Management 1d Elect Director J. Mitchell Dolloff For For Management 1e Elect Director Manuel A. Fernandez For For Management 1f Elect Director Karl G. Glassman For For Management 1g Elect Director Joseph W. McClanathan For For Management 1h Elect Director Judy C. Odom For For Management 1i Elect Director Srikanth Padmanabhan For For Management 1j Elect Director Jai Shah For For Management 1k Elect Director Phoebe A. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M. J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Robert S. Shapard For For Management 1k Elect Director Susan M. Stalnecker For For Management 1l Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEMAITRE VASCULAR, INC. Ticker: LMAT Security ID: 525558201 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence J. Jasinski For For Management 1.2 Elect Director John J. O'Connor For For Management 1.3 Elect Director Joseph P. Pellegrino, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LENDINGCLUB CORPORATION Ticker: LC Security ID: 52603A208 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Allan Landon For For Management 1b Elect Director Timothy J. Mayopoulos For Against Management 1c Elect Director Patricia McCord For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 6 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- LENDINGTREE, INC. Ticker: TREE Security ID: 52603B107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gabriel Dalporto For For Management 1b Elect Director Thomas M. Davidson, Jr. For For Management 1c Elect Director Robin Henderson For For Management 1d Elect Director Douglas Lebda For For Management 1e Elect Director Steve Ozonian For Against Management 1f Elect Director Saras Sarasvathy For For Management 1g Elect Director G. Kennedy Thompson For Against Management 1h Elect Director Jennifer Witz For Against Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Rick Beckwitt For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057302 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Rick Beckwitt For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry L. Buck For For Management 1.2 Elect Director Gregory T. Swienton For For Management 1.3 Elect Director Todd J. Teske For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LEVEL ONE BANCORP, INC. Ticker: LEVL Security ID: 52730D208 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara E. Allushuski For For Management 1.2 Elect Director Victor L. Ansara For For Management 1.3 Elect Director James L. Bellinson For For Management 1.4 Elect Director Michael A. Brillati For For Management 1.5 Elect Director Shukri W. David For For Management 1.6 Elect Director Thomas A. Fabbri For For Management 1.7 Elect Director Patrick J. Fehring For For Management 1.8 Elect Director Jacob W. Haas For For Management 1.9 Elect Director Mark J. Herman For For Management 1.10 Elect Director Steven H. Rivera For For Management 1.11 Elect Director Stefan Wanczyk For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- LEVI STRAUSS & CO. Ticker: LEVI Security ID: 52736R102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Friedman For Withhold Management 1b Elect Director Yael Garten For Withhold Management 1c Elect Director Jenny Ming For Withhold Management 1d Elect Director Joshua E. Prime For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Laura Miller For For Management 1.5 Elect Director Bryan Sansbury For For Management 1.6 Elect Director Steven Smith For For Management 1.7 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith G. Myers For For Management 1.2 Elect Director Ronald T. Nixon For For Management 1.3 Elect Director W. Earl Reed, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie D. Frist For Withhold Management 1.2 Elect Director J. David Wargo For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LIBERTY LATIN AMERICA LTD. Ticker: LILAK Security ID: G9001E102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles H.R. Bracken For Withhold Management 1.2 Elect Director Balan Nair For Withhold Management 1.3 Elect Director Eric L. Zinterhofer For Withhold Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229409 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For For Management 1.2 Elect Director Gregory B. Maffei For Withhold Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229706 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For For Management 1.2 Elect Director Gregory B. Maffei For Withhold Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229870 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For For Management 1.2 Elect Director Gregory B. Maffei For Withhold Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC. Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Babcock For Withhold Management 1.2 Elect Director Brett Staffieri For Withhold Management 1.3 Elect Director Christopher A. Wright For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INCORPORATED Ticker: LGND Security ID: 53220K504 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Aryeh For For Management 1.2 Elect Director Sarah Boyce For For Management 1.3 Elect Director Todd C. Davis For For Management 1.4 Elect Director Nancy R. Gray For For Management 1.5 Elect Director John L. Higgins For For Management 1.6 Elect Director John W. Kozarich For For Management 1.7 Elect Director John L. LaMattina For For Management 1.8 Elect Director Sunil Patel For For Management 1.9 Elect Director Stephen L. Sabba For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIMELIGHT NETWORKS, INC. Ticker: LLNW Security ID: 53261M104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Doug Bewsher For For Management 1b Elect Director Marc DeBevoise For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LIMESTONE BANCORP, INC. Ticker: LMST Security ID: 53262L105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Glenn Hogan For Withhold Management 1.2 Elect Director Celia P. Catlett For Withhold Management 1.3 Elect Director Kevin J. Kooman For Withhold Management 1.4 Elect Director Michael T. Levy For Withhold Management 1.5 Elect Director James M. Parsons For Withhold Management 1.6 Elect Director Bradford T. Ray For Withhold Management 1.7 Elect Director Dr. Edmond J. Seifried For Withhold Management 1.8 Elect Director John T. Taylor For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Securities Transfer Restrictions For For Management 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LIMONEIRA COMPANY Ticker: LMNR Security ID: 532746104 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold S. Edwards For For Management 1.2 Elect Director John W.H. Merriman For For Management 1.3 Elect Director Edgar A. Terry For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN EDUCATIONAL SERVICES CORPORATION Ticker: LINC Security ID: 533535100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Burke, Jr. For For Management 1.2 Elect Director Kevin M. Carney For For Management 1.3 Elect Director Celia H. Currin For For Management 1.4 Elect Director Ronald E. Harbour For For Management 1.5 Elect Director J. Barry Morrow For For Management 1.6 Elect Director Michael A. Plater For For Management 1.7 Elect Director Carlton E. Rose For For Management 1.8 Elect Director Scott M. Shaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Patrick P. Goris For For Management 1.3 Elect Director Stephen G. Hanks For For Management 1.4 Elect Director Michael F. Hilton For For Management 1.5 Elect Director G. Russell Lincoln For For Management 1.6 Elect Director Kathryn Jo Lincoln For For Management 1.7 Elect Director William E. MacDonald, For For Management III 1.8 Elect Director Christopher L. Mapes For For Management 1.9 Elect Director Phillip J. Mason For For Management 1.10 Elect Director Ben P. Patel For For Management 1.11 Elect Director Hellene S. Runtagh For For Management 1.12 Elect Director Kellye L. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Reginald E. Davis For For Management 1.4 Elect Director Dennis R. Glass For For Management 1.5 Elect Director George W. Henderson, III For For Management 1.6 Elect Director Eric G. Johnson For For Management 1.7 Elect Director Gary C. Kelly For For Management 1.8 Elect Director M. Leanne Lachman For For Management 1.9 Elect Director Michael F. Mee For For Management 1.10 Elect Director Patrick S. Pittard For For Management 1.11 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Special Meeting Right Provisions Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LINDBLAD EXPEDITIONS HOLDINGS, INC. Ticker: LIND Security ID: 535219109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sven-Olof Lindblad For For Management 1.2 Elect Director Mark D. Ein For For Management 1.3 Elect Director Dolf Berle For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve Omnibus Stock Plan For Against Management 5 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- LIQUIDITY SERVICES, INC. Ticker: LQDT Security ID: 53635B107 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katharin S. Dyer For For Management 1.2 Elect Director Patrick W. Gross For For Management 1.3 Elect Director Beatriz V. Infante For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Susan O. Cain For For Management 1c Elect Director Bryan B. DeBoer For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Eliminate Class B Common Stock, Class For For Management A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director William P. Noglows For For Management 1i Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVANOVA PLC Ticker: LIVN Security ID: G5509L101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francesco Bianchi For For Management 1.2 Elect Director Stacy Enxing Seng For For Management 1.3 Elect Director William Kozy For For Management 1.4 Elect Director Damien McDonald For For Management 1.5 Elect Director Daniel Moore For For Management 1.6 Elect Director Alfred Novak For For Management 1.7 Elect Director Sharon O'Kane For For Management 1.8 Elect Director Arthur L. Rosenthal For For Management 1.9 Elect Director Andrea Saia For For Management 1.10 Elect Director Todd Schermerhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Approve Remuneration Report For For Management 7 Accept Financial Statements and For For Management Statutory Reports 8 Reappoint PricewaterhouseCoopers LLP For For Management as UK Statutory Auditor 9 Authorize Board to Fix Remuneration of For For Management Auditor -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ari Emanuel - Withdrawn None None Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For Against Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For Against Management 1.7 Elect Director James S. Kahan For Against Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For Against Management 1.10 Elect Director Michael Rapino For Against Management 1.11 Elect Director Mark S. Shapiro For Against Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVE OAK BANCSHARES, INC. Ticker: LOB Security ID: 53803X105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tonya W. Bradford For For Management 1.2 Elect Director William H. Cameron For For Management 1.3 Elect Director Diane B. Glossman For For Management 1.4 Elect Director Glen F. Hoffsis For For Management 1.5 Elect Director David G. Lucht For For Management 1.6 Elect Director James S. Mahan, III For For Management 1.7 Elect Director Miltom E. Petty For For Management 1.8 Elect Director Neil L. Underwood For For Management 1.9 Elect Director William L. Williams, III For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director G. Peter D'Aloia For For Management 1c Elect Director Robert C. Pallash For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Vicki A. Hollub For Against Management 1.9 Elect Director Jeh C. Johnson For For Management 1.10 Elect Director Debra L. Reed-Klages For For Management 1.11 Elect Director James D. Taiclet For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Human Rights Due Diligence Against Against Shareholder -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For For Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For For Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For For Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- LORAL SPACE & COMMUNICATIONS, INC. Ticker: LORL Security ID: 543881106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Harkey, Jr. For Withhold Management 1.2 Elect Director Michael B. Targoff For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Nicholas Grasberger, For For Management III 1b Elect Director Ozey K. Horton, Jr. For For Management 1c Elect Director W. Bradley Southern For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Daniel J. Heinrich For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Mary Beth West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For Against Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Calvin McDonald For For Management 1b Elect Director Martha Morfitt For For Management 1c Elect Director Emily White For For Management 1d Elect Director Kourtney Gibson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. Ticker: LL Security ID: 55003T107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas T. Moore For For Management 1.2 Elect Director Nancy M. Taylor For For Management 1.3 Elect Director Joseph M. Nowicki For For Management 1.4 Elect Director Charles E. Tyson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- LUMEN TECHNOLOGIES, INC. Ticker: LUMN Security ID: 550241103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For Against Management 1b Elect Director Martha Helena Bejar For Against Management 1c Elect Director Peter C. Brown For For Management 1d Elect Director Kevin P. Chilton For For Management 1e Elect Director Steven T. "Terry" Clontz For For Management 1f Elect Director T. Michael Glenn For For Management 1g Elect Director W. Bruce Hanks For For Management 1h Elect Director Hal Stanley Jones For For Management 1i Elect Director Michael Roberts For For Management 1j Elect Director Laurie Siegel For For Management 1k Elect Director Jeffrey K. Storey For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Ratify NOL Rights Plan (NOL Pill) For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward A. Ogunro For For Management 1b Elect Director Kevin M. McNamara For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- LUNA INNOVATIONS INCORPORATED Ticker: LUNA Security ID: 550351100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott A. Graeff For For Management 1.2 Elect Director N. Leigh Anderson For For Management 1.3 Elect Director Pamela Coe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LUTHER BURBANK CORPORATION Ticker: LBC Security ID: 550550107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Trione For For Management 1.2 Elect Director Simone Lagomarsino For For Management 1.3 Elect Director Renu Agrawal For For Management 1.4 Elect Director John C. Erickson For For Management 1.5 Elect Director Jack Krouskup For For Management 1.6 Elect Director Anita Gentle Newcomb For For Management 1.7 Elect Director Bradley M. Shuster For For Management 1.8 Elect Director Thomas C. Wajnert For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LYDALL, INC. Ticker: LDL Security ID: 550819106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bills For For Management 1b Elect Director James J. Cannon For For Management 1c Elect Director Marc T. Giles For For Management 1d Elect Director Paul W. Graves For For Management 1e Elect Director Sara A. Greenstein For For Management 1f Elect Director Suzanne Hammett For For Management 1g Elect Director Katherine C. Harper For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LYFT, INC. Ticker: LYFT Security ID: 55087P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Zimmer For Withhold Management 1.2 Elect Director Valerie Jarrett For Withhold Management 1.3 Elect Director David Lawee For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Anthony (Tony) Chase For For Management 1f Elect Director Stephen Cooper For For Management 1g Elect Director Nance Dicciani For For Management 1h Elect Director Robert (Bob) Dudley For For Management 1i Elect Director Claire Farley For For Management 1j Elect Director Michael Hanley For For Management 1k Elect Director Albert Manifold For For Management 1l Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of Directors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Cancellation of Shares For For Management 9 Amend Omnibus Stock Plan For For Management 10 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Angela Bontempo For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director Calvin G. Butler, Jr. For For Management 1.4 Elect Director T. Jefferson For For Management Cunningham, III 1.5 Elect Director Gary N. Geisel For For Management 1.6 Elect Director Leslie V. Godridge For For Management 1.7 Elect Director Richard S. Gold For For Management 1.8 Elect Director Richard A. Grossi For For Management 1.9 Elect Director Rene F. Jones For For Management 1.10 Elect Director Richard H. Ledgett, Jr. For For Management 1.11 Elect Director Newton P.S. Merrill For For Management 1.12 Elect Director Kevin J. Pearson For For Management 1.13 Elect Director Melinda R. Rich For For Management 1.14 Elect Director Robert E. Sadler, Jr. For For Management 1.15 Elect Director Denis J. Salamone For For Management 1.16 Elect Director John R. Scannell For For Management 1.17 Elect Director David S. Scharfstein For For Management 1.18 Elect Director Rudina Seseri For For Management 1.19 Elect Director Herbert L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Preferred Stock For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond T. Baker For Withhold Management 1.2 Elect Director David E. Blackford For For Management 1.3 Elect Director Courtney L. Mizel For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MACATAWA BANK CORPORATION Ticker: MCBC Security ID: 554225102 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald L. Haan For For Management 1b Elect Director Douglas B. Padnos For For Management 1c Elect Director Richard L. Postma For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. Ticker: MTSI Security ID: 55405Y100 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John Ocampo For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan of Reorganization For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda Brock For For Management 1b Elect Director Norman H. Brown, Jr. For For Management 1c Elect Director Christopher Frost For For Management 1d Elect Director Maria Jelescu-Dreyfus For For Management 1e Elect Director Ronald Kirk For For Management 1f Elect Director H.E. (Jack) Lentz For For Management 1g Elect Director Ouma Sananikone For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACROGENICS, INC. Ticker: MGNX Security ID: 556099109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Galbraith For For Management 1.2 Elect Director Scott Jackson For For Management 1.3 Elect Director David Stump For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Torrence N. Boone For For Management 1c Elect Director John A. Bryant For For Management 1d Elect Director Deirdre P. Connelly For For Management 1e Elect Director Jeff Gennette For For Management 1f Elect Director Leslie D. Hale For For Management 1g Elect Director William H. Lenehan For For Management 1h Elect Director Sara Levinson For For Management 1i Elect Director Paul C. Varga For For Management 1j Elect Director Marna C. Whittington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MAGELLAN HEALTH, INC. Ticker: MGLN Security ID: 559079207 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAGENTA THERAPEUTICS, INC. Ticker: MGTA Security ID: 55910K108 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Booth For Withhold Management 1.2 Elect Director Thomas O. Daniel For Withhold Management 1.3 Elect Director Jason Gardner For Withhold Management 1.4 Elect Director Alison F. Lawton For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAGNITE, INC. Ticker: MGNI Security ID: 55955D100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Frankenberg For For Management 1.2 Elect Director Sarah P. Harden For For Management 1.3 Elect Director James Rossman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Ticker: MGY Security ID: 559663109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen "Steve" I. For Against Management Chazen 1b Elect Director Arcilia C. Acosta For For Management 1c Elect Director Angela M. Busch For For Management 1d Elect Director Edward P. Djerejian For For Management 1e Elect Director James R. Larson For For Management 1f Elect Director Dan F. Smith For For Management 1g Elect Director John B. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAIDEN HOLDINGS, LTD. Ticker: MHLD Security ID: G5753U112 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry D. Zyskind For For Management 1.2 Elect Director Holly L. Blanchard For For Management 1.3 Elect Director Patrick J. Haveron For For Management 1.4 Elect Director Simcha G. Lyons For For Management 1.5 Elect Director Lawrence F. Metz For For Management 1.6 Elect Director Raymond M. Neff For For Management 1.7 Elect Director Yehuda L. Neuberger For For Management 1.8 Elect Director Steven H. Nigro For For Management 1.9 Elect Director Keith A. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAINSTREET BANCSHARES, INC. Ticker: MNSB Security ID: 56064Y100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles C. Brockett For For Management 1.2 Elect Director Thomas J. Chmelik For For Management 1.3 Elect Director Patsy I. Rust For Withhold Management 2 Ratify Yount, Hyde, and Barbour, P.C. For For Management as Auditors -------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. Ticker: MANH Security ID: 562750109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deepak Raghavan For Against Management 1b Elect Director Edmond I. Eger, III For For Management 1c Elect Director Linda T. Hollembaek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MANITEX INTERNATIONAL, INC. Ticker: MNTX Security ID: 563420108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Clark For Withhold Management 1.2 Elect Director Steve Filipov For Withhold Management 1.3 Elect Director Robert S. Gigliotti For Withhold Management 1.4 Elect Director Frederick B. Knox For Withhold Management 1.5 Elect Director David J. Langevin For Withhold Management 1.6 Elect Director Marvin B. Rosenberg For Withhold Management 1.7 Elect Director Ingo Schiller For Withhold Management 1.8 Elect Director Stephen J. Tober For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANNING & NAPIER, INC. Ticker: MN Security ID: 56382Q102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Goldberg For Withhold Management 1.2 Elect Director Barbara Goodstein For Withhold Management 1.3 Elect Director Lofton Holder For For Management 1.4 Elect Director Kenneth A. Marvald For Withhold Management 1.5 Elect Director Marc O. Mayer For Withhold Management 1.6 Elect Director Edward J. Pettinella For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MANPOWERGROUP INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Jean-Philippe Courtois For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director William P. Gipson For For Management 1F Elect Director Patricia Hemingway Hall For For Management 1G Elect Director Julie M. Howard For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Jonas Prising For For Management 1J Elect Director Paul Read For For Management 1K Elect Director Elizabeth P. Sartain For For Management 1L Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Kevin M. Phillips For For Management 1.3 Elect Director Richard L. Armitage For For Management 1.4 Elect Director Mary K. Bush For For Management 1.5 Elect Director Barry G. Campbell For For Management 1.6 Elect Director Richard J. Kerr For For Management 1.7 Elect Director Peter B. LaMontagne For For Management 1.8 Elect Director Kenneth A. Minihan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chadwick C. Deaton For For Management 1b Elect Director Marcela E. Donadio For For Management 1c Elect Director Jason B. Few For For Management 1d Elect Director M. Elise Hyland For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director Brent J. Smolik For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MARCUS & MILLICHAP, INC. Ticker: MMI Security ID: 566324109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lauralee E. Martin For For Management 1.2 Elect Director Nicholas F. McClanahan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARINE PRODUCTS CORPORATION Ticker: MPX Security ID: 568427108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary W. Rollins For Withhold Management 1.2 Elect Director Richard A. Hubbell For Withhold Management 1.3 Elect Director Harry J. Cynkus For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. McGill, Jr. For For Management 1b Elect Director Charles R. Oglesby For For Management 1c Elect Director Rebecca White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark M. Besca For For Management 1b Elect Director K. Bruce Connell For For Management 1c Elect Director Thomas S. Gayner For For Management 1d Elect Director Greta J. Harris For For Management 1e Elect Director Diane Leopold For For Management 1f Elect Director Lemuel E. Lewis For For Management 1g Elect Director Anthony F. Markel For For Management 1h Elect Director Steven A. Markel For For Management 1i Elect Director Harold L. Morrison, Jr. For For Management 1j Elect Director Michael O'Reilly For For Management 1k Elect Director A. Lynne Puckett For For Management 1l Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Nancy Altobello For For Management 1c Elect Director Steven L. Begleiter For For Management 1d Elect Director Stephen P. Casper For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director Christopher R. Concannon For For Management 1g Elect Director William F. Cruger For For Management 1h Elect Director Kourtney Gibson For For Management 1i Elect Director Justin G. Gmelich For For Management 1j Elect Director Richard G. Ketchum For For Management 1k Elect Director Emily H. Portney For For Management 1l Elect Director Richard L. Prager For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARLIN BUSINESS SERVICES CORP. Ticker: MRLN Security ID: 571157106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Calamari For For Management 1.2 Elect Director Lawrence J. DeAngelo For Withhold Management 1.3 Elect Director Scott A. Heimes For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Matthew J. Sullivan For For Management 1.6 Elect Director J. Christopher Teets For For Management 1.7 Elect Director James W. Wert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J.W. Marriott, Jr. For For Management 1b Elect Director Anthony G. Capuano For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. 'Fritz' For For Management Henderson 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For Against Management 1i Elect Director David S. Marriott For For Management 1j Elect Director Margaret M. McCarthy For For Management 1k Elect Director George Munoz For For Management 1l Elect Director Horacio D. Rozanski For For Management 1m Elect Director Susan C. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Eliminate Supermajority Vote For For Management Requirement for Removal of Directors 4b Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 4c Eliminate Supermajority Vote For For Management Requirement to Amend Certain Bylaws Provisions 4d Eliminate Supermajority Vote For For Management Requirement for Certain Transactions 4e Eliminate Supermajority Vote For For Management Requirement for Certain Business Combinations -------------------------------------------------------------------------------- MARRIOTT VACATIONS WORLDWIDE CORPORATION Ticker: VAC Security ID: 57164Y107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizanne Galbreath For For Management 1.2 Elect Director Melquiades R. Martinez For For Management 1.3 Elect Director Stephen R. Quazzo For For Management 1.4 Elect Director Stephen P. Weisz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For Against Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARTEN TRANSPORT, LTD. Ticker: MRTN Security ID: 573075108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randolph L. Marten For For Management 1.2 Elect Director Larry B. Hagness For For Management 1.3 Elect Director Thomas J. Winkel For For Management 1.4 Elect Director Jerry M. Bauer For For Management 1.5 Elect Director Robert L. Demorest For For Management 1.6 Elect Director Ronald R. Booth For For Management 1.7 Elect Director Kathleen P. Iverson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. Ticker: MLM Security ID: 573284106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Sue W. Cole For For Management 1.3 Elect Director Smith W. Davis For For Management 1.4 Elect Director Anthony R. Foxx For For Management 1.5 Elect Director John J. Koraleski For For Management 1.6 Elect Director C. Howard Nye For For Management 1.7 Elect Director Laree E. Perez For For Management 1.8 Elect Director Thomas H. Pike For For Management 1.9 Elect Director Michael J. Quillen For For Management 1.10 Elect Director Donald W. Slager For For Management 1.11 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Supermajority Vote Requirement For For Management to Approve Merger 2 Approve Merger Agreement For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark R. Alexander For For Management 1b Elect Director Marie A. Ffolkes For For Management 1c Elect Director John C. Plant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MASIMO CORPORATION Ticker: MASI Security ID: 574795100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Joe Kiani For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASONITE INTERNATIONAL CORPORATION Ticker: DOOR Security ID: 575385109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard C. Heckes For For Management 1.2 Elect Director Jody L. Bilney For For Management 1.3 Elect Director Robert J. Byrne For For Management 1.4 Elect Director John H. Chuang For For Management 1.5 Elect Director Peter R. Dachowski For For Management 1.6 Elect Director Jonathan F. Foster For For Management 1.7 Elect Director Daphne E. Jones For For Management 1.8 Elect Director William S. Oesterle For For Management 1.9 Elect Director Francis M. Scricco For For Management 1.10 Elect Director Jay I. Steinfeld For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose R. Mas For For Management 1.2 Elect Director Javier Palomarez For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MATADOR RESOURCES COMPANY Ticker: MTDR Security ID: 576485205 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Byerley For For Management 1b Elect Director Monika U. Ehrman For For Management 1c Elect Director Julia P. Forrester For For Management Rogers 1d Elect Director James M. Howard For For Management 1e Elect Director Kenneth L. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MATERION CORPORATION Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinod M. Khilnani For For Management 1.2 Elect Director Emily M. Liggett For For Management 1.3 Elect Director Robert J. Phillippy For For Management 1.4 Elect Director Patrick Prevost For For Management 1.5 Elect Director N. Mohan Reddy For For Management 1.6 Elect Director Craig S. Shular For For Management 1.7 Elect Director Darlene J. S. Solomon For For Management 1.8 Elect Director Robert B. Toth For For Management 1.9 Elect Director Jugal K. Vijayvargiya For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATSON, INC. Ticker: MATX Security ID: 57686G105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meredith J. Ching For For Management 1.2 Elect Director Matthew J. Cox For For Management 1.3 Elect Director Thomas B. Fargo For For Management 1.4 Elect Director Mark H. Fukunaga For For Management 1.5 Elect Director Stanley M. Kuriyama For For Management 1.6 Elect Director Constance H. Lau For For Management 1.7 Elect Director Jenai S. Wall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MATTEL, INC. Ticker: MAT Security ID: 577081102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Todd Bradley For Against Management 1b Elect Director Adriana Cisneros For For Management 1c Elect Director Michael Dolan For For Management 1d Elect Director Diana Ferguson For For Management 1e Elect Director Ynon Kreiz For For Management 1f Elect Director Soren Laursen For For Management 1g Elect Director Ann Lewnes For For Management 1h Elect Director Roger Lynch For For Management 1i Elect Director Dominic Ng For For Management 1j Elect Director Judy Olian For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Ticker: MATW Security ID: 577128101 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Bartolacci For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Lillian D. Etzkorn For For Management 1.4 Elect Director Morgan K. O'Brien For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAUI LAND & PINEAPPLE COMPANY, INC. Ticker: MLP Security ID: 577345101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Case For For Management 1.2 Elect Director Warren H. Haruki For For Management 1.3 Elect Director David A. Heenan For For Management 1.4 Elect Director Anthony P. Takitani For Withhold Management 1.5 Elect Director Arthur C. Tokin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Accuity LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXAR TECHNOLOGIES INC. Ticker: MAXR Security ID: 57778K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Howell M. Estes, III For For Management 1b Elect Director Nick S. Cyprus For For Management 1c Elect Director Roxanne J. Decyk For For Management 1d Elect Director Joanne O. Isham For For Management 1e Elect Director Daniel L. Jablonsky For For Management 1f Elect Director C. Robert Kehler For For Management 1g Elect Director Gilman Louie For For Management 1h Elect Director L. Roger Mason, Jr. For For Management 1i Elect Director Heather A. Wilson For For Management 1j Elect Director Eric J. Zahler For For Management 1k Elect Director Eddy Zervigon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Haley For For Management 1b Elect Director Jan D. Madsen For For Management 1c Elect Director Bruce L. Caswell For For Management 1d Elect Director Richard A. Montoni For For Management 1e Elect Director Raymond B. Ruddy For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MAXLINEAR, INC. Ticker: MXL Security ID: 57776J100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kishore Seendripu For For Management 1.2 Elect Director Thomas E. Pardun For For Management 1.3 Elect Director Gregory P. Dougherty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MAYVILLE ENGINEERING COMPANY, INC. Ticker: MEC Security ID: 578605107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen J. Carlson For Withhold Management 1.2 Elect Director Timothy L. Christen For Withhold Management 1.3 Elect Director Jennifer J. Kent For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Sugar and Public Health Against Against Shareholder 5 Report on Antibiotics and Public Against Against Shareholder Health Costs 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director Smita Conjeevaram For For Management 1.3 Elect Director William J. Dawson For For Management 1.4 Elect Director Elizabeth A. Fetter For For Management 1.5 Elect Director Joseph F. Hanna For For Management 1.6 Elect Director Bradley M. Shuster For For Management 1.7 Elect Director M. Richard Smith For For Management 1.8 Elect Director Dennis P. Stradford For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Dennis W. Johnson For For Management 1e Elect Director Patricia L. Moss For For Management 1f Elect Director Dale S. Rosenthal For For Management 1g Elect Director Edward A. Ryan For For Management 1h Elect Director David M. Sparby For For Management 1i Elect Director Chenxi Wang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MEDICINOVA, INC. Ticker: MNOV Security ID: 58468P206 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yuichi Iwaki For For Management 1.2 Elect Director Kazuko Matsuda For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For Against Management 1.2 Elect Director Kevin G. Byrnes For Against Management 1.3 Elect Director Daniel R. Chard For Against Management 1.4 Elect Director Constance J. Hallquist For Against Management 1.5 Elect Director Michael A. Hoer For Against Management 1.6 Elect Director Scott Schlackman For Against Management 1.7 Elect Director Andrea B. Thomas For Against Management 1.8 Elect Director Ming Xian For Against Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDNAX, INC. Ticker: MD Security ID: 58502B106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karey D. Barker For For Management 1.2 Elect Director Waldemar A. Carlo For For Management 1.3 Elect Director Paul G. Gabos For For Management 1.4 Elect Director Manuel Kadre For For Management 1.5 Elect Director Thomas A. McEachin For For Management 1.6 Elect Director Roger J. Medel For For Management 1.7 Elect Director Mark S. Ordan For For Management 1.8 Elect Director Michael A. Rucker For For Management 1.9 Elect Director Guy P. Sansone For For Management 1.10 Elect Director John M. Starcher, Jr. For For Management 1.11 Elect Director Shirley A. Weis For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDPACE HOLDINGS, INC. Ticker: MEDP Security ID: 58506Q109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred B. Davenport, Jr. For Withhold Management 1.2 Elect Director Cornelius P. McCarthy, For Withhold Management III 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEIRAGTX HOLDINGS PLC Ticker: MGTX Security ID: G59665102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandria Forbes For For Management 1.2 Elect Director Keith R. Harris For Withhold Management 1.3 Elect Director Lord Mendoza For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- MERCANTILE BANK CORPORATION Ticker: MBWM Security ID: 587376104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cassard For For Management 1.2 Elect Director Michael S. Davenport For For Management 1.3 Elect Director Michelle L. Eldridge For For Management 1.4 Elect Director Jeff A. Gardner For For Management 1.5 Elect Director Robert B. Kaminski, Jr. For For Management 1.6 Elect Director Michael H. Price For For Management 1.7 Elect Director David B. Ramaker For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCER INTERNATIONAL INC. Ticker: MERC Security ID: 588056101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jimmy S.H. Lee For For Management 1.2 Elect Director David M. Gandossi For For Management 1.3 Elect Director William D. McCartney For For Management 1.4 Elect Director James Shepherd For For Management 1.5 Elect Director R. Keith Purchase For For Management 1.6 Elect Director Alan C. Wallace For For Management 1.7 Elect Director Linda J. Welty For For Management 1.8 Elect Director Rainer Rettig For For Management 1.9 Elect Director Alice Laberge For For Management 1.10 Elect Director Janine North For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Petrie For For Management 1.2 Elect Director Randall D. Rogers For For Management 1.3 Elect Director Michael J. Dunlap For For Management 1.4 Elect Director Scott A. Evans For For Management 1.5 Elect Director Sue Anne Gilroy For Withhold Management 1.6 Elect Director Andrew A. Juster For Withhold Management 1.7 Elect Director Patrick D. O'Brien For Withhold Management 1.8 Elect Director Anne E. Sellers For Withhold Management 1.9 Elect Director David N. Shane For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION Ticker: MCY Security ID: 589400100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Joseph For For Management 1.2 Elect Director Martha E. Marcon For For Management 1.3 Elect Director Joshua E. Little For For Management 1.4 Elect Director Gabriel Tirador For For Management 1.5 Elect Director James G. Ellis For For Management 1.6 Elect Director George G. Braunegg For For Management 1.7 Elect Director Ramona L. Cappello For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BANCORP, INC. Ticker: EBSB Security ID: 58958U103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marilyn A. Censullo For For Management 1.2 Elect Director Russell L. Chin For For Management 1.3 Elect Director Richard J. Gavegnano For For Management 1.4 Elect Director Gregory F. Natalucci For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Anderson For For Management 1.2 Elect Director Anthony P. Bihl, III For For Management 1.3 Elect Director Dwight E. Ellingwood For For Management 1.4 Elect Director Jack Kenny For For Management 1.5 Elect Director John C. McIlwraith For For Management 1.6 Elect Director David C. Phillips For For Management 1.7 Elect Director John M. Rice, Jr. For For Management 1.8 Elect Director Catherine A. Sazdanoff For For Management 1.9 Elect Director Felicia Williams For For Management 2 Ratify Grant Thornton LLP as Auditors None None Management *Withdrawn Resolution* 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIDIAN CORPORATION Ticker: MRBK Security ID: 58958P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Casciato For Withhold Management 1.2 Elect Director Kenneth H. Slack For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred P. Lampropoulos For For Management 1b Elect Director A. Scott Anderson For For Management 1c Elect Director Lynne M. Ward For For Management 1d Elect Director Stephen C. Evans For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERITOR, INC. Ticker: MTOR Security ID: 59001K100 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan A. Bertsch For For Management 1.2 Elect Director Rodger L. Boehm For For Management 1.3 Elect Director Lloyd G. Trotter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MESA AIR GROUP, INC. Ticker: MESA Security ID: 590479135 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen N. Artist For For Management 1.2 Elect Director Mitchell I. Gordon For For Management 1.3 Elect Director Dana J. Lockhart For For Management 1.4 Elect Director Daniel J. McHugh For For Management 1.5 Elect Director Jonathan G. Ornstein For For Management 1.6 Elect Director Harvey W. Schiller For For Management 1.7 Elect Director Spyridon P. Skiados For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick V. Moore For For Management 1.2 Elect Director Becky S. Shulman For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 1.4 Elect Director Ronald D. McCray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For Against Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- METROPOLITAN BANK HOLDING CORP. Ticker: MCB Security ID: 591774104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. DeFazio For Withhold Management 1.2 Elect Director Anthony J. Fabiano For For Management 1.3 Elect Director Harvey M. Gutman For Withhold Management 1.4 Elect Director George J. Wolf, Jr. For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Domitille Doat-Le Bigot For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Richard Francis For For Management 1.7 Elect Director Michael A. Kelly For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker: MGEE Security ID: 55277P104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia M. Anderson For For Management 1.2 Elect Director Jeffrey M. Keebler For For Management 1.3 Elect Director Gary J. Wolter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Analisa M. Allen For For Management 1.2 Elect Director Daniel A. Arrigoni For For Management 1.3 Elect Director C. Edward Chaplin For For Management 1.4 Elect Director Curt S. Culver For For Management 1.5 Elect Director Jay C. Hartzell For For Management 1.6 Elect Director Timothy A. Holt For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neha J. Clark For For Management 1b Elect Director Thomas A. Gerke For For Management 1c Elect Director Donn Lux For For Management 1d Elect Director Kevin S. Rauckman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED Ticker: MSTR Security ID: 594972408 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Saylor For Withhold Management 1.2 Elect Director Stephen X. Graham For For Management 1.3 Elect Director Jarrod M. Patten For For Management 1.4 Elect Director Leslie J. Rechan For For Management 1.5 Elect Director Carl J. Rickertsen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MID PENN BANCORP, INC. Ticker: MPB Security ID: 59540G107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly J. Brumbaugh For For Management 1.2 Elect Director Gregory M. Kerwin For For Management 1.3 Elect Director Rory G. Ritrievi For For Management 1.4 Elect Director David E. Sparks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDDLEFIELD BANC CORP. Ticker: MBCN Security ID: 596304204 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Bevan For For Management 1.2 Elect Director James R. Heslop, II For For Management 1.3 Elect Director Clayton W. Rose, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Ticker: MSEX Security ID: 596680108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis W. Doll For For Management 1.2 Elect Director Kim C. Hanemann For For Management 1.3 Elect Director Ann L. Noble For For Management 1.4 Elect Director Joshua Bershad For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly US, LLP as Auditor For For Management -------------------------------------------------------------------------------- MIDLAND STATES BANCORP, INC. Ticker: MSBI Security ID: 597742105 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey G. Ludwig For Against Management 1.2 Elect Director Deborah A. Golden For Against Management 1.3 Elect Director Dwight A. Miller For Against Management 1.4 Elect Director Robert F. Schultz For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Donohue For For Management 1.2 Elect Director Richard J. Hartig For For Management 1.3 Elect Director Nathaniel J. Kaeding For For Management 1.4 Elect Director Ruth E. Stanoch For For Management 1.5 Elect Director Kurt R. Weise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MILLER INDUSTRIES, INC. Ticker: MLR Security ID: 600551204 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore H. Ashford, III For For Management 1.2 Elect Director A. Russell Chandler, III For For Management 1.3 Elect Director William G. Miller For For Management 1.4 Elect Director William G. Miller, II For For Management 1.5 Elect Director Richard H. Roberts For For Management 1.6 Elect Director Leigh Walton For For Management 1.7 Elect Director Deborah L. Whitmire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Carmola For For Management 1b Elect Director Robert L. Clark, Jr. For For Management 1c Elect Director Marc E. