President & CCO

0001811783-24-000004.txt : 20240409 0001811783-24-000004.hdr.sgml : 20240409 20240409165830 ACCESSION NUMBER: 0001811783-24-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240409 DATE AS OF CHANGE: 20240409 EFFECTIVENESS DATE: 20240409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc CENTRAL INDEX KEY: 0001811783 ORGANIZATION NAME: IRS NUMBER: 742589344 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20292 FILM NUMBER: 24833376 BUSINESS ADDRESS: STREET 1: 9600 N MOPAC EXPY STREET 2: SUITE 600 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5129180000 MAIL ADDRESS: STREET 1: 9600 N MOPAC EXPY STREET 2: SUITE 600 CITY: AUSTIN STATE: TX ZIP: 78759 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001811783 XXXXXXXX 03-31-2024 03-31-2024 Richard P Slaughter Associates Inc

9600 N MOPAC EXPY SUITE 600 AUSTIN TX 78759

13F HOLDINGS REPORT 028-20292 N Brooks C Slaughter President & CCO 5129180000 Brooks C Slaughter Austin TX 04-09-2024 0 147 418771445 false INFORMATION TABLE 2 Q1-03312024.xml AIR LEASE CORP CL A 00912X302 2817677 54776 SH SOLE 0 0 0 54776 ALPHABET INC CAP STK CL C 02079K107 201287 1322 SH SOLE 0 0 0 1322 AMAZON COM INC COM 023135106 813153 4508 SH SOLE 0 0 0 4508 ANGEL OAK FUNDS TRUST OAK ULTRASHOR 03463K752 267653 5261 SH SOLE 0 0 0 5261 APPLE INC COM 037833100 4627216 26984 SH SOLE 0 0 0 26984 APPLE INC COM 037833100 548736 32 SH Call SOLE 0 0 0 32 ARES CAPITAL CORP COM 04010L103 1463229 70280 SH SOLE 0 0 0 70280 AT&T INC COM 00206R102 3673894 208744 SH SOLE 0 0 0 208744 AUTOMATIC DATA PROCESSING IN COM 053015103 248184 993 SH SOLE 0 0 0 993 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1016396 2417 SH SOLE 0 0 0 2417 BLACKROCK INC COM 09247X101 1724091 2068 SH SOLE 0 0 0 2068 BLOCK INC CL A 852234103 2245429 26548 SH SOLE 0 0 0 26548 BONDBLOXX ETF TRUST BLOOMBERG TEN YR 09789C812 19800963 423822 SH SOLE 0 0 0 423822 BP PLC SPONSORED ADR 055622104 3483214 92442 SH SOLE 0 0 0 92442 BRISTOL-MYERS SQUIBB CO COM 110122108 1654936 30517 SH SOLE 0 0 0 30517 BROADCOM INC COM 11135F101 3093506 2334 SH SOLE 0 0 0 2334 CHECK POINT SOFTWARE TECH LT ORD M22465104 2786857 16992 SH SOLE 0 0 0 16992 CHEVRON CORP NEW COM 166764100 2194005 13909 SH SOLE 0 0 0 13909 CITIGROUP INC COM NEW 172967424 2856993 45177 SH SOLE 0 0 0 45177 CITIZENS FINANCIAL GROUP INC COM 174610105 1822338 50216 SH SOLE 0 0 0 50216 CNA FINL CORP COM 126117100 2681551 59039 SH SOLE 0 0 0 59039 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 19504240 627146 SH SOLE 0 0 0 627146 COTERRA ENERGY INC COM 127097103 1429100 51259 SH SOLE 0 0 0 51259 CUMMINS INC COM 231021106 1741381 5910 SH SOLE 0 0 0 5910 DEVON ENERGY CORP NEW COM 25179M103 1567924 31246 SH SOLE 0 0 0 31246 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 804756 25188 SH SOLE 0 0 0 25188 DIODES INC COM 254543101 2323116 32952 SH SOLE 0 0 0 32952 EXXON MOBIL CORP COM 30231G102 1477061 12707 SH SOLE 0 0 0 12707 FEDEX CORP COM 31428X106 