0001815034-20-000001.txt : 20200724 0001815034-20-000001.hdr.sgml : 20200724 20200724145925 ACCESSION NUMBER: 0001815034-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20200724 DATE AS OF CHANGE: 20200724 EFFECTIVENESS DATE: 20200724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAP-EX, LLC CENTRAL INDEX KEY: 0001815034 IRS NUMBER: 850944176 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-371794 FILM NUMBER: 201046828 BUSINESS ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 8283930088 MAIL ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 D 1 primary_doc.xml X0708 D LIVE 0001815034 CAP-EX, LLC 100 ELKS CLUB ROAD BREVARD NC NORTH CAROLINA 28712 8283930088 NORTH CAROLINA None None Limited Liability Company true 2020 Bruce Victor Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Director LLC Manager Other Decline to Disclose 06c false 2020-07-15 false true false 10000 Bruce V Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 CA CALIFORNIA FL FLORIDA GA GEORGIA false Garrick Ruiz 5584980 Carofin, LLC 298717 6 Stonewall Bend San Antonio TX TEXAS 78256 CT CONNECTICUT FL FLORIDA GA GEORGIA OH OHIO OR OREGON TX TEXAS WA WASHINGTON false 2445000 1000000 1445000 false 11 122250 true 0 The Issuer shall pay Carolina Financial Securities, LLC a 5.0% cash placement fee based upon the amount of capital raised. 13850 true Manager of the LLC is also a representative of the broker-dealer. He will not receive compensation for serving as the manager of the entity, but will earn investment banking fees and sales compensation. The amount will be dependent on his sales activity. false CAP-EX, LLC Bruce V Roberts Bruce V Roberts Manager 2020-07-24