President & CCO

0001811783-24-000006.txt : 20241007 0001811783-24-000006.hdr.sgml : 20241007 20241007172416 ACCESSION NUMBER: 0001811783-24-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241007 DATE AS OF CHANGE: 20241007 EFFECTIVENESS DATE: 20241007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc CENTRAL INDEX KEY: 0001811783 ORGANIZATION NAME: IRS NUMBER: 742589344 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20292 FILM NUMBER: 241358663 BUSINESS ADDRESS: STREET 1: 9600 N MOPAC EXPY STREET 2: SUITE 600 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5129180000 MAIL ADDRESS: STREET 1: 9600 N MOPAC EXPY STREET 2: SUITE 600 CITY: AUSTIN STATE: TX ZIP: 78759 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001811783 XXXXXXXX 09-30-2024 09-30-2024 Richard P Slaughter Associates Inc

9600 N MOPAC EXPY SUITE 600 AUSTIN TX 78759

13F HOLDINGS REPORT 028-20292 N Brooks Slaughter President & CCO 5129180000 Brooks Slaughter Austin TX 10-07-2024 0 150 430974386 false INFORMATION TABLE 2 Q3-09302024.xml ACM RESH INC COM CL A 00108J109 2594543 127810 SH SOLE 0 0 0 127810 AIR LEASE CORP CL A 00912X302 2158929 47669 SH SOLE 0 0 0 47669 ALPHABET INC CAP STK CL C 02079K107 2851425 17055 SH SOLE 0 0 0 17055 AMAZON COM INC COM 023135106 348929 1873 SH SOLE 0 0 0 1873 AMGEN INC COM 031162100 200092 621 SH SOLE 0 0 0 621 ANGEL OAK FUNDS TRUST OAK ULTRASHORT 03463K752 34331335 670927 SH SOLE 0 0 0 670927 APPLE INC COM 037833100 5264131 22593 SH SOLE 0 0 0 22593 ARES CAPITAL CORP COM 04010L103 1755421 83831 SH SOLE 0 0 0 83831 AT&T INC COM 00206R102 3878204 176282 SH SOLE 0 0 0 176282 AUTOMATIC DATA PROCESSING IN COM 053015103 275007 994 SH SOLE 0 0 0 994 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1032363 2243 SH SOLE 0 0 0 2243 BLACKROCK ETF TRUST II SHORT TERM CALIF 092528884 397890 7879 SH SOLE 0 0 0 7879 BLACKROCK INC COM 09247X101 1872434 1972 SH SOLE 0 0 0 1972 BLOCK INC CL A 852234103 1954893 29121 SH SOLE 0 0 0 29121 BONDBLOXX ETF TRUST BLOOMBERG TEN YR 09789C812 11512110 237798 SH SOLE 0 0 0 237798 BP PLC SPONSORED ADR 055622104 3262708 103941 SH SOLE 0 0 0 103941 BRISTOL-MYERS SQUIBB CO COM 110122108 1898910 36701 SH SOLE 0 0 0 36701 BROADCOM INC COM 11135F101 2680650 15540 SH SOLE 0 0 0 15540 CATALYST PHARMACEUTICALS INC COM 14888U101 2915124 146636 SH SOLE 0 0 0 146636 CHECK POINT SOFTWARE TECH LT ORD M22465104 3067029 15907 SH SOLE 0 0 0 15907 CHEVRON CORP NEW COM 166764100 2214499 15037 SH SOLE 0 0 0 15037 CITIGROUP INC COM NEW 172967424 2264680 36177 SH SOLE 0 0 0 36177 CNA FINL CORP COM 126117100 2743430 56057 SH SOLE 0 0 0 56057 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 908231 11963 SH SOLE 0 0 0 11963 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 21857439 669037 SH SOLE 0 0 0 669037 COPA HOLDINGS SA CL A P31076105 1715114 18277 SH SOLE 0 0 0 18277 COTERRA ENERGY INC COM 127097103 1529375 63857 SH SOLE 0 0 0 63857 CUMMINS INC COM 231021106 1879601 5805 SH SOLE 0 0 0 5805 DEVON ENERGY CORP NEW COM 25179M103 1462227 