2473084 8535 SH SOLE 0 0 0 8535 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 4487059 72771 SH SOLE 0 0 0 72771 GLOBAL X FDS S&P 500 COVERED 37954Y475 287936 7059 SH SOLE 0 0 0 7059 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1105646 32244 SH SOLE 0 0 0 32244 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 11860265 180934 SH SOLE 0 0 0 180934 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 298885 4105 SH SOLE 0 0 0 4105 GOODYEAR TIRE & RUBR CO COM 382550101 2634088 191849 SH SOLE 0 0 0 191849 HONDA MOTOR LTD AMERN SHS 438128308 1719020 46173 SH SOLE 0 0 0 46173 HSBC HLDGS PLC SPON ADR NEW 404280406 1441796 36631 SH SOLE 0 0 0 36631 HUNTINGTON INGALLS INDS INC COM 446413106 2121318 7278 SH SOLE 0 0 0 7278 INNOVATOR ETFS TRUST NASDAQ 100 MANA 45783Y681 8777560 336692 SH SOLE 0 0 0 336692 INNOVATOR ETFS TR PREM INCM 30 BAR 45783Y616 863402 35205 SH SOLE 0 0 0 35205 INNOVATOR ETFS TRUST PREM INCM 40 BAR 45783Y590 289168 11798 SH SOLE 0 0 0 11798 INNOVATOR ETFS TRUST PREM INC 40 BARR 45783Y483 357578 14921 SH SOLE 0 0 0 14921 INTEL CORP COM 458140100 1822277 41256 SH SOLE 0 0 0 41256 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 211576 9219 SH SOLE 0 0 0 9219 INVESCO EXCH TRADED FD TR II EQUAL WEGT 0-30 46138E107 346479 12339 SH SOLE 0 0 0 12339 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 241374 7814 SH SOLE 0 0 0 7814 IRON MTN INC NEW COM 46284V101 1751545 21837 SH SOLE 0 0 0 21837 ISHARES TR CORE MSCI EAFE 46432F842 2336074 31475 SH SOLE 0 0 0 31475 ISHARES INC CORE MSCI EMKT 46434G103 4666136 90429 SH SOLE 0 0 0 90429 ISHARES TR CORE TOTAL USD 46434V613 1055955 23162 SH SOLE 0 0 0 23162 ISHARES TR MSCI USA QLT FCT 46432F339 17427509 106039 SH SOLE 0 0 0 106039 ISHARES TR EDGE MSCI USA VL 46432F388 549348 5072 SH SOLE 0 0 0 5072 ISHARES TR ESG AW MSCI EAFE 46435G516 285678 3575 SH SOLE 0 0 0 3575 ISHARES TR ESG AWR US AGRGT 46435U549 350926 7457 SH SOLE 0 0 0 7457 ISHARES TR IBONDS 25 TRM HG 46435U168 27686432 1184193 SH SOLE 0 0 0 1184193 ISHARES TR IBONDS 24 TRM TS 46436E874 523424 21864 SH SOLE 0 0 0 21864 ISHARES TR IBONDS 25 TRM TS 46436E866 881601 37951 SH SOLE 0 0 0 37951 ISHARES TR IBONDS 26 TRM TS 46436E858 511043 22503 SH SOLE 0 0 0 22503 ISHARES TR MRNGSTR LG-CP ET 464287127 448371 6187 SH SOLE 0 0 0 6187 ISHARES TR MSCI EAFE ETF 464287465 870474 109 SH Call SOLE 0 0 0 109 ISHARES TR MSCI EAFE ETF 464287465 479160 60 SH Put SOLE 0 0 0 60 ISHARES TR EAFE SML CP ETF 464288273 537861 8493 SH SOLE 0 0 0 8493 ISHARES TR MSCI EMG MKT ETF 464287234 463957 11294 SH SOLE 0 0 0 11294 ISHARES TR INTL QLTY FACTOR 46434V456 18965594 478204 SH SOLE 0 0 0 478204 ISHARES TR RUS 1000 VAL ETF 464287598 211528 1181 SH SOLE 0 0 0 1181 ISHARES TR S&P SML 600 GWT 464287887 301594 2307 SH SOLE 0 0 0 2307 ISHARES TR SP SMCP600VL ETF 464287879 326776 3180 SH SOLE 0 0 0 3180 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 27448978 543975 SH SOLE 0 0 0 543975 ISHARES TR U.S. TECH ETF 