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERVA NEUROSCIENCES, INC. Ticker: NERV Security ID: 603380106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Doyle For Withhold Management 1.2 Elect Director Hans Peter Hasler For Withhold Management 2 Approve Stock Option Exchange Program For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MIRATI THERAPEUTICS, INC. Ticker: MRTX Security ID: 60468T105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Baum For For Management 1.2 Elect Director Bruce L.A. Carter For For Management 1.3 Elect Director Julie M. Cherrington For For Management 1.4 Elect Director Aaron I. Davis For Withhold Management 1.5 Elect Director Henry J. Fuchs For For Management 1.6 Elect Director Michael Grey For Withhold Management 1.7 Elect Director Faheem Hasnain For For Management 1.8 Elect Director Craig Johnson For For Management 1.9 Elect Director Maya Martinez-Davis For For Management 1.10 Elect Director Shalini Sharp For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MISTRAS GROUP, INC. Ticker: MG Security ID: 60649T107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Bertolotti For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director James J. Forese For For Management 1.4 Elect Director Richard H. Glanton For For Management 1.5 Elect Director Michelle J. Lohmeier For For Management 1.6 Elect Director Charles P. Pizzi For For Management 1.7 Elect Director Manuel N. Stamatakis For For Management 1.8 Elect Director Sotirios J. Vahaviolos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MITEK SYSTEMS, INC. Ticker: MITK Security ID: 606710200 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William K. "Bill" Aulet For For Management 1.2 Elect Director Scipio "Max" Carnecchia For For Management 1.3 Elect Director James C. "Jim" Hale For Withhold Management 1.4 Elect Director Bruce E. Hansen For For Management 1.5 Elect Director Alex W. "Pete" Hart For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Donna C. Wells For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajeev Batra For For Management 1.2 Elect Director Gerald G. Colella For For Management 1.3 Elect Director Elizabeth A. Mora For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MODEL N, INC. Ticker: MODN Security ID: 607525102 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baljit Dail For For Management 1.2 Elect Director Melissa Fisher For For Management 1.3 Elect Director Alan Henricks For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MODERNA, INC. Ticker: MRNA Security ID: 60770K107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Langer For Withhold Management 1.2 Elect Director Elizabeth Nabel For Withhold Management 1.3 Elect Director Elizabeth Tallett For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MODIVCARE INC. Ticker: MODV Security ID: 60783X104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Todd J. Carter For For Management 1b Elect Director Frank J. Wright For For Management 1c Elect Director Garth Graham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MOELIS & COMPANY Ticker: MC Security ID: 60786M105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Moelis For For Management 1.2 Elect Director Eric Cantor For For Management 1.3 Elect Director John A. Allison, IV For For Management 1.4 Elect Director Yolonda Richardson For For Management 1.5 Elect Director Kenneth L. Shropshire For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce C. Bruckmann For For Management 1.2 Elect Director John M. Engquist For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Cooperman For For Management 1b Elect Director Stephen H. Lockhart For For Management 1c Elect Director Richard M. Schapiro For For Management 1d Elect Director Ronna E. Romney For For Management 1e Elect Director Dale B. Wolf For For Management 1f Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Ticker: MCRI Security ID: 609027107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Farahi For Against Management 1b Elect Director Yvette E. Landau For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis W.K. Booth For For Management 1b Elect Director Charles E. Bunch For For Management 1c Elect Director Lois D. Juliber For For Management 1d Elect Director Peter W. May For For Management 1e Elect Director Jorge S. Mesquita For For Management 1f Elect Director Jane Hamilton Nielsen For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Christiana S. Shi For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Michael A. Todman For For Management 1k Elect Director Jean-Francois M. L. van For For Management Boxmeer 1l Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MONEYGRAM INTERNATIONAL, INC. Ticker: MGI Security ID: 60935Y208 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Antonio O. Garza For Against Management 1b Elect Director Alka Gupta For For Management 1c Elect Director W. Alexander Holmes For Against Management 1d Elect Director Francisco Lorca For For Management 1e Elect Director Michael P. Rafferty For Against Management 1f Elect Director Julie E. Silcock For For Management 1g Elect Director W. Bruce Turner For Against Management 1h Elect Director Peggy Vaughan For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONGODB, INC. Ticker: MDB Security ID: 60937P106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For Withhold Management 1.2 Elect Director Dev Ittycheria For Withhold Management 1.3 Elect Director John McMahon For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugen Elmiger For For Management 1.2 Elect Director Jeff Zhou For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director James L. Dinkins For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jorge A. Bermudez For For Management 1b Elect Director Therese Esperdy For For Management 1c Elect Director Robert Fauber For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Lloyd W. Howell, Jr. For For Management 1g Elect Director Raymond W. McDaniel, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve 2020 Decarbonization Plan For Abstain Management -------------------------------------------------------------------------------- MOOG INC. Ticker: MOG.A Security ID: 615394202 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Janet M. Coletti For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Hironori Kamezawa For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Stephen J. Luczo For For Management 1j Elect Director Jami Miscik For For Management 1k Elect Director Dennis M. Nally For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For For Management 1b Elect Director Kunal Kapoor For For Management 1c Elect Director Robin Diamonte For For Management 1d Elect Director Cheryl Francis For For Management 1e Elect Director Steve Joynt For For Management 1f Elect Director Steve Kaplan For For Management 1g Elect Director Gail Landis For For Management 1h Elect Director Bill Lyons For For Management 1i Elect Director Doniel Sutton For For Management 1j Elect Director Caroline Tsay For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For Against Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For For Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MR. COOPER GROUP INC. Ticker: COOP Security ID: 62482R107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay Bray For For Management 1b Elect Director Busy Burr For For Management 1c Elect Director Robert Gidel For For Management 1d Elect Director Roy Guthrie For For Management 1e Elect Director Christopher Harrington For For Management 1f Elect Director Michael Malone For For Management 1g Elect Director Shveta Mujumdar For For Management 1h Elect Director Tagar Olson For For Management 1i Elect Director Steven Scheiwe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MRC GLOBAL INC. Ticker: MRC Security ID: 55345K103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhys J. Best For For Management 1.2 Elect Director Deborah G. Adams For For Management 1.3 Elect Director Leonard M. Anthony For For Management 1.4 Elect Director Barbara J. Duganier For For Management 1.5 Elect Director Cornelis A. Linse For For Management 1.6 Elect Director Robert J. Saltiel, Jr. For For Management 1.7 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- MSA SAFETY INCORPORATED Ticker: MSA Security ID: 553498106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra Phillips Rogers For For Management 1.2 Elect Director John T. Ryan, III For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For Withhold Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Louise Goeser For For Management 1.4 Elect Director Michael Kaufmann For For Management 1.5 Elect Director Steven Paladino For For Management 1.6 Elect Director Philip Peller For For Management 1.7 Elect Director Rudina Seseri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry A. Fernandez For For Management 1b Elect Director Robert G. Ashe For For Management 1c Elect Director Wayne Edmunds For For Management 1d Elect Director Catherine R. Kinney For For Management 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Sandy C. Rattray For For Management 1g Elect Director Linda H. Riefler For For Management 1h Elect Director Marcus L. Smith For For Management 1i Elect Director Paula Volent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MTS SYSTEMS CORPORATION Ticker: MTSC Security ID: 553777103 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. Ticker: MLI Security ID: 624756102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Christopher For For Management 1.2 Elect Director Elizabeth Donovan For For Management 1.3 Elect Director Gennaro J. Fulvio For For Management 1.4 Elect Director Gary S. Gladstein For For Management 1.5 Elect Director Scott J. Goldman For For Management 1.6 Elect Director John B. Hansen For For Management 1.7 Elect Director Terry Hermanson For For Management 1.8 Elect Director Charles P. Herzog, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. Ticker: MWA Security ID: 624758108 Meeting Date: FEB 09, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shirley C. Franklin For For Management 1.2 Elect Director J. Scott Hall For For Management 1.3 Elect Director Thomas J. Hansen For For Management 1.4 Elect Director Jerry W. Kolb For For Management 1.5 Elect Director Mark J. O'Brien For For Management 1.6 Elect Director Christine Ortiz For For Management 1.7 Elect Director Bernard G. Rethore For For Management 1.8 Elect Director Lydia W. Thomas For For Management 1.9 Elect Director Michael T. Tokarz For For Management 1.10 Elect Director Stephen C. Van Arsdell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director R. Madison Murphy For For Management 1i Elect Director Jeffrey W. Nolan For For Management 1j Elect Director Robert N. Ryan, Jr. For For Management 1k Elect Director Neal E. Schmale For For Management 1l Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MURPHY USA INC. Ticker: MUSA Security ID: 626755102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred L. Holliger For For Management 1.2 Elect Director James W. Keyes For For Management 1.3 Elect Director Diane N. Landen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MUSTANG BIO, INC. Ticker: MBIO Security ID: 62818Q104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Weiss For Withhold Management 1.2 Elect Director Lindsay A. Rosenwald For Withhold Management 1.3 Elect Director Neil Herskowitz For For Management 1.4 Elect Director Manuel Litchman For Withhold Management 1.5 Elect Director Michael J. Zelefsky For For Management 1.6 Elect Director Adam J. Chill For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MVB FINANCIAL CORP. Ticker: MVBF Security ID: 553810102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Alvarez For For Management 1.2 Elect Director W. Marston Becker For For Management 1.3 Elect Director John W. Ebert For For Management 1.4 Elect Director Kelly R. Nelson For For Management 1.5 Elect Director Anna J. Sainsbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. Ticker: MYE Security ID: 628464109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yvette Dapremont Bright For For Management 1.2 Elect Director Sarah R. Coffin For For Management 1.3 Elect Director Ronald M. De Feo For For Management 1.4 Elect Director William A. Foley For For Management 1.5 Elect Director Jeffrey Kramer For For Management 1.6 Elect Director F. Jack Liebau, Jr. For For Management 1.7 Elect Director Bruce M. Lisman For For Management 1.8 Elect Director Lori Lutey For For Management 1.9 Elect Director Michael McGaugh For For Management 1.10 Elect Director William Sandbrook None None Management *Withdrawn Resolution* 1.11 Elect Director Robert A. Stefanko For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Adopt Majority Voting Requirement for For For Management All Matters Requiring Shareholder Proposal 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MYR GROUP INC. Ticker: MYRG Security ID: 55405W104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C.I. Lucky For For Management 1.2 Elect Director Maurice E. Moore For For Management 1.3 Elect Director Shirin O'Connor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Ticker: MYGN Security ID: 62855J104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director S. Louise Phanstiel For For Management 1b Elect Director Daniel M. Skovronsky For For Management 1c Elect Director Daniel K. Spiegelman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NACCO INDUSTRIES, INC. Ticker: NC Security ID: 629579103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.C. Butler, Jr. For For Management 1.2 Elect Director John S. Dalrymple, III For For Management 1.3 Elect Director John P. Jumper For For Management 1.4 Elect Director Dennis W. LaBarre For For Management 1.5 Elect Director Michael S. Miller For Withhold Management 1.6 Elect Director Richard de J. Osborne For For Management 1.7 Elect Director Alfred M. Rankin, Jr. For For Management 1.8 Elect Director Matthew M. Rankin For For Management 1.9 Elect Director Roger F. Rankin For For Management 1.10 Elect Director Lori J. Robinson For For Management 1.11 Elect Director Robert S. Shapard For For Management 1.12 Elect Director Britton T. Taplin For For Management 2 Amend Restricted Stock Plan For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NATERA, INC. Ticker: NTRA Security ID: 632307104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For Withhold Management 1.2 Elect Director Steven L. Chapman For Withhold Management 1.3 Elect Director Todd Cozzens For Withhold Management 1.4 Elect Director Matthew Rabinowitz For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For For Management 1.2 Elect Director Robert E. Dean For For Management 1.3 Elect Director Fred J. Joseph For For Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. Ticker: NKSH Security ID: 634865109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence J. Ball For For Management 1.2 Elect Director Michael E. Dye For For Management 1.3 Elect Director Mary G. Miller For For Management 1.4 Elect Director Glenn P. Reynolds For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL CINEMEDIA, INC. Ticker: NCMI Security ID: 635309107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark B. Segall For For Management 1.2 Elect Director David E. Glazek For For Management 1.3 Elect Director Lawrence A. Goodman For For Management 1.4 Elect Director Kurt C. Hall For Withhold Management 1.5 Elect Director Juliana F. Hill For For Management 1.6 Elect Director Thomas F. Lesinski For For Management 1.7 Elect Director Donna Reisman For For Management 1.8 Elect Director Renana Teperberg For For Management 1.9 Elect Director Mark Zoradi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Rebecca Ranich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION Ticker: NHC Security ID: 635906100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Paul Abernathy For Withhold Management 1.2 Elect Director Robert G. Adams For For Management -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gayla J. Delly For For Management 1.2 Elect Director Gerhard P. Fettweis For For Management 1.3 Elect Director Duy-Loan T. Le For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL PRESTO INDUSTRIES, INC. Ticker: NPK Security ID: 637215104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Maryjo Cohen For For Management 2 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Hays For For Management 1.2 Elect Director John N. Nunnelly For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from For For Management Wisconsin to Delaware 5 Increase Authorized Common Stock For Against Management 6 Amend Certificate of Incorporation For For Management Regarding Removing Restrictions on Business Combinations 7 Opt Out of Section 203 of the Delaware For For Management General Corporation Law -------------------------------------------------------------------------------- NATIONAL VISION HOLDINGS, INC. Ticker: EYE Security ID: 63845R107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Reade Fahs For For Management 1.2 Elect Director Susan Somersille Johnson For For Management 1.3 Elect Director Naomi Kelman For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Bradshaw For Against Management 1b Elect Director Nigel J. Jenvey For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURAL GROCERS BY VITAMIN COTTAGE, INC. Ticker: NGVC Security ID: 63888U108 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heather Isely For Withhold Management 1.2 Elect Director Kemper Isely For Withhold Management 1.3 Elect Director Edward Cerkovnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATURE'S SUNSHINE PRODUCTS, INC. Ticker: NATR Security ID: 639027101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Mercer For For Management 1.2 Elect Director Terrence O. Moorehead For For Management 1.3 Elect Director Richard D. Moss For For Management 1.4 Elect Director Mary Beth Springer For For Management 1.5 Elect Director Robert D. Straus For For Management 1.6 Elect Director J. Christopher Teets For For Management 1.7 Elect Director Heidi Wissmiller For For Management 1.8 Elect Director Lily Zou For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For For Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For For Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For For Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James 'Jim' Barr, IV For For Management 1.2 Elect Director Richard A. Horn For For Management 1.3 Elect Director M. Carl Johnson, III For For Management 1.4 Elect Director Patricia 'Patty' M. Ross For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L. Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NBT BANCORP INC. Ticker: NBTB Security ID: 628778102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Watt, Jr. For For Management 1b Elect Director Martin A. Dietrich For For Management 1c Elect Director Johanna R. Ames For For Management 1d Elect Director J. David Brown For For Management 1e Elect Director Patricia T. Civil For For Management 1f Elect Director Timothy E. Delaney For For Management 1g Elect Director James H. Douglas For For Management 1h Elect Director Andrew S. Kowalczyk, III For For Management 1i Elect Director John C. Mitchell For For Management 1j Elect Director V. Daniel Robinson, II For For Management 1k Elect Director Matthew J. Salanger For For Management 1l Elect Director Joseph A. Santangelo For For Management 1m Elect Director Lowell A. Seifter For For Management 1n Elect Director Jack H. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory Blank For For Management 1.3 Elect Director Catherine L. Burke For For Management 1.4 Elect Director Deborah A. Farrington For For Management 1.5 Elect Director Michael D. Hayford For For Management 1.6 Elect Director Georgette D. Kiser For For Management 1.7 Elect Director Kirk T. Larsen For For Management 1.8 Elect Director Frank R. Martire For For Management 1.9 Elect Director Martin Mucci For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NEENAH, INC. Ticker: NP Security ID: 640079109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret S. Dano For For Management 1b Elect Director Donna M. Costello For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEKTAR THERAPEUTICS Ticker: NKTR Security ID: 640268108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeff Ajer For For Management 1b Elect Director Robert B. Chess For For Management 1c Elect Director Roy A. Whitfield For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Dunlap For For Management 1b Elect Director Preeta D. Bansal For For Management 1c Elect Director JoAnn M. Martin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOGENOMICS, INC. Ticker: NEO Security ID: 64049M209 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. VanOort For For Management 1b Elect Director Mark W. Mallon For For Management 1c Elect Director Lynn A. Tetrault For For Management 1d Elect Director Bruce K. Crowther For For Management 1e Elect Director Alison L. Hannah For For Management 1f Elect Director Kevin C. Johnson For For Management 1g Elect Director Stephen M. Kanovsky For For Management 1h Elect Director Michael A. Kelly For For Management 1i Elect Director Rachel A. Stahler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Abbe For For Management 1.2 Elect Director Bandel L. Carano For For Management 1.3 Elect Director Michael J. Sophie For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard N. Barton For Withhold Management 1b Elect Director Rodolphe Belmer For Withhold Management 1c Elect Director Bradford L. Smith For Withhold Management 1d Elect Director Anne M. Sweeney For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Adopt Simple Majority Vote Against For Shareholder 6 Improve the Executive Compensation Against Against Shareholder Philosophy -------------------------------------------------------------------------------- NETGEAR, INC. Ticker: NTGR Security ID: 64111Q104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick C.S. Lo For For Management 1b Elect Director Sarah S. Butterfass For For Management 1c Elect Director Laura J. Durr For For Management 1d Elect Director Jef T. Graham For For Management 1e Elect Director Bradley L. Maiorino For For Management 1f Elect Director Janice M. Roberts For Against Management 1g Elect Director Gregory J. Rossmann For For Management 1h Elect Director Barbara V. Scherer For For Management 1i Elect Director Thomas H. Waechter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETSOL TECHNOLOGIES, INC. Ticker: NTWK Security ID: 64115A402 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Najeeb U. Ghauri For For Management 1b Elect Director Mark Caton For For Management 1c Elect Director Malea Farsai For For Management 1d Elect Director Henry Tolentino For For Management 1e Elect Director Kausar Kazmi For For Management 2 Ratify BF Borgers CPA PC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. Ticker: NBIX Security ID: 64125C109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Rastetter For For Management 1.2 Elect Director George J. Morrow For For Management 1.3 Elect Director Leslie V. Norwalk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEVRO CORP. Ticker: NVRO Security ID: 64157F103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael DeMane For For Management 1.2 Elect Director Frank Fischer For For Management 1.3 Elect Director Shawn T McCormick For For Management 1.4 Elect Director Kevin O'Boyle For For Management 1.5 Elect Director Karen Prange For For Management 1.6 Elect Director Brad Vale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC. Ticker: NFE Security ID: 644393100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Grain For Withhold Management 1.2 Elect Director C. William Griffin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. William Howard, Jr. For For Management 1.2 Elect Director Donald L. Correll For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director M. Susan Hardwick For For Management 1.5 Elect Director George R. Zoffinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas R. Cangemi For For Management 1b Elect Director Hanif "Wally" Dahya For For Management 1c Elect Director James J. O'Donovan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NEWAGE, INC. Ticker: NBEV Security ID: 650194103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent D. Willis For For Management 1.2 Elect Director Ed Brennan For For Management 1.3 Elect Director Fred W. Cooper For For Management 1.4 Elect Director Gregory Fea For For Management 1.5 Elect Director Timothy J. Haas For For Management 1.6 Elect Director Amy L. Kuzdowicz For For Management 1.7 Elect Director Alicia Syrett For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Change State of Incorporation from For For Management Washington to Delaware 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as For For Management Auditors 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For Against Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Brett M. Icahn For For Management 1e Elect Director Jay L. Johnson For For Management 1f Elect Director Gerardo I. Lopez For Against Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Ravichandra K. Saligram For For Management 1i Elect Director Judith A. Sprieser For Against Management 1j Elect Director Robert A. Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. Awuah, Jr. For For Management 1.2 Elect Director Gregory H. Boyce For For Management 1.3 Elect Director Bruce R. Brook For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Jose Manuel Madero For For Management 1.7 Elect Director Rene Medori For For Management 1.8 Elect Director Jane Nelson For For Management 1.9 Elect Director Thomas Palmer For For Management 1.10 Elect Director Julio M. Quintana For For Management 1.11 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Best For Against Management 1b Elect Director G. Stephen Finley For Against Management 1c Elect Director Paul L. Howes For Against Management 1d Elect Director Roderick A. Larson For Against Management 1e Elect Director Michael A. Lewis For For Management 1f Elect Director John C. Minge For Against Management 1g Elect Director Rose M. Robeson For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan 6 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- NEXA RESOURCES SA Ticker: NEXA Security ID: L67359106 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Loss and For For Management Dividends 4 Approve Discharge of Directors For For Management 5.a Elect Jaime Ardila as Director For For Management 5.b Elect Diego Cristobal Hernandez For For Management Cabrera as Director 5.c Elect Gianfranco Castagnola as Director For For Management 5.d Elect Daniella Elena Dimitrov as For For Management Director 5.e Elect Eduardo Borges de Andrade Filho For For Management as Director 5.f Elect Luis Ermirio de Moraes as For For Management Director 5.g Elect Ian Wilton Pearce as Director For For Management 5.h Elect Edward Ruiz as Director For For Management 5.i Elect Jane Sadowsky as Director For For Management 5.j Elect Joao Henrique Batista de Souza For For Management Schmidt as Director 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers as For For Management Auditor 8 Amend Article 10 of the Articles of For For Management Association -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry A. Sook For For Management 1.2 Elect Director Geoff D. Armstrong For For Management 1.3 Elect Director Jay M. Grossman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTCURE, INC. Ticker: NXTC Security ID: 65343E108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine V. Jones For Against Management 1b Elect Director Chau Q. Khuong For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTDECADE CORPORATION Ticker: NEXT Security ID: 65342K105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew K. Schatzman For Against Management 1.2 Elect Director Taewon Jun For Against Management 1.3 Elect Director Avinash Kripalani For Against Management 1.4 Elect Director William Vrattos For Against Management 1.5 Elect Director Edward Andrew Scoggins, For For Management Jr. 2 Approve Issuance of Shares for a For For Management Private Placement 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Amy B. Lane For For Management 1g Elect Director David L. Porges For Against Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director Lynn M. Utter For For Management 1l Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For For Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NGM BIOPHARMACEUTICALS, INC. Ticker: NGM Security ID: 62921N105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jin-Long Chen For Withhold Management 1b Elect Director Roger M. Perlmutter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NI HOLDINGS, INC. Ticker: NODK Security ID: 65342T106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William R. Devlin For Withhold Management 1.2 Elect Director Duaine C. Espegard For Withhold Management 2 Ratify Mazars USA LLP as Auditors For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NICOLET BANKSHARES, INC. Ticker: NCBS Security ID: 65406E102 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Atwell For For Management 1.2 Elect Director Rachel Campos-Duffy For For Management 1.3 Elect Director Michael E. Daniels For For Management 1.4 Elect Director John N. Dykema For For Management 1.5 Elect Director Terrence R. Fulwiler For For Management 1.6 Elect Director Christopher J. Ghidorzi For For Management 1.7 Elect Director Andrew F. Hetzel, Jr. For For Management 1.8 Elect Director Ann K. Lawson For For Management 1.9 Elect Director Donald J. Long, Jr. For For Management 1.10 Elect Director Dustin J. McClone For For Management 1.11 Elect Director Susan L. Merkatoris For For Management 1.12 Elect Director Oliver Pierce Smith For For Management 1.13 Elect Director Robert J. Weyers For For Management 2 Ratify Wipfli LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Ticker: NLSN Security ID: G6518L108 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of the Global Connect For For Management Business -------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Ticker: NLSN Security ID: G6518L108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Attwood, Jr. For For Management 1b Elect Director Thomas H. Castro For For Management 1c Elect Director Guerrino De Luca For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director David Kenny For For Management 1f Elect Director Janice Marinelli Mazza For For Management 1g Elect Director Jonathan Miller For For Management 1h Elect Director Stephanie Plaines For For Management 1i Elect Director Nancy Tellem For For Management 1j Elect Director Lauren Zalaznick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Reappoint Ernst & Young LLP as UK For For Management Statutory Auditors 4 Authorize the Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Issuance of Shares for a For For Management Private Placement 11 Approve Share Repurchase Contracts and For For Management Repurchase Counterparties -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Theodore H. Bunting, Jr. For For Management 1c Elect Director Eric L. Butler For For Management 1d Elect Director Aristides S. Candris For For Management 1e Elect Director Wayne S. DeVeydt For For Management 1f Elect Director Joseph Hamrock For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Deborah A. P. Hersman For For Management 1i Elect Director Michael E. Jesanis For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Carolyn Y. Woo For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- NL INDUSTRIES, INC. Ticker: NL Security ID: 629156407 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Loretta J. Feehan For Withhold Management 1.2 Elect Director Robert D. Graham For Withhold Management 1.3 Elect Director John E. Harper For For Management 1.4 Elect Director Meredith W. Mendes For For Management 1.5 Elect Director Cecil H. Moore, Jr. For For Management 1.6 Elect Director Thomas P. Stafford For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NLIGHT, INC. Ticker: LASR Security ID: 65487K100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Carlisle For For Management 1.2 Elect Director Bill Gossman For For Management 1.3 Elect Director Gary Locke For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director Priya Huskins For For Management 1.5 Elect Director James G. Jones For For Management 1.6 Elect Director Lynn S. McCreary For For Management 1.7 Elect Director Michael Montgomery For For Management 1.8 Elect Director Regina Muehlhauser For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raynard D. Benvenuti For Withhold Management 1.2 Elect Director Robert E. Brunner For Withhold Management 1.3 Elect Director Christina E. Carroll For Withhold Management 1.4 Elect Director Joao Faria For For Management 1.5 Elect Director Jeri J. Harman For Withhold Management 1.6 Elect Director Shihab Kuran For For Management 1.7 Elect Director Warren A. Veltman For Withhold Management 1.8 Elect Director Thomas H. Wilson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Elect Director Rajeev Gautam For For Management -------------------------------------------------------------------------------- NOODLES & COMPANY Ticker: NDLS Security ID: 65540B105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Jones For For Management 1.2 Elect Director Drew Madsen For For Management 1.3 Elect Director Shawn Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORDSON CORPORATION Ticker: NDSN Security ID: 655663102 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. DeFord For For Management 1.2 Elect Director Arthur L. George, Jr. For For Management 1.3 Elect Director Frank M. Jaehnert For For Management 1.4 Elect Director Ginger M. Jones For For Management 1.5 Elect Director Jennifer A. Parmentier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder 5 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- NORTHEAST BANK Ticker: NBN Security ID: 66405S100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Marcy S. Klevorn For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Michael G. O'Grady For For Management 1h Elect Director Jose Luis Prado For For Management 1i Elect Director Thomas E. Richards For For Management 1j Elect Director Martin P. Slark For For Management 1k Elect Director David H. B. Smith, Jr. For For Management 1l Elect Director Donald Thompson For For Management 1m Elect Director Charles A. Tribbett, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHFIELD BANCORP, INC. Ticker: NFBK Security ID: 66611T108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy C. Harrison For For Management 1.2 Elect Director Karen J. Kessler For For Management 1.3 Elect Director Patrick L. Ryan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director David P. Abney For For Management 1.3 Elect Director Marianne C. Brown For For Management 1.4 Elect Director Donald E. Felsinger For For Management 1.5 Elect Director Ann M. Fudge For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against Against Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NORTHWEST BANCSHARES, INC. Ticker: NWBI Security ID: 667340103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah J. Chadsey For For Management 1.2 Elect Director Wilbur R. Davis For For Management 1.3 Elect Director Timothy M. Hunter For For Management 1.4 Elect Director David M. Tullio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHWEST NATURAL HOLDING COMPANY Ticker: NWN Security ID: 66765N105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Monica Enand For For Management 1.3 Elect Director Dave McCurdy For For Management 1.4 Elect Director Malia H. Wasson For For Management 1.5 Elect Director Karen Lee For For Management 1.6 Elect Director Nathan I. Partain For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Ticker: NWPX Security ID: 667746101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda Kulesa For For Management 1b Elect Director Keith Larson For For Management 1c Elect Director Richard Roman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony T. Clark For For Management 1.2 Elect Director Dana J. Dykhouse For For Management 1.3 Elect Director Jan R. Horsfall For For Management 1.4 Elect Director Britt E. Ide For For Management 1.5 Elect Director Linda G. Sullivan For For Management 1.6 Elect Director Robert C. Rowe For For Management 1.7 Elect Director Mahvash Yazdi For For Management 1.8 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- NORWEGIAN CRUISE LINE HOLDINGS LTD. Ticker: NCLH Security ID: G66721104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adam M. Aron For For Management 1b Elect Director Stella David For For Management 1c Elect Director Mary E. Landry For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NOV INC. Ticker: NOV Security ID: 62955J103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clay C. Williams For For Management 1b Elect Director Greg L. Armstrong For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Ben A. Guill For For Management 1e Elect Director James T. Hackett For Against Management 1f Elect Director David D. Harrison For For Management 1g Elect Director Eric L. Mattson For For Management 1h Elect Director Melody B. Meyer For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOVANTA INC. Ticker: NOVT Security ID: 67000B104 Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Lonny J. Carpenter For For Management 1B Elect Director Deborah DiSanzo For For Management 1C Elect Director Matthijs Glastra For For Management 1D Elect Director Brian D. King For For Management 1E Elect Director Ira J. Lamel For For Management 1F Elect Director Maxine L. Mauricio For For Management 1G Elect Director Katherine A. Owen For For Management 1H Elect Director Thomas N. Secor For For Management 1I Elect Director Frank A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend By-Law Number 1 For For Management 6 Authorize New Class of Blank Check For For Management Preferred Stock -------------------------------------------------------------------------------- NOVAVAX, INC. Ticker: NVAX Security ID: 670002401 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Douglas For For Management 1b Elect Director Margaret G. McGlynn For For Management 1c Elect Director David M. Mott For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify April 2020 Equity Awards For For Management 5 Ratify June 2020 Equity Awards For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NOVOCURE LIMITED Ticker: NVCR Security ID: G6674U108 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asaf Danziger For For Management 1b Elect Director William Doyle For For Management 1c Elect Director Jeryl Hilleman For For Management 1d Elect Director David Hung For For Management 1e Elect Director Kinyip Gabriel Leung For For Management 1f Elect Director Martin Madden For For Management 1g Elect Director Sherilyn McCoy For For Management 1h Elect Director Timothy Scannell For For Management 1i Elect Director William Vernon For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOW INC. Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Terry Bonno For For Management 1B Elect Director David Cherechinsky For For Management 1C Elect Director Galen Cobb For For Management 1D Elect Director James Crandell For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Elisabeth B. Donohue For For Management 1g Elect Director Mauricio Gutierrez For For Management 1h Elect Director Paul W. Hobby For For Management 1i Elect Director Alexandra Pruner For For Management 1j Elect Director Anne C. Schaumburg For For Management 1k Elect Director Thomas H. Weidemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emma S. Battle For For Management 1b Elect Director Daniel W. Campbell For For Management 1c Elect Director Andrew D. Lipman For For Management 1d Elect Director Steven J. Lund For For Management 1e Elect Director Laura Nathanson For For Management 1f Elect Director Ryan S. Napierski For For Management 1g Elect Director Thomas R. Pisano For For Management 1h Elect Director Zheqing (Simon) Shen For For Management 1i Elect Director Edwina D. Woodbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Benjamin For For Management 1.2 Elect Director Daniel Brennan For For Management 1.3 Elect Director Lloyd Carney For For Management 1.4 Elect Director Thomas Ebling For For Management 1.5 Elect Director Robert Finocchio For For Management 1.6 Elect Director Laura S. Kaiser For For Management 1.7 Elect Director Michal Katz For For Management 1.8 Elect Director Mark Laret For For Management 1.9 Elect Director Sanjay Vaswani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Dempsey For For Management 1.2 Elect Director Christopher J. Kearney For For Management 1.3 Elect Director Laurette T. Koellner For For Management 1.4 Elect Director Joseph D. Rupp For For Management 1.5 Elect Director Leon J. Topalian For For Management 1.6 Elect Director John H. Walker For For Management 1.7 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NUVASIVE, INC. Ticker: NUVA Security ID: 670704105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vickie L. Capps For For Management 1.2 Elect Director John A. DeFord For For Management 1.3 Elect Director R. Scott Huennekens For For Management 1.4 Elect Director Siddhartha C. Kadia For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NV5 GLOBAL, INC. Ticker: NVEE Security ID: 62945V109 Meeting Date: JUN 05, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dickerson Wright For For Management 1.2 Elect Director Alexander A. Hockman For For Management 1.3 Elect Director MaryJo O'Brien For For Management 1.4 Elect Director William D. Pruitt For For Management 1.5 Elect Director Francois Tardan For For Management 1.6 Elect Director Laurie Conner For For Management 1.7 Elect Director Michael Renshaw For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVENT ELECTRIC PLC Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry W. Burris For For Management 1b Elect Director Susan M. Cameron For For Management 1c Elect Director Michael L. Ducker For For Management 1d Elect Director Randall J. Hogan For For Management 1e Elect Director Ronald L. Merriman For For Management 1f Elect Director Nicola Palmer For For Management 1g Elect Director Herbert K. Parker For For Management 1h Elect Director Greg Scheu For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director John O. Dabiri For For Management 1d Elect Director Persis S. Drell For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For For Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director Stephen C. Neal For For Management 1j Elect Director Mark L. Perry For For Management 1k Elect Director A. Brooke Seawell For For Management 1l Elect Director Aarti Shah For For Management 1m Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight C. Schar For For Management 1.2 Elect Director C. E. Andrews For For Management 1.3 Elect Director Sallie B. Bailey For For Management 1.4 Elect Director Thomas D. Eckert For Against Management 1.5 Elect Director Alfred E. Festa For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Alexandra A. Jung For For Management 1.8 Elect Director Mel Martinez For For Management 1.9 Elect Director William A. Moran For For Management 1.10 Elect Director David A. Preiser For Against Management 1.11 Elect Director W. Grady Rosier For Against Management 1.12 Elect Director Susan Williamson Ross For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- O-I GLASS, INC. Ticker: OI Security ID: 67098H104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Chapin For For Management 1b Elect Director Gordon J. Hardie For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director John Humphrey For For Management 1e Elect Director Anastasia D. Kelly For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director Alan J. Murray For For Management 1h Elect Director Hari N. Nair For For Management 1i Elect Director Joseph D. Rupp For For Management 1j Elect Director Catherine I. Slater For For Management 1k Elect Director John H. Walker For For Management 1l Elect Director Carol A. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For Against Management 1b Elect Director Andrew Gould For Against Management 1c Elect Director Carlos M. Gutierrez For Against Management 1d Elect Director Vicki Hollub For Against Management 1e Elect Director Gary Hu For For Management 1f Elect Director William R. Klesse For Against Management 1g Elect Director Andrew N. Langham For Against Management 1h Elect Director Jack B. Moore For Against Management 1i Elect Director Margarita For Against Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For Against Management 1k Elect Director Robert M. Shearer For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karen H. Beachy For For Management 1b Elect Director Deanna L. Goodwin For For Management 1c Elect Director Kavitha Velusamy For For Management 1d Elect Director Steven A. Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angelo J. Catania For For Management 1.2 Elect Director Anthony R. Coscia For For Management 1.3 Elect Director Michael D. Devlin For For Management 1.4 Elect Director Jack M. Farris For For Management 1.5 Elect Director Kimberly M. Guadagno For For Management 1.6 Elect Director Nicos Katsoulis For For Management 1.7 Elect Director John K. Lloyd For For Management 1.8 Elect Director Christopher D. Maher For For Management 1.9 Elect Director William D. Moss For Withhold Management 1.10 Elect Director Joseph M. Murphy, Jr. For For Management 1.11 Elect Director Steven M. Scopellite For For Management 1.12 Elect Director Grace C. Torres For For Management 1.13 Elect Director Patricia L. Turner For For Management 1.14 Elect Director Grace M. Vallacchi For For Management 1.15 Elect Director John E. Walsh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION Ticker: OCN Security ID: 675746606 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis R. Caldwell For For Management 1.2 Elect Director Alan J. Bowers For For Management 1.3 Elect Director Jenne K. Britell For For Management 1.4 Elect Director Jacques J. Busquet For For Management 1.5 Elect Director Glen A. Messina For For Management 1.6 Elect Director DeForest B. Soaries, Jr. For For Management 1.7 Elect Director Kevin Stein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ODONATE THERAPEUTICS, INC. Ticker: ODT Security ID: 676079106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Tang For For Management 1.2 Elect Director Aaron Davis For Against Management 1.3 Elect Director Craig Johnson For For Management 1.4 Elect Director Laura Johnson For For Management 1.5 Elect Director Robert Rosen For For Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose R. Fernandez For For Management 1.3 Elect Director Jorge Colon-Gerena For For Management 1.4 Elect Director Nestor de Jesus For For Management 1.5 Elect Director Susan Harnett For For Management 1.6 Elect Director Pedro Morazzani For For Management 1.7 Elect Director Edwin Perez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director Peter D. Clarke For For Management 1c Elect Director Luke R. Corbett For For Management 1d Elect Director David L. Hauser For For Management 1e Elect Director Luther (Luke) C. For For Management Kissam, IV 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- OHIO VALLEY BANC CORP. Ticker: OVBC Security ID: 677719106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anna P. Barnitz For Withhold Management 1.2 Elect Director Brent R. Eastman For Withhold Management 1.3 Elect Director Thomas E. Wiseman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. Ticker: OIS Security ID: 678026105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director E. Joseph Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd McKinnon For Withhold Management 1.2 Elect Director Michael Stankey For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director David S. Congdon For For Management 1.3 Elect Director John R. Congdon, Jr. For For Management 1.4 Elect Director Bradley R. Gabosch For For Management 1.5 Elect Director Greg C. Gantt For For Management 1.6 Elect Director Patrick D. Hanley For For Management 1.7 Elect Director John D. Kasarda For For Management 1.8 Elect Director Wendy T. Stallings For For Management 1.9 Elect Director Thomas A. Stith, III For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Goebel For For Management 1.2 Elect Director Jerome F. Henry, Jr. For For Management 1.3 Elect Director Daniel S. Hermann For For Management 1.4 Elect Director Ryan C. Kitchell For For Management 1.5 Elect Director Phelps L. Lambert For For Management 1.6 Elect Director Austin M. Ramirez For For Management 1.7 Elect Director James C. Ryan, III For For Management 1.8 Elect Director Thomas E. Salmon For For Management 1.9 Elect Director Randall T. Shepard For For Management 1.10 Elect Director Rebecca S. Skillman For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Prior Awards Made Under the For For Management Amended and Restated 2008 Incentive Compensation Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Kennedy For Withhold Management 1.2 Elect Director Spencer LeRoy, III For Withhold Management 1.3 Elect Director Peter B. McNitt For Withhold Management 1.4 Elect Director Steven R. Walker For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Ticker: OSBC Security ID: 680277100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Eccher For For Management 1b Elect Director Barry Finn For For Management 1c Elect Director Hugh McLean For For Management 1d Elect Director James Tapscott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director C. Robert Bunch For For Management 1e Elect Director Scott D. Ferguson For For Management 1f Elect Director W. Barnes Hauptfuhre For For Management 1g Elect Director John M. B. O'Connor For For Management 1h Elect Director Earl L. Shipp For For Management 1i Elect Director Scott M. Sutton For For Management 1j Elect Director William H. Weideman For For Management 1k Elect Director Carol A. Williams For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alissa Ahlman For For Management 1b Elect Director Robert Fisch For For Management 1c Elect Director Thomas Hendrickson For For Management 1d Elect Director John Swygert For For Management 1e Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OLYMPIC STEEL, INC. Ticker: ZEUS Security ID: 68162K106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Siegal For For Management 1.2 Elect Director Arthur F. Anton For For Management 1.3 Elect Director Richard T. Marabito For For Management 1.4 Elect Director Michael G. Rippey For For Management 1.5 Elect Director Vanessa L. Whiting For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OMEGA FLEX, INC. Ticker: OFLX Security ID: 682095104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stewart B. Reed For Withhold Management 1.2 Elect Director David K. Evans For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- OMNICELL, INC. Ticker: OMCL Security ID: 68213N109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall A. Lipps For For Management 1.2 Elect Director Vance B. Moore For For Management 1.3 Elect Director Mark W. Parrish For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Atsushi Abe For Against Management 1b Elect Director Alan Campbell For Against Management 1c Elect Director Susan K. Carter For For Management 1d Elect Director Thomas L. Deitrich For For Management 1e Elect Director Gilles Delfassy For Against Management 1f Elect Director Hassane S. El-Khoury For For Management 1g Elect Director Bruce E. Kiddoo For For Management 1h Elect Director Paul A. Mascarenas For Against Management 1i Elect Director Gregory L. Waters For For Management 1j Elect Director Christine Y. Yan For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Evans For For Management 1.2 Elect Director John W. Gibson For For Management 1.3 Elect Director Tracy E. Hart For For Management 1.4 Elect Director Michael G. Hutchinson For For Management 1.5 Elect Director Pattye L. Moore For Against Management 1.6 Elect Director Pierce H. Norton, II For For Management 1.7 Elect Director Eduardo A. Rodriguez For For Management 1.8 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ONE STOP SYSTEMS, INC. Ticker: OSS Security ID: 68247W109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Potashner For Withhold Management 1.2 Elect Director Kimberly Sentovich For For Management 1.3 Elect Director David Raun For For Management 1.4 Elect Director Jack Harrison For Withhold Management 1.5 Elect Director Greg Matz For For Management 1.6 Elect Director Gioia Messinger For For Management 1.7 Elect Director Sita Lowman For For Management 2 Ratify Haskell & White LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa Green Hall For For Management 1.2 Elect Director Matthew R. Michelini For Withhold Management 1.3 Elect Director Douglas H. Shulman For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For Against Management 1.9 Elect Director Eduardo A. Rodriguez For For Management 1.10 Elect Director Gerald B. Smith For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONESPAN INC. Ticker: OSPN Security ID: 68287N100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc D. Boroditsky For For Management 1.2 Elect Director Garry L. Capers For For Management 1.3 Elect Director Scott M. Clements For For Management 1.4 Elect Director John N. Fox, Jr. For For Management 1.5 Elect Director Jean K. Holley For For Management 1.6 Elect Director Marianne Johnson For For Management 1.7 Elect Director Alfred Nietzel For For Management 1.8 Elect Director Marc Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ONESPAWORLD HOLDINGS LIMITED Ticker: OSW Security ID: P73684113 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Magliacano For Did Not Vote Management 1b Elect Director Jeffrey E. Stiefler For Did Not Vote Management 1c Elect Director Walter F. McLallen For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management -------------------------------------------------------------------------------- ONTO INNOVATION, INC. Ticker: ONTO Security ID: 683344105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leo Berlinghieri For For Management 1.2 Elect Director Edward J. Brown, Jr. For For Management 1.3 Elect Director David B. Miller For For Management 1.4 Elect Director Michael P. Plisinski For For Management 1.5 Elect Director Bruce C. Rhine For For Management 1.6 Elect Director Christopher A. Seams For For Management 1.7 Elect Director Christine A. Tsingos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OOMA, INC. Ticker: OOMA Security ID: 683416101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Galligan For Withhold Management 1.2 Elect Director Judi A. Hand For Withhold Management 1.3 Elect Director William D. Pearce For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- OPKO HEALTH, INC. Ticker: OPK Security ID: 68375N103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip Frost For For Management 1.2 Elect Director Jane H. Hsiao For For Management 1.3 Elect Director Steven D. Rubin For Withhold Management 1.4 Elect Director Jon R. Cohen For For Management 1.5 Elect Director Robert S. Fishel For For Management 1.6 Elect Director Richard M. Krasno For For Management 1.7 Elect Director Prem A. Lachman For For Management 1.8 Elect Director Richard A. Lerner For For Management 1.9 Elect Director Roger J. Medel For For Management 1.10 Elect Director John A. Paganelli For Withhold Management 1.11 Elect Director Richard C. Pfenniger, For For Management Jr. 1.12 Elect Director Alice Lin-Tsing Yu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OPTION CARE HEALTH, INC. Ticker: OPCH Security ID: 68404L201 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Arlotta For For Management 1.2 Elect Director Elizabeth Q. Betten For For Management 1.3 Elect Director David W. Golding For For Management 1.4 Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1.5 Elect Director Alan Nielsen For For Management 1.6 Elect Director R. Carter Pate For For Management 1.7 Elect Director John C. Rademacher For For Management 1.8 Elect Director Nitin Sahney For For Management 1.9 Elect Director Timothy Sullivan For For Management 1.10 Elect Director Mark Vainisi For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORASURE TECHNOLOGIES, INC. Ticker: OSUR Security ID: 68554V108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Celano For For Management 1b Elect Director James A. Datin For For Management 1c Elect Director Lelio Marmora For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORBCOMM INC. Ticker: ORBC Security ID: 68555P100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome B. Eisenberg For For Management 1.2 Elect Director Marco Fuchs For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORIGIN BANCORP, INC. Ticker: OBNK Security ID: 68621T102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D'Agostino, Jr. For For Management 1.2 Elect Director James Davison, Jr. For For Management 1.3 Elect Director A. La'Verne Edney For For Management 1.4 Elect Director Meryl Farr For For Management 1.5 Elect Director Richard Gallot, Jr. For For Management 1.6 Elect Director Stacey Goff For For Management 1.7 Elect Director Michael Jones For For Management 1.8 Elect Director Gary Luffey For For Management 1.9 Elect Director Farrell Malone For For Management 1.10 Elect Director Drake Mills For For Management 1.11 Elect Director Elizabeth Solender For For Management 1.12 Elect Director Steven Taylor For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- ORION GROUP HOLDINGS INC. Ticker: ORN Security ID: 68628V308 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Caliel For For Management 1b Elect Director Richard L. Daerr, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Isaac Angel For For Management 1B Elect Director Albertus 'Bert' Bruggink For For Management 1C Elect Director Dan Falk For For Management 1D Elect Director David Granot For For Management 1E Elect Director Mike Nikkel For For Management 1F Elect Director Dafna Sharir For For Management 1G Elect Director Stanley B. Stern For For Management 1H Elect Director Hidetake Takahashi For For Management 1I Elect Director Byron G. Wong For For Management 2 Ratify Kesselman & Kesselman as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORRSTOWN FINANCIAL SERVICES, INC. Ticker: ORRF Security ID: 687380105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas D. Longenecker For For Management 1.2 Elect Director Andrea L. Pugh For For Management 1.3 Elect Director Floyd E. Stoner For For Management 1.4 Elect Director Linford L. Weaver For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Jason M. Hannon For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Alexis V. Lukianov For For Management 1.5 Elect Director Lilly Marks For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Jon C. Serbousek For For Management 1.8 Elect Director John E. Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOPEDIATRICS CORP. Ticker: KIDS Security ID: 68752L100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernie B. Berry, III For Withhold Management 1.2 Elect Director Stephen F. Burns For Withhold Management 1.3 Elect Director Marie C. Infante For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against Against Shareholder -------------------------------------------------------------------------------- OSMOTICA PHARMACEUTICALS PLC Ticker: OSMT Security ID: G6S41R101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Markison For Against Management 1b Elect Director Joachim Benes For Against Management 1c Elect Director David Burgstahler For Against Management 1d Elect Director Gregory L. Cowan For For Management 1e Elect Director Michael DeBiasi For For Management 1f Elect Director Sriram Venkataraman For Against Management 1g Elect Director Juan Vergez For Against Management 1h Elect Director Fred Weiss For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve Renewal of Waiver of Offer For Against Management Obligations Under Rule 37 of the Irish Takeover Rules to Enable Buybacks and Redemptions 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- OTIS WORLDWIDE CORPORATION Ticker: OTIS Security ID: 68902V107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey H. Black For For Management 1b Elect Director Kathy Hopinkah Hannan For For Management 1c Elect Director Shailesh G. Jejurikar For For Management 1d Elect Director Christopher J. Kearney For For Management 1e Elect Director Judith F. Marks For For Management 1f Elect Director Harold W. McGraw, III For For Management 1g Elect Director Margaret M. V. Preston For For Management 1h Elect Director Shelley Stewart, Jr. For For Management 1i Elect Director John H. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OTONOMY, INC. Ticker: OTIC Security ID: 68906L105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Breitmeyer For Withhold Management 1.2 Elect Director David A. Weber For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OTTER TAIL CORPORATION Ticker: OTTR Security ID: 689648103 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen M. Bohn For For Management 1.2 Elect Director Charles S. MacFarlane For For Management 1.3 Elect Director Thomas J. Webb For For Management 2 Approve the Increase in the Maximum For For Management Number of Directors from Nine to Eleven 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. Ticker: OSG Security ID: 69036R863 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca DeLaet For For Management 1.2 Elect Director Joseph I. Kronsberg For For Management 1.3 Elect Director Anja L. Manuel For For Management 1.4 Elect Director Samuel H. Norton For For Management 1.5 Elect Director John P. Reddy For For Management 1.6 Elect Director Julie E. Silcock For For Management 1.7 Elect Director Gary Eugene Taylor For For Management 1.8 Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- OVINTIV INC. Ticker: OVV Security ID: 69047Q102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Dea For For Management 1b Elect Director Meg A. Gentle For For Management 1c Elect Director Howard J. Mayson For For Management 1d Elect Director Lee A. McIntire For For Management 1e Elect Director Katherine L. Minyard For For Management 1f Elect Director Steven W. Nance For For Management 1g Elect Director Suzanne P. Nimocks For For Management 1h Elect Director Thomas G. Ricks For For Management 1i Elect Director Brian G. Shaw For For Management 1j Elect Director Douglas J. Suttles For For Management 1k Elect Director Bruce G. Waterman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aster Angagaw For For Management 1.2 Elect Director Mark A. Beck For For Management 1.3 Elect Director Gwendolyn M. Bingham For For Management 1.4 Elect Director Robert J. Henkel For For Management 1.5 Elect Director Stephen W. Klemash For For Management 1.6 Elect Director Mark F. McGettrick For For Management 1.7 Elect Director Edward A. Pesicka For For Management 1.8 Elect Director Michael C. Riordan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWL ROCK CAPITAL CORPORATION Ticker: ORCC Security ID: 69121K104 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Advisory Agreement with For For Management Owl Rock Technology Advisors LLC 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A111 Meeting Date: FEB 26, 2021 Meeting Type: Court Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Acquisition of PerkinElmer (UK) Holdings Limited 2 Approve Re-registration of the Company For For Management as a Private Limited Company by the Name of Oxford Immunotec Global Limited -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Chubb, III For For Management 1.2 Elect Director John R. Holder For For Management 1.3 Elect Director Stephen S. Lanier For For Management 1.4 Elect Director Clarence H. Smith For For Management 1.5 Elect Director Milford W. McGuirt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- P.A.M. TRANSPORTATION SERVICES, INC. Ticker: PTSI Security ID: 693149106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Bishop For For Management 1.2 Elect Director Frederick P. Calderone For Withhold Management 1.3 Elect Director W. Scott Davis For For Management 1.4 Elect Director Edwin J. Lukas For Withhold Management 1.5 Elect Director Franklin H. McLarty For For Management 1.6 Elect Director H. Pete Montano For For Management 1.7 Elect Director Matthew J. Moroun For Withhold Management 1.8 Elect Director Matthew T. Moroun For Withhold Management 1.9 Elect Director Joseph A. Vitiritto For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For For Management 1.3 Elect Director Franklin L. Feder For For Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For For Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Ganesh Ramaswamy For For Management 1.10 Elect Director Mark A. Schulz For For Management 1.11 Elect Director Gregory M. E. Spierkel For For Management 2 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Ticker: PACB Security ID: 69404D108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Livingston For Against Management 1.2 Elect Director Marshall Mohr For For Management 1.3 Elect Director Hannah A. Valantine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ayad A. Fargo For For Management 1b Elect Director Steven R. Gardner For For Management 1c Elect Director Joseph L. Garrett For For Management 1d Elect Director Jeffrey C. Jones For For Management 1e Elect Director M. Christian Mitchell For For Management 1f Elect Director Barbara S. Polsky For For Management 1g Elect Director Zareh H. Sarrafian For For Management 1h Elect Director Jaynie Miller Studenmund For Against Management 1i Elect Director Cora M. Tellez For For Management 1j Elect Director Richard C. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIRA BIOSCIENCES, INC. Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Brege For For Management 1.2 Elect Director Mark I. Froimson For For Management 1.3 Elect Director Mark A. Kronenfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Donna A. Harman For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanya M. Acker For For Management 1b Elect Director Paul R. Burke For For Management 1c Elect Director Craig A. Carlson For For Management 1d Elect Director John M. Eggemeyer, III For For Management 1e Elect Director C. William Hosler For For Management 1f Elect Director Susan E. Lester For For Management 1g Elect Director Roger H. Molvar For For Management 1h Elect Director Daniel B. Platt For For Management 1i Elect Director Robert A. Stine For For Management 1j Elect Director Paul W. Taylor For For Management 1k Elect Director Matthew P. Wagner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PALOMAR HOLDINGS, INC. Ticker: PLMR Security ID: 69753M105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Taketa For Withhold Management 1.2 Elect Director Catriona M. Fallon For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Ticker: PZZA Security ID: 698813102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher L. Coleman For For Management 1b Elect Director Olivia F. Kirtley For For Management 1c Elect Director Laurette T. Koellner For For Management 1d Elect Director Robert M. Lynch For For Management 1e Elect Director Jocelyn C. Mangan For For Management 1f Elect Director Sonya E. Medina For For Management 1g Elect Director Shaquille R. O'Neal For For Management 1h Elect Director Anthony M. Sanfilippo For For Management 1i Elect Director Jeffrey C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAR PACIFIC HOLDINGS, INC. Ticker: PARR Security ID: 69888T207 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Silberman For For Management 1.2 Elect Director Melvyn Klein For For Management 1.3 Elect Director Curtis Anastasio For For Management 1.4 Elect Director Timothy Clossey For For Management 1.5 Elect Director L. Melvin Cooper For For Management 1.6 Elect Director Walter Dods For For Management 1.7 Elect Director Katherine Hatcher For For Management 1.8 Elect Director Joseph Israel For For Management 1.9 Elect Director William Monteleone For For Management 1.10 Elect Director William Pate For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Ticker: PRK Security ID: 700658107 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. William Englefield, For For Management IV 1b Elect Director Jason N. Judd For For Management 1c Elect Director David L. Trautman For For Management 1d Elect Director Leon Zazworsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PARK-OHIO HOLDINGS CORP. Ticker: PKOH Security ID: 700666100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew V. Crawford For For Management 1.2 Elect Director Ronna Romney For Withhold Management 1.3 Elect Director James W. Wert For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PARSONS CORPORATION Ticker: PSN Security ID: 70202L102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark K. Holdsworth For Withhold Management 1.2 Elect Director Steven F. Leer For Withhold Management 1.3 Elect Director M. Christian Mitchell For Withhold Management 1.4 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARTY CITY HOLDCO INC. Ticker: PRTY Security ID: 702149105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel Alsfine For For Management 1.2 Elect Director Steven J. Collins For Withhold Management 1.3 Elect Director James G. Conroy For Withhold Management 1.4 Elect Director William S. Creekmuir For For Management 1.5 Elect Director Sarah Dodds-Brown For For Management 1.6 Elect Director Jennifer Fleiss For For Management 1.7 Elect Director John A. Frascotti For For Management 1.8 Elect Director James M. Harrison For For Management 1.9 Elect Director Norman S. Matthews For Withhold Management 1.10 Elect Director Michelle For For Management Millstone-Shroff 1.11 Elect Director Bradley M. Weston For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cerulli For For Management 1.2 Elect Director Todd M. Cleveland For For Management 1.3 Elect Director John A. Forbes For For Management 1.4 Elect Director Michael A. Kitson For For Management 1.5 Elect Director Pamela R. Klyn For For Management 1.6 Elect Director Derrick B. Mayes For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Denis G. Suggs For For Management 1.9 Elect Director M. Scott Welch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiffany (TJ) Thom Cepak For Withhold Management 1.2 Elect Director Michael W. Conlon For Withhold Management 1.3 Elect Director William A. Hendricks, For Withhold Management Jr. 1.4 Elect Director Curtis W. Huff For Withhold Management 1.5 Elect Director Terry H. Hunt For Withhold Management 1.6 Elect Director Janeen S. Judah For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Levenson For Withhold Management 1.2 Elect Director Frederick C. Peters, II For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Plans to Improve Diversity None For Shareholder of Executive Leadership -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Nimbley For For Management 1b Elect Director Spencer Abraham For For Management 1c Elect Director Wayne Budd For For Management 1d Elect Director Karen Davis For For Management 1e Elect Director S. Eugene Edwards For For Management 1f Elect Director William E. Hantke For For Management 1g Elect Director Robert Lavinia For For Management 1h Elect Director Kimberly S. Lubel For For Management 1i Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Gallup For Withhold Management 1.2 Elect Director David Beffa-Negrini For For Management 1.3 Elect Director Barbara Duckett For For Management 1.4 Elect Director Jack Ferguson For For Management 1.5 Elect Director Gary Kinyon For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PCB BANCORP Ticker: PCB Security ID: 69320M109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kijun Ahn For For Management 1.2 Elect Director Daniel Cho For For Management 1.3 Elect Director Haeyoung Cho For For Management 1.4 Elect Director Sarah Jun For For Management 1.5 Elect Director Henry Kim For For Management 1.6 Elect Director Sang Young Lee For For Management 1.7 Elect Director Hong Kyun "Daniel" Park For For Management 1.8 Elect Director Don Rhee For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PCTEL, INC. Ticker: PCTI Security ID: 69325Q105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cindy K. Andreotti For For Management 1.2 Elect Director Cynthia A. Keith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For For Management 1.3 Elect Director Paul J. Korus For For Management 1.4 Elect Director David C. Parke For For Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimon W. Michaels For For Management 1.2 Elect Director Gerald Z. Yin For Against Management 1.3 Elect Director Shuo Zhang For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PDL COMMUNITY BANCORP Ticker: PDLB Security ID: 69290X101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Demetriou For Withhold Management 1.2 Elect Director Nick R. Lugo For Withhold Management 2 Ratify Mazars USA LLP as Auditors For For Management -------------------------------------------------------------------------------- PDS BIOTECHNOLOGY CORPORATION Ticker: PDSB Security ID: 70465T107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Bedu-Addo For Withhold Management 1.2 Elect Director Otis Brawley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Ticker: BTU Security ID: 704551100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For For Management 1b Elect Director Samantha B. Algaze For For Management 1c Elect Director Andrea E. Bertone For For Management 1d Elect Director William H. Champion For For Management 1e Elect Director Nicholas J. Chirekos For For Management 1f Elect Director Stephen E. Gorman For For Management 1g Elect Director Glenn L. Kellow For For Management 1h Elect Director Joe W. Laymon For For Management 1i Elect Director David J. Miller For For Management 1j Elect Director Michael W. Sutherlin For For Management 1k Elect Director Darren R. Yeates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORPORATION Ticker: PGC Security ID: 704699107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Peter D. Horst For For Management 1.7 Elect Director Steven A. Kass For For Management 1.8 Elect Director Douglas L. Kennedy For For Management 1.9 Elect Director F. Duffield Meyercord For For Management 1.10 Elect Director Patrick J. Mullen For For Management 1.11 Elect Director Philip W. Smith, III For For Management 1.12 Elect Director Tony Spinelli For For Management 1.13 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Richard Jones For For Management 1.4 Elect Director Christopher Lafond For For Management 1.5 Elect Director Dianne Ledingham For For Management 1.6 Elect Director Sharon Rowlands For For Management 1.7 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Proxy Access Right Against For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Handler For For Management 1.2 Elect Director John M. Jacquemin For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Ticker: PVAC Security ID: 70788V102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Change of Control as a Result For For Management of Private Placement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Ticker: PVAC Security ID: 70788V102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tiffany Thom Cepak For Against Management 1b Elect Director Darrin J. Henke For Against Management 1c Elect Director Darin G. Holderness For For Management 1d Elect Director Jeffrey E. Wojahn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For Against Management 6 Amend Articles of Incorporation to For For Management Remove Inoperative Provisions 7 Reduce Ownership Threshold for For Against Management Shareholders to Act by Written Consent 8 Reduce Supermajority Vote Requirement For Against Management to Approve Certain Mergers 9 Amend Articles of Incorporation to Add For For Management Federal Forum Selection Provision -------------------------------------------------------------------------------- PENNS WOODS BANCORP, INC. Ticker: PWOD Security ID: 708430103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Edwards For Withhold Management 1.2 Elect Director Leroy H. Keiler, III For Withhold Management 1.3 Elect Director Cameron W. Kephart For Withhold Management 1.4 Elect Director Charles E. Kranich, II For Withhold Management 1.5 Elect Director Jill F. Schwartz For Withhold Management 1.6 Elect Director Ronald A. Walko For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Barr For For Management 1b Elect Director Lisa A. Davis For For Management 1c Elect Director Wolfgang Durheimer For For Management 1d Elect Director Michael R. Eisenson For For Management 1e Elect Director Robert H. Kurnick, Jr. For For Management 1f Elect Director Kimberly J. McWaters For For Management 1g Elect Director Greg Penske For For Management 1h Elect Director Roger S. Penske For For Management 1i Elect Director Sandra E. Pierce For For Management 1j Elect Director Greg C. Smith For For Management 1k Elect Director Ronald G. Steinhart For For Management 1l Elect Director H. Brian Thompson For For Management 1m Elect Director Masashi Yamanaka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENTAIR PLC Ticker: PNR Security ID: G7S00T104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mona Abutaleb Stephenson For For Management 1b Elect Director Glynis A. Bryan For For Management 1c Elect Director T. Michael Glenn For For Management 1d Elect Director Theodore L. Harris For For Management 1e Elect Director Gregory E. Knight For For Management 1f Elect Director David A. Jones For For Management 1g Elect Director Michael T. Speetzen For For Management 1h Elect Director John L. Stauch For For Management 1i Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Non-Qualified Employee Stock For For Management Purchase Plan 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- PENUMBRA, INC. Ticker: PEN Security ID: 70975L107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam Elsesser For Withhold Management 1.2 Elect Director Harpreet Grewal For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker: PEBO Security ID: 709789101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tara M. Abraham For For Management 1.2 Elect Director S. Craig Beam For For Management 1.3 Elect Director George W. Broughton For For Management 1.4 Elect Director David F. Dierker For For Management 1.5 Elect Director James S. Huggins For For Management 1.6 Elect Director Brooke W. James For For Management 1.7 Elect Director Susan D. Rector For For Management 1.8 Elect Director Charles W. Sulerzyski For For Management 1.9 Elect Director Michael N. Vittorio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES FINANCIAL SERVICES CORP. Ticker: PFIS Security ID: 711040105 Meeting Date: MAY 15, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Lochen, Jr. For Against Management 1.2 Elect Director James B. Nicholas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly US, LLP as Auditor For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Segun Agbaje For For Management 1b Elect Director Shona L. Brown For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director Dave Lewis For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder 6 Report on External Public Health Costs Against Against Shareholder -------------------------------------------------------------------------------- PERDOCEO EDUCATION CORPORATION Ticker: PRDO Security ID: 71363P106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis H. Chookaszian For For Management 1b Elect Director Kenda B. Gonzales For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director William D. Hansen For For Management 1e Elect Director Gregory L. Jackson For For Management 1f Elect Director Thomas B. Lally For For Management 1g Elect Director Todd S. Nelson For For Management 1h Elect Director Leslie T. Thornton For For Management 1i Elect Director Alan D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Davis For For Management 1b Elect Director Ralph C. Derrickson For For Management 1c Elect Director David S. Lundeen For For Management 1d Elect Director Brian L. Matthews For For Management 1e Elect Director Nancy C. Pechloff For For Management 1f Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERKINELMER, INC. Ticker: PKI Security ID: 714046109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barrett For For Management 1b Elect Director Samuel R. Chapin For For Management 1c Elect Director Sylvie Gregoire For For Management 1d Elect Director Alexis P. Michas For For Management 1e Elect Director Prahlad R. Singh For For Management 1f Elect Director Michel Vounatsos For For Management 1g Elect Director Frank Witney For For Management 1h Elect Director Pascale Witz For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERRIGO COMPANY PLC Ticker: PRGO Security ID: G97822103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Orlando D. Ashford For For Management 1.3 Elect Director Rolf A. Classon For For Management 1.4 Elect Director Katherine C. Doyle For For Management 1.5 Elect Director Adriana Karaboutis For For Management 1.6 Elect Director Murray S. Kessler For For Management 1.7 Elect Director Jeffrey B. Kindler For For Management 1.8 Elect Director Erica L. Mann For For Management 1.9 Elect Director Donal O'Connor For For Management 1.10 Elect Director Geoffrey M. Parker For For Management 1.11 Elect Director Theodore R. Samuels For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity For For Management 5 Authorize Issuance of Equity without For For Management Preemptive Rights -------------------------------------------------------------------------------- PERSONALIS, INC. Ticker: PSNL Security ID: 71535D106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John West For Withhold Management 1.2 Elect Director Alan Colowick For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: MAY 05, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Kennedy For Withhold Management 1b Elect Director Sheryl Oloughlin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures 6 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl F. Campbell For For Management 1b Elect Director Kerry W. Cooper For For Management 1c Elect Director Arno L. Harris For For Management 1d Elect Director Michael R. Niggli For For Management 1e Elect Director Oluwadara (Dara) J. For For Management Treseder 1f Elect Director Benjamin F. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney Hershberger For For Management 1b Elect Director Floyd F. Sherman For For Management 1c Elect Director Sheree L. Bargabos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For For Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Lisa A. Davis For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Adopt GHG Emissions Reduction Targets Against Against Shareholder 6 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Kiener For Withhold Management 1.2 Elect Director Christopher Kiritsy For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 1.3 Elect Director Vincent Trius For Withhold Management 1.4 Elect Director Andre Nogueira de Souza For Withhold Management 1.5 Elect Director Farha Aslam For For Management 1.6 Elect Director Joanita Karoleski For For Management 2.1 Elect Director Michael L. Cooper For For Management 2.2 Elect Director Arquimedes A. Celis For For Management 2.3 Elect Director Ajay Menon For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Amend Article Five of the Certificate For For Management of Incorporation 6 Report on Reduction of Water Pollution Against Against Shareholder 7 Report on Integrating ESG Metrics Into Against Against Shareholder Executive Compensation Program -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Gregory L. Burns For For Management 1.3 Elect Director Thomas C. Farnsworth, For For Management III 1.4 Elect Director David B. Ingram For For Management 1.5 Elect Director Decosta E. Jenkins For For Management 1.6 Elect Director G. Kennedy Thompson For For Management 1.7 Elect Director Charles E. Brock For For Management 1.8 Elect Director Richard D. Callicutt, II For For Management 1.9 Elect Director Joseph C. Galante For For Management 1.10 Elect Director Robert A. McCabe, Jr. For For Management 1.11 Elect Director Reese L. Smith, III For For Management 1.12 Elect Director M. Terry Turner For For Management 1.13 Elect Director Renda J. Burkhart For For Management 1.14 Elect Director Marty G. Dickens For For Management 1.15 Elect Director Glenda Baskin Glover For For Management 1.16 Elect Director Ronald L. Samuels For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Kathryn L. Munro For For Management 1.7 Elect Director Bruce J. Nordstrom For For Management 1.8 Elect Director Paula J. Sims For For Management 1.9 Elect Director William H. Spence For Withhold Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PINTEREST, INC. Ticker: PINS Security ID: 72352L106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fredric Reynolds For Against Management 1b Elect Director Evan Sharp For Against Management 1c Elect Director Andrea Wishom For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For Against Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For Against Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PIPER SANDLER COMPANIES Ticker: PIPR Security ID: 724078100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chad R. Abraham For For Management 1b Elect Director Jonathan J. Doyle For For Management 1c Elect Director William R. Fitzgerald For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Thomas S. Schreier For For Management 1f Elect Director Sherry M. Smith For For Management 1g Elect Director Philip E. Soran For For Management 1h Elect Director Brian R. Sterling For For Management 1i Elect Director Scott C. Taylor For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PITNEY BOWES INC. Ticker: PBI Security ID: 724479100 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne M. Busquet For For Management 1b Elect Director Robert M. (Bob) For For Management Dutkowsky 1c Elect Director Anne Sutherland Fuchs For For Management 1d Elect Director Mary J. Steele Guilfoile For For Management 1e Elect Director S. Douglas Hutcheson For For Management 1f Elect Director Marc B. Lautenbach For For Management 1g Elect Director Michael I. Roth For For Management 1h Elect Director Linda S. Sanford For For Management 1i Elect Director David L. Shedlarz For For Management 1j Elect Director Sheila A. Stamps For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIXELWORKS, INC. Ticker: PXLW Security ID: 72581M305 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. DeBonis For For Management 1.2 Elect Director Amy L. Bunszel For For Management 1.3 Elect Director C. Scott Gibson For For Management 1.4 Elect Director Daniel J. Heneghan For For Management 1.5 Elect Director Richard L. Sanquini For For Management 1.6 Elect Director David J. Tupman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Costos For Withhold Management 1b Elect Director Grace R. Skaugen For For Management 1c Elect Director Kenneth C. Whitney For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PLANET FITNESS, INC. Ticker: PLNT Security ID: 72703H101 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Rondeau For Withhold Management 1.2 Elect Director Frances Rathke For Withhold Management 1.3 Elect Director Bernard Acoca For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N.V. Ticker: PLYA Security ID: N70544106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce D. Wardinski For For Management 1b Elect Director Charles Floyd For For Management 1c Elect Director Richard B. Fried For For Management 1d Elect Director Hal Stanley Jones For For Management 1e Elect Director Mahmood Khimji For For Management 1f Elect Director Elizabeth Lieberman For For Management 1g Elect Director Maria Miller For For Management 1h Elect Director Leticia Navarro For For Management 1i Elect Director Karl Peterson For For Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Ratify Deloitte Accountants B.V. as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Discharge of Directors and For For Management Auditors 7 Authorization of the Board to Acquire For Against Management Shares and Depositary Receipts for Shares in the Capital of the Company 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8b Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- PLEXUS CORP. Ticker: PLXS Security ID: 729132100 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Cortinovis For For Management 1.2 Elect Director Joann M. Eisenhart For For Management 1.3 Elect Director Dean A. Foate For For Management 1.4 Elect Director Rainer Jueckstock For For Management 1.5 Elect Director Peter Kelly For For Management 1.6 Elect Director Todd P. Kelsey For For Management 1.7 Elect Director Joel Quadracci For For Management 1.8 Elect Director Karen M. Rapp For For Management 1.9 Elect Director Paul A. Rooke For For Management 1.10 Elect Director Michael V. Schrock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- POLARIS INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin M. Farr For For Management 1b Elect Director John P. Wiehoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- POOL CORPORATION Ticker: POOL Security ID: 73278L105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter D. Arvan For For Management 1b Elect Director Timothy M. Graven For For Management 1c Elect Director Debra S. Oler For For Management 1d Elect Director Manuel J. Perez de la For For Management Mesa 1e Elect Director Harlan F. Seymour For For Management 1f Elect Director Robert C. Sledd For For Management 1g Elect Director John E. Stokely For For Management 1h Elect Director David G. Whalen For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alejandro M. Ballester For For Management 1b Elect Director Richard L. Carrion For For Management 1c Elect Director Carlos A. Unanue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney Brown For For Management 1b Elect Director Jack Davis For For Management 1c Elect Director Kirby Dyess For For Management 1d Elect Director Mark Ganz For For Management 1e Elect Director Marie Oh Huber For For Management 1f Elect Director Kathryn Jackson For For Management 1g Elect Director Michael Lewis For For Management 1h Elect Director Michael Millegan For For Management 1i Elect Director Neil Nelson For For Management 1j Elect Director Lee Pelton For For Management 1k Elect Director Maria Pope For For Management 1l Elect Director James Torgerson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin H. Callison For For Management 1.2 Elect Director William P. Stiritz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POTBELLY CORPORATION Ticker: PBPB Security ID: 73754Y100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vann Avedisian For For Management 1.2 Elect Director Joseph Boehm For For Management 1.3 Elect Director Adrian Butler For For Management 1.4 Elect Director Marla Gottschalk For For Management 1.5 Elect Director David Head For For Management 1.6 Elect Director David Near For For Management 1.7 Elect Director Benjamin Rosenzweig For For Management 1.8 Elect Director Todd Smith For For Management 1.9 Elect Director Robert D. Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. Ticker: POWL Security ID: 739128106 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. McGill For For Management 1.2 Elect Director John D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Jennifer Lloyd For For Management 1.8 Elect Director Necip Sayiner For For Management 1.9 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Restricted Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Davis For For Management 1.2 Elect Director Michael W. Lamach For For Management 1.3 Elect Director Michael T. Nally For For Management 1.4 Elect Director Guillermo Novo For For Management 1.5 Elect Director Martin H. Richenhagen For For Management 1.6 Elect Director Catherine R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur P. Beattie For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director Natica von Althann For For Management 1g Elect Director Keith H. Williamson For For Management 1h Elect Director Phoebe A. Wood For For Management 1i Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PQ GROUP HOLDINGS INC. Ticker: PQG Security ID: 73943T103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Belgacem Chariag For Withhold Management 1.2 Elect Director Greg Brenneman For Withhold Management 1.3 Elect Director Jonny Ginns For Withhold Management 1.4 Elect Director Kyle Vann For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PRA GROUP, INC. Ticker: PRAA Security ID: 69354N106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vikram A. Atal For For Management 1.2 Elect Director Danielle M. Brown For For Management 1.3 Elect Director Marjorie M. Connelly For For Management 1.4 Elect Director John H. Fain For For Management 1.5 Elect Director Steven D. Fredrickson For For Management 1.6 Elect Director James A. Nussle For For Management 1.7 Elect Director Brett L. Paschke For For Management 1.8 Elect Director Kevin P. Stevenson For For Management 1.9 Elect Director Scott M. Tabakin For For Management 1.10 Elect Director Lance L. Weaver For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PRECIPIO, INC. Ticker: PRPO Security ID: 74019L503 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen D. LaPorte For For Management 1.2 Elect Director Ron A. Andrews For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Amend Omnibus Stock Plan For Against Management 5 Amend Omnibus Stock Plan For Against Management 6 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C.Y. Cheng For For Management 1.2 Elect Director Chih-Wei Wu For For Management 1.3 Elect Director Shirley Wang For For Management 1.4 Elect Director Wayne Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Authorize Share Repurchase Program For For Management 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PREFORMED LINE PRODUCTS COMPANY Ticker: PLPC Security ID: 740444104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maegan A. R. Cross For Withhold Management 1.2 Elect Director Matthew D. Frymier For For Management 1.3 Elect Director Richard R. Gascoigne For For Management 1.4 Elect Director Robert G. Ruhlman For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For Withhold Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Douglas V. Reynolds For For Management 1.6 Elect Director Marshall T. Reynolds For For Management 1.7 Elect Director Neal W. Scaggs For Withhold Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRICESMART, INC. Ticker: PSMT Security ID: 741511109 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry S. Bahrambeygui For For Management 1.2 Elect Director Jeffrey Fisher For For Management 1.3 Elect Director Gordon H. Hanson For For Management 1.4 Elect Director Beatriz V. Infante For For Management 1.5 Elect Director Leon C. Janks For For Management 1.6 Elect Director Mitchell G. Lynn For For Management 1.7 Elect Director Patricia Marquez For For Management 1.8 Elect Director Robert E. Price For For Management 1.9 Elect Director David Snyder For For Management 1.10 Elect Director Edgar Zurcher For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMERICA, INC. Ticker: PRI Security ID: 74164M108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Addison, Jr. For For Management 1b Elect Director Joel M. Babbit For For Management 1c Elect Director P. George Benson For For Management 1d Elect Director C. Saxby Chambliss For For Management 1e Elect Director Gary L. Crittenden For For Management 1f Elect Director Cynthia N. Day For For Management 1g Elect Director Sanjeev Dheer For For Management 1h Elect Director Beatriz R. Perez For For Management 1i Elect Director D. Richard Williams For For Management 1j Elect Director Glenn J. Williams For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PRIMIS FINANCIAL CORP. Ticker: FRST Security ID: 74167B109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Y. Clagett For For Management 1.2 Elect Director Deborah B. Diaz For For Management 1.3 Elect Director Charles A. Kabbash For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRIMORIS SERVICES CORPORATION Ticker: PRIM Security ID: 74164F103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Cook For For Management 1.2 Elect Director David L. King For For Management 1.3 Elect Director Carla S. Mashinski For For Management 1.4 Elect Director Terry D. McCallister For For Management 1.5 Elect Director Thomas E. McCormick For For Management 1.6 Elect Director Jose R. Rodriguez For For Management 1.7 Elect Director John P. Schauerman For For Management 1.8 Elect Director Robert A. Tinstman For For Management 1.9 Elect Director Patricia K. Wagner For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Hochschild For For Management 1.2 Elect Director Daniel J. Houston For For Management 1.3 Elect Director Diane C. Nordin For For Management 1.4 Elect Director Alfredo Rivera For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. James Gorrie For For Management 1.2 Elect Director Ziad R. Haydar For For Management 1.3 Elect Director Frank A. Spinosa For For Management 1.4 Elect Director Thomas A. S. Wilson, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dana Evan For For Management 1b Elect Director Kristen Gil For For Management 1c Elect Director Gary Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Gobe For Withhold Management 1.2 Elect Director Spencer D. Armour, III For Withhold Management 1.3 Elect Director Mark S. Berg For Withhold Management 1.4 Elect Director Anthony J. Best For Withhold Management 1.5 Elect Director Michele V. Choka For Withhold Management 1.6 Elect Director Alan E. Douglas For Withhold Management 1.7 Elect Director G. Larry Lawrence For For Management 1.8 Elect Director Jack B. Moore For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bouligny For For Management 1.2 Elect Director W. R. Collier For For Management 1.3 Elect Director Bruce W. Hunt For Withhold Management 1.4 Elect Director Robert Steelhammer For For Management 1.5 Elect Director H. E. Timanus, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROTHENA CORPORATION PLC Ticker: PRTA Security ID: G72800108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Collier For For Management 1b Elect Director Shane M. Cooke For For Management 1c Elect Director K. Anders O. Harfstrand For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Approve Reduction in Capital and For For Management Creation of Distributable Reserves -------------------------------------------------------------------------------- PROTO LABS, INC. Ticker: PRLB Security ID: 743713109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Bodor For For Management 1b Elect Director Archie C. Black For For Management 1c Elect Director Sujeet Chand For For Management 1d Elect Director Moonhie Chin For For Management 1e Elect Director Rainer Gawlick For For Management 1f Elect Director John B. Goodman For For Management 1g Elect Director Donald G. Krantz For For Management 1h Elect Director Sven A. Wehrwein For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ursuline F. Foley For For Management 1.2 Elect Director Christopher Martin For For Management 1.3 Elect Director Robert McNerney For For Management 1.4 Elect Director John Pugliese For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Wendy E. Jones For For Management 1.6 Elect Director Karl J. Krapek For For Management 1.7 Elect Director Peter R. Lighte For For Management 1.8 Elect Director Charles F. Lowrey For For Management 1.9 Elect Director George Paz For For Management 1.10 Elect Director Sandra Pianalto For For Management 1.11 Elect Director Christine A. Poon For For Management 1.12 Elect Director Douglas A. Scovanner For For Management 1.13 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- PTC INC. Ticker: PTC Security ID: 69370C100 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice Chaffin For For Management 1.2 Elect Director Phillip Fernandez For For Management 1.3 Elect Director James Heppelmann For For Management 1.4 Elect Director Klaus Hoehn For For Management 1.5 Elect Director Paul Lacy For For Management 1.6 Elect Director Corinna Lathan For For Management 1.7 Elect Director Blake Moret For For Management 1.8 Elect Director Robert Schechter For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Restricted Stock Plan 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director J. Phillip Holloman For For Management 1h Elect Director Ryan R. Marshall For For Management 1i Elect Director John R. Peshkin For For Management 1j Elect Director Scott F. Powers For For Management 1k Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Rothschild For Withhold Management 1.2 Elect Director Anita Sands For Withhold Management 1.3 Elect Director Susan Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURPLE INNOVATION, INC. Ticker: PRPL Security ID: 74640Y106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pano Anthos For For Management 1.2 Elect Director Gary T. DiCamillo For For Management 1.3 Elect Director Adam Gray For For Management 1.4 Elect Director Claudia Hollingsworth For For Management 1.5 Elect Director Gary A. Kiedaisch For For Management 1.6 Elect Director Joseph B. Megibow For For Management 1.7 Elect Director Paul Zepf For For Management 1.8 Elect Director Dawn M. Zier For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For For Management 1.2 Elect Director John P. Goetz For For Management 1.3 Elect Director William L. Lipsey For For Management 1.4 Elect Director Steven M. Galbraith For For Management 1.5 Elect Director Joel M. Greenblatt For For Management 1.6 Elect Director Richard P. Meyerowich For For Management 1.7 Elect Director Charles D. Johnston For Withhold Management 1.8 Elect Director Shavar D. Jeffries For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- Q2 HOLDINGS, INC. Ticker: QTWO Security ID: 74736L109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Lynn Atchison For For Management 1.2 Elect Director Jeffrey T. Diehl For For Management 1.3 Elect Director Matthew P. Flake For For Management 1.4 Elect Director Stephen C. Hooley For For Management 1.5 Elect Director Margaret L. Taylor For For Management 1.6 Elect Director Lynn Antipas Tyson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D306 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QCR HOLDINGS, INC. Ticker: QCRH Security ID: 74727A104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Kay Bates For For Management 1.2 Elect Director John-Paul E. Besong For For Management 1.3 Elect Director Todd A. Gipple For For Management 1.4 Elect Director Donna J. Sorensen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- QUAD/GRAPHICS, INC. Ticker: QUAD Security ID: 747301109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Angelson For For Management 1.2 Elect Director Douglas P. Buth For For Management 1.3 Elect Director John C. Fowler For Withhold Management 1.4 Elect Director Stephen M. Fuller For For Management 1.5 Elect Director Christopher B. Harned For Withhold Management 1.6 Elect Director J. Joel Quadracci For Withhold Management 1.7 Elect Director Kathryn Quadracci Flores For Withhold Management 1.8 Elect Director Jay O. Rothman For Withhold Management 1.9 Elect Director John S. Shiely For For Management -------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION Ticker: KWR Security ID: 747316107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Charlotte C. Decker For For Management 1c Elect Director Jeffry D. Frisby For For Management 1d Elect Director Michael J. Shannon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sylvia Acevedo For For Management 1b Elect Director Mark Fields For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Gregory N. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Jamie S. Miller For For Management 1i Elect Director Steve Mollenkopf For For Management 1j Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1k Elect Director Irene B. Rosenfeld For For Management 1l Elect Director Kornelis "Neil" Smit For For Management 1m Elect Director Jean-Pascal Tricoire For For Management 1n Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey P. Hank For For Management 1.2 Elect Director Sumedh S. Thakar For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORPORATION Ticker: NX Security ID: 747619104 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan F. Davis For For Management 1.2 Elect Director William C. Griffiths For For Management 1.3 Elect Director Donald R. Maier For For Management 1.4 Elect Director Meredith W. Mendes For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Curtis M. Stevens For For Management 1.7 Elect Director William E. Waltz, Jr. For For Management 1.8 Elect Director George L. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director Vincent D. Foster For For Management 1.4 Elect Director Bernard Fried For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director David M. McClanahan For For Management 1.7 Elect Director Margaret B. Shannon For For Management 1.8 Elect Director Pat Wood, III For For Management 1.9 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QUANTERIX CORPORATION Ticker: QTRX Security ID: 74766Q101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin D. Madaus For Withhold Management 1.2 Elect Director Laurie J. Olson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Wright L. Lassiter, III For For Management 1.3 Elect Director Timothy L. Main For For Management 1.4 Elect Director Denise M. Morrison For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Helen I. Torley For For Management 1.9 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- QUICKLOGIC CORPORATION Ticker: QUIK Security ID: 74837P405 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Pease For Withhold Management 1.2 Elect Director Daniel A. Rabinovitsj For For Management 1.3 Elect Director Michael R. Farese For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- QUIDEL CORPORATION Ticker: QDEL Security ID: 74838J101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas C. Bryant For For Management 1.2 Elect Director Kenneth F. Buechler For For Management 1.3 Elect Director Edward L. Michael For For Management 1.4 Elect Director Kathy P. Ordonez For For Management 1.5 Elect Director Mary Lake Polan For For Management 1.6 Elect Director Ann D. Rhoads For For Management 1.7 Elect Director Charles P. Slacik For For Management 1.8 Elect Director Matthew W. Strobeck For For Management 1.9 Elect Director Kenneth J. Widder For For Management 1.10 Elect Director Joseph D. Wilkins, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUOTIENT TECHNOLOGY INC. Ticker: QUOT Security ID: 749119103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Horowitz For For Management 1.2 Elect Director Christy Wyatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Barton For Withhold Management 1.2 Elect Director Michael A. George For For Management 1.3 Elect Director Gregory B. Maffei For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- R1 RCM INC. Ticker: RCM Security ID: 749397105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Feiner For For Management 1.2 Elect Director Joseph Flanagan For Withhold Management 1.3 Elect Director John B. Henneman, III For For Management 1.4 Elect Director Alex J. Mandl For For Management 1.5 Elect Director Neal Moszkowski For Withhold Management 1.6 Elect Director Ian Sacks For Withhold Management 1.7 Elect Director Jill Smith For For Management 1.8 Elect Director Anthony J. Speranzo For Withhold Management 1.9 Elect Director Anthony R. Tersigni For Withhold Management 1.10 Elect Director Albert (Bert) R. For Withhold Management Zimmerli 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5a Elect Director David M. Dill For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADNET, INC. Ticker: RDNT Security ID: 750491102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard G. Berger For For Management 1.2 Elect Director Christine N. Gordon For For Management 1.3 Elect Director Laura P. Jacobs For For Management 1.4 Elect Director Lawrence L. Levitt For For Management 1.5 Elect Director Gregory E. Spurlock For For Management 1.6 Elect Director David L. Swartz For For Management 1.7 Elect Director Ruth V. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RAFAEL HOLDINGS, INC. Ticker: RFL Security ID: 75062E106 Meeting Date: JAN 13, 2021 Meeting Type: Annual Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Greenberg For For Management 1.2 Elect Director Howard S. Jonas For For Management 1.3 Elect Director Rachel Jonas For For Management 1.4 Elect Director Boris C. Pasche For For Management 1.5 Elect Director Michael J. Weiss For For Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- RAMACO RESOURCES, INC. Ticker: METC Security ID: 75134P303 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall W. Atkins For Against Management 1b Elect Director C. Lynch Christian, III For Against Management 1c Elect Director David E.K. Frischkorn, For For Management Jr. 1d Elect Director Patrick C. Graney, III For Against Management 1e Elect Director Jennifer Gray For For Management 1f Elect Director E. Forrest Jones, Jr. For For Management 1g Elect Director Bryan H. Lawrence For Against Management 1h Elect Director Peter Leidel For Against Management 1i Elect Director Mahmud Riffat For For Management 1j Elect Director Richard M. Whiting For Against Management -------------------------------------------------------------------------------- RAMBUS INC. Ticker: RMBS Security ID: 750917106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emiko Higashi For For Management 1b Elect Director Meera Rao For For Management 1c Elect Director Karen Rogge For For Management 1d Elect Director Sanjay Saraf For For Management 1e Elect Director Eric Stang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda A. Cline For For Management 1b Elect Director Margaret K. Dorman For Against Management 1c Elect Director James M. Funk For For Management 1d Elect Director Steve D. Gray For For Management 1e Elect Director Greg G. Maxwell For For Management 1f Elect Director Steffen E. Palko For For Management 1g Elect Director Jeffrey L. Ventura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RANPAK HOLDINGS CORP. Ticker: PACK Security ID: 75321W103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Corley For Withhold Management 1.2 Elect Director Michael A. Jones For Withhold Management 1.3 Elect Director Robert C. King For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RAVEN INDUSTRIES, INC. Ticker: RAVN Security ID: 754212108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Andringa For For Management 1.2 Elect Director Thomas S. Everist For For Management 1.3 Elect Director Janet M. Holloway For For Management 1.4 Elect Director Kevin T. Kirby For For Management 1.5 Elect Director Marc E. LeBaron For For Management 1.6 Elect Director Lois M. Martin For For Management 1.7 Elect Director Richard W. Parod For For Management 1.8 Elect Director Daniel A. Rykhus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles G. von For For Management Arentschildt 1b Elect Director Marlene Debel For For Management 1c Elect Director Robert M. Dutkowsky For For Management 1d Elect Director Jeffrey N. Edwards For For Management 1e Elect Director Benjamin C. Esty For For Management 1f Elect Director Anne Gates For For Management 1g Elect Director Francis S. Godbold For For Management 1h Elect Director Thomas A. James For For Management 1i Elect Director Gordon L. Johnson For For Management 1j Elect Director Roderick C. McGeary For For Management 1k Elect Director Paul C. Reilly For For Management 1l Elect Director Raj Seshadri For For Management 1m Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Adair For For Management 1b Elect Director Julie A. Dill For For Management 1c Elect Director James F. Kirsch For For Management 2 Advisory Vote on Say on Pay Frequency One Year Three Years Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 75513E101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy A. Atkinson For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Thomas A. Kennedy For For Management 1d Elect Director Marshall O. Larsen For For Management 1e Elect Director George R. Oliver For For Management 1f Elect Director Robert K. (Kelly) For For Management Ortberg 1g Elect Director Margaret L. O'Sullivan For For Management 1h Elect Director Dinesh C. Paliwal For For Management 1i Elect Director Ellen M. Pawlikowski For For Management 1j Elect Director Denise L. Ramos For For Management 1k Elect Director Fredric G. Reynolds For For Management 1l Elect Director Brian C. Rogers For For Management 1m Elect Director James A. Winnefeld, Jr. For For Management 1n Elect Director Robert O. Work For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Chang For Withhold Management 1.2 Elect Director Wendell Chen For For Management 1.3 Elect Director Christina Kao For For Management 1.4 Elect Director James W. Kao For Withhold Management 1.5 Elect Director Chie-Min (Christopher) For Withhold Management Koo 1.6 Elect Director Alfonso Lau For For Management 1.7 Elect Director Chuang-I (Christopher) For Withhold Management Lin 1.8 Elect Director Feng (Richard) Lin For For Management 1.9 Elect Director Ko-Yen Lin For For Management 1.10 Elect Director Paul Lin For For Management 1.11 Elect Director Fui Ming (Catherine) For For Management Thian 1.12 Elect Director Yee Phong (Alan) Thian For For Management 1.13 Elect Director Raymond H. Yu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Eide Bailly LLP as Auditors For For Management -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam M. Contos For For Management 1.2 Elect Director Kathleen J. Cunningham For For Management 1.3 Elect Director Gail A. Liniger For For Management 1.4 Elect Director Christine M. Riordan For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REALOGY HOLDINGS CORP. Ticker: RLGY Security ID: 75605Y106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fiona P. Dias For For Management 1b Elect Director Matthew J. Espe For For Management 1c Elect Director V. Ann Hailey For For Management 1d Elect Director Bryson R. Koehler For For Management 1e Elect Director Duncan L. Niederauer For For Management 1f Elect Director Ryan M. Schneider For For Management 1g Elect Director Enrique Silva For For Management 1h Elect Director Sherry M. Smith For For Management 1i Elect Director Christopher S. Terrill For For Management 1j Elect Director Felicia Williams For For Management 1k Elect Director Michael J. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Amend Certificate of Incorporation to For For Management Clarify Board's Ability to Amend the Bylaws -------------------------------------------------------------------------------- REALPAGE, INC. Ticker: RP Security ID: 75606N109 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RED RIVER BANCSHARES, INC. Ticker: RRBI Security ID: 75686R202 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Director M. Scott Ashbrook For For Management 1.2 Elect Director R. Blake Chatelain For For Management 1.3 Elect Director Kirk D. Cooper For For Management 1.4 Elect Director Barry D. Hines For For Management 1.5 Elect Director Anna Brasher Moreau For For Management 1.6 Elect Director Robert A. Nichols For For Management 1.7 Elect Director Willie P. Obey For For Management 1.8 Elect Director Teddy R. Price For For Management 1.9 Elect Director John C. Simpson For For Management 1.10 Elect Director Don L. Thompson For For Management 1.11 Elect Director H. Lindsey Torbett For For Management 2 Ratify Postlethwaite & Netterville, For For Management APAC as Auditors -------------------------------------------------------------------------------- RED ROBIN GOURMET BURGERS, INC. Ticker: RRGB Security ID: 75689M101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony S. Ackil For For Management 1b Elect Director Thomas G. Conforti For For Management 1c Elect Director Cambria W. Dunaway For Against Management 1d Elect Director G.J. Hart For For Management 1e Elect Director Kalen F. Holmes For Against Management 1f Elect Director Glenn B. Kaufman For Against Management 1g Elect Director Steven K. Lumpkin For Against Management 1h Elect Director Paul J.B. Murphy, III For For Management 1i Elect Director David A. Pace For For Management 1j Elect Director Allison Page For For Management 1k Elect Director Anddria Varnado For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RED ROCK RESORTS, INC. Ticker: RRR Security ID: 75700L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fertitta, III For For Management 1.2 Elect Director Lorenzo J. Fertitta For For Management 1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management 1.4 Elect Director Robert E. Lewis For Withhold Management 1.5 Elect Director James E. Nave For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- REDFIN CORPORATION Ticker: RDFN Security ID: 75737F108 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Austin Ligon For Withhold Management 1b Elect Director David Lissy For Withhold Management 1c Elect Director James Slavet For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For Against Management 1d Elect Director Marc Tessier-Lavigne For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REGENXBIO INC. Ticker: RGNX Security ID: 75901B107 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luke M. Beshar For Withhold Management 1.2 Elect Director Kenneth T. Mills For Withhold Management 1.3 Elect Director David C. Stump For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Beck For For Management 1.2 Elect Director Jonathan D. Brown For For Management 1.3 Elect Director Roel C. Campos For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Michael R. Dunn For For Management 1.6 Elect Director Steven J. Freiberg For For Management 1.7 Elect Director Sandra K. Johnson For For Management 1.8 Elect Director Carlos Palomares For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Patricia L. Guinn For For Management 1f Elect Director Anna Manning For For Management 1g Elect Director Hazel M. McNeilage For For Management 1h Elect Director Stephen O'Hearn For For Management 1i Elect Director Frederick J. Sievert For For Management 1j Elect Director Shundrawn Thomas For For Management 1k Elect Director Stanley B. Tulin For For Management 1l Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Amend Non-Employee Director Stock For For Management Awards in Lieu of Cash 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director James D. Hoffman For For Management 1f Elect Director Mark V. Kaminski For For Management 1g Elect Director Karla R. Lewis For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RELIANT BANCORP, INC. Ticker: RBNC Security ID: 75956B101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director DeVan D. Ard, Jr. For For Management 1b Elect Director Charles Trimble (Trim) For For Management Beasley 1c Elect Director Robert E. (Brown) Daniel For For Management 1d Elect Director William Ronald (Ron) For Against Management DeBerry 1e Elect Director Sharon H. Edwards For For Management 1f Elect Director Darrell S. Freeman, Sr. For For Management 1g Elect Director James (Jim) Gilbert For For Management Hodges 1h Elect Director William Lawson Mabry For For Management 1i Elect Director Connie S. McGee For For Management 1j Elect Director Linda E. Rebrovick For For Management 1k Elect Director Ruskin (Rusty) A. Vest, For For Management Jr. 1l Elect Director Michael E. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Maggart & Associates, P.C. as For For Management Auditor -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. J. Gray For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Kevin J. O'Donnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RENASANT CORPORATION Ticker: RNST Security ID: 75970E107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald Clark, Jr. For For Management 1.2 Elect Director Albert J. Dale, III For For Management 1.3 Elect Director Connie L. Engel For For Management 1.4 Elect Director C. Mitchell Waycaster For For Management 2 Elect Director John T. Foy For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify HORNE LLP as Auditors For For Management -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Borel For For Management 1b Elect Director Cynthia J. Warner For For Management 1c Elect Director Walter Berger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glenn Marino For For Management 1b Elect Director B.C. Silver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tony J. Hunt For For Management 1B Elect Director Karen A. Dawes For For Management 1C Elect Director Nicolas M. Barthelemy For For Management 1D Elect Director Carrie Eglinton Manner For For Management 1E Elect Director Rohin Mhatre For For Management 1F Elect Director Glenn P. Muir For Against Management 1G Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REPUBLIC BANCORP, INC. Ticker: RBCAA Security ID: 760281204 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald F. Barnes For For Management 1.2 Elect Director Laura M. Douglas For For Management 1.3 Elect Director David P. Feaster For For Management 1.4 Elect Director Craig A. Greenberg For For Management 1.5 Elect Director Heather V. Howell For For Management 1.6 Elect Director Ernest W. Marshall, Jr. For For Management 1.7 Elect Director W. Patrick Mulloy, II For For Management 1.8 Elect Director George Nichols, III For For Management 1.9 Elect Director W. Kenneth Oyler, III For For Management 1.10 Elect Director Michael T. Rust For For Management 1.11 Elect Director Susan Stout Tamme For For Management 1.12 Elect Director A. Scott Trager For For Management 1.13 Elect Director Steven E. Trager For For Management 1.14 Elect Director Andrew Trager-Kusman For For Management 1.15 Elect Director Mark A. Vogt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Increase in Size of Board For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- REPUBLIC FIRST BANCORP, INC. Ticker: FRBK Security ID: 760416107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Cohen For For Management 1b Elect Director Lisa R. Jacobs For For Management 1c Elect Director Harris Wildstein For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Michael A. Duffy For For Management 1d Elect Director Thomas W. Handley For For Management 1e Elect Director Jennifer M. Kirk For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director Kim S. Pegula For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Brian S. Tyler For For Management 1j Elect Director Sandra M. Volpe For For Management 1k Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Integrating ESG Metrics Into Against Against Shareholder Executive Compensation Program -------------------------------------------------------------------------------- RESIDEO TECHNOLOGIES, INC. Ticker: REZI Security ID: 76118Y104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roger Fradin For For Management 1b Elect Director Nina Richardson For For Management 1c Elect Director Andrew Teich For For Management 1d Elect Director Kareem Yusuf For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- RESOLUTE FOREST PRODUCTS INC. Ticker: RFP Security ID: 76117W109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall C. Benson For For Management 1.2 Elect Director Suzanne Blanchet For For Management 1.3 Elect Director Jennifer C. Dolan For For Management 1.4 Elect Director Remi G. Lalonde For For Management 1.5 Elect Director Bradley P. Martin For For Management 1.6 Elect Director Alain Rheaume For For Management 1.7 Elect Director Michael S. Rousseau For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETRACTABLE TECHNOLOGIES, INC. Ticker: RVP Security ID: 76129W105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Laterza For For Management 1.2 Elect Director Darren E. Findley For For Management 1.3 Elect Director Amy Mack For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- REV GROUP, INC. Ticker: REVG Security ID: 749527107 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Marie "John" Canan For Withhold Management 1.2 Elect Director Charles Dutil For Withhold Management 1.3 Elect Director Donn Viola For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike Karanikolas For Withhold Management 1.2 Elect Director Michael Mente For Withhold Management 1.3 Elect Director Melanie Cox For For Management 1.4 Elect Director Hadley Mullin For For Management 1.5 Elect Director Marc Stolzman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- REXNORD CORPORATION Ticker: RXN Security ID: 76169B102 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Adams For For Management 1.2 Elect Director Theodore D. Crandall For For Management 1.3 Elect Director Rosemary M. Schooler For For Management 1.4 Elect Director Robin A. Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RHINEBECK BANCORP, INC. Ticker: RBKB Security ID: 762093102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick L. Battenfeld For Withhold Management 1.2 Elect Director Christopher W. Chestney For Withhold Management 1.3 Elect Director Shannon Martin LaFrance For Withhold Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- RHYTHM PHARMACEUTICALS, INC. Ticker: RYTM Security ID: 76243J105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Arbuckle For Withhold Management 1.2 Elect Director Christophe R. Jean For Withhold Management 1.3 Elect Director Lynn A. Tetrault For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- RIBBON COMMUNICATIONS INC. Ticker: RBBN Security ID: 762544104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mariano S. de Beer For For Management 1b Elect Director R. Stewart Ewing, Jr. For For Management 1c Elect Director Bruns H. Grayson For For Management 1d Elect Director Beatriz V. Infante For For Management 1e Elect Director Bruce W. McClelland For For Management 1f Elect Director Krish A. Prabhu For For Management 1g Elect Director Shaul Shani For For Management 1h Elect Director Richard W. Smith For For Management 1i Elect Director Tanya Tamone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RICHMOND MUTUAL BANCORPORATION, INC. Ticker: RMBI Security ID: 76525P100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Jackson For Withhold Management 1.2 Elect Director M. Lynn Wetzel For Withhold Management 2 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- RIGNET, INC. Ticker: RNET Security ID: 766582100 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RIMINI STREET, INC. Ticker: RMNI Security ID: 76674Q107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret (Peggy) Taylor For Withhold Management 1.2 Elect Director Jack L. Acosta For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vladimir Shmunis For For Management 1.2 Elect Director Kenneth Goldman For For Management 1.3 Elect Director Michelle McKenna For For Management 1.4 Elect Director Robert Theis For For Management 1.5 Elect Director Allan Thygesen For For Management 1.6 Elect Director Neil Williams For For Management 1.7 Elect Director Mignon Clyburn For For Management 1.8 Elect Director Arne Duncan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RLI CORP. Ticker: RLI Security ID: 749607107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kaj Ahlmann For For Management 1.2 Elect Director Michael E. Angelina For For Management 1.3 Elect Director John T. Baily For For Management 1.4 Elect Director Calvin G. Butler, Jr. For For Management 1.5 Elect Director David B. Duclos For For Management 1.6 Elect Director Susan S. Fleming For For Management 1.7 Elect Director Jordan W. Graham For For Management 1.8 Elect Director Craig W. Kliethermes For For Management 1.9 Elect Director Jonathan E. Michael For For Management 1.10 Elect Director Robert P. Restrepo, Jr. For For Management 1.11 Elect Director Debbie S. Roberts For For Management 1.12 Elect Director Michael J. Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julia L. Coronado For For Management 1b Elect Director Dirk A. Kempthorne For For Management 1c Elect Director Harold M. Messmer, Jr. For For Management 1d Elect Director Marc H. Morial For For Management 1e Elect Director Barbara J. Novogradac For For Management 1f Elect Director Robert J. Pace For For Management 1g Elect Director Frederick A. Richman For For Management 1h Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director William P. Gipson For For Management A2 Elect Director J. Phillip Holloman For For Management A3 Elect Director Steven R. Kalmanson For For Management A4 Elect Director Lawrence D. Kingsley For For Management A5 Elect Director Lisa A. Payne For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROCKY BRANDS, INC. Ticker: RCKY Security ID: 774515100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike Brooks For For Management 1.2 Elect Director Jason Brooks For For Management 1.3 Elect Director Glenn E. Corlett For For Management 1.4 Elect Director Robyn R. Hahn For For Management 1.5 Elect Director James L. Stewart For For Management 1.6 Elect Director Tracie A. Winbigler For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- ROGERS CORPORATION Ticker: ROG Security ID: 775133101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith L. Barnes For For Management 1.2 Elect Director Megan Faust For For Management 1.3 Elect Director Bruce D. Hoechner For For Management 1.4 Elect Director Carol R. Jensen For For Management 1.5 Elect Director Keith Larson For For Management 1.6 Elect Director Ganesh Moorthy For For Management 1.7 Elect Director Jeffrey J. Owens For For Management 1.8 Elect Director Helene Simonet For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ROKU, INC. Ticker: ROKU Security ID: 77543R102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Ahuja For Withhold Management 1b Elect Director Mai Fyfield For Withhold Management 1c Elect Director Laurie Simon Hodrick For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROLLINS, INC. Ticker: ROL Security ID: 775711104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary W. Rollins For For Management 1.2 Elect Director Harry J. Cynkus For For Management 1.3 Elect Director Pamela R. Rollins For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For Against Management 1.6 Elect Director Laura G. Thatcher For For Management 1.7 Elect Director Richard F. Wallman For For Management 1.8 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Gunnar Bjorklund For For Management 1b Elect Director Michael J. Bush For For Management 1c Elect Director Sharon D. Garrett For For Management 1d Elect Director Michael J. Hartshorn For For Management 1e Elect Director Stephen D. Milligan For For Management 1f Elect Director Patricia H. Mueller For Against Management 1g Elect Director George P. Orban For For Management 1h Elect Director Gregory L. Quesnel For For Management 1i Elect Director Larree M. Renda For For Management 1j Elect Director Barbara Rentler For For Management 1k Elect Director Doniel N. Sutton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Share Retention Policy For None None Shareholder Senior Executives *Withdrawn Resolution* -------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. Ticker: RCL Security ID: V7780T103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Brock For For Management 1b Elect Director Richard D. Fain For For Management 1c Elect Director Stephen R. Howe, Jr. For For Management 1d Elect Director William L. Kimsey For For Management 1e Elect Director Amy McPherson For For Management 1f Elect Director Maritza G. Montiel For For Management 1g Elect Director Ann S. Moore For For Management 1h Elect Director Eyal M. Ofer For For Management 1i Elect Director William K. Reilly For For Management 1j Elect Director Vagn O. Sorensen For For Management 1k Elect Director Donald Thompson For For Management 1l Elect Director Arne Alexander For For Management Wilhelmsen 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- RPC, INC. Ticker: RES Security ID: 749660106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary W. Rollins For Withhold Management 1.2 Elect Director Richard A. Hubbell For Withhold Management 1.3 Elect Director Harry J. Cynkus For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- RUBIUS THERAPEUTICS, INC. Ticker: RUBY Security ID: 78116T103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pablo J. Cagnoni For Withhold Management 1.2 Elect Director Francis Cuss For Withhold Management 1.3 Elect Director Jonathan R. Symonds For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846209 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 1.7 Elect Director Elaine Mendoza For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846308 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 1.7 Elect Director Elaine Mendoza For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. Ticker: RUTH Security ID: 783332109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Giannella Alvarez For For Management 1b Elect Director Mary L. Baglivo For For Management 1c Elect Director Carla R. Cooper For For Management 1d Elect Director Cheryl J. Henry For For Management 1e Elect Director Stephen M. King For Against Management 1f Elect Director Michael P. O'Donnell For For Management 1g Elect Director Marie L. Perry For For Management 1h Elect Director Robin P. Selati For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker: R Security ID: 783549108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Eck For For Management 1b Elect Director Robert A. Hagemann For For Management 1c Elect Director Michael F. Hilton For For Management 1d Elect Director Tamara L. Lundgren For For Management 1e Elect Director Luis P. Nieto, Jr. For For Management 1f Elect Director David G. Nord For For Management 1g Elect Director Robert E. Sanchez For For Management 1h Elect Director Abbie J. Smith For For Management 1i Elect Director E. Follin Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Hansel E. Tookes, II For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- RYERSON HOLDING CORPORATION Ticker: RYI Security ID: 783754104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eva M. Kalawski For Withhold Management 1.2 Elect Director Mary Ann Sigler For Withhold Management 1.3 Elect Director Court D. Carruthers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Stephanie C. Hill For For Management 1.5 Elect Director Rebecca J. Jacoby For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Ian P. Livingston For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Greenhouse Gas (GHG) Emissions For For Management Reduction Plan 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- S&T BANCORP, INC. Ticker: STBA Security ID: 783859101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Adkins, Jr. For For Management 1.2 Elect Director David G. Antolik For For Management 1.3 Elect Director Peter R. Barsz For For Management 1.4 Elect Director Christina A. Cassotis For For Management 1.5 Elect Director Michael J. Donnelly For For Management 1.6 Elect Director James T. Gibson For For Management 1.7 Elect Director Jeffrey D. Grube For For Management 1.8 Elect Director William J. Hieb For For Management 1.9 Elect Director Jerry D. Hostetter For For Management 1.10 Elect Director Robert E. Kane For For Management 1.11 Elect Director Frank J. Palermo, Jr. For For Management 1.12 Elect Director Christine J. Toretti For For Management 1.13 Elect Director Steven J. Weingarten For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Bravante, Jr. For For Management 1.2 Elect Director Herve Couturier For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Phyllis Newhouse For For Management 1.7 Elect Director Karl Peterson For For Management 1.8 Elect Director Zane Rowe For For Management 1.9 Elect Director Gregg Saretsky For For Management 1.10 Elect Director John Scott For For Management 1.11 Elect Director Wendi Sturgis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SAFETY INSURANCE GROUP, INC. Ticker: SAFT Security ID: 78648T100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Manning For For Management 1b Elect Director Mary C. Moran For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAIA, INC. Ticker: SAIA Security ID: 78709Y105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Di-Ann Eisnor For For Management 1.2 Elect Director Jeffrey C. Ward For For Management 1.3 Elect Director Susan F. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SAILPOINT TECHNOLOGIES HOLDINGS, INC. Ticker: SAIL Security ID: 78781P105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. McClain For Withhold Management 1.2 Elect Director Tracey E. Newell For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SALARIUS PHARMACEUTICALS, INC. Ticker: SLRX Security ID: 79400X107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tess Burleson For Withhold Management 1.2 Elect Director Paul Lammers For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SALEM MEDIA GROUP, INC. Ticker: SALM Security ID: 794093104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Epperson For For Management 1b Elect Director Edward G. Atsinger, III For For Management 1c Elect Director Richard A. Riddle For For Management 1d Elect Director Eric H. Halvorson For For Management 1e Elect Director Heather W. Grizzle For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- SALISBURY BANCORP, INC. Ticker: SAL Security ID: 795226109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur J. Bassin For For Management 1.2 Elect Director Paul S. Hoffner For For Management 1.3 Elect Director Holly J. Nelson For For Management 2 Ratify Baker Newman & Noyes, P.A., LLC For For Management as Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Ticker: SBH Security ID: 79546E104 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy R. Baer For For Management 1.2 Elect Director Christian A. Brickman For For Management 1.3 Elect Director Marshall E. Eisenberg For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Dorlisa K. Flur For For Management 1.6 Elect Director James M. Head For For Management 1.7 Elect Director Linda Heasley For For Management 1.8 Elect Director Robert R. McMaster For For Management 1.9 Elect Director John A. Miller For For Management 1.10 Elect Director Susan R. Mulder For For Management 1.11 Elect Director Denise Paulonis For For Management 1.12 Elect Director Edward W. Rabin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Bierbusse For For Management 1.2 Elect Director Mike Cockrell For For Management 1.3 Elect Director Edith Kelly-Green For For Management 1.4 Elect Director Suzanne T. Mestayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Human Rights Due Diligence Against Against Shareholder Process -------------------------------------------------------------------------------- SANDRIDGE ENERGY, INC. Ticker: SD Security ID: 80007P869 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia Agnello For For Management 1b Elect Director Jaffery (Jay) A. For For Management Firestone 1c Elect Director Jonathan Frates For For Management 1d Elect Director Carl F. Giesler, Jr. For For Management 1e Elect Director John "Jack" Lipinski For For Management 1f Elect Director Randolph C. Read For For Management 2 Ratify Deloitte as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Tax Benefits Preservation Plan For Against Management -------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph F. Boyd For For Management 1.2 Elect Director Walter C. Martz, II For For Management 1.3 Elect Director Mark C. Michael For For Management 1.4 Elect Director Robert L. Orndorff For For Management 1.5 Elect Director Daniel J. Schrider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANGAMO THERAPEUTICS, INC. Ticker: SGMO Security ID: 800677106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Carey For For Management 1.2 Elect Director Kenneth J. Hillan For For Management 1.3 Elect Director Alexander D. Macrae For For Management 1.4 Elect Director John H. Markels For For Management 1.5 Elect Director James R. Meyers For For Management 1.6 Elect Director H. Stewart Parker For For Management 1.7 Elect Director Saira Ramasastry For For Management 1.8 Elect Director Karen L. Smith For For Management 1.9 Elect Director Joseph S. Zakrzewski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eugene A. Delaney For For Management 1b Elect Director John P. Goldsberry For For Management 1c Elect Director Rita S. Lane For For Management 1d Elect Director Joseph G. Licata, Jr. For For Management 1e Elect Director Krish Prabhu For For Management 1f Elect Director Mario M. Rosati For For Management 1g Elect Director Jure Sola For For Management 1h Elect Director Jackie M. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SANTANDER CONSUMER USA HOLDINGS INC. Ticker: SC Security ID: 80283M101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahesh Aditya For Withhold Management 1.2 Elect Director Homaira Akbari For For Management 1.3 Elect Director Juan Carlos Alvarez de For For Management Soto 1.4 Elect Director Leonard Coleman, Jr. For For Management 1.5 Elect Director Stephen A. Ferriss For For Management 1.6 Elect Director Victor Hill For For Management 1.7 Elect Director Edith E. Holiday For For Management 1.8 Elect Director Javier Maldonado For Withhold Management 1.9 Elect Director Robert J. McCarthy For For Management 1.10 Elect Director William F. Muir For For Management 1.11 Elect Director William Rainer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- SAREPTA THERAPEUTICS, INC. Ticker: SRPT Security ID: 803607100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Barry For For Management 1.2 Elect Director M. Kathleen Behrens For For Management 1.3 Elect Director Claude Nicaise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SB FINANCIAL GROUP, INC. Ticker: SBFG Security ID: 78408D105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George W. Carter For For Management 1.2 Elect Director Tom R. Helberg For For Management 1.3 Elect Director Timothy J. Stolly For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCANSOURCE, INC. Ticker: SCSC Security ID: 806037107 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Baur For For Management 1.2 Elect Director Peter C. Browning For For Management 1.3 Elect Director Frank E. Emory, Jr. For For Management 1.4 Elect Director Michael J. Grainger For For Management 1.5 Elect Director Dorothy F. Ramoneda For For Management 1.6 Elect Director John P. Reilly For For Management 1.7 Elect Director Jeffrey R. Rodek For For Management 1.8 Elect Director Elizabeth O. Temple For For Management 1.9 Elect Director Charles R. Whitchurch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCHNEIDER NATIONAL, INC. Ticker: SNDR Security ID: 80689H102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jyoti Chopra For For Management 1.2 Elect Director James R. Giertz For Withhold Management 1.3 Elect Director Adam P. Godfrey For Withhold Management 1.4 Elect Director Robert W. Grubbs For Withhold Management 1.5 Elect Director Robert M. Knight, Jr. For For Management 1.6 Elect Director Therese A. Koller For Withhold Management 1.7 Elect Director Mark B. Rourke For For Management 1.8 Elect Director Paul J. Schneider For Withhold Management 1.9 Elect Director John A. Swainson For Withhold Management 1.10 Elect Director James L. Welch For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHNITZER STEEL INDUSTRIES, INC. Ticker: SCHN Security ID: 806882106 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenda J. Minor For For Management 1.2 Elect Director Michael W. Sutherlin For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly E. Ritrievi For For Management 1.2 Elect Director John D. Rogers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For Against Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jamie R. Odell For For Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Antonia Korsanos For For Management 1.4 Elect Director Jack A. Markell For For Management 1.5 Elect Director Hamish R. McLennan For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Timothy Throsby For For Management 1.8 Elect Director Maria T. Vullo For For Management 1.9 Elect Director Kneeland C. Youngblood For For Management 1.10 Elect Director Virginia E. Shanks For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Shareholder Rights Plan (Poison For Against Management Pill) 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For Against Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SCIPLAY CORPORATION Ticker: SCPL Security ID: 809087109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry L. Cottle For For Management 1.2 Elect Director Joshua J. Wilson For For Management 1.3 Elect Director Gerald D. Cohen For For Management 1.4 Elect Director Michael Marchetti For For Management 1.5 Elect Director William C. Thompson, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SCORPIO BULKERS INC. Ticker: SALT Security ID: Y7546A130 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Eneti Inc. For For Management -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bugbee For For Management 1.2 Elect Director Jose Tarruella For For Management 1.3 Elect Director Reidar Brekke For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SCPHARMACEUTICALS INC. Ticker: SCPH Security ID: 810648105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Hudson For Withhold Management 1.2 Elect Director Leonard D. Schaeffer For Withhold Management 1.3 Elect Director Sara Bonstein For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- SEABOARD CORPORATION Ticker: SEB Security ID: 811543107 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen S. Bresky For Withhold Management 1.2 Elect Director David A. Adamsen For Withhold Management 1.3 Elect Director Douglas W. Baena For Withhold Management 1.4 Elect Director Paul M. Squires For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Confirm Compliance with California Against Against Shareholder Proposition 12 -------------------------------------------------------------------------------- SEACOAST BANKING CORPORATION OF FLORIDA Ticker: SBCF Security ID: 811707801 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacqueline L. Bradley For For Management 1.2 Elect Director H. Gilbert Culbreth, Jr. For For Management 1.3 Elect Director Christopher E. Fogal For For Management 1.4 Elect Director Charles M. Shaffer For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- SEACOR MARINE HOLDINGS INC. Ticker: SMHI Security ID: 78413P101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Gellert For For Management 1.2 Elect Director Andrew R. Morse For For Management 1.3 Elect Director R. Christopher Regan For For Management 1.4 Elect Director Julie Persily For For Management 1.5 Elect Director Alfredo Miguel Bejos For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M111 Meeting Date: APR 14, 2021 Meeting Type: Court Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Amend Constitution For For Management 3 Approve Creation of Distributable For For Management Reserves 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SEAGEN INC. Ticker: SGEN Security ID: 81181C104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Felix J. Baker For For Management 1b Elect Director Clay B. Siegall For For Management 1c Elect Director Nancy A. Simonian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zubaid Ahmad For For Management 1b Elect Director Francoise Colpron For For Management 1c Elect Director Edward L. Doheny, II For For Management 1d Elect Director Michael P. Doss For For Management 1e Elect Director Henry R. Keizer For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEASPINE HOLDINGS CORPORATION Ticker: SPNE Security ID: 81255T108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart M. Essig For Withhold Management 1.2 Elect Director Keith C. Valentine For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision -------------------------------------------------------------------------------- SEAWORLD ENTERTAINMENT, INC. Ticker: SEAS Security ID: 81282V100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Bension For For Management 1b Elect Director James Chambers For For Management 1c Elect Director William Gray For For Management 1d Elect Director Timothy Hartnett For For Management 1e Elect Director Charles Koppelman For For Management 1f Elect Director Yoshikazu Maruyama For For Management 1g Elect Director Thomas E. Moloney For For Management 1h Elect Director Neha Jogani Narang For For Management 1i Elect Director Scott Ross For For Management 1j Elect Director Kimberly Schaefer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SECUREWORKS CORP. Ticker: SCWX Security ID: 81374A105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela Daley For Withhold Management 1.2 Elect Director Kyle Paster For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SECURITY NATIONAL FINANCIAL CORPORATION Ticker: SNFCA Security ID: 814785309 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Quist For For Management 1.2 Elect Director John L. Cook For For Management 1.3 Elect Director Jason G. Overbaugh For For Management 1.4 Elect Director Gilbert A. Fuller For For Management 1.5 Elect Director Robert G. Hunter For For Management 1.6 Elect Director Ludmya (Mia) B. Love For For Management 1.7 Elect Director H. Craig Moody For For Management 1.8 Elect Director Shital A. Mehta (a/k/a For For Management Alexandra Mysoor) 1.9 Elect Director S. Andrew Quist For For Management 1.10 Elect Director Adam G. Quist For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carl A. Guarino For For Management 1b Elect Director Carmen V. Romeo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SELECT BANCORP, INC. Ticker: SLCT Security ID: 81617L108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alicia Speight Hawk For For Management 1.2 Elect Director John W. McCauley For For Management 1.3 Elect Director Sharon L. Raynor For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditor -------------------------------------------------------------------------------- SELECT ENERGY SERVICES, INC. Ticker: WTTR Security ID: 81617J301 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Baldwin For For Management 1b Elect Director Richard A. Burnett For For Management 1c Elect Director Robert V. Delaney For For Management 1d Elect Director John D. Schmitz For Against Management 1e Elect Director Troy W. Thacker For For Management 1f Elect Director David A. Trice For For Management 1g Elect Director Douglas J. Wall For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SELECT INTERIOR CONCEPTS, INC. Ticker: SIC Security ID: 816120307 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director S. Tracy Coster For For Management 1b Elect Director Donald McAleenan For Against Management 1c Elect Director Bryant R. Riley For For Management 1d Elect Director Robert Scott Vansant For Against Management 1e Elect Director L.W. Varner, Jr. For For Management 1f Elect Director Brett G. Wyard For Against Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SELECT MEDICAL HOLDINGS CORPORATION Ticker: SEM Security ID: 81619Q105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Ely, III For For Management 1.2 Elect Director Rocco A. Ortenzio For For Management 1.3 Elect Director Thomas A. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker: SIGI Security ID: 816300107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ainar D. Aijala, Jr. For For Management 1b Elect Director Lisa Rojas Bacus For For Management 1c Elect Director John C. Burville For For Management 1d Elect Director Terrence W. Cavanaugh For For Management 1e Elect Director Wole C. Coaxum For For Management 1f Elect Director Robert Kelly Doherty For For Management 1g Elect Director John J. Marchioni For For Management 1h Elect Director Thomas A. McCarthy For For Management 1i Elect Director Stephen C. Mills For For Management 1j Elect Director H. Elizabeth Mitchell For For Management 1k Elect Director Michael J. Morrissey For For Management 1l Elect Director Gregory E. Murphy For For Management 1m Elect Director Cynthia S. Nicholson For For Management 1n Elect Director William M. Rue For For Management 1o Elect Director John S. Scheid For For Management 1p Elect Director J. Brian Thebault For For Management 1q Elect Director Philip H. Urban For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Boeckmann For Against Management 1b Elect Director Andres Conesa For For Management 1c Elect Director Maria Contreras-Sweet For For Management 1d Elect Director Pablo A. Ferrero For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Jeffrey W. Martin For For Management 1g Elect Director Bethany J. Mayer For For Management 1h Elect Director Michael N. Mears For For Management 1i Elect Director Jack T. Taylor For For Management 1j Elect Director Cynthia L. Walker For For Management 1k Elect Director Cynthia J. Warner For For Management 1l Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder 5 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- SEMTECH CORPORATION Ticker: SMTC Security ID: 816850101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S.J. Burvill For For Management 1.2 Elect Director Rodolpho C. Cardenuto For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Saar Gillai For For Management 1.5 Elect Director Rockell N. Hankin For For Management 1.6 Elect Director Ye Jane Li For For Management 1.7 Elect Director James T. Lindstrom For For Management 1.8 Elect Director Paula LuPriore For For Management 1.9 Elect Director Mohan R. Maheswaran For For Management 1.10 Elect Director Sylvia Summers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker: SXT Security ID: 81725T100 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Carleone For For Management 1.2 Elect Director Edward H. Cichurski For For Management 1.3 Elect Director Mario Ferruzzi For For Management 1.4 Elect Director Carol R. Jackson For For Management 1.5 Elect Director Donald W. Landry For For Management 1.6 Elect Director Paul Manning For For Management 1.7 Elect Director Deborah For For Management McKeithan-Gebhardt 1.8 Elect Director Scott C. Morrison For For Management 1.9 Elect Director Elaine R. Wedral For For Management 1.10 Elect Director Essie Whitelaw For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan R. Buckwalter For For Management 1.2 Elect Director Anthony L. Coelho For For Management 1.3 Elect Director Jakki L. Haussler For For Management 1.4 Elect Director Victor L. Lund For For Management 1.5 Elect Director Clifton H. Morris, Jr. For For Management 1.6 Elect Director Ellen Ochoa For For Management 1.7 Elect Director Thomas L. Ryan For For Management 1.8 Elect Director Sara Martinez Tucker For For Management 1.9 Elect Director W. Blair Waltrip For For Management 1.10 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For For Management 1b Elect Director Jonathan C. Chadwick For For Management 1c Elect Director Lawrence J. Jackson, Jr. For For Management 1d Elect Director Frederic B. Luddy For For Management 1e Elect Director Jeffrey A. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SERVISFIRST BANCSHARES, INC. Ticker: SFBS Security ID: 81768T108 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Broughton, III For For Management 1.2 Elect Director J. Richard Cashio For For Management 1.3 Elect Director James J. Filler For For Management 1.4 Elect Director Michael D. Fuller For For Management 1.5 Elect Director Christopher J. Mettler For For Management 1.6 Elect Director Hatton C. V. Smith For For Management 1.7 Elect Director Irma L. Tuder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SFL CORPORATION LTD. Ticker: SFL Security ID: G7738W106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2 Authorize Board to Fill Vacancies For For Management 3 Elect Director Kathrine Astrup For Against Management Fredriksen 4 Elect Director Gary Vogel For For Management 5 Elect Director Keesjan Cordia For For Management 6 Elect Director James O'Shaughnessy For For Management 7 Elect Director Ole B. Hjertaker For Against Management 8 Approve MSPC as Auditors and Authorize For For Management Board to Fix Their Remuneration 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHAKE SHACK INC. Ticker: SHAK Security ID: 819047101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sumaiya Balbale For Withhold Management 1.2 Elect Director Jenna Lyons For Withhold Management 1.3 Elect Director Robert Vivian For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHENANDOAH TELECOMMUNICATIONS COMPANY Ticker: SHEN Security ID: 82312B106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Beckett For For Management 1b Elect Director Richard L. Koontz, Jr. For For Management 1c Elect Director Leigh Ann Schultz For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHOCKWAVE MEDICAL, INC. Ticker: SWAV Security ID: 82489T104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antoine Papiernik For Withhold Management 1.2 Elect Director Sara Toyloy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Ticker: SCVL Security ID: 824889109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kent A. Kleeberger For Against Management 1.2 Elect Director Charles B. Tomm For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Ticker: SHBI Security ID: 825107105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bates For For Management 1b Elect Director Lloyd L. Beatty, Jr. For For Management 1c Elect Director James A. Judge For For Management 1d Elect Director R. Michael Clemmer, Jr. For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SHOTSPOTTER, INC. Ticker: SSTI Security ID: 82536T107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Bratton For Withhold Management 1.2 Elect Director Deborah A. Elam For For Management 1.3 Elect Director Randall Hawks, Jr. For Withhold Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- SHUTTERSTOCK, INC. Ticker: SSTK Security ID: 825690100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Evans For For Management 1.2 Elect Director Paul J. Hennessy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SIERRA BANCORP Ticker: BSRR Security ID: 82620P102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert L. Berra For For Management 1b Elect Director Julie G. Castle For For Management 1c Elect Director Vonn R. Christenson For For Management 1d Elect Director Laurence S. Dutto For For Management 1e Elect Director Kevin J. McPhaill For For Management 1f Elect Director Gordon T. Woods For For Management 2 Ratify Eide Bailly LLP as Auditors For For Management 3 Ratify Indemnification Agreements For For Management between the Company and its Directors and Executive Officers 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIERRA ONCOLOGY, INC. Ticker: SRRA Security ID: 82640U404 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Dilly For Withhold Management 1.2 Elect Director Robert Pelzer For Withhold Management 1.3 Elect Director Josh Richardson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- SIGA TECHNOLOGIES, INC. Ticker: SIGA Security ID: 826917106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Antal For For Management 1.2 Elect Director Jaymie A. Durnan For For Management 1.3 Elect Director Phillip L. Gomez For For Management 1.4 Elect Director Julie M. Kane For For Management 1.5 Elect Director Joseph W. "Chip" For For Management Marshall, III 1.6 Elect Director Gary J. Nabel For For Management 1.7 Elect Director Julian Nemirovsky For For Management 1.8 Elect Director Holly L. Phillips For For Management 1.9 Elect Director Michael C. Plansky For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn A. Byrne For For Management 1.2 Elect Director Maggie Timoney For For Management 1.3 Elect Director George Tsunis For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management 5 Increase Authorized Common Stock For For Management 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Andre V. Branch For For Management 1c Elect Director Virginia C. Drosos For For Management 1d Elect Director R. Mark Graf For For Management 1e Elect Director Zackery A. Hicks For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Helen McCluskey For For Management 1h Elect Director Nancy A. Reardon For For Management 1i Elect Director Jonathan Seiffer For For Management 1j Elect Director Brian Tilzer For For Management 1k Elect Director Eugenia Ulasewicz For For Management 1l Elect Director Donta L. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Allott For Withhold Management 1.2 Elect Director William T. Donovan For For Management 1.3 Elect Director Joseph M. Jordan For For Management 2 Approve Increase in Size of Board For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Tyson Tuttle For For Management 1.2 Elect Director Sumit Sadana For For Management 1.3 Elect Director Gregg Lowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Hough, III For For Management 1.2 Elect Director Darla M. Romfo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION Ticker: SFNC Security ID: 828730200 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Sixteen For For Management 2.1 Elect Director Jay D. Burchfield For For Management 2.2 Elect Director Marty D. Casteel For For Management 2.3 Elect Director William E. Clark, II For For Management 2.4 Elect Director Steven A. Cosse For For Management 2.5 Elect Director Mark C. Doramus For For Management 2.6 Elect Director Edward Drilling For For Management 2.7 Elect Director Eugene Hunt For For Management 2.8 Elect Director Jerry Hunter For For Management 2.9 Elect Director Susan Lanigan For For Management 2.10 Elect Director W. Scott McGeorge For For Management 2.11 Elect Director George A. Makris, Jr. For For Management 2.12 Elect Director Tom Purvis For For Management 2.13 Elect Director Robert L. Shoptaw For For Management 2.14 Elect Director Julie Stackhouse For For Management 2.15 Elect Director Russell W. Teubner For For Management 2.16 Elect Director Mindy West For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management 5 Amend Articles of Incorporation For For Management 6 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Jennifer A. Chatman For For Management 1c Elect Director Karen Colonias For For Management 1d Elect Director Gary M. Cusumano For For Management 1e Elect Director Philip E. Donaldson For For Management 1f Elect Director Celeste Volz Ford For For Management 1g Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter S. Woltosz For For Management 1.2 Elect Director John K. Paglia For For Management 1.3 Elect Director David L. Ralph For For Management 1.4 Elect Director Daniel Weiner For For Management 1.5 Elect Director Lisa LaVange For For Management 2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Blau For For Management 1.2 Elect Director Eddy W. Hartenstein For Withhold Management 1.3 Elect Director Robin P. Hickenlooper For For Management 1.4 Elect Director James P. Holden For For Management 1.5 Elect Director Gregory B. Maffei For Withhold Management 1.6 Elect Director Evan D. Malone For For Management 1.7 Elect Director James E. Meyer For Withhold Management 1.8 Elect Director Jonelle Procope For For Management 1.9 Elect Director Michael Rapino For Withhold Management 1.10 Elect Director Kristina M. Salen For For Management 1.11 Elect Director Carl E. Vogel For For Management 1.12 Elect Director Jennifer C. Witz For For Management 1.13 Elect Director David M. Zaslav For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SIRIUSPOINT LTD. Ticker: SPNT Security ID: G8192H106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mehdi A. Mahmud For For Management 1.2 Elect Director Mark Parkin For For Management 1.3 Elect Director Joshua L. Targoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SITEONE LANDSCAPE SUPPLY, INC. Ticker: SITE Security ID: 82982L103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doug Black For For Management 1.2 Elect Director Jack Wyszomierski For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ben Baldanza For Withhold Management 1.2 Elect Director Selim Bassoul For Withhold Management 1.3 Elect Director Esi Eggleston Bracey For For Management 1.4 Elect Director Denise M. Clark For For Management 1.5 Elect Director Enrique Ramirez Mena For For Management 1.6 Elect Director Arik Ruchim For Withhold Management 1.7 Elect Director Michael Spanos For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Provide Right to Act by Written Consent For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SJW GROUP Ticker: SJW Security ID: 784305104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katharine Armstrong For For Management 1b Elect Director Walter J. Bishop For For Management 1c Elect Director Carl Guardino For For Management 1d Elect Director Mary Ann Hanley For For Management 1e Elect Director Heather Hunt For For Management 1f Elect Director Gregory P. Landis For For Management 1g Elect Director Debra C. Man For For Management 1h Elect Director Daniel B. More For For Management 1i Elect Director Eric W. Thornburg For For Management 1j Elect Director Carol P. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Greenberg For For Management 1.2 Elect Director Morton Erlich For Withhold Management 1.3 Elect Director Thomas Walsh For Withhold Management -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Smita Conjeevaram For For Management 1.5 Elect Director Meredith S. Madden For For Management 1.6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan S. Batey For For Management 1b Elect Director Kevin L. Beebe For For Management 1c Elect Director Timothy R. Furey For For Management 1d Elect Director Liam K. Griffin For For Management 1e Elect Director Christine King For For Management 1f Elect Director David P. McGlade For For Management 1g Elect Director Robert A. Schriesheim For For Management 1h Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- SLACK TECHNOLOGIES, INC. Ticker: WORK Security ID: 83088V102 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- SLEEP NUMBER CORPORATION Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel I. Alegre For For Management 1.2 Elect Director Stephen L. Gulis, Jr. For For Management 1.3 Elect Director Brenda J. Lauderback For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Marianne M. Keler For For Management 1d Elect Director Mark L. Lavelle For For Management 1e Elect Director Ted Manvitz For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Stephen R. Brand For For Management 1.3 Elect Director Ramiro G. Peru For For Management 1.4 Elect Director Julio M. Quintana For For Management 1.5 Elect Director Rose M. Robeson For For Management 1.6 Elect Director William D. Sullivan For For Management 1.7 Elect Director Herbert S. Vogel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sandeep Nayyar For For Management 1b Elect Director Mukesh Patel For Against Management 1c Elect Director Maximiliane Straub For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SMARTFINANCIAL, INC. Ticker: SMBK Security ID: 83190L208 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor L. Barrett For For Management 1.2 Elect Director Monique P. Berke For For Management 1.3 Elect Director William (Billy) Y. For For Management Carroll, Jr. 1.4 Elect Director William (Bill) Y. For For Management Carroll, Sr. 1.5 Elect Director Ted C. Miller For For Management 1.6 Elect Director David A. Ogle For For Management 1.7 Elect Director Ottis H. Phillips, Jr. For Withhold Management 1.8 Elect Director Steven B. Tucker For For Management 1.9 Elect Director Wesley M. (Miller) For For Management Welborn 1.10 Elect Director Keith E. Whaley For For Management 1.11 Elect Director Geoffrey A. Wolpert For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SMARTSHEET INC. Ticker: SMAR Security ID: 83200N103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alissa Abdullah For For Management 1.2 Elect Director Brent Frei For Withhold Management 1.3 Elect Director Michael Gregoire For Withhold Management 1.4 Elect Director Rowan Trollope For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMITH MICRO SOFTWARE, INC. Ticker: SMSI Security ID: 832154207 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas G. Campbell For Withhold Management 1.2 Elect Director Steven L. Elfman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify SingerLewak LLP as Auditors For For Management -------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker: SNA Security ID: 833034101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director Ruth Ann M. Gillis For For Management 1.4 Elect Director James P. Holden For For Management 1.5 Elect Director Nathan J. Jones For For Management 1.6 Elect Director Henry W. Knueppel For For Management 1.7 Elect Director W. Dudley Lehman For For Management 1.8 Elect Director Nicholas T. Pinchuk For For Management 1.9 Elect Director Gregg M. Sherrill For For Management 1.10 Elect Director Donald J. Stebbins For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG Security ID: 83417M104 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nadav Zafrir For Against Management 1b Elect Director Avery More For Against Management 1c Elect Director Zivi Lando For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Burke For Withhold Management 1.2 Elect Director F. Gardner Parker For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOLARWINDS CORPORATION Ticker: SWI Security ID: 83417Q105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Hoffmann For Withhold Management 1.2 Elect Director Dennis Howard For For Management 1.3 Elect Director Douglas Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. Ticker: SAH Security ID: 83545G102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director O. Bruton Smith For For Management 1b Elect Director David Bruton Smith For For Management 1c Elect Director Jeff Dyke For For Management 1d Elect Director William I. Belk For For Management 1e Elect Director William R. Brooks For For Management 1f Elect Director Victor H. Doolan For For Management 1g Elect Director John W. Harris, III For For Management 1h Elect Director Robert Heller For Against Management 1i Elect Director Keri A. Kaiser For For Management 1j Elect Director Marcus G. Smith For For Management 1k Elect Director R. Eugene Taylor For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY Ticker: SON Security ID: 835495102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Howard Coker For For Management 1.2 Elect Director Pamela L. Davies For For Management 1.3 Elect Director Theresa J. Drew For For Management 1.4 Elect Director Philippe Guillemot For For Management 1.5 Elect Director John R. Haley For For Management 1.6 Elect Director Robert R. Hill, Jr. For For Management 1.7 Elect Director Eleni Istavridis For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SONOS, INC. Ticker: SONO Security ID: 83570H108 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Spence For Withhold Management 1.2 Elect Director Deirdre Findlay For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Victor A. Fortkiewicz For For Management 1c Elect Director Sheila Hartnett-Devlin For For Management 1d Elect Director G. Edison Holland, Jr. For For Management 1e Elect Director Sunita Holzer For For Management 1f Elect Director Kevin M. O'Dowd For For Management 1g Elect Director Christopher J. Paladino For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTH PLAINS FINANCIAL, INC. Ticker: SPFI Security ID: 83946P107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cory T. Newsom For Against Management 1b Elect Director Noe G. Valles For Against Management 2 Ratify Weaver and Tidwell, L.L.P. as For For Management Auditors 3 Other Business For Against Management -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Vicente Ariztegui For For Management Andreve 1.4 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.5 Elect Director Leonardo Contreras For For Management Lerdo de Tejada 1.6 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.7 Elect Director Rafael A. Mac Gregor For For Management Anciola 1.8 Elect Director Luis Miguel Palomino For Withhold Management Bonilla 1.9 Elect Director Gilberto Perezalonso For For Management Cifuentes 1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management 2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management C. as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Ticker: SFST Security ID: 842873101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Cothran For For Management 1.2 Elect Director Rudolph G. "Trip" For For Management Johnstone, III 1.3 Elect Director R. Arthur "Art" Seaver, For For Management Jr. 1.4 Elect Director Anna T. Locke For For Management 1.5 Elect Director Tecumseh "Tee" Hooper, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Elliott Davis, LLC as Auditor For For Management -------------------------------------------------------------------------------- SOUTHSIDE BANCSHARES, INC. Ticker: SBSI Security ID: 84470P109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Elaine Anderson For For Management 1.2 Elect Director Herbert C. Buie For For Management 1.3 Elect Director Patricia A. Callan For For Management 1.4 Elect Director John R. (Bob) Garrett For For Management 1.5 Elect Director Tony K. Morgan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Majority Vote Cast to Remove Against For Shareholder Directors With or Without Cause -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 1.10 Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director S. P. "Chip" Johnson, IV For For Management 1.3 Elect Director Catherine A. Kehr For For Management 1.4 Elect Director Greg D. Kerley For For Management 1.5 Elect Director Jon A. Marshall For For Management 1.6 Elect Director Patrick M. Prevost For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Denis J. Walsh, III For For Management 1.9 Elect Director William J. Way For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SP PLUS CORPORATION Ticker: SP Security ID: 78469C103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G Marc Baumann For For Management 1.2 Elect Director Alice M. Peterson For For Management 1.3 Elect Director Gregory A. Reid For For Management 1.4 Elect Director Wyman T. Roberts For For Management 1.5 Elect Director Diana L. Sands For For Management 1.6 Elect Director Douglas R. Waggoner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPARK ENERGY, INC. Ticker: SPKE Security ID: 846511103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Keith Maxwell, For Withhold Management III 1.2 Elect Director Kenneth M. Hartwick For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPARTANNASH COMPANY Ticker: SPTN Security ID: 847215100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shan Atkins For For Management 1.2 Elect Director Frank M. Gambino For For Management 1.3 Elect Director Douglas A. Hacker For For Management 1.4 Elect Director Yvonne R. Jackson For For Management 1.5 Elect Director Matthew Mannelly For For Management 1.6 Elect Director Elizabeth A. Nickels For For Management 1.7 Elect Director Hawthorne L. Proctor For For Management 1.8 Elect Director Tony B. Sarsam For For Management 1.9 Elect Director William R. Voss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRUM PHARMACEUTICALS, INC. Ticker: SPPI Security ID: 84763A108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Ashton For For Management 1.2 Elect Director Nora E. Brennan For For Management 1.3 Elect Director Seth H.Z. Fischer For For Management 1.4 Elect Director Joseph W. Turgeon For For Management 1.5 Elect Director Jeffrey L. Vacirca For For Management 1.6 Elect Director Dolatrai M. Vyas For For Management 1.7 Elect Director Bernice R. Welles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as None None Management Auditors *Withdrawn* -------------------------------------------------------------------------------- SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Borer For For Management 1.2 Elect Director Maria V. Fogarty For For Management 1.3 Elect Director Stephen S. Schwartz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For Against Management 1b Elect Director Charles L. Chadwell For Against Management 1c Elect Director Irene M. Esteves For Against Management 1d Elect Director Paul E. Fulchino For Against Management 1e Elect Director Thomas C. Gentile, III For Against Management 1f Elect Director Richard A. Gephardt For Against Management 1g Elect Director Robert D. Johnson For Against Management 1h Elect Director Ronald T. Kadish For Against Management 1i Elect Director John L. Plueger For Against Management 1j Elect Director Laura H. Wright For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- SPIRIT AIRLINES INC. Ticker: SAVE Security ID: 848577102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Johnson For Withhold Management 1.2 Elect Director Barclay G. Jones, III For Withhold Management 1.3 Elect Director Dawn M. Zier For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPIRIT OF TEXAS BANCSHARES, INC. Ticker: STXB Security ID: 84861D103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen C. Jones, IV For Withhold Management 1.2 Elect Director Akash J. Patel For Withhold Management 1.3 Elect Director H. D. Patel For Withhold Management 1.4 Elect Director Thomas C. Sooy For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Baack For For Management 1b Elect Director Sean Boyle For For Management 1c Elect Director Douglas Merritt For For Management 1d Elect Director Graham Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Ticker: SPWH Security ID: 84920Y106 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Ticker: SPWH Security ID: 84920Y106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Schneider For For Management 1.2 Elect Director Christopher Eastland For For Management 1.3 Elect Director Philip Williamson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY SA Ticker: SPOT Security ID: L8681T102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Discharge of Directors For For Management 4a Elect Daniel Ek as A Director For Against Management 4b Elect Martin Lorentzon as A Director For For Management 4c Elect Shishir Samir Mehrotra as A For For Management Director 4d Elect Christopher Marshall as B For For Management Director 4e Elect Barry McCarthy as B Director For For Management 4f Elect Heidi O'Neill as B Director For For Management 4g Elect Ted Sarandos as B Director For For Management 4h Elect Thomas Owen Staggs as B Director For For Management 4i Elect Cristina Mayville Stenbeck as B For For Management Director 4j Elect Mona Sutphen as B Director For For Management 4k Elect Padmasree Warrior as B Director For For Management 5 Appoint Ernst & Young S.A. as Auditor For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Share Repurchase For For Management 8 Authorize Guy Harles and Alexandre For For Management Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws -------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Ticker: SFM Security ID: 85208M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Fortunato For For Management 1.2 Elect Director Lawrence ("Chip") P. For For Management Molloy 1.3 Elect Director Joseph D. O'Leary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPS COMMERCE, INC. Ticker: SPSC Security ID: 78463M107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Archie Black For For Management 1b Elect Director James Ramsey For For Management 1c Elect Director Marty Reaume For For Management 1d Elect Director Tami Reller For For Management 1e Elect Director Philip Soran For For Management 1f Elect Director Anne Sempowski Ward For For Management 1g Elect Director Sven Wehrwein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPX CORPORATION Ticker: SPXC Security ID: 784635104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ruth G. Shaw For For Management 1.2 Elect Director Robert B. Toth For For Management 1.3 Elect Director Angel Shelton Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Majdi B. Abulaban For For Management 1b Elect Director Anne K. Altman For For Management 1c Elect Director Patrick D. Campbell For For Management 1d Elect Director Robert F. Hull, Jr. For For Management 1e Elect Director Marcus G. Michael For For Management 1f Elect Director Jonathan M. Pratt For For Management 1g Elect Director Sonya M. Roberts For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director David V. Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For Withhold Management 1.2 Elect Director Mary Meeker For Withhold Management 1.3 Elect Director Lawrence Summers For Withhold Management 1.4 Elect Director Darren Walker For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STAAR SURGICAL COMPANY Ticker: STAA Security ID: 852312305 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Farrell For For Management 1.2 Elect Director Thomas G. Frinzi For For Management 1.3 Elect Director Gilbert H. Kliman For For Management 1.4 Elect Director Caren Mason For For Management 1.5 Elect Director Louis E. Silverman For For Management 1.6 Elect Director Elizabeth Yeu For For Management 1.7 Elect Director K. Peony Yu For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Bradford Jones For Withhold Management 1b Elect Director Kate Ann May For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Ticker: SWK Security ID: 854502101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrea J. Ayers For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Patrick D. Campbell For For Management 1d Elect Director Carlos M. Cardoso For For Management 1e Elect Director Robert B. Coutts For For Management 1f Elect Director Debra A. Crew For For Management 1g Elect Director Michael D. Hankin For For Management 1h Elect Director James M. Loree For For Management 1i Elect Director Jane M. Palmieri For For Management 1j Elect Director Mojdeh Poul For For Management 1k Elect Director Dmitri L. Stockton For For Management 1l Elect Director Irving Tan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management 5 Eliminate Supermajority Vote For For Management Requirement Applicable Under the Connecticut Business Corporation Act 6 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 7 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer None None Management *Withdrawn Resolution* 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- STARTEK, INC Ticker: SRT Security ID: 85569C107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aparup Sengupta For Against Management 1b Elect Director Sanjay Chakrabarty For Against Management 1c Elect Director Mukesh Sharda For Against Management 1d Elect Director Bharat Rao For Against Management 1e Elect Director Albert Aboody For For Management 1f Elect Director Julie Schoenfeld For For Management 1g Elect Director Jerry Schafer For For Management 2 Ratify BDO India LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORPORATION Ticker: STFC Security ID: 855707105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Fiorile For For Management 1.2 Elect Director Michael E. LaRocco For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Amelia C. Fawcett For For Management 1d Elect Director William C. Freda For For Management 1e Elect Director Sara Mathew For For Management 1f Elect Director William L. Meaney For For Management 1g Elect Director Ronald P. O'Hanley For For Management 1h Elect Director Sean O'Sullivan For For Management 1i Elect Director Julio A. Portalatin For For Management 1j Elect Director John B. Rhea For For Management 1k Elect Director Richard P. Sergel For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall S. Dearth For For Management 1.2 Elect Director Gregory E. Lawton For For Management 1.3 Elect Director Jan Stern Reed For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STEREOTAXIS, INC. Ticker: STXS Security ID: 85916J409 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Messey For For Management 1.2 Elect Director David L. Fischel For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Grant of Shares of Common For Against Management Stock Pursuant to the CEO Performance Share Unit Award Agreement -------------------------------------------------------------------------------- STERICYCLE, INC. Ticker: SRCL Security ID: 858912108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert S. Murley For For Management 1b Elect Director Cindy J. Miller For For Management 1c Elect Director Brian P. Anderson For For Management 1d Elect Director Lynn D. Bleil For For Management 1e Elect Director Thomas F. Chen For For Management 1f Elect Director J. Joel Hackney, Jr. For For Management 1g Elect Director Veronica M. Hagen For For Management 1h Elect Director Stephen C. Hooley For For Management 1i Elect Director James J. Martell For For Management 1j Elect Director Kay G. Priestly For For Management 1k Elect Director James L. Welch For For Management 1l Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Amend Compensation Clawback Policy Against For Shareholder -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director William E. Whiston For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- STERLING BANCORP, INC. Ticker: SBT Security ID: 85917W102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Daitch For Withhold Management 1.2 Elect Director Tracey Dedrick For For Management 1.3 Elect Director Lyle Wolberg For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roger A. Cregg For For Management 1b Elect Director Joseph A. Cutillo For For Management 1c Elect Director Raymond F. Messer For For Management 1d Elect Director Dana C. O'Brien For For Management 1e Elect Director Charles R. Patton For For Management 1f Elect Director Thomas M. White For For Management 1g Elect Director Dwayne A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Maria Teresa Kumar For For Management 1.5 Elect Director Rose Peabody Lynch For For Management 1.6 Elect Director Peter Migliorini For For Management 1.7 Elect Director Ravi Sachdev For For Management 1.8 Elect Director Robert Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION Ticker: STC Security ID: 860372101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas G. Apel For For Management 1.2 Elect Director C. Allen Bradley, Jr. For For Management 1.3 Elect Director Robert L. Clarke For For Management 1.4 Elect Director William S. Corey, Jr. For For Management 1.5 Elect Director Frederick H. Eppinger, For For Management Jr. 1.6 Elect Director Deborah J. Matz For For Management 1.7 Elect Director Matthew W. Morris For For Management 1.8 Elect Director Karen R. Pallotta For For Management 1.9 Elect Director Manuel Sanchez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director David A. Peacock For For Management 1.9 Elect Director Thomas W. Weisel For For Management 1.10 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Ticker: SYBT Security ID: 861025104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Bickel, III For For Management 1b Elect Director J. McCauley Brown For For Management 1c Elect Director David P. Heintzman For For Management 1d Elect Director Donna L. Heitzman For For Management 1e Elect Director Carl G. Herde For For Management 1f Elect Director James A. Hillebrand For For Management 1g Elect Director Richard A. Lechleiter For For Management 1h Elect Director Stephen M. Priebe For For Management 1i Elect Director John L. Schutte For For Management 1j Elect Director Kathy C. Thompson For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STOKE THERAPEUTICS, INC. Ticker: STOK Security ID: 86150R107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur A. Levin For Withhold Management 1.2 Elect Director Jennifer C. Burstein For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STONERIDGE, INC. Ticker: SRI Security ID: 86183P102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan B. DeGaynor For For Management 1.2 Elect Director Jeffrey P. Draime For For Management 1.3 Elect Director Douglas C. Jacobs For For Management 1.4 Elect Director Ira C. Kaplan For For Management 1.5 Elect Director Kim Korth For For Management 1.6 Elect Director William M. Lasky For For Management 1.7 Elect Director George S. Mayes, Jr. For For Management 1.8 Elect Director Paul J. Schlather For For Management 1.9 Elect Director Frank S. Sklarsky For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- STONEX GROUP INC. Ticker: SNEX Security ID: 861896108 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Annabelle G. Bexiga For For Management 1.2 Elect Director Scott J. Branch For For Management 1.3 Elect Director Diane L. Cooper For For Management 1.4 Elect Director John M. Fowler For For Management 1.5 Elect Director Steven Kass For For Management 1.6 Elect Director Bruce W. Krehbiel For For Management 1.7 Elect Director Sean M. O'Connor For For Management 1.8 Elect Director Eric Parthemore For For Management 1.9 Elect Director John Radziwill For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- STRATEGIC EDUCATION, INC. Ticker: STRA Security ID: 86272C103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Silberman For For Management 1.2 Elect Director J. Kevin Gilligan For For Management 1.3 Elect Director Robert R. Grusky For For Management 1.4 Elect Director Charlotte F. Beason For For Management 1.5 Elect Director Rita D. Brogley For For Management 1.6 Elect Director John T. Casteen, III For For Management 1.7 Elect Director