0001812185-24-000007.txt : 20240830 0001812185-24-000007.hdr.sgml : 20240830 20240830092008 ACCESSION NUMBER: 0001812185-24-000007 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240830 EFFECTIVENESS DATE: 20240830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Level Four Capital Management, LLC CENTRAL INDEX KEY: 0001812185 ORGANIZATION NAME: IRS NUMBER: 842230072 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1934 Act SEC FILE NUMBER: 028-20267 FILM NUMBER: 241266759 BUSINESS ADDRESS: STREET 1: 12400 COIT RD. STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 866-834-1040 MAIL ADDRESS: STREET 1: 12400 COIT RD. STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75251 N-PX 1 primary_doc.xml N-PX IM LIVE 0001812185 XXXXXXXX false false 06/30/2024 YEAR 2024 Level Four Capital Management, LLC 972-284-5475

12400 Coit Rd #100 Dallas TX 75251

INSTITUTIONAL MANAGER VOTING REPORT N 028-20267 304792 801-117681 N 0 Level Four Capital Management, LLC Jill Zacha, JD Jill Zacha, JD Corporate Counsel & CCO 08/30/2024 PROXY VOTING RECORD 2 ProxyVotingTable.xml PROXY VOTING RECORD Elastic N.V.N14506104NL001305691410/05/2023Non-binding advisory vote on the compensation of the Company's named executive officers as described in the proxy statementSECTION 14A SAY-ON-PAY VOTES194.0000000FOR194.000000FORMedtronic plcG5960L103IE00BTN1Y11510/19/2023Approving, on an advisory basis, the Company's executive compensation;SECTION 14A SAY-ON-PAY VOTES574.0000000FOR574.000000FORParker-Hannifin Corporation701094104US701094104210/25/2023Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers.SECTION 14A SAY-ON-PAY VOTES39.0000000FOR39.000000FORParker-Hannifin Corporation701094104US701094104210/25/2023Approval, on a non-binding, advisory basis, of the frequency of future advisory votes to approve Named Executive Officer compensation.SECTION 14A SAY-ON-PAY VOTES39.0000000ONE YEAR39.000000FORKLA Corporation482480100US482480100911/01/2023To approve on a non-binding, advisory basis our named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES5.0000000FOR5.000000FORKLA Corporation482480100US482480100911/01/2023To approve on a non-binding, advisory basis the recommended frequency of future stockholder votes to approve our named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES5.0000000ONE YEAR5.000000FORCoty Inc.222070203US222070203711/02/2023Approval, on an advisory (non-binding) basis, of the compensation of Coty Inc.'s named executive officers, as disclosed in the proxy statementSECTION 14A SAY-ON-PAY VOTES104.0000000AGAINST104.000000AGAINSTLam Research Corporation512807108US512807108211/07/2023Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay."SECTION 14A SAY-ON-PAY VOTES1918.0000000FOR1918.000000FORLam Research Corporation512807108US512807108211/07/2023Advisory vote to approve the frequency of holding future stockholder advisory votes on named executive officer compensation, or "Say on Frequency."SECTION 14A SAY-ON-PAY VOTES1918.0000000ONE YEAR1918.000000FORThe Estee Lauder Companies Inc.518439104US518439104411/17/2023Advisory vote to approve executive compensation.SECTION 14A SAY-ON-PAY VOTES3070.0000000AGAINST3070.000000AGAINSTThe Estee Lauder Companies Inc.518439104US518439104411/17/2023Advisory vote on the frequency of the advisory vote on executive compensation.SECTION 14A SAY-ON-PAY VOTES3070.0000000ONE YEAR3070.000000FORSplunk Inc.848637104US848637104511/29/2023To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Splunk named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.SECTION 14A SAY-ON-PAY VOTES37.0000000FOR37.000000FORAtlassian Corporation049468101US049468101012/06/2023An advisory vote to approve the fiscal year 2023 compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES34.0000000FOR34.000000FORAtlassian Corporation049468101US049468101012/06/2023An advisory vote on the frequency of holding future advisory votes to approve compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES34.0000000ONE YEAR34.000000FORBill Holdings, Inc.090043100US090043100012/07/2023To approve, on an advisory basis, the compensation of our Named Executive Officers (Say-on-Pay).SECTION 14A SAY-ON-PAY VOTES10.0000000FOR10.000000FORMicrosoft Corporation594918104US594918104512/07/2023Advisory Vote to Approve Named Executive Officer Compensation ("say-on-pay vote")SECTION 14A SAY-ON-PAY VOTES6085.0000000FOR6085.000000FORMicrosoft Corporation594918104US594918104512/07/2023Advisory Vote on the Frequency of Advisory Vote on Executive CompensationSECTION 14A SAY-ON-PAY VOTES6085.0000000ONE YEAR6085.000000FORPalo Alto Networks, Inc.697435105US697435105712/12/2023To approve, on an advisory basis, the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES2046.0000000AGAINST2046.000000AGAINSTViatris Inc.92556V106US92556V106112/15/2023Approval of, on a non-binding advisory basis, the 2022 compensation of the named executive officers of the Company.SECTION 14A SAY-ON-PAY VOTES6.0000000FOR6.000000FORD.R. Horton, Inc.23331A109US23331A109701/17/2024Approval of the advisory resolution on executive compensation.SECTION 14A SAY-ON-PAY VOTES122.0000000FOR122.000000FORD.R. Horton, Inc.23331A109US23331A109701/17/2024Advisory vote as to the frequency of future advisory votes on executive compensation.SECTION 14A SAY-ON-PAY VOTES122.0000000ONE YEAR122.000000FORCostco Wholesale Corporation22160K105US22160K105101/18/2024Approval, on an advisory basis, of executive compensation.SECTION 14A SAY-ON-PAY VOTES110.0000000FOR110.000000FORIntuit Inc.461202103US461202103401/18/2024Advisory vote to approve Intuit's executive compensation (say-on-pay)SECTION 14A SAY-ON-PAY VOTES60.0000000FOR60.000000FORIntuit Inc.461202103US461202103401/18/2024Advisory vote on the frequency of future say-on-pay votesSECTION 14A SAY-ON-PAY VOTES60.0000000ONE YEAR60.000000FORMicron Technology, Inc.595112103US595112103801/18/2024PROPOSAL BY THE COMPANY TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.SECTION 14A SAY-ON-PAY VOTES19758.0000000FOR19758.000000FORMicron Technology, Inc.595112103US595112103801/18/2024PROPOSAL BY THE COMPANY TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY (EVERY ONE, TWO, OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL HAVE AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.SECTION 14A SAY-ON-PAY VOTES19758.0000000ONE YEAR19758.000000FORVisa Inc.92826C839US92826C839401/23/2024To approve, on an advisory basis, the compensation paid to our named executive officers.SECTION 14A SAY-ON-PAY VOTES2529.0000000FOR2529.000000FORJacobs Solutions, Inc.46982L108US46982L108901/24/2024Advisory vote to approve the Company's executive compensation.SECTION 14A SAY-ON-PAY VOTES30.0000000FOR30.000000FOREmerson Electric Co.291011104US291011104402/06/2024Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation.SECTION 14A SAY-ON-PAY VOTES65.0000000FOR65.000000FORApple Inc.037833100US037833100502/28/2024Advisory vote to approve executive compensationSECTION 14A SAY-ON-PAY VOTES25274.0000000FOR25274.000000FORApplied Materials, Inc.038222105US038222105103/07/2024Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2023.SECTION 14A SAY-ON-PAY VOTES9484.0000000FOR9484.000000FORTransDigm Group Incorporated893641100US893641100303/07/2024Approval, on an advisory basis, of the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES730.0000000AGAINST730.000000AGAINSTThe Walt Disney Company254687106US254687106004/03/2024Consideration of an advisory vote to approve Company's executive compensation.SECTION 14A SAY-ON-PAY VOTES0.0000000The Walt Disney Company254687106US254687106004/03/2024Consideration of an advisory vote to approve executive compensationSECTION 14A SAY-ON-PAY VOTES0.0000000The Walt Disney Company254687106US254687106004/03/2024Consideration of an advisory vote to approve the Company's executive compensation.SECTION 14A SAY-ON-PAY VOTES0.0000000Broadcom Inc.11135F101US11135F101204/22/2024Advisory vote to approve the named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES740.0000000AGAINST740.000000AGAINSTMSCI Inc.55354G100US55354G100404/23/2024To approve, by non-binding vote, our executive compensation, as described in these proxy materials.SECTION 14A SAY-ON-PAY VOTES2651.0000000FOR2651.000000FORPaycom Software, Inc.70432V102US70432V102604/29/2024Advisory approval of the compensation of the Company's named executive officers.SECTION 14A SAY-ON-PAY VOTES3868.0000000AGAINST3868.000000AGAINSTLockheed Martin Corporation539830109US539830109405/02/2024Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay)SECTION 14A SAY-ON-PAY VOTES1642.0000000FOR1642.000000FORAbbVie Inc.00287Y109US00287Y109105/03/2024Say on Pay - An advisory vote on the approval of executive compensationSECTION 14A SAY-ON-PAY VOTES5662.0000000FOR5662.000000FORAbbVie Inc.00287Y109US00287Y109105/03/2024Say on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensationSECTION 14A SAY-ON-PAY VOTES5662.0000000ONE YEAR5662.000000FORPulteGroup, Inc.745867101US745867101005/06/2024Say-on-pay: Advisory vote to approve executive compensation.SECTION 14A SAY-ON-PAY VOTES7931.0000000FOR7931.000000FORUber Technologies, Inc.90353T100US90353T100705/06/2024Advisory vote to approve 2023 named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES40301.0000000FOR40301.000000FORUnited Rentals, Inc.911363109US911363109005/09/2024Advisory Approval of Executive CompensationSECTION 14A SAY-ON-PAY VOTES1423.0000000FOR1423.000000FORAkamai Technologies, Inc.00971T101US00971T101605/10/2024To