464287721 5434139 40235 SH SOLE 0 0 0 40235 JABIL INC COM 466313103 2300055 17171 SH SOLE 0 0 0 17171 JOHNSON & JOHNSON COM 478160104 1462624 9246 SH SOLE 0 0 0 9246 JPMORGAN CHASE & CO COM 46625H100 4682212 23376 SH SOLE 0 0 0 23376 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 1254507 12654 SH SOLE 0 0 0 12654 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 639696 11969 SH SOLE 0 0 0 11969 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 463979 8019 SH SOLE 0 0 0 8019 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 11914832 190272 SH SOLE 0 0 0 190272 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3253419 64488 SH SOLE 0 0 0 64488 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 263848 5200 SH SOLE 0 0 0 5200 LEGGETT & PLATT INC COM 524660107 1267691 66198 SH SOLE 0 0 0 66198 LKQ CORP COM 501889208 2716005 50852 SH SOLE 0 0 0 50852 MANULIFE FINL CORP COM 56501R106 1726034 69069 SH SOLE 0 0 0 69069 MARSH & MCLENNAN COS INC COM 571748102 205980 1000 SH SOLE 0 0 0 1000 MERCK & CO INC COM 58933Y105 3854655 29213 SH SOLE 0 0 0 29213 MICROCHIP TECHNOLOGY INC. COM 595017104 274064 3055 SH SOLE 0 0 0 3055 MICROSOFT CORP COM 594918104 809044 1923 SH SOLE 0 0 0 1923 MODERNA INC COM 60770K107 2605178 24448 SH SOLE 0 0 0 24448 MORGAN STANLEY COM NEW 617446448 2886286 30653 SH SOLE 0 0 0 30653 NEXTERA ENERGY INC COM 65339F101 339745 5316 SH SOLE 0 0 0 5316 NOVARTIS AG SPONSORED ADR 66987V109 1449789 14988 SH SOLE 0 0 0 14988 OLD REP INTL CORP COM 680223104 1652951 53807 SH SOLE 0 0 0 53807 OPERA LTD SPONSORED ADS 68373M107 3103202 196281 SH SOLE 0 0 0 196281 PACER FDS TR PACER US SMALL 69374H857 2256198 45895 SH SOLE 0 0 0 45895 PAGSEGURO DIGITAL LTD COM CL A G68707101 2283928 159939 SH SOLE 0 0 0 159939 PEPSICO INC COM 713448108 294016 1680 SH SOLE 0 0 0 1680 PERMIAN RESOURCES CORP CLASS A COM 71424F105 3670931 207867 SH SOLE 0 0 0 207867 PFIZER INC COM 717081103 4054941 146124 SH SOLE 0 0 0 146124 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1397405 13899 SH SOLE 0 0 0 13899 PIMCO ETF TR MULTISECTOR BD 72201R585 1369375 53159 SH SOLE 0 0 0 53159 PROCORE TECHNOLOGIES INC COM 74275K108 1347588 16400 SH SOLE 0 0 0 16400 PROCORE TECHNOLOGIES INC COM 74275K108 1347588 164 SH Call SOLE 0 0 0 164 PROCORE TECHNOLOGIES INC COM 74275K108 1347588 164 SH Put SOLE 0 0 0 164 REGIONS FINANCIAL CORP NEW COM 7591EP100 2185572 103877 SH SOLE 0 0 0 103877 ROYAL BK CDA COM 780087102 1538621 15252 SH SOLE 0 0 0 15252 SANOFI SPONSORED ADR 80105N105 1442982 29691 SH SOLE 0 0 0 29691 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 267953 10612 SH SOLE 0 0 0 10612 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 843770 23569 SH SOLE 0 0 0 23569 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1030722 22407 SH SOLE 0 0 0 22407 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 380097 6226 SH SOLE 0 0 0 6226 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 261655 2822 SH SOLE 0 0 0 2822 SHELL PLC SPON ADS 780259305 3605813 53786 SH SOLE 0 0 0 53786 SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 82889N632 13972098 572627 SH SOLE 0 0 0 572627 SIMPLIFY EXCHANGE TRADED FUN MULTI QIS ALTERN 82889N533 704777 27769 SH SOLE 0 0 0 27769 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1350376 27469 SH SOLE 0 0 0 27469 ADVISOR MANAGED PORTFOLIOS SOUNDWATCH HEDGD 00777X603 244708 9285 SH SOLE 0 0 0 9285 SOUTHWESTERN ENERGY CO COM 845467109 2157904 284684 SH SOLE 0 0 0 284684 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 232528 584 SH SOLE 0 0 0 584 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1580499 44098 SH SOLE 0 0 0 44098 SPDR SER TR PORTFOLI S&P1500 78464A805 1087514 16952 SH SOLE 0 0 0 16952 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 738131 20396 SH SOLE 0 0 0 20396 SPDR SER TR PORTFOLIO AGRGTE 78464A847 705421 13225 SH SOLE 0 0 0 13225 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1077939 42640 SH SOLE 0 0 0 42640 SPDR S&P 500 ETF TR TR UNIT 78462F103 606035 1158 SH SOLE 0 0 0 1158 SPDR S&P 500 ETF TR TR UNIT 78462F103 941526 18 SH Call SOLE 0 0 0 18 SPDR S&P 500 ETF TR TR UNIT 78462F103 627684 12 SH Put SOLE 0 0 0 12 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4753723 34941 SH SOLE 0 0 0 34941 TE CONNECTIVITY LTD SHS H84989104 2221155 15293 SH SOLE 0 0 0 15293 TEXTRON INC COM 883203101 3415875 35608 SH SOLE 0 0 0 35608 TOTALENERGIES SE SPONSORED ADS 89151E109 1515705 22021 SH SOLE 0 0 0 22021 VALE S A SPONSORED ADS 91912E105 2069874 169801 SH SOLE 0 0 0 169801 VALMONT INDS INC COM 920253101 2433464 10660 SH SOLE 0 0 0 10660 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 753794 1568 SH SOLE 0 0 0 1568 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6517188 111120 SH SOLE 0 0 0 111120 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6010132 51439 SH SOLE 0 0 0 51439 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 390071 7775 SH SOLE 0 0 0 7775 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8214488 196660 SH SOLE 0 0 0 196660 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2892754 10093 SH SOLE 0 0 0 10093 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 4835972 40465 SH SOLE 0 0 0 40465 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2008459 8518 SH SOLE 0 0 0 8518 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3359860 21550 SH SOLE 0 0 0 21550 VANGUARD INDEX FDS SMALL CP ETF 922908751 274765 1202 SH SOLE 0 0 0 1202 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1753863 6727 SH SOLE 0 0 0 6727 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2327888 12132 SH SOLE 0 0 0 12132 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1189586 4577 SH SOLE 0 0 0 4577 VANGUARD INDEX FDS VALUE ETF 922908744 8039421 49364 SH SOLE 0 0 0 49364 WP CAREY INC COM 92936U109 1368331 24244 SH SOLE 0 0 0 24244 WALMART INC COM 931142103 284122 4722 SH SOLE 0 0 0 4722 WESTROCK CO COM 96145D105 2339776 47316 SH SOLE 0 0 0 47316