0001814287-24-000023.txt : 20240215
0001814287-24-000023.hdr.sgml : 20240215
20240215210058
ACCESSION NUMBER: 0001814287-24-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240213
FILED AS OF DATE: 20240215
DATE AS OF CHANGE: 20240215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCauley William Hugh JR
CENTRAL INDEX KEY: 0001983321
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39403
FILM NUMBER: 24645584
MAIL ADDRESS:
STREET 1: 2101 PARK CENTER DRIVE
STREET 2: #170
CITY: ORLANDO
STATE: FL
ZIP: 32835
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Abacus Life, Inc.
CENTRAL INDEX KEY: 0001814287
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 851210472
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2101 PARK CENTER DRIVE, SUITE 200
CITY: ORLANDO
STATE: FL
ZIP: 32835
BUSINESS PHONE: (800) 561-4148
MAIL ADDRESS:
STREET 1: 2101 PARK CENTER DRIVE, SUITE 200
CITY: ORLANDO
STATE: FL
ZIP: 32835
FORMER COMPANY:
FORMER CONFORMED NAME: East Resources Acquisition Co
DATE OF NAME CHANGE: 20200605
4
1
wk-form4_1708048846.xml
FORM 4
X0508
4
2024-02-13
0
0001814287
Abacus Life, Inc.
ABL
0001983321
McCauley William Hugh JR
2101 PARK CENTER DRIVE, SUITE 200
ORLANDO
FL
32835
0
1
0
0
Chief Financial Officer
0
Restricted Stock Unit
2024-02-13
4
A
0
12000
A
Common Stock
12000
12000
D
Restricted Stock Unit
Common Stock
500000
500000
D
Non-Qualified Stock Option (Right to Buy)
12.37
2024-02-13
4
A
0
38363
0
A
2034-02-13
Common Stock
38363
38363
D
Each restricted stock unit represents the right to receive, at settlement, one share of the Company's common stock.
Vest equally on each of the first three (3) anniversaries of the grant date.
On October 26, 2023, the Issuer awarded the Reporting Person 500,000 time-based Restricted Stock Units ("RSUs"), ten percent (10%) of which will vest on Jul 3, 2024, and the remaining ninety percent (90%) of which will vest on July 3, 2026, subject to the terms and conditions of the Issuer's 2023 Long-Term Equity Compensation Incentive Plan (the "Plan") and the RSU award agreement. Upon vesting, each RSU shall be converted to an equivalent number of shares of the Issuer's common stock (or, at the Issuer's option, its cash equivalent).
/s/ William Hugh McCauley, Jr.
2024-02-15