0001041062-24-000072.txt : 20240214
0001041062-24-000072.hdr.sgml : 20240214
20240214170728
ACCESSION NUMBER: 0001041062-24-000072
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SHF Holdings, Inc.
CENTRAL INDEX KEY: 0001854963
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 862409612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-92627
FILM NUMBER: 24640333
BUSINESS ADDRESS:
STREET 1: 1526 COLE BLVD.
STREET 2: SUITE 250
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: (303) 431-3435
MAIL ADDRESS:
STREET 1: 1526 COLE BLVD.
STREET 2: SUITE 250
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: Northern Lights Acquisition Corp.
DATE OF NAME CHANGE: 20210402
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Atalaya Capital Management LP
CENTRAL INDEX KEY: 0001812285
ORGANIZATION NAME:
IRS NUMBER: 113774841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122011924
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
SC 13G/A
1
ACM_13G_Amendment2_SHF.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
SHF Holdings, Inc.
(Name of Issuer)
Class A Common Stock, $0.0001 par value per share
(Title of Class of Securities)
824430102
(CUSIP Number)
December 31, 2023
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this
Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No.824430102
1
Names of Reporting Persons
Midtown East Management NL LLC
2
Check the appropriate box if a member of a Group (see
instructions)
(a) [ ]
(b) [x]
3
Sec Use Only
4
Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person
With:
5
Sole Voting Power
0
6
Shared Voting Power
1,517,924
7
Sole Dispositive Power
0
8
Shared Dispositive Power
1,517,924
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,517,924
10
Check box if the aggregate amount in row (9) excludes certain
shares
(See Instructions)
[]
11
Percent of class represented by amount in row (9)
3.25%
12
Type of Reporting Person (See Instructions)
OO
CUSIP No.824430102
1
Names of Reporting Persons
Atalaya Special Purpose Investment Fund II LP
2
Check the appropriate box if a member of a Group (see
instructions)
(a) [ ]
(b) [x]
3
Sec Use Only
4
Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person
With:
5
Sole Voting Power
0
6
Shared Voting Power
1,517,924
7
Sole Dispositive Power
0
8
Shared Dispositive Power
1,517,924
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,517,924
10
Check box if the aggregate amount in row (9) excludes certain
shares
(See Instructions)
[]
11
Percent of class represented by amount in row (9)
3.25%
12
Type of Reporting Person (See Instructions)
PN
CUSIP No.824430102
1
Names of Reporting Persons
Atalaya Capital Management LP
2
Check the appropriate box if a member of a Group (see
instructions)
(a) [ ]
(b) [x]
3
Sec Use Only
4
Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person
With:
5
Sole Voting Power
0
6
Shared Voting Power
1,517,924
7
Sole Dispositive Power
0
8
Shared Dispositive Power
1,517,924
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,517,924
10
Check box if the aggregate amount in row (9) excludes certain
shares
(See Instructions)
[]
11
Percent of class represented by amount in row (9)
3.25%
12
Type of Reporting Person (See Instructions)
IA, PN
Item 1(a). Name of Issuer:
SHF Holdings, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
10 East 53rd Street, Suite 3001, New York, New York, 10022
Item 2(a). Name of Person Filing:
This Statement is filed on behalf of the following persons
(collectively, the "Reporting Persons"):
i. Midtown East Management NL LLC ("Midtown");
ii. Atalaya Special Purpose Investment Fund II LP ("ASPIF II");
and
iii. Atalaya Capital Management LP ("ACM").
Item 2(b). Address of Principal Business Office or, if None,
Residence:
The address of the principal business office of each of Midtown,
ASPIF II, and ACM is One Rockefeller Plaza, 32nd Floor, New
York, NY 10020.
Item 2(c). Citizenship:
Midtown is a Delaware limited liability company. Each of ASPIF
II and
ACM is a Delaware limited partnership.
Item 2(d). Title and Class of Securities:
Class A common stock, $0.0001 par value per share (the "Shares")
Item 2(e). CUSIP Number:
824430102
Item 3. If This Statement is Filed Pursuant to 240.13d-1(b) or
240.13d-2(b) or (c), Check Whether the Person Filing is a:
This Item 3 is not applicable.
Item 4(a). Amount Beneficially Owned:
As of the date hereof, each of ACM and ASPIF II may be deemed
the beneficial owner of 1,517,924 Shares, which amount includes
1,517,924 Shares held of record by Midtown.
Item 4(b). Percent of Class:
As of the date hereof, each of ACM and ASPIF II may be deemed
the beneficial owner of approximately 3.25% of Shares
outstanding, which amount includes the 3.25% of Shares held of
record by Midtown. These percentages are based on 46,593,317
Shares outstanding as reported in the Issuer's Quarterly Report
on Form 10-Q filed with the Securities and Exchange Commission
on November 14, 2023.
Item 4(c). Number of shares as to which such person has:
Midtown:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,517,924
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of:
1,517,924
ASPIF II:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,517,924
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of:
1,517,924
ACM:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,517,924
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of:
1,517,924
The Shares are directly held by Midtown. ASPIF II is the sole
member of Midtown. As ASPIF II and Midtown's investment manager,
ACM has the power to vote and direct the disposition of all
Shares held by ASPIF II and Midtown.
This report shall not be deemed an admission that ACM, ASPIF II,
Midtown, or any other person is the beneficial owner of the
securities reported herein for purposes of Section 13 of the
Act, or for any other purpose.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than 5 percent of the class of
securities, check the following [X].
Item 6. Ownership of more than Five Percent on Behalf of Another
Person.
This Item 6 is not applicable.
Item 7. Identification and classification of the subsidiary
which acquired the security being reported on by the parent
holding company or control person.
This Item 7 is not applicable.
Item 8. Identification and classification of members of the
group.
This Item 8 is not applicable.
Item 9. Notice of Dissolution of Group.
This Item 9 is not applicable.
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination
under 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Midtown East Management NL LLC
By: /s/ Drew Phillips
Name: Drew Phillips
Title: Authorized Signatory
Atalaya Special Purpose Investment Fund II LP
By: /s/ Drew Phillips
Name: Drew Phillips
Title: Authorized Signatory
Atalaya Capital Management LP
By: /s/ Drew Phillips
Name: Drew Phillips
Title: Authorized Signatory
February 14, 2024
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative.
If the statement is signed on behalf of a person by his
authorized representative (other than an executive officer or
general partner of this filing person), evidence of the
representative's authority to sign on behalf of such person
shall be filed with the statement, provided, however, that a
power of attorney for this purpose which is already on file with
the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed
or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001).