UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 3.03 Material Modification to Rights of Security Holders.
Nuburu, Inc. (the “Company”) previously announced that it was implementing a reverse stock split of its common stock at a ratio of 1-for-40 (the “Reverse Split”), which was to become effective on July 10, 2024. Notwithstanding that the Company provided FINRA with more than 10 days prior notice of the record date for the Reverse Split as required under applicable rules, FINRA has indicated that, due to a backlog of its processing of corporate actions with respect to issuers quoted on the over-the-counter market administered by FINRA, it is not able to process the Reverse Split as of July 10, 2024. As a result, the Company must delay the implementation of the Reverse Split until FINRA is able to process this action. The Company will promptly notify the market upon establishing a new record date for the Reverse Split.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NUBURU, INC. |
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Date: |
July 10, 2024 |
By: |
/s/ Brian Knaley |
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Name: Title: |
Brian Knaley |