37378 SH SOLE 0 0 0 37378 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 863697 25188 SH SOLE 0 0 0 25188 DIODES INC COM 254543101 2090872 32624 SH SOLE 0 0 0 32624 EXXON MOBIL CORP COM 30231G102 1701214 14513 SH SOLE 0 0 0 14513 FEDEX CORP COM 31428X106 2207101 8065 SH SOLE 0 0 0 8065 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 6767679 106628 SH SOLE 0 0 0 106628 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 763025 4438 SH SOLE 0 0 0 4438 FISERV INC COM 337738108 215580 1200 SH SOLE 0 0 0 1200 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 10950856 157912 SH SOLE 0 0 0 157912 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1418515 39218 SH SOLE 0 0 0 39218 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 307266 3966 SH SOLE 0 0 0 3966 HOME DEPOT INC COM 437076102 206247 509 SH SOLE 0 0 0 509 HONDA MOTOR LTD ADR ECH CNV IN 3 438128308 1729856 54518 SH SOLE 0 0 0 54518 HSBC HLDGS PLC SPON ADR NEW 404280406 1829924 40494 SH SOLE 0 0 0 40494 HUNTINGTON INGALLS INDS INC COM 446413106 1765794 6679 SH SOLE 0 0 0 6679 ICON PLC SHS G4705A100 1977555 6883 SH SOLE 0 0 0 6883 INNOVATOR ETFS TRUST NASDAQ 100 MANA 45783Y681 10636104 385868 SH SOLE 0 0 0 385868 INNOVATOR ETFS TRUST PREM INC 40 BARR 45783Y483 357981 14972 SH SOLE 0 0 0 14972 INNOVATOR ETFS TRUST PREM INCM 40 BAR 45783Y590 358652 14585 SH SOLE 0 0 0 14585 INNOVATOR ETFS TRUST US EQTY BUF SEP 45782C664 5236937 124324 SH SOLE 0 0 0 124324 INNOVATOR ETFS TRUST PREM INCM 30 BAR 45783Y616 1140927 46305 SH SOLE 0 0 0 46305 IRON MTN INC DEL COM 46284V101 1218245 10252 SH SOLE 0 0 0 10252 ISHARES INC CORE MSCI EMKT 46434G103 4951670 86251 SH SOLE 0 0 0 86251 ISHARES INC ESG AWR MSCI EM 46434G863 404442 11108 SH SOLE 0 0 0 11108 ISHARES TR SP SMCP600VL ETF 464287879 281854 2618 SH SOLE 0 0 0 2618 ISHARES TR CORE TOTAL USD 46434V613 1042342 22121 SH SOLE 0 0 0 22121 ISHARES TR IBONDS 25 TRM HG 46435U168 906906 38923 SH SOLE 0 0 0 38923 ISHARES TR RUS 1000 VAL ETF 464287598 355495 1873 SH SOLE 0 0 0 1873 ISHARES TR BLACKROCK ULTRA 46434V878 410842 8097 SH SOLE 0 0 0 8097 ISHARES TR ESG AW MSCI EAFE 46435G516 815102 9684 SH SOLE 0 0 0 9684 ISHARES TR EAFE SML CP ETF 464288273 546991 8080 SH SOLE 0 0 0 8080 ISHARES TR MSCI USA QLT FCT 46432F339 22266550 124186 SH SOLE 0 0 0 124186 ISHARES TR U.S. TECH ETF 464287721 11336779 74771 SH SOLE 0 0 0 74771 ISHARES TR MSCI USA VALUE 46432F388 485882 4456 SH SOLE 0 0 0 4456 ISHARES TR MSCI EAFE ETF 464287465 14988 4500 SH Call SOLE 0 0 0 4500 ISHARES TR RUS 1000 GRW ETF 464287614 211714 564 SH SOLE 0 0 0 564 ISHARES TR MSCI EMG MKT ETF 464287234 481576 10501 SH SOLE 0 0 0 10501 ISHARES TR IBONDS 26 TRM TS 46436E858 478022 20725 SH SOLE 0 0 0 20725 ISHARES TR IBOXX HI YD ETF 464288513 359423 4476 SH SOLE 0 0 0 4476 ISHARES TR CORE MSCI EAFE 46432F842 2273050 29123 SH SOLE 0 0 0 29123 ISHARES TR IBONDS 25 TRM TS 46436E866 718221 30667 SH SOLE 0 0 0 30667 ISHARES TR MSCI EAFE ETF 464287465 29692 10900 SH Call SOLE 0 0 0 10900 ISHARES TR MORNINGSTR US EQ 