0001815034-20-000001.txt : 20200724
0001815034-20-000001.hdr.sgml : 20200724
20200724145925
ACCESSION NUMBER: 0001815034-20-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
FILED AS OF DATE: 20200724
DATE AS OF CHANGE: 20200724
EFFECTIVENESS DATE: 20200724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAP-EX, LLC
CENTRAL INDEX KEY: 0001815034
IRS NUMBER: 850944176
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-371794
FILM NUMBER: 201046828
BUSINESS ADDRESS:
STREET 1: 100 ELKS CLUB ROAD
CITY: BREVARD
STATE: NC
ZIP: 28712
BUSINESS PHONE: 8283930088
MAIL ADDRESS:
STREET 1: 100 ELKS CLUB ROAD
CITY: BREVARD
STATE: NC
ZIP: 28712
D
1
primary_doc.xml
X0708
D
LIVE
0001815034
CAP-EX, LLC
100 ELKS CLUB ROAD
BREVARD
NC
NORTH CAROLINA
28712
8283930088
NORTH CAROLINA
None
None
Limited Liability Company
true
2020
Bruce
Victor
Roberts
100 Elks Club Road
Brevard
NC
NORTH CAROLINA
28712
Director
LLC Manager
Other
Decline to Disclose
- 06c
false
2020-07-15
false
true
false
10000
Bruce V Roberts
1489110
Carolina Financial Securities, LLC
41970
100 Elks Club Road
Brevard
NC
NORTH CAROLINA
28712
CA
CALIFORNIA
FL
FLORIDA
GA
GEORGIA
false
Garrick Ruiz
5584980
Carofin, LLC
298717
6 Stonewall Bend
San Antonio
TX
TEXAS
78256
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
OH
OHIO
OR
OREGON
TX
TEXAS
WA
WASHINGTON
false
2445000
1000000
1445000
false
11
122250
true
0
The Issuer shall pay Carolina Financial Securities, LLC a 5.0% cash placement fee based upon the amount of capital raised.
13850
true
Manager of the LLC is also a representative of the broker-dealer. He will not receive compensation for serving as the manager of the entity, but will earn investment banking fees and sales compensation. The amount will be dependent on his sales activity.
false
CAP-EX, LLC
Bruce V Roberts
Bruce V Roberts
Manager
2020-07-24