0001814287-24-000023.txt : 20240215 0001814287-24-000023.hdr.sgml : 20240215 20240215210058 ACCESSION NUMBER: 0001814287-24-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240213 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCauley William Hugh JR CENTRAL INDEX KEY: 0001983321 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39403 FILM NUMBER: 24645584 MAIL ADDRESS: STREET 1: 2101 PARK CENTER DRIVE STREET 2: #170 CITY: ORLANDO STATE: FL ZIP: 32835 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Abacus Life, Inc. CENTRAL INDEX KEY: 0001814287 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 851210472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 200 CITY: ORLANDO STATE: FL ZIP: 32835 BUSINESS PHONE: (800) 561-4148 MAIL ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 200 CITY: ORLANDO STATE: FL ZIP: 32835 FORMER COMPANY: FORMER CONFORMED NAME: East Resources Acquisition Co DATE OF NAME CHANGE: 20200605 4 1 wk-form4_1708048846.xml FORM 4 X0508 4 2024-02-13 0 0001814287 Abacus Life, Inc. ABL 0001983321 McCauley William Hugh JR 2101 PARK CENTER DRIVE, SUITE 200 ORLANDO FL 32835 0 1 0 0 Chief Financial Officer 0 Restricted Stock Unit 2024-02-13 4 A 0 12000 A Common Stock 12000 12000 D Restricted Stock Unit Common Stock 500000 500000 D Non-Qualified Stock Option (Right to Buy) 12.37 2024-02-13 4 A 0 38363 0 A 2034-02-13 Common Stock 38363 38363 D Each restricted stock unit represents the right to receive, at settlement, one share of the Company's common stock. Vest equally on each of the first three (3) anniversaries of the grant date. On October 26, 2023, the Issuer awarded the Reporting Person 500,000 time-based Restricted Stock Units ("RSUs"), ten percent (10%) of which will vest on Jul 3, 2024, and the remaining ninety percent (90%) of which will vest on July 3, 2026, subject to the terms and conditions of the Issuer's 2023 Long-Term Equity Compensation Incentive Plan (the "Plan") and the RSU award agreement. Upon vesting, each RSU shall be converted to an equivalent number of shares of the Issuer's common stock (or, at the Issuer's option, its cash equivalent). /s/ William Hugh McCauley, Jr. 2024-02-15