464287127 400587 5056 SH SOLE 0 0 0 5056 ISHARES TR MSCI INTL QUALTY 46434V456 15165201 365515 SH SOLE 0 0 0 365515 ISHARES TR S&P SML 600 GWT 464287887 298090 2137 SH SOLE 0 0 0 2137 ISHARES U S ETF TR BLACKROCK SH DUR 46431W507 516909 10088 SH SOLE 0 0 0 10088 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 17415677 263754 SH SOLE 0 0 0 263754 J P MORGAN EXCHANGE TRADED F DIVERSFED RTRN 46641Q886 1386003 13195 SH SOLE 0 0 0 13195 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 677787 11969 SH SOLE 0 0 0 11969 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 942798 18508 SH SOLE 0 0 0 18508 J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF 46641Q837 2190141 43164 SH SOLE 0 0 0 43164 JABIL INC COM 466313103 2111884 17624 SH SOLE 0 0 0 17624 JOHNSON & JOHNSON COM 478160104 1781039 10990 SH SOLE 0 0 0 10990 JPMORGAN CHASE & CO. COM 46625H100 4763117 22589 SH SOLE 0 0 0 22589 LKQ CORP COM 501889208 2022986 50676 SH SOLE 0 0 0 50676 MANULIFE FINL CORP COM 56501R106 2016847 68252 SH SOLE 0 0 0 68252 MARSH & MCLENNAN COS INC COM 571748102 225990 1013 SH SOLE 0 0 0 1013 MERCK & CO INC COM 58933Y105 3958020 34854 SH SOLE 0 0 0 34854 MICROCHIP TECHNOLOGY INC. COM 595017104 245286 3055 SH SOLE 0 0 0 3055 MICROSOFT CORP COM 594918104 474191 1102 SH SOLE 0 0 0 1102 MODERNA INC COM 60770K107 1263154 18901 SH SOLE 0 0 0 18901 MORGAN STANLEY COM NEW 617446448 2352384 22567 SH SOLE 0 0 0 22567 NEOS ETF TRUST NEOS ENH INC 1-3 78433H501 22152932 444838 SH SOLE 0 0 0 444838 NEW YORK LIFE INVESTMENTS ET NYLI HEDGE MULTI 45409B107 234729 7317 SH SOLE 0 0 0 7317 NEXTERA ENERGY INC COM 65339F101 451052 5336 SH SOLE 0 0 0 5336 NOVARTIS AG SPONSORED ADR 66987V109 1779589 15472 SH SOLE 0 0 0 15472 OLD REP INTL CORP COM 680223104 1810175 51106 SH SOLE 0 0 0 51106 OPERA LTD SPONSORED ADS 68373M107 3079324 199309 SH SOLE 0 0 0 199309 PACER FDS TR PACER US SMALL 69374H857 2497566 53688 SH SOLE 0 0 0 53688 PAGSEGURO DIGITAL LTD COM CL A G68707101 1401579 162785 SH SOLE 0 0 0 162785 PEPSICO INC COM 713448108 285684 1680 SH SOLE 0 0 0 1680 PERMIAN RESOURCES CORP CLASS A COM 71424F105 4049370 297529 SH SOLE 0 0 0 297529 PFIZER INC COM 717081103 3975517 137371 SH SOLE 0 0 0 137371 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1221672 12133 SH SOLE 0 0 0 12133 PIMCO ETF TR MUNI INCOME OPP 72201R635 266805 5780 SH SOLE 0 0 0 5780 PIMCO ETF TR MULTISECTOR BD 72201R585 1472386 55249 SH SOLE 0 0 0 55249 PROCORE TECHNOLOGIES INC COM 74275K108 1374813 22275 SH SOLE 0 0 0 22275 PROCORE TECHNOLOGIES INC COM 74275K108 106912 16400 SH Put SOLE 0 0 0 16400 PROCORE TECHNOLOGIES INC COM 74275K108 23200 5800 SH Put SOLE 0 0 0 5800 REGIONS FINANCIAL CORP NEW COM 7591EP100 2314663 99214 SH SOLE 0 0 0 99214 ROYAL BK CDA COM 780087102 1948407 15621 SH SOLE 0 0 0 15621 SANOFI SPONSORED ADR 80105N105 1837302 31881 SH SOLE 0 0 0 31881 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 707715 14893 SH SOLE 0 0 0 14893 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 406504 6111 SH SOLE 0 0 0 