0000950170-23-069065.txt : 20231208
0000950170-23-069065.hdr.sgml : 20231208
20231208163504
ACCESSION NUMBER: 0000950170-23-069065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231206
FILED AS OF DATE: 20231208
DATE AS OF CHANGE: 20231208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicol Ronald Lee
CENTRAL INDEX KEY: 0001952798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231475918
MAIL ADDRESS:
STREET 1: 7442 SOUTH TUCSON WAY
STREET 2: #130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuburu, Inc.
CENTRAL INDEX KEY: 0001814215
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 767-1400
MAIL ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: Tailwind Acquisition Corp.
DATE OF NAME CHANGE: 20200604
4
1
ownership.xml
4
X0508
4
2023-12-06
0001814215
Nuburu, Inc.
BURU
0001952798
Nicol Ronald Lee
C/O NUBURU, INC.
7442 S TUCSON WAY, STE 130
CENTENNIAL
CO
80112
true
false
false
false
false
Warrant (right to buy)
0.25
2023-12-06
4
P
false
4400000
A
2023-12-06
2028-12-06
Common Stock
4400000
4400000
I
See footnote
Warrant to purchase shares of Nuburu, Inc. common stock, par value $0.0001 per share (the "Warrant"), was issued pursuant to a Note and Warrant Purchase Agreement dated as of November 13, 2023 (the "Purchase Agreement"). The exercise price is subject to adjustment pursuant to the terms of the Warrant.
The Warrant was issued pursuant to the Purchase Agreement in connection with the purchase of a secured promissory note as partial consideration for the secured promissory note. The total consideration paid by the reporting person pursuant to the Purchase Agreement was $1,000,000.
The securities are held directly by Eunomia, LP. Mr. Nicol is the manager of Eunomia, LP and exercises voting and investment control over these securities.
/s/ Brian Knaley, by power of attorney on behalf of Ronald Lee Nicol
2023-12-08