0001062993-23-013995.txt : 20230623
0001062993-23-013995.hdr.sgml : 20230623
20230623170516
ACCESSION NUMBER: 0001062993-23-013995
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230616
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herman Debrah
CENTRAL INDEX KEY: 0001959913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038587
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haring-Smith Whitney
CENTRAL INDEX KEY: 0001846535
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038588
MAIL ADDRESS:
STREET 1: 12610 RACE TRACT ROAD, SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzu Nuburu V LLC
CENTRAL INDEX KEY: 0001959879
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038592
BUSINESS ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzu Nuburu LLC
CENTRAL INDEX KEY: 0001959884
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038595
BUSINESS ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seldin David
CENTRAL INDEX KEY: 0001959900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038596
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: David & Jennifer Michael Family Ltd Partnership
CENTRAL INDEX KEY: 0001960188
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038590
BUSINESS ADDRESS:
STREET 1: 6835 PASEO LAREDO
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 6835 PASEO LAREDO
CITY: LA JOLLA
STATE: CA
ZIP: 92037
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzu Partners LLC
CENTRAL INDEX KEY: 0001959972
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038591
BUSINESS ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzu Nuburu II LLC
CENTRAL INDEX KEY: 0001959974
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038594
BUSINESS ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzu Nuburu III LLC
CENTRAL INDEX KEY: 0001960024
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038593
BUSINESS ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 12610 RACE TRACK ROAD
STREET 2: SUITE 250
CITY: TAMPA
STATE: FL
ZIP: 33626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CST Global LLC
CENTRAL INDEX KEY: 0001960132
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231038589
BUSINESS ADDRESS:
STREET 1: 6835 PASEO LAREDO
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 813-814-9898
MAIL ADDRESS:
STREET 1: 6835 PASEO LAREDO
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuburu, Inc.
CENTRAL INDEX KEY: 0001814215
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 767-1400
MAIL ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: Tailwind Acquisition Corp.
DATE OF NAME CHANGE: 20200604
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-16
0001814215
Nuburu, Inc.
BURU
0001959900
Seldin David
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001959884
Anzu Nuburu LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001959974
Anzu Nuburu II LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001960024
Anzu Nuburu III LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001959879
Anzu Nuburu V LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001959972
Anzu Partners LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001960188
David & Jennifer Michael Family Ltd Partnership
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001960132
CST Global LLC
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001846535
Haring-Smith Whitney
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0001959913
Herman Debrah
12610 RACE TRACK ROAD
SUITE 250
TAMPA
FL
33626
0
0
1
0
0
Common Stock
2023-06-16
4
S
0
4720
0.7104
D
10118292
D
Common Stock
2023-06-16
4
S
0
1876
0.7104
D
4020760
D
Common Stock
2023-06-16
4
S
0
863
0.7104
D
1849337
D
Common Stock
2023-06-16
4
S
0
709
0.7104
D
1519618
D
Common Stock
2023-06-16
4
S
0
235
0.7104
D
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D
Common Stock
2023-06-16
4
S
0
83
0.7104
D
177836
D
Common Stock
2023-06-16
4
S
0
49
0.7104
D
103004
D
Common Stock
2023-06-16
4
S
0
11
0.7104
D
24260
D
Common Stock
2023-06-16
4
S
0
5
0.7104
D
12130
D
Common Stock
2023-06-22
4
S
0
53
0.7165
D
10118239
D
These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.
The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
The shares were sold in multiple transactions at prices ranging from $0.67 to $0.72, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The Reporting Persons may be deemed members of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. Mr. Seldin and Mr. Haring-Smith are managing partners of Anzu Partners LLC and share voting and dispositive power with respect to the securities held directly by Anzu Partners LLC. Mr. Seldin, Mr. Hirsch and Ms. Herman are managers of each of Anzu Nuburu LLC, Anzu Nuburu II LLC, Anzu Nuburu III LLC and Anzu Nuburu V LLC (collectively, the "Anzu SPVs") and share voting and dispositive power with respect to the securities held directly by the Anzu SPVs. Mr. Hirsch is a director of the Issuer. Each of the Reporting Persons may be deemed a director by deputization of the Issuer. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, or are subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
/s/ Debrah Herman, attorney-in-fact for each of the Reporting Persons
2023-06-23