Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Distributors, LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Fifth Third Bank N.A |
b. Street 1 | Fifth Third Center |
Street 2 | 38 Fountain Square Plaza |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45263 |
g. Telephone number (including country code if foreign) | 513-534-6721 |
h. Briefly describe the books and records kept at this location:
| Books and records related to custody services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to transfer agent, fund accounting and fund administration services |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | VELA Investment Management, LLC |
b. Street 1 | 220 Market Street |
Street 2 | Suite 208 |
c. City | New Albany |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43054 |
g. Telephone number (including country code if foreign) | 614-653-8352 |
h. Briefly describe the books and records kept at this location:
| Books and records related to adviser services |
Director Record:
1 |
a. Full Name | Danielle F. Ross |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Lawrence Funderburke |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Jason R. Job |
b. CRD number, if any | 006458695 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | James W. Haring Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Lisa M. Wesolek |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |