0001104659-22-020669.txt : 20220211
0001104659-22-020669.hdr.sgml : 20220211
20220211171211
ACCESSION NUMBER: 0001104659-22-020669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Heather
CENTRAL INDEX KEY: 0001812066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39982
FILM NUMBER: 22622633
MAIL ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Novus Capital Corp II
CENTRAL INDEX KEY: 0001828536
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 853230987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
BUSINESS PHONE: 3175906959
MAIL ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
4
1
tm226292-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-02-11
1
0001828536
Novus Capital Corp II
NXU
0001812066
Goodman Heather
C/O NOVUS CAPITAL CORPORATION II
8556 OAKMONT LANE
INDIANAPOLIS
IN
46260
1
0
0
0
Class A Common Stock, $0.0001 par value
2022-02-11
4
A
0
30000
10.00
A
30000
D
Class A Common Stock, $0.0001 par value
2022-02-11
4
A
0
220000
10.00
A
220000
I
See Footnote
Class A Common Stock, $0.0001 par value
2022-02-11
4
M
0
161285
0.00
A
191285
D
Class B Common Stock, $0.0001 par value
0.00
2022-02-11
4
D
0
130382
0.00
D
Class A Common Stock
130382
161285
D
Class B Common Stock, $0.0001 par value
0.00
2022-02-11
4
M
0
161285
0.00
D
Class A Common Stock
161285
0
D
Represents 30,000 shares of Class A common stock purchased from the issuer by Heather Goodman and Doug Raetz as tenants in common in a private placement transaction for $10.00 per share. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.
Represents 220,000 shares of Class A common stock purchased from the issuer by True VC LLC - Series 15 in a private placement transaction for $10.00 per share.
The shares are owned directly by True VC LLC - Series 15. Ms. Goodman is a managing member of True VC LLC - Series 15. Ms. Goodman disclaims beneficial ownership of the securities held by True VC LLC - Series 15 except to the extent of her pecuniary interest therein.
Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 161,285 shares of Class B common stock owned by Heather Goodman and Doug Raetz as tenants in common automatically converted into an equal number of shares of Class A common stock.
As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.
Represents the automatic forfeiture of 130,382 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.
/s/ Heather Goodman
2022-02-11