H. James Dallas For For Management 1.8 Elect Director Nathaniel C. Fick For For Management 1.9 Elect Director Jerry L. Johnson For For Management 1.10 Elect Director Karl McDonnell For For Management 1.11 Elect Director William J. Slocum For For Management 1.12 Elect Director G. Thomas Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STRATUS PROPERTIES INC. Ticker: STRS Security ID: 863167201 Meeting Date: JUN 04, 2021 Meeting Type: Proxy Contest Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1.1 Elect Director James C. Leslie For Withhold Management 1.2 Elect Director Neville L. Rhone, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKM Sowan Horan, LLP as Auditors For For Management 4 Ratify Shareholder Rights Plan (Poison For Against Management Pill) 5 Approve Increase in Size of Board by For For Shareholder One and Appointment of Laurie L. Dotter to Fill the Newly Created Vacancy # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1a Elect Director Ella Benson For Did Not Vote Shareholder 1b Elect Director Jamie Eugenio De la For Did Not Vote Shareholder Garza Diaz 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify BKM Sowan Horan, LLP as Auditors For Did Not Vote Management 4 Ratify Shareholder Rights Plan (Poison Against Did Not Vote Management Pill) 5 Approve Increase in Size of Board by For Did Not Vote Shareholder One and Appointment of Laurie L. Dotter to Fill the Newly Created Vacancy -------------------------------------------------------------------------------- STRONGBRIDGE BIOPHARMA PLC Ticker: SBBP Security ID: G85347105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David N. Gill For For Management 1.2 Elect Director Garheng Kong For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Giovanni Caforio For For Management 1c Elect Director Srikant M. Datar For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Workforce Involvement in Against Against Shareholder Corporate Governance 5 Provide Right to Call A Special Meeting Against Against Shareholder -------------------------------------------------------------------------------- SUMMIT FINANCIAL GROUP, INC. Ticker: SMMF Security ID: 86606G101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Cookman For For Management 1.2 Elect Director Gary L. Hinkle For For Management 1.3 Elect Director Jason A. Kitzmiller For For Management 1.4 Elect Director H. Charles Maddy, III For For Management 1.5 Elect Director Ronald B. Spencer For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SUMMIT MATERIALS, INC. Ticker: SUM Security ID: 86614U100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard L. Lance For For Management 1.2 Elect Director Anne K. Wade For For Management 1.3 Elect Director Susan A. Ellerbusch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Declassify the Board of Directors For For Management 7 Eliminate Supermajority Vote For For Management Requirement 8 Amend Charter to Add Federal Forum For For Management Selection Provision 9 Amend Charter to Delete the Waiver of For For Management Section 203 of the DGCL -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph M. Della Ratta, For For Management Jr. 1.2 Elect Director Susan R. Landahl For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNNOVA ENERGY INTERNATIONAL INC. Ticker: NOVA Security ID: 86745K104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora Mead Brownell For For Management 1.2 Elect Director Mark Longstreth For Withhold Management 1.3 Elect Director C. Park Shaper For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNPOWER CORPORATION Ticker: SPWR Security ID: 867652406 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francois Badoual For Withhold Management 1.2 Elect Director Denis Toulouse For Withhold Management 1.3 Elect Director Patrick Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNRUN INC. Ticker: RUN Security ID: 86771W105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine August-deWilde For Withhold Management 1.2 Elect Director Gerald Risk For Withhold Management 1.3 Elect Director Sonita Lontoh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on the Impact of the Use of Against Against Shareholder Mandatory Arbitration on Employees and Workplace Culture -------------------------------------------------------------------------------- SUPER MICRO COMPUTER, INC. Ticker: SMCI Security ID: 86800U104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Liu For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUPERIOR GROUP OF COMPANIES, INC. Ticker: SGC Security ID: 868358102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney Kirschner For For Management 1.2 Elect Director Michael Benstock For For Management 1.3 Elect Director Robin M. Hensley For For Management 1.4 Elect Director Paul Mellini For For Management 1.5 Elect Director Todd Siegel For For Management 1.6 Elect Director Venita Fields For For Management 1.7 Elect Director Andrew D. Demott, Jr. For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditor -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georges Gemayel For For Management 1.2 Elect Director John M. Siebert For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SURFACE ONCOLOGY, INC. Ticker: SURF Security ID: 86877M209 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoffrey McDonough For Withhold Management 1.2 Elect Director Laurie D. Stelzer For Withhold Management 1.3 Elect Director Elliott Sigal For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SURGERY PARTNERS, INC. Ticker: SGRY Security ID: 86881A100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford G. Adlerz For Withhold Management 1.2 Elect Director J. Eric Evans For Withhold Management 1.3 Elect Director Andrew T. Kaplan For Withhold Management 1.4 Elect Director Blair E. Hendrix For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SURMODICS, INC. Ticker: SRDX Security ID: 868873100 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Dantzker For For Management 1.2 Elect Director Lisa Wipperman Heine For For Management 1.3 Elect Director Gary R. Maharaj For For Management 2 Fix Number of Directors at Six For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUTRO BIOPHARMA, INC. Ticker: STRO Security ID: 869367102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Lobacki For Withhold Management 1.2 Elect Director Daniel H. Petree For Withhold Management 1.3 Elect Director Shalini Sharp For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Becker For For Management 1.2 Elect Director Eric Benhamou For For Management 1.3 Elect Director John Clendening For For Management 1.4 Elect Director Richard Daniels For For Management 1.5 Elect Director Alison Davis For For Management 1.6 Elect Director Roger Dunbar For For Management 1.7 Elect Director Joel Friedman For For Management 1.8 Elect Director Jeffrey Maggioncalda For For Management 1.9 Elect Director Beverly Kay Matthews For For Management 1.10 Elect Director Mary Miller For For Management 1.11 Elect Director Kate Mitchell For For Management 1.12 Elect Director Garen Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SVMK INC. Ticker: SVMK Security ID: 78489X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For Withhold Management 1.2 Elect Director David A. Ebersman For Withhold Management 1.3 Elect Director Erika H. James For Withhold Management 1.4 Elect Director Sheryl K. Sandberg For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Angela Archon For For Management 1.3 Elect Director Liane Pelletier For For Management 1.4 Elect Director Zareh Sarrafian For Withhold Management 1.5 Elect Director Kim Sheehy For For Management 1.6 Elect Director Donald D. Snyder For Withhold Management 1.7 Elect Director Tom Thomas For For Management 1.8 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SWK HOLDINGS CORPORATION Ticker: SWKH Security ID: 78501P203 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Blair Baker For Withhold Management 1.2 Elect Director Winston L. Black For Withhold Management 1.3 Elect Director Aaron G.L. Fletcher For Withhold Management 1.4 Elect Director Christopher W. Haga For Withhold Management 1.5 Elect Director Marcus E. Pennington For For Management 1.6 Elect Director Edward B. Stead For Withhold Management 1.7 Elect Director Michael D. Weinberg For Withhold Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanne Beliveau-Dunn For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director Charles E. Sykes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. Ticker: SNCR Security ID: 87157B103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Waldis For For Management 1.2 Elect Director William J. Cadogan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director Brian D. Doubles For For Management 1f Elect Director William W. Graylin For For Management 1g Elect Director Roy A. Guthrie For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director P.W. "Bill" Parker For For Management 1j Elect Director Laurel J. Richie For For Management 1k Elect Director Olympia J. Snowe For For Management 1l Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Allen For For Management 1b Elect Director Linda A. Harty For For Management 1c Elect Director Alistair Macdonald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNLOGIC, INC. Ticker: SYBX Security ID: 87166L100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick Leschly For Withhold Management 1.2 Elect Director Michael Burgess For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aart J. de Geus For For Management 1b Elect Director Chi-Foon Chan For For Management 1c Elect Director Janice D. Chaffin For For Management 1d Elect Director Bruce R. Chizen For For Management 1e Elect Director Mercedes Johnson For For Management 1f Elect Director Chrysostomos L. "Max" For For Management Nikias 1g Elect Director Jeannine P. Sargent For For Management 1h Elect Director John Schwarz For For Management 1i Elect Director Roy Vallee For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tim E. Bentsen For For Management 1b Elect Director Kevin S. Blair For For Management 1c Elect Director F. Dixon Brooke, Jr. For For Management 1d Elect Director Stephen T. Butler For For Management 1e Elect Director Elizabeth W. Camp For For Management 1f Elect Director Pedro P. Cherry For For Management 1g Elect Director Diana M. Murphy For For Management 1h Elect Director Harris Pastides For For Management 1i Elect Director Joseph J. Prochaska, Jr. For For Management 1j Elect Director John L. Stallworth For For Management 1k Elect Director Kessel D. Stelling For For Management 1l Elect Director Barry L. Storey For For Management 1m Elect Director Teresa White For For Management 2 Approve Nonqualified Employee Stock For For Management Purchase Plan 3 Approve Nonqualified Director Stock For For Management Purchase Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYPRIS SOLUTIONS, INC. Ticker: SYPR Security ID: 871655106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Brinkley For For Management 1.2 Elect Director William L. Healey For For Management 1.3 Elect Director Sidney R. Petersen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For Withhold Management 1.2 Elect Director Bruce Leeds For Withhold Management 1.3 Elect Director Robert Leeds For Withhold Management 1.4 Elect Director Barry Litwin For Withhold Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For Withhold Management 1.8 Elect Director Robert D. Rosenthal For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Bavan M. Holloway For For Management 1.4 Elect Director Timotheus Hottges For Withhold Management 1.5 Elect Director Christian P. Illek For Withhold Management 1.6 Elect Director Raphael Kubler For Withhold Management 1.7 Elect Director Thorsten Langheim For Withhold Management 1.8 Elect Director Dominique Leroy For Withhold Management 1.9 Elect Director G. Michael (Mike) For Withhold Management Sievert 1.10 Elect Director Teresa A. Taylor For For Management 1.11 Elect Director Omar Tazi For Withhold Management 1.12 Elect Director Kelvin R. Westbrook For Withhold Management 1.13 Elect Director Michael Wilkens For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TABULA RASA HEALTHCARE, INC. Ticker: TRHC Security ID: 873379101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samira Beckwith For Withhold Management 1.2 Elect Director Dennis Helling For Withhold Management 1.3 Elect Director Pamela Schweitzer For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- TACTILE SYSTEMS TECHNOLOGY, INC. Ticker: TCMD Security ID: 87357P100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Burke For For Management 1.2 Elect Director Sheri Dodd For For Management 1.3 Elect Director Raymond Huggenberger For For Management 1.4 Elect Director Deepti Jain For For Management 1.5 Elect Director Richard Nigon For For Management 1.6 Elect Director Daniel Reuvers For For Management 1.7 Elect Director Kevin Roche For For Management 1.8 Elect Director Peter Soderberg For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TALOS ENERGY INC. Ticker: TALO Security ID: 87484T108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neal P. Goldman For Against Management 1.2 Elect Director Rajen Mahagaokar For Against Management 1.3 Elect Director Paula R. Glover For For Management 1.4 Elect Director Christine Hommes For Against Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TANDEM DIABETES CARE, INC. Ticker: TNDM Security ID: 875372203 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dick P. Allen For For Management 1b Elect Director Rebecca B. Robertson For For Management 1c Elect Director Rajwant "Raj" S. Sodhi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Bowman For For Management 1.2 Elect Director Lindsey M. Cooksen For For Management 1.3 Elect Director Robert B. Evans For For Management 1.4 Elect Director Joe Bob Perkins For For Management 1.5 Elect Director Ershel C. Redd, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Robert L. Edwards For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Donald R. Knauss For For Management 1g Elect Director Christine A. Leahy For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Derica W. Rice For For Management 1k Elect Director Kenneth L. Salazar For For Management 1l Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Gary H. Hunt For For Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director William H. Lyon For For Management 1.5 Elect Director Anne L. Mariucci For For Management 1.6 Elect Director David C. Merritt For For Management 1.7 Elect Director Andrea (Andi) Owen For For Management 1.8 Elect Director Sheryl D. Palmer For For Management 1.9 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION Ticker: TCF Security ID: 872307103 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEAM, INC. Ticker: TISI Security ID: 878155100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amerino Gatti For For Management 1.2 Elect Director Brian K. Ferraioli For For Management 1.3 Elect Director Michael A. Lucas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TECHNIPFMC PLC Ticker: FTI Security ID: G87110105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas J. Pferdehirt For For Management 1b Elect Director Eleazar de Carvalho For For Management Filho 1c Elect Director Claire S. Farley For For Management 1d Elect Director Peter Mellbye For For Management 1e Elect Director John O'Leary For For Management 1f Elect Director Margareth Ovrum For For Management 1g Elect Director Kay G. Priestly For For Management 1h Elect Director John Yearwood For Against Management 1i Elect Director Sophie Zurquiyah For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Directors' Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Accept Financial Statements and For For Management Statutory Reports 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Reappoint PricewaterhouseCoopers LLP For For Management as U.K. Statutory Auditor 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- TECHTARGET, INC. Ticker: TTGT Security ID: 87874R100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Burke For For Management 1.2 Elect Director Bruce Levenson For For Management 2 Ratify Stowe & Degon, LLC as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TECNOGLASS INC. Ticker: TGLS Security ID: G87264100 Meeting Date: DEC 15, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Martha (Stormy) L. For For Management Byorum 1B Elect Director Luis Fernando Castro For For Management Vergara 1C Elect Director Carlos Alfredo Cure Cure For For Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Sai W. Chu For For Management 1.3 Elect Director Richard T. du Moulin For For Management 1.4 Elect Director David Schellenberg For For Management 1.5 Elect Director Peter Antturi For For Management -------------------------------------------------------------------------------- TEGNA INC. Ticker: TGNA Security ID: 87901J105 Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) 1.1 Elect Director Gina L. Bianchini For For Management 1.2 Elect Director Howard D. Elias For For Management 1.3 Elect Director Stuart J. Epstein For For Management 1.4 Elect Director Lidia Fonseca For For Management 1.5 Elect Director Karen H. Grimes For For Management 1.6 Elect Director David T. Lougee For For Management 1.7 Elect Director Scott K. McCune For For Management 1.8 Elect Director Henry W. McGee For For Management 1.9 Elect Director Susan Ness For For Management 1.10 Elect Director Bruce P. Nolop For For Management 1.11 Elect Director Neal Shapiro For For Management 1.12 Elect Director Melinda C. Witmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder 1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder 1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder 1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder 1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder 1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder 1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder 1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder 1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder 1.10 Management Nominee Susan Ness For Did Not Vote Shareholder 1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder 1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For Did Not Vote Management Provisions -------------------------------------------------------------------------------- TEJON RANCH CO. Ticker: TRC Security ID: 879080109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Fuller For For Management 1b Elect Director Geoffrey L. Stack For For Management 1c Elect Director Michael H. Winer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TELADOC HEALTH, INC. Ticker: TDOC Security ID: 87918A105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Bischoff For For Management 1b Elect Director Karen L. Daniel For For Management 1c Elect Director Sandra L. Fenwick For For Management 1d Elect Director William H. Frist For For Management 1e Elect Director Jason Gorevic For For Management 1f Elect Director Catherine A. Jacobson For For Management 1g Elect Director Thomas G. McKinley For For Management 1h Elect Director Kenneth H. Paulus For For Management 1i Elect Director David Shedlarz For For Management 1j Elect Director Mark Douglas Smith For For Management 1k Elect Director David B. Snow, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Ticker: TDY Security ID: 879360105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denise R. Cade For For Management 1.2 Elect Director Simon M. Lorne For For Management 1.3 Elect Director Wesley W. von Schack For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Ticker: TDY Security ID: 879360105 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Candace H. Duncan For For Management 1b Elect Director Stephen K. Klasko For For Management 1c Elect Director Stuart A. Randle For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For For Management 1.3 Elect Director Wade Oosterman For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For Against Management 1b Elect Director Cathy R. Gates For Against Management 1c Elect Director John A. Heil For Against Management 1d Elect Director Jon L. Luther For Against Management 1e Elect Director Richard W. Neu For Against Management 1f Elect Director Scott L. Thompson For Against Management 1g Elect Director Robert B. Trussell, Jr. For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Ticker: THC Security ID: 88033G407 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Rittenmeyer For For Management 1b Elect Director J. Robert Kerrey For For Management 1c Elect Director James L. Bierman For For Management 1d Elect Director Richard W. Fisher For For Management 1e Elect Director Meghan M. FitzGerald For For Management 1f Elect Director Cecil D. Haney For For Management 1g Elect Director Christopher S. Lynch For For Management 1h Elect Director Richard J. Mark For For Management 1i Elect Director Tammy Romo For For Management 1j Elect Director Saumya Sutaria For For Management 1k Elect Director Nadja Y. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TENNANT COMPANY Ticker: TNC Security ID: 880345103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Azita Arvani For For Management 1b Elect Director Timothy R. Morse For For Management 1c Elect Director Steven A. Sonnenberg For For Management 1d Elect Director David W. Huml For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENNECO INC. Ticker: TEN Security ID: 880349105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roy V. Armes For For Management 1b Elect Director Thomas C. Freyman For For Management 1c Elect Director Denise Gray For For Management 1d Elect Director Brian J. Kesseler For For Management 1e Elect Director Dennis J. Letham For For Management 1f Elect Director James S. Metcalf For For Management 1g Elect Director Aleksandra (Aleks) A. For For Management Miziolek 1h Elect Director Charles K. Stevens, III For For Management 1i Elect Director John S. Stroup For For Management 1j Elect Director Jane L. Warner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify NOL Rights Plan For Against Management -------------------------------------------------------------------------------- TERADATA CORPORATION Ticker: TDC Security ID: 88076W103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa R. Bacus For For Management 1b Elect Director Timothy C.K. Chou For For Management 1c Elect Director John G. Schwarz For For Management 1d Elect Director Stephen McMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director Edwin J. Gillis For For Management 1c Elect Director Timothy E. Guertin For For Management 1d Elect Director Peter Herweck For For Management 1e Elect Director Mark E. Jagiela For For Management 1f Elect Director Mercedes Johnson For For Management 1g Elect Director Marilyn Matz For For Management 1h Elect Director Paul J. Tufano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Reduce Supermajority Vote Requirement For For Management to Approve Merger, Share Exchanges and Substantial Sales of Company Asset 4 Provide Right to Act by Written Consent For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Omnibus Stock Plan For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEREX CORPORATION Ticker: TEX Security ID: 880779103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula H. J. Cholmondeley For For Management 1b Elect Director Donald DeFosset For For Management 1c Elect Director John L. Garrison, Jr. For For Management 1d Elect Director Thomas J. Hansen For For Management 1e Elect Director Sandie O'Connor For For Management 1f Elect Director Christopher Rossi For For Management 1g Elect Director Andra M. Rush For For Management 1h Elect Director David A. Sachs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TERMINIX GLOBAL HOLDINGS, INC. Ticker: TMX Security ID: 88087E100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Frear For For Management 1b Elect Director Brett T. Ponton For For Management 1c Elect Director Stephen J. Sedita For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- TERRITORIAL BANCORP INC. Ticker: TBNK Security ID: 88145X108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allan S. Kitagawa For For Management 1.2 Elect Director John M. Ohama For For Management 2 Ratify Moss Adams LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. Ticker: TCBI Security ID: 88224Q107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob C. Holmes For For Management 1.2 Elect Director Larry L. Helm For For Management 1.3 Elect Director James H. Browning For For Management 1.4 Elect Director Jonathan E. Baliff For For Management 1.5 Elect Director David S. Huntley For For Management 1.6 Elect Director Charles S. Hyle For For Management 1.7 Elect Director Elysia Holt Ragusa For For Management 1.8 Elect Director Steven P. Rosenberg For For Management 1.9 Elect Director Robert W. Stallings For For Management 1.10 Elect Director Dale W. Tremblay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For Against Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Crawford For For Management 1.2 Elect Director Gregory N. Moore For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TEXTAINER GROUP HOLDINGS LIMITED Ticker: TGH Security ID: G8766E109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Olivier Ghesquiere For For Management 1.2 Elect Director James Earl For For Management 1.3 Elect Director Cynthia Hostetler For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- TFS FINANCIAL CORPORATION Ticker: TFSL Security ID: 87240R107 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara J. Anderson For For Management 1b Elect Director Anthony J. Asher For For Management 1c Elect Director Ben S. Stefanski, III For Against Management 1d Elect Director Meredith S. Weil For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Teresa M. Sebastian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE ANDERSONS, INC. Ticker: ANDE Security ID: 034164103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Bowe For For Management 1.2 Elect Director Michael J. Anderson, Sr. For For Management 1.3 Elect Director Gerard M. Anderson For For Management 1.4 Elect Director Gary A. Douglas For For Management 1.5 Elect Director Stephen F. Dowdle For For Management 1.6 Elect Director Pamela S. Hershberger For For Management 1.7 Elect Director Catherine M. Kilbane For For Management 1.8 Elect Director Robert J. King, Jr. For For Management 1.9 Elect Director Ross W. Manire For For Management 1.10 Elect Director John T. Stout, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANCORP, INC. Ticker: TBBK Security ID: 05969A105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Cohen For Against Management 1.2 Elect Director Damian M. Kozlowski For For Management 1.3 Elect Director Walter T. Beach For For Management 1.4 Elect Director Michael J. Bradley For For Management 1.5 Elect Director John C. Chrystal For For Management 1.6 Elect Director Matthew N. Cohn For For Management 1.7 Elect Director John M. Eggemeyer For For Management 1.8 Elect Director Hersh Kozlov For For Management 1.9 Elect Director William H. Lamb For For Management 1.10 Elect Director James J. McEntee, lll For For Management 1.11 Elect Director Daniela A. Mielke For For Management 1.12 Elect Director Stephanie B. Mudick For For Management 1.13 Elect Director Mei-Mei H. Tuan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Elect Director Michael Collins For For Management 2b Elect Director Alastair Barbour For For Management 2c Elect Director Sonia Baxendale For For Management 2d Elect Director James Burr For For Management 2e Elect Director Michael Covell For For Management 2f Elect Director Mark Lynch For For Management 2g Elect Director Jana Schreuder For For Management 2h Elect Director Michael Schrum For For Management 2i Elect Director Pamela Thomas-Graham For For Management 2j Elect Director John Wright For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director M. Amy Gilliland For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director K. Guru Gowrappan For For Management 1g Elect Director Ralph Izzo For For Management 1h Elect Director Edmund F. "Ted" Kelly For For Management 1i Elect Director Elizabeth E. Robinson For For Management 1j Elect Director Samuel C. Scott, III For For Management 1k Elect Director Frederick O. Terrell For For Management 1l Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- THE BANK OF PRINCETON Ticker: BPRN Security ID: 064520109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Gillespie For Withhold Management 1.2 Elect Director Stephen Distler For For Management 1.3 Elect Director Ross Wishnick For Withhold Management 1.4 Elect Director Robert N. Ridolfi For Withhold Management 1.5 Elect Director Judith A. Giacin For For Management 1.6 Elect Director Stephen K. Shueh For For Management 1.7 Elect Director Martin Tuchman For For Management 1.8 Elect Director Edward J. Dietzler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management 4 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Lynne M. Doughtie For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Akhil Johri For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director John M. Richardson For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. Ticker: SAM Security ID: 100557107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meghan V. Joyce For For Management 1.2 Elect Director Michael Spillane For For Management 1.3 Elect Director Jean-Michel Valette For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathie J. Andrade For For Management 1.2 Elect Director Paul G. Boynton For For Management 1.3 Elect Director Ian D. Clough For For Management 1.4 Elect Director Susan E. Docherty For For Management 1.5 Elect Director Michael J. Herling For For Management 1.6 Elect Director A. Louis Parker For For Management 1.7 Elect Director Douglas A. Pertz For For Management 1.8 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BUCKLE, INC. Ticker: BKE Security ID: 118440106 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Hirschfeld For For Management 1.2 Elect Director Dennis H. Nelson For For Management 1.3 Elect Director Thomas B. Heacock For For Management 1.4 Elect Director Kari G. Smith For For Management 1.5 Elect Director Hank M. Bounds For For Management 1.6 Elect Director Bill L. Fairfield For For Management 1.7 Elect Director Bruce L. Hoberman For For Management 1.8 Elect Director Michael E. Huss For For Management 1.9 Elect Director Angie J. Klein For For Management 1.10 Elect Director John P. Peetz, III For For Management 1.11 Elect Director Karen B. Rhoads For For Management 1.12 Elect Director James E. Shada For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Executive Incentive Bonus Plan For For Management 4 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- THE CATO CORPORATION Ticker: CATO Security ID: 149205106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. D. Cato For For Management 1.2 Elect Director Thomas E. Meckley For For Management 1.3 Elect Director Bailey W. Patrick For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For Against Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- THE CHEESECAKE FACTORY INCORPORATED Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director David Overton For For Management 1B Elect Director Edie A. Ames For For Management 1C Elect Director Alexander L. Cappello For For Management 1D Elect Director Jerome I. Kransdorf For For Management 1E Elect Director Janice L. Meyer For For Management 1F Elect Director Laurence B. Mindel For For Management 1G Elect Director David B. Pittaway For For Management 1H Elect Director Herbert Simon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Issuance of Common Stock Upon For For Management Conversion of Series A Convertible Preferred Stock -------------------------------------------------------------------------------- THE CHEFS' WAREHOUSE, INC. Ticker: CHEF Security ID: 163086101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ivy Brown For For Management 1b Elect Director Dominick Cerbone For Against Management 1c Elect Director Joseph Cugine For Against Management 1d Elect Director Steven F. Goldstone For Against Management 1e Elect Director Alan Guarino For Against Management 1f Elect Director Stephen Hanson For Against Management 1g Elect Director Aylwin Lewis For For Management 1h Elect Director Katherine Oliver For Against Management 1i Elect Director Christopher Pappas For Against Management 1j Elect Director John Pappas For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- THE COMMUNITY FINANCIAL CORPORATION Ticker: TCFC Security ID: 20368X101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Adams For For Management 1.2 Elect Director William J. Pasenelli For For Management 1.3 Elect Director E. Lawrence Sanders, III For For Management 1.4 Elect Director Austin J. Slater, Jr. For For Management 1.5 Elect Director Joseph V. Stone, Jr. For For Management 1.6 Elect Director Gregory C. Cockerham For For Management 1.7 Elect Director James M. Burke For For Management 1.8 Elect Director James F. Di Misa For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen E. Jay For For Management 1.2 Elect Director William A. Kozy For For Management 1.3 Elect Director Jody S. Lindell For For Management 1.4 Elect Director Teresa S. Madden For For Management 1.5 Elect Director Gary S. Petersmeyer For For Management 1.6 Elect Director Robert S. Weiss For For Management 1.7 Elect Director Albert G. White, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY Ticker: SSP Security ID: 811054402 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lauren Rich Fine For For Management 1b Elect Director Wonya Y. Lucas For For Management 1c Elect Director Kim Williams For For Management -------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. Ticker: ENSG Security ID: 29358P101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher R. For For Management Christensen 1.2 Elect Director Daren J. Shaw For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE EXONE COMPANY Ticker: XONE Security ID: 302104104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director S. Kent Rockwell For For Management 1b Elect Director Paul A. Camuti For For Management 1c Elect Director John F. Hartner For For Management 1d Elect Director John Irvin For For Management 1e Elect Director Gregory F. Pashke For For Management 1f Elect Director William F. Strome For For Management 1g Elect Director Roger W. Thiltgen For For Management 1h Elect Director Bonnie K. Wachtel For For Management 2 Ratify Schneider Downs & Co., Inc. as For For Management Auditor 3 Amend Certificate of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Ticker: FNLC Security ID: 31866P102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Gregory For For Management 1.2 Elect Director Renee W. Kelly For For Management 1.3 Elect Director Tony C. McKim For For Management 1.4 Elect Director Mark N. Rosborough For For Management 1.5 Elect Director Cornelius J. Russell For For Management 1.6 Elect Director Stuart G. Smith For For Management 1.7 Elect Director Bruce B. Tindal For For Management 1.8 Elect Director F. Stephen Ward For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Ticker: FBMS Security ID: 318916103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Lightsey For For Management 1.2 Elect Director Fred A. McMurry For For Management 1.3 Elect Director Thomas E. Mitchell For For Management 1.4 Elect Director Andrew D. Stetelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Ticker: FLIC Security ID: 320734106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Becker For For Management 1.2 Elect Director John J. Desmond For For Management 1.3 Elect Director Louisa M. Ives For For Management 1.4 Elect Director Milbrey Rennie Taylor For For Management 1.5 Elect Director Walter C. Teagle, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Fisher For For Management 1b Elect Director Robert J. Fisher For Against Management 1c Elect Director William S. Fisher For For Management 1d Elect Director Tracy Gardner For For Management 1e Elect Director Isabella D. Goren For For Management 1f Elect Director Bob L. Martin For For Management 1g Elect Director Amy Miles For For Management 1h Elect Director Jorge P. Montoya For For Management 1i Elect Director Chris O'Neill For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Elizabeth A. Smith For For Management 1l Elect Director Salaam Coleman Smith For For Management 1m Elect Director Sonia Syngal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on the Impacts of Using Against Against Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Ticker: GT Security ID: 382550101 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Firestone For For Management 1b Elect Director Werner Geissler For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Richard J. Kramer For For Management 1f Elect Director Karla R. Lewis For For Management 1g Elect Director W. Alan McCollough For For Management 1h Elect Director John E. McGlade For For Management 1i Elect Director Roderick A. Palmore For For Management 1j Elect Director Hera K. Siu For For Management 1k Elect Director Stephanie A. Streeter For For Management 1l Elect Director Michael R. Wessel For For Management 1m Elect Director Thomas L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE GORMAN-RUPP COMPANY Ticker: GRC Security ID: 383082104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald H. Bullock, Jr. For For Management 1.2 Elect Director Jeffrey S. Gorman For For Management 1.3 Elect Director M. Ann Harlan For For Management 1.4 Elect Director Scott A. King For For Management 1.5 Elect Director Christopher H. Lake For For Management 1.6 Elect Director Sonja K. McClelland For For Management 1.7 Elect Director Vincent K. Petrella For For Management 1.8 Elect Director Kenneth R. Reynolds For For Management 1.9 Elect Director Rick R. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Bofill For For Management 1.2 Elect Director David N. Dungan For For Management 1.3 Elect Director Richard N. Hamlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harriett "Tee" Taggart For For Management 1.2 Elect Director Kevin J. Bradicich For For Management 1.3 Elect Director J. Paul Condrin, III For For Management 1.4 Elect Director Cynthia L. Egan For For Management 1.5 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Donna James For For Management 1f Elect Director Kathryn A. Mikells For For Management 1g Elect Director Michael G. Morris For For Management 1h Elect Director Teresa W. Roseborough For For Management 1i Elect Director Virginia P. Ruesterholz For For Management 1j Elect Director Christopher J. Swift For For Management 1k Elect Director Matthew E. Winter For For Management 1l Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For For Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Robert M. Dutkowsky For For Management 1.6 Elect Director Mary Kay Haben For For Management 1.7 Elect Director James C. Katzman For For Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For For Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Report on Political Contributions Against Against Shareholder Congruency Analysis 6 Report on Prison Labor in the Supply Against Against Shareholder Chain -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Allen Model For For Management 1f Elect Director David O'Reilly For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 1j Elect Director Anthony Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joceyln Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Philippe Krakowsky For For Management 1.5 Elect Director Jonathan F. Miller For For Management 1.6 Elect Director Patrick Q. Moore For For Management 1.7 Elect Director Michael I. Roth For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director David M. Thomas For For Management 1.10 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Lori Dickerson Fouche For For Management 1f Elect Director Timothy Kenesey For For Management 1g Elect Director Elio Leoni Sceti For For Management 1h Elect Director Susan Mulder For For Management 1i Elect Director Miguel Patricio For For Management 1j Elect Director John C. Pope For Against Management 1k Elect Director Alexandre Van Damme For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Kevin M. Brown For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director J. Amanda Sourry Knox For For Management (Amanda Sourry) 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE LOVESAC COMPANY Ticker: LOVE Security ID: 54738L109 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Fox For Withhold Management 1.2 Elect Director John Grafer For Withhold Management 1.3 Elect Director Andrew R. Heyer For Withhold Management 1.4 Elect Director Sharon M. Leite For For Management 1.5 Elect Director Walter D. McLallen For Withhold Management 1.6 Elect Director Shawn Nelson For Withhold Management 1.7 Elect Director Shirley Romig For Withhold Management 2 Approve Increase in Size of Board For For Management 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Ticker: MTW Security ID: 563571405 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne E. Belec For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Donald M. Condon, Jr. For For Management 1.4 Elect Director Anne M. Cooney For For Management 1.5 Elect Director Kenneth W. Krueger For For Management 1.6 Elect Director C. David Myers For For Management 1.7 Elect Director John C. Pfeifer For For Management 1.8 Elect Director Aaron H. Ravenscroft For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MARCUS CORPORATION Ticker: MCS Security ID: 566330106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen H. Marcus For For Management 1.2 Elect Director Gregory S. Marcus For For Management 1.3 Elect Director Diane Marcus Gershowitz For For Management 1.4 Elect Director Allan H. Selig For For Management 1.5 Elect Director Timothy E. Hoeksema For For Management 1.6 Elect Director Bruce J. Olson For For Management 1.7 Elect Director Philip L. Milstein For For Management 1.8 Elect Director Brian J. Stark For For Management 1.9 Elect Director Katherine M. Gehl For For Management 1.10 Elect Director David M. Baum For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION Ticker: MIDD Security ID: 596278101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah Palisi Chapin For For Management 1.2 Elect Director Timothy J. FitzGerald For For Management 1.3 Elect Director Cathy L. McCarthy For For Management 1.4 Elect Director John R. Miller, III For For Management 1.5 Elect Director Robert A. Nerbonne For For Management 1.6 Elect Director Gordon O'Brien For For Management 1.7 Elect Director Nassem Ziyad For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Gregory L. Ebel For For Management 1d Elect Director Timothy S. Gitzel For For Management 1e Elect Director Denise C. Johnson For For Management 1f Elect Director Emery N. Koenig For For Management 1g Elect Director James 'Joc' C. O'Rourke For For Management 1h Elect Director David T. Seaton For For Management 1i Elect Director Steven M. Seibert For For Management 1j Elect Director Luciano Siani Pires For For Management 1k Elect Director Gretchen H. Watkins For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE NEW YORK TIMES COMPANY Ticker: NYT Security ID: 650111107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amanpal S. Bhutani For For Management 1.2 Elect Director Beth Brooke For For Management 1.3 Elect Director Brian P. McAndrews For For Management 1.4 Elect Director Doreen Toben For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ODP CORPORATION Ticker: ODP Security ID: 88337F105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For Against Management 1b Elect Director Kristin A. Campbell For Against Management 1c Elect Director Marcus B. Dunlop For For Management 1d Elect Director Cynthia T. Jamison For Against Management 1e Elect Director Francesca Ruiz de For Against Management Luzuriaga 1f Elect Director Shashank Samant For Against Management 1g Elect Director Wendy L. Schoppert For For Management 1h Elect Director Gerry P. Smith For Against Management 1i Elect Director David M. Szymanski For Against Management 1j Elect Director Joseph S. Vassalluzzo For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PENNANT GROUP, INC. Ticker: PNTG Security ID: 70805E109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderic E. Lewis For Withhold Management 1.2 Elect Director Scott E. Lamb For Withhold Management 1.3 Elect Director Barry M. Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Charles E. Bunch For For Management 1c Elect Director Debra A. Cafaro For For Management 1d Elect Director Marjorie Rodgers For For Management Cheshire 1e Elect Director David L. Cohen For For Management 1f Elect Director William S. Demchak For For Management 1g Elect Director Andrew T. Feldstein For For Management 1h Elect Director Richard J. Harshman For For Management 1i Elect Director Daniel R. Hesse For For Management 1j Elect Director Linda R. Medler For For Management 1k Elect Director Martin Pfinsgraff For For Management 1l Elect Director Toni Townes-Whitley For For Management 1m Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risk Management and Nuclear Against Against Shareholder Weapon Industry -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Devin C. Johnson For For Management 1i Elect Director Jeffrey D. Kelly For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE RMR GROUP INC. Ticker: RMR Security ID: 74967R106 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer B. Clark For For Management 1.2 Elect Director Ann Logan For Withhold Management 1.3 Elect Director Rosen Plevneliev For Withhold Management 1.4 Elect Director Adam D. Portnoy For For Management 1.5 Elect Director Jonathan Veitch For For Management 1.6 Elect Director Walter C. Watkins, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Kelly, Jr. For For Management 1.2 Elect Director Peter E. Shumlin For For Management 1.3 Elect Director John R. Vines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Arthur F. Anton For For Management 1c Elect Director Jeff M. Fettig For For Management 1d Elect Director Richard J. Kramer For For Management 1e Elect Director John G. Morikis For For Management 1f Elect Director Christine A. Poon For For Management 1g Elect Director Aaron M. Powell For For Management 1h Elect Director Michael H. Thaman For For Management 1i Elect Director Matthew Thornton, III For For Management 1j Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SHYFT GROUP, INC. Ticker: SHYF Security ID: 825698103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daryl M. Adams For For Management 1.2 Elect Director Thomas R. Clevinger For For Management 1.3 Elect Director Paul A. Mascarenas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE SIMPLY GOOD FOODS COMPANY Ticker: SMPL Security ID: 82900L102 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Montgomery For For Management 1.2 Elect Director Joseph E. Scalzo For For Management 1.3 Elect Director Joseph J. Schena For For Management 1.4 Elect Director James D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Henry A. Clark, III For For Management 1d Elect Director Anthony F. Earley, Jr. For For Management 1e Elect Director Thomas A. Fanning For For Management 1f Elect Director David J. Grain For For Management 1g Elect Director Colette D. Honorable For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- THE ST. JOE COMPANY Ticker: JOE Security ID: 790148100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar L. Alvarez For For Management 1b Elect Director Bruce R. Berkowitz For For Management 1c Elect Director Howard S. Frank For For Management 1d Elect Director Jorge L. Gonzalez For For Management 1e Elect Director Thomas P. Murphy, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director Sarah C. Lauber For For Management 1.5 Elect Director John A. Luke, Jr. For For Management 1.6 Elect Director Christopher L. Mapes For For Management 1.7 Elect Director James F. Palmer For For Management 1.8 Elect Director Ajita G. Rajendra For For Management 1.9 Elect Director Frank C. Sullivan For For Management 1.10 Elect Director John M. Timken, Jr. For For Management 1.11 Elect Director Ward J. Timken, Jr. For For Management 1.12 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Jose B. Alvarez For For Management 1c Elect Director Alan M. Bennett For Against Management 1d Elect Director Rosemary T. Berkery For Against Management 1e Elect Director David T. Ching For For Management 1f Elect Director C. Kim Goodwin For For Management 1g Elect Director Ernie Herrman For For Management 1h Elect Director Michael F. Hines For For Management 1i Elect Director Amy B. Lane For For Management 1j Elect Director Carol Meyrowitz For For Management 1k Elect Director Jackwyn L. Nemerov For For Management 1l Elect Director John F. O'Brien For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Animal Welfare Against Against Shareholder 5 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet K. Cooper For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Michael G. Vale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TRADE DESK, INC. Ticker: TTD Security ID: 88339J105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Pickles For For Management 1.2 Elect Director Gokul Rajaram For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Thomas B. Leonardi For For Management 1f Elect Director Clarence Otis, Jr. For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Robert A. Chapek For For Management 1e Elect Director Francis A. deSouza For For Management 1f Elect Director Michael B.G. Froman For For Management 1g Elect Director Robert A. Iger For For Management 1h Elect Director Maria Elena Lagomasino For For Management 1i Elect Director Mark G. Parker For For Management 1j Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson Peltz For For Management 1.2 Elect Director Peter W. May For For Management 1.3 Elect Director Kristin A. Dolan For For Management 1.4 Elect Director Kenneth W. Gilbert For For Management 1.5 Elect Director Dennis M. Kass For For Management 1.6 Elect Director Joseph A. Levato For For Management 1.7 Elect Director Michelle "Mich" J. For For Management Mathews-Spradlin 1.8 Elect Director Matthew H. Peltz For For Management 1.9 Elect Director Todd A. Penegor For For Management 1.10 Elect Director Peter H. Rothschild For For Management 1.11 Elect Director Arthur B. Winkleblack For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risks in For For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Joyce A. Phillips For For Management 1i Elect Director Jan Siegmund For For Management 1j Elect Director Angela A. Sun For For Management 1k Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For Against Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For Against Management 1.4 Elect Director Stephen I. Chazen For Against Management 1.5 Elect Director Charles I. Cogut For Against Management 1.6 Elect Director Michael A. Creel For Against Management 1.7 Elect Director Stacey H. Dore For For Management 1.8 Elect Director Vicki L. Fuller For Against Management 1.9 Elect Director Peter A. Ragauss For Against Management 1.10 Elect Director Rose M. Robeson For For Management 1.11 Elect Director Scott D. Sheffield For Against Management 1.12 Elect Director Murray D. Smith For Against Management 1.13 Elect Director William H. Spence For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE YORK WATER COMPANY Ticker: YORW Security ID: 987184108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael W. Gang For For Management 1.2 Elect Director Jeffrey R. Hines For For Management 1.3 Elect Director George W. Hodges For For Management 1.4 Elect Director George Hay Kain, III For For Management 2 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director R. Alexandra Keith For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Call A Special Meeting Against Against Shareholder -------------------------------------------------------------------------------- TIDEWATER INC. Ticker: TDW Security ID: 88642R109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dick Fagerstal For For Management 1.2 Elect Director Quintin V. Kneen For For Management 1.3 Elect Director Louis A. Raspino For Withhold Management 1.4 Elect Director Larry T. Rigdon For For Management 1.5 Elect Director Kenneth H. Traub For For Management 1.6 Elect Director Lois K. Zabrocky For For Management 1.7 Elect Director Darron M. Anderson For For Management 1.8 Elect Director Robert E. Robotti For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TILLY'S, INC. Ticker: TLYS Security ID: 886885102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hezy Shaked For For Management 1.2 Elect Director Doug Collier For For Management 1.3 Elect Director Seth Johnson For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Edmond Thomas For For Management 1.6 Elect Director Bernard Zeichner For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TIMKENSTEEL CORPORATION Ticker: TMST Security ID: 887399103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry L. Dunlap For For Management 1.2 Elect Director Ronald A. Rice For For Management 1.3 Elect Director Michael S. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TIPTREE INC. Ticker: TIPT Security ID: 88822Q103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Barnes For For Management 1.2 Elect Director Dominique Mielle For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. Ticker: TWI Security ID: 88830M102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Cashin, Jr. For Withhold Management 1.2 Elect Director Gary L. Cowger For Withhold Management 1.3 Elect Director Max A. Guinn For Withhold Management 1.4 Elect Director Mark H. Rachesky For Withhold Management 1.5 Elect Director Paul G. Reitz For Withhold Management 1.6 Elect Director Anthony L. Soave For Withhold Management 1.7 Elect Director Maurice M. Taylor, Jr. For Withhold Management 1.8 Elect Director Laura K. Thompson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TITAN MACHINERY INC. Ticker: TITN Security ID: 88830R101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan Erickson For For Management 1.2 Elect Director Jody Horner For For Management 1.3 Elect Director Richard Mack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TIVITY HEALTH, INC. Ticker: TVTY Security ID: 88870R102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard M. Ashworth For For Management 1B Elect Director Sara J. Finley For For Management 1C Elect Director Robert J. Greczyn, Jr. For For Management 1D Elect Director Beth M. Jacob For For Management 1E Elect Director Bradley S. Karro For For Management 1F Elect Director Erin L. Russell For For Management 1G Elect Director Anthony M. Sanfilippo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Richard J. Braemer For For Management 1.4 Elect Director Stephen F. East For For Management 1.5 Elect Director Christine N. Garvey For For Management 1.6 Elect Director Karen H. Grimes For For Management 1.7 Elect Director Carl B. Marbach For For Management 1.8 Elect Director John A. McLean For For Management 1.9 Elect Director Wendell E. Pritchett For For Management 1.10 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOMPKINS FINANCIAL CORPORATION Ticker: TMP Security ID: 890110109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Alexander For For Management 1.2 Elect Director Paul J. Battaglia For For Management 1.3 Elect Director Daniel J. Fessenden For For Management 1.4 Elect Director James W. Fulmer For For Management 1.5 Elect Director Patricia A. Johnson For For Management 1.6 Elect Director Frank C. Milewski For For Management 1.7 Elect Director Ita M. Rahilly For For Management 1.8 Elect Director Thomas R. Rochon For For Management 1.9 Elect Director Stephen S. Romaine For For Management 1.10 Elect Director Michael H. Spain For For Management 1.11 Elect Director Jennifer R. Tegan For For Management 1.12 Elect Director Alfred J. Weber For For Management 1.13 Elect Director Craig Yunker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TOOTSIE ROLL INDUSTRIES, INC. Ticker: TR Security ID: 890516107 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen R. Gordon For Withhold Management 1.2 Elect Director Virginia L. Gordon For Withhold Management 1.3 Elect Director Lana Jane Lewis-Brent For Withhold Management 1.4 Elect Director Barre A. Seibert For Withhold Management 1.5 Elect Director Paula M. Wardynski For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- TOPBUILD CORP. Ticker: BLD Security ID: 89055F103 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alec C. Covington For For Management 1b Elect Director Robert Buck For For Management 1c Elect Director Carl T. Camden For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Tina M. Donikowski For For Management 1f Elect Director Mark A. Petrarca For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOWNEBANK Ticker: TOWN Security ID: 89214P109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline B. Amato For For Management 1b Elect Director Richard S. Bray For Withhold Management 1c Elect Director Andrew S. Fine For For Management 1d Elect Director John R. Lawson, II For For Management 1e Elect Director W. Ashton Lewis For Withhold Management 1f Elect Director R. Scott Morgan For For Management 1g Elect Director Robert M. Oman For For Management 1h Elect Director R.V. Owens, III For For Management 1i Elect Director Elizabeth T. Patterson For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TPI COMPOSITES, INC. Ticker: TPIC Security ID: 87266J104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul G. Giovacchini For Withhold Management 1.2 Elect Director Jayshree S. Desai For Withhold Management 1.3 Elect Director Linda P. Hudson For For Management 1.4 Elect Director Bavan M. Holloway For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For Withhold Management 1.2 Elect Director Joy Brown For For Management 1.3 Elect Director Ricardo Cardenas For For Management 1.4 Elect Director Denise L. Jackson For For Management 1.5 Elect Director Thomas A. Kingsbury For For Management 1.6 Elect Director Ramkumar Krishnan For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- TRADEWEB MARKETS INC. Ticker: TW Security ID: 892672106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paula Madoff For Withhold Management 1.2 Elect Director Thomas Pluta For Withhold Management 1.3 Elect Director Brian West For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director April Miller Boise For For Management 1j Elect Director Karen B. Peetz For For Management 1k Elect Director John P. Surma For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TRANSACT TECHNOLOGIES INCORPORATED Ticker: TACT Security ID: 892918103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Dillon For For Management 1.2 Elect Director Randall S. Friedman For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors None For Management -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barr For For Management 1.2 Elect Director Mervin Dunn For Withhold Management 1.3 Elect Director Michael S. Graff For Withhold Management 1.4 Elect Director Sean P. Hennessy For Withhold Management 1.5 Elect Director W. Nicholas Howley For For Management 1.6 Elect Director Raymond F. Laubenthal For For Management 1.7 Elect Director Gary E. McCullough For For Management 1.8 Elect Director Michele Santana For For Management 1.9 Elect Director Robert J. Small For Withhold Management 1.10 Elect Director John Staer For For Management 1.11 Elect Director Kevin Stein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRANSMEDICS GROUP, INC. Ticker: TMDX Security ID: 89377M109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Waleed H. Hassanein For For Management 1.2 Elect Director James R. Tobin For Withhold Management 1.3 Elect Director Edward M. Basile For For Management 1.4 Elect Director Thomas J. Gunderson For Withhold Management 1.5 Elect Director Edwin M. Kania, Jr. For For Management 1.6 Elect Director Stephanie Lovell For For Management 1.7 Elect Director Merilee Raines For For Management 1.8 Elect Director David Weill For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRANSUNION Ticker: TRU Security ID: 89400J107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William P. (Billy) For For Management Bosworth 1b Elect Director Suzanne P. Clark For For Management 1c Elect Director Kermit R. Crawford For For Management 1d Elect Director Russell P. Fradin For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Thomas L. Monahan, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRAVEL + LEISURE CO. Ticker: TNL Security ID: 894164102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRAVERE THERAPEUTICS, INC. Ticker: TVTX Security ID: 89422G107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Aselage For For Management 1.2 Elect Director Roy D. Baynes For For Management 1.3 Elect Director Suzanne Bruhn For For Management 1.4 Elect Director Tim Coughlin For For Management 1.5 Elect Director Eric Dube For For Management 1.6 Elect Director Gary Lyons For For Management 1.7 Elect Director Jeffrey Meckler For For Management 1.8 Elect Director John A. Orwin For For Management 1.9 Elect Director Sandra Poole For For Management 1.10 Elect Director Ron Squarer For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- TRECORA RESOURCES Ticker: TREC Security ID: 894648104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary K. Adams For For Management 1.2 Elect Director Pamela R. Butcher For For Management 1.3 Elect Director Nicholas N. Carter For For Management 1.4 Elect Director Adam C. Peakes For For Management 1.5 Elect Director Patrick D. Quarles For For Management 1.6 Elect Director Janet S. Roemer For For Management 1.7 Elect Director Karen A. Twitchell For For Management 2 Ratify BKM Sowan Horan, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TREDEGAR CORPORATION Ticker: TG Security ID: 894650100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George C. Freeman, III For For Management 1.2 Elect Director John D. Gottwald For For Management 1.3 Elect Director William M. Gottwald For For Management 1.4 Elect Director Kenneth R. Newsome For For Management 1.5 Elect Director Gregory A. Pratt For Against Management 1.6 Elect Director Thomas G. Snead, Jr. For Against Management 1.7 Elect Director John M. Steitz For For Management 1.8 Elect Director Carl E. Tack, III For Against Management 1.9 Elect Director Anne G. Waleski For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Amend Omnibus Stock Plan For Against Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashley Buchanan For For Management 1.2 Elect Director Steven Oakland For For Management 1.3 Elect Director Jill A. Rahman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TREX COMPANY, INC. Ticker: TREX Security ID: 89531P105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Cline For For Management 1.2 Elect Director Bryan H. Fairbanks For For Management 1.3 Elect Director Gena C. Lovett For For Management 1.4 Elect Director Patricia B. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRI POINTE HOMES, INC. Ticker: TPH Security ID: 87265H109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas F. Bauer For For Management 1.2 Elect Director Lawrence B. Burrows For For Management 1.3 Elect Director Daniel S. Fulton For For Management 1.4 Elect Director Steven J. Gilbert For For Management 1.5 Elect Director Vicki D. McWilliams For For Management 1.6 Elect Director Constance B. Moore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIBUNE PUBLISHING COMPANY Ticker: TPCO Security ID: 89609W107 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRICIDA, INC. Ticker: TCDA Security ID: 89610F101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn Falberg For Withhold Management 1.2 Elect Director Gerrit Klaerner For Withhold Management 1.3 Elect Director Klaus R. Veitinger For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Stock Option Exchange Program For Against Management -------------------------------------------------------------------------------- TRICO BANCSHARES Ticker: TCBK Security ID: 896095106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Amaral For For Management 1.2 Elect Director L. Gage Chrysler, III For For Management 1.3 Elect Director Craig S. Compton For For Management 1.4 Elect Director Kirsten E. Garen For For Management 1.5 Elect Director Cory W. Giese For For Management 1.6 Elect Director John S. A. Hasbrook For For Management 1.7 Elect Director Margaret L. Kane For For Management 1.8 Elect Director Michael W. Koehnen For For Management 1.9 Elect Director Martin A. Mariani For For Management 1.10 Elect Director Thomas C. McGraw For For Management 1.11 Elect Director Richard P. Smith For For Management 1.12 Elect Director Kimberley H. Vogel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick L. Stanage For Withhold Management 1.2 Elect Director Daniel P. Tredwell For For Management 1.3 Elect Director Samuel Valenti, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director James C. Dalton For For Management 1.3 Elect Director Borje Ekholm For For Management 1.4 Elect Director Kaigham (Ken) Gabriel For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Sandra MacQuillan For For Management 1.7 Elect Director Robert G. Painter For For Management 1.8 Elect Director Mark S. Peek For For Management 1.9 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINET GROUP, INC. Ticker: TNET Security ID: 896288107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine August-deWilde For For Management 1.2 Elect Director H. Raymond Bingham For For Management 1.3 Elect Director Ralph A. Clark For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Shawn Guertin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. Ticker: TRN Security ID: 896522109 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Ainsworth For For Management 1.2 Elect Director Brandon B. Boze For For Management 1.3 Elect Director John J. Diez For For Management 1.4 Elect Director Leldon E. Echols For For Management 1.5 Elect Director Tyrone M. Jordan For For Management 1.6 Elect Director S. Todd Maclin For For Management 1.7 Elect Director E. Jean Savage For For Management 1.8 Elect Director Dunia A. Shive For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year Three Years Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIPADVISOR, INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Stephen Kaufer For Withhold Management 1.3 Elect Director Jay C. Hoag For Withhold Management 1.4 Elect Director Betsy L. Morgan For For Management 1.5 Elect Director M. Greg O'Hara For For Management 1.6 Elect Director Jeremy Philips For For Management 1.7 Elect Director Albert E. Rosenthaler For Withhold Management 1.8 Elect Director Jane Jie Sun For Withhold Management 1.9 Elect Director Trynka Shineman Blake For For Management 1.10 Elect Director Robert S. Wiesenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION Ticker: GTS Security ID: 896749108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen L. Ondra For For Management 1b Elect Director Roberto Garcia-Rodriguez For For Management 1c Elect Director Gail B. Marcus For For Management 1d Elect Director Roberta Herman For For Management 1e Elect Director Luis A. For For Management Clavell-Rodriguez 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Eliminate All References to Class A Common Stock 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- TRISTATE CAPITAL HOLDINGS, INC. Ticker: TSC Security ID: 89678F100 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Potential Issuance of Greater For For Management than 19.99 % Outstanding Common Stock Upon Conversion of Series C Preferred Stock 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRISTATE CAPITAL HOLDINGS, INC. Ticker: TSC Security ID: 89678F100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Bonvenuto For For Management 1.2 Elect Director James J. Dolan For For Management 1.3 Elect Director Audrey P. Dunning For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5A Increase Authorized Common Stock For For Management 5B Authorize a New Class of Non-Voting For For Management Common Stock -------------------------------------------------------------------------------- TRITON INTERNATIONAL LIMITED Ticker: TRTN Security ID: G9078F107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Sondey For For Management 1b Elect Director Robert W. Alspaugh For For Management 1c Elect Director Malcolm P. Baker For For Management 1d Elect Director Annabelle Bexiga For For Management 1e Elect Director Claude Germain For For Management 1f Elect Director Kenneth Hanau For For Management 1g Elect Director John S. Hextall For For Management 1h Elect Director Robert L. Rosner For For Management 1i Elect Director Simon R. Vernon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Bye-Laws to Eliminate Provisions For For Management Relating to Former Sponsor Shareholders -------------------------------------------------------------------------------- TRIUMPH BANCORP, INC. Ticker: TBK Security ID: 89679E300 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management 1.2 Elect Director Aaron P. Graft For For Management 1.3 Elect Director Charles A. Anderson For For Management 1.4 Elect Director Richard L. Davis For For Management 1.5 Elect Director Michael P. Rafferty For For Management 1.6 Elect Director C. Todd Sparks For For Management 1.7 Elect Director Debra A. Bradford For For Management 1.8 Elect Director Laura K. Easley For For Management 1.9 Elect Director Frederick P. Perpall For For Management 1.10 Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director Mutlaq Al-Morished For For Management 1c Elect Director Vanessa Guthrie For For Management 1d Elect Director Peter B. Johnston For For Management 1e Elect Director Ginger M. Jones For For Management 1f Elect Director Stephen Jones For For Management 1g Elect Director Moazzam Khan For For Management 1h Elect Director Sipho Nkosi For For Management 1i Elect Director John Romano For For Management 1j Elect Director Jean-Francois Turgeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- TRUEBLUE, INC. Ticker: TBI Security ID: 89785X101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Patrick Beharelle For For Management 1b Elect Director Colleen B. Brown For For Management 1c Elect Director Steven C. Cooper For For Management 1d Elect Director William C. Goings For For Management 1e Elect Director Kim Harris Jones For For Management 1f Elect Director R. Chris Kreidler For For Management 1g Elect Director Jeffrey B. Sakaguchi For For Management 1h Elect Director Kristi A. Savacool For For Management 1i Elect Director Bonnie W. Soodik For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRUECAR, INC. Ticker: TRUE Security ID: 89785L107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Carbone For For Management 1.2 Elect Director Michael D. Darrow For For Management 1.3 Elect Director Erin N. Lantz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director K. David Boyer, Jr. For For Management 1c Elect Director Agnes Bundy Scanlan For For Management 1d Elect Director Anna R. Cablik For For Management 1e Elect Director Dallas S. Clement For For Management 1f Elect Director Paul D. Donahue For For Management 1g Elect Director Paul R. Garcia For For Management 1h Elect Director Patrick C. Graney, III For For Management 1i Elect Director Linnie M. Haynesworth For For Management 1j Elect Director Kelly S. King For For Management 1k Elect Director Easter A. Maynard For For Management 1l Elect Director Donna S. Morea For For Management 1m Elect Director Charles A. Patton For For Management 1n Elect Director Nido R. Qubein For For Management 1o Elect Director David M. Ratcliffe For For Management 1p Elect Director William H. Rogers, Jr. For For Management 1q Elect Director Frank P. Scruggs, Jr. For For Management 1r Elect Director Christine Sears For For Management 1s Elect Director Thomas E. Skains For For Management 1t Elect Director Bruce L. Tanner For For Management 1u Elect Director Thomas N. Thompson For For Management 1v Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRUSTCO BANK CORP NY Ticker: TRST Security ID: 898349105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Lucarelli For For Management 1b Elect Director Thomas O. Maggs For For Management 1c Elect Director Anthony J. Marinello For For Management 1d Elect Director Robert J. McCormick For For Management 1e Elect Director Kimberly A. Russell For For Management 1f Elect Director Frank B. Silverman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Reverse Stock Split For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRUSTMARK CORPORATION Ticker: TRMK Security ID: 898402102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adolphus B. Baker For For Management 1b Elect Director William A. Brown For For Management 1c Elect Director Augustus L. Collins For For Management 1d Elect Director Tracy T. Conerly For For Management 1e Elect Director Toni D. Cooley For For Management 1f Elect Director Duane A. Dewey For For Management 1g Elect Director Marcelo Eduardo For For Management 1h Elect Director J. Clay Hays, Jr. For For Management 1i Elect Director Gerard R. Host For For Management 1j Elect Director Harris V. Morrissette For For Management 1k Elect Director Richard H. Puckett For For Management 1l Elect Director William G. Yates, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For For Management 1b Elect Director Steven J. Anenen For For Management 1c Elect Director Tracy L. Bahl For For Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For For Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Gina L. Loften For For Management 1h Elect Director Ekta Singh-Bushell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John G. Mayer For For Management 1.2 Elect Director Rex D. Geveden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION Ticker: TUP Security ID: 899896104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan M. Cameron For For Management 1.2 Elect Director Meg Crofton For For Management 1.3 Elect Director Deborah G. Ellinger For For Management 1.4 Elect Director Miguel Fernandez For For Management 1.5 Elect Director James H. Fordyce For For Management 1.6 Elect Director Richard Goudis For For Management 1.7 Elect Director Timothy Minges For For Management 1.8 Elect Director Christopher D. O'Leary For For Management 1.9 Elect Director Richard T. Riley For For Management 1.10 Elect Director M. Anne Szostak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TURNING POINT BRANDS, INC. Ticker: TPB Security ID: 90041L105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. A. Baxter For For Management 1.2 Elect Director H.C. Charles Diao For For Management 1.3 Elect Director Ashley Davis Frushone For For Management 1.4 Elect Director David Glazek For For Management 1.5 Elect Director Assia Grazioli-Venier For For Management 1.6 Elect Director Stephen Usher For For Management 1.7 Elect Director Lawrence S. Wexler For For Management 1.8 Elect Director Arnold Zimmerman For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TURNING POINT THERAPEUTICS, INC. Ticker: TPTX Security ID: 90041T108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simeon J. George For Withhold Management 1.2 Elect Director Carol Gallagher For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TURTLE BEACH CORPORATION Ticker: HEAR Security ID: 900450206 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juergen Stark For For Management 1.2 Elect Director William E. Keitel For For Management 1.3 Elect Director L. Gregory Ballard For For Management 1.4 Elect Director Yie-Hsin Hung For For Management 1.5 Elect Director Kelly A. Thompson For For Management 1.6 Elect Director Andrew Wolfe For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Lawson For Withhold Management 1.2 Elect Director Byron Deeter For Withhold Management 1.3 Elect Director Jeffrey Epstein For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWIST BIOSCIENCE CORPORATION Ticker: TWST Security ID: 90184D100 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emily M. Leproust For Withhold Management 1.2 Elect Director William Banyai For Withhold Management 1.3 Elect Director Robert Chess For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jesse Cohn For For Management 1b Elect Director Martha Lane Fox For For Management 1c Elect Director Fei-Fei Li For For Management 1d Elect Director David Rosenblatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Declassify the Board of Directors For For Management 6 Report on Climate Change *Withdrawn None None Shareholder Resolution* 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glenn A. Carter For For Management 1b Elect Director Brenda A. Cline For For Management 1c Elect Director Ronnie D. Hawkins, Jr. For For Management 1d Elect Director Mary L. Landrieu For For Management 1e Elect Director John S. Marr, Jr. For For Management 1f Elect Director H. Lynn Moore, Jr. For For Management 1g Elect Director Daniel M. Pope For For Management 1h Elect Director Dustin R. Womble For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Les R. Baledge For For Management 1c Elect Director Gaurdie E. Banister, Jr. For For Management 1d Elect Director Dean Banks For For Management 1e Elect Director Mike Beebe For For Management 1f Elect Director Maria Claudia Borras For For Management 1g Elect Director David J. Bronczek For For Management 1h Elect Director Mikel A. Durham For For Management 1i Elect Director Jonathan D. Mariner For For Management 1j Elect Director Kevin M. McNamara For For Management 1k Elect Director Cheryl S. Miller For For Management 1l Elect Director Jeffrey K. Schomburger For For Management 1m Elect Director Robert Thurber For For Management 1n Elect Director Barbara A. Tyson For For Management 1o Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Report on Human Rights Due Diligence Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Andrew Cecere For For Management 1e Elect Director Kimberly N. For For Management Ellison-Taylor 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. CONCRETE, INC. Ticker: USCR Security ID: 90333L201 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Lundin For For Management 1.2 Elect Director Susan M. Ball For For Management 1.3 Elect Director Kurt M. Cellar For Withhold Management 1.4 Elect Director Rajan C. Penkar For For Management 1.5 Elect Director Ronnie Pruitt For For Management 1.6 Elect Director Theodore P. Rossi For For Management 1.7 Elect Director Colin M. Sutherland For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- U.S. PHYSICAL THERAPY, INC. Ticker: USPH Security ID: 90337L108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Kuntz For For Management 1.2 Elect Director Christopher J. Reading For For Management 1.3 Elect Director Mark J. Brookner For For Management 1.4 Elect Director Harry S. Chapman For For Management 1.5 Elect Director Bernard A. Harris, Jr. For For Management 1.6 Elect Director Kathleen A. Gilmartin For For Management 1.7 Elect Director Reginald E. Swanson For For Management 1.8 Elect Director Clayton K. Trier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business None Against Management -------------------------------------------------------------------------------- U.S. SILICA HOLDINGS, INC. Ticker: SLCA Security ID: 90346E103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter C. Bernard For For Management 1B Elect Director Diane K. Duren For For Management 1C Elect Director William J. Kacal For For Management 1D Elect Director Charles W. Shaver For For Management 1E Elect Director Bryan A. Shinn For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Increase Disclosure of Compensation Against For Shareholder Adjustments -------------------------------------------------------------------------------- U.S. XPRESS ENTERPRISES, INC. Ticker: USX Security ID: 90338N202 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon F. Beizer For For Management 1.2 Elect Director Edward "Ned" H. Braman For For Management 1.3 Elect Director Jennifer G. Buckner For For Management 1.4 Elect Director Michael L. Ducker For For Management 1.5 Elect Director Eric Fuller For For Management 1.6 Elect Director Max Fuller For For Management 1.7 Elect Director Dennis A. Nash For For Management 1.8 Elect Director John C. Rickel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Revathi Advaithi For For Management 1c Elect Director Ursula Burns For For Management 1d Elect Director Robert Eckert For For Management 1e Elect Director Amanda Ginsberg For For Management 1f Elect Director Dara Khosrowshahi For For Management 1g Elect Director Wan Ling Martello For For Management 1h Elect Director Yasir Al-Rumayyan For For Management 1i Elect Director John Thain For For Management 1j Elect Director David I. Trujillo For For Management 1k Elect Director Alexander Wynaendts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- UFP INDUSTRIES, INC. Ticker: UFPI Security ID: 90278Q108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Missad For For Management 1b Elect Director Thomas W. Rhodes For For Management 1c Elect Director Brian C. Walker For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UFP TECHNOLOGIES, INC. Ticker: UFPT Security ID: 902673102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Jeffrey Bailly For For Management 1.2 Elect Director Marc Kozin For For Management 1.3 Elect Director Robert W. Pierce, Jr. For For Management 1.4 Elect Director Daniel C. Croteau For For Management 1.5 Elect Director Cynthia L. Feldmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine A. Halligan For For Management 1.2 Elect Director David C. Kimbell For For Management 1.3 Elect Director George R. Mrkonic For For Management 1.4 Elect Director Lorna E. Nagler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence L. Granger For For Management 1b Elect Director James P. Scholhamer For For Management 1c Elect Director David T. ibnAle For For Management 1d Elect Director Emily M. Liggett For For Management 1e Elect Director Thomas T. Edman For For Management 1f Elect Director Barbara V. Scherer For For Management 1g Elect Director Ernest E. Maddock For For Management 1h Elect Director Jacqueline A. Seto For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTRAGENYX PHARMACEUTICAL INC. Ticker: RARE Security ID: 90400D108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah Dunsire For For Management 1b Elect Director Michael Narachi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION Ticker: UMBF Security ID: 902788108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin C. Beery For For Management 1.2 Elect Director Janine A. Davidson For For Management 1.3 Elect Director Kevin C. Gallagher For For Management 1.4 Elect Director Greg M. Graves For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director J. Mariner Kemper For For Management 1.7 Elect Director Gordon E. Lansford, III For For Management 1.8 Elect Director Timothy R. Murphy For For Management 1.9 Elect Director Tamara M. Peterman For For Management 1.10 Elect Director Kris A. Robbins For For Management 1.11 Elect Director L. Joshua Sosland For For Management 1.12 Elect Director Leroy J. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peggy Y. Fowler For For Management 1b Elect Director Stephen M. Gambee For For Management 1c Elect Director James S. Greene For For Management 1d Elect Director Luis F. Machuca For For Management 1e Elect Director Maria M. Pope For For Management 1f Elect Director Cort L. O'Haver For For Management 1g Elect Director John F. Schultz For For Management 1h Elect Director Susan F. Stevens For For Management 1i Elect Director Hilliard C. Terry, III For For Management 1j Elect Director Bryan L. Timm For For Management 1k Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNDER ARMOUR, INC. Ticker: UAA Security ID: 904311107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin A. Plank For For Management 1.2 Elect Director Douglas E. Coltharp For For Management 1.3 Elect Director Jerri L. DeVard For For Management 1.4 Elect Director Mohamed A. El-Erian For For Management 1.5 Elect Director Patrik Frisk For For Management 1.6 Elect Director Karen W. Katz For For Management 1.7 Elect Director Westley Moore For For Management 1.8 Elect Director Eric T. Olson For For Management 1.9 Elect Director Harvey L. Sanders For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Jose H. Villarreal For For Management 1j Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Nonqualified Employee Stock For For Management Purchase Plan 6 Report on EEO Against Against Shareholder 7 Publish Annually a Report Assessing Against Against Shareholder Diversity and Inclusion Efforts 8 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- UNISYS CORPORATION Ticker: UIS Security ID: 909214306 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Jared L. Cohon For For Management 1c Elect Director Nathaniel A. Davis For For Management 1d Elect Director Matthew J. Desch For For Management 1e Elect Director Denise K. Fletcher For For Management 1f Elect Director Philippe Germond For For Management 1g Elect Director Lisa A. Hook For For Management 1h Elect Director Deborah Lee James For For Management 1i Elect Director Paul E. Martin For For Management 1j Elect Director Regina Paolillo For For Management 1k Elect Director Lee D. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED AIRLINES HOLDINGS, INC. Ticker: UAL Security ID: 910047109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn Corvi For For Management 1b Elect Director Barney Harford For For Management 1c Elect Director Michele J. Hooper For For Management 1d Elect Director Walter Isaacson For For Management 1e Elect Director James A. C. Kennedy For For Management 1f Elect Director J. Scott Kirby For For Management 1g Elect Director Edward M. Philip For For Management 1h Elect Director Edward L. Shapiro For For Management 1i Elect Director David J. Vitale For For Management 1j Elect Director Laysha Ward For For Management 1k Elect Director James M. Whitehurst For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Securities Transfer For For Management Restrictions 6 Approve Tax Benefits Preservation Plan For Against Management 7 Report on Political Contributions and Against Against Shareholder Expenditures 8 Report on Global Warming-Related Against Against Shareholder Lobbying Activities -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Charles L. Capito, Jr. For For Management 1.3 Elect Director Peter A. Converse For For Management 1.4 Elect Director Michael P. Fitzgerald For For Management 1.5 Elect Director Theodore J. Georgelas For For Management 1.6 Elect Director Patrice A. Harris For For Management 1.7 Elect Director J. Paul McNamara For For Management 1.8 Elect Director Mark R. Nesselroad For For Management 1.9 Elect Director Jerold L. Rexroad For For Management 1.10 Elect Director Albert H. Small, Jr. For For Management 1.11 Elect Director Mary K. Weddle For For Management 1.12 Elect Director Gary G. White For For Management 1.13 Elect Director P. Clinton Winter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director James P. Clements For For Management 1.3 Elect Director L. Cathy Cox For For Management 1.4 Elect Director Kenneth L. Daniels For For Management 1.5 Elect Director Lance F. Drummond For For Management 1.6 Elect Director H. Lynn Harton For For Management 1.7 Elect Director Jennifer K. Mann For For Management 1.8 Elect Director Thomas A. Richlovsky For For Management 1.9 Elect Director David C. Shaver For For Management 1.10 Elect Director Tim R. Wallis For For Management 1.11 Elect Director David H. Wilkins For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED FIRE GROUP, INC. Ticker: UFCS Security ID: 910340108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher R. Drahozal For For Management 1.2 Elect Director Lura E. McBride For For Management 1.3 Elect Director George D. Milligan For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED INSURANCE HOLDINGS CORP. Ticker: UIHC Security ID: 910710102 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Daniel Peed For For Management 1b Elect Director Gregory C. Branch For For Management 1c Elect Director Michael R. Hogan For For Management 1d Elect Director Kent G. Whittemore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol B. Tome For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Eva C. Boratto For For Management 1d Elect Director Michael J. Burns For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Angela Hwang For For Management 1g Elect Director Kate E. Johnson For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Ann M. Livermore For For Management 1j Elect Director Franck J. Moison For For Management 1k Elect Director Christiana Smith Shi For For Management 1l Elect Director Russell Stokes For For Management 1m Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 7 Report on Climate Change Against Against Shareholder 8 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 9 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose B. Alvarez For For Management 1b Elect Director Marc A. Bruno For For Management 1c Elect Director Matthew J. Flannery For For Management 1d Elect Director Bobby J. Griffin For For Management 1e Elect Director Kim Harris Jones For For Management 1f Elect Director Terri L. Kelly For For Management 1g Elect Director Michael J. Kneeland For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director Filippo Passerini For For Management 1j Elect Director Donald C. Roof For For Management 1k Elect Director Shiv Singh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- UNITED STATES CELLULAR CORPORATION Ticker: USM Security ID: 911684108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Samuel Crowley For For Management 1.2 Elect Director Gregory P. Josefowicz For For Management 1.3 Elect Director Cecelia D. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED STATES LIME AND MINERALS, INC. Ticker: USLM Security ID: 911922102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy W. Byrne For For Management 1.2 Elect Director Richard W. Cardin For For Management 1.3 Elect Director Antoine M. Doumet For Withhold Management 1.4 Elect Director Ray M. Harlin For For Management 1.5 Elect Director Billy R. Hughes For For Management 1.6 Elect Director Edward A. Odishaw For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Ticker: X Security ID: 912909108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy A. Atkinson For For Management 1b Elect Director David B. Burritt For For Management 1c Elect Director John J. Engel For For Management 1d Elect Director John V. Faraci For For Management 1e Elect Director Murry S. Gerber For For Management 1f Elect Director Jeh C. Johnson For For Management 1g Elect Director Paul A. Mascarenas For For Management 1h Elect Director Michael H. McGarry For For Management 1i Elect Director Eugene B. Sperling None None Management *Withdrawn Resolution* 1j Elect Director David S. Sutherland For For Management 1k Elect Director Patricia A. Tracey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Klein For For Management 1b Elect Director Ray Kurzweil For For Management 1c Elect Director Linda Maxwell For For Management 1d Elect Director Martine Rothblatt For For Management 1e Elect Director Louis Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- UNITIL CORPORATION Ticker: UTL Security ID: 913259107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzanne Foster For For Management 1.2 Elect Director Thomas P. Meissner, Jr. For For Management 1.3 Elect Director Justine Vogel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITY BANCORP, INC. Ticker: UNTY Security ID: 913290102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Brody For For Management 1.2 Elect Director Raj Patel For For Management 1.3 Elect Director Donald E. Souders, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- UNITY BIOTECHNOLOGY, INC. Ticker: UBX Security ID: 91381U101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Leonard, Jr. For Withhold Management 1.2 Elect Director Kristina M. Burow For Withhold Management 1.3 Elect Director Margo R. Roberts For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVAR SOLUTIONS INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan Braca For For Management 1.2 Elect Director Mark J. Byrne For For Management 1.3 Elect Director Daniel P. Doheny For For Management 1.4 Elect Director Richard P. Fox For For Management 1.5 Elect Director Rhonda Germany For For Management 1.6 Elect Director David C. Jukes For For Management 1.7 Elect Director Stephen D. Newlin For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Kerry J. Preete For For Management 1.10 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven V. Abramson For For Management 1b Elect Director Cynthia J. Comparin For For Management 1c Elect Director Richard C. Elias For For Management 1d Elect Director Elizabeth H. Gemmill For For Management 1e Elect Director C. Keith Hartley For For Management 1f Elect Director Celia M. Joseph For For Management 1g Elect Director Lawrence Lacerte For For Management 1h Elect Director Sidney D. Rosenblatt For For Management 1i Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS INC. Ticker: UEIC Security ID: 913483103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Paul D. Arling For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL LOGISTICS HOLDINGS, INC. Ticker: ULH Security ID: 91388P105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant E. Belanger For For Management 1.2 Elect Director Frederick P. Calderone For Withhold Management 1.3 Elect Director Daniel J. Deane For For Management 1.4 Elect Director Clarence W. Gooden For For Management 1.5 Elect Director Matthew T. Moroun For Withhold Management 1.6 Elect Director Matthew J. Moroun For Withhold Management 1.7 Elect Director Tim Phillips For Withhold Management 1.8 Elect Director Michael A. Regan For For Management 1.9 Elect Director Richard P. Urban For For Management 1.10 Elect Director H. E. "Scott" Wolfe For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- UNIVERSAL TECHNICAL INSTITUTE, INC. Ticker: UTI Security ID: 913915104 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda J. Srere For For Management 1.2 Elect Director William J. Lennox, Jr. For For Management 1.3 Elect Director George W. Brochick For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Charter For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNIVEST FINANCIAL CORPORATION Ticker: UVSP Security ID: 915271100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Aichele For For Management 1.2 Elect Director Suzanne Keenan For For Management 1.3 Elect Director Thomas M. Petro For For Management 1.4 Elect Director Charles H. Zimmerman For For Management 1.5 Elect Director Joseph P. Beebe For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- UPLAND SOFTWARE, INC. Ticker: UPLD Security ID: 91544A109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen E. Courter For For Management 1.2 Elect Director Teresa Miles Walsh For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UPWORK INC. Ticker: UPWK Security ID: 91688F104 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hayden Brown For Withhold Management 1.2 Elect Director Gregory C. Gretsch For Withhold Management 1.3 Elect Director Anilu Vazquez-Ubarri For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. Ticker: URBN Security ID: 917047102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward N. Antoian For For Management 1.2 Elect Director Sukhinder Singh Cassidy For For Management 1.3 Elect Director Harry S. Cherken, Jr. For Against Management 1.4 Elect Director Margaret A. Hayne For For Management 1.5 Elect Director Richard A. Hayne For For Management 1.6 Elect Director Elizabeth Ann Lambert For For Management 1.7 Elect Director Amin N. Maredia For For Management 1.8 Elect Director Wesley S. McDonald For For Management 1.9 Elect Director Todd R. Morgenfeld For For Management 1.10 Elect Director John C. Mulliken For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- US FOODS HOLDING CORP. Ticker: USFD Security ID: 912008109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl A. Bachelder For For Management 1b Elect Director Court D. Carruthers For For Management 1c Elect Director John A. Lederer For For Management 1d Elect Director Carl Andrew Pforzheimer For For Management 1e Elect Director David M. Tehle For For Management 1f Elect Director Ann E. Ziegler For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- USANA HEALTH SCIENCES, INC. Ticker: USNA Security ID: 90328M107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin G. Guest For For Management 1.2 Elect Director Robert Anciaux For For Management 1.3 Elect Director John T. Fleming For For Management 1.4 Elect Director Gilbert A. Fuller For For Management 1.5 Elect Director Peggie J. Pelosi For For Management 1.6 Elect Director Frederic J. Winssinger For For Management 1.7 Elect Director Timothy E. Wood For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UTAH MEDICAL PRODUCTS, INC. Ticker: UTMD Security ID: 917488108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin L. Cornwell For Withhold Management 1.2 Elect Director Paul O. Richins For Withhold Management 2 Ratify Haynie & Company as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VAALCO ENERGY, INC. Ticker: EGY Security ID: 91851C201 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew L. Fawthrop For For Management 1.2 Elect Director George Maxwell For For Management 1.3 Elect Director Bradley Radoff For For Management 1.4 Elect Director Cathy Stubbs For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Paulett Eberhart For Against Management 1b Elect Director Joseph W. Gorder For Against Management 1c Elect Director Kimberly S. Greene For For Management 1d Elect Director Deborah P. Majoras For For Management 1e Elect Director Eric D. Mullins For For Management 1f Elect Director Donald L. Nickles For For Management 1g Elect Director Philip J. Pfeiffer For For Management 1h Elect Director Robert A. Profusek For For Management 1i Elect Director Stephen M. Waters For For Management 1j Elect Director Randall J. Weisenburger For For Management 1k Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Abramson For For Management 1b Elect Director Peter J. Baum For For Management 1c Elect Director Eric P. Edelstein For For Management 1d Elect Director Marc J. Lenner For For Management 1e Elect Director Peter V. Maio For For Management 1f Elect Director Ira Robbins For For Management 1g Elect Director Suresh L. Sani For For Management 1h Elect Director Lisa J. Schultz For For Management 1i Elect Director Jennifer W. Steans For For Management 1j Elect Director Jeffrey S. Wilks For For Management 1k Elect Director Sidney S. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. Ticker: VMI Security ID: 920253101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Neary For For Management 1.2 Elect Director Theo W. Freye For For Management 1.3 Elect Director Stephen G. Kaniewski For For Management 1.4 Elect Director Joan Robinson-Berry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mihael H. Polymeropoulos For For Management 1b Elect Director Phaedra S. Chrousos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VAREX IMAGING CORPORATION Ticker: VREX Security ID: 92214X106 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy E. Guertin For For Management 1b Elect Director Walter M Rosebrough, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VARONIS SYSTEMS, INC. Ticker: VRNS Security ID: 922280102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gili Iohan For For Management 1.2 Elect Director Rachel Prishkolnik For For Management 1.3 Elect Director Ofer Segev For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors -------------------------------------------------------------------------------- VECTOR GROUP LTD. Ticker: VGR Security ID: 92240M108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bennett S. LeBow For For Management 1.2 Elect Director Howard M. Lorber For For Management 1.3 Elect Director Richard J. Lampen For For Management 1.4 Elect Director Stanley S. Arkin For For Management 1.5 Elect Director Henry C. Beinstein For For Management 1.6 Elect Director Ronald J. Bernstein For For Management 1.7 Elect Director Paul V. Carlucci For For Management 1.8 Elect Director Jean E. Sharpe For For Management 1.9 Elect Director Barry Watkins For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradford J. Boston For For Management 1b Elect Director Charles L. Prow For For Management 1c Elect Director Phillip C. Widman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- VEECO INSTRUMENTS INC. Ticker: VECO Security ID: 922417100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. D'Amore For For Management 1b Elect Director Keith D. Jackson For For Management 1c Elect Director Mary Jane Raymond For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Delaware Public For For Management Benefit Corporation 2 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Carges For For Management 1b Elect Director Paul E. Chamberlain For For Management 1c Elect Director Ronald E.F. Codd For For Management 1d Elect Director Peter P. Gassner For Against Management 1e Elect Director Mary Lynne Hedley For For Management 1f Elect Director Gordon Ritter For For Management 1g Elect Director Paul Sekhri For Against Management 1h Elect Director Matthew J. Wallach For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Call a Special Against Against Shareholder Meeting at a 15 Percent Ownership Threshold -------------------------------------------------------------------------------- VENATOR MATERIALS PLC Ticker: VNTR Security ID: G9329Z100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry B. Siadat For For Management 1b Elect Director Simon Turner For For Management 1c Elect Director Aaron C. Davenport For For Management 1d Elect Director Daniele Ferrari For For Management 1e Elect Director Peter R. Huntsman For Against Management 1f Elect Director Heike van de Kerkhof For For Management 1g Elect Director Vir Lakshman For For Management 1h Elect Director Kathy D. Patrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Reappoint Deloitte LLP as U.K. For For Management Statutory Auditor 7 Authorise Directors or the Audit For For Management Committee to Fix Remuneration of Auditors 8 Authorise UK Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- VENUS CONCEPT INC. Ticker: VERO Security ID: 92332W105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Domenic Serafino For Withhold Management 1.2 Elect Director Keith J. Sullivan For Withhold Management 2 Ratify MNP LLP as Auditors For For Management -------------------------------------------------------------------------------- VEONEER, INC. Ticker: VNE Security ID: 92336X109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Alspaugh For For Management 1.2 Elect Director James R. Ringler For For Management 1.3 Elect Director Jan Carlson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young AB as Auditors For For Management -------------------------------------------------------------------------------- VERA BRADLEY, INC. Ticker: VRA Security ID: 92335C106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara Bradley For For Management Baekgaard 1.2 Elect Director Kristina Cashman For For Management 1.3 Elect Director Robert J. Hall For For Management 1.4 Elect Director Mary Lou Kelley For For Management 1.5 Elect Director John E. Kyees For For Management 1.6 Elect Director Frances P. Philip For For Management 1.7 Elect Director Edward M. Schmults For For Management 1.8 Elect Director Carrie M. Tharp For For Management 1.9 Elect Director Nancy R. Twine For For Management 1.10 Elect Director Robert Wallstrom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Allow Shareholders to Unilaterally Amend Bylaws -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Muna Bhanji For For Management 1.2 Elect Director John L. Bishop For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERICEL CORPORATION Ticker: VCEL Security ID: 92346J108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Zerbe For Withhold Management 1.2 Elect Director Alan L. Rubino For Withhold Management 1.3 Elect Director Heidi Hagen For For Management 1.4 Elect Director Steven C. Gilman For For Management 1.5 Elect Director Kevin F. McLaughlin For For Management 1.6 Elect Director Paul K. Wotton For For Management 1.7 Elect Director Dominick C. Colangelo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director Linda Crawford For For Management 1.3 Elect Director John Egan For For Management 1.4 Elect Director Reid French For For Management 1.5 Elect Director Stephen Gold For For Management 1.6 Elect Director William Kurtz For For Management 1.7 Elect Director Andrew Miller For For Management 1.8 Elect Director Richard Nottenburg For For Management 1.9 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Yehuda Ari Buchalter For For Management 1.3 Elect Director Kathleen A. Cote For For Management 1.4 Elect Director Thomas F. Frist, III For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Roger H. Moore For For Management 1.7 Elect Director Louis A. Simpson For For Management 1.8 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel G. Liss For For Management 1b Elect Director Bruce E. Hansen For For Management 1c Elect Director Therese M. Vaughan For For Management 1d Elect Director Kathleen A. Hogenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERITEX HOLDINGS, INC. Ticker: VBTX Security ID: 923451108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Malcolm Holland, III For Withhold Management 1.2 Elect Director Arcilia Acosta For For Management 1.3 Elect Director Pat S. Bolin For Withhold Management 1.4 Elect Director April Box For Withhold Management 1.5 Elect Director Blake Bozman For Withhold Management 1.6 Elect Director William D. Ellis For Withhold Management 1.7 Elect Director William E. Fallon For Withhold Management 1.8 Elect Director Mark C. Griege For Withhold Management 1.9 Elect Director Gordon Huddleston For Withhold Management 1.10 Elect Director Steven D. Lerner For Withhold Management 1.11 Elect Director Manuel J. Mehos For Withhold Management 1.12 Elect Director Gregory B. Morrison For Withhold Management 1.13 Elect Director John T. Sughrue For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VERITIV CORPORATION Ticker: VRTV Security ID: 923454102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Salvatore A. Abbate For For Management 1.2 Elect Director Shantella E. Cooper For For Management 1.3 Elect Director David E. Flitman For For Management 1.4 Elect Director Daniel T. Henry For For Management 1.5 Elect Director Tracy A. Leinbach For For Management 1.6 Elect Director Stephen E. Macadam For For Management 1.7 Elect Director Michael P. Muldowney For For Management 1.8 Elect Director Charles G. Ward, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 5 Amend Senior Executive Compensation Against For Shareholder Clawback Policy 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VERRA MOBILITY CORPORATION Ticker: VRRM Security ID: 92511U102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacob Kotzubei For Withhold Management 1.2 Elect Director Michael Huerta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VERSO CORPORATION Ticker: VRS Security ID: 92531L207 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Beckler For For Management 1b Elect Director Marvin Cooper For For Management 1c Elect Director Jeffrey E. Kirt For For Management 1d Elect Director Randy J. Nebel For For Management 1e Elect Director Nancy M. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Yuchun Lee For For Management 1.7 Elect Director Jeffrey Leiden For For Management 1.8 Elect Director Margaret McGlynn For For Management 1.9 Elect Director Diana McKenzie For For Management 1.10 Elect Director Bruce Sachs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- VERU INC. Ticker: VERU Security ID: 92536C103 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell S. Steiner For For Management 1.2 Elect Director Mario Eisenberger For For Management 1.3 Elect Director Harry Fisch For For Management 1.4 Elect Director Jesus Socorro For For Management 1.5 Elect Director Michael L. Rankowitz For For Management 1.6 Elect Director Grace Hyun For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- VIACOMCBS INC. Ticker: VIAC Security ID: 92556H107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Bakish For For Management 1b Elect Director Candace K. Beinecke For For Management 1c Elect Director Barbara M. Byrne For For Management 1d Elect Director Brian Goldner For Against Management 1e Elect Director Linda M. Griego For Against Management 1f Elect Director Robert N. Klieger For For Management 1g Elect Director Judith A. McHale For Against Management 1h Elect Director Ronald L. Nelson For Against Management 1i Elect Director Charles E. Phillips, Jr. For For Management 1j Elect Director Shari E. Redstone For For Management 1k Elect Director Susan Schuman For For Management 1l Elect Director Nicole Seligman For For Management 1m Elect Director Frederick O. Terrell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Dozer For Against Management 1b Elect Director Virginia L. Henkels For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VICOR CORPORATION Ticker: VICR Security ID: 925815102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel J. Anderson For For Management 1.2 Elect Director M. Michael Ansour For For Management 1.3 Elect Director Jason L. Carlson For For Management 1.4 Elect Director Philip D. Davies For Withhold Management 1.5 Elect Director Andrew T. D'Amico For Withhold Management 1.6 Elect Director Estia J. Eichten For For Management 1.7 Elect Director Michael S. McNamara For Withhold Management 1.8 Elect Director Claudio Tuozzolo For Withhold Management 1.9 Elect Director Patrizio Vinciarelli For Withhold Management -------------------------------------------------------------------------------- VICTORY CAPITAL HOLDINGS, INC. Ticker: VCTR Security ID: 92645B103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton R. Berlinski For Against Management 1b Elect Director David C. Brown For Against Management 1c Elect Director Richard M. DeMartini For Against Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- VIEWRAY, INC. Ticker: VRAY Security ID: 92672L107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caley Castelein For Withhold Management 1.2 Elect Director Brian K. Roberts For For Management 1.3 Elect Director Karen N. Prange For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIKING THERAPEUTICS, INC. Ticker: VKTX Security ID: 92686J106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Lian For Withhold Management 1.2 Elect Director Lawson Macartney For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Gambale For Withhold Management 1.2 Elect Director John D. Nixon For Withhold Management 1.3 Elect Director David J. Urban For Withhold Management 1.4 Elect Director Michael T. Viola For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS, INC. Ticker: VRTS Security ID: 92828Q109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy A. Holt For For Management 1b Elect Director Melody L. Jones For For Management 1c Elect Director Stephen T. Zarrilli For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Zandman For For Management 1.2 Elect Director Ruta Zandman For For Management 1.3 Elect Director Ziv Shoshani For For Management 1.4 Elect Director Jeffrey H. Vanneste For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISHAY PRECISION GROUP, INC. Ticker: VPG Security ID: 92835K103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Zandman For For Management 1.2 Elect Director Janet M. Clarke For For Management 1.3 Elect Director Wesley Cummins For For Management 1.4 Elect Director Bruce Lerner For For Management 1.5 Elect Director Saul V. Reibstein For For Management 1.6 Elect Director Ziv Shoshani For For Management 1.7 Elect Director Timothy V. Talbert For For Management 2 Ratify Brightman Almagor Zohar & Co. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTEON CORPORATION Ticker: VC Security ID: 92839U206 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Barrese For For Management 1b Elect Director Naomi M. Bergman For For Management 1c Elect Director Jeffrey D. Jones For For Management 1d Elect Director Sachin S. Lawande For For Management 1e Elect Director Joanne M. Maguire For For Management 1f Elect Director Robert J. Manzo For For Management 1g Elect Director Francis M. Scricco For For Management 1h Elect Director David L. Treadwell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Remove Certain Provisions -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VOCERA COMMUNICATIONS, INC. Ticker: VCRA Security ID: 92857F107 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John N. McMullen For For Management 1.2 Elect Director Sharon L. O'Keefe For For Management 1.3 Elect Director Ronald A. Paulus For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VONAGE HOLDINGS CORP. Ticker: VG Security ID: 92886T201 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid Akhavan For For Management 1b Elect Director Jeffrey A. Citron For For Management 1c Elect Director Stephen Fisher For For Management 1d Elect Director Jan Hauser For For Management 1e Elect Director Priscilla Hung For For Management 1f Elect Director Carolyn Katz For For Management 1g Elect Director Michael J. McConnell For For Management 1h Elect Director Rory Read For For Management 1i Elect Director John J. Roberts For For Management 1j Elect Director Tien Tzuo For For Management 2 Ratify Deloitte and Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Yvette S. Butler For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director Aylwin B. Lewis For Against Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VOYAGER THERAPEUTICS, INC. Ticker: VYGR Security ID: 92915B106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Higgins For Withhold Management 1.2 Elect Director Nancy Vitale For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VSE CORPORATION Ticker: VSEC Security ID: 918284100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Cuomo For For Management 1.2 Elect Director Ralph E. Eberhart For For Management 1.3 Elect Director Mark E. Ferguson, III For For Management 1.4 Elect Director Calvin S. Koonce For For Management 1.5 Elect Director James F. Lafond For For Management 1.6 Elect Director John E. "Jack" Potter For For Management 1.7 Elect Director Jack C. Stultz For For Management 1.8 Elect Director Bonnie K. Wachtel For For Management 2 Increase Authorized Common Stock For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Fanning For For Management 1b Elect Director J. Thomas Hill For For Management 1c Elect Director Cynthia L. Hostetler For For Management 1d Elect Director Richard T. O'Brien For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. Berkley For For Management 1b Elect Director Christopher L. Augostini For For Management 1c Elect Director Mark E. Brockbank For For Management 1d Elect Director Mark L. Shapiro For For Management 1e Elect Director Jonathan Talisman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Katherine D. Jaspon For For Management 1.5 Elect Director Stuart L. Levenick For For Management 1.6 Elect Director D.G. Macpherson For For Management 1.7 Elect Director Neil S. Novich For For Management 1.8 Elect Director Beatriz R. Perez For For Management 1.9 Elect Director Michael J. Roberts For For Management 1.10 Elect Director E. Scott Santi For For Management 1.11 Elect Director Susan Slavik Williams For For Management 1.12 Elect Director Lucas E. Watson For For Management 1.13 Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WABASH NATIONAL CORPORATION Ticker: WNC Security ID: 929566107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Therese M. Bassett For For Management 1b Elect Director John G. Boss For For Management 1c Elect Director John E. Kunz For For Management 1d Elect Director Larry J. Magee For For Management 1e Elect Director Ann D. Murtlow For For Management 1f Elect Director Scott K. Sorensen For For Management 1g Elect Director Stuart A. Taylor, II For Against Management 1h Elect Director Brent L. Yeagy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director Valerie B. Jarrett For For Management 1g Elect Director John A. Lederer For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder 6 Report on Health Risks of Continued Against Against Shareholder In-Store Tobacco Sales in the Age of COVID 2021 -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 1.9 Elect Director Donna C. Wells For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director Randall L. Stephenson For For Management 1k Elect Director S. Robson Walton For For Management 1l Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Refrigerants Released from Against Against Shareholder Operations 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Alignment of Racial Justice Against Against Shareholder Goals and Starting Wages 7 Approve Creation of a Pandemic Against Against Shareholder Workforce Advisory Council 8 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For For Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director Gareth N. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark N. Tabbutt For For Management 1.2 Elect Director Brent J. Beardall For For Management 1.3 Elect Director S. Steven Singh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Ticker: WASH Security ID: 940610108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Constance A. Howes For For Management 1.2 Elect Director Joseph J. MarcAurele For For Management 1.3 Elect Director Edwin J. Santos For For Management 1.4 Elect Director Lisa M. Stanton For For Management 2 Authorize New Class of Preferred Stock For For Management 3 Ratify Crowe LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Fish, Jr. For For Management 1b Elect Director Andres R. Gluski For For Management 1c Elect Director Victoria M. Holt For For Management 1d Elect Director Kathleen M. Mazzarella For For Management 1e Elect Director Sean E. Menke For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For Against Management 1h Elect Director Maryrose T. Sylvester For For Management 1i Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERS CORPORATION Ticker: WAT Security ID: 941848103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Udit Batra For For Management 1.2 Elect Director Linda Baddour For For Management 1.3 Elect Director Michael J. Berendt For For Management 1.4 Elect Director Edward Conard For For Management 1.5 Elect Director Gary E. Hendrickson For For Management 1.6 Elect Director Pearl S. Huang For For Management 1.7 Elect Director Christopher A. Kuebler For For Management 1.8 Elect Director Flemming Ornskov For For Management 1.9 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERSTONE FINANCIAL, INC. Ticker: WSBF Security ID: 94188P101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas S. Gordon For For Management 1.2 Elect Director Patrick S. Lawton For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director George P. Sape For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For For Management 1.2 Elect Director Michael J. Dubose For For Management 1.3 Elect Director David A. Dunbar For For Management 1.4 Elect Director Louise K. Goeser For For Management 1.5 Elect Director Jes Munk Hansen For For Management 1.6 Elect Director W. Craig Kissel For For Management 1.7 Elect Director Joseph T. Noonan For For Management 1.8 Elect Director Robert J. Pagano, Jr. For For Management 1.9 Elect Director Merilee Raines For For Management 1.10 Elect Director Joseph W. Reitmeier For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WAYFAIR INC. Ticker: W Security ID: 94419L101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Niraj Shah For For Management 1b Elect Director Steven Conine For For Management 1c Elect Director Michael Choe For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Michael Kumin For For Management 1f Elect Director Jeffrey Naylor For For Management 1g Elect Director Anke Schaferkordt For For Management 1h Elect Director Michael E. Sneed For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curt S. Culver For For Management 1.2 Elect Director Danny L. Cunningham For For Management 1.3 Elect Director William M. Farrow, III For For Management 1.4 Elect Director J. Kevin Fletcher For For Management 1.5 Elect Director Cristina A. For For Management Garcia-Thomas 1.6 Elect Director Maria C. Green For For Management 1.7 Elect Director Gale E. Klappa For For Management 1.8 Elect Director Thomas K. Lane For For Management 1.9 Elect Director Ulice Payne, Jr. For For Management 1.10 Elect Director Mary Ellen Stanek For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEIS MARKETS, INC. Ticker: WMK Security ID: 948849104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan H. Weis For Withhold Management 1.2 Elect Director Harold G. Graber For Withhold Management 1.3 Elect Director Dennis G. Hatchell For For Management 1.4 Elect Director Edward J. Lauth, III For For Management 1.5 Elect Director Gerrald B. Silverman For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- WELBILT, INC. Ticker: WBT Security ID: 949090104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cynthia M. Egnotovich For Against Management 1b Elect Director Dino J. Bianco For For Management 1c Elect Director Joan K. Chow For For Management 1d Elect Director Janice L. Fields For Against Management 1e Elect Director Brian R. Gamache For For Management 1f Elect Director Andrew Langham For Against Management 1g Elect Director William C. Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Arves For For Management 1.2 Elect Director Vikram Mansharamani For For Management 1.3 Elect Director Alexi A. Wellman For For Management 1.4 Elect Director Carmen A. Tapio For For Management 1.5 Elect Director Derek J. Leathers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESBANCO, INC. Ticker: WSBC Security ID: 950810101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Cornelsen For For Management 1.2 Elect Director Robert J. Fitzsimmons For For Management 1.3 Elect Director D. Bruce Knox For For Management 1.4 Elect Director Gary L. Libs For For Management 1.5 Elect Director Reed J. Tanner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WEST BANCORPORATION, INC. Ticker: WTBA Security ID: 95123P106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Donovan For For Management 1.2 Elect Director Lisa J. Elming For For Management 1.3 Elect Director Steven K. Gaer For For Management 1.4 Elect Director Michael J. Gerdin For For Management 1.5 Elect Director Sean P. McMurray For For Management 1.6 Elect Director George D. Milligan For For Management 1.7 Elect Director David D. Nelson For For Management 1.8 Elect Director James W. Noyce For For Management 1.9 Elect Director Steven T. Schuler For For Management 1.10 Elect Director Therese M. Vaughan For For Management 1.11 Elect Director Philip Jason Worth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Restricted Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Ticker: WST Security ID: 955306105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Buthman For For Management 1b Elect Director William F. Feehery For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Eric M. Green For For Management 1e Elect Director Thomas W. Hofmann For For Management 1f Elect Director Deborah L. V. Keller For For Management 1g Elect Director Myla P. Lai-Goldman For For Management 1h Elect Director Douglas A. Michels For For Management 1i Elect Director Paolo Pucci For For Management 1j Elect Director Patrick J. Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION Ticker: WABC Security ID: 957090103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Etta Allen For For Management 1.2 Elect Director Louis E. Bartolini For For Management 1.3 Elect Director E. Joseph Bowler For For Management 1.4 Elect Director Melanie Martella Chiesa For For Management 1.5 Elect Director Michele Hassid For For Management 1.6 Elect Director Catherine Cope MacMillan For For Management 1.7 Elect Director Ronald A. Nelson For For Management 1.8 Elect Director David L. Payne For For Management 1.9 Elect Director Edward B. Sylvester For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN NEW ENGLAND BANCORP, INC. Ticker: WNEB Security ID: 958892101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Hagan For For Management 1.2 Elect Director William D. Masse For For Management 1.3 Elect Director Gregg F. Orlen For For Management 1.4 Elect Director Philip R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Harty For For Management 1.2 Elect Director Brian Hehir For For Management 1.3 Elect Director Michael Howell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Ticker: WLK Security ID: 960413102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Y. Chao For Withhold Management 1.2 Elect Director John T. Chao For Withhold Management 1.3 Elect Director Mark A. McCollum For Withhold Management 1.4 Elect Director R. Bruce Northcutt For Withhold Management 2 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Steven C. Voorhees For For Management 1k Elect Director Bettina M. Whyte For For Management 1l Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Altobello For For Management 1.2 Elect Director Bhavana Bartholf For For Management 1.3 Elect Director Derrick Roman For For Management 1.4 Elect Director Regina O. Sommer For For Management 1.5 Elect Director Jack VanWoerkom For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Declassify the Board of Directors For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Dillon For For Management 1.2 Elect Director Philip A. Gelston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLDAN GROUP, INC. Ticker: WLDN Security ID: 96924N100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas D. Brisbin For For Management 1.2 Elect Director Steven A. Cohen For For Management 1.3 Elect Director Debra G. Coy For For Management 1.4 Elect Director Raymond W. Holdsworth For For Management 1.5 Elect Director Douglas J. McEachern For For Management 1.6 Elect Director Dennis V. McGinn For For Management 1.7 Elect Director Keith W. Renken For For Management 1.8 Elect Director Mohammad Shahidehpour For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Esi Eggleston Bracey For For Management 1.3 Elect Director Scott Dahnke For For Management 1.4 Elect Director Anne Mulcahy For For Management 1.5 Elect Director William Ready For For Management 1.6 Elect Director Sabrina Simmons For For Management 1.7 Elect Director Frits van Paasschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director Brendan R. O'Neill For For Management 1f Elect Director Jaymin B. Patel For For Management 1g Elect Director Linda D. Rabbitt For For Management 1h Elect Director Paul D. Thomas For For Management 1i Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & For For Management Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- WILLSCOT MOBILE MINI HOLDINGS CORP. Ticker: WSC Security ID: 971378104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara R. Dial For For Management 1b Elect Director Gerard E. Holthaus For For Management 1c Elect Director Gary Lindsay For For Management 1d Elect Director Kimberly J. McWaters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- WINDTREE THERAPEUTICS, INC. Ticker: WINT Security ID: 97382D303 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig Fraser For For Management 1.2 Elect Director James Huang For For Management 1.3 Elect Director Daniel Geffken For For Management 1.4 Elect Director Evan Loh For For Management 1.5 Elect Director Robert Scott For For Management 1.6 Elect Director Leslie J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year Three Years Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WINGSTOP INC. Ticker: WING Security ID: 974155103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Morrison For Withhold Management 1.2 Elect Director Kate S. Lavelle For Withhold Management 1.3 Elect Director Kilandigalu (Kay) M. For Withhold Management Madati 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WINMARK CORPORATION Ticker: WINA Security ID: 974250102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Brett D. Heffes For For Management 2.2 Elect Director Lawrence A. Barbetta For For Management 2.3 Elect Director Jenele C. Grassle For For Management 2.4 Elect Director Kirk A. MacKenzie For For Management 2.5 Elect Director Paul C. Reyelts For For Management 2.6 Elect Director Gina D. Sprenger For For Management 2.7 Elect Director Mark L. Wilson For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Suzet M. McKinney For For Management 1.9 Elect Director Gary D. "Joe" Sweeney For For Management 1.10 Elect Director Karin Gustafson Teglia For For Management 1.11 Elect Director Alex E. Washington, III For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bossone For For Management 1b Elect Director Smita Conjeevaram For For Management 1c Elect Director Bruce Lavine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. Ticker: WWW Security ID: 978097103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxane Divol For For Management 1b Elect Director Brenda J. Lauderback For For Management 1c Elect Director David W. McCreight For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Gendron For Against Management 1.2 Elect Director Daniel G. Korte For Against Management 1.3 Elect Director Ronald M. Sega For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- WORKDAY, INC. Ticker: WDAY Security ID: 98138H101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aneel Bhusri For For Management 1.2 Elect Director Ann-Marie Campbell For For Management 1.3 Elect Director David A. Duffield For For Management 1.4 Elect Director Lee J. Styslinger, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORLD WRESTLING ENTERTAINMENT, INC. Ticker: WWE Security ID: 98156Q108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vincent K. McMahon For For Management 1.2 Elect Director Nick Khan For For Management 1.3 Elect Director Stephanie McMahon For For Management Levesque 1.4 Elect Director Paul Levesque For For Management 1.5 Elect Director Steve Koonin For For Management 1.6 Elect Director Erika Nardini For For Management 1.7 Elect Director Laureen Ong For For Management 1.8 Elect Director Steve Pamon For For Management 1.9 Elect Director Frank A. Riddick, III For For Management 1.10 Elect Director Connor Schell For For Management 1.11 Elect Director Man Jit Singh For For Management 1.12 Elect Director Jeffrey R. Speed For For Management 1.13 Elect Director Alan M. Wexler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anat Bird For For Management 1.2 Elect Director Jennifer W. Davis For For Management 1.3 Elect Director Michael J. Donahue For For Management 1.4 Elect Director Nancy J. Foster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WW INTERNATIONAL, INC. Ticker: WW Security ID: 98262P101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis F. Kelly For For Management 1.2 Elect Director Julie Rice For For Management 1.3 Elect Director Christopher J. Sobecki For For Management 1.4 Elect Director Oprah Winfrey For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Holmes For For Management 1.2 Elect Director Geoffrey A. Ballotti For For Management 1.3 Elect Director Myra J. Biblowit For For Management 1.4 Elect Director James E. Buckman For For Management 1.5 Elect Director Bruce B. Churchill For For Management 1.6 Elect Director Mukul V. Deoras For For Management 1.7 Elect Director Ronald L. Nelson For For Management 1.8 Elect Director Pauline D.E. Richards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Ticker: WYNN Security ID: 983134107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betsy S. Atkins For For Management 1.2 Elect Director Matthew O. Maddox For For Management 1.3 Elect Director Philip G. Satre For For Management 1.4 Elect Director Darnell O. Strom For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- X4 PHARMACEUTICALS, INC. Ticker: XFOR Security ID: 98420X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David McGirr For Withhold Management 1.2 Elect Director Paula Ragan For Withhold Management 1.3 Elect Director Michael S. Wyzga For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Robert Frenzel For For Management 1d Elect Director Netha Johnson For For Management 1e Elect Director Patricia Kampling For For Management 1f Elect Director George Kehl For For Management 1g Elect Director Richard O'Brien For For Management 1h Elect Director Charles Pardee For For Management 1i Elect Director Christopher Policinski For For Management 1j Elect Director James Prokopanko For For Management 1k Elect Director David Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director Yujiro S. Hata For For Management 1.6 Elect Director A. Bruce Montgomery For For Management 1.7 Elect Director Richard J. Ranieri For For Management 1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENON PHARMACEUTICALS INC. Ticker: XENE Security ID: 98420N105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simon N. Pimstone For For Management 1.2 Elect Director Mohammad Azab For For Management 1.3 Elect Director Steven Gannon For For Management 1.4 Elect Director Elizabeth Garofalo For For Management 1.5 Elect Director Michael Hayden For Withhold Management 1.6 Elect Director Patrick Machado For For Management 1.7 Elect Director Ian Mortimer For For Management 1.8 Elect Director Gary Patou For For Management 1.9 Elect Director Dawn Svoronos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Joseph J. Echevarria For For Management 1.3 Elect Director Cheryl Gordon Krongard For For Management 1.4 Elect Director Scott Letier For For Management 1.5 Elect Director Nichelle Maynard-Elliott For For Management 1.6 Elect Director Steven D. Miller For For Management 1.7 Elect Director James L. Nelson For For Management 1.8 Elect Director Margarita For Against Management Palau-Hernandez 1.9 Elect Director Giovanni 'John' Visentin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Elect Director Aris Kekedjian For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brad Jacobs For For Management 1.2 Elect Director Gena Ashe For For Management 1.3 Elect Director Marlene Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael Jesselson For For Management 1.6 Elect Director Adrian Kingshott For For Management 1.7 Elect Director Jason Papastavrou For For Management 1.8 Elect Director Oren Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Patrick K. Decker For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Jorge M. Gomez For For Management 1e Elect Director Victoria D. Harker For For Management 1f Elect Director Steven R. Loranger For For Management 1g Elect Director Surya N. Mohapatra For For Management 1h Elect Director Jerome A. Peribere For For Management 1i Elect Director Markos I. Tambakeras For For Management 1j Elect Director Lila Tretikov For For Management 1k Elect Director Uday Yadav For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- YELLOW CORPORATION Ticker: YELL Security ID: 985510106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew A. Doheny For For Management 1b Elect Director Darren D. Hawkins For For Management 1c Elect Director James E. Hoffman For For Management 1d Elect Director Shaunna D. Jones For For Management 1e Elect Director Susana Martinez For For Management 1f Elect Director David S. McClimon For For Management 1g Elect Director Patricia M. Nazemetz For For Management 1h Elect Director Chris T. Sultemeier For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Gibbs For For Management 1.2 Elect Director George Hu For For Management 1.3 Elect Director Jeremy Stoppelman For For Management 1.4 Elect Director Tony Wells For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- YETI HOLDINGS, INC. Ticker: YETI Security ID: 98585X104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey D. Brown For For Management 1.2 Elect Director Alison Dean For For Management 1.3 Elect Director David L. Schnadig For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Brian C. Cornell For For Management 1e Elect Director Tanya L. Domier For For Management 1f Elect Director David W. Gibbs For For Management 1g Elect Director Mirian M. Graddick-Weir For For Management 1h Elect Director Lauren R. Hobart For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chirantan "CJ" Desai For For Management 1.2 Elect Director Richard L. Keyser For For Management 1.3 Elect Director Ross W. Manire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ZENDESK, INC. Ticker: ZEN Security ID: 98936J101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Archana Agrawal For For Management 1b Elect Director Hilarie Koplow-McAdams For Against Management 1c Elect Director Michelle Wilson For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZILLOW GROUP, INC. Ticker: Z Security ID: 98954M101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Blachford For For Management 1.2 Elect Director Gordon Stephenson For For Management 1.3 Elect Director Claire Cormier Thielke For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For Against Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Michael J. Farrell For For Management 1d Elect Director Robert A. Hagemann For For Management 1e Elect Director Bryan C. Hanson For For Management 1f Elect Director Arthur J. Higgins For For Management 1g Elect Director Maria Teresa Hilado For For Management 1h Elect Director Syed Jafry For For Management 1i Elect Director Sreelakshmi Kolli For For Management 1j Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Deferred Compensation Plan For For Management 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maria Contreras-Sweet For For Management 1B Elect Director Gary L. Crittenden For For Management 1C Elect Director Suren K. Gupta For For Management 1D Elect Director Claire A. Huang For For Management 1E Elect Director Vivian S. Lee For For Management 1F Elect Director Scott J. McLean For For Management 1G Elect Director Edward F. Murphy For For Management 1H Elect Director Stephen D. Quinn For For Management 1I Elect Director Harris H. Simmons For For Management 1J Elect Director Aaron B. Skonnard For For Management 1K Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIOPHARM ONCOLOGY, INC. Ticker: ZIOP Security ID: 98973P101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Bowden For For Management 1.2 Elect Director Heidi Hagen For For Management 1.3 Elect Director James Huang For For Management 1.4 Elect Director Robert W. Postma For For Management 1.5 Elect Director Mary Thistle For For Management 1.6 Elect Director Jaime Vieser For For Management 1.7 Elect Director Holger Weis For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ZIX CORPORATION Ticker: ZIXI Security ID: 98974P100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Bonney For For Management 1.2 Elect Director Marcy Campbell For For Management 1.3 Elect Director Taher A. Elgamal For For Management 1.4 Elect Director James H. Greene, Jr. For For Management 1.5 Elect Director Robert C. Hausmann For For Management 1.6 Elect Director Maribess L. Miller For For Management 1.7 Elect Director Brandon Van Buren For For Management 1.8 Elect Director David J. Wagner For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanjay Khosla For For Management 1b Elect Director Antoinette R. For For Management Leatherberry 1c Elect Director Willie M. Reed For For Management 1d Elect Director Linda Rhodes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ZOGENIX, INC. Ticker: ZGNX Security ID: 98978L204 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Breitmeyer For For Management 1b Elect Director Stephen J. Farr For For Management 1c Elect Director Mary E. Stutts For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ZOOM VIDEO COMMUNICATIONS, INC. Ticker: ZM Security ID: 98980L101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Chadwick For Withhold Management 1.2 Elect Director Kimberly L. Hammonds For Withhold Management 1.3 Elect Director Dan Scheinman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- ZUMIEZ INC. Ticker: ZUMZ Security ID: 989817101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Brooks For For Management 1b Elect Director Steve P. Louden For For Management 1c Elect Director James P. Murphy For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- ZYNGA INC. Ticker: ZNGA Security ID: 98986T108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Pincus For For Management 1b Elect Director Frank Gibeau For For Management 1c Elect Director Regina E. Dugan For For Management 1d Elect Director William "Bing" Gordon For For Management 1e Elect Director Louis J. Lavigne, Jr. For For Management 1f Elect Director Carol G. Mills For For Management 1g Elect Director Janice M. Roberts For Against Management 1h Elect Director Ellen F. Siminoff For For Management 1i Elect Director Noel B. Watson, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant): Dimensional ETF Trust By: /s/ Gerard K. O'Reilly Name: Gerard K. O'Reilly Title: Co-Chief Executive Officer and Chief Investment Officer Date: August 31, 2021 By: /s/ David P. Butler Name: David P. Butler Title: Co-Chief Executive Officer Date: August 31, 2021