0001814329-23-000023.txt : 20231003 0001814329-23-000023.hdr.sgml : 20231003 20231003180605 ACCESSION NUMBER: 0001814329-23-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230913 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEMP CHRIS CENTRAL INDEX KEY: 0001870125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39426 FILM NUMBER: 231305769 MAIL ADDRESS: STREET 1: 1900 SKYHAWK STREET CITY: ALAMEDA STATE: CA ZIP: 94501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Astra Space, Inc. CENTRAL INDEX KEY: 0001814329 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 141916687 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 SKYHAWK STREET CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (866) 278-7217 MAIL ADDRESS: STREET 1: 1900 SKYHAWK STREET CITY: ALAMEDA STATE: CA ZIP: 94501 FORMER COMPANY: FORMER CONFORMED NAME: Holicity Inc. DATE OF NAME CHANGE: 20200608 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-09-13 0 0001814329 Astra Space, Inc. ASTR 0001870125 KEMP CHRIS C/O ASTRA SPACE, INC. 1900 SKYHAWK STREET ALAMEDA CA 94501 0 1 0 0 Chief Executive Officer 0 Class A Common Stock 72465 D Class A Common Stock 2200 I Held by Spouse Class B Common Stock Class A Common Stock 1806376 1806376 D Employee stock option (right to buy) 6.9 2030-02-26 Class A Common Stock 443 443 D Employee stock option (right to buy) 135.6 2031-09-20 Class A Common Stock 86774 86774 D Class A Common Stock 78.15 2032-01-20 Class A Common Stock 28924 28924 D The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Each share of Class B Common Stock is convertible into one (1) fully paid and nonassessable share of Class A Common Stock at the option of the holder thereof at any time upon written notice to the Company. Each applicable share of Class B Common Stock shall automatically convert into one (1) fully paid and nonassessable share of Class A Common Stock upon the occurrence of certain events pursuant to the Company's Second Amended and Restated Certificate of Incorporation, as amended from time to time. The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023. Fully vested and exercisable, each for one (1) share of Class A Common Stock. Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025. Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025. /s/ Chris Kemp 2023-09-30