0001831631-23-000059.txt : 20230302 0001831631-23-000059.hdr.sgml : 20230302 20230302172745 ACCESSION NUMBER: 0001831631-23-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATENAUDE PAMELA H. CENTRAL INDEX KEY: 0001815221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 23700421 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE STREET 2: C/O LOANDEPOT, INC. CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_167779604848963.xml FORM 4 X0306 4 2023-02-28 0 0001831631 loanDepot, Inc. LDI 0001815221 PATENAUDE PAMELA H. C/O LOANDEPOT, INC. 6561 IRVINE CENTER DRIVE IRVINE CA 92618 1 0 0 0 Class A Common Stock 2023-02-28 4 M 0 21552 A 125263 D Restricted Stock Units 2023-02-28 4 M 0 21552 0 D Class A Common Stock 21552.0 0 D As per the Restricted Stock Unit Award Agreement dated August 6, 2021 ("2021 Agreement"), restricted stock units ("RSUs") vested in a first installment of 2,862 on September 30, 21 and then 3 installments of 2,863 each on December 31, 21, March 31, 2022, and June 8, 2022 and as per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("2022 Agreement"), RSUs settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Denise Apicella, attorney-in-fact for Ms. Patenaude 2023-03-02