0001213900-22-057978.txt : 20220922
0001213900-22-057978.hdr.sgml : 20220922
20220922151322
ACCESSION NUMBER: 0001213900-22-057978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220915
FILED AS OF DATE: 20220922
DATE AS OF CHANGE: 20220922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIAC Sponsor LLC
CENTRAL INDEX KEY: 0001812362
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39783
FILM NUMBER: 221259081
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 917-254-7700
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOXO TECHNOLOGIES INC.
CENTRAL INDEX KEY: 0001812360
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 851050265
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 729 WASHINGTON AVE. N
STREET 2: SUITE 600
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
BUSINESS PHONE: (612) 562-9447
MAIL ADDRESS:
STREET 1: 729 WASHINGTON AVE. N
STREET 2: SUITE 600
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55401
FORMER COMPANY:
FORMER CONFORMED NAME: Delwinds Insurance Acquisition Corp.
DATE OF NAME CHANGE: 20200518
4
1
ownership.xml
X0306
4
2022-09-15
1
0001812360
FOXO TECHNOLOGIES INC.
FOXO
0001812362
DIAC Sponsor LLC
729 WASHINGTON ST. N., SUITE 600
MINNEAPOLIS
MN
55402
0
0
1
0
Class A Common Stock
2022-09-15
4
M
0
632500
D
0
I
see footnote
Class B Common Stock
2022-09-15
4
J
0
600000
D
Class A Common Stock
600000
0
I
see footnote
Class B Common Stock
2022-09-15
4
J
0
4431250
D
Class A Common Stock
4431250
0
I
see footnote
Warrants
11.50
2022-09-15
4
J
0
316250
11.50
D
2022-10-15
2027-09-15
Class A Common Stock
316250
0
I
see footnote
Represents the distribution for no consideration by DIAC Sponsor LLC (the "Sponsor") of (i) 4,431,250 shares of Class A common stock of Delwinds, (ii) 632,500 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.
Represents the forfeiture, for no consideration, by the Sponsor 600,000 shares of Class B common stock of Delwinds.
As a managing member of the Sponsor, Mr. Andrew Poole may be deemed to share beneficial ownership of shares of Delwinds common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
/s/ Andrew Poole the Managing Member of DIAC Sponsor LLC
2022-09-22