0001947761-23-000001.txt : 20230214 0001947761-23-000001.hdr.sgml : 20230214 20230213195315 ACCESSION NUMBER: 0001947761-23-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apexigen, Inc. CENTRAL INDEX KEY: 0001814140 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851260244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-473368 FILM NUMBER: 23621192 BUSINESS ADDRESS: STREET 1: 75 SHOREWAY ROAD, SUITE C CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650.931.6236 MAIL ADDRESS: STREET 1: 75 SHOREWAY ROAD, SUITE C CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Brookline Capital Acquisition Corp. DATE OF NAME CHANGE: 20200603 D 1 primary_doc.xml X0708 D LIVE 0001814140 Apexigen, Inc. 75 SHOREWAY ROAD, SUITE C SAN CARLOS CA CALIFORNIA 94070 650.931.6236 DELAWARE Brookline Capital Acquisition Corp. Corporation true 2020 Xiaodong Yang 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Executive Officer Director President and CEO Francis Sarena 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Executive Officer Chief Operating Officer William Duke, Jr. 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Executive Officer Chief Financial Officer Frank Hsu 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Executive Officer Chief Medical Officer Amy Wong 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Executive Officer Senior VP, Finance and Operations Meenu Karson 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Chair of the Board Dan Zabrowski 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Scott Smith 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Herb Cross 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Jakob Dupont 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Gordon Ringold 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Samuel Wertheimer 75 Shoreway Road Suite C San Carlos CA CALIFORNIA 94070 Director Biotechnology Decline to Disclose 06b false 2023-01-30 false true true true false 0 Brookline Capital Markets, a division of Arcadia Securities, LLC 44656 None None 280 Park Ave. Suite 43W New York NY NEW YORK 10017 All States true 5587982 5587982 0 The Total Offering Amount includes up to $2,793,991.20 to be received upon exercise of warrants. false 13 195579 45000 true 0 false Apexigen, Inc. /s/ Francis Sarena Francis Sarena Chief Operating Officer 2023-02-10