approve, on an advisory basis, our named executive officer compensationSECTION 14A SAY-ON-PAY VOTES6198.0000000FOR6198.000000FORBlackRock, Inc.09247X101US09247X101905/15/2024Approval, in a non-binding advisory vote, of the compensation for named executive officers.SECTION 14A SAY-ON-PAY VOTES2928.0000000AGAINST2928.000000AGAINSTPhillips 66718546104US718546104005/15/2024Advisory vote to approve our executive compensation.SECTION 14A SAY-ON-PAY VOTES8912.0000000FOR8912.000000FORVertex Pharmaceuticals Incorporated92532F100US92532F100305/15/2024Advisory vote to approve named executive office compensation.SECTION 14A SAY-ON-PAY VOTES1821.0000000FOR1821.000000FORDropbox, Inc.26210C104US26210C104505/16/2024To approve, on an advisory basis, the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES50752.0000000FOR50752.000000FORThe Home Depot, Inc.437076102US437076102905/16/2024Advisory Vote to Approve Executive Compensation ("Say-on-Pay")SECTION 14A SAY-ON-PAY VOTES4504.0000000FOR4504.000000FORAmazon.com, Inc.023135106US023135106705/22/2024ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATIONSECTION 14A SAY-ON-PAY VOTES27021.0000000AGAINST27021.000000AGAINSTMcDonald's Corporation580135101US580135101705/22/2024Advisory Vote to Approve Executive Compensation.SECTION 14A SAY-ON-PAY VOTES2551.0000000FOR2551.000000FORPayPal Holdings, Inc.70450Y103US70450Y103805/22/2024Advisory Vote to Approve Named Executive Officer Compensation.SECTION 14A SAY-ON-PAY VOTES36561.0000000FOR36561.000000FORMorgan Stanley617446448US617446448605/23/2024To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)SECTION 14A SAY-ON-PAY VOTES17526.0000000AGAINST17526.000000AGAINSTServiceNow, Inc.81762P102US81762P102105/23/2024Advisory vote to approve ServiceNow's named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES1059.0000000FOR1059.000000FORDocusign, Inc.256163106US256163106805/29/2024Approval, on an advisory basis, of our named executive officers' compensationSECTION 14A SAY-ON-PAY VOTES30924.0000000AGAINST30924.000000AGAINSTUnitedHealth Group Incorporated91324P102US91324P102106/03/2024Advisory approval of the Company's executive compensation.SECTION 14A SAY-ON-PAY VOTES3147.0000000FOR3147.000000FORBooking Holdings Inc.09857L108US09857L108906/04/2024Advisory vote to approve 2023 executive compensation.SECTION 14A SAY-ON-PAY VOTES620.0000000FOR620.000000FORCognizant Technology Solutions Corporation192446102US192446102306/04/2024Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers (say-on-pay).SECTION 14A SAY-ON-PAY VOTES9962.0000000FOR9962.000000FORFortive Corporation34959J108US34959J108806/04/2024To approve on an advisory basis Fortive's named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES10008.0000000FOR10008.000000FORFidelity National Information Services, Inc.31620M106US31620M106206/05/2024To approve, on an advisory basis, the compensation of the Company's named executive officers.SECTION 14A SAY-ON-PAY VOTES12440.0000000FOR12440.000000FORNetflix, Inc.64110L106US64110L106106/06/2024Advisory approval of named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES2631.0000000FOR2631.000000FORTwilio Inc.90138F102US90138F102106/06/2024To approve, on a non-binding advisory basis, the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES19896.0000000FOR19896.000000FORTwilio Inc.90138F102US90138F102106/06/2024To indicate, on a non-binding advisory basis, the preferred frequency of future non-binding advisory votes to approve the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES19896.0000000ONE YEAR19896.000000FOREtsy, Inc.29786A106US29786A106006/13/2024Advisory vote to approve named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES9778.0000000AGAINST9778.000000AGAINSTMonolithic Power Systems, Inc.609839105US609839105406/13/2024Approve, on an advisory basis, the 2023 executive compensation.SECTION 14A SAY-ON-PAY VOTES2576.0000000FOR2576.000000FORMastercard Incorporated57636Q104US57636Q104006/18/2024Advisory approval of Mastercard's executive compensationSECTION 14A SAY-ON-PAY VOTES3394.0000000FOR3394.000000FORBiogen Inc.09062X103US09062X103706/20/2024Say on Pay - To hold an advisory vote on executive compensation.SECTION 14A SAY-ON-PAY VOTES2905.0000000FOR2905.000000FORNVIDIA Corporation67066G104US67066G104006/26/2024Advisory approval of our executive compensation.SECTION 14A SAY-ON-PAY VOTES2908.0000000FOR2908.000000FORRH74967X103US74967X103706/27/2024Advisory vote to approve named executive officer compensation.SECTION 14A SAY-ON-PAY VOTES6036.000000117.000000FOR6036.000000FORSalesforce, Inc.79466L302US79466L302406/27/2024Approval, on an advisory basis, of the fiscal 2024 compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES5606.0000000FOR5606.000000FOR