6111 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 286808 2753 SH SOLE 0 0 0 2753 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 359772 12329 SH SOLE 0 0 0 12329 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 641447 16648 SH SOLE 0 0 0 16648 SHELL PLC SPON ADS 780259305 3614060 54800 SH SOLE 0 0 0 54800 SIMPLIFY EXCHANGE TRADED FUN MULTI QIS ALTERN 82889N533 668262 27169 SH SOLE 0 0 0 27169 SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 82889N632 349870 14923 SH SOLE 0 0 0 14923 SMURFIT WESTROCK PLC SHS G8267P108 3230091 65360 SH SOLE 0 0 0 65360 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1327800 31857 SH SOLE 0 0 0 31857 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 247353 585 SH SOLE 0 0 0 585 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 988491 23946 SH SOLE 0 0 0 23946 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1701082 45290 SH SOLE 0 0 0 45290 SPDR S&P 500 ETF TR TR UNIT 78462F103 274608 479 SH SOLE 0 0 0 479 SPDR SER TR PORTFOLI S&P1500 78464A805 1248937 17827 SH SOLE 0 0 0 17827 SPDR SER TR PORTFOLIO S&P400 78464A847 803632 14697 SH SOLE 0 0 0 14697 SPDR SER TR PORTFOLIO AGRGTE 78464A649 721673 27608 SH SOLE 0 0 0 27608 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4052416 23334 SH SOLE 0 0 0 23334 TE CONNECTIVITY PLC ORD SHS G87052109 2284781 15132 SH SOLE 0 0 0 15132 TEXTRON INC COM 883203101 2930315 33081 SH SOLE 0 0 0 33081 TOTALENERGIES SE SPONSORED ADS 89151E109 1608650 24894 SH SOLE 0 0 0 24894 VALE S A SPONSORED ADS 91912E105 3245522 277870 SH SOLE 0 0 0 277870 VALMONT INDS INC COM 920253101 2896601 9990 SH SOLE 0 0 0 9990 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1926936 7207 SH SOLE 0 0 0 7207 VANGUARD INDEX FDS VALUE ETF 922908744 11485484 65793 SH SOLE 0 0 0 65793 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 900487 1707 SH SOLE 0 0 0 1707 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5974250 35631 SH SOLE 0 0 0 35631 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1007793 3559 SH SOLE 0 0 0 3559 VANGUARD INDEX FDS SMALL CP ETF 922908751 285126 1202 SH SOLE 0 0 0 1202 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3950788 16227 SH SOLE 0 0 0 16227 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2647887 13188 SH SOLE 0 0 0 13188 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9395730 196358 SH SOLE 0 0 0 196358 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5145592 40851 SH SOLE 0 0 0 40851 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6344982 100714 SH SOLE 0 0 0 100714 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 351246 6871 SH SOLE 0 0 0 6871 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1383147 26191 SH SOLE 0 0 0 26191 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 5021007 39141 SH SOLE 0 0 0 39141 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2955501 9180 SH SOLE 0 0 0 9180 WALMART INC COM 931142103 395110 4893 SH SOLE 0 0 0 4893 WP CAREY INC COM 92936U109 1772871 28457 SH SOLE 0 0 0 28457