0001104659-22-117842.txt : 20221114 0001104659-22-117842.hdr.sgml : 20221114 20221114083756 ACCESSION NUMBER: 0001104659-22-117842 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Southern Wealth Management, LLP CENTRAL INDEX KEY: 0001811579 IRS NUMBER: 823136934 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20258 FILM NUMBER: 221380661 BUSINESS ADDRESS: STREET 1: 5005 LBJ FREEWAY STREET 2: SUITE 1313 CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 972-661-4600 MAIL ADDRESS: STREET 1: 5005 LBJ FREEWAY STREET 2: SUITE 1313 CITY: DALLAS STATE: TX ZIP: 75244 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001811579 XXXXXXXX 09-30-2022 09-30-2022 false Southern Wealth Management, LLP

5005 Lbj Freeway Suite 1313 Dallas TX 75244

13F HOLDINGS REPORT 028-20258 N Tom Gile 972-661-4607 /s/ Tom Gile Dallas TX 11-14-2022 0 58 248609 INFORMATION TABLE 2 infotable.xml ADAPTIVE ALPHA OPPORTUNITIES ETF ADAPTIVE ALPHA 85521B742 293 14225 SH SOLE 0 0 14225 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF INSTL PFD SECS 33739P855 690 39909 SH SOLE 0 0 39909 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND SHS 336917109 215 5950 SH SOLE 0 0 5950 FIRST TRUST PREFERRED SECURITIES & INCOME ETF PFD SECS INC ETF 33739E108 5547 336079 SH SOLE 0 0 336079 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 20891 374926 SH SOLE 0 0 374926 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 9440 222904 SH SOLE 0 0 222904 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 1671 6891 SH SOLE 0 0 6891 ISHARES CORE S&P SMALL CAP ETF CORE S&P SCP ETF 464287804 851 8694 SH SOLE 0 0 8694 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD MIN VOL EAFE ETF 46429B689 2523 43109 SH SOLE 0 0 43109 ISHARES MSCI ACWI EX US MSCI ACWI EX US 464288240 402 9716 SH SOLE 0 0 9716 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 5637 95047 SH SOLE 0 0 95047 ISHARES MSCI EAFE GROWTH INDEX ETF EAFE GRWTH ETF 464288885 3449 45274 SH SOLE 0 0 45274 ISHARES MSCI EAFE SMALL CAP ETF EAFE SML CP ETF 464288273 4563 89579 SH SOLE 0 0 89579 ISHARES MSCI EAFE VALUE INDEX ETF EAFE VALUE ETF 464288877 3806 92186 SH SOLE 0 0 92186 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 10262 300153 SH SOLE 0 0 300153 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF MIN VOL EMRG MKT 464286533 15004 298942 SH SOLE 0 0 298942 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 15093 67807 SH SOLE 0 0 67807 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 4675 31222 SH SOLE 0 0 31222 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 5663 30890 SH SOLE 0 0 30890 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 356 1571 SH SOLE 0 0 1571 ISHARES RUSSELL 2000 VALUE RUS 2000 VAL ETF 464287630 6396 44013 SH SOLE 0 0 44013 ISHARES RUSSELL 2500 ETF RUSEL 2500 ETF 46435G268 694 12723 SH SOLE 0 0 12723 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 4313 50943 SH SOLE 0 0 50943 ISHARES RUSSELL MIDCAP VALUE INDEX RUS MDCP VAL ETF 464287473 4993 47535 SH SOLE 0 0 47535 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 2178 5616 SH SOLE 0 0 5616 ISHARES S&P SMALLCAP 600 GROWTH ETF S&P SML 600 GWT 464287887 204 1826 SH SOLE 0 0 1826 ISHARES S&P SMALLCAP 600 VALUE ETF SP SMCP600VL ETF 464287879 294 3119 SH SOLE 0 0 3119 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD MSCI MIN VOL ETF 46429B697 5098 71613 SH SOLE 0 0 71613 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 1725 8101 SH SOLE 0 0 8101 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 1793 26515 SH SOLE 0 0 26515 ISHARES TRUST S&P GLOBAL INFRASTRUCTUR GLB INFRASTR ETF 464288372 795 18047 SH SOLE 0 0 18047 POWERSHARES QQQ TR UNIT SER 1 46090E103 280 1009 SH SOLE 0 0 1009 SCHWAB EMERGING MARKET EQ ETF EMRG MKTEQ ETF 808524706 511 23586 SH SOLE 0 0 23586 SCHWAB ETFS- US BROAD MARKET ETF US BRD MKT ETF 808524102 2404 52959 SH SOLE 0 0 52959 SCHWAB ETFS- US SMALL-CAP ETF US SML CAP ETF 808524607 2932 70070 SH SOLE 0 0 70070 SCHWAB FUNDAMENTAL INTL LG CO ETF SCHWB FDT INT LG 808524755 296 10998 SH SOLE 0 0 10998 SCHWAB FUNDAMENTAL US LARGE CO. INDEX ETF SCHWAB FDT US LG 808524771 801 15008 SH SOLE 0 0 15008 SCHWAB FUNDAMENTAL US SMALL CO. INDEX ETF SCHWAB FDT US SC 808524763 266 5556 SH SOLE 0 0 5556 SCHWAB INTERNATIONAL EQUITY ETF INTL EQTY ETF 808524805 291 9770 SH SOLE 0 0 9770 SCHWAB INTL SMALL CAP ETF INTL SCEQT ETF 808524888 19038 649529 SH SOLE 0 0 649529 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 1601 35053 SH SOLE 0 0 35053 SCHWAB U.S. MID-CAP ETF US MID-CAP ETF 808524508 3178 48196 SH SOLE 0 0 48196 SCHWAB US LARGE CAP GROWTH ETF US LCAP GR ETF 808524300 899 15416 SH SOLE 0 0 15416 SCHWAB US LARGE CAP VALUE ETF US LCAP VA ETF 808524409 717 11051 SH SOLE 0 0 11051 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 1820 4713 SH SOLE 0 0 4713 SPDR SER TR S&P DIVID ETF S&P DIVID ETF 78464A763 456 3704 SH SOLE 0 0 3704 VANGUARD EXTENDED MARKET ETF EXTEND MKT ETF 922908652 6915 50111 SH SOLE 0 0 50111 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 3456 89605 SH SOLE 0 0 89605 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2434 68649 SH SOLE 0 0 68649 VANGUARD GROWTH ETF GROWTH ETF 922908736 19229 86330 SH SOLE 0 0 86330 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 408 3835 SH SOLE 0 0 3835 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF MCAP VL IDXVIP 922908512 10290 76791 SH SOLE 0 0 76791 VANGUARD MID CAP MID CAP ETF 922908629 2492 12218 SH SOLE 0 0 12218 VANGUARD MID-CAP GROWTH ETF MCAP GR IDXVIP 922908538 1558 8569 SH SOLE 0 0 8569 VANGUARD S&P 500 ETF S&P 500 ETF 922908363 14198 39999 SH SOLE 0 0 39999 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 926 4929 SH SOLE 0 0 4929 VANGUARD TOTAL STK MKT TOTAL STK MKT 922908769 4605 23733 SH SOLE 0 0 23733 VANGUARD VALUE ETF VALUE ETF 922908744 7094 51415 SH SOLE 0 0 51415