FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
New Fortress Energy Inc. [ NFE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/15/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 09/15/2020 | S | 396,792(1)(2) | D | $31.88(3) | 34,982,552 | D | |||
Class A Common Stock | 09/15/2020 | S | 20,310(1)(2) | D | $32.7(3) | 34,962,242 | D | |||
Class A Common Stock | 09/17/2020 | S | 224,903(1)(2) | D | $34.35(3) | 34,737,339 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Great Mountain Partners LLC is the manager of NFE SMRS Holdings LLC. Jonathan Rotolo and Alexander Thomson are the managers of Great Mountain Partners LLC and, in that capacity, have voting and dispositive power over the Class A Shares held by NFE SMRS Holdings LLC and therefore may be deemed to beneficially own such shares. Each of Great Mountain Partners LLC, Mr. Rotolo and Mr. Thomson disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
2. Additional Reporting Persons hereunder: Great Mountain Partners LLC (DE) FEIN 84-3463093. Officer (Manager of Designated Reporting Person). No holdings (see footnote 1 for further explanation). Alexander Thomson, 10 Station Place, P.O. Box 233, Norfolk CT 06058, Officer (Manager of Designated Reporting Person's Manager). No holdings (see footnote 1 for further explanation). Jonathan Rotolo, 10 Station Place, P.O. Box 233, Norfolk CT 06058, Officer (Manager of Designated Reporting Person's Manager). No holdings (see footnote 1 for further explanation). |
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions (1) on September 15, 2020 at prices ranging from $31.40 to $32.39 for the sale of 396,792 shares and a range of $32.40 to $33.15 for the sale of 20,310 shares and (2) on September 17, 2020 at prices ranging from $34.00 to $34.545. The undersigned undertakes to provide New Fortress Energy Inc. ("NFE"), any security holder of NFE or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
NFE SMRS Holdings LLC Great Mountain Partners LLC, as Manager of NFE SMRS Holdings LLC By: /s/ Jonathan Rotolo, Title: Manager | 09/17/2020 | |
Great Mountain Partners LLC By: /s/ Alexander Thomson, Title: Manager, By: /s/ Jonathan Rotolo, Title: Manager | 09/17/2020 | |
/s/ Alexander Thomson | 09/17/2020 | |
/s/ Jonathan Rotolo | 09/17/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |