0001486189-23-000029.txt : 20231003 0001486189-23-000029.hdr.sgml : 20231003 20231003174542 ACCESSION NUMBER: 0001486189-23-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sim Brandon CENTRAL INDEX KEY: 0001813532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41097 FILM NUMBER: 231305680 MAIL ADDRESS: STREET 1: C/O APOLLO MEDICAL HOLDINGS, INC. STREET 2: 1668 S. GARFIELD AVENUE, 3RD FLOOR CITY: ALHAMBRA STATE: CA ZIP: 91801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardio Diagnostics Holdings, Inc. CENTRAL INDEX KEY: 0001870144 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 870925574 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 311 W. SUPERIOR STREET STREET 2: SUITE 444 CITY: CHICAGO STATE: IL ZIP: 60645 BUSINESS PHONE: 855-226-9991 MAIL ADDRESS: STREET 1: 311 W. SUPERIOR STREET STREET 2: SUITE 444 CITY: CHICAGO STATE: IL ZIP: 60645 FORMER COMPANY: FORMER CONFORMED NAME: Mana Capital Acquisition Corp. DATE OF NAME CHANGE: 20210629 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-09-30 0 0001870144 Cardio Diagnostics Holdings, Inc. CDIO 0001813532 Sim Brandon C/O CARDIO DIAGNOSTICS HOLDINGS INC. 311 W. SUPERIOR ST. SUITE 444 CHICAGO IL 60654 1 0 0 0 0 Common Stock 2023-09-30 4 M 0 36765 0.34 A 57773 D Restricted Stock Units 0 2023-09-30 4 M 0 12500 0 A 2023-09-30 2023-12-31 Common Stock 12500 12500 D Represents the settlement of restricted stock units (RSUs) that vested on September 30, 2023 through the issuance of shares of Common Stock. Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On September 30, 2023, $12,500 in value of RSUs vested and were settled at the price of $0.34, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs, $25,000 in value of which vested on June 30, 2023 and $12,500 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on the vesting date, the RSUs will continue to vest $12,500 in value on December 31, 2023 based on the closing price of the Issuers common stock on the vesting date. The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan. /s/ Elisa Luqman as attorney-in-fact for Brandon Sim 2023-10-03